SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 08/18/2023 |
3. Issuer Name and Ticker or Trading Symbol
REPUBLIC SERVICES, INC. [ RSG ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 3,090 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units (02/13/2015 Grant Date) | (1) | (1) | Common Stock | 2,254 | (1) | D | |
Restricted Stock Units (02/18/2016 Grant Date) | (2) | (2) | Common Stock | 2,521 | (2) | D | |
Restricted Stock Units (02/18/2017 Grant Date) | (3) | (3) | Common Stock | 1,837 | (3) | D | |
Restricted Stock Units (02/18/2018 Grant Date) | (4) | (4) | Common Stock | 2,490 | (4) | D | |
Restricted Stock Units (02/08/2019 Grant Date) | (5) | (5) | Common Stock | 1,617 | (5) | D | |
Restricted Stock Units (02/14/2020 Grant Date) | (6) | (6) | Common Stock | 528 | (6) | D | |
Restricted Stock Units (02/23/2021 Grant Date) | (6) | (6) | Common Stock | 1,458 | (6) | D | |
Restricted Stock Units (02/11/2022 Grant Date) | (6) | (6) | Common Stock | 1,278 | (6) | D | |
Restricted Stock Units (02/11/2022 Grant Date) | (6) | (6) | Common Stock | 8,504 | (6) | D | |
Restricted Stock Units (02/17/2023 Grant Date) | (6) | (6) | Common Stock | 1,526 | (6) | D |
Explanation of Responses: |
1. Represents the deferred portion of the RSU grant dated 02/13/2015 in accordance with the Reporting Person's election under the Company's Deferred Compensation Plan. Each Restricted Stock Unit receives quarterly dividend equivalents each time a dividend is paid on the Company's common stock and ultimately will be paid out in the form of one share of the Company's common stock (1 to 1 conversion). |
2. Represents the deferred portion of the RSU grant dated 02/18/2016 in accordance with the Reporting Person's election under the Company's Deferred Compensation Plan. Each Restricted Stock Unit receives quarterly dividend equivalents each time a dividend is paid on the Company's common stock and ultimately will be paid out in the form of one share of the Company's common stock (1 to 1 conversion). |
3. Represents the deferred portion of the RSU grant dated 02/18/2017 in accordance with the Reporting Person's election under the Company's Deferred Compensation Plan. Each Restricted Stock Unit receives quarterly dividend equivalents each time a dividend is paid on the Company's common stock and ultimately will be paid out in the form of one share of the Company's common stock (1 to 1 conversion). |
4. Represents the deferred portion of the RSU grant dated 02/18/2018 in accordance with the Reporting Person's election under the Company's Deferred Compensation Plan. Each Restricted Stock Unit receives quarterly dividend equivalents each time a dividend is paid on the Company's common stock and ultimately will be paid out in the form of one share of the Company's common stock (1 to 1 conversion). |
5. Represents the deferred portion of the RSU grant dated 02/08/2019 in accordance with the Reporting Person's election under the Company's Deferred Compensation Plan. Each Restricted Stock Unit receives quarterly dividend equivalents each time a dividend is paid on the Company's common stock and ultimately will be paid out in the form of one share of the Company's common stock (1 to 1 conversion). |
6. Grant vesting occurs 25% on each of the first four anniversaries of the Grant Date in accordance with the Company's 2021 Stock Incentive Plan. Each Restricted Stock Unit receives quarterly dividend equivalents each time a dividend is paid on the Company's common stock and ultimately will be paid out in the form of one share of the Company's common stock (1 to 1 conversion). |
Remarks: |
/s/ Lauren McKeon, Attorney-in-Fact | 08/28/2023 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |