UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-A
For Registration of Certain Classes of Securities
Pursuant to Section 12(b) or 12(g) of the
Securities Exchange Act of 1934
Roundhill ETF Trust
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
| | Delaware | | (see next page) | |
| | (State of incorporation or organization) | | (IRS Employer Identification No.) | |
| | | | | |
| | c/o Roundhill Financial Inc.
154 West 14th Street, 2nd Floor
New York, New York | | 10011 | |
| | (Address of principal executive offices) | | (Zip Code) | |
| | | |
| | Securities to be registered pursuant to Section 12(b) of the Act: | |
| | | | | |
| | Title of Each Class
to be so Registered | | Name of Each Exchange on Which
Each Class is to be so Registered | |
| | Shares of beneficial interest, no par value | | NYSE Arca, Inc. | |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box. [X]
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box. [ ]
Securities Act registration statement file numbers to which this form relates:
333-273052
Securities to be registered pursuant to Section 12(g) of the Act:
None
Item 1. Description of Registrant’s Securities to be Registered.
A description of the shares of beneficial interest, no par value, of the funds listed below, each a separate series of Roundhill ETF Trust (the “Trust”), to be registered hereunder are set forth in Post-Effective Amendments No. 99 and 100, respectively, to the Trust’s Registration Statement under the Securities Act of 1933 and Amendments No. 101 and 102, respectively, to the Trust’s Registration Statement under the Investment Company Act of 1940 on Form N-1A (Commission File Nos. 333-273052; 811-23887) (the “Registration Statement”), which description is incorporated herein by reference as filed with the Securities and Exchange Commission on July 31, 2024 and August 1, 2024, respectively:
| Fund Name | EIN |
| Roundhill S&P 500Ò Target 10 Managed Distribution ETF | 99-3372014 |
| Roundhill S&P 500Ò Target 20 Managed Distribution ETF | 99-3394007 |
Item 2. Exhibits.
1. The Trust’s Agreement and Declaration of Trust is included as Exhibit 28(a) to Pre-Effective Amendment No. 2 to the Trust’s Registration Statement, as filed with Securities and Exchange Commission on October 20, 2023.
2. The Trust’s By-Laws is included as Exhibit 28(b) to Pre-Effective Amendment No. 2 to the Trust’s Registration Statement, as filed with Securities and Exchange Commission on October 20, 2023.
SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
| | | | |
| | Roundhill ETF Trust | |
| | | |
| August 2, 2024 | /s/ Sean Poyntz | |
| | Name: | Sean Poyntz | |
| | Title: | Secretary | |
