Exhibit 1.01
PHINIA INC.
Conflict Minerals Report
For the Reporting Period from January 1, 2023 to December 31, 2023
This Conflict Minerals Report (“Report”) of PHINIA Inc. (“PHINIA” or the “Company”) for the reporting period January 1, 2023 to December 31, 2023 (the “Reporting Period”) is filed pursuant to Rule 13p-1 and Form SD under the Securities Exchange Act of 1934, as amended (collectively, the “Rule”).
The Rule requires the annual filing with the Securities and Exchange Commission (the “SEC”) of a Form SD, together with this Report (if relevant) as an exhibit to Form SD, regarding the sourcing of Conflict Minerals (as defined below) contained in the products that the Company manufactures or contracts to manufacture if those Conflict Minerals are necessary to the production or functionality of such products. Conflict Minerals are defined as gold, columbite-tantalite (coltan), cassiterite, wolframite, or their derivatives, which are limited to tantalum, tin, tungsten (collectively, “Conflict Minerals” or “3TG”). The “Covered Countries” for purposes of the Rule and this Report are the Democratic Republic of the Congo and its adjoining countries (Angola, Burundi, Central African Republic, Republic of Congo, Rwanda, South Sudan, Tanzania, Uganda, and Zambia).
Company and Products Overview
PHINIA is a leader in the development, design, and manufacture of integrated components and systems that are designed to optimize performance, increase efficiency, and reduce emissions in combustion and hybrid propulsion for commercial vehicles and industrial applications (heavy-duty and medium-duty trucks, off-highway construction, marine, aviation, and agricultural) and light vehicles (passenger cars, trucks, vans, and sport-utility). The Company is a global supplier to most major original equipment manufacturers (“OEMs”), offers a wide range of original equipment service (“OES”) solutions and remanufactured products, and provides an expanded range of products for the independent (“non-OEM”) aftermarket.
On December 6, 2022, BorgWarner Inc., a manufacturer and supplier of automotive industry components and parts (“BorgWarner”) announced plans for the complete legal and structural separation of its Fuel Systems and Aftermarket businesses by the spin-off of its wholly-owned subsidiary, PHINIA, which was formed on February 9, 2023 (the “Spin-Off”).
On July 3, 2023, BorgWarner completed the Spin-Off. As a result of these transactions, all of the assets, liabilities, and legal entities comprising BorgWarner’s Fuel Systems and Aftermarket businesses are now owned directly, or indirectly through its subsidiaries, by PHINIA. PHINIA is an independent, public company trading under the symbol “PHIN” on the New York Stock Exchange.
The Company’s business is comprised of two reportable segments: Fuel Systems and Aftermarket. The Fuel Systems segment provides advanced fuel injection systems, fuel delivery modules, canisters, sensors, electronic control modules, and associated software. Our highly engineered fuel injection systems portfolio includes pumps, injectors, fuel rail assemblies, engine control modules, and complete systems, including software and calibration services, for traditional and hybrid applications. The Aftermarket segment sells products to independent aftermarket customers and OES customers. Its product portfolio includes a wide range of products, as well as maintenance, test equipment, and vehicle diagnostics solutions. The Aftermarket segment also includes sales of starters and alternators to OEMs.
Reasonable Country of Origin Inquiry
As required by the Rule, we conducted in good faith a reasonable country of origin inquiry (“RCOI”) covering calendar year 2023. Our RCOI was reasonably designed to determine whether any of the necessary Conflict Minerals contained in our products originated in a Covered Country or came from recycled or scrap sources.
We engaged APA Engineering Conflict Minerals Due Diligence Service (“APA”), an experienced third-party service provider, to assist us with our RCOI, supplier engagement, and due diligence. The Company and APA utilized the International Material Data System to identify our products that may contain 3TG necessary to their functionality or production and mapped them to our direct suppliers. Through this process, the Company and APA identified approximately 321 direct suppliers that constituted our in-scope direct suppliers for 2023.
The Company obtained all contact details for the approximately 321 in-scope direct suppliers and provided this information to APA for uploading into APA’s AutoGen – CM software platform that enables users to complete and track supplier communications and allows suppliers to upload completed conflict mineral reporting templates for validation, assessment, and management (“AutoGen – CM”). The AutoGen – CM evaluates the quality of each supplier response and assigns a score based on the supplier’s declaration. Additionally, the metrics provided in this Report, as well as the step-by-step process for supplier engagement and upstream due diligence investigations performed, are managed through this platform. On the Company’s behalf and through the AutoGen – CM, the APA team requested that all in-scope suppliers complete a Conflict Minerals Reporting Template (“CMRT”) developed by the Responsible Minerals Initiative (“RMI”) version 6.31 or higher.
For calendar year 2023, our suppliers identified a total of 366 verified smelters and refiners (sometimes herein, “SORs”) that may have processed the necessary 3TG contained in our products. During the course of our RCOI, we were not able to confirm the country of origin for all of the 3TG that may be contained in the materials or products we purchased from our suppliers or to determine whether those 3TGs were from recycled or scrap sources. Therefore, we have concluded that some of our products manufactured during the Reporting Period may contain necessary 3TGs that may have originated in the Covered Countries or may not be from recycled or scrap sources. Accordingly, we performed due diligence in an effort to determine the source and chain of custody of these necessary 3TGs.
Due Diligence
Design of Due Diligence Measures
We designed our due diligence measures relating to 3TG to conform in all material respects with the due diligence framework in the Organisation for Economic Co-operation and Development (the “OECD”) Due Diligence Guidance of Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, and the related supplement for tin, tantalum, and tungsten and the supplement for gold, Third Edition, 2016 (the “OECD Guidance”).
Due Diligence Measures Performed
The following is a description of the due diligence measures we performed during and for the Reporting Period.
OECD Step #1: Establish Strong Company Management Systems
The Company has established a cross-functional team to support our Conflict Minerals due diligence and compliance efforts. The team is led by our Vice President and Chief Purchasing Officer and is comprised of representatives from Supply Chain Excellence, Legal, and Ethics and Compliance, in addition to other
subject matter experts (the “Compliance Team”). We also have engaged APA, an experienced third-party service provider, to assist us with our due diligence and compliance efforts.
The Company is committed to continuing to operate in a socially responsible manner and expects suppliers throughout its supply chain to supply products and materials from socially responsible sources. To that end, the Company has developed a Conflict Minerals Statement that has been provided to all suppliers and can be found on our website at www.phinia.com.
We used the RMI’s CMRT to gather information from our suppliers about SORs that processed the necessary 3TG contained in our products. We requested in-scope suppliers to complete the CMRT, and we encouraged our suppliers to consult the information contained on the RMI website. The Company is committed to retaining supplier responses and other communications and information relating to Conflict Minerals in electronic form for at least 5 years.
The Company has an independent, 24/7 hotline and web portal hosted by a third-party (the “Compliance Hotline”) through which employees and external parties can anonymously and confidentially raise concerns or questions about compliance with our Code of Ethical Conduct and other Company policies and principles, including the Company’s Conflict Minerals Statement. The Compliance Hotline is available in the local language of all areas in which we operate. Suppliers also may reach out to report concerns by email to complianceoffice@phinia.com.
OECD Step #2: Identify and Assess Risks in the Supply Chain
We sent requests to all suppliers that we identified as having provided us with products containing 3TG, or that we believe may have provided us with products containing 3TG in calendar year 2023, and we asked them to provide us with a completed CMRT. We requested that they complete the CMRT at the product-level basis rather than at the company-level basis.
APA also provided suppliers training and education to guide them on best practices and the use of the CMRT. APA monitored and tracked all communications in the AutoGen – CM for reporting and transparency. The Company directly contacted suppliers that were unresponsive to APA’s communications during the diligence process and requested that these suppliers complete the CMRT and submit it to APA.
APA’s AutoGen – CM platform performed an automated data validation on all submitted CMRTs. The data validation identifies any contradictory answers in the CMRT. This data validation is based on questions within the declaration tab of the CMRT which help to identify areas that require further classification or risk assessment. The results of this data validation were shared with the suppliers to direct them to responses that require clarification or improvement.
All submitted CMRTs were accepted and classified as valid or invalid so that data is retained. Suppliers were contacted regarding invalid forms and were encouraged to submit a valid form. Suppliers were also provided with guidance on how to correct these validation errors in the form of written feedback to their CMRT submission, training courses, and direct engagement with APA. Because some suppliers remained unresponsive to feedback, the Company tracked and identified improvement opportunities.
APA reviewed the lists of SORs provided by our suppliers and validated and cross-referenced such SOR information against information on APA’s database. APA cross-checked the SORs reported by our suppliers to determine whether the SORs were conformant or active with RMI’s Responsible Minerals Assurance Process (“RMAP”).
Each facility that is recognized by RMI as a smelter or refiner of a 3TG mineral is assessed by APA according to red-flag indicators defined in the OECD Guidance. APA uses numerous factors to determine
the level of risk that each smelter or refiner poses to the supply chain by identifying red flags. These factors include:
• Geographic proximity to the DRC and Covered Countries;
• Known mineral source country of origin;
• RMAP audit status;
• Credible evidence of unethical or conflict sourcing; and
• Peer assessments conducted by credible third-party sources.
OECD Step #3: Design and Implement a Strategy to Respond to Identified Risks
Members of our Compliance Team periodically briefed the Vice President and Chief Purchasing Officer about the Company’s Conflict Minerals due diligence and compliance activities and the results of our due diligence measures.
APA followed up with non-responsive suppliers and with suppliers who provided incomplete responses or responses we believe to be inaccurate.
The Company distributed training materials to identified in-scope suppliers to reinforce the requirements of the Rule and our expectations of our suppliers. We distributed training materials to Company personnel to reinforce the requirements of the Rule and our risk mitigation plan.
As part of our risk management process under the OECD Guidance, when facilities of concern were reported on a CMRT by one of the suppliers surveyed, risk mitigation activities were initiated by the lead manufacturing site or Global Commodity Manager responsible for managing the relationship with the supplier. Through APA, suppliers with submissions that included any SORs of concern were provided with feedback instructing that supplier to take their own independent risk mitigation actions. We also requested that suppliers provide product-level basis responses in the CMRT to better identify the connection to products that they supply to the Company. Certain high-risk suppliers were given clear performance objectives to accomplish within reasonable timeframes, with the ultimate goal of progressive elimination of these SORs of concern from the supply chain. We monitor and track performance of risk mitigation efforts and provide periodic updates to our Vice President and Chief Purchasing Officer.
Any concerns reported through the Compliance Hotline will be reported to the Chief Compliance Officer and investigated promptly. While the Company has not received any concerns relating to Conflict Minerals through the Compliance Hotline, any such concerns would also be reported to the Vice President and Chief Purchasing Officer, and fully investigated.
OECD Step #4: Carry Out Independent Third-Party Audit of Smelter/Refiner Due Diligence Practices
Because we do not have direct relationships with SORs, we rely on RMI for its RMAP audits of the SORs’ due diligence activities. We requested that our in-scope suppliers encourage SORs in our Conflict Minerals supply chain to undergo an audit in accordance with the RMAP.
OECD Step #5: Report Annually on Supply Chain Due Diligence
This Report constitutes the Company’s first annual report as an independent, public company on our Conflict Minerals due diligence. This Report and the Form SD are available on our website at investors.phinia.com and have been filed with the SEC. The website and information accessible through it
are not incorporated into this document. We intend to file our Form SD and Report each year required by the Rule.
Results of Due Diligence
Because we have not received sufficient and complete responses from all of our in-scope suppliers, and many of the supplier responses provided us with data on a company-level or a business-level basis rather than on a product-level basis, we do not have sufficiently detailed information to conclusively determine the countries of origin or chain of custody of the necessary Conflict Minerals in our products.
Facilities Used to Process Necessary Conflict Minerals
Based on the information on RMI’s public website, our suppliers identified a total of 366 SORs that may have processed the necessary 3TG contained in our products. Of those, 65% identified by our in-scope suppliers for calendar year 2023 were designated by RMI as conformant, 2% were designated by RMI as active, and 8% were designated by RMI as non-conformant. The remaining 25% were Eligible Facilities (as defined by RMI), but have not received an RMI designation.
Attached as Appendix A is a list of the 366 SORs identified by our suppliers in their completed CMRTs that also appear on the lists of SORs maintained by RMI. Because most of the CMRTs we received from our suppliers were made on a company- or business-level basis, rather than on a product-level basis, we are not able to identify which SORs actually processed the necessary 3TGs contained in our products. Therefore, our list of SORs in Appendix A may contain more facilities than those that actually processed the necessary 3TG contained in our products. All information on Appendix A is based on information made publicly available by the RMI and listed on the RMI website as of March 22, 2024.
Countries of Origin of Our Necessary Conflict Minerals.
Based on the information available to us, we are not able to confirm which countries were the precise sources of the necessary Conflict Minerals contained in our products.
Efforts to Determine Mine or Location of Origin.
Our suppliers’ responses and RMI’s information did not provide sufficiently detailed information for us to determine the mine or location of origin of the necessary 3TG contained in our products in 2023. Our efforts to determine the mine and location of origin of the Conflict Minerals in our products with the greatest specificity consisted of the due diligence measures described in this Report.
Steps Taken and Being Taken to Mitigate Risk and Improve Due Diligence
As we further develop our due diligence in calendar year 2024, the Company intends to continue implementing the following steps to mitigate risk and improve our due diligence efforts and supplier engagement:
•Continue to strengthen our engagement with our suppliers regarding Conflict Minerals, including requiring CMRT information from key suppliers and any new supplier;
•Continue to ask our suppliers to provide product-level CMRTs to enhance the Company’s reporting and compliance efforts;
•Continue to drive our suppliers to obtain current, accurate, and complete information from their supply chain about their smelters and refiners of Conflict Minerals;
•Work with our suppliers to encourage smelters and refiners identified as part of our supply chain which are sourcing, or believed to be sourcing, from the Covered Countries to be audited and certified to a protocol recognized by the RMAP, either directly or indirectly through suppliers and/or relevant industry partnerships, including follow-up in 2024 on smelters and refiners that were identified as requiring risk mitigation in connection with the preparation of this Report; and
•Evaluate participation in relevant trade associations to define and improve best practices and build leverage over the supply chain in accordance with the OECD Guidance.
Independent Private Sector Audit
Pursuant to guidance from the SEC, this Report is not required to be audited by an independent private sector auditor.
Cautionary Statement Regarding Forward-Looking Information
This Report contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements are statements other than historical fact that provide current expectations or forecasts of future events or plans are based on certain assumptions and are not guarantees of future performance. Forward-looking statements use words such as “anticipate,” “believe,” “continue,” “could,” “designed,” “effect,” “estimate,” “evaluate,” “expect,” “forecast,” “goal,” “initiative,” “intend,” “likely,” “may,” “outlook,” “plan,” “potential,” “predict,” “project,” “pursue,” “seek,” “should,” “target,” “when,” “will,” “would,” or other words of similar meaning.
Forward-looking statements are subject to risks, uncertainties, and factors relating to our business and operations, all of which are difficult to predict and which could cause our actual results to differ materially from the expectations expressed in or implied by such forward-looking statements. Risks, uncertainties, and factors that could cause actual results to differ materially from those implied by these forward-looking statements include, but are not limited to: (a) the responsible sourcing of minerals in our supply chain by our direct and indirect suppliers; (b) the effectiveness of traceability systems used by our direct and indirect suppliers to determine the source and chain of custody of minerals contained in our supply chain; and (c) other risks, uncertainties, and other factors described from time to time in the Company’s reports filed with the SEC.
We caution readers not to place undue reliance upon any such forward-looking statements, which speak only as of the date they are made. We undertake no obligation to publicly update forward-looking statements, whether as a result of new information, future events or otherwise, except as required by law.
Additional Risk Factors
The statements in this Report are based on the RCOI process and due diligence performed in good faith by the Company and are based on the information available at the time of this Report. A number of factors could introduce errors or otherwise affect the accuracy of statements made in this Report. These factors include, but are not limited to, gaps in supplier data, gaps in smelter data, errors or omissions in information provided by suppliers, errors or omissions in information provided by smelters and refiners, confusion by suppliers over requirements of the SEC final rule, gaps in supplier education and knowledge, errors or omissions in public information, translation of public data, oversights or errors in smelter or refiner audits, Covered Country-sourced materials being declared secondary materials, illegally tagged Conflict Minerals from Covered Countries being introduced into the supply chain, and smuggling of Conflict Minerals from Covered Countries to countries beyond the Covered Countries.
Appendix A - Smelter and Refiner List
Based on our review of our suppliers’ CMRT responses, the facilities that may have been used to process the 3TGs contained in our products may include, but may not be limited to, the smelters and refiners listed below. We have listed all confirmed smelters and refiners identified by our suppliers, but because of the nature and scope of our suppliers’ CMRT responses, we have not determined which of these smelters and refiners actually processed the necessary 3TG in our products.
This listing reflects datasets obtained from RMI. The inclusion in Appendix A of any OFAC-sanctioned entities reflects these generalized third-party datasets and does not indicate actual sourcing by the Company from any sanctioned entities.
| | | | | | | | |
| Mineral | Smelter or Refiner Name | Smelter ID |
| Gold | 8853 S.p.A. | CID002763 |
| Gold | ABC Refinery Pty Ltd. | CID002920 |
| Gold | Abington Reldan Metals, LLC | CID002708 |
| Gold | Advanced Chemical Company | CID000015 |
| Gold | African Gold Refinery | CID003185 |
| Gold | Agosi AG | CID000035 |
| Gold | Aida Chemical Industries Co., Ltd. | CID000019 |
| Gold | Al Etihad Gold Refinery DMCC | CID002560 |
| Gold | Albino Mountinho Lda. | CID002760 |
| Gold | Alexy Metals | CID003500 |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | CID000041 |
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | CID000058 |
| Gold | Argor-Heraeus S.A. | CID000077 |
| Gold | Asahi Pretec Corp. | CID000082 |
| Gold | Asahi Refining Canada Ltd. | CID000924 |
| Gold | Asahi Refining USA Inc. | CID000920 |
| Gold | Asaka Riken Co., Ltd. | CID000090 |
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | CID000103 |
| Gold | AU Traders and Refiners | CID002850 |
| Gold | Augmont Enterprises Private Limited | CID003461 |
| Gold | Aurubis AG | CID000113 |
| Gold | Bangalore Refinery | CID002863 |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | CID000128 |
| Gold | Boliden Ronnskar | CID000157 |
| Gold | C. Hafner GmbH + Co. KG | CID000176 |
| Gold | Caridad | CID000180 |
| Gold | CCR Refinery - Glencore Canada Corporation | CID000185 |
| Gold | Cendres + Metaux S.A. | CID000189 |
| Gold | CGR Metalloys Pvt Ltd. | CID003382 |
| Gold | Chimet S.p.A. | CID000233 |
| Gold | Chugai Mining | CID000264 |
| Gold | Coimpa Industrial LTDA | CID004010 |
| Gold | Daye Non-Ferrous Metals Mining Ltd. | CID000343 |
| | | | | | | | |
| Gold | Degussa Sonne / Mond Goldhandel GmbH | CID002867 |
| Gold | Dijllah Gold Refinery FZC | CID003348 |
| Gold | Dongwu Gold Group | CID003663 |
| Gold | Dowa | CID000401 |
| Gold | DSC (Do Sung Corporation) | CID000359 |
| Gold | Eco-System Recycling Co., Ltd. East Plant | CID000425 |
| Gold | Eco-System Recycling Co., Ltd. North Plant | CID003424 |
| Gold | Eco-System Recycling Co., Ltd. West Plant | CID003425 |
| Gold | Emerald Jewel Industry India Limited (Unit 1) | CID003487 |
| Gold | Emerald Jewel Industry India Limited (Unit 2) | CID003488 |
| Gold | Emerald Jewel Industry India Limited (Unit 3) | CID003489 |
| Gold | Emerald Jewel Industry India Limited (Unit 4) | CID003490 |
| Gold | Emirates Gold DMCC | CID002561 |
| Gold | Fidelity Printers and Refiners Ltd. | CID002515 |
| Gold | Fujairah Gold FZC | CID002584 |
| Gold | Geib Refining Corporation | CID002459 |
| Gold | GGC Gujrat Gold Centre Pvt. Ltd. | CID002852 |
| Gold | Gold by Gold Colombia | CID003641 |
| Gold | Gold Coast Refinery | CID003186 |
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | CID002243 |
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CID001909 |
| Gold | Guangdong Jinding Gold Limited | CID002312 |
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CID000651 |
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CID000671 |
| Gold | Heimerle + Meule GmbH | CID000694 |
| Gold | Heraeus Germany GmbH Co. KG | CID000711 |
| Gold | Heraeus Metals Hong Kong Ltd. | CID000707 |
| Gold | Hunan Chenzhou Mining Co., Ltd. | CID000767 |
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | CID000773 |
| Gold | HwaSeong CJ CO., LTD. | CID000778 |
| Gold | Industrial Refining Company | CID002587 |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CID000801 |
| Gold | International Precious Metal Refiners | CID002562 |
| Gold | Ishifuku Metal Industry Co., Ltd. | CID000807 |
| Gold | Istanbul Gold Refinery | CID000814 |
| Gold | Italpreziosi | CID002765 |
| Gold | JALAN & Company | CID002893 |
| Gold | Japan Mint | CID000823 |
| Gold | Jiangxi Copper Co., Ltd. | CID000855 |
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | CID000927 |
| Gold | JSC Novosibirsk Refinery | CID000493 |
| Gold | JSC Uralelectromed | CID000929 |
| Gold | JX Nippon Mining & Metals Co., Ltd. | CID000937 |
| Gold | K.A. Rasmussen | CID003497 |
| | | | | | | | |
| Gold | Kaloti Precious Metals | CID002563 |
| Gold | Kazakhmys Smelting LLC | CID000956 |
| Gold | Kazzinc | CID000957 |
| Gold | Kennecott Utah Copper LLC | CID000969 |
| Gold | KGHM Polska Miedz Spolka Akcyjna | CID002511 |
| Gold | Kojima Chemicals Co., Ltd. | CID000981 |
| Gold | Korea Zinc Co., Ltd. | CID002605 |
| Gold | Kundan Care Products Ltd. | CID003463 |
| Gold | Kyrgyzaltyn JSC | CID001029 |
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | CID002865 |
| Gold | L'azurde Company For Jewelry | CID001032 |
| Gold | Lingbao Gold Co., Ltd. | CID001056 |
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CID001058 |
| Gold | L'Orfebre S.A. | CID002762 |
| Gold | LS MnM Inc. | CID001078 |
| Gold | LT Metal Ltd. | CID000689 |
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CID001093 |
| Gold | Marsam Metals | CID002606 |
| Gold | Materion | CID001113 |
| Gold | Matsuda Sangyo Co., Ltd. | CID001119 |
| Gold | MD Overseas | CID003548 |
| Gold | Metal Concentrators SA (Pty) Ltd. | CID003575 |
| Gold | Metallix Refining Inc. | CID003557 |
| Gold | Metalor Technologies (Hong Kong) Ltd. | CID001149 |
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | CID001152 |
| Gold | Metalor Technologies (Suzhou) Ltd. | CID001147 |
| Gold | Metalor Technologies S.A. | CID001153 |
| Gold | Metalor USA Refining Corporation | CID001157 |
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | CID001161 |
| Gold | Mitsubishi Materials Corporation | CID001188 |
| Gold | Mitsui Mining and Smelting Co., Ltd. | CID001193 |
| Gold | MKS PAMP SA | CID001352 |
| Gold | MMTC-PAMP India Pvt., Ltd. | CID002509 |
| Gold | Modeltech Sdn Bhd | CID002857 |
| Gold | Morris and Watson | CID002282 |
| Gold | Moscow Special Alloys Processing Plant | CID001204 |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | CID001220 |
| Gold | Navoi Mining and Metallurgical Combinat | CID001236 |
| Gold | NH Recytech Company | CID003189 |
| Gold | Nihon Material Co., Ltd. | CID001259 |
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | CID002779 |
| Gold | Ohura Precious Metal Industry Co., Ltd. | CID001325 |
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | CID001326 |
| | | | | | | | |
| Gold | Pease & Curren | CID002872 |
| Gold | Penglai Penggang Gold Industry Co., Ltd. | CID001362 |
| Gold | Planta Recuperadora de Metales SpA | CID002919 |
| Gold | Prioksky Plant of Non-Ferrous Metals | CID001386 |
| Gold | PT Aneka Tambang (Persero) Tbk | CID001397 |
| Gold | PX Precinox S.A. | CID001498 |
| Gold | QG Refining, LLC | CID003324 |
| Gold | Rand Refinery (Pty) Ltd. | CID001512 |
| Gold | Refinery of Seemine Gold Co., Ltd. | CID000522 |
| Gold | REMONDIS PMR B.V. | CID002582 |
| Gold | Royal Canadian Mint | CID001534 |
| Gold | SAAMP | CID002761 |
| Gold | Sabin Metal Corp. | CID001546 |
| Gold | Safimet S.p.A | CID002973 |
| Gold | SAFINA A.S. | CID002290 |
| Gold | Sai Refinery | CID002853 |
| Gold | Sam Precious Metals | CID003666 |
| Gold | Samduck Precious Metals | CID001555 |
| Gold | Samwon Metals Corp. | CID001562 |
| Gold | Sancus ZFS (L’Orfebre, SA) | CID003529 |
| Gold | SEMPSA Joyeria Plateria S.A. | CID001585 |
| Gold | Shandong Gold Smelting Co., Ltd. | CID001916 |
| Gold | Shandong Humon Smelting Co., Ltd. | CID002525 |
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CID001619 |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CID001622 |
| Gold | Shenzhen CuiLu Gold Co., Ltd. | CID002750 |
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | CID002527 |
| Gold | Shirpur Gold Refinery Ltd. | CID002588 |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | CID001736 |
| Gold | Singway Technology Co., Ltd. | CID002516 |
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | CID001756 |
| Gold | Solar Applied Materials Technology Corp. | CID001761 |
| Gold | Sovereign Metals | CID003383 |
| Gold | State Research Institute Center for Physical Sciences and Technology | CID003153 |
| Gold | Sudan Gold Refinery | CID002567 |
| Gold | Sumitomo Metal Mining Co., Ltd. | CID001798 |
| Gold | SungEel HiMetal Co., Ltd. | CID002918 |
| Gold | Super Dragon Technology Co., Ltd. | CID001810 |
| Gold | T.C.A S.p.A | CID002580 |
| Gold | Tanaka Kikinzoku Kogyo K.K. | CID001875 |
| Gold | Tokuriki Honten Co., Ltd. | CID001938 |
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | CID001947 |
| Gold | TOO Tau-Ken-Altyn | CID002615 |
| Gold | Torecom | CID001955 |
| | | | | | | | |
| Gold | Umicore Precious Metals Thailand | CID002314 |
| Gold | Umicore S.A. Business Unit Precious Metals Refining | CID001980 |
| Gold | United Precious Metal Refining, Inc. | CID001993 |
| Gold | Valcambi S.A. | CID002003 |
| Gold | WEEEREFINING | CID003615 |
| Gold | Western Australian Mint (T/a The Perth Mint) | CID002030 |
| Gold | WIELAND Edelmetalle GmbH | CID002778 |
| Gold | Yamakin Co., Ltd. | CID002100 |
| Gold | Yokohama Metal Co., Ltd. | CID002129 |
| Gold | Yunnan Copper Industry Co., Ltd. | CID000197 |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CID002224 |
| Tantalum | 5D Production OU | CID003926 |
| Tantalum | AMG Brasil | CID001076 |
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CID000211 |
| Tantalum | D Block Metals, LLC | CID002504 |
| Tantalum | Exotech Inc. | CID000456 |
| Tantalum | F&X Electro-Materials Ltd. | CID000460 |
| Tantalum | FIR Metals & Resource Ltd. | CID002505 |
| Tantalum | Global Advanced Metals Aizu | CID002558 |
| Tantalum | Global Advanced Metals Boyertown | CID002557 |
| Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | CID000291 |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CID002492 |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CID002512 |
| Tantalum | Jiangxi Tuohong New Raw Material | CID002842 |
| Tantalum | Jiujiang Janny New Material Co., Ltd. | CID003191 |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CID000914 |
| Tantalum | Jiujiang Tanbre Co., Ltd. | CID000917 |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CID002506 |
| Tantalum | KEMET de Mexico | CID002539 |
| Tantalum | Materion Newton Inc. | CID002548 |
| Tantalum | Metallurgical Products India Pvt., Ltd. | CID001163 |
| Tantalum | Mineracao Taboca S.A. | CID001175 |
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | CID001192 |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CID001277 |
| Tantalum | NPM Silmet AS | CID001200 |
| Tantalum | Plansee SE Reutte | CID002556 |
| Tantalum | PowerX Ltd. | CID004054 |
| Tantalum | QuantumClean | CID001508 |
| Tantalum | Resind Industria e Comercio Ltda. | CID002707 |
| Tantalum | RFH Recycling Metals Co., Ltd. | CID003159 |
| Tantalum | RFH Yancheng Jinye New Material Technology Co., Ltd. | CID003583 |
| Tantalum | Solikamsk Magnesium Works OAO | CID001769 |
| Tantalum | Taike Technology (Suzhou) Co.,Ltd. | CID002566 |
| Tantalum | Taki Chemical Co., Ltd. | CID001869 |
| Tantalum | TANIOBIS Co., Ltd. | CID002544 |
| | | | | | | | |
| Tantalum | TANIOBIS GmbH | CID002545 |
| Tantalum | TANIOBIS Japan Co., Ltd. | CID002549 |
| Tantalum | TANIOBIS Smelting GmbH & Co. KG | CID002550 |
| Tantalum | Telex Metals | CID001891 |
| Tantalum | Ulba Metallurgical Plant JSC | CID001969 |
| Tantalum | V&D New Materials (Jiangsu) Co., Ltd. | CID003498 |
| Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | CID000616 |
| Tantalum | XIMEI RESOURCES(GUIZHOU) TECHNOLOGY CO., LTD. | CID003973 |
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CID002508 |
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | CID001522 |
| Tantalum | Zhuzhou Cemented Carbide Group Co., Ltd. | CID002232 |
| Tin | Alpha | CID000292 |
| Tin | An Vinh Joint Stock Mineral Processing Company | CID002703 |
| Tin | Aurubis Beerse | CID002773 |
| Tin | Aurubis Berango | CID002774 |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CID000228 |
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CID003190 |
| Tin | China Tin Group Co., Ltd. | CID001070 |
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | CID003486 |
| Tin | CRM Synergies | CID003524 |
| Tin | CV Ayi Jaya | CID002570 |
| Tin | CV Venus Inti Perkasa | CID002455 |
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | CID003356 |
| Tin | Dowa | CID000402 |
| Tin | Dragon Silver Holdings Limited | CID003579 |
| Tin | DS Myanmar | CID003831 |
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | CID002572 |
| Tin | EM Vinto | CID000438 |
| Tin | Estanho de Rondonia S.A. | CID000448 |
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | CID003582 |
| Tin | Feinhutte Halsbrucke GmbH | CID000466 |
| Tin | Fenix Metals | CID000468 |
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | CID003410 |
| Tin | Gejiu Kai Meng Industry and Trade LLC | CID000942 |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CID000538 |
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CID001908 |
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CID000555 |
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CID003116 |
| Tin | HuiChang Hill Tin Industry Co., Ltd. | CID002844 |
| Tin | Jiangxi New Nanshan Technology Ltd. | CID001231 |
| Tin | Luna Smelter, Ltd. | CID003387 |
| Tin | Ma'anshan Weitai Tin Co., Ltd. | CID003379 |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | CID002468 |
| Tin | Malaysia Smelting Corporation (MSC) | CID001105 |
| | | | | | | | |
| Tin | Melt Metais e Ligas S.A. | CID002500 |
| Tin | Metallic Resources, Inc. | CID001142 |
| Tin | Mineracao Taboca S.A. | CID001173 |
| Tin | Mining Minerals Resources SARL | CID004065 |
| Tin | Minsur | CID001182 |
| Tin | Mitsubishi Materials Corporation | CID001191 |
| Tin | Modeltech Sdn Bhd | CID002858 |
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | CID002573 |
| Tin | Novosibirsk Tin Combine | CID001305 |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | CID001314 |
| Tin | O.M. Manufacturing Philippines, Inc. | CID002517 |
| Tin | Operaciones Metalurgicas S.A. | CID001337 |
| Tin | Pongpipat Company Limited | CID003208 |
| Tin | Precious Minerals and Smelting Limited | CID003409 |
| Tin | PT Aries Kencana Sejahtera | CID000309 |
| Tin | PT Artha Cipta Langgeng | CID001399 |
| Tin | PT ATD Makmur Mandiri Jaya | CID002503 |
| Tin | PT Babel Inti Perkasa | CID001402 |
| Tin | PT Babel Surya Alam Lestari | CID001406 |
| Tin | PT Bangka Prima Tin | CID002776 |
| Tin | PT Bangka Serumpun | CID003205 |
| Tin | PT Bangka Tin Industry | CID001419 |
| Tin | PT Belitung Industri Sejahtera | CID001421 |
| Tin | PT Bukit Timah | CID001428 |
| Tin | PT Cipta Persada Mulia | CID002696 |
| Tin | PT Menara Cipta Mulia | CID002835 |
| Tin | PT Mitra Stania Prima | CID001453 |
| Tin | PT Mitra Sukses Globalindo | CID003449 |
| Tin | PT Panca Mega Persada | CID001457 |
| Tin | PT Premium Tin Indonesia | CID000313 |
| Tin | PT Prima Timah Utama | CID001458 |
| Tin | PT Putera Sarana Shakti (PT PSS) | CID003868 |
| Tin | PT Rajawali Rimba Perkasa | CID003381 |
| Tin | PT Rajehan Ariq | CID002593 |
| Tin | PT Refined Bangka Tin | CID001460 |
| Tin | PT Sariwiguna Binasentosa | CID001463 |
| Tin | PT Stanindo Inti Perkasa | CID001468 |
| Tin | PT Sukses Inti Makmur (SIM) | CID002816 |
| Tin | PT Timah Nusantara | CID001486 |
| Tin | PT Timah Tbk Kundur | CID001477 |
| Tin | PT Timah Tbk Mentok | CID001482 |
| Tin | PT Tinindo Inter Nusa | CID001490 |
| Tin | PT Tirus Putra Mandiri | CID002478 |
| Tin | PT Tommy Utama | CID001493 |
| Tin | Resind Industria e Comercio Ltda. | CID002706 |
| | | | | | | | |
| Tin | Rian Resources SDN. BHD. | CID003581 |
| Tin | Rui Da Hung | CID001539 |
| Tin | Soft Metais Ltda. | CID001758 |
| Tin | Super Ligas | CID002756 |
| Tin | Thaisarco | CID001898 |
| Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. | CID002180 |
| Tin | Tin Technology & Refining | CID003325 |
| Tin | TRATHO Metal Quimica | CID003474 |
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | CID002574 |
| Tin | VQB Mineral and Trading Group JSC | CID002015 |
| Tin | White Solder Metalurgia e Mineracao Ltda. | CID002036 |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CID002158 |
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CID003397 |
| Tungsten | A.L.M.T. Corp. | CID000004 |
| Tungsten | ACL Metais Eireli | CID002833 |
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | CID003427 |
| Tungsten | Artek LLC | CID003553 |
| Tungsten | Asia Tungsten Products Vietnam Ltd. | CID002502 |
| Tungsten | Avon Specialty Metals Ltd | CID002704 |
| Tungsten | China Molybdenum Tungsten Co., Ltd. | CID002641 |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CID000258 |
| Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | CID000281 |
| Tungsten | Cronimet Brasil Ltda | CID003468 |
| Tungsten | DONGKUK INDUSTRIES CO., LTD. | CID004060 |
| Tungsten | Fujian Xinlu Tungsten Co., Ltd. | CID003609 |
| Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | CID002645 |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CID002315 |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CID002494 |
| Tungsten | Ganzhou Sunny Non-Ferrous Metals Co., Ltd. | CID003580 |
| Tungsten | Global Tungsten & Powders LLC | CID000568 |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CID000218 |
| Tungsten | H.C. Starck Tungsten GmbH | CID002541 |
| Tungsten | HANNAE FOR T Co., Ltd. | CID003978 |
| Tungsten | Hubei Green Tungsten Co., Ltd. | CID003417 |
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | CID000766 |
| Tungsten | Hunan Jintai New Material Co., Ltd. | CID000769 |
| Tungsten | Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | CID002513 |
| Tungsten | Hydrometallurg, JSC | CID002649 |
| Tungsten | Japan New Metals Co., Ltd. | CID000825 |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CID002551 |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CID002321 |
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CID002313 |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CID002318 |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CID002317 |
| | | | | | | | |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CID002316 |
| Tungsten | JSC "Kirovgrad Hard Alloys Plant" | CID003408 |
| Tungsten | Kennametal Fallon | CID000966 |
| Tungsten | Kennametal Huntsville | CID000105 |
| Tungsten | Lianyou Metals Co., Ltd. | CID003407 |
| Tungsten | LLC Vostok | CID003643 |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CID002319 |
| Tungsten | Masan High-Tech Materials | CID002543 |
| Tungsten | Moliren Ltd. | CID002845 |
| Tungsten | Nam Viet Cromit Joint Stock Company | CID004034 |
| Tungsten | Niagara Refining LLC | CID002589 |
| Tungsten | NPP Tyazhmetprom LLC | CID003416 |
| Tungsten | OOO “Technolom” 1 | CID003614 |
| Tungsten | OOO “Technolom” 2 | CID003612 |
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | CID002827 |
| Tungsten | Sanher Tungsten Vietnam Co., Ltd. | CID002538 |
| Tungsten | Shinwon Tungsten (Fujian Shanghang) Co., Ltd. | CID004430 |
| Tungsten | TANIOBIS Smelting GmbH & Co. KG | CID002542 |
| Tungsten | Tungsten Vietnam Joint Stock Company | CID003993 |
| Tungsten | Unecha Refractory metals plant | CID002724 |
| Tungsten | Wolfram Bergbau und Hutten AG | CID002044 |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CID002320 |
| Tungsten | Xiamen Tungsten Co., Ltd. | CID002082 |
| Tungsten | Yudu Ansheng Tungsten Co., Ltd. | CID003662 |
