UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-02631
Chestnut Street Exchange Fund
(Exact name of registrant as specified in charter)
301 Bellevue Parkway
Wilmington, DE 19809
(Address of principal executive offices) (Zip code)
Salvatore Faia
Chestnut Street Exchange Fund
301 Bellevue Parkway
Wilmington, DE 19809
(Name and address of agent for service)
Registrant’s telephone number, including area code: (610) 558-1750
Date of fiscal year end: December 31
Date of reporting period: July 1, 2012 – June 30, 2013
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2012 TO JUNE 30, 2013
| | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Meeting Date | | CUSIP | | Proponent | | Item Number | | Proposal | | Vote Instruction | | Vote Against Mgmt |
The Coca-Cola Company | | KO | | 10-Jul-12 | | 191216100 | | Management | | 1 | | Approve Stock Split | | For | | No |
The Procter & Gamble Company | | PG | | 09-Oct-12 | | 742718109 | | Management | | 1.1 | | Elect Director Angela F. Braly | | For | | No |
The Procter & Gamble Company | | PG | | 09-Oct-12 | | 742718109 | | Management | | 1.2 | | Elect Director Kenneth I. Chenault | | For | | No |
The Procter & Gamble Company | | PG | | 09-Oct-12 | | 742718109 | | Management | | 1.3 | | Elect Director Scott D. Cook | | For | | No |
The Procter & Gamble Company | | PG | | 09-Oct-12 | | 742718109 | | Management | | 1.4 | | Elect Director Susan Desmond-Hellmann | | For | | No |
The Procter & Gamble Company | | PG | | 09-Oct-12 | | 742718109 | | Management | | 1.5 | | Elect Director Robert A. McDonald | | For | | No |
The Procter & Gamble Company | | PG | | 09-Oct-12 | | 742718109 | | Management | | 1.6 | | Elect Director W. James McNerney, Jr. | | For | | No |
The Procter & Gamble Company | | PG | | 09-Oct-12 | | 742718109 | | Management | | 1.7 | | Elect Director Johnathan A. Rodgers | | For | | No |
The Procter & Gamble Company | | PG | | 09-Oct-12 | | 742718109 | | Management | | 1.8 | | Elect Director Margaret C. Whitman | | For | | No |
The Procter & Gamble Company | | PG | | 09-Oct-12 | | 742718109 | | Management | | 1.9 | | Elect Director Mary Agnes Wilderotter | | For | | No |
The Procter & Gamble Company | | PG | | 09-Oct-12 | | 742718109 | | Management | | 1.10 | | Elect Director Patricia A. Woertz | | For | | No |
The Procter & Gamble Company | | PG | | 09-Oct-12 | | 742718109 | | Management | | 1.11 | | Elect Director Ernesto Zedillo | | For | | No |
The Procter & Gamble Company | | PG | | 09-Oct-12 | | 742718109 | | Management | | 2 | | Ratify Auditors | | For | | No |
The Procter & Gamble Company | | PG | | 09-Oct-12 | | 742718109 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
The Procter & Gamble Company | | PG | | 09-Oct-12 | | 742718109 | | Share Holder | | 4 | | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | | Against | | No |
The Procter & Gamble Company | | PG | | 09-Oct-12 | | 742718109 | | Share Holder | | 5 | | Report on Adopting Extended Producer Responsibility Policy | | Against | | No |
The Procter & Gamble Company | | PG | | 09-Oct-12 | | 742718109 | | Share Holder | | 6 | | Reduce Supermajority Vote Requirement | | For | | Yes |
Oracle Corporation | | ORCL | | 07-Nov-12 | | 68389X105 | | Management | | 1.1 | | Elect Director Jeffrey S. Berg | | For | | No |
Oracle Corporation | | ORCL | | 07-Nov-12 | | 68389X105 | | Management | | 1.2 | | Elect Director H. Raymond Bingham | | Withhold | | Yes |
Oracle Corporation | | ORCL | | 07-Nov-12 | | 68389X105 | | Management | | 1.3 | | Elect Director Michael J. Boskin | | For | | No |
Oracle Corporation | | ORCL | | 07-Nov-12 | | 68389X105 | | Management | | 1.4 | | Elect Director Safra A. Catz | | For | | No |
Oracle Corporation | | ORCL | | 07-Nov-12 | | 68389X105 | | Management | | 1.5 | | Elect Director Bruce R. Chizen | | Withhold | | Yes |
Oracle Corporation | | ORCL | | 07-Nov-12 | | 68389X105 | | Management | | 1.6 | | Elect Director George H. Conrades | | Withhold | | Yes |
Oracle Corporation | | ORCL | | 07-Nov-12 | | 68389X105 | | Management | | 1.7 | | Elect Director Lawrence J. Ellison | | For | | No |
Oracle Corporation | | ORCL | | 07-Nov-12 | | 68389X105 | | Management | | 1.8 | | Elect Director Hector Garcia-Molina | | For | | No |
Oracle Corporation | | ORCL | | 07-Nov-12 | | 68389X105 | | Management | | 1.9 | | Elect Director Jeffrey O. Henley | | For | | No |
Oracle Corporation | | ORCL | | 07-Nov-12 | | 68389X105 | | Management | | 1.10 | | Elect Director Mark V. Hurd | | For | | No |
Oracle Corporation | | ORCL | | 07-Nov-12 | | 68389X105 | | Management | | 1.11 | | Elect Director Donald L. Lucas | | Withhold | | Yes |
Oracle Corporation | | ORCL | | 07-Nov-12 | | 68389X105 | | Management | | 1.12 | | Elect Director Naomi O. Seligman | | Withhold | | Yes |
Oracle Corporation | | ORCL | | 07-Nov-12 | | 68389X105 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | Yes |
Oracle Corporation | | ORCL | | 07-Nov-12 | | 68389X105 | | Management | | 3 | | Amend Non-Employee Director Stock Option Plan | | Against | | Yes |
Oracle Corporation | | ORCL | | 07-Nov-12 | | 68389X105 | | Management | | 4 | | Ratify Auditors | | For | | No |
Oracle Corporation | | ORCL | | 07-Nov-12 | | 68389X105 | | Share Holder | | 5 | | Adopt Multiple Performance Metrics Under Executive Incentive Plans | | Against | | No |
Oracle Corporation | | ORCL | | 07-Nov-12 | | 68389X105 | | Share Holder | | 6 | | Require Independent Board Chairman | | For | | Yes |
Oracle Corporation | | ORCL | | 07-Nov-12 | | 68389X105 | | Share Holder | | 7 | | Adopt Retention Ratio for Executives/Directors | | Against | | No |
Oracle Corporation | | ORCL | | 07-Nov-12 | | 68389X105 | | Share Holder | | 8 | | Pro-rata Vesting of Equity Awards | | Against | | No |
Cisco Systems, Inc. | | CSCO | | 15-Nov-12 | | 17275R102 | | Management | | 1a | | Elect Director Carol A. Bartz | | For | | No |
Cisco Systems, Inc. | | CSCO | | 15-Nov-12 | | 17275R102 | | Management | | 1b | | Elect Director Marc Benioff | | For | | No |
Cisco Systems, Inc. | | CSCO | | 15-Nov-12 | | 17275R102 | | Management | | 1c | | Elect Director M. Michele Burns | | For | | No |
Cisco Systems, Inc. | | CSCO | | 15-Nov-12 | | 17275R102 | | Management | | 1d | | Elect Director Michael D. Capellas | | For | | No |
Cisco Systems, Inc. | | CSCO | | 15-Nov-12 | | 17275R102 | | Management | | 1e | | Elect Director Larry R. Carter | | For | | No |
Cisco Systems, Inc. | | CSCO | | 15-Nov-12 | | 17275R102 | | Management | | 1f | | Elect Director John T. Chambers | | For | | No |
Cisco Systems, Inc. | | CSCO | | 15-Nov-12 | | 17275R102 | | Management | | 1g | | Elect Director Brian L. Halla | | For | | No |
Cisco Systems, Inc. | | CSCO | | 15-Nov-12 | | 17275R102 | | Management | | 1h | | Elect Director John L. Hennessy | | For | | No |
Cisco Systems, Inc. | | CSCO | | 15-Nov-12 | | 17275R102 | | Management | | 1i | | Elect Director Kristina M. Johnson | | For | | No |
Cisco Systems, Inc. | | CSCO | | 15-Nov-12 | | 17275R102 | | Management | | 1j | | Elect Director Richard M. Kovacevich | | For | | No |
Cisco Systems, Inc. | | CSCO | | 15-Nov-12 | | 17275R102 | | Management | | 1k | | Elect Director Roderick C. McGeary | | For | | No |
Cisco Systems, Inc. | | CSCO | | 15-Nov-12 | | 17275R102 | | Management | | 1l | | Elect Director Arun Sarin | | For | | No |
| | | | | | | | | | | | | | | | |
Cisco Systems, Inc. | | CSCO | | 15-Nov-12 | | 17275R102 | | Management | | 1m | | Elect Director Steven M. West | | For | | No |
Cisco Systems, Inc. | | CSCO | | 15-Nov-12 | | 17275R102 | | Management | | 2 | | Amend Executive Incentive Bonus Plan | | For | | No |
Cisco Systems, Inc. | | CSCO | | 15-Nov-12 | | 17275R102 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
Cisco Systems, Inc. | | CSCO | | 15-Nov-12 | | 17275R102 | | Management | | 4 | | Ratify Auditors | | For | | No |
Cisco Systems, Inc. | | CSCO | | 15-Nov-12 | | 17275R102 | | Share Holder | | 5 | | Require Independent Board Chairman | | Against | | No |
Cisco Systems, Inc. | | CSCO | | 15-Nov-12 | | 17275R102 | | Share Holder | | 6 | | Report on Eliminating Conflict Minerals from Supply Chain | | Against | | No |
Microsoft Corporation | | MSFT | | 28-Nov-12 | | 594918104 | | Management | | 1 | | Elect Director Steven A. Ballmer | | For | | No |
Microsoft Corporation | | MSFT | | 28-Nov-12 | | 594918104 | | Management | | 2 | | Elect Director Dina Dublon | | For | | No |
Microsoft Corporation | | MSFT | | 28-Nov-12 | | 594918104 | | Management | | 3 | | Elect Director William H. Gates, III | | For | | No |
Microsoft Corporation | | MSFT | | 28-Nov-12 | | 594918104 | | Management | | 4 | | Elect Director Maria M. Klawe | | For | | No |
Microsoft Corporation | | MSFT | | 28-Nov-12 | | 594918104 | | Management | | 5 | | Elect Director Stephen J. Luczo | | For | | No |
Microsoft Corporation | | MSFT | | 28-Nov-12 | | 594918104 | | Management | | 6 | | Elect Director David F. Marquardt | | For | | No |
Microsoft Corporation | | MSFT | | 28-Nov-12 | | 594918104 | | Management | | 7 | | Elect Director Charles H. Noski | | For | | No |
Microsoft Corporation | | MSFT | | 28-Nov-12 | | 594918104 | | Management | | 8 | | Elect Director Helmut Panke | | For | | No |
Microsoft Corporation | | MSFT | | 28-Nov-12 | | 594918104 | | Management | | 9 | | Elect Director John W. Thompson | | For | | No |
Microsoft Corporation | | MSFT | | 28-Nov-12 | | 594918104 | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
Microsoft Corporation | | MSFT | | 28-Nov-12 | | 594918104 | | Management | | 11 | | Approve Qualified Employee Stock Purchase Plan | | For | | No |
Microsoft Corporation | | MSFT | | 28-Nov-12 | | 594918104 | | Management | | 12 | | Ratify Auditors | | For | | No |
Microsoft Corporation | | MSFT | | 28-Nov-12 | | 594918104 | | Share Holder | | 13 | | Provide for Cumulative Voting | | Against | | No |
Air Products and Chemicals, Inc. | | APD | | 24-Jan-13 | | 009158106 | | Management | | 1a | | Elect Director William L. Davis, III | | For | | No |
Air Products and Chemicals, Inc. | | APD | | 24-Jan-13 | | 009158106 | | Management | | 1b | | Elect Director W. Douglas Ford | | For | | No |
Air Products and Chemicals, Inc. | | APD | | 24-Jan-13 | | 009158106 | | Management | | 1c | | Elect Director Evert Henkes | | For | | No |
Air Products and Chemicals, Inc. | | APD | | 24-Jan-13 | | 009158106 | | Management | | 1d | | Elect Director Margaret G. McGlynn | | For | | No |
Air Products and Chemicals, Inc. | | APD | | 24-Jan-13 | | 009158106 | | Management | | 2 | | Ratify Auditors | | For | | No |
Air Products and Chemicals, Inc. | | APD | | 24-Jan-13 | | 009158106 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
Air Products and Chemicals, Inc. | | APD | | 24-Jan-13 | | 009158106 | | Management | | 4 | | Approve Omnibus Stock Plan | | For | | No |
Air Products and Chemicals, Inc. | | APD | | 24-Jan-13 | | 009158106 | | Share Holder | | 5 | | Declassify the Board of Directors | | For | | Yes |
Emerson Electric Co. | | EMR | | 05-Feb-13 | | 291011104 | | Management | | 1.1 | | Elect Director C. A. H. Boersig | | For | | No |
Emerson Electric Co. | | EMR | | 05-Feb-13 | | 291011104 | | Management | | 1.2 | | Elect Director J. B. Bolten | | For | | No |
Emerson Electric Co. | | EMR | | 05-Feb-13 | | 291011104 | | Management | | 1.3 | | Elect Director M. S. Levatich | | For | | No |
Emerson Electric Co. | | EMR | | 05-Feb-13 | | 291011104 | | Management | | 1.4 | | Elect Director R. L. Stephenson | | For | | No |
Emerson Electric Co. | | EMR | | 05-Feb-13 | | 291011104 | | Management | | 1.5 | | Elect Director A.A. Busch, III | | For | | No |
Emerson Electric Co. | | EMR | | 05-Feb-13 | | 291011104 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
Emerson Electric Co. | | EMR | | 05-Feb-13 | | 291011104 | | Management | | 3 | | Ratify Auditors | | For | | No |
Emerson Electric Co. | | EMR | | 05-Feb-13 | | 291011104 | | Management | | 4 | | Declassify the Board of Directors | | For | | No |
Emerson Electric Co. | | EMR | | 05-Feb-13 | | 291011104 | | Share Holder | | 5 | | Report on Sustainability | | Against | | No |
The Walt Disney Company | | DIS | | 06-Mar-13 | | 254687106 | | Management | | 1.a | | Elect Director Susan E. Arnold | | For | | No |
The Walt Disney Company | | DIS | | 06-Mar-13 | | 254687106 | | Management | | 1.b | | Elect Director John S. Chen | | For | | No |
The Walt Disney Company | | DIS | | 06-Mar-13 | | 254687106 | | Management | | 1.c | | Elect Director Judith L. Estrin | | For | | No |
The Walt Disney Company | | DIS | | 06-Mar-13 | | 254687106 | | Management | | 1.d | | Elect Director Robert A. Iger | | For | | No |
The Walt Disney Company | | DIS | | 06-Mar-13 | | 254687106 | | Management | | 1.e | | Elect Director Fred H. Langhammer | | For | | No |
The Walt Disney Company | | DIS | | 06-Mar-13 | | 254687106 | | Management | | 1.f | | Elect Director Aylwin B. Lewis | | For | | No |
The Walt Disney Company | | DIS | | 06-Mar-13 | | 254687106 | | Management | | 1.g | | Elect Director Monica C. Lozano | | For | | No |
The Walt Disney Company | | DIS | | 06-Mar-13 | | 254687106 | | Management | | 1.h | | Elect Director Robert W. Matschullat | | For | | No |
The Walt Disney Company | | DIS | | 06-Mar-13 | | 254687106 | | Management | | 1.i | | Elect Director Sheryl K. Sandberg | | For | | No |
The Walt Disney Company | | DIS | | 06-Mar-13 | | 254687106 | | Management | | 1.j | | Elect Director Orin C. Smith | | For | | No |
The Walt Disney Company | | DIS | | 06-Mar-13 | | 254687106 | | Management | | 2 | | Ratify Auditors | | For | | No |
The Walt Disney Company | | DIS | | 06-Mar-13 | | 254687106 | | Management | | 3 | | Amend Executive Incentive Bonus Plan | | For | | No |
The Walt Disney Company | | DIS | | 06-Mar-13 | | 254687106 | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
| | | | | | | | | | | | | | | | |
The Walt Disney Company | | DIS | | 06-Mar-13 | | 254687106 | | Share Holder | | 5 | | Adopt Proxy Access Right | | Against | | No |
The Walt Disney Company | | DIS | | 06-Mar-13 | | 254687106 | | Share Holder | | 6 | | Require Independent Board Chairman | | Against | | No |
Cabot Corporation | | CBT | | 07-Mar-13 | | 127055101 | | Management | | 1.1 | | Elect Director John S. Clarkeson | | For | | No |
Cabot Corporation | | CBT | | 07-Mar-13 | | 127055101 | | Management | | 1.2 | | Elect Director Roderick C.G. MacLeod | | For | | No |
Cabot Corporation | | CBT | | 07-Mar-13 | | 127055101 | | Management | | 1.3 | | Elect Director Sue H. Rataj | | For | | No |
Cabot Corporation | | CBT | | 07-Mar-13 | | 127055101 | | Management | | 1.4 | | Elect Director Ronaldo H. Schmitz | | For | | No |
Cabot Corporation | | CBT | | 07-Mar-13 | | 127055101 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
Cabot Corporation | | CBT | | 07-Mar-13 | | 127055101 | | Management | | 3 | | Ratify Auditors | | For | | No |
Hewlett-Packard Company | | HPQ | | 20-Mar-13 | | 428236103 | | Management | | 1.1 | | Elect Director Marc L. Andreessen | | For | | No |
Hewlett-Packard Company | | HPQ | | 20-Mar-13 | | 428236103 | | Management | | 1.2 | | Elect Director Shumeet Banerji | | For | | No |
Hewlett-Packard Company | | HPQ | | 20-Mar-13 | | 428236103 | | Management | | 1.3 | | Elect Director Rajiv L. Gupta | | For | | No |
Hewlett-Packard Company | | HPQ | | 20-Mar-13 | | 428236103 | | Management | | 1.4 | | Elect Director John H. Hammergren | | For | | No |
Hewlett-Packard Company | | HPQ | | 20-Mar-13 | | 428236103 | | Management | | 1.5 | | Elect Director Raymond J. Lane | | For | | No |
Hewlett-Packard Company | | HPQ | | 20-Mar-13 | | 428236103 | | Management | | 1.6 | | Elect Director Ann M. Livermore | | For | | No |
Hewlett-Packard Company | | HPQ | | 20-Mar-13 | | 428236103 | | Management | | 1.7 | | Elect Director Gary M. Reiner | | For | | No |
Hewlett-Packard Company | | HPQ | | 20-Mar-13 | | 428236103 | | Management | | 1.8 | | Elect Director Patricia F. Russo | | Against | | Yes |
Hewlett-Packard Company | | HPQ | | 20-Mar-13 | | 428236103 | | Management | | 1.9 | | Elect Director G. Kennedy Thompson | | For | | No |
Hewlett-Packard Company | | HPQ | | 20-Mar-13 | | 428236103 | | Management | | 1.10 | | Elect Director Margaret C. Whitman | | For | | No |
Hewlett-Packard Company | | HPQ | | 20-Mar-13 | | 428236103 | | Management | | 1.11 | | Elect Director Ralph V. Whitworth | | For | | No |
Hewlett-Packard Company | | HPQ | | 20-Mar-13 | | 428236103 | | Management | | 2 | | Ratify Auditors | | For | | No |
Hewlett-Packard Company | | HPQ | | 20-Mar-13 | | 428236103 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
Hewlett-Packard Company | | HPQ | | 20-Mar-13 | | 428236103 | | Management | | 4 | | Provide Proxy Access Right | | For | | No |
Hewlett-Packard Company | | HPQ | | 20-Mar-13 | | 428236103 | | Management | | 5 | | Amend Omnibus Stock Plan | | For | | No |
Hewlett-Packard Company | | HPQ | | 20-Mar-13 | | 428236103 | | Share Holder | | 6 | | Establish Environmental/Social Issue Board Committee | | Against | | No |
Hewlett-Packard Company | | HPQ | | 20-Mar-13 | | 428236103 | | Share Holder | | 7 | | Amend Human Rights Policies | | Against | | No |
Hewlett-Packard Company | | HPQ | | 20-Mar-13 | | 428236103 | | Share Holder | | 8 | | Stock Retention/Holding Period | | Against | | No |
Hanesbrands Inc. | | HBI | | 03-Apr-13 | | 410345102 | | Management | | 1.1 | | Elect Director Lee A. Chaden | | For | | No |
Hanesbrands Inc. | | HBI | | 03-Apr-13 | | 410345102 | | Management | | 1.2 | | Elect Director Bobby J. Griffin | | For | | No |
Hanesbrands Inc. | | HBI | | 03-Apr-13 | | 410345102 | | Management | | 1.3 | | Elect Director James C. Johnson | | For | | No |
Hanesbrands Inc. | | HBI | | 03-Apr-13 | | 410345102 | | Management | | 1.4 | | Elect Director Jessica T. Mathews | | For | | No |
Hanesbrands Inc. | | HBI | | 03-Apr-13 | | 410345102 | | Management | | 1.5 | | Elect Director J. Patrick Mulcahy | | For | | No |
Hanesbrands Inc. | | HBI | | 03-Apr-13 | | 410345102 | | Management | | 1.6 | | Elect Director Ronald L. Nelson | | For | | No |
Hanesbrands Inc. | | HBI | | 03-Apr-13 | | 410345102 | | Management | | 1.7 | | Elect Director Richard A. Noll | | For | | No |
Hanesbrands Inc. | | HBI | | 03-Apr-13 | | 410345102 | | Management | | 1.8 | | Elect Director Andrew J. Schindler | | For | | No |
Hanesbrands Inc. | | HBI | | 03-Apr-13 | | 410345102 | | Management | | 1.9 | | Elect Director Ann E. Ziegler | | For | | No |
Hanesbrands Inc. | | HBI | | 03-Apr-13 | | 410345102 | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | No |
Hanesbrands Inc. | | HBI | | 03-Apr-13 | | 410345102 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
Hanesbrands Inc. | | HBI | | 03-Apr-13 | | 410345102 | | Management | | 4 | | Ratify Auditors | | For | | No |
Schlumberger Limited | | SLB | | 10-Apr-13 | | 806857108 | | Management | | 1a | | Elect Director Peter L.S. Currie | | For | | No |
Schlumberger Limited | | SLB | | 10-Apr-13 | | 806857108 | | Management | | 1b | | Elect Director Tony Isaac | | For | | No |
Schlumberger Limited | | SLB | | 10-Apr-13 | | 806857108 | | Management | | 1c | | Elect Director K. Vaman Kamath | | For | | No |
Schlumberger Limited | | SLB | | 10-Apr-13 | | 806857108 | | Management | | 1d | | Elect Director Paal Kibsgaard | | For | | No |
Schlumberger Limited | | SLB | | 10-Apr-13 | | 806857108 | | Management | | 1e | | Elect Director Nikolay Kudryavtsev | | For | | No |
Schlumberger Limited | | SLB | | 10-Apr-13 | | 806857108 | | Management | | 1f | | Elect Director Adrian Lajous | | For | | No |
Schlumberger Limited | | SLB | | 10-Apr-13 | | 806857108 | | Management | | 1g | | Elect Director Michael E. Marks | | For | | No |
Schlumberger Limited | | SLB | | 10-Apr-13 | | 806857108 | | Management | | 1h | | Elect Director Lubna S. Olayan | | For | | No |
Schlumberger Limited | | SLB | | 10-Apr-13 | | 806857108 | | Management | | 1i | | Elect Director L. Rafael Reif | | For | | No |
Schlumberger Limited | | SLB | | 10-Apr-13 | | 806857108 | | Management | | 1j | | Elect Director Tore I. Sandvold | | For | | No |
Schlumberger Limited | | SLB | | 10-Apr-13 | | 806857108 | | Management | | 1k | | Elect Director Henri Seydoux | | For | | No |
| | | | | | | | | | | | | | | | |
Schlumberger Limited | | SLB | | 10-Apr-13 | | 806857108 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
Schlumberger Limited | | SLB | | 10-Apr-13 | | 806857108 | | Management | | 3 | | Adopt and Approve Financials and Dividends | | For | | No |
Schlumberger Limited | | SLB | | 10-Apr-13 | | 806857108 | | Management | | 4 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | No |
Schlumberger Limited | | SLB | | 10-Apr-13 | | 806857108 | | Management | | 5 | | Approve Omnibus Stock Plan | | For | | No |
Schlumberger Limited | | SLB | | 10-Apr-13 | | 806857108 | | Management | | 6 | | Amend Employee Stock Purchase Plan | | For | | No |
Moody’s Corporation | | MCO | | 16-Apr-13 | | 615369105 | | Management | | 1.1 | | Elect Director Basil L. Anderson | | For | | No |
Moody’s Corporation | | MCO | | 16-Apr-13 | | 615369105 | | Management | | 1.2 | | Elect Director Darrell Duffie | | For | | No |
Moody’s Corporation | | MCO | | 16-Apr-13 | | 615369105 | | Management | | 1.3 | | Elect Director Raymond W. McDaniel, Jr. | | For | | No |
Moody’s Corporation | | MCO | | 16-Apr-13 | | 615369105 | | Management | | 2 | | Amend Omnibus Stock Plan | | For | | No |
Moody’s Corporation | | MCO | | 16-Apr-13 | | 615369105 | | Management | | 3 | | Amend Non-Employee Director Omnibus Stock Plan | | For | | No |
Moody’s Corporation | | MCO | | 16-Apr-13 | | 615369105 | | Management | | 4 | | Declassify the Board of Directors | | For | | No |
Moody’s Corporation | | MCO | | 16-Apr-13 | | 615369105 | | Management | | 5 | | Ratify Auditors | | For | | No |
Moody’s Corporation | | MCO | | 16-Apr-13 | | 615369105 | | Management | | 6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
Wells Fargo & Company | | WFC | | 23-Apr-13 | | 949746101 | | Management | | 1a | | Elect Director John D. Baker, II | | For | | No |
Wells Fargo & Company | | WFC | | 23-Apr-13 | | 949746101 | | Management | | 1b | | Elect Director Elaine L. Chao | | For | | No |
Wells Fargo & Company | | WFC | | 23-Apr-13 | | 949746101 | | Management | | 1c | | Elect Director John S. Chen | | For | | No |
Wells Fargo & Company | | WFC | | 23-Apr-13 | | 949746101 | | Management | | 1d | | Elect Director Lloyd H. Dean | | For | | No |
Wells Fargo & Company | | WFC | | 23-Apr-13 | | 949746101 | | Management | | 1e | | Elect Director Susan E. Engel | | For | | No |
Wells Fargo & Company | | WFC | | 23-Apr-13 | | 949746101 | | Management | | 1f | | Elect Director Enrique Hernandez, Jr. | | For | | No |
Wells Fargo & Company | | WFC | | 23-Apr-13 | | 949746101 | | Management | | 1g | | Elect Director Donald M. James | | For | | No |
Wells Fargo & Company | | WFC | | 23-Apr-13 | | 949746101 | | Management | | 1h | | Elect Director Cynthia H. Milligan | | For | | No |
Wells Fargo & Company | | WFC | | 23-Apr-13 | | 949746101 | | Management | | 1i | | Elect Director Federico F. Pena | | For | | No |
Wells Fargo & Company | | WFC | | 23-Apr-13 | | 949746101 | | Management | | 1j | | Elect Director Howard V. Richardson | | For | | No |
Wells Fargo & Company | | WFC | | 23-Apr-13 | | 949746101 | | Management | | 1k | | Elect Director Judith M. Runstad | | For | | No |
Wells Fargo & Company | | WFC | | 23-Apr-13 | | 949746101 | | Management | | 1l | | Elect Director Stephen W. Sanger | | For | | No |
Wells Fargo & Company | | WFC | | 23-Apr-13 | | 949746101 | | Management | | 1m | | Elect Director John G. Stumpf | | For | | No |
Wells Fargo & Company | | WFC | | 23-Apr-13 | | 949746101 | | Management | | 1n | | Elect Director Susan G. Swenson | | For | | No |
Wells Fargo & Company | | WFC | | 23-Apr-13 | | 949746101 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
Wells Fargo & Company | | WFC | | 23-Apr-13 | | 949746101 | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | No |
Wells Fargo & Company | | WFC | | 23-Apr-13 | | 949746101 | | Management | | 4 | | Ratify Auditors | | For | | No |
Wells Fargo & Company | | WFC | | 23-Apr-13 | | 949746101 | | Share Holder | | 5 | | Require Independent Board Chairman | | Against | | No |
Wells Fargo & Company | | WFC | | 23-Apr-13 | | 949746101 | | Share Holder | | 6 | | Report on Lobbying Payments and Policy | | Against | | No |
Wells Fargo & Company | | WFC | | 23-Apr-13 | | 949746101 | | Share Holder | | 7 | | Review Fair Housing and Fair Lending Compliance | | Against | | No |
Ameriprise Financial, Inc. | | AMP | | 24-Apr-13 | | 03076C106 | | Management | | 1a | | Elect Director James M. Cracchiolo | | For | | No |
Ameriprise Financial, Inc. | | AMP | | 24-Apr-13 | | 03076C106 | | Management | | 1b | | Elect Director Lon R. Greenberg | | For | | No |
Ameriprise Financial, Inc. | | AMP | | 24-Apr-13 | | 03076C106 | | Management | | 1c | | Elect Director Warren D. Knowlton | | For | | No |
Ameriprise Financial, Inc. | | AMP | | 24-Apr-13 | | 03076C106 | | Management | | 1d | | Elect Director W. Walker Lewis | | For | | No |
Ameriprise Financial, Inc. | | AMP | | 24-Apr-13 | | 03076C106 | | Management | | 1e | | Elect Director Siri S. Marshall | | For | | No |
Ameriprise Financial, Inc. | | AMP | | 24-Apr-13 | | 03076C106 | | Management | | 1f | | Elect Director Jeffery Noddle | | For | | No |
Ameriprise Financial, Inc. | | AMP | | 24-Apr-13 | | 03076C106 | | Management | | 1g | | Elect Director H. Jay Sarles | | For | | No |
Ameriprise Financial, Inc. | | AMP | | 24-Apr-13 | | 03076C106 | | Management | | 1h | | Elect Director Robert F. Sharpe, Jr. | | For | | No |
Ameriprise Financial, Inc. | | AMP | | 24-Apr-13 | | 03076C106 | | Management | | 1i | | Elect Director William H. Turner | | For | | No |
Ameriprise Financial, Inc. | | AMP | | 24-Apr-13 | | 03076C106 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
Ameriprise Financial, Inc. | | AMP | | 24-Apr-13 | | 03076C106 | | Management | | 3 | | Ratify Auditors | | For | | No |
Ameriprise Financial, Inc. | | AMP | | 24-Apr-13 | | 03076C106 | | Share Holder | | 4 | | Reduce Supermajority Vote Requirement | | For | | Yes |
General Electric Company | | GE | | 24-Apr-13 | | 369604103 | | Management | | 1 | | Elect Director W. Geoffrey Beattie | | For | | No |
General Electric Company | | GE | | 24-Apr-13 | | 369604103 | | Management | | 2 | | Elect Director John J. Brennan | | For | | No |
General Electric Company | | GE | | 24-Apr-13 | | 369604103 | | Management | | 3 | | Elect Director James I. Cash, Jr. | | For | | No |
General Electric Company | | GE | | 24-Apr-13 | | 369604103 | | Management | | 4 | | Elect Director Francisco D’Souza | | For | | No |
| | | | | | | | | | | | | | | | |
General Electric Company | | GE | | 24-Apr-13 | | 369604103 | | Management | | 5 | | Elect Director Marijn E. Dekkers | | For | | No |
General Electric Company | | GE | | 24-Apr-13 | | 369604103 | | Management | | 6 | | Elect Director Ann M. Fudge | | For | | No |
General Electric Company | | GE | | 24-Apr-13 | | 369604103 | | Management | | 7 | | Elect Director Susan Hockfield | | For | | No |
General Electric Company | | GE | | 24-Apr-13 | | 369604103 | | Management | | 8 | | Elect Director Jeffrey R. Immelt | | For | | No |
General Electric Company | | GE | | 24-Apr-13 | | 369604103 | | Management | | 9 | | Elect Director Andrea Jung | | For | | No |
General Electric Company | | GE | | 24-Apr-13 | | 369604103 | | Management | | 10 | | Elect Director Robert W. Lane | | For | | No |
General Electric Company | | GE | | 24-Apr-13 | | 369604103 | | Management | | 11 | | Elect Director Ralph S. Larsen | | For | | No |
General Electric Company | | GE | | 24-Apr-13 | | 369604103 | | Management | | 12 | | Elect Director Rochelle B. Lazarus | | For | | No |
General Electric Company | | GE | | 24-Apr-13 | | 369604103 | | Management | | 13 | | Elect Director James J. Mulva | | For | | No |
General Electric Company | | GE | | 24-Apr-13 | | 369604103 | | Management | | 14 | | Elect Director Mary L. Schapiro | | For | | No |
General Electric Company | | GE | | 24-Apr-13 | | 369604103 | | Management | | 15 | | Elect Director Robert J. Swieringa | | For | | No |
General Electric Company | | GE | | 24-Apr-13 | | 369604103 | | Management | | 16 | | Elect Director James S. Tisch | | Against | | Yes |
General Electric Company | | GE | | 24-Apr-13 | | 369604103 | | Management | | 17 | | Elect Director Douglas A. Warner, III | | For | | No |
General Electric Company | | GE | | 24-Apr-13 | | 369604103 | | Management | | 18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
General Electric Company | | GE | | 24-Apr-13 | | 369604103 | | Management | | 19 | | Ratify Auditors | | For | | No |
General Electric Company | | GE | | 24-Apr-13 | | 369604103 | | Share Holder | | 20 | | Cessation of All Stock Options and Bonuses | | Against | | No |
General Electric Company | | GE | | 24-Apr-13 | | 369604103 | | Share Holder | | 21 | | Establish Term Limits for Directors | | Against | | No |
General Electric Company | | GE | | 24-Apr-13 | | 369604103 | | Share Holder | | 22 | | Require Independent Board Chairman | | Against | | No |
General Electric Company | | GE | | 24-Apr-13 | | 369604103 | | Share Holder | | 23 | | Provide Right to Act by Written Consent | | Against | | No |
General Electric Company | | GE | | 24-Apr-13 | | 369604103 | | Share Holder | | 24 | | Stock Retention/Holding Period | | Against | | No |
General Electric Company | | GE | | 24-Apr-13 | | 369604103 | | Share Holder | | 25 | | Require More Director Nominations Than Open Seats | | Against | | No |
The Coca-Cola Company | | KO | | 24-Apr-13 | | 191216100 | | Management | | 1.1 | | Elect Director Herbert A. Allen | | For | | No |
The Coca-Cola Company | | KO | | 24-Apr-13 | | 191216100 | | Management | | 1.2 | | Elect Director Ronald W. Allen | | Against | | Yes |
The Coca-Cola Company | | KO | | 24-Apr-13 | | 191216100 | | Management | | 1.3 | | Elect Director Howard G. Buffett | | For | | No |
The Coca-Cola Company | | KO | | 24-Apr-13 | | 191216100 | | Management | | 1.4 | | Elect Director Richard M. Daley | | For | | No |
The Coca-Cola Company | | KO | | 24-Apr-13 | | 191216100 | | Management | | 1.5 | | Elect Director Barry Diller | | Against | | Yes |
The Coca-Cola Company | | KO | | 24-Apr-13 | | 191216100 | | Management | | 1.6 | | Elect Director Helene D. Gayle | | For | | No |
The Coca-Cola Company | | KO | | 24-Apr-13 | | 191216100 | | Management | | 1.7 | | Elect Director Evan G. Greenberg | | For | | No |
The Coca-Cola Company | | KO | | 24-Apr-13 | | 191216100 | | Management | | 1.8 | | Elect Director Alexis M. Herman | | For | | No |
The Coca-Cola Company | | KO | | 24-Apr-13 | | 191216100 | | Management | | 1.9 | | Elect Director Muhtar Kent | | For | | No |
The Coca-Cola Company | | KO | | 24-Apr-13 | | 191216100 | | Management | | 1.10 | | Elect Director Robert A. Kotick | | For | | No |
The Coca-Cola Company | | KO | | 24-Apr-13 | | 191216100 | | Management | | 1.11 | | Elect Director Maria Elena Lagomasino | | For | | No |
The Coca-Cola Company | | KO | | 24-Apr-13 | | 191216100 | | Management | | 1.12 | | Elect Director Donald F. McHenry | | For | | No |
The Coca-Cola Company | | KO | | 24-Apr-13 | | 191216100 | | Management | | 1.13 | | Elect Director Sam Nunn | | For | | No |
The Coca-Cola Company | | KO | | 24-Apr-13 | | 191216100 | | Management | | 1.14 | | Elect Director James D. Robinson, III | | For | | No |
The Coca-Cola Company | | KO | | 24-Apr-13 | | 191216100 | | Management | | 1.15 | | Elect Director Peter V. Ueberroth | | For | | No |
The Coca-Cola Company | | KO | | 24-Apr-13 | | 191216100 | | Management | | 1.16 | | Elect Director Jacob Wallenberg | | Against | | Yes |
The Coca-Cola Company | | KO | | 24-Apr-13 | | 191216100 | | Management | | 2 | | Ratify Auditors | | For | | No |
The Coca-Cola Company | | KO | | 24-Apr-13 | | 191216100 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
The Coca-Cola Company | | KO | | 24-Apr-13 | | 191216100 | | Management | | 4 | | Provide Right to Call Special Meeting | | For | | No |
The Coca-Cola Company | | KO | | 24-Apr-13 | | 191216100 | | Share Holder | | 5 | | Establish Board Committee on Human Rights | | Against | | No |
Johnson & Johnson | | JNJ | | 25-Apr-13 | | 478160104 | | Management | | 1.1 | | Elect Director Mary Sue Coleman | | For | | No |
Johnson & Johnson | | JNJ | | 25-Apr-13 | | 478160104 | | Management | | 1.2 | | Elect Director James G. Cullen | | For | | No |
Johnson & Johnson | | JNJ | | 25-Apr-13 | | 478160104 | | Management | | 1.3 | | Elect Director Ian E.L. Davis | | For | | No |
Johnson & Johnson | | JNJ | | 25-Apr-13 | | 478160104 | | Management | | 1.4 | | Elect Director Alex Gorsky | | For | | No |
Johnson & Johnson | | JNJ | | 25-Apr-13 | | 478160104 | | Management | | 1.5 | | Elect Director Michael M.E. Johns | | For | | No |
Johnson & Johnson | | JNJ | | 25-Apr-13 | | 478160104 | | Management | | 1.6 | | Elect Director Susan L. Lindquist | | For | | No |
Johnson & Johnson | | JNJ | | 25-Apr-13 | | 478160104 | | Management | | 1.7 | | Elect Director Anne M. Mulcahy | | For | | No |
Johnson & Johnson | | JNJ | | 25-Apr-13 | | 478160104 | | Management | | 1.8 | | Elect Director Leo F. Mullin | | For | | No |
| | | | | | | | | | | | | | | | |
Johnson & Johnson | | JNJ | | 25-Apr-13 | | 478160104 | | Management | | 1.9 | | Elect Director William D. Perez | | For | | No |
Johnson & Johnson | | JNJ | | 25-Apr-13 | | 478160104 | | Management | | 1.10 | | Elect Director Charles Prince | | For | | No |
Johnson & Johnson | | JNJ | | 25-Apr-13 | | 478160104 | | Management | | 1.11 | | Elect Director A. Eugene Washington | | For | | No |
Johnson & Johnson | | JNJ | | 25-Apr-13 | | 478160104 | | Management | | 1.12 | | Elect Director Ronald A. Williams | | For | | No |
Johnson & Johnson | | JNJ | | 25-Apr-13 | | 478160104 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
Johnson & Johnson | | JNJ | | 25-Apr-13 | | 478160104 | | Management | | 3 | | Ratify Auditors | | For | | No |
Johnson & Johnson | | JNJ | | 25-Apr-13 | | 478160104 | | Share Holder | | 4 | | Stock Retention/Holding Period | | Against | | No |
Johnson & Johnson | | JNJ | | 25-Apr-13 | | 478160104 | | Share Holder | | 5 | | Screen Political Contributions for Consistency with Corporate Values | | Against | | No |
Johnson & Johnson | | JNJ | | 25-Apr-13 | | 478160104 | | Share Holder | | 6 | | Require Independent Board Chairman | | Against | | No |
Abbott Laboratories | | ABT | | 26-Apr-13 | | 002824100 | | Management | | 1.1 | | Elect Director Robert J. Alpern | | For | | No |
Abbott Laboratories | | ABT | | 26-Apr-13 | | 002824100 | | Management | | 1.2 | | Elect Director Roxanne S. Austin | | Withhold | | Yes |
Abbott Laboratories | | ABT | | 26-Apr-13 | | 002824100 | | Management | | 1.3 | | Elect Director Sally E. Blount | | For | | No |
Abbott Laboratories | | ABT | | 26-Apr-13 | | 002824100 | | Management | | 1.4 | | Elect Director W. James Farrell | | For | | No |
Abbott Laboratories | | ABT | | 26-Apr-13 | | 002824100 | | Management | | 1.5 | | Elect Director Edward M. Liddy | | For | | No |
Abbott Laboratories | | ABT | | 26-Apr-13 | | 002824100 | | Management | | 1.6 | | Elect Director Nancy McKinstry | | For | | No |
Abbott Laboratories | | ABT | | 26-Apr-13 | | 002824100 | | Management | | 1.7 | | Elect Director Phebe N. Novakovic | | For | | No |
Abbott Laboratories | | ABT | | 26-Apr-13 | | 002824100 | | Management | | 1.8 | | Elect Director William A. Osborn | | For | | No |
Abbott Laboratories | | ABT | | 26-Apr-13 | | 002824100 | | Management | | 1.9 | | Elect Director Samuel C. Scott, III | | For | | No |
Abbott Laboratories | | ABT | | 26-Apr-13 | | 002824100 | | Management | | 1.10 | | Elect Director Glenn F. Tilton | | For | | No |
Abbott Laboratories | | ABT | | 26-Apr-13 | | 002824100 | | Management | | 1.11 | | Elect Director Miles D. White | | For | | No |
Abbott Laboratories | | ABT | | 26-Apr-13 | | 002824100 | | Management | | 2 | | Ratify Auditors | | For | | No |
Abbott Laboratories | | ABT | | 26-Apr-13 | | 002824100 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
Abbott Laboratories | | ABT | | 26-Apr-13 | | 002824100 | | Share Holder | | 4 | | Label and Eliminate GMO Ingredients in Products | | Against | | No |
Abbott Laboratories | | ABT | | 26-Apr-13 | | 002824100 | | Share Holder | | 5 | | Report on Lobbying Payments and Policy | | Against | | No |
Abbott Laboratories | | ABT | | 26-Apr-13 | | 002824100 | | Share Holder | | 6 | | Require Independent Board Chairman | | Against | | No |
Abbott Laboratories | | ABT | | 26-Apr-13 | | 002824100 | | Share Holder | | 7 | | Stock Retention/Holding Period | | Against | | No |
Abbott Laboratories | | ABT | | 26-Apr-13 | | 002824100 | | Share Holder | | 8 | | Cease Compliance Adjustments to Performance Criteria | | Against | | No |
Abbott Laboratories | | ABT | | 26-Apr-13 | | 002824100 | | Share Holder | | 9 | | Pro-rata Vesting of Equity Awards | | Against | | No |
American Express Company | | AXP | | 29-Apr-13 | | 025816109 | | Management | | 1.1 | | Elect Director Charlene Barshefsky | | For | | No |
American Express Company | | AXP | | 29-Apr-13 | | 025816109 | | Management | | 1.2 | | Elect Director Ursula M. Burns | | For | | No |
American Express Company | | AXP | | 29-Apr-13 | | 025816109 | | Management | | 1.3 | | Elect Director Kenneth I. Chenault | | For | | No |
American Express Company | | AXP | | 29-Apr-13 | | 025816109 | | Management | | 1.4 | | Elect Director Peter Chernin | | For | | No |
American Express Company | | AXP | | 29-Apr-13 | | 025816109 | | Management | | 1.5 | | Elect Director Anne Lauvergeon | | For | | No |
American Express Company | | AXP | | 29-Apr-13 | | 025816109 | | Management | | 1.6 | | Elect Director Theodore J. Leonsis | | For | | No |
American Express Company | | AXP | | 29-Apr-13 | | 025816109 | | Management | | 1.7 | | Elect Director Richard C. Levin | | For | | No |
American Express Company | | AXP | | 29-Apr-13 | | 025816109 | | Management | | 1.8 | | Elect Director Richard A. McGinn | | For | | No |
American Express Company | | AXP | | 29-Apr-13 | | 025816109 | | Management | | 1.9 | | Elect Director Samuel J. Palmisano | | For | | No |
American Express Company | | AXP | | 29-Apr-13 | | 025816109 | | Management | | 1.10 | | Elect Director Steven S Reinemund | | For | | No |
American Express Company | | AXP | | 29-Apr-13 | | 025816109 | | Management | | 1.11 | | Elect Director Daniel L. Vasella | | For | | No |
American Express Company | | AXP | | 29-Apr-13 | | 025816109 | | Management | | 1.12 | | Elect Director Robert D. Walter | | For | | No |
American Express Company | | AXP | | 29-Apr-13 | | 025816109 | | Management | | 1.13 | | Elect Director Ronald A. Williams | | For | | No |
American Express Company | | AXP | | 29-Apr-13 | | 025816109 | | Management | | 2 | | Ratify Auditors | | For | | No |
American Express Company | | AXP | | 29-Apr-13 | | 025816109 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
American Express Company | | AXP | | 29-Apr-13 | | 025816109 | | Share Holder | | 4 | | Require Independent Board Chairman | | Against | | No |
International Business Machines Corporation | | IBM | | 30-Apr-13 | | 459200101 | | Management | | 1.1 | | Elect Director Alain J.P. Belda | | For | | No |
International Business Machines Corporation | | IBM | | 30-Apr-13 | | 459200101 | | Management | | 1.2 | | Elect Director William R. Brody | | For | | No |
International Business Machines Corporation | | IBM | | 30-Apr-13 | | 459200101 | | Management | | 1.3 | | Elect Director Kenneth I. Chenault | | For | | No |
International Business Machines Corporation | | IBM | | 30-Apr-13 | | 459200101 | | Management | | 1.4 | | Elect Director Michael L. Eskew | | For | | No |
International Business Machines Corporation | | IBM | | 30-Apr-13 | | 459200101 | | Management | | 1.5 | | Elect Director David N. Farr | | For | | No |
| | | | | | | | | | | | | | | | |
International Business Machines Corporation | | IBM | | 30-Apr-13 | | 459200101 | | Management | | 1.6 | | Elect Director Shirley Ann Jackson | | Against | | Yes |
International Business Machines Corporation | | IBM | | 30-Apr-13 | | 459200101 | | Management | | 1.7 | | Elect Director Andrew N. Liveris | | For | | No |
International Business Machines Corporation | | IBM | | 30-Apr-13 | | 459200101 | | Management | | 1.8 | | Elect Director W. James McNerney, Jr. | | For | | No |
International Business Machines Corporation | | IBM | | 30-Apr-13 | | 459200101 | | Management | | 1.9 | | Elect Director James W. Owens | | For | | No |
International Business Machines Corporation | | IBM | | 30-Apr-13 | | 459200101 | | Management | | 1.10 | | Elect Director Virginia M. Rometty | | For | | No |
International Business Machines Corporation | | IBM | | 30-Apr-13 | | 459200101 | | Management | | 1.11 | | Elect Director Joan E. Spero | | For | | No |
International Business Machines Corporation | | IBM | | 30-Apr-13 | | 459200101 | | Management | | 1.12 | | Elect Director Sidney Taurel | | For | | No |
International Business Machines Corporation | | IBM | | 30-Apr-13 | | 459200101 | | Management | | 1.13 | | Elect Director Lorenzo H. Zambrano | | For | | No |
International Business Machines Corporation | | IBM | | 30-Apr-13 | | 459200101 | | Management | | 2 | | Ratify Auditors | | For | | No |
International Business Machines Corporation | | IBM | | 30-Apr-13 | | 459200101 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
International Business Machines Corporation | | IBM | | 30-Apr-13 | | 459200101 | | Share Holder | | 4 | | Report on Lobbying Payments and Policy | | Against | | No |
International Business Machines Corporation | | IBM | | 30-Apr-13 | | 459200101 | | Share Holder | | 5 | | Provide Right to Act by Written Consent | | Against | | No |
International Business Machines Corporation | | IBM | | 30-Apr-13 | | 459200101 | | Share Holder | | 6 | | Require Independent Board Chairman | | For | | Yes |
International Business Machines Corporation | | IBM | | 30-Apr-13 | | 459200101 | | Share Holder | | 7 | | Stock Retention/Holding Period | | Against | | No |
PepsiCo, Inc. | | PEP | | 01-May-13 | | 713448108 | | Management | | 1.1 | | Elect Director Shona L. Brown | | For | | No |
PepsiCo, Inc. | | PEP | | 01-May-13 | | 713448108 | | Management | | 1.2 | | Elect Director George W. Buckley | | For | | No |
PepsiCo, Inc. | | PEP | | 01-May-13 | | 713448108 | | Management | | 1.3 | | Elect Director Ian M. Cook | | For | | No |
PepsiCo, Inc. | | PEP | | 01-May-13 | | 713448108 | | Management | | 1.4 | | Elect Director Dina Dublon | | For | | No |
PepsiCo, Inc. | | PEP | | 01-May-13 | | 713448108 | | Management | | 1.5 | | Elect Director Victor J. Dzau | | For | | No |
PepsiCo, Inc. | | PEP | | 01-May-13 | | 713448108 | | Management | | 1.6 | | Elect Director Ray L. Hunt | | For | | No |
PepsiCo, Inc. | | PEP | | 01-May-13 | | 713448108 | | Management | | 1.7 | | Elect Director Alberto Ibarguen | | For | | No |
PepsiCo, Inc. | | PEP | | 01-May-13 | | 713448108 | | Management | | 1.8 | | Elect Director Indra K. Nooyi | | For | | No |
PepsiCo, Inc. | | PEP | | 01-May-13 | | 713448108 | | Management | | 1.9 | | Elect Director Sharon Percy Rockefeller | | For | | No |
PepsiCo, Inc. | | PEP | | 01-May-13 | | 713448108 | | Management | | 1.10 | | Elect Director James J. Schiro | | For | | No |
PepsiCo, Inc. | | PEP | | 01-May-13 | | 713448108 | | Management | | 1.11 | | Elect Director Lloyd G. Trotter | | For | | No |
PepsiCo, Inc. | | PEP | | 01-May-13 | | 713448108 | | Management | | 1.12 | | Elect Director Daniel Vasella | | For | | No |
PepsiCo, Inc. | | PEP | | 01-May-13 | | 713448108 | | Management | | 1.13 | | Elect Director Alberto Weisser | | For | | No |
PepsiCo, Inc. | | PEP | | 01-May-13 | | 713448108 | | Management | | 2 | | Ratify Auditors | | For | | No |
PepsiCo, Inc. | | PEP | | 01-May-13 | | 713448108 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
Verizon Communications Inc. | | VZ | | 02-May-13 | | 92343V104 | | Management | | 1.1 | | Elect Director Richard L. Carrion | | For | | No |
Verizon Communications Inc. | | VZ | | 02-May-13 | | 92343V104 | | Management | | 1.2 | | Elect Director Melanie L. Healey | | For | | No |
Verizon Communications Inc. | | VZ | | 02-May-13 | | 92343V104 | | Management | | 1.3 | | Elect Director M. Frances Keeth | | For | | No |
Verizon Communications Inc. | | VZ | | 02-May-13 | | 92343V104 | | Management | | 1.4 | | Elect Director Robert W. Lane | | For | | No |
Verizon Communications Inc. | | VZ | | 02-May-13 | | 92343V104 | | Management | | 1.5 | | Elect Director Lowell C. McAdam | | For | | No |
Verizon Communications Inc. | | VZ | | 02-May-13 | | 92343V104 | | Management | | 1.6 | | Elect Director Sandra O. Moose | | For | | No |
Verizon Communications Inc. | | VZ | | 02-May-13 | | 92343V104 | | Management | | 1.7 | | Elect Director Joseph Neubauer | | For | | No |
Verizon Communications Inc. | | VZ | | 02-May-13 | | 92343V104 | | Management | | 1.8 | | Elect Director Donald T. Nicolaisen | | For | | No |
Verizon Communications Inc. | | VZ | | 02-May-13 | | 92343V104 | | Management | | 1.9 | | Elect Director Clarence Otis, Jr. | | For | | No |
Verizon Communications Inc. | | VZ | | 02-May-13 | | 92343V104 | | Management | | 1.10 | | Elect Director Hugh B. Price | | For | | No |
Verizon Communications Inc. | | VZ | | 02-May-13 | | 92343V104 | | Management | | 1.11 | | Elect Director Rodney E. Slater | | For | | No |
Verizon Communications Inc. | | VZ | | 02-May-13 | | 92343V104 | | Management | | 1.12 | | Elect Director Kathryn A. Tesija | | For | | No |
Verizon Communications Inc. | | VZ | | 02-May-13 | | 92343V104 | | Management | | 1.13 | | Elect Director Gregory D. Wasson | | For | | No |
Verizon Communications Inc. | | VZ | | 02-May-13 | | 92343V104 | | Management | | 2 | | Ratify Auditors | | For | | No |
Verizon Communications Inc. | | VZ | | 02-May-13 | | 92343V104 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
Verizon Communications Inc. | | VZ | | 02-May-13 | | 92343V104 | | Management | | 4 | | Amend Omnibus Stock Plan | | For | | No |
Verizon Communications Inc. | | VZ | | 02-May-13 | | 92343V104 | | Share Holder | | 5 | | Commit to Wireless Network Neutrality | | Against | | No |
Verizon Communications Inc. | | VZ | | 02-May-13 | | 92343V104 | | Share Holder | | 6 | | Report on Lobbying Payments and Policy | | Against | | No |
Verizon Communications Inc. | | VZ | | 02-May-13 | | 92343V104 | | Share Holder | | 7 | | Adopt Proxy Access Right | | For | | Yes |
Verizon Communications Inc. | | VZ | | 02-May-13 | | 92343V104 | | Share Holder | | 8 | | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | | Against | | No |
| | | | | | | | | | | | | | | | |
Verizon Communications Inc. | | VZ | | 02-May-13 | | 92343V104 | | Share Holder | | 9 | | Amend Articles/Bylaws/Charter- Call Special Meetings | | Against | | No |
Verizon Communications Inc. | | VZ | | 02-May-13 | | 92343V104 | | Share Holder | | 10 | | Provide Right to Act by Written Consent | | Against | | No |
AbbVie Inc. | | ABBV | | 06-May-13 | | 00287Y109 | | Management | | 1.1 | | Elect Director William H.L. Burnside | | For | | No |
AbbVie Inc. | | ABBV | | 06-May-13 | | 00287Y109 | | Management | | 1.2 | | Elect Director Edward J. Rapp | | For | | No |
AbbVie Inc. | | ABBV | | 06-May-13 | | 00287Y109 | | Management | | 1.3 | | Elect Director Roy S. Roberts | | For | | No |
AbbVie Inc. | | ABBV | | 06-May-13 | | 00287Y109 | | Management | | 2 | | Ratify Auditors | | For | | No |
AbbVie Inc. | | ABBV | | 06-May-13 | | 00287Y109 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
AbbVie Inc. | | ABBV | | 06-May-13 | | 00287Y109 | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | Yes |
AbbVie Inc. | | ABBV | | 06-May-13 | | 00287Y109 | | Management | | 5 | | Approve Omnibus Stock Plan | | For | | No |
Baxter International Inc. | | BAX | | 07-May-13 | | 071813109 | | Management | | 1a | | Elect Director Thomas F. Chen | | For | | No |
Baxter International Inc. | | BAX | | 07-May-13 | | 071813109 | | Management | | 1b | | Elect Director Blake E. Devitt | | For | | No |
Baxter International Inc. | | BAX | | 07-May-13 | | 071813109 | | Management | | 1c | | Elect Director John D. Forsyth | | For | | No |
Baxter International Inc. | | BAX | | 07-May-13 | | 071813109 | | Management | | 1d | | Elect Director Gail D. Fosler | | For | | No |
Baxter International Inc. | | BAX | | 07-May-13 | | 071813109 | | Management | | 1e | | Elect Director Carole J. Shapazian | | For | | No |
Baxter International Inc. | | BAX | | 07-May-13 | | 071813109 | | Management | | 2 | | Ratify Auditors | | For | | No |
Baxter International Inc. | | BAX | | 07-May-13 | | 071813109 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
Baxter International Inc. | | BAX | | 07-May-13 | | 071813109 | | Management | | 4 | | Declassify the Board of Directors | | For | | No |
Baxter International Inc. | | BAX | | 07-May-13 | | 071813109 | | Management | | 5 | | Provide Right to Call Special Meeting | | For | | No |
Bank of America Corporation | | BAC | | 08-May-13 | | 060505104 | | Management | | 1.1 | | Elect Director Sharon L. Allen | | For | | No |
Bank of America Corporation | | BAC | | 08-May-13 | | 060505104 | | Management | | 1.2 | | Elect Director Susan S. Bies | | For | | No |
Bank of America Corporation | | BAC | | 08-May-13 | | 060505104 | | Management | | 1.3 | | Elect Director Jack O. Bovender, Jr. | | For | | No |
Bank of America Corporation | | BAC | | 08-May-13 | | 060505104 | | Management | | 1.4 | | Elect Director Frank P. Bramble, Sr. | | For | | No |
Bank of America Corporation | | BAC | | 08-May-13 | | 060505104 | | Management | | 1.5 | | Elect Director Arnold W. Donald | | For | | No |
Bank of America Corporation | | BAC | | 08-May-13 | | 060505104 | | Management | | 1.6 | | Elect Director Charles K. Gifford | | For | | No |
Bank of America Corporation | | BAC | | 08-May-13 | | 060505104 | | Management | | 1.7 | | Elect Director Charles O. Holliday, Jr. | | For | | No |
Bank of America Corporation | | BAC | | 08-May-13 | | 060505104 | | Management | | 1.8 | | Elect Director Linda P. Hudson | | For | | No |
Bank of America Corporation | | BAC | | 08-May-13 | | 060505104 | | Management | | 1.9 | | Elect Director Monica C. Lozano | | For | | No |
Bank of America Corporation | | BAC | | 08-May-13 | | 060505104 | | Management | | 1.10 | | Elect Director Thomas J. May | | For | | No |
Bank of America Corporation | | BAC | | 08-May-13 | | 060505104 | | Management | | 1.11 | | Elect Director Brian T. Moynihan | | For | | No |
Bank of America Corporation | | BAC | | 08-May-13 | | 060505104 | | Management | | 1.12 | | Elect Director Lionel L. Nowell, III | | For | | No |
Bank of America Corporation | | BAC | | 08-May-13 | | 060505104 | | Management | | 1.13 | | Elect Director R. David Yost | | For | | No |
Bank of America Corporation | | BAC | | 08-May-13 | | 060505104 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
Bank of America Corporation | | BAC | | 08-May-13 | | 060505104 | | Management | | 3 | | Ratify Auditors | | For | | No |
Bank of America Corporation | | BAC | | 08-May-13 | | 060505104 | | Share Holder | | 4 | | Report on Political Contributions | | Against | | No |
Bank of America Corporation | | BAC | | 08-May-13 | | 060505104 | | Share Holder | | 5 | | Adopt Proxy Access Right | | Against | | No |
Bank of America Corporation | | BAC | | 08-May-13 | | 060505104 | | Share Holder | | 6 | | Amend Bylaw to Limit Multiple Board Service | | Against | | No |
Bank of America Corporation | | BAC | | 08-May-13 | | 060505104 | | Share Holder | | 7 | | Report on Feasibility of Prohibiting Political Contributions | | Against | | No |
Bank of America Corporation | | BAC | | 08-May-13 | | 060505104 | | Share Holder | | 8 | | Review Fair Housing and Fair Lending Compliance | | Against | | No |
Philip Morris International Inc. | | PM | | 08-May-13 | | 718172109 | | Management | | 1.1 | | Elect Director Harold Brown | | For | | No |
Philip Morris International Inc. | | PM | | 08-May-13 | | 718172109 | | Management | | 1.2 | | Elect Director Mathis Cabiallavetta | | For | | No |
Philip Morris International Inc. | | PM | | 08-May-13 | | 718172109 | | Management | | 1.3 | | Elect Director Andre Calantzopoulos | | For | | No |
Philip Morris International Inc. | | PM | | 08-May-13 | | 718172109 | | Management | | 1.4 | | Elect Director Louis C. Camilleri | | For | | No |
Philip Morris International Inc. | | PM | | 08-May-13 | | 718172109 | | Management | | 1.5 | | Elect Director J. Dudley Fishburn | | For | | No |
Philip Morris International Inc. | | PM | | 08-May-13 | | 718172109 | | Management | | 1.6 | | Elect Director Jennifer Li | | For | | No |
Philip Morris International Inc. | | PM | | 08-May-13 | | 718172109 | | Management | | 1.7 | | Elect Director Graham Mackay | | For | | No |
Philip Morris International Inc. | | PM | | 08-May-13 | | 718172109 | | Management | | 1.8 | | Elect Director Sergio Marchionne | | For | | No |
Philip Morris International Inc. | | PM | | 08-May-13 | | 718172109 | | Management | | 1.9 | | Elect Director Kalpana Morparia | | For | | No |
Philip Morris International Inc. | | PM | | 08-May-13 | | 718172109 | | Management | | 1.10 | | Elect DirectorLucio A. Noto | | For | | No |
Philip Morris International Inc. | | PM | | 08-May-13 | | 718172109 | | Management | | 1.11 | | Elect Director Robert B. Polet | | For | | No |
| | | | | | | | | | | | | | | | |
Philip Morris International Inc. | | PM | | 08-May-13 | | 718172109 | | Management | | 1.12 | | Elect Director Carlos Slim Helu | | For | | No |
Philip Morris International Inc. | | PM | | 08-May-13 | | 718172109 | | Management | | 1.13 | | Elect Director Stephen M. Wolf | | For | | No |
Philip Morris International Inc. | | PM | | 08-May-13 | | 718172109 | | Management | | 2 | | Ratify Auditors | | For | | No |
Philip Morris International Inc. | | PM | | 08-May-13 | | 718172109 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
3M Company | | MMM | | 14-May-13 | | 88579Y101 | | Management | | 1a | | Elect Director Linda G. Alvarado | | For | | No |
3M Company | | MMM | | 14-May-13 | | 88579Y101 | | Management | | 1b | | Elect Director Vance D. Coffman | | For | | No |
3M Company | | MMM | | 14-May-13 | | 88579Y101 | | Management | | 1c | | Elect Director Michael L. Eskew | | For | | No |
3M Company | | MMM | | 14-May-13 | | 88579Y101 | | Management | | 1d | | Elect Director W. James Farrell | | For | | No |
3M Company | | MMM | | 14-May-13 | | 88579Y101 | | Management | | 1e | | Elect Director Herbert L. Henkel | | For | | No |
3M Company | | MMM | | 14-May-13 | | 88579Y101 | | Management | | 1f | | Elect Director Muhtar Kent | | For | | No |
3M Company | | MMM | | 14-May-13 | | 88579Y101 | | Management | | 1g | | Elect Director Edward M. Liddy | | For | | No |
3M Company | | MMM | | 14-May-13 | | 88579Y101 | | Management | | 1h | | Elect Director Robert S. Morrison | | For | | No |
3M Company | | MMM | | 14-May-13 | | 88579Y101 | | Management | | 1i | | Elect Director Aulana L. Peters | | For | | No |
3M Company | | MMM | | 14-May-13 | | 88579Y101 | | Management | | 1j | | Elect Director Inge G. Thulin | | For | | No |
3M Company | | MMM | | 14-May-13 | | 88579Y101 | | Management | | 1k | | Elect Director Robert J. Ulrich | | For | | No |
3M Company | | MMM | | 14-May-13 | | 88579Y101 | | Management | | 2 | | Ratify Auditors | | For | | No |
3M Company | | MMM | | 14-May-13 | | 88579Y101 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
3M Company | | MMM | | 14-May-13 | | 88579Y101 | | Share Holder | | 4 | | Provide Right to Act by Written Consent | | Against | | No |
3M Company | | MMM | | 14-May-13 | | 88579Y101 | | Share Holder | | 5 | | Study Feasibility of Prohibiting Political Contributions | | Against | | No |
Safeway Inc. | | SWY | | 14-May-13 | | 786514208 | | Management | | 1a | | Elect Director Janet E. Grove | | For | | No |
Safeway Inc. | | SWY | | 14-May-13 | | 786514208 | | Management | | 1b | | Elect Director Mohan Gyani | | For | | No |
Safeway Inc. | | SWY | | 14-May-13 | | 786514208 | | Management | | 1c | | Elect Director Frank C. Herringer | | For | | No |
Safeway Inc. | | SWY | | 14-May-13 | | 786514208 | | Management | | 1d | | Elect Director George J. Morrow | | For | | No |
Safeway Inc. | | SWY | | 14-May-13 | | 786514208 | | Management | | 1e | | Elect Director Kenneth W. Oder | | For | | No |
Safeway Inc. | | SWY | | 14-May-13 | | 786514208 | | Management | | 1f | | Elect Director T. Gary Rogers | | For | | No |
Safeway Inc. | | SWY | | 14-May-13 | | 786514208 | | Management | | 1g | | Elect Director Arun Sarin | | For | | No |
Safeway Inc. | | SWY | | 14-May-13 | | 786514208 | | Management | | 1h | | Elect Director William Y. Tauscher | | For | | No |
Safeway Inc. | | SWY | | 14-May-13 | | 786514208 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
Safeway Inc. | | SWY | | 14-May-13 | | 786514208 | | Management | | 3 | | Amend Omnibus Stock Plan | | For | | No |
Safeway Inc. | | SWY | | 14-May-13 | | 786514208 | | Management | | 4 | | Ratify Auditors | | For | | No |
Comcast Corporation | | CMCSA | | 15-May-13 | | 20030N101 | | Management | | 1.1 | | Elect Director Kenneth J. Bacon | | For | | No |
Comcast Corporation | | CMCSA | | 15-May-13 | | 20030N101 | | Management | | 1.2 | | Elect Director Sheldon M. Bonovitz | | For | | No |
Comcast Corporation | | CMCSA | | 15-May-13 | | 20030N101 | | Management | | 1.3 | | Elect Director Joseph J. Collins | | For | | No |
Comcast Corporation | | CMCSA | | 15-May-13 | | 20030N101 | | Management | | 1.4 | | Elect Director J. Michael Cook | | For | | No |
Comcast Corporation | | CMCSA | | 15-May-13 | | 20030N101 | | Management | | 1.5 | | Elect Director Gerald L. Hassell | | For | | No |
Comcast Corporation | | CMCSA | | 15-May-13 | | 20030N101 | | Management | | 1.6 | | Elect Director Jeffrey A. Honickman | | For | | No |
Comcast Corporation | | CMCSA | | 15-May-13 | | 20030N101 | | Management | | 1.7 | | Elect Director Eduardo G. Mestre | | For | | No |
Comcast Corporation | | CMCSA | | 15-May-13 | | 20030N101 | | Management | | 1.8 | | Elect Director Brian L. Roberts | | For | | No |
Comcast Corporation | | CMCSA | | 15-May-13 | | 20030N101 | | Management | | 1.9 | | Elect Director Ralph J. Roberts | | For | | No |
Comcast Corporation | | CMCSA | | 15-May-13 | | 20030N101 | | Management | | 1.10 | | Elect Director Johnathan A. Rodgers | | For | | No |
Comcast Corporation | | CMCSA | | 15-May-13 | | 20030N101 | | Management | | 1.11 | | Elect Director Judith Rodin | | For | | No |
Comcast Corporation | | CMCSA | | 15-May-13 | | 20030N101 | | Management | | 2 | | Ratify Auditors | | For | | No |
Comcast Corporation | | CMCSA | | 15-May-13 | | 20030N101 | | Share Holder | | 3 | | Pro-rata Vesting of Equity Awards | | Against | | No |
Comcast Corporation | | CMCSA | | 15-May-13 | | 20030N101 | | Share Holder | | 4 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | For | | Yes |
Altria Group, Inc. | | MO | | 16-May-13 | | 02209S103 | | Management | | 1.1 | | Elect Director Gerald L. Baliles | | For | | No |
Altria Group, Inc. | | MO | | 16-May-13 | | 02209S103 | | Management | | 1.2 | | Elect Director Martin J. Barrington | | For | | No |
Altria Group, Inc. | | MO | | 16-May-13 | | 02209S103 | | Management | | 1.3 | | Elect Director John T. Casteen, III | | For | | No |
Altria Group, Inc. | | MO | | 16-May-13 | | 02209S103 | | Management | | 1.4 | | Elect Director Dinyar S. Devitre | | For | | No |
Altria Group, Inc. | | MO | | 16-May-13 | | 02209S103 | | Management | | 1.5 | | Elect Director Thomas F. Farrell, II | | For | | No |
| | | | | | | | | | | | | | | | |
Altria Group, Inc. | | MO | | 16-May-13 | | 02209S103 | | Management | | 1.6 | | Elect Director Thomas W. Jones | | For | | No |
Altria Group, Inc. | | MO | | 16-May-13 | | 02209S103 | | Management | | 1.7 | | Elect Director Debra J. Kelly-Ennis | | For | | No |
Altria Group, Inc. | | MO | | 16-May-13 | | 02209S103 | | Management | | 1.8 | | Elect Director W. Leo Kiely, III | | For | | No |
Altria Group, Inc. | | MO | | 16-May-13 | | 02209S103 | | Management | | 1.9 | | Elect Director Kathryn B. McQuade | | For | | No |
Altria Group, Inc. | | MO | | 16-May-13 | | 02209S103 | | Management | | 1.10 | | Elect Director George Munoz | | For | | No |
Altria Group, Inc. | | MO | | 16-May-13 | | 02209S103 | | Management | | 1.11 | | Elect Director Nabil Y. Sakkab | | For | | No |
Altria Group, Inc. | | MO | | 16-May-13 | | 02209S103 | | Management | | 2 | | Ratify Auditors | | For | | No |
Altria Group, Inc. | | MO | | 16-May-13 | | 02209S103 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
Altria Group, Inc. | | MO | | 16-May-13 | | 02209S103 | | Share Holder | | 4 | | Report on Lobbying Payments and Policy | | Against | | No |
Intel Corporation | | INTC | | 16-May-13 | | 458140100 | | Management | | 1a | | Elect Director Charlene Barshefsky | | For | | No |
Intel Corporation | | INTC | | 16-May-13 | | 458140100 | | Management | | 1b | | Elect Director Andy D. Bryant | | For | | No |
Intel Corporation | | INTC | | 16-May-13 | | 458140100 | | Management | | 1c | | Elect Director Susan L. Decker | | For | | No |
Intel Corporation | | INTC | | 16-May-13 | | 458140100 | | Management | | 1d | | Elect Director John J. Donahoe | | For | | No |
Intel Corporation | | INTC | | 16-May-13 | | 458140100 | | Management | | 1e | | Elect Director Reed E. Hundt | | For | | No |
Intel Corporation | | INTC | | 16-May-13 | | 458140100 | | Management | | 1f | | Elect Director James D. Plummer | | For | | No |
Intel Corporation | | INTC | | 16-May-13 | | 458140100 | | Management | | 1g | | Elect Director David S. Pottruck | | For | | No |
Intel Corporation | | INTC | | 16-May-13 | | 458140100 | | Management | | 1h | | Elect Director Frank D. Yeary | | For | | No |
Intel Corporation | | INTC | | 16-May-13 | | 458140100 | | Management | | 1i | | Elect Director David B. Yoffie | | For | | No |
Intel Corporation | | INTC | | 16-May-13 | | 458140100 | | Management | | 2 | | Ratify Auditors | | For | | No |
Intel Corporation | | INTC | | 16-May-13 | | 458140100 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
Intel Corporation | | INTC | | 16-May-13 | | 458140100 | | Management | | 4 | | Amend Omnibus Stock Plan | | For | | No |
Intel Corporation | | INTC | | 16-May-13 | | 458140100 | | Share Holder | | 5 | | Stock Retention/Holding Period | | Against | | No |
Kohl’s Corporation | | KSS | | 16-May-13 | | 500255104 | | Management | | 1a | | Elect Director Peter Boneparth | | For | | No |
Kohl’s Corporation | | KSS | | 16-May-13 | | 500255104 | | Management | | 1b | | Elect Director Steven A. Burd | | For | | No |
Kohl’s Corporation | | KSS | | 16-May-13 | | 500255104 | | Management | | 1c | | Elect Director Dale E. Jones | | For | | No |
Kohl’s Corporation | | KSS | | 16-May-13 | | 500255104 | | Management | | 1d | | Elect Director Kevin Mansell | | For | | No |
Kohl’s Corporation | | KSS | | 16-May-13 | | 500255104 | | Management | | 1e | | Elect Director John E. Schlifske | | For | | No |
Kohl’s Corporation | | KSS | | 16-May-13 | | 500255104 | | Management | | 1f | | Elect Director Frank V. Sica | | For | | No |
Kohl’s Corporation | | KSS | | 16-May-13 | | 500255104 | | Management | | 1g | | Elect Director Peter M. Sommerhauser | | For | | No |
Kohl’s Corporation | | KSS | | 16-May-13 | | 500255104 | | Management | | 1h | | Elect Director Stephanie A. Streeter | | For | | No |
Kohl’s Corporation | | KSS | | 16-May-13 | | 500255104 | | Management | | 1i | | Elect Director Nina G. Vaca | | For | | No |
Kohl’s Corporation | | KSS | | 16-May-13 | | 500255104 | | Management | | 1j | | Elect Director Stephen E. Watson | | For | | No |
Kohl’s Corporation | | KSS | | 16-May-13 | | 500255104 | | Management | | 2 | | Ratify Auditors | | For | | No |
Kohl’s Corporation | | KSS | | 16-May-13 | | 500255104 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
Kohl’s Corporation | | KSS | | 16-May-13 | | 500255104 | | Share Holder | | 4 | | Adopt Policy on Animal Cruelty | | Against | | No |
Kohl’s Corporation | | KSS | | 16-May-13 | | 500255104 | | Share Holder | | 5 | | Require Independent Board Chairman | | Against | | No |
Union Pacific Corporation | | UNP | | 16-May-13 | | 907818108 | | Management | | 1.1 | | Elect Director Andrew H. Card, Jr. | | For | | No |
Union Pacific Corporation | | UNP | | 16-May-13 | | 907818108 | | Management | | 1.2 | | Elect Director Erroll B. Davis, Jr. | | For | | No |
Union Pacific Corporation | | UNP | | 16-May-13 | | 907818108 | | Management | | 1.3 | | Elect Director Thomas J. Donohue | | For | | No |
Union Pacific Corporation | | UNP | | 16-May-13 | | 907818108 | | Management | | 1.4 | | Elect Director Archie W. Dunham | | For | | No |
Union Pacific Corporation | | UNP | | 16-May-13 | | 907818108 | | Management | | 1.5 | | Elect Director Judith Richards Hope | | For | | No |
Union Pacific Corporation | | UNP | | 16-May-13 | | 907818108 | | Management | | 1.6 | | Elect Director John J. Koraleski | | For | | No |
Union Pacific Corporation | | UNP | | 16-May-13 | | 907818108 | | Management | | 1.7 | | Elect Director Charles C. Krulak | | For | | No |
Union Pacific Corporation | | UNP | | 16-May-13 | | 907818108 | | Management | | 1.8 | | Elect Director Michael R. McCarthy | | For | | No |
Union Pacific Corporation | | UNP | | 16-May-13 | | 907818108 | | Management | | 1.9 | | Elect Director Michael W. McConnell | | For | | No |
Union Pacific Corporation | | UNP | | 16-May-13 | | 907818108 | | Management | | 1.10 | | Elect Director Thomas F. McLarty, III | | For | | No |
Union Pacific Corporation | | UNP | | 16-May-13 | | 907818108 | | Management | | 1.11 | | Elect Director Steven R. Rogel | | For | | No |
Union Pacific Corporation | | UNP | | 16-May-13 | | 907818108 | | Management | | 1.12 | | Elect Director Jose H. Villarreal | | For | | No |
Union Pacific Corporation | | UNP | | 16-May-13 | | 907818108 | | Management | | 1.13 | | Elect Director James R. Young | | For | | No |
| | | | | | | | | | | | | | | | |
Union Pacific Corporation | | UNP | | 16-May-13 | | 907818108 | | Management | | 2 | | Ratify Auditors | | For | | No |
Union Pacific Corporation | | UNP | | 16-May-13 | | 907818108 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
Union Pacific Corporation | | UNP | | 16-May-13 | | 907818108 | | Management | | 4 | | Approve Omnibus Stock Plan | | For | | No |
Union Pacific Corporation | | UNP | | 16-May-13 | | 907818108 | | Share Holder | | 5 | | Report on Lobbying Payments and Policy | | Against | | No |
JPMorgan Chase & Co. | | JPM | | 21-May-13 | | 46625h100 | | Management | | 1a | | Elect Director James A. Bell | | For | | No |
JPMorgan Chase & Co. | | JPM | | 21-May-13 | | 46625h100 | | Management | | 1b | | Elect Director Crandall C.Bowles | | For | | No |
JPMorgan Chase & Co. | | JPM | | 21-May-13 | | 46625h100 | | Management | | 1c | | Elect Director Stephen B. Burke | | For | | No |
JPMorgan Chase & Co. | | JPM | | 21-May-13 | | 46625h100 | | Management | | 1d | | Elect Director David M. Cote | | Against | | Yes |
JPMorgan Chase & Co. | | JPM | | 21-May-13 | | 46625h100 | | Management | | 1e | | Elect Director James S. Crown | | Against | | Yes |
JPMorgan Chase & Co. | | JPM | | 21-May-13 | | 46625h100 | | Management | | 1f | | Elect Director James Dimon | | For | | No |
JPMorgan Chase & Co. | | JPM | | 21-May-13 | | 46625h100 | | Management | | 1g | | Elect Director Timothy P. Flynn | | For | | No |
JPMorgan Chase & Co. | | JPM | | 21-May-13 | | 46625h100 | | Management | | 1h | | Elect Director Ellen V. Futter | | Against | | Yes |
JPMorgan Chase & Co. | | JPM | | 21-May-13 | | 46625h100 | | Management | | 1i | | Elect Director Laban P. Jackson, Jr. | | For | | No |
JPMorgan Chase & Co. | | JPM | | 21-May-13 | | 46625h100 | | Management | | 1j | | Elect Director Lee R. Raymond | | For | | No |
JPMorgan Chase & Co. | | JPM | | 21-May-13 | | 46625h100 | | Management | | 1k | | Elect Director William C. Weldon | | For | | No |
JPMorgan Chase & Co. | | JPM | | 21-May-13 | | 46625h100 | | Management | | 2 | | Ratify Auditors | | For | | No |
JPMorgan Chase & Co. | | JPM | | 21-May-13 | | 46625h100 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
JPMorgan Chase & Co. | | JPM | | 21-May-13 | | 46625h100 | | Management | | 4 | | Provide Right to Act by Written Consent | | For | | No |
JPMorgan Chase & Co. | | JPM | | 21-May-13 | | 46625h100 | | Management | | 5 | | Amend Executive Incentive Bonus Plan | | For | | No |
JPMorgan Chase & Co. | | JPM | | 21-May-13 | | 46625h100 | | Share Holder | | 6 | | Require Independent Board Chairman | | Against | | No |
JPMorgan Chase & Co. | | JPM | | 21-May-13 | | 46625h100 | | Share Holder | | 7 | | Stock Retention/Holding Period | | Against | | No |
JPMorgan Chase & Co. | | JPM | | 21-May-13 | | 46625h100 | | Share Holder | | 8 | | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | | Against | | No |
JPMorgan Chase & Co. | | JPM | | 21-May-13 | | 46625h100 | | Share Holder | | 9 | | Report on Lobbying Payments and Policy | | Against | | No |
Mondelez International, Inc. | | MDLZ | | 21-May-13 | | 609207105 | | Management | | 1a | | Elect Director Stephen F. Bollenbach | | For | | No |
Mondelez International, Inc. | | MDLZ | | 21-May-13 | | 609207105 | | Management | | 1b | | Elect Director Lewis W.K. Booth | | For | | No |
Mondelez International, Inc. | | MDLZ | | 21-May-13 | | 609207105 | | Management | | 1c | | Elect Director Lois D. Juliber | | For | | No |
Mondelez International, Inc. | | MDLZ | | 21-May-13 | | 609207105 | | Management | | 1d | | Elect Director Mark D. Ketchum | | For | | No |
Mondelez International, Inc. | | MDLZ | | 21-May-13 | | 609207105 | | Management | | 1e | | Elect Director Jorge S. Mesquita | | For | | No |
Mondelez International, Inc. | | MDLZ | | 21-May-13 | | 609207105 | | Management | | 1f | | Elect Director Fredric G. Reynolds | | For | | No |
Mondelez International, Inc. | | MDLZ | | 21-May-13 | | 609207105 | | Management | | 1g | | Elect Director Irene B. Rosenfeld | | For | | No |
Mondelez International, Inc. | | MDLZ | | 21-May-13 | | 609207105 | | Management | | 1h | | Elect Director Patrick T. Siewert | | For | | No |
Mondelez International, Inc. | | MDLZ | | 21-May-13 | | 609207105 | | Management | | 1i | | Elect Director Ruth J. Simmons | | For | | No |
Mondelez International, Inc. | | MDLZ | | 21-May-13 | | 609207105 | | Management | | 1j | | Elect Director Ratan N. Tata | | For | | No |
Mondelez International, Inc. | | MDLZ | | 21-May-13 | | 609207105 | | Management | | 1k | | Elect Director Jean-Francois M. L. van Boxmeer | | For | | No |
Mondelez International, Inc. | | MDLZ | | 21-May-13 | | 609207105 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
Mondelez International, Inc. | | MDLZ | | 21-May-13 | | 609207105 | | Management | | 3 | | Ratify Auditors | | For | | No |
Mondelez International, Inc. | | MDLZ | | 21-May-13 | | 609207105 | | Share Holder | | 4 | | Report on Adopting Extended Producer Responsibility Policy | | Against | | No |
Kraft Foods Group, Inc. | | KRFT | | 22-May-13 | | 50076Q106 | | Management | | 1a | | Elect Director Abelardo E. Bru | | For | | No |
Kraft Foods Group, Inc. | | KRFT | | 22-May-13 | | 50076Q106 | | Management | | 1b | | Elect Director Jeanne P. Jackson | | For | | No |
Kraft Foods Group, Inc. | | KRFT | | 22-May-13 | | 50076Q106 | | Management | | 1c | | Elect Director E. Follin Smith | | For | | No |
Kraft Foods Group, Inc. | | KRFT | | 22-May-13 | | 50076Q106 | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
Kraft Foods Group, Inc. | | KRFT | | 22-May-13 | | 50076Q106 | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | Yes |
Kraft Foods Group, Inc. | | KRFT | | 22-May-13 | | 50076Q106 | | Management | | 4 | | Amend Omnibus Stock Plan | | For | | No |
Kraft Foods Group, Inc. | | KRFT | | 22-May-13 | | 50076Q106 | | Management | | 5 | | Ratify Auditors | | For | | No |
Kraft Foods Group, Inc. | | KRFT | | 22-May-13 | | 50076Q106 | | Share Holder | | 6 | | Label Products with GMO Ingredients | | Against | | No |
The Home Depot, Inc. | | HD | | 23-May-13 | | 437076102 | | Management | | 1a | | Elect Director F. Duane Ackerman | | For | | No |
The Home Depot, Inc. | | HD | | 23-May-13 | | 437076102 | | Management | | 1b | | Elect Director Francis S. Blake | | For | | No |
| | | | | | | | | | | | | | | | |
The Home Depot, Inc. | | HD | | 23-May-13 | | 437076102 | | Management | | 1c | | Elect Director Ari Bousbib | | For | | No |
The Home Depot, Inc. | | HD | | 23-May-13 | | 437076102 | | Management | | 1d | | Elect Director Gregory D. Brenneman | | For | | No |
The Home Depot, Inc. | | HD | | 23-May-13 | | 437076102 | | Management | | 1e | | Elect Director J. Frank Brown | | For | | No |
The Home Depot, Inc. | | HD | | 23-May-13 | | 437076102 | | Management | | 1f | | Elect Director Albert P. Carey | | For | | No |
The Home Depot, Inc. | | HD | | 23-May-13 | | 437076102 | | Management | | 1g | | Elect Director Armando Codina | | For | | No |
The Home Depot, Inc. | | HD | | 23-May-13 | | 437076102 | | Management | | 1h | | Elect Director Bonnie G. Hill | | For | | No |
The Home Depot, Inc. | | HD | | 23-May-13 | | 437076102 | | Management | | 1i | | Elect Director Karen L. Katen | | For | | No |
The Home Depot, Inc. | | HD | | 23-May-13 | | 437076102 | | Management | | 1j | | Elect Director Mark Vadon | | For | | No |
The Home Depot, Inc. | | HD | | 23-May-13 | | 437076102 | | Management | | 2 | | Ratify Auditors | | For | | No |
The Home Depot, Inc. | | HD | | 23-May-13 | | 437076102 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
The Home Depot, Inc. | | HD | | 23-May-13 | | 437076102 | | Management | | 4 | | Approve Executive Incentive Bonus Plan | | For | | No |
The Home Depot, Inc. | | HD | | 23-May-13 | | 437076102 | | Management | | 5 | | Amend Omnibus Stock Plan | | For | | No |
The Home Depot, Inc. | | HD | | 23-May-13 | | 437076102 | | Share Holder | | 6 | | Prepare Employment Diversity Report | | Against | | No |
The Home Depot, Inc. | | HD | | 23-May-13 | | 437076102 | | Share Holder | | 7 | | Adopt Stormwater Run-off Management Policy | | Against | | No |
Merck & Co., Inc. | | MRK | | 28-May-13 | | 58933Y105 | | Management | | 1a | | Elect Director Leslie A. Brun | | For | | No |
Merck & Co., Inc. | | MRK | | 28-May-13 | | 58933Y105 | | Management | | 1b | | Elect Director Thomas R. Cech | | For | | No |
Merck & Co., Inc. | | MRK | | 28-May-13 | | 58933Y105 | | Management | | 1c | | Elect Director Kenneth C. Frazier | | For | | No |
Merck & Co., Inc. | | MRK | | 28-May-13 | | 58933Y105 | | Management | | 1d | | Elect Director Thomas H. Glocer | | For | | No |
Merck & Co., Inc. | | MRK | | 28-May-13 | | 58933Y105 | | Management | | 1e | | Elect Director William B. Harrison Jr. | | For | | No |
Merck & Co., Inc. | | MRK | | 28-May-13 | | 58933Y105 | | Management | | 1f | | Elect Director C. Robert Kidder | | For | | No |
Merck & Co., Inc. | | MRK | | 28-May-13 | | 58933Y105 | | Management | | 1g | | Elect Director Rochelle B. Lazarus | | For | | No |
Merck & Co., Inc. | | MRK | | 28-May-13 | | 58933Y105 | | Management | | 1h | | Elect Director Carlos E. Represas | | For | | No |
Merck & Co., Inc. | | MRK | | 28-May-13 | | 58933Y105 | | Management | | 1i | | Elect Director Patricia F. Russo | | Against | | Yes |
Merck & Co., Inc. | | MRK | | 28-May-13 | | 58933Y105 | | Management | | 1j | | Elect Director Craig B. Thompson | | For | | No |
Merck & Co., Inc. | | MRK | | 28-May-13 | | 58933Y105 | | Management | | 1k | | Elect Director Wendell P. Weeks | | For | | No |
Merck & Co., Inc. | | MRK | | 28-May-13 | | 58933Y105 | | Management | | 1l | | Elect Director Peter C. Wendell | | For | | No |
Merck & Co., Inc. | | MRK | | 28-May-13 | | 58933Y105 | | Management | | 2 | | Ratify Auditors | | For | | No |
Merck & Co., Inc. | | MRK | | 28-May-13 | | 58933Y105 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
Merck & Co., Inc. | | MRK | | 28-May-13 | | 58933Y105 | | Share Holder | | 4 | | Provide Right to Act by Written Consent | | Against | | No |
Merck & Co., Inc. | | MRK | | 28-May-13 | | 58933Y105 | | Share Holder | | 5 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | No |
Merck & Co., Inc. | | MRK | | 28-May-13 | | 58933Y105 | | Share Holder | | 6 | | Report on Charitable and Political Contributions | | Against | | No |
Merck & Co., Inc. | | MRK | | 28-May-13 | | 58933Y105 | | Share Holder | | 7 | | Report on Lobbying Activities | | Against | | No |
Exxon Mobil Corporation | | XOM | | 29-May-13 | | 30231G102 | | Management | | 1.1 | | Elect Director M.J. Boskin | | For | | No |
Exxon Mobil Corporation | | XOM | | 29-May-13 | | 30231G102 | | Management | | 1.2 | | Elect Director P. Brabeck-Letmathe | | For | | No |
Exxon Mobil Corporation | | XOM | | 29-May-13 | | 30231G102 | | Management | | 1.3 | | Elect Director U.M. Burns | | For | | No |
Exxon Mobil Corporation | | XOM | | 29-May-13 | | 30231G102 | | Management | | 1.4 | | Elect Director L.R. Faulkner | | For | | No |
Exxon Mobil Corporation | | XOM | | 29-May-13 | | 30231G102 | | Management | | 1.5 | | Elect Director J.S. Fishman | | For | | No |
Exxon Mobil Corporation | | XOM | | 29-May-13 | | 30231G102 | | Management | | 1.6 | | Elect Director H.H. Fore | | For | | No |
Exxon Mobil Corporation | | XOM | | 29-May-13 | | 30231G102 | | Management | | 1.7 | | Elect Director K.C. Frazier | | For | | No |
Exxon Mobil Corporation | | XOM | | 29-May-13 | | 30231G102 | | Management | | 1.8 | | Elect Director W.W. George | | For | | No |
Exxon Mobil Corporation | | XOM | | 29-May-13 | | 30231G102 | | Management | | 1.9 | | Elect Director S.J. Palmisano | | For | | No |
Exxon Mobil Corporation | | XOM | | 29-May-13 | | 30231G102 | | Management | | 1.10 | | Elect Director S.S. Reinemund | | For | | No |
Exxon Mobil Corporation | | XOM | | 29-May-13 | | 30231G102 | | Management | | 1.11 | | Elect Director R.W. Tillerson | | For | | No |
Exxon Mobil Corporation | | XOM | | 29-May-13 | | 30231G102 | | Management | | 1.12 | | Elect Director W.C. Weldon | | For | | No |
Exxon Mobil Corporation | | XOM | | 29-May-13 | | 30231G102 | | Management | | 1.13 | | Elect Director E.E. Whitacre, Jr. | | For | | No |
Exxon Mobil Corporation | | XOM | | 29-May-13 | | 30231G102 | | Management | | 2 | | Ratify Auditors | | For | | No |
Exxon Mobil Corporation | | XOM | | 29-May-13 | | 30231G102 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
Exxon Mobil Corporation | | XOM | | 29-May-13 | | 30231G102 | | Share Holder | | 4 | | Require Independent Board Chairman | | Against | | No |
Exxon Mobil Corporation | | XOM | | 29-May-13 | | 30231G102 | | Share Holder | | 5 | | Require a Majority Vote for the Election of Directors | | Against | | No |
| | | | | | | | | | | | | | | | |
Exxon Mobil Corporation | | XOM | | 29-May-13 | | 30231G102 | | Share Holder | | 6 | | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | | Against | | No |
Exxon Mobil Corporation | | XOM | | 29-May-13 | | 30231G102 | | Share Holder | | 7 | | Report on Lobbying Payments and Policy | | Against | | No |
Exxon Mobil Corporation | | XOM | | 29-May-13 | | 30231G102 | | Share Holder | | 8 | | Study Feasibility of Prohibiting Political Contributions | | Against | | No |
Exxon Mobil Corporation | | XOM | | 29-May-13 | | 30231G102 | | Share Holder | | 9 | | Adopt Sexual Orientation Anti-bias Policy | | Against | | No |
Exxon Mobil Corporation | | XOM | | 29-May-13 | | 30231G102 | | Share Holder | | 10 | | Report on Management of Hydraulic Fracturing Risks and Opportunities | | Against | | No |
Exxon Mobil Corporation | | XOM | | 29-May-13 | | 30231G102 | | Share Holder | | 11 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | No |
Wal-Mart Stores, Inc. | | WMT | | 07-Jun-13 | | 931142103 | | Management | | 1a | | Elect Director Aida M. Alvarez | | For | | No |
Wal-Mart Stores, Inc. | | WMT | | 07-Jun-13 | | 931142103 | | Management | | 1b | | Elect Director James I. Cash, Jr. | | For | | No |
Wal-Mart Stores, Inc. | | WMT | | 07-Jun-13 | | 931142103 | | Management | | 1c | | Elect Director Roger C. Corbett | | For | | No |
Wal-Mart Stores, Inc. | | WMT | | 07-Jun-13 | | 931142103 | | Management | | 1d | | Elect Director Douglas N. Daft | | For | | No |
Wal-Mart Stores, Inc. | | WMT | | 07-Jun-13 | | 931142103 | | Management | | 1e | | Elect Director Michael T. Duke | | Against | | Yes |
Wal-Mart Stores, Inc. | | WMT | | 07-Jun-13 | | 931142103 | | Management | | 1f | | Elect Director Timothy P. Flynn | | For | | No |
Wal-Mart Stores, Inc. | | WMT | | 07-Jun-13 | | 931142103 | | Management | | 1g | | Elect Director Marissa A. Mayer | | For | | No |
Wal-Mart Stores, Inc. | | WMT | | 07-Jun-13 | | 931142103 | | Management | | 1h | | Elect Director Gregory B. Penner | | For | | No |
Wal-Mart Stores, Inc. | | WMT | | 07-Jun-13 | | 931142103 | | Management | | 1i | | Elect Director Steven S. Reinemund | | For | | No |
Wal-Mart Stores, Inc. | | WMT | | 07-Jun-13 | | 931142103 | | Management | | 1j | | Elect Director H. Lee Scott, Jr. | | Against | | Yes |
Wal-Mart Stores, Inc. | | WMT | | 07-Jun-13 | | 931142103 | | Management | | 1k | | Elect Director Jim C. Walton | | For | | No |
Wal-Mart Stores, Inc. | | WMT | | 07-Jun-13 | | 931142103 | | Management | | 1l | | Elect Director S. Robson Walton | | Against | | Yes |
Wal-Mart Stores, Inc. | | WMT | | 07-Jun-13 | | 931142103 | | Management | | 1m | | Elect Director Christopher J. Williams | | Against | | Yes |
Wal-Mart Stores, Inc. | | WMT | | 07-Jun-13 | | 931142103 | | Management | | 1n | | Elect Director Linda S. Wolf | | For | | No |
Wal-Mart Stores, Inc. | | WMT | | 07-Jun-13 | | 931142103 | | Management | | 2 | | Ratify Auditors | | For | | No |
Wal-Mart Stores, Inc. | | WMT | | 07-Jun-13 | | 931142103 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | No |
Wal-Mart Stores, Inc. | | WMT | | 07-Jun-13 | | 931142103 | | Management | | 4 | | Amend Executive Incentive Bonus Plan | | For | | No |
Wal-Mart Stores, Inc. | | WMT | | 07-Jun-13 | | 931142103 | | Share Holder | | 5 | | Amend Bylaws — Call Special Meetings | | For | | Yes |
Wal-Mart Stores, Inc. | | WMT | | 07-Jun-13 | | 931142103 | | Share Holder | | 6 | | Stock Retention/Holding Period | | Against | | No |
Wal-Mart Stores, Inc. | | WMT | | 07-Jun-13 | | 931142103 | | Share Holder | | 7 | | Require Independent Board Chairman | | For | | Yes |
Wal-Mart Stores, Inc. | | WMT | | 07-Jun-13 | | 931142103 | | Share Holder | | 8 | | Disclosure of Recoupment Activity from Senior Officers | | For | | Yes |
Check Point Software Technologies Ltd. | | CHKP | | 25-Jun-13 | | M22465104 | | Management | | 1 | | Reelect Six Directors | | For | | No |
Check Point Software Technologies Ltd. | | CHKP | | 25-Jun-13 | | M22465104 | | Management | | 2 | | Approve Auditors and Authorize Board to Fix Their Remuneration; Review Consolidated Financial Statements | | For | | No |
Check Point Software Technologies Ltd. | | CHKP | | 25-Jun-13 | | M22465104 | | Management | | 3 | | Approve Executive Compensation Policy | | For | | No |
Check Point Software Technologies Ltd. | | CHKP | | 25-Jun-13 | | M22465104 | | Management | | 4 | | Approve Compensation of Chairman/CEO | | For | | No |
Check Point Software Technologies Ltd. | | CHKP | | 25-Jun-13 | | M22465104 | | Management | | A | | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | | Against | | No |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant Chestnut Street Exchange Fund
By (Signature and Title)* /s/ Salvatore Faia
Salvatore Faia, President & Chief Compliance Officer
(principal executive officer)
Date August 21, 2013
*Print the name and title of each signing officer under his or her signature.