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6-K Filing
Unilever (UL) 6-KBatch Filing
Filed: 4 Mar 21, 5:04pm
UNILEVER PLC |
/S/ R SOTAMAA By R SOTAMAA CHIEF LEGAL OFFICER AND GROUP SECRETARY |
Exhibit | 99.1 | Stock Exchange announcement dated | 09 February 2021 | entitled | Director/PDMR Shareholding |
Exhibit | 99.2 | Stock Exchange announcement dated | 22 February 2021 | entitled | Director/PDMR Shareholding |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Susan Kilsby | |
2 | Reason for the notification | ||
a) | Position/status | Non-Executive Director | |
b) | Initial notification /Amendment | Initial Notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Unilever PLC | |
b) | LEI | 549300MKFYEKVRWML317 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
b) | Nature of the transaction | Purchase of shares. | |
c) | Currency | GBP - British Pound | |
d) | Price(s) and volume(s) | Price(s) | Volume(s) |
£40.031 | 1,000 | ||
e) | Aggregated information - Volume - Total | 1,000 £40,031 | |
f) | Date of the transaction | 2021-02-08 | |
g) | Place of the transaction | London Stock Exchange - XLON |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | John Rishton | |
2 | Reason for the notification | ||
a) | Position/status | Non-Executive Director | |
b) | Initial notification /Amendment | Initial Notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Unilever PLC | |
b) | LEI | 549300MKFYEKVRWML317 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
b) | Nature of the transaction | Purchase of shares. | |
c) | Currency | GBP - British Pound | |
d) | Price(s) and volume(s) | Price(s) | Volume(s) |
£39.51 | 1,256 | ||
e) | Aggregated information - Volume - Total | 1,256 £49,624.56 | |
f) | Date of the transaction | 2021-02-09 | |
g) | Place of the transaction | London Stock Exchange - XLON |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Graeme Pitkethly | |
2 | Reason for the notification | ||
a) | Position/status | Chief Financial Officer (Director) | |
b) | Initial notification /Amendment | Initial Notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Unilever PLC | |
b) | LEI | 549300MKFYEKVRWML317 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
b) | Nature of the transaction | Purchase of shares under the Unilever PLC Share Incentive Plan. | |
c) | Currency | GBP - British Pound | |
d) | Price(s) and volume(s) | Price(s) | Volume(s) |
£40.024 | 3 | ||
e) | Aggregated information - Volume - Total | 3 £120.07 | |
f) | Date of the transaction | 2021-02-08 | |
g) | Place of the transaction | London Stock Exchange - XLON |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Conny Braams | |
2 | Reason for the notification | ||
a) | Position/status | Chief Digital and Marketing Officer (a member of the Unilever Leadership Executive) | |
b) | Initial notification /Amendment | Initial Notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Unilever PLC | |
b) | LEI | 549300MKFYEKVRWML317 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
b) | Nature of the transaction | Unilever PLC Ordinary shares of 3 1/9p each have vested (at the performance ratio of 90%) based on the May 2017 conditional rights awards pursuant to the Management Co-Investment Plan (MCIP) made under the Unilever Share Incentive Plan 2017. | |
c) | Currency | GBP - British Pound and EUR - Euro | |
d) | Price(s) and volume(s) | Price(s) | Volume(s) |
£40.06 €46.015 | 1,518.613281 1,514.934452 | ||
e) | Aggregated information - Volume - Total | 1,518.613281 / 1,514.934452 £60,835.65/ €69,709.71 | |
f) | Date of the transaction | 2021-02-16 | |
g) | Place of the transaction | London Stock Exchange - XLON and Amsterdam Stock Exchange - XAMS |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Marc Engel | |
2 | Reason for the notification | ||
a) | Position/status | Chief Supply Chain Officer (a member of the Unilever Leadership Executive) | |
b) | Initial notification /Amendment | Initial Notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Unilever PLC | |
b) | LEI | 549300MKFYEKVRWML317 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
b) | Nature of the transaction | Unilever PLC Ordinary shares of 3 1/9p each have vested (at the performance ratio of 83%) based on the May 2017 conditional rights awards pursuant to the Management Co-Investment Plan (MCIP) made under the Unilever Share Incentive Plan 2017. | |
c) | Currency | EUR - Euro | |
d) | Price(s) and volume(s) | Price(s) | Volume(s) |
€46.015 | 7,778.713622 | ||
e) | Aggregated information - Volume - Total | 7,778.713622 €357,937.51 | |
f) | Date of the transaction | 2021-02-16 | |
g) | Place of the transaction | Amsterdam Stock Exchange - XAMS |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Sunny Jain | |
2 | Reason for the notification | ||
a) | Position/status | President, Beauty & Personal Care (a member of the Unilever Leadership Executive) | |
b) | Initial notification /Amendment | Initial Notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Unilever PLC | |
b) | LEI | 549300MKFYEKVRWML317 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
b) | Nature of the transaction | A transition award of June 2019, under the Unilever Share Plan 2017, has vested (at the performance ratio of 83%). | |
c) | Currency | USD - United States Dollar | |
d) | Price(s) and volume(s) | Price(s) | Volume(s) |
$55.74 | 15,953 | ||
e) | Aggregated information - Volume - Total | 15,953 $889,220.22 | |
f) | Date of the transaction | 2021-02-16 | |
g) | Place of the transaction | New York Stock Exchange - XNYS |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Alan Jope | |
2 | Reason for the notification | ||
a) | Position/status | Chief Executive Officer (Director) | |
b) | Initial notification /Amendment | Initial Notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Unilever PLC | |
b) | LEI | 549300MKFYEKVRWML317 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
b) | Nature of the transaction | Unilever PLC ADR shares of 3 1/9p each have vested (at the performance ratio of 83%) based on the May 2017 conditional rights awards pursuant to the Management Co-Investment Plan (MCIP) made under the Unilever Share Incentive Plan 2017. | |
c) | Currency | USD - United States Dollar | |
d) | Price(s) and volume(s) | Price(s) | Volume(s) |
$55.74 | 7,985 | ||
e) | Aggregated information - Volume - Total | 7,985 $445,083.90 | |
f) | Date of the transaction | 2021-02-16 | |
g) | Place of the transaction | New York Stock Exchange - XNYS |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Peter Ter Kulve | |
2 | Reason for the notification | ||
a) | Position/status | President, Home Care (a member of the Unilever Leadership Executive) | |
b) | Initial notification /Amendment | Initial Notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Unilever PLC | |
b) | LEI | 549300MKFYEKVRWML317 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
b) | Nature of the transaction | Unilever PLC Ordinary shares of 3 1/9p each have vested (at the performance ratio of 90%) based on the May 2017 conditional rights awards pursuant to the Management Co-Investment Plan (MCIP) made under the Unilever Share Incentive Plan 2017. | |
c) | Currency | EUR - Euro | |
d) | Price(s) and volume(s) | Price(s) | Volume(s) |
€46.015 | 6,129.150675 | ||
e) | Aggregated information - Volume - Total | 6,129.150675 €282,032.87 | |
f) | Date of the transaction | 2021-02-16 | |
g) | Place of the transaction | Amsterdam Stock Exchange - XAMS |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Sanjiv Mehta | |
2 | Reason for the notification | ||
a) | Position/status | President, South Asia (a member of the Unilever Leadership Executive) | |
b) | Initial notification /Amendment | Initial Notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Unilever PLC | |
b) | LEI | 549300MKFYEKVRWML317 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
b) | Nature of the transaction | Unilever PLC Ordinary shares of 3 1/9p each have vested (at the performance ratio of 90%) based on the May 2017 conditional rights awards pursuant to the Management Co-Investment Plan (MCIP) made under the Unilever Share Incentive Plan 2017. | |
c) | Currency | GBP - British Pound and EUR - Euro | |
d) | Price(s) and volume(s) | Price(s) | Volume(s) |
£40.06 €46.015 | 2,072.211849 2,067.191756 | ||
e) | Aggregated information - Volume - Total | 2,072.211849 / 2,067.191756 £83,012.81 / €95,121.83 | |
f) | Date of the transaction | 2021-02-16 | |
g) | Place of the transaction | London Stock Exchange - XLON and Amsterdam Stock Exchange - XAMS |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Leena Nair | |
2 | Reason for the notification | ||
a) | Position/status | Chief HR Officer (a member of the Unilever Leadership Executive) | |
b) | Initial notification /Amendment | Initial Notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Unilever PLC | |
b) | LEI | 549300MKFYEKVRWML317 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
b) | Nature of the transaction | Unilever PLC Ordinary shares of 3 1/9p each have vested (at the performance ratio of 83%) based on the May 2017 conditional rights awards pursuant to the Management Co-Investment Plan (MCIP) made under the Unilever Share Incentive Plan 2017. | |
c) | Currency | GBP - British Pound and EUR - Euro | |
d) | Price(s) and volume(s) | Price(s) | Volume(s) |
£40.06 €46.015 | 3,552.395632 3,543.790376 | ||
e) | Aggregated information - Volume - Total | 3,552.395632 / 3,543.790376 £142,308.97 / €163,067.51 | |
f) | Date of the transaction | 2021-02-16 | |
g) | Place of the transaction | London Stock Exchange - XLON and Amsterdam Stock Exchange - XAMS |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Nitin Paranjpe | |
2 | Reason for the notification | ||
a) | Position/status | Chief Operating Officer (a member of the Unilever Leadership Executive) | |
b) | Initial notification /Amendment | Initial Notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Unilever PLC | |
b) | LEI | 549300MKFYEKVRWML317 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
b) | Nature of the transaction | Unilever PLC Ordinary shares of 3 1/9p each have vested (at the performance ratio of 83%) based on the May 2017 conditional rights awards pursuant to the Management Co-Investment Plan (MCIP) made under the Unilever Share Incentive Plan 2017. | |
c) | Currency | EUR - Euro | |
d) | Price(s) and volume(s) | Price(s) | Volume(s) |
€46.015 | 9,050.582313 | ||
e) | Aggregated information - Volume - Total | 9,050.582313 €416,462.55 | |
f) | Date of the transaction | 2021-02-16 | |
g) | Place of the transaction | Amsterdam Stock Exchange - XAMS |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Graeme Pitkethly | |
2 | Reason for the notification | ||
a) | Position/status | Chief Financial Officer (Director) | |
b) | Initial notification /Amendment | Initial Notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Unilever PLC | |
b) | LEI | 549300MKFYEKVRWML317 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
b) | Nature of the transaction | i) Unilever PLC Ordinary shares of 3 1/9p each have vested (at the performance ratio of 83%) based on the May 2017 conditional rights awards pursuant to the Management Co-Investment Plan (MCIP) made under the Unilever Share Incentive Plan 2017. ii) In addition Unilever PLC Ordinary shares of 3 1/9p each have vested (at the performance ratio of 52%) based on the February 2017 conditional rights awards pursuant to the Global Share Incentive Plan 2007. | |
c) | Currency | GBP - British Pound and EUR - Euro | |
d) | Price(s) and volume(s) | Price(s) | Volume(s) |
i) £40.06 €46.015 ii) £39.80 €45.805 | i) 5,043.100002 7,321.031813 ii) 5,030.884341 7,316.706983 | ||
e) | Aggregated information - Volume - Total | i) 5,043.100002 / 7,321.031813 ii) 5,030.884341 / 7,316.706983 i) £202,026.59/ €231,496.14 ii) £291,377.07/ €335,141.76 | |
f) | Date of the transaction | i) 2021-02-16 ii) 2021-02-17 | |
g) | Place of the transaction | London Stock Exchange - XLON and Amsterdam Stock Exchange - XAMS |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Ritva Sotamaa | |
2 | Reason for the notification | ||
a) | Position/status | Chief Legal Officer and Group Secretary ( a member of the Unilever Leadership Executive) | |
b) | Initial notification /Amendment | Initial Notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Unilever PLC | |
b) | LEI | 549300MKFYEKVRWML317 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
b) | Nature of the transaction | Unilever PLC Ordinary shares of 3 1/9p each have vested (at the performance ratio of 83%) based on the May 2017 conditional rights awards pursuant to the Management Co-Investment Plan (MCIP) made under the Unilever Share Incentive Plan 2017. | |
c) | Currency | GBP - British Pound and EUR - Euro | |
d) | Price(s) and volume(s) | Price(s) | Volume(s) |
£40.06 €46.015 | 2,841.916358 2,835.032103 | ||
e) | Aggregated information - Volume - Total | 2,841.916358 / 2,835.032103 £113,847.17 / €130,454.00 | |
f) | Date of the transaction | 2021-02-16 | |
g) | Place of the transaction | London Stock Exchange - XLON and Amsterdam Stock Exchange - XAMS |