SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 07/24/2024 |
3. Issuer Name and Ticker or Trading Symbol
OneStream, Inc. [ OS ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 236,246 | I | Eric M. Davidson Trust dated March 9, 2007(1) |
Class A Common Stock | 127,618 | I | Paul J. Brent, Trustee of the John P. Davidson Irrevocable Trust dated December 31, 2019(2) |
Class A Common Stock | 127,618 | I | Paul J. Brent, Trustee of the Molly K. Davidson Irrevocable Trust dated December 31, 2019(2) |
Class A Common Stock | 127,618 | I | Paul J. Brent, Trustee of the Owen R. Davidson Irrevocable Trust dated December 31, 2019(2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Class D Common Stock | (3) | (3) | Class A Common Stock | 2,126,214 | 0 | I | Eric M. Davidson Trust dated March 9, 2007(1) |
Class D Common Stock | (3) | (3) | Class A Common Stock | 1,148,557 | 0 | I | Paul J. Brent, Trustee of the John P. Davidson Irrevocable Trust dated December 31, 2019(2) |
Class D Common Stock | (3) | (3) | Class A Common Stock | 1,148,557 | 0 | I | Paul J. Brent, Trustee of the Molly K. Davidson Irrevocable Trust dated December 31, 2019(2) |
Class D Common Stock | (3) | (3) | Class A Common Stock | 1,148,557 | 0 | I | Paul J. Brent, Trustee of the Owen R. Davidson Irrevocable Trust dated December 31, 2019(2) |
Explanation of Responses: |
1. Mr. Davidson has sole voting and dispositive power. |
2. Paul J. Brent has sole voting and investment power. |
3. The Class D Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. Each outstanding share of Class D Common Stock will automatically convert into one share of our Class A Common Stock on the first trading day following the seventh anniversary of the Issuer's initial public offering. |
/s/ Eric Davidson | 07/24/2024 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |