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SC 13D/A Filing
The Coca-Cola Company (KO) SC 13D/AMonster Beverage Corp
Filed: 20 Mar 18, 12:00am
CUSIP No. 49271M100 | |||
1. | NAME OF REPORTING PERSONS The Coca-Cola Company | ||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐ | ||
3. | SEC USE ONLY | ||
4. | SOURCE OF FUNDS OO | ||
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ☐ | ||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER 0 | |
8. | SHARED VOTING POWER 102,121,602 | ||
9. | SOLE DISPOSITIVE POWER 0 | ||
10. | SHARED DISPOSITIVE POWER 102,121,602 | ||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 102,121,602 | ||
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐ | ||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 18.0%* | ||
14. | TYPE OF REPORTING PERSON CO |
CUSIP No. 49271M100 | |||
1. | NAME OF REPORTING PERSONS European Refreshments | ||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐ | ||
3. | SEC USE ONLY | ||
4. | SOURCE OF FUNDS WC | ||
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ☐ | ||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Ireland | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | SOLE VOTING POWER 0 | |
8. | SHARED VOTING POWER 102,121,602 | ||
9. | SOLE DISPOSITIVE POWER 0 | ||
10. | SHARED DISPOSITIVE POWER 102,121,602 | ||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 102,121,602 | ||
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ☐ | ||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 18.0%* | ||
14. | TYPE OF REPORTING PERSON CO |
Item 2. | Identity and Background |
Item 4. | Purpose of the Transaction |
Item 5. | Interest in Securities of the Issuer |
Item 6. | Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. |
Item 7. | Material To Be Filed as Exhibits. |
Exhibit Number | Description of Exhibit | |
Exhibit 4 | Amendment to Transaction Agreement, dated as of March 16, 2018, by and among the Issuer, The Coca-Cola Company and European Refreshments. |
THE COCA-COLA COMPANY | ||||
Dated: March 20, 2018 | By: | /s/ Kathy N. Waller | ||
Name: | Kathy N. Waller | |||
Title: | Executive Vice President, Chief Financial Officer and President of Enabling Services | |||
EUROPEAN REFRESHMENTS | ||||
Dated: March 20, 2018 | By: | /s/ Owen Desmond | ||
Name: | Owen Desmond | |||
Title: | Director |
NAME | PRINCIPAL OCCUPATION OR EMPLOYMENT | ADDRESS |
Muhtar Kent* | Chairman of the Board of Directors of The Coca-Cola Company | |
James Quincey* | Director, President and Chief Executive Officer of The Coca-Cola Company Mr. Quincey is a citizen of the United Kingdom | |
Herbert A. Allen | President, Chief Executive Officer and a Director of Allen & Company Incorporated, a privately held investment firm | Allen & Company Incorporated 711 Fifth Avenue New York, NY 10022 |
Ronald W. Allen | Former Chairman of the Board of Directors, President and Chief Executive Officer of Aaron's, Inc. | c/o The Coca-Cola Company One Coca-Cola Plaza NAT 2616 Atlanta, GA 30313 |
Marc Bolland | Head of European Portfolio Operations of The Blackstone Group L.P. Mr. Bolland is a citizen of the Netherlands | The Blackstone Group International Partners LLP 40 Berkeley Square London W1J 5AL - UK |
Ana Botín | Executive Chair and a Director of Banco Santander, S.A., a global multinational bank, and a Director of Santander UK plc, a leading financial services provider in the United Kingdom and subsidiary of Banco Santander, S.A. Ms. Botín is a citizen of Spain | Banco Santander, S.A. Avda de Cantabria s/n Edif. Pereda 28660 Boadilla del Monte Madrid, Spain |
Richard M. Daley | Executive Chairman of Tur Partners LLC, an investment and advisory firm focused on sustainable solutions within the urban environment | Tur Partners LLC 900 N. Michigan Avenue Suite 1720 Chicago, IL 60611 |
Barry Diller | Chairman of the Board of Directors and Senior Executive of IAC/InterActiveCorp, a leading media and internet company; Chairman of the Board of Directors and Senior Executive of Expedia, Inc., an online travel company | IAC/InterActiveCorp 555 West 18th Street New York, New York 10011 |
Helene D. Gayle | Chief Executive Officer of The Chicago Community Trust, a community foundation (dedicated to improving the Chicago region through strategic grant making, civic engagement and inspiring philanthropy) | The Chicago Community Trust 225 N. Michigan Ave. Chicago, IL 60601 |
Alexis M. Herman | Chair and Chief Executive Officer of New Ventures LLC, risk management consulting company | New Ventures, Inc. 633 Pennsylvania Avenue NW 3rd Floor Washington, D.C. 20004 |
Robert A. Kotick | Chief Executive Officer and a Director of Activision Blizzard, Inc., a leading global developer and publisher of interactive entertainment | Activision Blizzard, Inc. 3100 Ocean Park Boulevard Santa Monica, CA 90405 |
Maria Elena Lagomasino | Chief Executive Officer and Managing Partner of WE Family Offices, a global family office serving high net worth families | WE Family Offices Rockefeller Center 1270 Avenue of the Americas Suite 2101 New York, NY 10020 |
Sam Nunn | Co-Chairman of the Nuclear Threat Initiative, a nonprofit organization working to reduce the global threats from nuclear, biological and chemical weapons | King & Spalding LLP 1180 Peachtree St NE Atlanta, GA 30309 |
David B. Weinberg | Chairman of the Board and Chief Executive Officer of Judd Enterprises, Inc., a private investment management office with diverse interests in a variety of asset classes | Judd Enterprises, Inc. 401 N. Michigan Ave #3050 Chicago, IL 60611 |
NAME | PRINCIPAL OCCUPATION OR EMPLOYMENT | ADDRESS |
Muhtar Kent | Chairman of the Board of Directors of The Coca-Cola Company | |
James Quincey | President, Chief Executive Officer and Director of The Coca-Cola Company Mr. Quincey is a citizen of the United Kingdom | |
Francisco Crespo | Senior Vice President and Chief Growth Officer of The Coca-Cola Company | |
James L. Dinkins | Senior Vice President of The Coca-Cola Company and President, Coca-Cola North America | |
Bernhard Goepelt | Senior Vice President, and General Counsel and Chief Legal Counsel of The Coca-Cola Company Mr. Goepelt is a citizen of Germany | |
Ed Hays, PhD | Senior Vice President and Chief Technical Officer of The Coca-Cola Company | |
Robert Long | Senior Vice President and Chief Innovation Officer of The Coca-Cola Company | |
Jennifer K. Mann | Senior Vice President and Chief People Officer of The Coca-Cola Company |
John Murphy | President of the Asia Pacific Group of The Coca-Cola Company Mr. Murphy is a citizen of Ireland | |
Beatriz Perez | Senior Vice President and Chief Public Affairs, Communications and Sustainability Officer of The Coca-Cola Company | |
Alfredo Rivera | President of the Latin America Group of The Coca-Cola Company Mr. Rivera is a citizen of Honduras | |
Barry Simpson | Senior Vice President and Chief Information Officer of The Coca-Cola Company Mr. Simpson is a citizen of Australia | |
Brian Smith | President of the Europe, Middle East and Africa Group of The Coca-Cola Company | |
Kathy N. Waller | Executive Vice President, Chief Financial Officer and President, Enabling Services of The Coca-Cola Company |
NAME | PRINCIPAL OCCUPATION OR EMPLOYMENT | ADDRESS |
Una Sheils | GFO Group Entities Controller, European Refreshments Ms. Sheils is a citizen of Ireland | |
Robert J. Jordan Jnr | Vice President and General Tax Counsel, The Coca-Cola Company | |
Marie Quintero-Johnson | Vice President and Director of Mergers & Acquisitions, The Coca-Cola Company | |
Miriam Doyle | Director and Company Secretary, European Refreshments Ms. Doyle is a citizen of Ireland | |
Owen Desmond | Director, European Refreshments Mr. Desmond is a citizen of Ireland | |
John McGowan | Director, European Refreshments Mr. McGowan is a citizen of Ireland |
NAME | PRINCIPAL OCCUPATION OR EMPLOYMENT | ADDRESS |
Una Sheils | GFO Group Entities Controller, European Refreshments Ms. Sheils is a citizen of Ireland | |
Robert J. Jordan Jnr | Vice President and General Tax Counsel, The Coca-Cola Company | |
Marie Quintero-Johnson | Vice President and Director of Mergers & Acquisitions, The Coca-Cola Company | |
Miriam Doyle | Director and Company Secretary, European Refreshments Ms. Doyle is a citizen of Ireland | |
Owen Desmond | Director, European Refreshments Mr. Desmond is a citizen of Ireland | |
John McGowan | Director, European Refreshments Mr. McGowan is a citizen of Ireland |
(1) | The officers of ER are its directors, along with the company secretary (who does not have powers of management). |