Item 1. | |
(a) | Name of issuer:
Atara Biotherapeutics, Inc. |
(b) | Address of issuer's principal executive
offices:
2380 Conejo Spectrum Street, Suite 200, Thousand Oaks, CA 91320 |
Item 2. | |
(a) | Name of person filing:
Each of the following is hereinafter individually referred to as a "Reporting Person" and collectively as the "Reporting Persons." This statement is filed on behalf of:
Panacea Venture Healthcare Fund II, L.P.
Panacea Venture Healthcare Fund II GP Company, Ltd.
Panacea Innovation Limited
James Huang |
(b) | Address or principal business office or, if
none, residence:
The business address of each of the Reporting Persons is c/o Maples Corporate Services Limited, Ugland House, Grand Cayman KY1-1104, Cayman Islands. |
(c) | Citizenship:
Mr. Huang is a citizen of the Republic of China.The remaining Reporting Persons are organized under the laws of the Cayman Islands. |
(d) | Title of class of securities:
Common Stock, par value $0.0001 per share |
(e) | CUSIP No.:
046513206 |
Item 3. | If this statement is filed pursuant to §§
240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) | Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
(b) | Bank
as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
(c) | Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
(d) | Investment
company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
(e) | An
investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); |
(f) | An
employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); |
(g) | A
parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
(h) | A
savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.
1813); |
(i) | A
church plan that is excluded from the definition of an investment company under section 3(c)(14)
of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) | A
non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S.
institution in accordance with § 240.13d-1(b)(1)(ii)(J), please
specify the type of institution: |
(k) | Group,
in accordance with Rule 240.13d-1(b)(1)(ii)(K). |
| |
Item 4. | Ownership |
(a) | Amount beneficially owned:
The information contained on the cover pages to this Schedule 13G is incorporated by reference into this Item 4.
The ownership information presented herein represents beneficial ownership of Common Stock as of the date of this filing, based upon 5,759,750 shares of Common Stock outstanding as of November 6, 2024, as disclosed in the Issuer's Current Report on Form 10-Q filed with the Securities and Exchange Commission on November 12, 2024.
Panacea Venture Healthcare Fund II, L.P. is the record holder of the Common Stock reported herein.
James Huang is the sole owner of Panacea Innovation Limited, which is the sole owner of Panacea Venture Healthcare Fund II GP Company, Ltd., which is the general partner of Panacea Venture Healthcare Fund II, L.P. As a result, each of the Reporting Persons may be deemed to share beneficial ownership of the Common Stock directly reported herein, but each disclaims such beneficial ownership. |
(b) | Percent of class:
Panacea Venture Healthcare Fund II, L.P.: 9.5%
Panacea Venture Healthcare Fund II GP Company, Ltd.: 9.5%
Panacea Innovation Limited: 9.5%
James Huang: 9.5% % |
(c) | Number of shares as to which the person has:
|
| (i) Sole power to vote or to direct the vote:
Panacea Venture Healthcare Fund II, L.P.: 0
Panacea Venture Healthcare Fund II GP Company, Ltd.: 0
Panacea Innovation Limited: 0
James Huang: 0
|
| (ii) Shared power to vote or to direct the
vote:
Panacea Venture Healthcare Fund II, L.P.: 550,000
Panacea Venture Healthcare Fund II GP Company, Ltd: 550,000
Panacea Innovation Limited: 550,000
James Huang: 550,000
|
| (iii) Sole power to dispose or to direct the
disposition of:
Panacea Venture Healthcare Fund II, L.P.: 0
Panacea Venture Healthcare Fund II GP Company, Ltd.: 0
Panacea Innovation Limited: 0
James Huang: 0
|
| (iv) Shared power to dispose or to direct the
disposition of:
Panacea Venture Healthcare Fund II, L.P.: 550,000
Panacea Venture Healthcare Fund II GP Company, Ltd: 550,000
Panacea Innovation Limited: 550,000
James Huang: 550,000
|
Item 5. | Ownership of 5 Percent or Less of a Class. |
| |
Item 6. | Ownership of more than 5 Percent on Behalf of
Another Person. |
|
Not Applicable
|
Item 7. | Identification and Classification of the
Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or
Control Person. |
|
Not Applicable
|
Item 8. | Identification and Classification of Members of
the Group. |
|
Not Applicable
|
Item 9. | Notice of Dissolution of Group. |
|
Not Applicable
|