The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC COM | COM | 00287Y109 | 214,937 | 1,180 | SH | SOLE | 0 | 0 | 1,180 | ||
ABRDN HEALTHCARE OPPORTUNITIES SHS | COM | 879105104 | 261,300 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
ACHIEVE LIFE SCIENCES INC COM | COM | 004468500 | 45,450 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
ALERIAN MLP ETF | COM | 00162Q452 | 6,462,854 | 136,175 | SH | SOLE | 0 | 0 | 136,175 | ||
AMAZON COM INC COM | COM | 023135106 | 1,252,240 | 6,942 | SH | SOLE | 0 | 0 | 6,942 | ||
AMERICAN WELL CORP CL A | COM | 03044L105 | 18,570 | 22,906 | SH | SOLE | 0 | 0 | 22,906 | ||
APPLE INC COM | COM | 037833100 | 2,207,645 | 12,874 | SH | SOLE | 0 | 0 | 12,874 | ||
ARES CAPITAL CORP COM | COM | 04010L103 | 208,200 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
ARK INNOVATION ETF | COM | 00214Q104 | 2,390,853 | 47,741 | SH | SOLE | 0 | 0 | 47,741 | ||
BANK AMERICA CORP COM | COM | 060505104 | 281,214 | 7,416 | SH | SOLE | 0 | 0 | 7,416 | ||
BERKSHIRE HATHAWAY INC DEL CL B NEW | COM | 084670702 | 4,538,672 | 10,793 | SH | SOLE | 0 | 0 | 10,793 | ||
BLACKROCK ULTRA SHORT-TERM BOND ETF | COM | 46434V878 | 241,063 | 4,768 | SH | SOLE | 0 | 0 | 4,768 | ||
BLACKSTONE INC COM | COM | 09260D107 | 2,174,771 | 16,555 | SH | SOLE | 0 | 0 | 16,555 | ||
BOEING CO COM | COM | 097023105 | 221,597 | 1,148 | SH | SOLE | 0 | 0 | 1,148 | ||
BP PLC SPONSORED ADR | COM | 055622104 | 240,587 | 6,385 | SH | SOLE | 0 | 0 | 6,385 | ||
CHEVRON CORP NEW COM | COM | 166764100 | 970,220 | 6,151 | SH | SOLE | 0 | 0 | 6,151 | ||
CISCO SYS INC COM | COM | 17275R102 | 233,160 | 4,672 | SH | SOLE | 0 | 0 | 4,672 | ||
CONSUMER STAPLES SELECT SECTOR SPDR FUND | COM | 81369Y308 | 6,697,055 | 87,704 | SH | SOLE | 0 | 0 | 87,704 | ||
COSTCO WHSL CORP NEW COM | COM | 22160K105 | 2,189,229 | 2,988 | SH | SOLE | 0 | 0 | 2,988 | ||
ELI LILLY & CO COM | COM | 532457108 | 418,479 | 538 | SH | SOLE | 0 | 0 | 538 | ||
ENERGY TRANSFER L P COM UT LTD PTN | COM | 29273V100 | 193,479 | 12,300 | SH | SOLE | 0 | 0 | 12,300 | ||
ENTERPRISE PRODS PARTNERS L P COM | COM | 293792107 | 210,096 | 7,200 | SH | SOLE | 0 | 0 | 7,200 | ||
FIRST TRUST DORSEY WRIGHT FOCUS 5 ETF | COM | 33738R605 | 812,103 | 14,190 | SH | SOLE | 0 | 0 | 14,190 | ||
FIRST TRUST ENHANCED SHORT MATURITY ETF | COM | 33739Q408 | 250,698 | 4,205 | SH | SOLE | 0 | 0 | 4,205 | ||
FUELCELL ENERGY INC COM | COM | 35952H601 | 26,775 | 22,500 | SH | SOLE | 0 | 0 | 22,500 | ||
GENOCEA BIOSCIENCES INC COM NEW | COM | 372427401 | 0 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF | COM | 381430503 | 956,649 | 9,217 | SH | SOLE | 0 | 0 | 9,217 | ||
HEALTH CARE SELECT SECTOR SPDR FUND | COM | 81369Y209 | 7,087,279 | 47,975 | SH | SOLE | 0 | 0 | 47,975 | ||
HERCULES CAPITAL INC COM | COM | 427096508 | 369,000 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
HYZON MOTORS INC COM CL A | COM | 44951Y102 | 8,842 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
INVESCO ADVANTAGE MUN INCOME T SH BEN INT | COM | 46132E103 | 224,543 | 26,417 | SH | SOLE | 0 | 0 | 26,417 | ||
INVESCO MUNICIPAL TRUST COM | COM | 46131J103 | 158,260 | 16,316 | SH | SOLE | 0 | 0 | 16,316 | ||
INVESCO QQQ TRUST SERIES I | COM | 46090E103 | 4,468,670 | 10,064 | SH | SOLE | 0 | 0 | 10,064 | ||
INVESCO S&P 500 EQUAL WEIGHT ETF | COM | 46137V357 | 1,131,662 | 6,682 | SH | SOLE | 0 | 0 | 6,682 | ||
ISHARES 20 PLUS YEAR TREASURY BOND ETF | COM | 464287432 | 2,429,503 | 25,676 | SH | SOLE | 0 | 0 | 25,676 | ||
ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF | COM | 46432F834 | 255,603 | 3,767 | SH | SOLE | 0 | 0 | 3,767 | ||
ISHARES CORE S&P SMALL CAP ETF | COM | 464287804 | 5,004,633 | 45,283 | SH | SOLE | 0 | 0 | 45,283 | ||
ISHARES PREFERRED & INCOME SECURITIES ETF | COM | 464288687 | 205,326 | 6,371 | SH | SOLE | 0 | 0 | 6,371 | ||
JPMORGAN CHASE & CO COM | COM | 46625H100 | 386,852 | 1,931 | SH | SOLE | 0 | 0 | 1,931 | ||
KINDER MORGAN INC DEL COM | COM | 49456B101 | 556,287 | 30,332 | SH | SOLE | 0 | 0 | 30,332 | ||
MICROSOFT CORP COM | COM | 594918104 | 5,980,737 | 14,215 | SH | SOLE | 0 | 0 | 14,215 | ||
NVIDIA CORPORATION COM | COM | 67066G104 | 330,703 | 366 | SH | SOLE | 0 | 0 | 366 | ||
PACER US CASH COWS 100 ETF | COM | 69374H881 | 2,928,952 | 50,404 | SH | SOLE | 0 | 0 | 50,404 | ||
PHILLIPS 66 COM | COM | 718546104 | 383,213 | 2,346 | SH | SOLE | 0 | 0 | 2,346 | ||
PROCTER AND GAMBLE CO COM | COM | 742718109 | 271,150 | 1,671 | SH | SOLE | 0 | 0 | 1,671 | ||
PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF | COM | 74348A467 | 1,212,371 | 11,955 | SH | SOLE | 0 | 0 | 11,955 | ||
READY CAPITAL CORP COM | COM | 75574U101 | 452,392 | 49,550 | SH | SOLE | 0 | 0 | 49,550 | ||
SALESFORCE INC COM | COM | 79466L302 | 465,022 | 1,544 | SH | SOLE | 0 | 0 | 1,544 | ||
SCHWAB U.S. LARGE-CAP ETF | COM | 808524201 | 450,644 | 7,261 | SH | SOLE | 0 | 0 | 7,261 | ||
SCHWAB U.S. LARGE-CAP GROWTH ETF | COM | 808524300 | 769,216 | 8,296 | SH | SOLE | 0 | 0 | 8,296 | ||
SCHWAB U.S. MID-CAP ETF | COM | 808524508 | 1,822,414 | 22,380 | SH | SOLE | 0 | 0 | 22,380 | ||
SCHWAB U.S. SMALL-CAP ETF | COM | 808524607 | 1,611,030 | 32,718 | SH | SOLE | 0 | 0 | 32,718 | ||
SCHWAB US DIVIDEND EQUITY ETF | COM | 808524797 | 1,855,497 | 23,012 | SH | SOLE | 0 | 0 | 23,012 | ||
SOUTHERN CO COM | COM | 842587107 | 328,137 | 4,574 | SH | SOLE | 0 | 0 | 4,574 | ||
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | COM | 78467X109 | 2,159,178 | 5,428 | SH | SOLE | 0 | 0 | 5,428 | ||
SPDR S&P 400 MID CAP VALUE ETF | COM | 78464A839 | 787,992 | 10,368 | SH | SOLE | 0 | 0 | 10,368 | ||
SPDR S&P 500 ETF TRUST | COM | 78462F103 | 4,893,516 | 9,355 | SH | SOLE | 0 | 0 | 9,355 | ||
SPDR S&P 600 SMALL CAP VALUE ETF | COM | 78464A300 | 583,995 | 7,039 | SH | SOLE | 0 | 0 | 7,039 | ||
SPDR S&P MIDCAP 400 ETF TRUST | COM | 78467Y107 | 6,551,039 | 11,774 | SH | SOLE | 0 | 0 | 11,774 | ||
STARBUCKS CORP COM | COM | 855244109 | 371,432 | 4,064 | SH | SOLE | 0 | 0 | 4,064 | ||
TECHNOLOGY SELECT SECTOR SPDR FUND | COM | 81369Y803 | 355,828 | 1,708 | SH | SOLE | 0 | 0 | 1,708 | ||
UTILITIES SELECT SECTOR SPDR FUND | COM | 81369Y886 | 6,535,505 | 99,551 | SH | SOLE | 0 | 0 | 99,551 | ||
VANGUARD DIVIDEND APPRECIATION ETF | COM | 921908844 | 1,548,750 | 8,481 | SH | SOLE | 0 | 0 | 8,481 | ||
VANGUARD ESG U.S. STOCK ETF | COM | 921910733 | 209,949 | 2,253 | SH | SOLE | 0 | 0 | 2,253 | ||
VANGUARD GROWTH ETF | COM | 922908736 | 6,222,318 | 18,078 | SH | SOLE | 0 | 0 | 18,078 | ||
VANGUARD HIGH DIVIDEND YIELD INDEX ETF | COM | 921946406 | 442,187 | 3,655 | SH | SOLE | 0 | 0 | 3,655 | ||
VANGUARD MID-CAP ETF | COM | 922908629 | 362,036 | 1,449 | SH | SOLE | 0 | 0 | 1,449 | ||
VANGUARD MID-CAP GROWTH ETF | COM | 922908538 | 201,465 | 854 | SH | SOLE | 0 | 0 | 854 | ||
VANGUARD S&P 500 ETF | COM | 922908363 | 671,324 | 1,397 | SH | SOLE | 0 | 0 | 1,397 | ||
VANGUARD SMALL-CAP ETF | COM | 922908751 | 232,064 | 1,015 | SH | SOLE | 0 | 0 | 1,015 | ||
VANGUARD TOTAL INTERNATIONAL STOCK ETF | COM | 921909768 | 6,939,953 | 115,090 | SH | SOLE | 0 | 0 | 115,090 | ||
VANGUARD TOTAL STOCK MARKET ETF | COM | 922908769 | 263,764 | 1,015 | SH | SOLE | 0 | 0 | 1,015 | ||
WILLIAMS COS INC COM | COM | 969457100 | 479,331 | 12,300 | SH | SOLE | 0 | 0 | 12,300 |