| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 04/03/2023 |
3. Issuer Name and Ticker or Trading Symbol
L3HARRIS TECHNOLOGIES, INC. /DE/ [ LHX ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common Stock, Par Value $1.00 | 737 | D | |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Non-Qualified Stock Option (Right to Buy) | 02/28/2023(1) | 02/28/2030(1) | Common Stock, Par Value $1.00 | 1,813 | 197.73 | D | |
| Non-Qualified Stock Option (Right to Buy) | (2) | 02/26/2031(2) | Common Stock, Par Value $1.00 | 1,631 | 181.91 | D | |
| Non-Qualified Stock Option (Right to Buy) | (3) | 02/25/2032(3) | Common Stock, Par Value $1.00 | 1,273 | 233.51 | D | |
| Non-Qualified Stock Option (Right to Buy) | (4) | 02/24/2033(4) | Common Stock, Par Value $1.00 | 1,300 | 210.15 | D | |
| Restricted Stock Units | 08/03/2023(5) | (5) | Common Stock, Par Value $1.00 | 1,787 | 0.00 | D | |
| Restricted Stock Units | 02/26/2024(5) | (5) | Common Stock, Par Value $1.00 | 378 | 0.00 | D | |
| Restricted Stock Units | (6) | (6) | Common Stock, Par Value $1.00 | 3,000 | 0.00 | D | |
| Restricted Stock Units | 02/25/2025(5) | (5) | Common Stock, Par Value $1.00 | 295 | 0.00 | D | |
| Restricted Stock Units | 02/24/2026(5) | (5) | Common Stock, Par Value $1.00 | 340 | 0.00 | D | |
| Explanation of Responses: |
| 1. Options to purchase shares of Issuer's common stock, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement. |
| 2. Options to purchase shares of Issuer's common stock, 543 of which became exercisable on 2/26/2022, 544 of which became exercisable on 2/26/2023 and 544 of which become exercisable on 2/26/2024, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement. |
| 3. Options to purchase shares of Issuer's common stock, 424 of which became exercisable on 2/25/2023, 424 of which become exercisable on 2/25/2024 and 425 of which become exercisable on 2/25/2025, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement. |
| 4. Options to purchase shares of Issuer's common stock, 433 of which become exercisable on 2/24/2024, 433 of which become exercisable on 2/24/2025 and 433 of which become exercisable on 2/24/2026, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement. |
| 5. Award of restricted stock units, which vest subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to receive 1 share of common stock, with vested units settled in shares common stock. |
| 6. Award of restricted stock units, of which one-half vests on 2/1/2025 and one-half vests on 2/1/2026, subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock. |
| Remarks: |
| Exhibit List: Exhibit 24 - Power of Attorney |
| By: /s/ John C. Scarborough, Jr., Attorney-in-Fact For: Melanie Rakita | 04/05/2023 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
