SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Amentum Holdings, Inc. [ AMTM ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 10/02/2024 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units(1) | (1) | 10/02/2024 | A | 521 | (2) | (2) | Common Stock | 521 | $0 | 521 | D | ||||
Restricted Stock Units(1) | (1) | 10/02/2024 | A | 1,178 | (3) | (3) | Common Stock | 1,178 | $0 | 1,178 | D | ||||
Restricted Stock Units(1) | (1) | 10/02/2024 | A | 4,038 | (4) | (4) | Common Stock | 4,038 | $0 | 4,038 | D | ||||
Restricted Stock Units(1) | (1) | 10/02/2024 | A | 10,106 | (5) | (5) | Common Stock | 10,106 | $0 | 10,106 | D | ||||
Restricted Stock Units(1) | (1) | 10/02/2024 | A | 17,273 | (6) | (6) | Common Stock | 17,273 | $0 | 17,273 | D | ||||
Restricted Stock Units(1) | (1) | 10/02/2024 | A | 3,681 | (7) | (7) | Common Stock | 3,681 | $0 | 3,681 | D | ||||
Restricted Stock Units(1) | (1) | 10/02/2024 | A | 4,596 | (7) | (7) | Common Stock | 4,596 | $0 | 4,596 | D | ||||
Restricted Stock Units(1) | (1) | 10/02/2024 | A | 10,984 | (8) | (8) | Common Stock | 10,984 | $0 | 10,984 | D | ||||
Restricted Stock Units(1) | (1) | 10/02/2024 | A | 10,395 | (8) | (8) | Common Stock | 10,395 | $0 | 10,395 | D |
Explanation of Responses: |
1. These restricted stock units ("RSUs") were originally granted by Jacobs Solutions Inc. ("Jacobs") and, pursuant to the terms of the Employee Matters Agreement, dated as of November 20, 2023, by and among Jacobs, the Issuer and Amentum Parent Holdings LLC, as amended from time to time, were converted into RSUs with respect to Issuer common stock with adjustments made to the number of shares subject to the award in order to preserve the award's value. The conversion ratio was determined based on the closing price per share of Jacobs common stock on September 27, 2024 divided by the average of the volume-weighted average prices of the Issuer's common stock on the New York Stock Exchange for the period beginning on September 30, 2024 and ending on October 2, 2024. |
2. This award will vest in full on March 4, 2025, subject to the reporting person's continued service through such date. |
3. This award will vest in full on November 17, 2025, subject to the reporting person's continued service through such date. |
4. This award will vest with respect to 1,230 RSUs on March 2, 2025 and 2,808 RSUs on March 2, 2026, subject to the reporting person's continued service through the applicable date. |
5. This award will vest in two equal installments on November 16, 2025 and November 16, 2026, subject to the reporting person's continued service through the applicable date. |
6. This award will vest in three equal installments on November 15, 2025, November 15, 2026 and November 15, 2027, subject to the reporting person's continued service through such date. |
7. This award was originally granted by Jacobs subject to a performance condition, which was deemed satisfied based on actual performance prior to the conversion, and as a result is now solely subject to time-vesting conditions. This award will vest in full on November 16, 2025, subject to the reporting person's continued service through such date. |
8. This award was originally granted by Jacobs subject to a performance condition, which was deemed satisfied based on actual performance prior to the conversion, and as a result is now solely subject to time-vesting conditions. This award will vest in full on November 15, 2026, subject to the reporting person's continued service through such date. |
/s/ Paul W. Cobb, Jr. Attorney-in-fact | 10/04/2024 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |