Juan Carlos Puente Form 3 WHIRLPOOL / Juan Carlos Puente ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Puente Juan Carlos

(Last) (First) (Middle)

WHIRLPOOL CORPORATION

2000 N. M-63

(Street)

BENTON HARBOR MI 49022

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
04/01/2023

3. Issuer Name and Ticker or Trading Symbol
WHIRLPOOL CORP /DE/ [ WHR ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
EVP & PRES. WHIRLPOOL LAR

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	18,118.762(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Options (Right to Buy)	(2)	02/18/2029	Common Stock	815	139.36	D
Employee Stock Options (Right to Buy)	(3)	02/17/2030	Common Stock	1,846	152.16	D
Employee Stock Options (Right to Buy)	(4)	02/15/2031	Common Stock	1,674	199.93	D
Employee Stock Options (Right to Buy)	(5)	02/14/2032	Common Stock	1,855	196.62	D
Employee Stock Options (Right to Buy)	(6)	02/20/2033	Common Stock	5,392	145	D
Restricted Stock Units	(7)	(7)	Common Stock	3,000	(7)	D
Restricted Stock Units	(8)	(8)	Common Stock	3,000	(8)	D
Restricted Stock Units	(9)	(9)	Common Stock	3,500	(9)	D
Restricted Stock Units	(10)	(10)	Common Stock	10,000	(10)	D

Explanation of Responses:

1. Aggregate beneficial holdings include shares acquired through dividend reinvestment plan.

2. The reporting person was granted 2,446 options, which became exercisable in three substantially equal annual installments beginning on February 18, 2020 and 1,631 of which have been exercised.

3. The reporting person was granted 2,771 options, which became exercisable in three substantially equal annual installments beginning on February 17, 2021 and 925 of which have been exercised.

4. The options became exercisable in three substantially equal annual installments beginning on March 1, 2022 and the one remaining installment will become exercisable on March 1, 2024.

5. The options became exercisable in three substantially equal annual installments beginning on March 1, 2023 and the two remaining installments will become exercisable on March 1, 2024 and March 1, 2025.

6. The options become exercisable in three substantially equal annual installments beginning on March 1, 2024 and the two remaining installments will become exercisable on March 1, 2025 and March 1, 2026.

7. The 3,000 restricted stock units granted on February 17, 2020 have one remaining vest date, August 1, 2024, for an amount of 1,500 restricted stock units, which will vest and convert one-for-one to shares on that date.

8. The 3,000 restricted stock units granted on August 1, 2020 have one remaining vest date, August 1, 2024, for an amount of 1,500 restricted stock units, which will vest and convert one-for-one to shares on that date.

9. The 3,500 restricted stock units granted on February 14, 2022 will vest equally and convert one-for-one to shares on August 1, 2025 and August 1, 2026.

10. The 10,000 restricted stock units granted on December 15, 2022 will vest equally and convert one-for-one to shares on December 15, 2024 and December 15, 2026.

Remarks:

	/s/ Bridget K. Quinn, Attorney-in-Fact	04/07/2023
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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