SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 07/01/2024 |
3. Issuer Name and Ticker or Trading Symbol
GE HealthCare Technologies Inc. [ GEHC ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, par value $0.01 per share | 13,117(1)(2) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | (3) | 02/01/2033 | Common Stock, par value $0.01 per share | 7,838 | 70.01 | D | |
Employee Stock Option (right to buy) | (4) | 03/01/2033 | Common Stock, par value $0.01 per share | 4,631 | 75.3 | D | |
Employee Stock Option (right to buy) | (5) | 03/01/2034 | Common Stock, par value $0.01 per share | 3,834 | 92.72 | D |
Explanation of Responses: |
1. Consists of awards of: (i) 9,217 restricted stock units with respect to GE HealthCare Technologies Inc. ("GE HealthCare") common stock, granted on September 1, 2022, of which 50% will vest on September 1, 2024 and 50% will vest on September 1, 2025; (ii) 892 restricted stock units with respect to GE HealthCare common stock, granted on February 1, 2023, of which 50% will vest on February 1, 2025 and 50% will vest on February 1, 2026; (iii) 1,660 restricted stock units with respect to GE HealthCare common stock, granted on March 1, 2023, of which 33% will vest on September 1, 2024, 33% will vest on September 1, 2025, and 34% will vest on September 1, 2026; and (iv) 1,348 restricted stock units with respect to GE HealthCare common stock, granted on March 1, 2024, of which 33% will vest on September 1, 2025, 33% will vest on September 1, 2026, and 34% will vest on September 1, 2027. |
2. Each restricted stock unit represents the right to receive, at settlement, one share of GE HealthCare common stock. |
3. Award of an employee stock option with respect to GE HealthCare common stock, of which 50% will become exercisable on February 1, 2025 and 50% will become exercisable on February 1, 2026. |
4. Award of an employee stock option with respect to GE HealthCare common stock, of which 33% will become exercisable on September 1, 2024, 33% will become exercisable on September 1, 2025, and 34% will become exercisable on September 1, 2026. |
5. Award of an employee stock option with respect to GE HealthCare common stock, of which 33% will become exercisable on September 1, 2025, 33% will become exercisable on September 1, 2026, and 34% will become exercisable on September 1, 2027. |
Remarks: |
Exhibit 24.1 - Power of Attorney |
/s/ Frank R. Jimenez, General Counsel and Corporate Secretary, as attorney-in-fact | 07/01/2024 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |