Item 1. | |
(a) | Name of issuer:
Anteris Technologies Global Corp. |
(b) | Address of issuer's principal executive
offices:
Toowong Tower, Level 3, Suite 302, 9 Sherwood Road, Toowong, QLD, Australia |
Item 2. | |
(a) | Name of person filing:
L1 Capital Pty Ltd. |
(b) | Address or principal business office or, if
none, residence:
Level 45
101 Collins Street
Melbourne VIC 3000, C3 00000 |
(c) | Citizenship:
Australia |
(d) | Title of class of securities:
Common Stock, par value $0.0001 per share |
(e) | CUSIP No.:
00093V100 |
Item 3. | If this statement is filed pursuant to §§
240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) | Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
(b) | Bank
as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
(c) | Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
(d) | Investment
company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
(e) | An
investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); |
(f) | An
employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); |
(g) | A
parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
(h) | A
savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.
1813); |
(i) | A
church plan that is excluded from the definition of an investment company under section 3(c)(14)
of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) | A
non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S.
institution in accordance with § 240.13d-1(b)(1)(ii)(J), please
specify the type of institution: |
(k) | Group,
in accordance with Rule 240.13d-1(b)(1)(ii)(K). |
| |
Item 4. | Ownership |
(a) | Amount beneficially owned:
6,741,401
The amount in Rows (5), (7) and (9) consists of 2,812,000 shares of common stock acquired in an initial public offering of the Issuer and also includes 3,929,401 CHESS Depository Instruments ("CDIs") held by an Australian depository nominee, which trade on the Australian Stock Exchange.
The percentage in Row 11 is based on 35,939,816 shares of common stock outstanding including 20,360,496 shares represented by CDIs, as provided in the Rule 424(b)(4) Prospectus of the Issuer filed on December 13, 2024.
Mark Landau is a Director of L1 Capital Pty Ltd. As such, he may be deemed to beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the issuer's securities described herein. To the extent Mr. Landau is deemed to beneficially own such securities, he disclaims beneficial ownership of these securities for all other purposes. |
(b) | Percent of class:
18.8 % |
(c) | Number of shares as to which the person has:
|
| (i) Sole power to vote or to direct the vote:
6,741,401
|
| (ii) Shared power to vote or to direct the
vote:
0
|
| (iii) Sole power to dispose or to direct the
disposition of:
6,741,401
|
| (iv) Shared power to dispose or to direct the
disposition of:
0
|
Item 5. | Ownership of 5 Percent or Less of a Class. |
| |
Item 6. | Ownership of more than 5 Percent on Behalf of
Another Person. |
|
Not Applicable
|
Item 7. | Identification and Classification of the
Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or
Control Person. |
|
Not Applicable
|
Item 8. | Identification and Classification of Members of
the Group. |
|
Not Applicable
|
Item 9. | Notice of Dissolution of Group. |
|
Not Applicable
|