- -------------------------------------------------------------------------------- Securities Act File No. 333-89984 As filed with the Securities and Exchange Commission on June 6, 2002 - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. ----- Post-Effective Amendment No. 1 ----- SBL FUND (Exact Name of Registrant as Specified in Charter) One Security Benefit Place, Topeka, Kansas 66636-0001 (Address of Principal Executive Offices) (Zip Code) (785) 438-3000 (Registrant's Area Code and Telephone Number) Amy J. Lee Security Management Company, LLC One Security Benefit Place Topeka, Kansas 66636-0001 (Name and Address of Agent for Service) Approximate Date of Proposed Public Offering: ________________________________. This filing was effective on July 6, 2002 pursuant to Rule 488 under the Securities Act of 1933. No filing fee is required because an indefinite number of shares has previously been registered pursuant to Rule 24f-2 under the Investment Company Act of 1940, as amended. Pursuant to Rule 429 under the Securities Act of 1933, this registration statement relates to shares of common stock previously registered on Form N-1A (File No. 2-59353).ITEM 16. EXHIBITS (1) Articles of Incorporation(a) (2) Bylaws(b) (3) Not Applicable (4) Form of Plan of Reorganization(c) (5) Certificate of Designation of Series and Classes of Common Stock(a) (6) (a) Investment Advisory Contract(a) (b) Sub-Advisory Contract - Oppenheimer (Series D)(f) (7) Distribution Agreement(a) (8) Not Applicable (9) Custodian Agreement(d) (10) (a) Brokerage Enhancement Plan(a) (b) Form of Shareholder Service Agreement(e) (11) Opinion of Counsel(g) (12) Opinion and Consent of Counsel supporting tax matters and consequences (13) Administrative Services and Transfer Agency Agreement(a) (14) Consent of Independent Auditors(g) (15) Not Applicable (16) Not Applicable (17) Not Applicable (a) Incorporated herein by reference to the Exhibits filed with the Registrant's Post-Effective Amendment No. 41 to Registration Statement No. 2-59353 on Form N-1A as filed on May 1, 2000. (b) Incorporated herein by reference to the Exhibits filed with the Registrant's Post-Effective Amendment No. 40 to Registration Statement No. 2-59353 on Form N-1A as filed on February 16, 2000. (c) See Appendix A to the prospectus. (d) Incorporated herein by reference to the Exhibits filed with Security Equity Fund's Post-Effective Amendment No. 92 to Registration Statement No. 2-19458 on Form N-1A as filed on January 15, 2002. (e) Incorporated herein by reference to the Exhibits filed with Security Income Fund's Post-Effective Amendment No. 71 to Registration Statement No. 2-38414 on Form N-1A as filed on January 11, 2002. (f) Incorporated herein by reference to the Exhibits filed with the Registrant's Post-Effective Amendment No. 36 to Registration Statement No. 2-59353 on Form N-1A as filed on November 11, 1998. (g) Incorporated herein by reference to the Exhibits filed with the Registrant's Initial Registration Statement No. 333-89984 on Form N-14 as filed on June 6, 2002. ITEM 17. UNDERTAKINGS 1. The undersigned registrant agrees that prior to any public reoffering of the securities registered through the use of a prospectus which is a part of this registration statement by any person or party who is deemed to be an underwriter within the meaning of Rule 145(c) of the Securities Act 17 CFR 230.145(c), the reoffering prospectus will contain the information called for by the applicable registration form for reofferings by persons who may be deemed underwriters, in addition to the information called for by the other items of the applicable form. 2. The undersigned registrant agrees that every prospectus that is filed under paragraph (1) above will be filed as a part of an amendment to the registration statement and will not be used until the amendment is effective, and that, in determining any liability under the 1933 Act, each post-effective amendment shall be deemed to be a new registration statement for the securities offered therein, and the offering of the securities at that time shall be deemed to be the initial bona fide offering of them. 3. The undersigned registrant undertakes to file a post-effective amendment to this registration statement upon the closing of the Reorganization described in this registration statement that contains an opinion of counsel supporting the tax matters discussed in this registration statement. SIGNATURES Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant has duly caused this Registration Statement on Form N-14 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Topeka and State of Kansas on the 3rd day of May, 2002. SBL FUND By: JAMES R. SCHMANK ------------------------- James R. Schmank President Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed below by the following persons in the capacities and on the date indicated. SIGNATURE TITLE DATE Director and President JAMES R. SCHMANK (Principal Executive Officer) May 3, 2002 - --------------------------- James R. Schmank JOHN D. CLELAND Director May 3, 2002 - --------------------------- John D. Cleland DONALD A. CHUBB, JR. Director May 3, 2002 - --------------------------- Donald A. Chubb, Jr. PENNY A. LUMPKIN Director May 3, 2002 - --------------------------- Penny A. Lumpkin MARK L. MORRIS, JR. Director May 3, 2002 - --------------------------- Mark L. Morris, Jr. MAYNARD OLIVERIUS Director May 3, 2002 - --------------------------- Maynard Oliverius EXHIBIT INDEX (1) None (2) None (3) None (4) None (5) None (6) (a) None (b) None (c) None (7) None (8) None (9) None (10) (a) None (b) None (11) None (12) Opinion and Consent of Counsel supporting tax matters and consequences (13) None (14) None (15) None (16) None (17) None
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N-14/A Filing
Guggenheim Variable Funds Trust N-14/ARegistration statement for investment companies business combination (amended)
Filed: 19 Sep 02, 12:00am