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3 Filing
L3Harris (LHX) Form 3HARRIS / EDWARD J ZOISS ownership change
Filed: 13 Jul 15, 12:00am
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 07/04/2015 | 3. Issuer Name and Ticker or Trading Symbol HARRIS CORP /DE/ [ HRS ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, Par Value $1.00 | 758 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (Right to Buy) | 08/28/2012 | 08/28/2019 | Common Stock, Par Value $1.00 | 2,300 | 35.04 | D | |
Non-Qualified Stock Option (Right to Buy) | 11/02/2012 | 11/02/2019 | Common Stock, Par Value $1.00 | 550 | 42.59 | D | |
Non-Qualified Stock Option (Right to Buy) | 08/27/2013 | 08/27/2020 | Common Stock, Par Value $1.00 | 3,950 | 42.87 | D | |
Non-Qualified Stock Option (Right to Buy) | 08/26/2014 | 08/26/2021 | Common Stock, Par Value $1.00 | 4,450 | 37.69 | D | |
Non-Qualified Stock Option (Right to Buy) | 08/24/2015(1) | 08/24/2022 | Common Stock, Par Value $1.00 | 5,300 | 46.53 | D | |
Non-Qualified Stock Option (Right to Buy) | 08/23/2016(2) | 08/23/2023 | Common Stock, Par Value $1.00 | 10,000 | 56.97 | D | |
Non-Qualified Stock Option (Right to Buy) | 08/22/2017(3) | 08/22/2024 | Common Stock, Par Value $1.00 | 6,900 | 71.02 | D | |
Performance Stock Units | (4) | (4) | Common Stock, Par Value $1.00 | 1,350 | 0.00(4) | D | |
Performance Stock Units | (5) | (5) | Common Stock, Par Value $1.00 | 2,200 | 0.00(5) | D | |
Performance Stock Units | (6) | (6) | Common Stock, Par Value $1.00 | 1,500 | 0.00(6) | D |
Explanation of Responses: |
1. Of the 5,300 options granted on this 8/24/12 stock option, 1,767 options were exercisable on 8/24/13, an additional 1,767 were exercisable on 8/24/14, and the remaining 1,766 options become exercisable on 8/24/15. |
2. Of the 10,000 options granted on this 8/23/13 stock option, 3,334 options were exercisable on 8/23/14, an additional 3,333 become exercisable on 8/23/15, and the remaining 3,333 options become exercisable on 8/23/16. |
3. Of the 6,900 options granted on this 8/22/14 stock option, 2,300 options become exercisable on 8/22/15, an additional 2,300 become exercisable on 8/22/16, and the remaining 2,300 options become exercisable on 8/22/17. |
4. Each performance stock unit represents a contingent right to one share of the Issuer's common stock. Performance stock units are subject to future adjustment; performance period started 6/30/12. The 1,350 performance stock units vested on 7/3/15. Vested shares are subject to adjustment and will be delivered to the reporting person within two and one-half months of vesting. |
5. Each performance stock unit represents a contingent right to one share of the Issuer's common stock. Performance stock units are subject to future adjustment; performance period started 6/29/13. The 2,200 performance stock units will vest on 7/1/16. Vested shares are subject to future adjustment and will be delivered to the reporting person within two and one-half months of vesting. |
6. Each performance stock unit represents a contingent right to one share of the Issuer's common stock. Performance stock units are subject to future adjustment; performance period started 6/28/14. The 1,500 performance stock units will vest on 6/30/17. Vested shares are subject to future adjustment and will be delivered to the reporting person within two and one-half months of vesting. |
Remarks: |
Exhibit List: Exhibit 24 - Power of Attorney |
By: /s/ Scott T. Mikuen, Attorney-in-Fact, For: Edward J. Zoiss | 07/13/2015 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |