Plum Acquisition Corp. IV Class A Ordinary Shares (PLMK) Form 3 Initial statement of insider ownership

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

PLUM PARTNERS IV, LLC

(Last) (First) (Middle)

C/O PLUM ACQUISITION CORP. IV

2021 FILLMORE ST. #2089

(Street)

SAN FRANCISCO CA 94115

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/14/2025

3. Issuer Name and Ticker or Trading Symbol
Plum Acquisition Corp, IV [ PLMK ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Ordinary Shares	1,010,000(1)(2)(3)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Class B Ordinary Shares	(4)	(4)	Class A Ordinary Shares	5,675,000(3)(5)	(4)	D
Private Placement Warrants(6)	(7)	(7)	Class A Ordinary Shares	220,000(7)	(7)	D

Explanation of Responses:

1. Includes (i) 570,000 restricted Class A Ordinary Shares of the Issuer acquired by Plum Partners IV, LLC (the "Sponsor") for no additional consideration, which shares will be transferred to the non-managing investors (as defined in the Issuer's registration statement on Form S-1 (File No. 333-281144) (the "Registration Statement")) only upon consummation of an initial business combination and (ii) 440,000 Class A Ordinary Shares of the Issuer (the "Private Placement Shares") that are included in the 440,000 private placement units of the Issuer purchased by the Sponsor (the "Private Placement Units"), in each case as described in the Registration Statement.

2. Each Private Placement Unit is comprised of one Private Placement Share and one-half of one private placement warrant of the Issuer (the "Private Placement Warrants"), each whole Private Placement Warrant exercisable to purchase one Private Placement Share. Does not include any Private Placement Shares issuable upon the exercise of Private Placement Warrants.

3. The securities are held directly by the Sponsor. Kanishka Roy, the Issuer's Chairman and Chief Executive Officer, is the managing member of the Sponsor, therefore, he may be deemed to have beneficial ownership of the securities held directly by the Sponsor. Mr. Roy disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

4. The Class B Ordinary Shares have no expiration date and will automatically convert into Class A Ordinary Shares at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as set forth in the Registration Statement.

5. Includes up to 750,000 shares subject to forfeiture by the Sponsor depending on the extent to which the underwriters' overallotment option is exercised, if at all.

6. Represents Private Placement Warrants included in the 440,000 Private Placement Units.

7. Each Private Placement Warrant is exercisable for cash or on a cashless basis, as described in the Registration Statement. Assuming an exercise for cash, 220,000 Private Placement Shares would be issued upon exercise of the Private Placement Warrants. The Private Placement Warrants expire seven (7) years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation of the company, as described in the Registration Statement.

Remarks:

See Exhibit 24.1 - Power of Attorney

	/s/ Tricia Branker, Attorney-in-Fact	01/14/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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