 |
| New Era Fund | 07/01/2011 to 06/30/2012 |
| ICA File Number: 811-1710 |
| Registrant Name: T. Rowe Price New Era Fund, Inc. |
| Reporting Period: 07/01/2011 - 06/30/2012 |
| FORM N-PX |
| ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT |
| INVESTMENT COMPANY |
| Investment Company Act file number 811-1710 |
| T. Rowe Price New Era Fund, Inc. |
| (Exact name of registrant as specified in charter) |
| 100 East Pratt Street Baltimore, Maryland 21202 |
| (Address of principal executive offices) |
| Edward C. Bernard |
| 100 East Pratt Street |
| Baltimore, Maryland 21202 |
| (Name and address of agent for service) |
| Registrant’s telephone number, including area code: (410) 345-3577 |
| Date of fiscal year end: 12/31 |
| Date of reporting period: 07/01/2011 to 06/30/2012 |
| SIGNATURES |
| Pursuant to the requirements of the Investment Company Act of 1940, the |
| registrant has duly caused this report to be signed on its behalf by the |
| undersigned, thereunto duly authorized. |
| (Registrant) T. Rowe Price New Era Fund, Inc. |
| By (Signature and Title) /s/ Edward C. Bernard |
| Edward C. Bernard, Chairman of the Board - T. Rowe Price Funds |
| Date August 27, 2012 |
New Era Fund
| AIR PRODUCTS AND CHEMICALS, INC. Meeting Date: JAN 26, 2012 Record Date: NOV 30, 2011 Meeting Type: ANNUAL | ||||
| Ticker: APD Security ID: 009158106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Mario L. Baeza | Management | For | For |
| 2 | Elect Director Susan K. Carter | Management | For | For |
| 3 | Elect Director John E. McGlade | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ANGLO AMERICAN PLC Meeting Date: JAN 06, 2012 Record Date: JAN 04, 2012 Meeting Type: SPECIAL | ||||
| Ticker: AAL Security ID: G03764134 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of the Entire Equity and Shareholder Loan Interests of the CHL Group in DB Investments SA and De Beers SA | Management | For | For |
| ANGLO AMERICAN PLC Meeting Date: APR 19, 2012 Record Date: APR 17, 2012 Meeting Type: ANNUAL | ||||
| Ticker: AAL Security ID: G03764134 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Cynthia Carroll as Director | Management | For | For |
| 4 | Re-elect David Challen as Director | Management | For | For |
| 5 | Re-elect Sir CK Chow as Director | Management | For | For |
| 6 | Re-elect Sir Philip Hampton as Director | Management | For | For |
| 7 | Re-elect Rene Medori as Director | Management | For | For |
| 8 | Re-elect Phuthuma Nhleko as Director | Management | For | For |
| 9 | Re-elect Ray O'Rourke as Director | Management | For | For |
| 10 | Re-elect Sir John Parker as Director | Management | For | For |
| 11 | Re-elect Mamphela Ramphele as Director | Management | For | For |
| 12 | Re-elect Jack Thompson as Director | Management | For | For |
| 13 | Re-elect Peter Woicke as Director | Management | For | For |
| 14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| ARCH COAL, INC. Meeting Date: APR 26, 2012 Record Date: MAR 01, 2012 Meeting Type: ANNUAL | ||||
| Ticker: ACI Security ID: 039380100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David D. Freudenthal | Management | For | For |
| 1.2 | Elect Director Patricia F. Godley | Management | For | For |
| 1.3 | Elect Director George C. Morris, III | Management | For | For |
| 1.4 | Elect Director Wesley M. Taylor | Management | For | For |
| 1.5 | Elect Director Peter I. Wold | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Appalachian Mining Environmental and Health Hazard Reduction Efforts | Shareholder | Against | Against |
| ARCHER-DANIELS-MIDLAND COMPANY Meeting Date: NOV 03, 2011 Record Date: SEP 09, 2011 Meeting Type: ANNUAL | ||||
| Ticker: ADM Security ID: 039483102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director George W. Buckley | Management | For | For |
| 2 | Elect Director Mollie Hale Carter | Management | For | For |
| 3 | Elect Director Terrell K. Crews | Management | For | For |
| 4 | Elect Director Pierre Dufour | Management | For | For |
| 5 | Elect Director Donald E. Felsinger | Management | For | For |
| 6 | Elect Director Antonio Maciel | Management | For | For |
| 7 | Elect Director Patrick J. Moore | Management | For | For |
| 8 | Elect Director Thomas F. O'Neill | Management | For | For |
| 9 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 10 | Elect Director Patricia A. Woertz | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Adopt Policy to Prohibit Political Spending | Shareholder | Against | Against |
| 15 | Report on Political Contributions | Shareholder | Against | Against |
| 16 | Adopt and Implement Sustainable Palm Oil Policy | Shareholder | Against | Against |
| BAKER HUGHES INCORPORATED Meeting Date: APR 26, 2012 Record Date: MAR 01, 2012 Meeting Type: ANNUAL | ||||
| Ticker: BHI Security ID: 057224107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry D. Brady | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Martin S. Craighead | Management | For | For |
| 1.4 | Elect Director Chad C. Deaton | Management | For | For |
| 1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.6 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.7 | Elect Director Pierre H. Jungels | Management | For | For |
| 1.8 | Elect Director James A. Lash | Management | For | For |
| 1.9 | Elect Director J. Larry Nichols | Management | For | For |
| 1.10 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.11 | Elect Director J. W. Stewart | Management | For | For |
| 1.12 | Elect Director Charles L. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| BG GROUP PLC Meeting Date: MAY 16, 2012 Record Date: MAY 14, 2012 Meeting Type: ANNUAL | ||||
| Ticker: BG. Security ID: G1245Z108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Vivienne Cox as Director | Management | For | For |
| 5 | Elect Chris Finlayson as Director | Management | For | For |
| 6 | Elect Andrew Gould as Director | Management | For | For |
| 7 | Re-elect Peter Backhouse as Director | Management | For | For |
| 8 | Re-elect Fabio Barbosa as Director | Management | For | For |
| 9 | Re-elect Sir Frank Chapman as Director | Management | For | For |
| 10 | Re-elect Baroness Hogg as Director | Management | For | For |
| 11 | Re-elect Dr John Hood as Director | Management | For | For |
| 12 | Re-elect Martin Houston as Director | Management | For | For |
| 13 | Re-elect Caio Koch-Weser as Director | Management | For | For |
| 14 | Re-elect Sir David Manning as Director | Management | For | For |
| 15 | Re-elect Mark Seligman as Director | Management | For | For |
| 16 | Re-elect Patrick Thomas as Director | Management | For | For |
| 17 | Re-elect Philippe Varin as Director | Management | For | For |
| 18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Approve EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Market Purchase | Management | For | For |
| 24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| BHP BILLITON LIMITED Meeting Date: NOV 17, 2011 Record Date: NOV 15, 2011 Meeting Type: ANNUAL | ||||
| Ticker: BHP Security ID: Q1498M100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for BHP Billiton Limited and BHP Billiton Plc | Management | For | For |
| 2 | Elect Lindsay Maxsted as a Director of BHP Billiton Limited and BHP Billiton Plc | Management | For | For |
| 3 | Elect Shriti Vadera as a Director of BHP Billiton Limited and BHP Billiton Plc | Management | For | For |
| 4 | Elect Malcolm Broomhead as a Director of BHP Billiton Limited and BHP Billiton Plc | Management | For | For |
| 5 | Elect John Buchanan as a Director of BHP Billiton Limited and BHP Billiton Plc | Management | For | For |
| 6 | Elect Carlos Cordeiro as a Director of BHP Billiton Limited and BHP Billiton Plc | Management | For | For |
| 7 | Elect David Crawford as a Director of BHP Billiton Limited and BHP Billiton Plc | Management | For | For |
| 8 | Elect Carolyn Hewson as a Director of BHP Billiton Limited and BHP Billiton Plc | Management | For | For |
| 9 | Elect Marius Kloppers as a Director of BHP Billiton Limited and BHP Billiton Plc | Management | For | For |
| 10 | Elect Wayne Murdy as a Director of BHP Billiton Limited and BHP Billiton Plc | Management | For | For |
| 11 | Elect Keith Rumble as a Director of BHP Billiton Limited and BHP Billiton Plc | Management | For | For |
| 12 | Elect John Schubert as a Director of BHP Billiton Limited and BHP Billiton Plc | Management | For | For |
| 13 | Elect Jacques Nasser as a Director of BHP Billiton Limited and BHP Billiton Plc | Management | For | For |
| 14 | Appoint KPMG Audit Plc as Auditors of BHP Billiton Plc | Management | For | For |
| 15 | Approve the Authority to Issue Shares in BHP Biliton Plc | Management | For | For |
| 16 | Approve the Authority to Issue Shares in BHP Biliton Plc for Cash | Management | For | For |
| 17 | Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc | Management | For | For |
| 18 | Approve the Remuneration Report | Management | For | For |
| 19 | Approve the Termination Benefits for Group Management Committee Members | Management | For | For |
| 20 | Approve the Grant of Awards to Marius Kloppers under the Group Incentive Scheme and the Long Term Incentive Plan | Management | For | For |
| BILL BARRETT CORPORATION Meeting Date: MAY 10, 2012 Record Date: MAR 13, 2012 Meeting Type: ANNUAL | ||||
| Ticker: BBG Security ID: 06846N104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William F. Owens | Management | For | For |
| 1.2 | Elect Director Randy I. Stein | Management | For | For |
| 1.3 | Elect Director Kevin O. Meyers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| BOSTON PROPERTIES, INC. Meeting Date: MAY 15, 2012 Record Date: MAR 21, 2012 Meeting Type: ANNUAL | ||||
| Ticker: BXP Security ID: 101121101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Lawrence S. Bacow | Management | For | For |
| 2 | Elect Director Zoe Baird Budinger | Management | For | For |
| 3 | Elect Director Douglas T. Linde | Management | For | For |
| 4 | Elect Director Matthew J. Lustig | Management | For | For |
| 5 | Elect Director Alan J. Patricof | Management | For | For |
| 6 | Elect Director Martin Turchin | Management | For | For |
| 7 | Elect Director David A. Twardock | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| CABOT OIL & GAS CORPORATION Meeting Date: MAY 01, 2012 Record Date: MAR 13, 2012 Meeting Type: ANNUAL | ||||
| Ticker: COG Security ID: 127097103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Rhys J. Best | Management | For | For |
| 2 | Elect Director Robert Kelley | Management | For | For |
| 3 | Elect Director P. Dexter Peacock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| 7 | Declassify the Board of Directors | Management | For | For |
| 8 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 9 | Provide Sustainability Report | Shareholder | Against | Against |
| CAIRN ENERGY PLC Meeting Date: JAN 30, 2012 Record Date: JAN 26, 2012 Meeting Type: SPECIAL | ||||
| Ticker: CNE Security ID: G17528251 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Return of Cash to Shareholders | Management | For | For |
| 2 | Approve Share Award in Favour of Sir Bill Gammell | Management | For | Against |
| 3 | Approve Any Disposals by the Company or Any Subsidiary Undertaking of the Company of Any or All Shares in Cairn India Limited | Management | For | For |
| 4 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 5 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 6 | Authorise Market Purchase | Management | For | For |
| CALPINE CORPORATION Meeting Date: MAY 15, 2012 Record Date: MAR 20, 2012 Meeting Type: ANNUAL | ||||
| Ticker: CPN Security ID: 131347304 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank Cassidy | Management | For | For |
| 1.2 | Elect Director Jack A. Fusco | Management | For | For |
| 1.3 | Elect Director Robert C. Hinckley | Management | For | For |
| 1.4 | Elect Director David C. Merritt | Management | For | For |
| 1.5 | Elect Director W. Benjamin Moreland | Management | For | For |
| 1.6 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.7 | Elect Director William E. Oberndorf | Management | For | For |
| 1.8 | Elect Director Denise M. O'Leary | Management | For | For |
| 1.9 | Elect Director J. Stuart Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CAMDEN PROPERTY TRUST Meeting Date: MAY 11, 2012 Record Date: MAR 13, 2012 Meeting Type: ANNUAL | ||||
| Ticker: CPT Security ID: 133131102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard J. Campo | Management | For | For |
| 1.2 | Elect Director Scott S. Ingraham | Management | For | For |
| 1.3 | Elect Director Lewis A. Levey | Management | For | For |
| 1.4 | Elect Director William B. McGuire, Jr. | Management | For | For |
| 1.5 | Elect Director William F. Paulsen | Management | For | For |
| 1.6 | Elect Director D. Keith Oden | Management | For | For |
| 1.7 | Elect Director F. Gardner Parker | Management | For | For |
| 1.8 | Elect Director Frances Aldrich Sevilla-Sacasa | Management | For | For |
| 1.9 | Elect Director Steven A. Webster | Management | For | For |
| 1.10 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CAMERON INTERNATIONAL CORPORATION Meeting Date: MAY 11, 2012 Record Date: MAR 16, 2012 Meeting Type: ANNUAL | ||||
| Ticker: CAM Security ID: 13342B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director C. Baker Cunningham | Management | For | For |
| 2 | Elect Director Sheldon R. Erikson | Management | For | For |
| 3 | Elect Director Douglas L. Foshee | Management | For | For |
| 4 | Elect Director Rodolfo Landim | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Declassify the Board of Directors | Management | For | For |
| 8 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| 9 | Approve Restatement of the Company's Certificate of Incorporation | Management | For | For |
| CANADIAN NATURAL RESOURCES LIMITED Meeting Date: MAY 03, 2012 Record Date: MAR 14, 2012 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: CNQ Security ID: 136385101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect C.M. Best, N.M. Edwards, T.W. Faithfull, G.A. Filmon, C.L. Fong, G.D. Giffin, W.A. Gobert, S.W. Laut, K.A.J. MacPhail, A.P. Markin, F.J. McKenna, J.S. Palmer, E.R. Smith, and D.A. Tuer as Directors | Management | For | For |
| 1.1 | Elect Director Catherine M. Best | Management | For | For |
| 1.2 | Elect Director N. Murray Edwards | Management | For | For |
| 1.3 | Elect Director Timothy W. Faithfull | Management | For | For |
| 1.4 | Elect Director Gary A. Filmon | Management | For | For |
| 1.5 | Elect Director Christopher L. Fong | Management | For | For |
| 1.6 | Elect Director Gordon D. Giffin | Management | For | For |
| 1.7 | Elect Director Wilfred A. Gobert | Management | For | For |
| 1.8 | Elect Director Steve W. Laut | Management | For | For |
| 1.9 | Elect Director Keith A. J. MacPhail | Management | For | For |
| 1.10 | Elect Director Allan P. Markin | Management | For | For |
| 1.11 | Elect Director Frank J. McKenna | Management | For | For |
| 1.12 | Elect Director James S. Palmer | Management | For | For |
| 1.13 | Elect Director Eldon R. Smith | Management | For | For |
| 1.14 | Elect Director David A. Tuer | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Articles Re: Preferred Shares | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| CARBO CERAMICS INC. Meeting Date: MAY 22, 2012 Record Date: MAR 26, 2012 Meeting Type: ANNUAL | ||||
| Ticker: CRR Security ID: 140781105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sigmund L. Cornelius | Management | For | For |
| 1.2 | Elect Director James B. Jennings | Management | For | For |
| 1.3 | Elect Director Gary A. Kolstad | Management | For | For |
| 1.4 | Elect Director H. E. Lentz, Jr. | Management | For | For |
| 1.5 | Elect Director Randy L. Limbacher | Management | For | For |
| 1.6 | Elect Director William C. Morris | Management | For | For |
| 1.7 | Elect Director Robert S. Rubin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CHEVRON CORPORATION Meeting Date: MAY 30, 2012 Record Date: APR 04, 2012 Meeting Type: ANNUAL | ||||
| Ticker: CVX Security ID: 166764100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Linnet F. Deily | Management | For | For |
| 2 | Elect Director Robert E. Denham | Management | For | For |
| 3 | Elect Director Chuck Hagel | Management | For | For |
| 4 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 5 | Elect Director George L. Kirkland | Management | For | For |
| 6 | Elect Director Charles W. Moorman, IV | Management | For | For |
| 7 | Elect Director Kevin W. Sharer | Management | For | For |
| 8 | Elect Director John G. Stumpf | Management | For | For |
| 9 | Elect Director Ronald D. Sugar | Management | For | For |
| 10 | Elect Director Carl Ware | Management | For | For |
| 11 | Elect Director John S. Watson | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Remove Exclusive Venue Provision | Shareholder | Against | For |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| 16 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 17 | Adopt Guidelines for Country Selection | Shareholder | Against | Against |
| 18 | Report on Hydraulic Fracturing Risks to Company | Shareholder | Against | Against |
| 19 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Against |
| 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 21 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| CIMAREX ENERGY CO. Meeting Date: MAY 16, 2012 Record Date: MAR 20, 2012 Meeting Type: ANNUAL | ||||
| Ticker: XEC Security ID: 171798101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Joseph R. Albi | Management | For | For |
| 2 | Elect Director Jerry Box | Management | For | For |
| 3 | Elect Director Michael J. Sullivan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| COBALT INTERNATIONAL ENERGY, INC. Meeting Date: APR 26, 2012 Record Date: MAR 15, 2012 Meeting Type: ANNUAL | ||||
| Ticker: CIE Security ID: 19075F106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph H. Bryant | Management | For | For |
| 1.2 | Elect Director Peter R. Coneway | Management | For | Withhold |
| 1.3 | Elect Director Michael G. France | Management | For | For |
| 1.4 | Elect Director Jack E. Golden | Management | For | For |
| 1.5 | Elect Director N. John Lancaster | Management | For | Withhold |
| 1.6 | Elect Director Scott L. Lebovitz | Management | For | For |
| 1.7 | Elect Director Jon A. Marshall | Management | For | For |
| 1.8 | Elect Director Kenneth W. Moore | Management | For | For |
| 1.9 | Elect Director Kenneth A. Pontarelli | Management | For | Withhold |
| 1.10 | Elect Director Myles W. Scoggins | Management | For | For |
| 1.11 | Elect Director D. Jeff van Steenbergen | Management | For | Withhold |
| 1.12 | Elect Director Martin H. Young, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COMPASS MINERALS INTERNATIONAL, INC. Meeting Date: MAY 09, 2012 Record Date: MAR 12, 2012 Meeting Type: ANNUAL | ||||
| Ticker: CMP Security ID: 20451N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David J. D'Antoni | Management | For | For |
| 1.2 | Elect Director Perry W. Premdas | Management | For | For |
| 1.3 | Elect Director Allan R. Rothwell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CONCHO RESOURCES INC. Meeting Date: JUN 07, 2012 Record Date: APR 23, 2012 Meeting Type: ANNUAL | ||||
| Ticker: CXO Security ID: 20605P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven L. Beal | Management | For | For |
| 1.2 | Elect Director Tucker S. Bridwell | Management | For | For |
| 1.3 | Elect Director Mark B. Puckett | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CREE, INC. Meeting Date: OCT 25, 2011 Record Date: AUG 29, 2011 Meeting Type: ANNUAL | ||||
| Ticker: CREE Security ID: 225447101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles M. Swoboda | Management | For | Withhold |
| 1.2 | Elect Director Clyde R. Hosein | Management | For | Withhold |
| 1.3 | Elect Director Robert A. Ingram | Management | For | Withhold |
| 1.4 | Elect Director Franco Plastina | Management | For | Withhold |
| 1.5 | Elect Director Alan J. Ruud | Management | For | For |
| 1.6 | Elect Director Robert L. Tillman | Management | For | Withhold |
| 1.7 | Elect Director Harvey A. Wagner | Management | For | Withhold |
| 1.8 | Elect Director Thomas H. Werner | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DEVON ENERGY CORPORATION Meeting Date: JUN 06, 2012 Record Date: APR 09, 2012 Meeting Type: ANNUAL | ||||
| Ticker: DVN Security ID: 25179M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert H. Henry | Management | For | For |
| 1.2 | Elect Director John A. Hill | Management | For | For |
| 1.3 | Elect Director Michael M. Kanovsky | Management | For | For |
| 1.4 | Elect Director Robert A. Mosbacher, Jr | Management | For | For |
| 1.5 | Elect Director J. Larry Nichols | Management | For | For |
| 1.6 | Elect Director Duane C. Radtke | Management | For | For |
| 1.7 | Elect Director Mary P. Ricciardello | Management | For | For |
| 1.8 | Elect Director John Richels | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| DIAMOND OFFSHORE DRILLING, INC. Meeting Date: MAY 22, 2012 Record Date: MAR 26, 2012 Meeting Type: ANNUAL | ||||
| Ticker: DO Security ID: 25271C102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director James S. Tisch | Management | For | For |
| 2 | Elect Director Lawrence R. Dickerson | Management | For | For |
| 3 | Elect Director John R. Bolton | Management | For | For |
| 4 | Elect Director Charles L. Fabrikant | Management | For | Against |
| 5 | Elect Director Paul G. Gaffney, II | Management | For | For |
| 6 | Elect Director Edward Grebow | Management | For | For |
| 7 | Elect Director Herbert C. Hofmann | Management | For | For |
| 8 | Elect Director Clifford M. Sobel | Management | For | For |
| 9 | Elect Director Andrew H. Tisch | Management | For | For |
| 10 | Elect Director Raymond S. Troubh | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Amend Executive Incentive Bonus Plan | Management | For | For |
| EASTERN PLATINUM LTD. Meeting Date: JUN 12, 2012 Record Date: MAY 08, 2012 Meeting Type: ANNUAL | ||||
| Ticker: ELR Security ID: 276855103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Ian Terry Rozier | Management | For | For |
| 2.2 | Elect Director David W. Cohen | Management | For | Withhold |
| 2.3 | Elect Director Gordon Keep | Management | For | Withhold |
| 2.4 | Elect Director John Andrews | Management | For | For |
| 2.5 | Elect Director John Hawkrigg | Management | For | For |
| 2.6 | Elect Director J. Merfyn Roberts | Management | For | Withhold |
| 2.7 | Elect Director Robert J. Gayton | Management | For | For |
| 2.8 | Elect Director Zwelakhe Sisulu | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| EDISON INTERNATIONAL Meeting Date: APR 26, 2012 Record Date: MAR 02, 2012 Meeting Type: ANNUAL | ||||
| Ticker: EIX Security ID: 281020107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Jagjeet S. Bindra | Management | For | For |
| 2 | Elect Director Vanessa C.L. Chang | Management | For | For |
| 3 | Elect Director France A. Cordova | Management | For | For |
| 4 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 5 | Elect Director Charles B. Curtis | Management | For | For |
| 6 | Elect Director Bradford M. Freeman | Management | For | For |
| 7 | Elect Director Luis G. Nogales | Management | For | For |
| 8 | Elect Director Ronald L. Olson | Management | For | For |
| 9 | Elect Director Richard T. Schlosberg, III | Management | For | For |
| 10 | Elect Director Thomas C. Sutton | Management | For | For |
| 11 | Elect Director Peter J. Taylor | Management | For | For |
| 12 | Elect Director Brett White | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| EL PASO CORPORATION Meeting Date: MAR 09, 2012 Record Date: JAN 20, 2012 Meeting Type: SPECIAL | ||||
| Ticker: EP Security ID: 28336L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| ELDORADO GOLD CORPORATION Meeting Date: FEB 21, 2012 Record Date: JAN 19, 2012 Meeting Type: SPECIAL | ||||
| Ticker: ELD Security ID: 284902103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of European Goldfields Limited | Management | For | For |
| ELDORADO GOLD CORPORATION Meeting Date: MAY 03, 2012 Record Date: MAR 21, 2012 Meeting Type: ANNUAL | ||||
| Ticker: ELD Security ID: 284902103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy Baker | Management | For | For |
| 1.2 | Elect Director K. Ross Cory | Management | For | For |
| 1.3 | Elect Director Robert R. Gilmore | Management | For | For |
| 1.4 | Elect Director Geoffrey A. Handley | Management | For | For |
| 1.5 | Elect Director Wayne D. Lenton | Management | For | For |
| 1.6 | Elect Director Michael A. Price | Management | For | For |
| 1.7 | Elect Director Jonathan A. Rubenstein | Management | For | For |
| 1.8 | Elect Director Donald M. Shumka | Management | For | For |
| 1.9 | Elect Director Paul N. Wright | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| ENI SPA Meeting Date: APR 30, 2012 Record Date: APR 19, 2012 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ENI Security ID: T3643A145 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 1 | Amend Articles 17 and 28; Add New Article 34 (Board-Related) | Management | For | For |
| ENSCO PLC Meeting Date: MAY 22, 2012 Record Date: MAR 30, 2012 Meeting Type: ANNUAL | ||||
| Ticker: ESV Security ID: 29358Q109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect C. Christopher Gaut as Director | Management | For | For |
| 2 | Re-elect Gerald W. Haddock as Director | Management | For | For |
| 3 | Re-elect Paul E. Rowsey, III as Director | Management | For | For |
| 4 | Re-elect Francis S. Kalman as Director | Management | For | For |
| 5 | Re-elect David A. B. Brown as Director | Management | For | For |
| 6 | Reappoint KPMG LLP as Auditors of the Company | Management | For | For |
| 7 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
| 8 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 9 | Approve Omnibus Stock Plan | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers Compensation | Management | For | For |
| EOG RESOURCES, INC. Meeting Date: MAY 02, 2012 Record Date: MAR 09, 2012 Meeting Type: ANNUAL | ||||
| Ticker: EOG Security ID: 26875P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director George A. Alcorn | Management | For | For |
| 2 | Elect Director Charles R. Crisp | Management | For | For |
| 3 | Elect Director James C. Day | Management | For | For |
| 4 | Elect Director Mark G. Papa | Management | For | For |
| 5 | Elect Director H. Leighton Steward | Management | For | For |
| 6 | Elect Director Donald F. Textor | Management | For | For |
| 7 | Elect Director Frank G. Wisner | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| 11 | Adopt Retention Ratio for Executives | Shareholder | Against | Against |
| EQT CORPORATION Meeting Date: APR 18, 2012 Record Date: FEB 15, 2012 Meeting Type: ANNUAL | ||||
| Ticker: EQT Security ID: 26884L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth M. Burke | Management | For | For |
| 1.2 | Elect Director Margaret K. Dorman | Management | For | For |
| 1.3 | Elect Director Philip G. Behrman | Management | For | For |
| 1.4 | Elect Director A. Bray Cary, Jr. | Management | For | For |
| 1.5 | Elect Director Lee T. Todd, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| EXELON CORPORATION Meeting Date: NOV 17, 2011 Record Date: OCT 07, 2011 Meeting Type: SPECIAL | ||||
| Ticker: EXC Security ID: 30161N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| EXXON MOBIL CORPORATION Meeting Date: MAY 30, 2012 Record Date: APR 04, 2012 Meeting Type: ANNUAL | ||||
| Ticker: XOM Security ID: 30231G102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director M.J. Boskin | Management | For | For |
| 1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director L.R. Faulkner | Management | For | For |
| 1.4 | Elect Director J.S. Fishman | Management | For | For |
| 1.5 | Elect Director H.H. Fore | Management | For | For |
| 1.6 | Elect Director K.C. Frazier | Management | For | For |
| 1.7 | Elect Director W.W. George | Management | For | For |
| 1.8 | Elect Director S.J. Palmisano | Management | For | For |
| 1.9 | Elect Director S.S. Reinemund | Management | For | For |
| 1.10 | Elect Director R.W. Tillerson | Management | For | For |
| 1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 6 | Report on Political Contributions | Shareholder | Against | Against |
| 7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 8 | Report on Hydraulic Fracturing Risks to Company | Shareholder | Against | Against |
| 9 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | For |
| FEDERAL REALTY INVESTMENT TRUST Meeting Date: MAY 02, 2012 Record Date: MAR 19, 2012 Meeting Type: ANNUAL | ||||
| Ticker: FRT Security ID: 313747206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jon E. Bortz | Management | For | For |
| 1.2 | Elect Director David W. Faeder | Management | For | For |
| 1.3 | Elect Director Kristin Gamble | Management | For | For |
| 1.4 | Elect Director Gail P. Steinel | Management | For | For |
| 1.5 | Elect Director Warren M. Thompson | Management | For | For |
| 1.6 | Elect Director Joseph S. Vassalluzzo | Management | For | For |
| 1.7 | Elect Director Donald C. Wood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FIRST SOLAR, INC. Meeting Date: MAY 23, 2012 Record Date: APR 05, 2012 Meeting Type: ANNUAL | ||||
| Ticker: FSLR Security ID: 336433107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Ahearn | Management | For | For |
| 1.2 | Elect Director Richard D. Chapman | Management | For | For |
| 1.3 | Elect Director George A. Hambro | Management | For | For |
| 1.4 | Elect Director Craig Kennedy | Management | For | For |
| 1.5 | Elect Director James F. Nolan | Management | For | For |
| 1.6 | Elect Director William J. Post | Management | For | For |
| 1.7 | Elect Director J. Thomas Presby | Management | For | For |
| 1.8 | Elect Director Paul H. Stebbins | Management | For | For |
| 1.9 | Elect Director Michael Sweeney | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 4 | Adopt Policy and Report on Board Diversity | Shareholder | Against | For |
| FLUOR CORPORATION Meeting Date: MAY 03, 2012 Record Date: MAR 09, 2012 Meeting Type: ANNUAL | ||||
| Ticker: FLR Security ID: 343412102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Peter K. Barker | Management | For | Against |
| 2 | Elect Director Alan M. Bennett | Management | For | For |
| 3 | Elect Director Dean R. O'Hare | Management | For | For |
| 4 | Elect Director David T. Seaton | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| FMC TECHNOLOGIES, INC. Meeting Date: MAY 02, 2012 Record Date: MAR 09, 2012 Meeting Type: ANNUAL | ||||
| Ticker: FTI Security ID: 30249U101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Mike R. Bowlin | Management | For | For |
| 2 | Elect Director Philip J. Burguieres | Management | For | For |
| 3 | Elect Director Edward J. Mooney | Management | For | For |
| 4 | Elect Director James M. Ringler | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Declassify the Board of Directors | Management | For | For |
| FOSTER WHEELER AG Meeting Date: AUG 02, 2011 Record Date: JUN 07, 2011 Meeting Type: SPECIAL | ||||
| Ticker: FWLT Security ID: H27178104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Roberto Quarta as Director | Management | For | For |
| 2 | Elect John M. Malcolm as Director | Management | For | For |
| 3 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS. | Management | For | Abstain |
| FOSTER WHEELER AG Meeting Date: NOV 01, 2011 Record Date: SEP 07, 2011 Meeting Type: SPECIAL | ||||
| Ticker: FWLT Security ID: H27178104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect J. Kent Masters as Director | Management | For | For |
| 2 | Elect Henri Philippe Reichstul as Director | Management | For | For |
| 3 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE EXTRAORDINARY GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
| FOSTER WHEELER AG Meeting Date: MAY 01, 2012 Record Date: MAR 06, 2012 Meeting Type: ANNUAL | ||||
| Ticker: FWLT Security ID: H27178104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Umberto della Sala as Director | Management | For | For |
| 2 | Elect J. Kent Masters as Director | Management | For | For |
| 3 | Elect Roberto Quarta as Director | Management | For | For |
| 4 | Elect Maureen B. Tart-Bezer as Director | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 9 | Approve Discharge of Board and Senior Management | Management | For | For |
| 10 | Approve CHF 51,721,260 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 11 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Management | For | For |
| 12 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE EXTRAORDINARY GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
| FRANCO-NEVADA CORPORATION Meeting Date: MAY 08, 2012 Record Date: MAR 20, 2012 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: FNV Security ID: 351858105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pierre Lassonde | Management | For | For |
| 1.2 | Elect Director David Harquail | Management | For | For |
| 1.3 | Elect Director Derek W. Evans | Management | For | For |
| 1.4 | Elect Director Graham Farquharson | Management | For | For |
| 1.5 | Elect Director Louis Gignac | Management | For | For |
| 1.6 | Elect Director Randall Oliphant | Management | For | For |
| 1.7 | Elect Director David R. Peterson | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| FREEPORT-MCMORAN COPPER & GOLD INC. Meeting Date: JUN 14, 2012 Record Date: APR 18, 2012 Meeting Type: ANNUAL | ||||
| Ticker: FCX Security ID: 35671D857 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Day | Management | For | For |
| 1.4 | Elect Director Gerald J. Ford | Management | For | For |
| 1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
| 1.6 | Elect Director Charles C. Krulak | Management | For | For |
| 1.7 | Elect Director Bobby Lee Lackey | Management | For | For |
| 1.8 | Elect Director Jon C. Madonna | Management | For | For |
| 1.9 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.10 | Elect Director James R. Moffett | Management | For | For |
| 1.11 | Elect Director B. M. Rankin, Jr. | Management | For | For |
| 1.12 | Elect Director Stephen H. Siegele | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | For |
| FRESNILLO PLC Meeting Date: MAY 18, 2012 Record Date: MAY 16, 2012 Meeting Type: ANNUAL | ||||
| Ticker: FRES Security ID: G371E2108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Alberto Bailleres as Director | Management | For | Abstain |
| 5 | Re-elect Lord Cairns as Director | Management | For | For |
| 6 | Re-elect Javier Fernandez as Director | Management | For | For |
| 7 | Re-elect Fernando Ruiz as Director | Management | For | For |
| 8 | Re-elect Fernando Solana as Director | Management | For | For |
| 9 | Re-elect Guy Wilson as Director | Management | For | For |
| 10 | Re-elect Juan Bordes as Director | Management | For | For |
| 11 | Re-elect Arturo Fernandez as Director | Management | For | For |
| 12 | Re-elect Rafael MacGregor as Director | Management | For | For |
| 13 | Re-elect Jaime Lomelin as Director | Management | For | For |
| 14 | Elect Maria Asuncion Aramburuzabala as Director | Management | For | For |
| 15 | Elect Alejandro Bailleres as Director | Management | For | For |
| 16 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| GAZPROM OAO Meeting Date: JUN 29, 2012 Record Date: MAY 10, 2012 Meeting Type: ANNUAL | ||||
| Ticker: GAZP Security ID: 368287207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Approve Terms of Allocation of Dividends | Management | For | For |
| 5 | Ratify ZAO PricewaterhouseCoopers as Auditor | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | Against |
| 7 | Approve Remuneration of Members of Audit Commission | Management | For | For |
| 8.1 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | Management | For | For |
| 8.2 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | Management | For | For |
| 8.3 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | Management | For | For |
| 8.4 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | Management | For | For |
| 8.5 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | Management | For | For |
| 8.6 | Approve Related-Party Transaction with OAO AB Rossiya Re: Loan Facility Agreement | Management | For | For |
| 8.7 | Approve Related-Party Transaction with OAO AB Rossiya Re: Loan Facility Agreement | Management | For | For |
| 8.8 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds and Placement of Monetary Funds As Minimum Balance On Bank Accounts | Management | For | For |
| 8.9 | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Transfer of Funds | Management | For | For |
| 8.10 | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Using Electronic Payments System | Management | For | For |
| 8.11 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | Management | For | For |
| 8.12 | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | Management | For | For |
| 8.13 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees | Management | For | For |
| 8.14 | Approve Related-Party Transaction with OAO Bank VTB Re: Deposit Agreements | Management | For | For |
| 8.15 | Approve Related-Party Transaction with OAO Gazprombank Re: Deposit Agreements | Management | For | For |
| 8.16 | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements | Management | For | For |
| 8.17 | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements | Management | For | For |
| 8.18 | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreements on Temporary Possession and Use of Pipeline | Management | For | For |
| 8.19 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Stations | Management | For | For |
| 8.20 | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | Management | For | For |
| 8.21 | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 8.22 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | Management | For | For |
| 8.23 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | Management | For | For |
| 8.24 | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | Management | For | For |
| 8.25 | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Loan Facility Agreement | Management | For | For |
| 8.26 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 8.27 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions, and Special-Purpose Communications Installation | Management | For | For |
| 8.28 | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 8.29 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 8.30 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 8.31 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 8.32 | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 8.33 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 8.34 | Approve Related-Party Transaction with ZAO Gazprom Telecom Re: Agreement on Temporary Possession and Use of Communications Facilities | Management | For | For |
| 8.35 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | Management | For | For |
| 8.36 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Gas Distribution System | Management | For | For |
| 8.37 | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | Management | For | For |
| 8.38 | Approve Related-Party Transactions with OOO Gazprom Investoproekt: Re: Provision of Consulting Services | Management | For | For |
| 8.39 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | Management | For | For |
| 8.40 | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | Management | For | For |
| 8.41 | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | Management | For | For |
| 8.42 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | Management | For | For |
| 8.43 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Transportation of Gas | Management | For | For |
| 8.44 | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | Management | For | For |
| 8.45 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | Management | For | For |
| 8.46 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | Management | For | For |
| 8.47 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | Management | For | For |
| 8.48 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Declaration for Customs Purposes | Management | For | For |
| 8.49 | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | Management | For | For |
| 8.50 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | Management | For | For |
| 8.51 | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | Management | For | For |
| 8.52 | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas, Arranging of Injection, and Storage of Gas | Management | For | For |
| 8.53 | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase and Transportation of Gas | Management | For | For |
| 8.54 | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase and Transportation of Gas | Management | For | For |
| 8.55 | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Transportation of Gas | Management | For | For |
| 8.56 | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreement on Purchase and Transportation of Gas | Management | For | For |
| 8.57 | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | Management | For | For |
| 8.58 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
| 8.59 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
| 8.60 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
| 8.61 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
| 8.62 | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | Management | For | For |
| 8.63 | Approve Related-Party Transaction with ZAO Gazprom Telecom Re: Agreement on Investment Projects | Management | For | For |
| 8.64 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | Management | For | For |
| 8.65 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | Management | For | For |
| 8.66 | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | Management | For | For |
| 8.67 | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Deposit Agreements | Management | For | For |
| 8.68 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | Management | For | For |
| 8.69 | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Investment Projects | Management | For | For |
| 8.70 | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom's Specialized Subsidiaries | Management | For | For |
| 8.71 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | Management | For | For |
| 8.72 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | Management | For | For |
| 8.73 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | Management | For | For |
| 8.74 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | Management | For | For |
| 8.75 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Monitoring of Gas Facilities | Management | For | For |
| 8.76 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom's Employees | Management | For | For |
| 8.77 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | Management | For | For |
| 8.78 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | Management | For | For |
| 8.79 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transportation Vehicles Owned By Gazprom | Management | For | For |
| 8.80 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | Management | For | For |
| 8.81 | Approve Related-Party Transaction with Multiple Parties Re: Agreements on Arranging Stocktaking of Property | Management | For | For |
| 8.82 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.83 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | Management | For | For |
| 8.84 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.85 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.86 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.87 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.88 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.89 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.90 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.91 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.92 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.93 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.94 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.95 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.96 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.97 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.98 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.99 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation's Regions to Use of Gas | Management | For | For |
| 8.100 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.101 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.102 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.103 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | Management | For | For |
| 8.104 | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
| 8.105 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | Management | For | For |
| 8.106 | Approve Related-Party Transaction with OAO Beltransgaz Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
| 8.107 | Approve Related-Party Transaction with OOO Gazpromvyet, OOO Gaz-Oil, ZAO Yamalgazinvest, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
| 8.108 | Approve Related-Party Transaction with OAO Gazprom Gazenergoset Re: Agreement on Temporary Possession and Use of Special Equipment | Management | For | For |
| 8.109 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
| 8.110 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Exclusive License to Use OAO Gazprom's Trademarks | Management | For | For |
| 8.111 | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | Management | For | For |
| 8.112 | Approve Related-Party Transaction with Societe Generale Re: Guarantee Agreement for Securing Obligations of OOO Gazprom Export | Management | For | For |
| 8.113 | Approve Related-Party Transaction with State Corporation 'Bank for Development and Foreign Economic Affairs (Vnesheconombank)' Re: Loan Agreements | Management | For | For |
| 8.114 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | Management | For | For |
| 8.115 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | Management | For | For |
| 9.1 | Elect Andrey Akimov as Director | Management | None | Against |
| 9.2 | Elect Farit Gazizullin as Director | Management | None | Against |
| 9.3 | Elect Viktor Zubkov as Director | Management | None | Against |
| 9.4 | Elect Elena Karpel as Director | Management | None | Against |
| 9.5 | Elect Timur Kulibayev as Director | Management | None | Against |
| 9.6 | Elect Vitaliy Markelov as Director | Management | None | Against |
| 9.7 | Elect Viktor Martynov as Director | Management | None | Against |
| 9.8 | Elect Vladimir Mau as Director | Management | None | Against |
| 9.9 | Elect Aleksey Miller as Director | Management | None | Against |
| 9.10 | Elect Valery Musin as Director | Management | None | For |
| 9.11 | Elect Mikhail Sereda as Director | Management | None | Against |
| 9.12 | Elect Igor Yusufov as Director | Management | None | Against |
| 10.1 | Elect Dmitry Arkhipov as Member of Audit Commission | Management | For | For |
| 10.2 | Elect Andrey Belobrov as Member of Audit Commission | Management | For | Against |
| 10.3 | Elect Vadim Bikulov as Member of Audit Commission | Management | For | For |
| 10.4 | Elect Aleksey Mironov as Member of Audit Commission | Management | For | For |
| 10.5 | Elect Lidiya Morozova as Member of Audit Commission | Management | For | For |
| 10.6 | Elect Anna Nesterova as Member of Audit Commission | Management | For | For |
| 10.7 | Elect Georgiy Nozadze as Member of Audit Commission | Management | For | Against |
| 10.8 | Elect Yuriy Nosov as Member of Audit Commission | Management | For | For |
| 10.9 | Elect Karen Oganyan as Members of Audit Commission | Management | For | Against |
| 10.10 | Elect Maria Tikhonova as Member of Audit Commission | Management | For | For |
| 10.11 | Elect Aleksandr Yugov as Member of Audit Commission | Management | For | For |
| GAZPROM OAO Meeting Date: JUN 29, 2012 Record Date: MAY 10, 2012 Meeting Type: ANNUAL | ||||
| Ticker: GAZP Security ID: 368287207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Approve Terms of Allocation of Dividends | Management | For | For |
| 5 | Ratify ZAO PricewaterhouseCoopers as Auditor | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | Against |
| 7 | Approve Remuneration of Members of Audit Commission | Management | For | For |
| 8.1 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | Management | For | For |
| 8.2 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | Management | For | For |
| 8.3 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | Management | For | For |
| 8.4 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | Management | For | For |
| 8.5 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | Management | For | For |
| 8.6 | Approve Related-Party Transaction with OAO AB Rossiya Re: Loan Facility Agreement | Management | For | For |
| 8.7 | Approve Related-Party Transaction with OAO AB Rossiya Re: Loan Facility Agreement | Management | For | For |
| 8.8 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds and Placement of Monetary Funds As Minimum Balance On Bank Accounts | Management | For | For |
| 8.9 | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Transfer of Funds | Management | For | For |
| 8.10 | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, OAO AB Rossiya, and OAO Rosselkhozbank Re: Agreements on Using Electronic Payments System | Management | For | For |
| 8.11 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | Management | For | For |
| 8.12 | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | Management | For | For |
| 8.13 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees | Management | For | For |
| 8.14 | Approve Related-Party Transaction with OAO Bank VTB Re: Deposit Agreements | Management | For | For |
| 8.15 | Approve Related-Party Transaction with OAO Gazprombank Re: Deposit Agreements | Management | For | For |
| 8.16 | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements | Management | For | For |
| 8.17 | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements | Management | For | For |
| 8.18 | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreements on Temporary Possession and Use of Pipeline | Management | For | For |
| 8.19 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Stations | Management | For | For |
| 8.20 | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | Management | For | For |
| 8.21 | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 8.22 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | Management | For | For |
| 8.23 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | Management | For | For |
| 8.24 | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | Management | For | For |
| 8.25 | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Loan Facility Agreement | Management | For | For |
| 8.26 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 8.27 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions, and Special-Purpose Communications Installation | Management | For | For |
| 8.28 | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 8.29 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 8.30 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 8.31 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 8.32 | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 8.33 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 8.34 | Approve Related-Party Transaction with ZAO Gazprom Telecom Re: Agreement on Temporary Possession and Use of Communications Facilities | Management | For | For |
| 8.35 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | Management | For | For |
| 8.36 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Gas Distribution System | Management | For | For |
| 8.37 | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | Management | For | For |
| 8.38 | Approve Related-Party Transactions with OOO Gazprom Investoproekt: Re: Provision of Consulting Services | Management | For | For |
| 8.39 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | Management | For | For |
| 8.40 | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | Management | For | For |
| 8.41 | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | Management | For | For |
| 8.42 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | Management | For | For |
| 8.43 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Transportation of Gas | Management | For | For |
| 8.44 | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | Management | For | For |
| 8.45 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | Management | For | For |
| 8.46 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | Management | For | For |
| 8.47 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | Management | For | For |
| 8.48 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Declaration for Customs Purposes | Management | For | For |
| 8.49 | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | Management | For | For |
| 8.50 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | Management | For | For |
| 8.51 | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | Management | For | For |
| 8.52 | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas, Arranging of Injection, and Storage of Gas | Management | For | For |
| 8.53 | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase and Transportation of Gas | Management | For | For |
| 8.54 | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase and Transportation of Gas | Management | For | For |
| 8.55 | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Transportation of Gas | Management | For | For |
| 8.56 | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreement on Purchase and Transportation of Gas | Management | For | For |
| 8.57 | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | Management | For | For |
| 8.58 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
| 8.59 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
| 8.60 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
| 8.61 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
| 8.62 | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | Management | For | For |
| 8.63 | Approve Related-Party Transaction with ZAO Gazprom Telecom Re: Agreement on Investment Projects | Management | For | For |
| 8.64 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | Management | For | For |
| 8.65 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | Management | For | For |
| 8.66 | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | Management | For | For |
| 8.67 | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Deposit Agreements | Management | For | For |
| 8.68 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | Management | For | For |
| 8.69 | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Investment Projects | Management | For | For |
| 8.70 | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom's Specialized Subsidiaries | Management | For | For |
| 8.71 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | Management | For | For |
| 8.72 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | Management | For | For |
| 8.73 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | Management | For | For |
| 8.74 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | Management | For | For |
| 8.75 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Monitoring of Gas Facilities | Management | For | For |
| 8.76 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom's Employees | Management | For | For |
| 8.77 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | Management | For | For |
| 8.78 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | Management | For | For |
| 8.79 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transportation Vehicles Owned By Gazprom | Management | For | For |
| 8.80 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | Management | For | For |
| 8.81 | Approve Related-Party Transaction with Multiple Parties Re: Agreements on Arranging Stocktaking of Property | Management | For | For |
| 8.82 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.83 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | Management | For | For |
| 8.84 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.85 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.86 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.87 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.88 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.89 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.90 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.91 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.92 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.93 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.94 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.95 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.96 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.97 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.98 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.99 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation's Regions to Use of Gas | Management | For | For |
| 8.100 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.101 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.102 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 8.103 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | Management | For | For |
| 8.104 | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
| 8.105 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | Management | For | For |
| 8.106 | Approve Related-Party Transaction with OAO Beltransgaz Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
| 8.107 | Approve Related-Party Transaction with OOO Gazpromvyet, OOO Gaz-Oil, ZAO Yamalgazinvest, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
| 8.108 | Approve Related-Party Transaction with OAO Gazprom Gazenergoset Re: Agreement on Temporary Possession and Use of Special Equipment | Management | For | For |
| 8.109 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
| 8.110 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Exclusive License to Use OAO Gazprom's Trademarks | Management | For | For |
| 8.111 | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | Management | For | For |
| 8.112 | Approve Related-Party Transaction with Societe Generale Re: Guarantee Agreement for Securing Obligations of OOO Gazprom Export | Management | For | For |
| 8.113 | Approve Related-Party Transaction with State Corporation 'Bank for Development and Foreign Economic Affairs (Vnesheconombank)' Re: Loan Agreements | Management | For | For |
| 8.114 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | Management | For | For |
| 8.115 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | Management | For | For |
| 9.1 | Elect Andrey Akimov as Director | Management | None | Against |
| 9.2 | Elect Farit Gazizullin as Director | Management | None | Against |
| 9.3 | Elect Viktor Zubkov as Director | Management | None | Against |
| 9.4 | Elect Elena Karpel as Director | Management | None | Against |
| 9.5 | Elect Timur Kulibayev as Director | Management | None | Against |
| 9.6 | Elect Vitaliy Markelov as Director | Management | None | Against |
| 9.7 | Elect Viktor Martynov as Director | Management | None | Against |
| 9.8 | Elect Vladimir Mau as Director | Management | None | Against |
| 9.9 | Elect Aleksey Miller as Director | Management | None | Against |
| 9.10 | Elect Valery Musin as Director | Management | None | For |
| 9.11 | Elect Mikhail Sereda as Director | Management | None | Against |
| 9.12 | Elect Igor Yusufov as Director | Management | None | Against |
| 10.1 | Elect Dmitry Arkhipov as Member of Audit Commission | Management | For | For |
| 10.2 | Elect Andrey Belobrov as Member of Audit Commission | Management | For | Did Not Vote |
| 10.3 | Elect Vadim Bikulov as Member of Audit Commission | Management | For | For |
| 10.4 | Elect Aleksey Mironov as Member of Audit Commission | Management | For | For |
| 10.5 | Elect Lidiya Morozova as Member of Audit Commission | Management | For | For |
| 10.6 | Elect Anna Nesterova as Member of Audit Commission | Management | For | For |
| 10.7 | Elect Georgiy Nozadze as Member of Audit Commission | Management | For | Did Not Vote |
| 10.8 | Elect Yuriy Nosov as Member of Audit Commission | Management | For | For |
| 10.9 | Elect Karen Oganyan as Members of Audit Commission | Management | For | Against |
| 10.10 | Elect Maria Tikhonova as Member of Audit Commission | Management | For | For |
| 10.11 | Elect Aleksandr Yugov as Member of Audit Commission | Management | For | For |
| GENON ENERGY, INC. Meeting Date: MAY 09, 2012 Record Date: MAR 12, 2012 Meeting Type: ANNUAL | ||||
| Ticker: GEN Security ID: 37244E107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director E. Spencer Abraham | Management | For | For |
| 2 | Elect Director Terry G. Dallas | Management | For | For |
| 3 | Elect Director Thomas H. Johnson | Management | For | For |
| 4 | Elect Director Steven L. Miller | Management | For | For |
| 5 | Elect Director Elizabeth A. Moler | Management | For | For |
| 6 | Elect Director Edward R. Muller | Management | For | For |
| 7 | Elect Director Robert C. Murray | Management | For | For |
| 8 | Elect Director Laree E. Perez | Management | For | For |
| 9 | Elect Director Evan J. Silverstein | Management | For | For |
| 10 | Elect Director William L. Thacker | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 13 | Adopt Quantitative Goals for GHG and Other Air Emissions | Shareholder | Against | Against |
| GOODRICH PETROLEUM CORPORATION Meeting Date: MAY 17, 2012 Record Date: APR 05, 2012 Meeting Type: ANNUAL | ||||
| Ticker: GDP Security ID: 382410405 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Henry Goorich | Management | For | For |
| 1.2 | Elect Director Patrick E. Malloy, III | Management | For | For |
| 1.3 | Elect Director Michael J. Perdue | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HALLIBURTON COMPANY Meeting Date: MAY 16, 2012 Record Date: MAR 19, 2012 Meeting Type: ANNUAL | ||||
| Ticker: HAL Security ID: 406216101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Alan M. Bennett | Management | For | For |
| 2 | Elect Director James R. Boyd | Management | For | For |
| 3 | Elect Director Milton Carroll | Management | For | For |
| 4 | Elect Director Nance K. Dicciani | Management | For | For |
| 5 | Elect Director Murry S. Gerber | Management | For | For |
| 6 | Elect Director S. Malcolm Gillis | Management | For | For |
| 7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
| 8 | Elect Director David J. Lesar | Management | For | For |
| 9 | Elect Director Robert A. Malone | Management | For | For |
| 10 | Elect Director J. Landis Martin | Management | For | For |
| 11 | Elect Director Debra L. Reed | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| HANG LUNG PROPERTIES LTD. Meeting Date: OCT 18, 2011 Record Date: OCT 13, 2011 Meeting Type: ANNUAL | ||||
| Ticker: 00101 Security ID: Y30166105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Reelect Nelson Wai Leung Yuen as Director | Management | For | For |
| 3b | Reelect Shang Shing Yin as Director | Management | For | For |
| 3c | Reelect Hon Kwan Cheng as Director | Management | For | For |
| 3d | Reelect Laura Lok Yee Chen as Director | Management | For | Against |
| 3e | Reelect Pak Wai Liu as Director | Management | For | For |
| 3f | Authorize the Board of Directors to Fix Directors' Fees | Management | For | For |
| 4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 8 | Amend Articles Re: Corporate Communication | Management | For | For |
| HANG LUNG PROPERTIES LTD. Meeting Date: APR 18, 2012 Record Date: APR 13, 2012 Meeting Type: ANNUAL | ||||
| Ticker: 00101 Security ID: Y30166105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Reelect Ronald Joseph Arculli as Director | Management | For | Against |
| 3b | Reelect Ronnie Chichung Chan as Director | Management | For | For |
| 3c | Reelect Henry Tze Yin Yiu as Director | Management | For | For |
| 3d | Reelect Hau Cheong Ho as Director | Management | For | For |
| 3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 8 | Adopt New Share Option Scheme | Management | For | Against |
| HESS CORPORATION Meeting Date: MAY 02, 2012 Record Date: MAR 16, 2012 Meeting Type: ANNUAL | ||||
| Ticker: HES Security ID: 42809H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director J.B. Hess | Management | For | For |
| 2 | Elect Director S.W. Bodman | Management | For | For |
| 3 | Elect Director R. Lavizzo Mourey | Management | For | For |
| 4 | Elect Director C.G. Matthews | Management | For | For |
| 5 | Elect Director E.H. Von Metzsch | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | For |
| 9 | Declassify the Board of Directors | Shareholder | None | For |
| HUDBAY MINERALS INC. Meeting Date: JUN 14, 2012 Record Date: MAY 02, 2012 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: HBM Security ID: 443628102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Increase in the Maximum Number of Directors from Nine to Ten | Management | For | For |
| 2.1 | Elect Director J. Bruce Barraclough | Management | For | For |
| 2.2 | Elect Director Roque Benavides | Management | For | For |
| 2.3 | Elect Director David Garofalo | Management | For | For |
| 2.4 | Elect Director Tom A. Goodman | Management | For | For |
| 2.5 | Elect Director Alan R. Hibben | Management | For | For |
| 2.6 | Elect Director W. Warren Holmes | Management | For | For |
| 2.7 | Elect Director John L. Knowles | Management | For | For |
| 2.8 | Elect Director Alan J. Lenczner | Management | For | For |
| 2.9 | Elect Director Kenneth G. Stowe | Management | For | For |
| 2.10 | Elect Director G. Wesley Voorheis | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| IAMGOLD CORPORATION Meeting Date: MAY 14, 2012 Record Date: APR 10, 2012 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: IMG Security ID: 450913108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John E. Caldwell | Management | For | For |
| 1.2 | Elect Director Donald K. Charter | Management | For | For |
| 1.3 | Elect Director W. Robert Dengler | Management | For | For |
| 1.4 | Elect Director Guy G. Dufresne | Management | For | For |
| 1.5 | Elect Director Richard J. Hall | Management | For | For |
| 1.6 | Elect Director Stephen J.J. Letwin | Management | For | For |
| 1.7 | Elect Director Mahendra Naik | Management | For | For |
| 1.8 | Elect Director William D. Pugliese | Management | For | For |
| 1.9 | Elect Director John T. Shaw | Management | For | For |
| 1.10 | Elect Director Timothy R. Snider | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Re-approve Share Incentive Plan | Management | For | For |
| INTERNATIONAL PAPER COMPANY Meeting Date: MAY 07, 2012 Record Date: MAR 13, 2012 Meeting Type: ANNUAL | ||||
| Ticker: IP Security ID: 460146103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David J. Bronczek | Management | For | For |
| 2 | Elect Director Ahmet C. Dorduncu | Management | For | For |
| 3 | Elect Director John V. Faraci | Management | For | For |
| 4 | Elect Director Stacey J. Mobley | Management | For | For |
| 5 | Elect Director Joan E. Spero | Management | For | For |
| 6 | Elect Director John L. Townsend, Iii | Management | For | For |
| 7 | Elect Director John F. Turner | Management | For | For |
| 8 | Elect Director William G. Walter | Management | For | For |
| 9 | Elect Director J. Steven Whisler | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| JOY GLOBAL INC. Meeting Date: MAR 06, 2012 Record Date: JAN 06, 2012 Meeting Type: ANNUAL | ||||
| Ticker: JOY Security ID: 481165108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven L. Gerard | Management | For | For |
| 1.2 | Elect Director John T. Gremp | Management | For | For |
| 1.3 | Elect Director John Nils Hanson | Management | For | For |
| 1.4 | Elect Director Gale E. Klappa | Management | For | For |
| 1.5 | Elect Director Richard B. Loynd | Management | For | For |
| 1.6 | Elect Director P. Eric Siegert | Management | For | For |
| 1.7 | Elect Director Michael W. Sutherlin | Management | For | For |
| 1.8 | Elect Director James H. Tate | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| KANSAS CITY SOUTHERN Meeting Date: MAY 03, 2012 Record Date: MAR 05, 2012 Meeting Type: ANNUAL | ||||
| Ticker: KSU Security ID: 485170302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lu M. Cordova | Management | For | For |
| 1.2 | Elect Director Michael R. Haverty | Management | For | For |
| 1.3 | Elect Director Thomas A. McDonnell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Management | For | For |
| 4 | Eliminate Cumulative Voting | Management | For | For |
| 5 | Amend Certificate of Incorporation | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| KOSMOS ENERGY LTD. Meeting Date: MAY 11, 2012 Record Date: MAR 20, 2012 Meeting Type: ANNUAL | ||||
| Ticker: KOS Security ID: G5315B107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John R. Kemp III | Management | For | Withhold |
| 1.2 | Elect Director Brian F. Maxted | Management | For | For |
| 1.3 | Elect Director David I. Foley | Management | For | For |
| 1.4 | Elect Director David B. Krieger | Management | For | For |
| 1.5 | Elect Director Joseph P. Landy | Management | For | For |
| 1.6 | Elect Director Prakash A. Melwani | Management | For | Withhold |
| 1.7 | Elect Director Adebayo ("Bayo") O. Ogunlesi | Management | For | For |
| 1.8 | Elect Director Chris Tong | Management | For | For |
| 1.9 | Elect Director Christopher A. Wright | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| LAREDO PETROLEUM HOLDINGS, INC. Meeting Date: MAY 16, 2012 Record Date: MAR 23, 2012 Meeting Type: ANNUAL | ||||
| Ticker: LPI Security ID: 516806106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randy A. Foutch | Management | For | For |
| 1.2 | Elect Director Jerry R. Schuyler | Management | For | For |
| 1.3 | Elect Director Peter R. Kagan | Management | For | Withhold |
| 1.4 | Elect Director James R. Levy | Management | For | Withhold |
| 1.5 | Elect Director B.Z. (Bill) Parker | Management | For | For |
| 1.6 | Elect Director Pamela S. Pierce | Management | For | For |
| 1.7 | Elect Director Ambassador Francis Rooney | Management | For | For |
| 1.8 | Elect Director Myles W. Scoggins | Management | For | For |
| 1.9 | Elect Director Edmund P. Segner, III | Management | For | For |
| 1.10 | Elect Director Donald D. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| LOUISIANA-PACIFIC CORPORATION Meeting Date: MAY 04, 2012 Record Date: MAR 05, 2012 Meeting Type: ANNUAL | ||||
| Ticker: LPX Security ID: 546347105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Archie W. Dunham | Management | For | For |
| 1.2 | Elect Director Daniel K. Frierson | Management | For | For |
| 1.3 | Elect Director Curtis M. Stevens | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LYONDELLBASELL INDUSTRIES N.V. Meeting Date: MAY 09, 2012 Record Date: APR 11, 2012 Meeting Type: ANNUAL | ||||
| Ticker: LYB Security ID: N53745100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Robin Buchanan as Class II Director to the Supervisory Board | Management | For | For |
| 1b | Elect Stephen F. Cooper as Class II Director to the Supervisory Board | Management | For | For |
| 1c | Elect Robert G. Gwin as Class II Director to the Supervisory Board | Management | For | For |
| 1d | Elect Marvin O. Schlanger as Class II Director to the Supervisory Board | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | Against |
| 8 | Approve Dividends of USD 0.25 Per Share | Management | For | For |
| 9 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| MARATHON PETROLEUM CORPORATION Meeting Date: APR 25, 2012 Record Date: FEB 27, 2012 Meeting Type: ANNUAL | ||||
| Ticker: MPC Security ID: 56585A102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David A. Daberko | Management | For | For |
| 1.2 | Elect Director Donna A. James | Management | For | For |
| 1.3 | Elect Director Charles R. Lee | Management | For | For |
| 1.4 | Elect Director Seth E. Schofield | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MARTIN MARIETTA MATERIALS, INC. Meeting Date: MAY 24, 2012 Record Date: MAR 16, 2012 Meeting Type: ANNUAL | ||||
| Ticker: MLM Security ID: 573284106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David G. Maffucci | Management | For | For |
| 1.2 | Elect Director William E. McDonald | Management | For | For |
| 1.3 | Elect Director Frank H. Menaker, Jr. | Management | For | For |
| 1.4 | Elect Director Richard A. Vinroot | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MATADOR RESOURCES COMPANY Meeting Date: JUN 07, 2012 Record Date: APR 26, 2012 Meeting Type: ANNUAL | ||||
| Ticker: MTDR Security ID: 576485205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael C. Ryan | Management | For | For |
| 1.2 | Elect Director Margaret B. Shannon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| MCDERMOTT INTERNATIONAL, INC. Meeting Date: MAY 10, 2012 Record Date: MAR 12, 2012 Meeting Type: ANNUAL | ||||
| Ticker: MDR Security ID: 580037109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John F. Bookout, III | Management | For | For |
| 1.2 | Elect Director Roger A. Brown | Management | For | For |
| 1.3 | Elect Director Stephen G. Hanks | Management | For | For |
| 1.4 | Elect Director Stephen M. Johnson | Management | For | For |
| 1.5 | Elect Director D. Bradley McWilliams | Management | For | For |
| 1.6 | Elect Director Thomas C. Schievelbein | Management | For | For |
| 1.7 | Elect Director Mary Shafer-Malicki | Management | For | For |
| 1.8 | Elect Director David A. Trice | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MDU RESOURCES GROUP, INC. Meeting Date: APR 24, 2012 Record Date: FEB 24, 2012 Meeting Type: ANNUAL | ||||
| Ticker: MDU Security ID: 552690109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Thomas Everist | Management | For | For |
| 2 | Elect Director Karen B. Fagg | Management | For | For |
| 3 | Elect Director Terry D. Hildestad | Management | For | For |
| 4 | Elect Director A. Bart Holaday | Management | For | For |
| 5 | Elect Director Dennis W. Johnson | Management | For | For |
| 6 | Elect Director Thomas C. Knudson | Management | For | For |
| 7 | Elect Director Richard H. Lewis | Management | For | For |
| 8 | Elect Director Patricia L. Moss | Management | For | For |
| 9 | Elect Director Harry J. Pearce | Management | For | For |
| 10 | Elect Director John K. Wilson | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MONSANTO COMPANY Meeting Date: JAN 24, 2012 Record Date: NOV 28, 2011 Meeting Type: ANNUAL | ||||
| Ticker: MON Security ID: 61166W101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Directors Janice L. Fields | Management | For | For |
| 2 | Elect Directors Hugh Grant | Management | For | For |
| 3 | Elect Directors C. Steven McMillan | Management | For | For |
| 4 | Elect Directors Robert J. Stevens | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| 8 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Against |
| MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS S.A Meeting Date: APR 30, 2012 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: MULT3 Security ID: P69913104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | Against |
| 4 | Approve Remuneration of Company's Management | Management | For | For |
| MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS S.A Meeting Date: APR 30, 2012 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: MULT3 Security ID: P69913104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles | Management | For | For |
| 2 | Consolidate Bylaws | Management | For | For |
| MURPHY OIL CORPORATION Meeting Date: MAY 09, 2012 Record Date: MAR 12, 2012 Meeting Type: ANNUAL | ||||
| Ticker: MUR Security ID: 626717102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Frank W. Blue | Management | For | For |
| 2 | Elect Director Steven A. Cosse | Management | For | For |
| 3 | Elect Director Claiborne P. Deming | Management | For | For |
| 4 | Elect Director Robert A. Hermes | Management | For | For |
| 5 | Elect Director James V. Kelley | Management | For | For |
| 6 | Elect Director Walentin Mirosh | Management | For | For |
| 7 | Elect Director R. Madison Murphy | Management | For | For |
| 8 | Elect Director Neal E. Schmale | Management | For | For |
| 9 | Elect Director David J.H. Smith | Management | For | For |
| 10 | Elect Director Caroline G. Theus | Management | For | For |
| 11 | Elect Director David M. Wood | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Approve Omnibus Stock Plan | Management | For | For |
| 14 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| NEWFIELD EXPLORATION COMPANY Meeting Date: MAY 04, 2012 Record Date: MAR 09, 2012 Meeting Type: ANNUAL | ||||
| Ticker: NFX Security ID: 651290108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Lee K. Boothby | Management | For | For |
| 2 | Elect Director Philip J. Burguieres | Management | For | For |
| 3 | Elect Director Pamela J. Gardner | Management | For | For |
| 4 | Elect Director John Randolph Kemp, III | Management | For | For |
| 5 | Elect Director J. Michael Lacey | Management | For | For |
| 6 | Elect Director Joseph H. Netherland | Management | For | For |
| 7 | Elect Director Howard H. Newman | Management | For | For |
| 8 | Elect Director Thomas G. Ricks | Management | For | For |
| 9 | Elect Director Juanita F. Romans | Management | For | For |
| 10 | Elect Director C. E. Shultz | Management | For | For |
| 11 | Elect Director J. Terry Strange | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NEXEN INC. Meeting Date: APR 25, 2012 Record Date: MAR 06, 2012 Meeting Type: ANNUAL | ||||
| Ticker: NXY Security ID: 65334H102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William B. Berry | Management | For | For |
| 1.2 | Elect Director Robert G. Bertram | Management | For | For |
| 1.3 | Elect Director Thomas W. Ebbern | Management | For | For |
| 1.4 | Elect Director S. Barry Jackson | Management | For | For |
| 1.5 | Elect Director Kevin J. Jenkins | Management | For | For |
| 1.6 | Elect Director A. Anne McLellan | Management | For | For |
| 1.7 | Elect Director Eric P. Newell | Management | For | For |
| 1.8 | Elect Director Thomas C. O'Neill | Management | For | For |
| 1.9 | Elect Director Kevin J. Reinhart | Management | For | For |
| 1.10 | Elect Director Francis M. Saville | Management | For | For |
| 1.11 | Elect Director Arthur R.A. Scace | Management | For | For |
| 1.12 | Elect Director John M. Willson | Management | For | For |
| 1.13 | Elect Director Victor J. Zaleschuk | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| NOBLE CORPORATION Meeting Date: APR 27, 2012 Record Date: APR 09, 2012 Meeting Type: ANNUAL | ||||
| Ticker: NE Security ID: H5833N103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Decrease in Size of Board | Management | For | For |
| 2.1 | Elect Director Julie H. Edwards | Management | For | For |
| 2.2 | Elect Director David W. Williams | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Dividends | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
| 6 | Approve Discharge of Board and Senior Management | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | For |
| OPHIR ENERGY PLC Meeting Date: JUN 19, 2012 Record Date: JUN 15, 2012 Meeting Type: ANNUAL | ||||
| Ticker: OPHR Security ID: G6768E101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Ronald Blakely as Director | Management | For | For |
| 4 | Elect Dr Nicholas Cooper as Director | Management | For | For |
| 5 | Elect Patrick Spink as Director | Management | For | For |
| 6 | Re-elect Nicholas Smith as Director | Management | For | For |
| 7 | Re-elect Jonathan Taylor as Director | Management | For | For |
| 8 | Re-elect John Lander as Director | Management | For | For |
| 9 | Re-elect Dennis McShane as Director | Management | For | For |
| 10 | Re-elect Lyndon Powell as Director | Management | For | For |
| 11 | Re-elect Rajan Tandon as Director | Management | For | For |
| 12 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 18 | Approve Deferred Share Plan | Management | For | For |
| 19 | Amend Long-Term Incentive Plan | Management | For | For |
| 20 | Approve EU Political Donations and Expenditure | Management | For | For |
| OSISKO MINING CORPORATION Meeting Date: MAY 10, 2012 Record Date: MAR 23, 2012 Meeting Type: ANNUAL | ||||
| Ticker: OSK Security ID: 688278100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Victor H. Bradley | Management | For | For |
| 1.2 | Elect Director Marcel Cote | Management | For | For |
| 1.3 | Elect Director Michele Darling | Management | For | For |
| 1.4 | Elect Director Staph Leavenworth Bakali | Management | For | For |
| 1.5 | Elect Director William A. MacKinnon | Management | For | For |
| 1.6 | Elect Director Sean Roosen | Management | For | For |
| 1.7 | Elect Director Norman Storm | Management | For | For |
| 1.8 | Elect Director Gary A. Sugar | Management | For | For |
| 1.9 | Elect Director Serge Vezina | Management | For | For |
| 1.10 | Elect Director Robert Wares | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| PACIFIC RUBIALES ENERGY CORP. Meeting Date: MAY 31, 2012 Record Date: MAY 02, 2012 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: PRE Security ID: 69480U206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Twelve | Management | For | For |
| 2 | Elect Director Serafino Iacono | Management | For | For |
| 3 | Elect Director Miguel de la Campa | Management | For | Withhold |
| 4 | Elect Director Ronald Pantin | Management | For | For |
| 5 | Elect Director Jose Francisco Arata | Management | For | For |
| 6 | Elect Director German Efromovich | Management | For | For |
| 7 | Elect Director Neil Woodyer | Management | For | For |
| 8 | Elect Director Augusto Lopez | Management | For | For |
| 9 | Elect Director Miguel Rodriguez | Management | For | For |
| 10 | Elect Director Victor Rivera | Management | For | For |
| 11 | Elect Director Hernan Martinez | Management | For | For |
| 12 | Elect Director Dennis Mills | Management | For | For |
| 13 | Elect Director Francisco Sole | Management | For | For |
| 14 | Approve Ernst and Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 15 | Approve Shareholder Rights Plan | Management | For | For |
| PEABODY ENERGY CORPORATION Meeting Date: MAY 01, 2012 Record Date: MAR 12, 2012 Meeting Type: ANNUAL | ||||
| Ticker: BTU Security ID: 704549104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director William A. Coley | Management | For | For |
| 1.3 | Elect Director William E. James | Management | For | For |
| 1.4 | Elect Director Robert B. Karn, III | Management | For | For |
| 1.5 | Elect Director M. Frances Keeth | Management | For | For |
| 1.6 | Elect Director Henry E. Lentz | Management | For | For |
| 1.7 | Elect Director Robert A. Malone | Management | For | For |
| 1.8 | Elect Director William C. Rusnack | Management | For | For |
| 1.9 | Elect Director John F. Turner | Management | For | For |
| 1.10 | Elect Director Sandra A. Van Trease | Management | For | For |
| 1.11 | Elect Director Alan H. Washkowitz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| PETRA DIAMONDS LTD. Meeting Date: NOV 28, 2011 Record Date: NOV 23, 2011 Meeting Type: SPECIAL | ||||
| Ticker: PDL Security ID: G70278109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Patrick Bartlett as Director | Management | For | For |
| 2 | Elect Alexander Hamilton as Director | Management | For | For |
| 3 | Adopt New By-Laws | Management | For | For |
| PETRA DIAMONDS LTD. Meeting Date: JAN 27, 2012 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: PDL Security ID: G70278109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Reappoint BDO LLP as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
| 4 | Elect Adonis Pouroulis as Director | Management | For | For |
| 5 | Elect Christoffel Dippenaar as Director | Management | For | For |
| 6 | Elect David Abery as Director | Management | For | For |
| 7 | Elect James Davidson as Director | Management | For | For |
| 8 | Elect Omar Kamal as Director | Management | For | For |
| 9 | Elect Patrick Bartlett as Director | Management | For | For |
| 10 | Elect Gordon Hamilton as Director | Management | For | For |
| 11 | Approve Performance Share Plan | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 13 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| PETROLEO BRASILEIRO SA-PETROBRAS Meeting Date: MAR 19, 2012 Record Date: FEB 27, 2012 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: PETR4 Security ID: 71654V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
| 2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4a | Elect Directors Appointed by Controlling Shareholder | Management | For | For |
| 4b | Elect Directors Appointed by Minority Shareholders | Management | For | For |
| 5 | Elect Board Chairman | Management | For | For |
| 6a | Elect Fiscal Council Members and Alternates Appointed by Controlling Shareholder | Management | For | For |
| 6b | Elect Fiscal Council Members and Alternates Appointed by Minority Shareholders | Management | For | For |
| 7 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
| 1 | Authorize Capitalization of Reserves Without Issuance of New Shares | Management | For | For |
| PETROMINERALES LTD. Meeting Date: MAY 10, 2012 Record Date: APR 02, 2012 Meeting Type: ANNUAL | ||||
| Ticker: PMG Security ID: 71673R107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alastair Macdonald | Management | For | For |
| 1.2 | Elect Director Kenneth R. McKinnon | Management | For | For |
| 1.3 | Elect Director Jerald L. Oaks | Management | For | For |
| 1.4 | Elect Director Ernesto Sarpi | Management | For | For |
| 1.5 | Elect Director Enrique Umana-Valenzuela | Management | For | For |
| 1.6 | Elect Director John D. Wright | Management | For | For |
| 1.7 | Elect Director Geir Ytreland | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | Against |
| POTASH CORPORATION OF SASKATCHEWAN INC. Meeting Date: MAY 17, 2012 Record Date: MAR 19, 2012 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: POT Security ID: 73755L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C. M. Burley | Management | For | For |
| 1.2 | Elect Director D. G. Chynoweth | Management | For | For |
| 1.3 | Elect Director D. Clauw | Management | For | For |
| 1.4 | Elect Director W. J. Doyle | Management | For | For |
| 1.5 | Elect Director J. W. Estey | Management | For | For |
| 1.6 | Elect Director G. W. Grandey | Management | For | For |
| 1.7 | Elect Director C. S. Hoffman | Management | For | For |
| 1.8 | Elect Director D. J. Howe | Management | For | For |
| 1.9 | Elect Director A. D. Laberge | Management | For | For |
| 1.10 | Elect Director K.G. Martell | Management | For | For |
| 1.11 | Elect Director J. J. McCaig | Management | For | For |
| 1.12 | Elect Director M. Mogford | Management | For | For |
| 1.13 | Elect Director E. Viyella de Paliza | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Approve 2012 Performance Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| PRAXAIR, INC. Meeting Date: APR 24, 2012 Record Date: MAR 01, 2012 Meeting Type: ANNUAL | ||||
| Ticker: PX Security ID: 74005P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen F. Angel | Management | For | For |
| 1.2 | Elect Director Oscar Bernardes | Management | For | For |
| 1.3 | Elect Director Bret K. Clayton | Management | For | For |
| 1.4 | Elect Director Nance K. Dicciani | Management | For | For |
| 1.5 | Elect Director Edward G. Galante | Management | For | For |
| 1.6 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.7 | Elect Director Ira D. Hall | Management | For | For |
| 1.8 | Elect Director Raymond W. LeBoeuf | Management | For | For |
| 1.9 | Elect Director Larry D. McVay | Management | For | For |
| 1.10 | Elect Director Wayne T. Smith | Management | For | For |
| 1.11 | Elect Director Robert L. Wood | Management | For | For |
| 2 | Provide Right to Call Special Meeting | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
| 5 | Ratify Auditors | Management | For | For |
| QEP RESOURCES, INC. Meeting Date: MAY 15, 2012 Record Date: MAR 16, 2012 Meeting Type: ANNUAL | ||||
| Ticker: QEP Security ID: 74733V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Phillips S. Baker | Management | For | For |
| 1.2 | Elect Director Charles B. Stanley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | None | For |
| QGEP PARTICIPACOES S. A. Meeting Date: APR 16, 2012 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: QGEP3 Security ID: P7920K100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | For |
| QGEP PARTICIPACOES S. A. Meeting Date: APR 16, 2012 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: QGEP3 Security ID: P7920K100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | For |
| 2 | Amend Articles Re: Novo Mercado Regulations | Management | For | For |
| QUANTA SERVICES, INC. Meeting Date: MAY 17, 2012 Record Date: MAR 19, 2012 Meeting Type: ANNUAL | ||||
| Ticker: PWR Security ID: 74762E102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director James R. Ball | Management | For | For |
| 2 | Elect Director John R. Colson | Management | For | For |
| 3 | Elect Director J. Michal Conaway | Management | For | For |
| 4 | Elect Director Ralph R. DiSibio | Management | For | For |
| 5 | Elect Director Vincent D. Foster | Management | For | For |
| 6 | Elect Director Bernard Fried | Management | For | For |
| 7 | Elect Director Louis C. Golm | Management | For | For |
| 8 | Elect Director Worthing F. Jackman | Management | For | For |
| 9 | Elect Director James F. O'Neil III | Management | For | For |
| 10 | Elect Director Bruce Ranck | Management | For | For |
| 11 | Elect Director Pat Wood, III | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RANGE RESOURCES CORPORATION Meeting Date: MAY 23, 2012 Record Date: MAR 26, 2012 Meeting Type: ANNUAL | ||||
| Ticker: RRC Security ID: 75281A109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Charles L. Blackburn | Management | For | For |
| 2 | Elect Director Anthony V. Dub | Management | For | For |
| 3 | Elect Director V. Richard Eales | Management | For | For |
| 4 | Elect Director Allen Finkelson | Management | For | For |
| 5 | Elect Director James M. Funk | Management | For | For |
| 6 | Elect Director Jonathan S. Linker | Management | For | For |
| 7 | Elect Director Kevin S. McCarthy | Management | For | For |
| 8 | Elect Director John H. Pinkerton | Management | For | For |
| 9 | Elect Director Jeffrey L. Ventura | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| 13 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| REPSOL SA Meeting Date: MAY 30, 2012 Record Date: MAY 23, 2012 Meeting Type: ANNUAL | ||||
| Ticker: REP Security ID: E8471S130 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Individual and Consolidated Financial Statements and Statutory Reports for FY 2011, Allocation of Income, and Distribution of Dividends | Management | For | For |
| 2 | Approve Discharge of Directors | Management | For | For |
| 3 | Reelect Deloitte as Auditor of Individual and Consolidated Accounts | Management | For | For |
| 4 | Amend Articles of Association and General Meeting Regulations Re: Alignment with Applicable Law | Management | For | For |
| 5 | Amend Articles Re: Board of Directors and Corporate Governance | Management | For | For |
| 6 | Amend Articles of Association and General Meeting Regulations Re: Conflicts of Interest | Management | For | For |
| 7 | Reelect Isidro Faine Casas as Director | Management | For | Abstain |
| 8 | Reelect Juan Maria Nin Genova as Director | Management | For | Abstain |
| 9 | Approve 2012-2013 Shares-in-lieu-of-Cash Plan | Management | For | For |
| 10 | Approve Increase in Capital against Voluntary Reserves | Management | For | For |
| 11 | Approve Increase in Capital against Voluntary Reserves | Management | For | For |
| 12 | Change Company Name and Amend Article 1 Accordingly | Management | For | For |
| 13 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 8.4 Billion | Management | For | For |
| 14 | Approve Company's Corporate Web Site | Management | For | For |
| 15 | Advisory Vote on Remuneration Report | Management | For | Against |
| 16 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| ROYAL DUTCH SHELL PLC Meeting Date: MAY 22, 2012 Record Date: APR 12, 2012 Meeting Type: ANNUAL | ||||
| Ticker: RDSB Security ID: 780259206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Sir Nigel Sheinwald as Director | Management | For | For |
| 4 | Re-elect Josef Ackermann as Director | Management | For | For |
| 5 | Re-elect Guy Elliott as Director | Management | For | For |
| 6 | Re-elect Simon Henry as Director | Management | For | For |
| 7 | Re-elect Charles Holliday as Director | Management | For | For |
| 8 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 9 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 10 | Re-elect Jorma Ollila as Director | Management | For | For |
| 11 | Re-elect Linda Stuntz as Director | Management | For | For |
| 12 | Re-elect Jeroen van der Veer as Director | Management | For | For |
| 13 | Re-elect Peter Voser as Director | Management | For | For |
| 14 | Re-elect Hans Wijers as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| SALAMANDER ENERGY PLC Meeting Date: JUN 22, 2012 Record Date: JUN 20, 2012 Meeting Type: ANNUAL | ||||
| Ticker: SMDR Security ID: G7779L100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Re-elect Charles Jamieson as Director | Management | For | For |
| 6 | Re-elect James Menzies as Director | Management | For | For |
| 7 | Re-elect Michael Buck as Director | Management | For | For |
| 8 | Elect Dr Jonathan Copus as Director | Management | For | For |
| 9 | Re-elect Michael Pavia as Director | Management | For | For |
| 10 | Re-elect Struan Robertson as Director | Management | For | For |
| 11 | Re-elect John Crowle as Director | Management | For | For |
| 12 | Re-elect Robert Cathery as Director | Management | For | For |
| 13 | Elect Dr Carol Bell as Director | Management | For | For |
| 14 | Approve EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| SCHLUMBERGER LIMITED Meeting Date: APR 11, 2012 Record Date: FEB 22, 2012 Meeting Type: ANNUAL | ||||
| Ticker: SLB Security ID: 806857108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter L.S. Currie | Management | For | For |
| 1.2 | Elect Director Tony Isaac | Management | For | For |
| 1.3 | Elect Director K. Vaman Kamath | Management | For | For |
| 1.4 | Elect Director Paal Kibsgaard | Management | For | For |
| 1.5 | Elect Director Nikolay Kudryavtsev | Management | For | For |
| 1.6 | Elect Director Adrian Lajous | Management | For | For |
| 1.7 | Elect Director Michael E. Marks | Management | For | For |
| 1.8 | Elect Director Elizabeth Moler | Management | For | For |
| 1.9 | Elect Director Lubna S. Olayan | Management | For | For |
| 1.10 | Elect Director Leo Rafael Reif | Management | For | For |
| 1.11 | Elect Director Tore I. Sandvold | Management | For | For |
| 1.12 | Elect Director Henri Seydoux | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| SIMON PROPERTY GROUP, INC. Meeting Date: MAY 17, 2012 Record Date: MAR 19, 2012 Meeting Type: ANNUAL | ||||
| Ticker: SPG Security ID: 828806109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Melvyn E. Bergstein | Management | For | For |
| 2 | Elect Director Larry C. Glasscock | Management | For | For |
| 3 | Elect Director Karen N. Horn | Management | For | For |
| 4 | Elect Director Allan Hubbard | Management | For | For |
| 5 | Elect Director Reuben S. Leibowitz | Management | For | For |
| 6 | Elect Director Daniel C. Smith | Management | For | For |
| 7 | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| SM ENERGY COMPANY Meeting Date: MAY 23, 2012 Record Date: MAR 26, 2012 Meeting Type: ANNUAL | ||||
| Ticker: SM Security ID: 78454L100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Barbara M. Baumann | Management | For | For |
| 2 | Elect Director Anthony J. Best | Management | For | For |
| 3 | Elect Director Larry W. Bickle | Management | For | For |
| 4 | Elect Director Stephen R. Brand | Management | For | For |
| 5 | Elect Director William J. Gardiner | Management | For | For |
| 6 | Elect Director Julio M. Quintana | Management | For | For |
| 7 | Elect Director John M. Seidl | Management | For | For |
| 8 | Elect Director William D. Sullivan | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. (SQM) Meeting Date: APR 26, 2012 Record Date: APR 03, 2012 Meeting Type: ANNUAL | ||||
| Ticker: SQM-B Security ID: 833635105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Annual Report, Financial Statements, Internal Statutory Auditors' Report and External Auditor Reports, and Statutory Reports for Fiscal Year 2011 | Management | For | For |
| 2 | Elect External Auditors and Internal Statutory Auditors for Fiscal Year 2012 | Management | For | For |
| 3 | Receive Special Auditors' Report Regarding Related-Party Transactions | Management | For | For |
| 4 | Approve Investment and Financing Policy | Management | For | For |
| 5 | Approve Allocation of Income for Fiscal Year 2011 and Dividends, and Dividend Policy | Management | For | For |
| 6 | Receive Board's Expenses for Fiscal Year 2011 | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Receive Issues Related to Directors' and Audit Committees | Management | For | Against |
| 9 | Other Business (Voting) | Management | For | Against |
| SOUTHWESTERN ENERGY COMPANY Meeting Date: MAY 22, 2012 Record Date: MAR 30, 2012 Meeting Type: ANNUAL | ||||
| Ticker: SWN Security ID: 845467109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
| 2 | Elect Director Robert L. Howard | Management | For | For |
| 3 | Elect Director Catherine A. Kehr | Management | For | For |
| 4 | Elect Director Greg D. Kerley | Management | For | For |
| 5 | Elect Director Harold M. Korell | Management | For | For |
| 6 | Elect Director Vello A. Kuuskraa | Management | For | For |
| 7 | Elect Director Kenneth R. Mourton | Management | For | For |
| 8 | Elect Director Steven L. Mueller | Management | For | For |
| 9 | Elect Director Charles E. Scharlau | Management | For | For |
| 10 | Elect Director Alan H. Stevens | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Stock Retention/Holding Period | Shareholder | Against | Against |
| SPECTRA ENERGY CORP Meeting Date: MAY 01, 2012 Record Date: MAR 05, 2012 Meeting Type: ANNUAL | ||||
| Ticker: SE Security ID: 847560109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William T. Esrey | Management | For | For |
| 1.2 | Elect Director Gregory L. Ebel | Management | For | For |
| 1.3 | Elect Director Austin A. Adams | Management | For | For |
| 1.4 | Elect Director Joseph Alvarado | Management | For | For |
| 1.5 | Elect Director Pamela L. Carter | Management | For | For |
| 1.6 | Elect Director F. Anthony Comper | Management | For | For |
| 1.7 | Elect Director Peter B. Hamilton | Management | For | For |
| 1.8 | Elect Director Dennis R. Hendrix | Management | For | For |
| 1.9 | Elect Director Michael McShane | Management | For | For |
| 1.10 | Elect Director Joseph H. Netherland | Management | For | For |
| 1.11 | Elect Director Michael E.J. Phelps | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SUBSEA 7 S.A. Meeting Date: JUN 22, 2012 Record Date: MAY 21, 2012 Meeting Type: ANNUAL | ||||
| Ticker: SUBC Security ID: L8882U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Board's and Auditor's Reports | Management | For | Did Not Vote |
| 2 | Approve Financial Statements | Management | For | Did Not Vote |
| 3 | Approve Consolidated Financial Statements | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of USD 0.60 per Share | Management | For | Did Not Vote |
| 5 | Approve Discharge of Directors | Management | For | Did Not Vote |
| 6 | Appoint Deloitte as Auditor | Management | For | Did Not Vote |
| 7 | Reelect Kristian Siem as Director | Management | For | Did Not Vote |
| 8 | Reelect Peter Mason as Director | Management | For | Did Not Vote |
| 9 | Reelect Jean Cahuzac as Director | Management | For | Did Not Vote |
| 10 | Reelect Robert Long as Director | Management | For | Did Not Vote |
| 11 | Ratify Co-option of and Reelect Eystein Eriksrud as Director | Management | For | Did Not Vote |
| 12 | Approve Extraordinary Dividends | Management | For | Did Not Vote |
| SUNCOR ENERGY INC Meeting Date: MAY 01, 2012 Record Date: MAR 05, 2012 Meeting Type: ANNUAL | ||||
| Ticker: SU Security ID: 867224107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mel E. Benson | Management | For | For |
| 1.2 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.3 | Elect Director John T. Ferguson | Management | For | For |
| 1.4 | Elect Director W. Douglas Ford | Management | For | For |
| 1.5 | Elect Director Paul Haseldonckx | Management | For | For |
| 1.6 | Elect Director John R. Huff | Management | For | For |
| 1.7 | Elect Director Jacques Lamarre | Management | For | For |
| 1.8 | Elect Director Maureen McCaw | Management | For | For |
| 1.9 | Elect Director Michael W. O'Brien | Management | For | For |
| 1.10 | Elect Director James W. Simpson | Management | For | For |
| 1.11 | Elect Director Eira M. Thomas | Management | For | For |
| 1.12 | Elect Director Steven W. Williams | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| TECHNIP Meeting Date: APR 26, 2012 Record Date: APR 20, 2012 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: TEC Security ID: F90676101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR1.58 per Share | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Severance Agreement with the Chairman/CEO | Management | For | Against |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Amend Articles 13 and 23 of Bylaws Re: Statutory Disclosure Thresholds, Attendance to General Meeting | Management | For | For |
| 8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 42 Million | Management | For | For |
| 9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million | Management | For | For |
| 10 | Approve Issuance of Shares for a Private Placement, up to EUR 8 Million | Management | For | For |
| 11 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
| 12 | Authorize Restricted Stock Plan Reserved for Chairman and/or CEO and Executives, Subject to Approval of Item 11 | Management | For | For |
| 13 | Authorize up to 0.3 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 14 | Authorize Stock Option Plan Reserved for Chairman and/or CEO and Executives, Subject to Approval of Item 13 | Management | For | For |
| 15 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
| 16 | Approve Employee Stock Purchase Plan | Management | For | For |
| 17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| TENARIS SA Meeting Date: MAY 02, 2012 Record Date: MAR 29, 2012 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: TEN Security ID: 88031M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive and Approve Board's and Auditor's Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements for FY 2011 | Management | For | For |
| 3 | Accept Financial Statements for FY 2011 | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of USD 0.38 per Share | Management | For | For |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6 | Fix Number of Directors at 10 and Reelect Roberto Bonatti, Carlos Condorelli, Carlos Franck, Roberto Monti, Gianfelice Mario Rocca, Paolo Rocca, Jaime Serra Puche, Alberto Valsecchi, Amadeo Vazquez y Vazquez, and Guillermo Vogel as Directors (Bundled) | Management | For | Against |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Allow Electronic Distribution of Company Documents to Shareholders | Management | For | For |
| 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights and Amend Article 5 Accordingly | Management | For | Against |
| 2 | Amend Article 10 Re: Board Meeting's Minutes | Management | For | For |
| 3 | Amend Article 11 - Board Related | Management | For | For |
| 4 | Amend Article 13 Re: External Auditor | Management | For | For |
| 5 | Change Time of Annual Meeting and Amend Article 15 Accordingly | Management | For | For |
| 6 | Amend Article 16 Re: Notice of General Meetings of Shareholders | Management | For | For |
| 7 | Amend Article 17 Re: Record Date | Management | For | For |
| 8 | Amend Article 19 Re: Vote and Minutes of General Meetings | Management | For | For |
| 9 | Amend Title V | Management | For | For |
| 10 | Amend Article 20 Re: Availability of Financial Statements, Auditor's Report, and Other Documents | Management | For | For |
| 11 | Amend Article 21 Re: Distribution of Profits | Management | For | For |
| THE AES CORPORATION Meeting Date: APR 19, 2012 Record Date: FEB 24, 2012 Meeting Type: ANNUAL | ||||
| Ticker: AES Security ID: 00130H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andres Gluski | Management | For | For |
| 1.2 | Elect Director Zhang Guo Bao | Management | For | For |
| 1.3 | Elect Director Kristina M. Johnson | Management | For | For |
| 1.4 | Elect Director Tarun Khanna | Management | For | For |
| 1.5 | Elect Director John A. Koskinen | Management | For | For |
| 1.6 | Elect Director Philip Lader | Management | For | For |
| 1.7 | Elect Director Sandra O. Moose | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Philip A. Odeen | Management | For | For |
| 1.10 | Elect Director Charles O. Rossotti | Management | For | For |
| 1.11 | Elect Director Sven Sandstrom | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE BABCOCK & WILCOX COMPANY Meeting Date: MAY 08, 2012 Record Date: MAR 12, 2012 Meeting Type: ANNUAL | ||||
| Ticker: BWC Security ID: 05615F102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas A. Christopher | Management | For | For |
| 1.2 | Elect Director Robert W. Goldman | Management | For | For |
| 1.3 | Elect Director Stephen G. Hanks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| THE MOSAIC COMPANY Meeting Date: OCT 06, 2011 Record Date: AUG 17, 2011 Meeting Type: ANNUAL | ||||
| Ticker: MOS Security ID: 61945C103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nancy E. Cooper | Management | For | For |
| 1.2 | Elect Director James L. Popowich | Management | For | For |
| 1.3 | Elect Director James T. Prokopanko | Management | For | For |
| 1.4 | Elect Director Steven M. Seibert | Management | For | For |
| 2 | Approve Conversion of Securities | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| THE WILLIAMS COMPANIES, INC. Meeting Date: MAY 17, 2012 Record Date: MAR 26, 2012 Meeting Type: ANNUAL | ||||
| Ticker: WMB Security ID: 969457100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Alan S. Armstrong | Management | For | For |
| 2 | Elect Director Joseph R. Cleveland | Management | For | For |
| 3 | Elect Director Irl F. Engelhardt | Management | For | For |
| 4 | Elect Director John A. Hagg | Management | For | For |
| 5 | Elect Director Juanita H. Hinshaw | Management | For | For |
| 6 | Elect Director Frank T. Macinnis | Management | For | For |
| 7 | Elect Director Steven W. Nance | Management | For | For |
| 8 | Elect Director Murray D. Smith | Management | For | For |
| 9 | Elect Director Janice D. Stoney | Management | For | For |
| 10 | Elect Director Laura A. Sugg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TRICAN WELL SERVICE LTD. Meeting Date: MAY 09, 2012 Record Date: MAR 22, 2012 Meeting Type: ANNUAL | ||||
| Ticker: TCW Security ID: 895945103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Kenneth M. Bagan | Management | For | For |
| 2.2 | Elect Director G. Allen Brooks | Management | For | For |
| 2.3 | Elect Director Murray L. Cobbe | Management | For | For |
| 2.4 | Elect Director Dale M. Dusterhoft | Management | For | For |
| 2.5 | Elect Director Donald R. Luft | Management | For | For |
| 2.6 | Elect Director Kevin L. Nugent | Management | For | For |
| 2.7 | Elect Director Alexander J. Pourbaix | Management | For | For |
| 2.8 | Elect Director Douglas F. Robinson | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| TULLOW OIL PLC Meeting Date: MAY 16, 2012 Record Date: MAY 14, 2012 Meeting Type: ANNUAL | ||||
| Ticker: TLW Security ID: G91235104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Simon Thompson as Director | Management | For | For |
| 5 | Elect Steve Lucas as Director | Management | For | For |
| 6 | Re-elect Tutu Agyare as Director | Management | For | For |
| 7 | Re-elect David Bamford as Director | Management | For | For |
| 8 | Re-elect Ann Grant as Director | Management | For | For |
| 9 | Re-elect Aidan Heavey as Director | Management | For | For |
| 10 | Re-elect Graham Martin as Director | Management | For | For |
| 11 | Re-elect Angus McCoss as Director | Management | For | For |
| 12 | Re-elect Paul McDade as Director | Management | For | For |
| 13 | Re-elect Steven McTiernan as Director | Management | For | For |
| 14 | Re-elect Ian Springett as Director | Management | For | For |
| 15 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 20 | Approve the Increase in the Maximum Amount of Fees to Non-executive Directors | Management | For | For |
| VALE S.A. Meeting Date: APR 18, 2012 Record Date: MAR 19, 2012 Meeting Type: ANNUAL | ||||
| Ticker: VALE5 Security ID: 91912E105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
| 1.2 | Approve Allocation of Income and Capital Budget for Fiscal 2012 | Management | For | For |
| 1.3 | Elect Fiscal Council Members | Management | For | For |
| 1.4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Against |
| WALTER ENERGY, INC. Meeting Date: APR 19, 2012 Record Date: FEB 28, 2012 Meeting Type: ANNUAL | ||||
| Ticker: WLT Security ID: 93317Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David R. Beatty | Management | For | For |
| 1.2 | Elect Director Howard L. Clark, Jr. | Management | For | For |
| 1.3 | Elect Director Jerry W. Kolb | Management | For | For |
| 1.4 | Elect Director Patrick A. Kriegshauser | Management | For | For |
| 1.5 | Elect Director Joseph B. Leonard | Management | For | For |
| 1.6 | Elect Director Graham Mascall | Management | For | Withhold |
| 1.7 | Elect Director Bernard G. Rethore | Management | For | For |
| 1.8 | Elect Director Walter J. Scheller, III | Management | For | For |
| 1.9 | Elect Director Michael T. Tokarz | Management | For | Withhold |
| 1.10 | Elect Director A.J. Wagner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| WEYERHAEUSER COMPANY Meeting Date: APR 12, 2012 Record Date: FEB 17, 2012 Meeting Type: ANNUAL | ||||
| Ticker: WY Security ID: 962166104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Debra A. Cafaro | Management | For | For |
| 2 | Elect Director Mark A. Emmert | Management | For | Against |
| 3 | Elect Director Daniel S. Fulton | Management | For | For |
| 4 | Elect Director John I. Kieckhefer | Management | For | For |
| 5 | Elect Director Wayne W. Murdy | Management | For | For |
| 6 | Elect Director Nicole W. Piasecki | Management | For | For |
| 7 | Elect Director Charles R. Williamson | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| WHITEHAVEN COAL LTD. Meeting Date: OCT 28, 2011 Record Date: OCT 26, 2011 Meeting Type: ANNUAL | ||||
| Ticker: WHC Security ID: Q97664108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect John Conde as a Director | Management | For | For |
| 3 | Elect Andrew Plummer as a Director | Management | For | Against |
| 4 | Approve the Increase in the Remuneration of Directors | Management | For | For |
| XSTRATA PLC Meeting Date: MAY 01, 2012 Record Date: APR 29, 2012 Meeting Type: ANNUAL | ||||
| Ticker: XTA Security ID: G9826T102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | Against |
| 4 | Re-elect Sir John Bond as Director | Management | For | For |
| 5 | Re-elect Mick Davis as Director | Management | For | For |
| 6 | Re-elect Dr Con Fauconnier as Director | Management | For | For |
| 7 | Re-elect Ivan Glasenberg as Director | Management | For | For |
| 8 | Re-elect Peter Hooley as Director | Management | For | For |
| 9 | Re-elect Claude Lamoureux as Director | Management | For | For |
| 10 | Re-elect Aristotelis Mistakidis as Director | Management | For | For |
| 11 | Re-elect Tor Peterson as Director | Management | For | For |
| 12 | Re-elect Trevor Reid as Director | Management | For | For |
| 13 | Re-elect Sir Steve Robson as Director | Management | For | For |
| 14 | Re-elect David Rough as Director | Management | For | For |
| 15 | Re-elect Ian Strachan as Director | Management | For | For |
| 16 | Re-elect Santiago Zaldumbide as Director | Management | For | For |
| 17 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Approve Reduction of Share Premium Account | Management | For | For |
| 21 | Authorise the Company to Call an EGM with Not Less Than 20 Clear Days' Notice | Management | For | For |
END NPX REPORT