| UNITED STATES | OMB APPROVAL |
| SECURITIES AND EXCHANGE COMMISSION | OMB Number: 3235-0582 |
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FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-2214
Columbia Funds Trust I | |||
(Exact name of registrant as specified in charter) | |||
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One Financial Center, Boston, Massachusetts | 02111 | ||
(Address of principal executive offices) | (Zip code) | ||
| |||
Vincent Pietropaolo, Esq. | |||
| |||
Columbia Management Group, Inc. | |||
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| |
One Financial Center Boston, MA 02111 | |||
(Name and address of agent for service) | |||
Registrant’s telephone number, including area code: | 1-617-772-3698 |
| ||
| ||||
Date of fiscal year end: | 5/31/04 | Columbia Strategic Income Fund | ||
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| Columbia High Yield Opportunity Fund | ||
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| ||
Date of fiscal year end: | 10/31/04 | Columbia Tax-Managed Growth Fund | ||
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| Columbia Tax-Managed Value Fund | ||
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| Columbia Tax-Managed Growth Fund II | ||
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| Columbia Tax-Managed Aggressive Growth Fund | ||
| ||||
Date of reporting period: | 7/1/2003 - 6/30/2004 | |||
Item 1. Proxy Voting Record.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; |
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(b) | The exchange ticker symbol of the portfolio security; |
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(c) | The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security; |
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(d) | The shareholder meeting date; |
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(e) | A brief identification of the matter voted on; |
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(f) | Whether the matter was proposed by the issuer or by a security holder; |
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(g) | Whether the registrant cast its vote on the matter; |
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(h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); |
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(i) | Whether the registrant cast its vote for or against management. |
FORM N-Px REPORT
ICA File Number: 811-02214
Reporting Period: 07/01/2003 - 06/30/2004
Columbia Funds Trust I
COLUMBIA HIGH YIELD OPPORTUNITY FUND
AIRGATE PCS, INC.
Ticker: | PCSA | Security ID: | 009367301 |
Meeting Date: | APR 8, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert A. Ferchat |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Max D. Hopper |
| For |
| For |
| Management |
|
ALLIED WASTE INDUSTRIES, INC.
Ticker: | AW | Security ID: | 019589308 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Thomas H. Van Weelden |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert M. Agate |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Leon D. Black |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James W. Crownover |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Michael S. Gross |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Dennis R. Hendrix |
| For |
| For |
| Management |
|
1.7 |
| Elect Director J. Tomilson Hill |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Lawrence V. Jackson |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Nolan Lehmann |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Howard A. Lipson |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Antony P. Ressler |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Warren B. Rudman |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
4 |
| Report on Privatization |
| Against |
| Against |
| Shareholder |
|
1
BAYCORP HOLDINGS, LTD.
Ticker: | MWH | Security ID: | 072728108 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Anthony M. Callendrello |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Alexander Ellis III |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Stanley I. Carnett Ii |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Frank W. Getman, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director James S. Gordon |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Thomas C. Leonard |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
DYNEGY, INC.
Ticker: | DYN | Security ID: | 26816Q101 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Charles E. Bayless |
| For |
| For |
| Management |
|
1.2 |
| Elect Director David W. Biegler |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Linda Walker Bynoe |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas D. Clark, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Barry J. Galt |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Patricia A. Hammick |
| For |
| For |
| Management |
|
1.7 |
| Elect Director George L. Mazanec |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Robert C. Oelkers |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Joe J. Stewart |
| For |
| For |
| Management |
|
1.10 |
| Elect Director William L. Trubeck |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Bruce A. Williamson |
| For |
| For |
| Management |
|
2 |
| Amend Conversion of Securities |
| For |
| For |
| Management |
|
3 |
| Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5 |
| Submit Executive Compensation to Vote |
| Against |
| For |
| Shareholder |
|
6 |
| Develop Equity Compensation Plans and Utilize Time-Based & Restricted Share Programs in Lieu of Stock Options |
| Against |
| Against |
| Shareholder |
|
ECHOSTAR COMMUNICATIONS CORP.
Ticker: | DISH | Security ID: | 278762109 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael T. Dugan |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director James Defranco |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Cantey Ergen |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Charles W. Ergen |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Raymond L. Friedlob |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Steven R. Goodbarn |
| For |
| For |
| Management |
|
1.7 |
| Elect Director David K. Moskowitz |
| For |
| Withhold |
| Management |
|
1.8 |
| Elect Director C. Michael Schroeder |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Other Business |
| For |
| Against |
| Management |
|
2
NEXTEL COMMUNICATIONS, INC.
Ticker: | NXTL | Security ID: | 65332V103 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Keith J. Bane |
| For |
| For |
| Management |
|
1.2 |
| Elect Director V. Janet Hill |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
NTL INCORPORATED
Ticker: | NTLI | Security ID: | 62940M104 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jeffrey D. Benjamin |
| For |
| For |
| Management |
|
1.2 |
| Elect Director David Elstein |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| Against |
| Management |
|
4 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
5 |
| Approve Share Plan Grant |
| For |
| For |
| Management |
|
PTV INC.
Ticker: | PTVI | Security ID: | 62940R202 |
Meeting Date: | JAN 27, 2004 | Meeting Type: | Special |
Record Date: | DEC 9, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Reverse Stock Split |
| For |
| For |
| Management |
|
2 |
| Change Company Name |
| For |
| For |
| Management |
|
SBA COMMUNICATIONS CORP.
Ticker: | SBAC | Security ID: | 78388J106 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jeffrey A. Stoops |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Jack Langer |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Brian C. Carr |
| For |
| For |
| Management |
|
3
COLUMBIA STRATEGIC INCOME FUND
AIRGATE PCS, INC.
Ticker: | PCSA | Security ID: | 009367301 |
Meeting Date: | APR 8, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert A. Ferchat |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Max D. Hopper |
| For |
| For |
| Management |
|
PTV INC.
Ticker: | PTVI | Security ID: | 62940R202 |
Meeting Date: | JAN 27, 2004 | Meeting Type: | Special |
Record Date: | DEC 9, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Reverse Stock Split |
| For |
| For |
| Management |
|
2 |
| Change Company Name |
| For |
| For |
| Management |
|
COLUMBIA TAX-MANAGED AGGRESSIVE GROWTH FUND
3COM CORP.
Ticker: | COMS | Security ID: | 885535104 |
Meeting Date: | SEP 23, 2003 | Meeting Type: | Annual |
Record Date: | JUL 25, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Bruce L. Claflin |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Paul G. Yovovich |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
ADOBE SYSTEMS INC.
Ticker: | ADBE | Security ID: | 00724F101 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael R. Cannon |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Bruce R. Chizen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James E. Daley |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Charles M. Geschke |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Delbert W. Yocam |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
4 |
| Adopt a Plocy that will Committ Executives to Hold a Significant Percentage of their Shares |
| Against |
| For |
| Shareholder |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4
ADVANCED FIBRE COMMUNICATIONS, INC.
Ticker: | AFCI | Security ID: | 00754A105 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John A. Schofield |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Ruann F. Ernst |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Frank Ianna |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
AFFYMETRIX INC.
Ticker: | AFFX | Security ID: | 00826T108 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | Annual |
Record Date: | APR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Stephen P.A. Fodor, Ph.D. |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Paul Berg, Ph.D. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John D. Diekman, Ph.D. |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Vernon R. Loucks, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Susan E. Siegel |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director David B. Singer |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director John A. Young |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| Against |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
AGERE SYSTEMS INC
Ticker: | AGR.A | Security ID: | 00845V100 |
Meeting Date: | FEB 19, 2004 | Meeting Type: | Annual |
Record Date: | DEC 22, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Richard L. Clemmer |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John T. Dickson |
| For |
| For |
| Management |
|
AGILENT TECHNOLOGIES INC.
Ticker: | A | Security ID: | 00846U101 |
Meeting Date: | MAR 2, 2004 | Meeting Type: | Annual |
Record Date: | JAN 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James G. Cullen |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert L. Joss |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Walter B. Hewlett |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5
ALLIED WASTE INDUSTRIES, INC.
Ticker: | AW | Security ID: | 019589308 |
Meeting Date: | DEC 18, 2003 | Meeting Type: | Special |
Record Date: | NOV 3, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Conversion of Securities |
| For |
| For |
| Management |
|
ALLIED WASTE INDUSTRIES, INC.
Ticker: | AW | Security ID: | 019589308 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Thomas H. Van Weelden |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert M. Agate |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Leon D. Black |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James W. Crownover |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Michael S. Gross |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Dennis R. Hendrix |
| For |
| For |
| Management |
|
1.7 |
| Elect Director J. Tomilson Hill |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Lawrence V. Jackson |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Nolan Lehmann |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Howard A. Lipson |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Antony P. Ressler |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Warren B. Rudman |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
4 |
| Report on Privatization |
| Against |
| Against |
| Shareholder |
|
ALTERA CORP.
Ticker: | ALTR | Security ID: | 021441100 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John P. Daane |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert W. Reed |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Charles M. Clough |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert J. Finocchio Jr |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Kevin Mcgarity |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Paul Newhagen |
| For |
| For |
| Management |
|
1.7 |
| Elect Director William E. Terry |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Susan Wang |
| For |
| For |
| Management |
|
2 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5 |
| Approve Option Expensing |
| Against |
| For |
| Shareholder |
|
6
AMBAC FINANCIAL GROUP, INC.
Ticker: | ABK | Security ID: | 023139108 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Phillip B. Lassiter |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael A. Callen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Renso L. Caporali |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jill M. Considine |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Richard Dulude |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Robert J. Genader |
| For |
| For |
| Management |
|
1.7 |
| Elect Director W. Grant Gregory |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Laura S. Unger |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Henry D. G. Wallace |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| Against |
| Management |
|
3 |
| Amend Non-Employee Director Omnibus Stock Plan |
| For |
| Against |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
AMDOCS LIMITED
Ticker: | DOX | Security ID: | G02602103 |
Meeting Date: | JAN 22, 2004 | Meeting Type: | Annual |
Record Date: | NOV 28, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Bruce Anderson as Director |
| For |
| For |
| Management |
|
1.2 |
| Elect Avinoam Naor as Director |
| For |
| For |
| Management |
|
1.3 |
| Elect Adrian Gardner as Director |
| For |
| For |
| Management |
|
1.4 |
| Elect Dov Baharav as Director |
| For |
| For |
| Management |
|
1.5 |
| Elect Julian Brodsky as Director |
| For |
| For |
| Management |
|
1.6 |
| Elect Eli Gelman as Director |
| For |
| For |
| Management |
|
1.7 |
| Elect Charles Foster as Director |
| For |
| For |
| Management |
|
1.8 |
| Elect James Kahan as Director |
| For |
| For |
| Management |
|
1.9 |
| Elect Nehemia Lemelbaum as Director |
| For |
| For |
| Management |
|
1.10 |
| Elect John McLennan as Director |
| For |
| For |
| Management |
|
1.11 |
| Elect Robert Minicucci as Director |
| For |
| For |
| Management |
|
1.12 |
| Elect Mario Segal as Director |
| For |
| For |
| Management |
|
2 |
| Accept Financial Statements For Fiscal Year 2003 |
| For |
| For |
| Management |
|
3 |
| Amend 1998 Stock Option and Incentive Plan |
| For |
| For |
| Management |
|
4 |
| Approve Ernst & Young Auditors and Authorize Audit Committee of Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
7
AMERICAN POWER CONVERSION CORP.
Ticker: | APCC | Security ID: | 029066107 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | Annual |
Record Date: | APR 14, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Fix Number of Directors |
| For |
| For |
| Management |
|
2.1 |
| Elect Director Rodger B. Dowdell, Jr. |
| For |
| Withhold |
| Management |
|
2.2 |
| Elect Director Emanuel E. Landsman |
| For |
| Withhold |
| Management |
|
2.3 |
| Elect Director Neil E. Rasmussen |
| For |
| Withhold |
| Management |
|
2.4 |
| Elect Director Ervin F. Lyon |
| For |
| Withhold |
| Management |
|
2.5 |
| Elect Director James D. Gerson |
| For |
| For |
| Management |
|
2.6 |
| Elect Director John G. Kassakian |
| For |
| For |
| Management |
|
2.7 |
| Elect Director John F. Keane, Sr. |
| For |
| For |
| Management |
|
2.8 |
| Elect Director Ellen B. Richstone |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| Against |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
AMPHENOL CORP.
Ticker: | APH | Security ID: | 032095101 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Andrew E. Lietz |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Martin H. Loeffler |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Michael W. Michelson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Increase Authorized Common Stock |
| For |
| Against |
| Management |
|
4 |
| Approve Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
5 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
AMYLIN PHARMACEUTICALS, INC.
Ticker: | AMLN | Security ID: | 032346108 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Vaughn D. Bryson |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Joseph C. Cook, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Ginger L. Graham |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Howard E. Greene, Jr. |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Terrence H. Gregg |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Jay S. Skyler |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director Joseph P. Sullivan |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Thomas R. Testman |
| For |
| For |
| Management |
|
1.9 |
| Elect Director James N. Wilson |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
ANTHEM INC.
Ticker: | ATH | Security ID: | 03674B104 |
Meeting Date: | JUN 28, 2004 | Meeting Type: | Special |
Record Date: | MAY 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Issue Shares in Connection with an Acquisition |
| For |
| For |
| Management |
|
2 |
| Change Company Name |
| For |
| For |
| Management |
|
8
ANTHEM INC.
Ticker: | ATH | Security ID: | 03674B104 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Victor S. Liss |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James W. McDowell, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director George A. Schaefer, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jackie M. Ward |
| For |
| For |
| Management |
|
APACHE CORP.
Ticker: | APA | Security ID: | 037411105 |
Meeting Date: | DEC 18, 2003 | Meeting Type: | Special |
Record Date: | OCT 29, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
APACHE CORP.
Ticker: | APA | Security ID: | 037411105 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Eugene C. Fiedorek |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Patricia Albjerg Graham |
| For |
| For |
| Management |
|
1.3 |
| Elect Director F. H. Merelli |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Raymond Plank |
| For |
| For |
| Management |
|
2 |
| Report on Greenhouse Gas Emissions |
| Against |
| For |
| Shareholder |
|
ARM HOLDINGS PLC
Ticker: |
| Security ID: | 042068106 |
Meeting Date: | APR 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 18, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| TO RECEIVE THE COMPANY S ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2003. |
| For |
| For |
| Management |
|
2 |
| TO DECLARE A COMBINED INTERIM AND FINAL DIVIDEND OF 0.6 PENCE PER SHARE IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2003. |
| For |
| For |
| Management |
|
3 |
| TO APPROVE THE DIRECTOR S REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2003. |
| For |
| For |
| Management |
|
4 |
| TO RE-ELECT WARREN EAST AS A DIRECTOR. |
| For |
| For |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
6 |
| THAT THE COMPANY BE AND IS HEREBY UNCONDITIONALLY AND GENERALLY AUTHORISED TO MAKE MARKET PURCHASES OF ORDINARY SHARES. |
| For |
| For |
| Management |
|
7 |
| THAT THE ARTICLES OF ASSOCIATION PRODUCED TO THE MEETING AND, FOR THE PURPOSES OF IDENTIFICATION, INITIALLED BY THE CHAIRMAN BE APPROVED AND ADOPTED AS THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR THE EXISTING ARTICLES. |
| For |
| For |
| Management |
|
9
AUTOLIV INC.
Ticker: | ALV | Security ID: | 052800109 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Per-Olof Aronson |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Walter Kunerth |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Lars Westerberg |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| Against |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
BARR PHARMACEUTICALS INC
Ticker: | BRL | Security ID: | 068306109 |
Meeting Date: | OCT 23, 2003 | Meeting Type: | Annual |
Record Date: | SEP 2, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Bruce L. Downey |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Paul M. Bisaro |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Carole S. Ben-Maimon |
| For |
| For |
| Management |
|
1.4 |
| Elect Director George P. Stephan |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Jack M. Kay |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Harold N. Chefitz |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Richard R. Frankovic |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Peter R. Seaver |
| For |
| For |
| Management |
|
1.9 |
| Elect Director James S. Gilmore, III |
| For |
| For |
| Management |
|
2 |
| Change State of Incorporation from New York to Delaware |
| For |
| For |
| Management |
|
3 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
10
BEA SYSTEMS, INC.
Ticker: | BEAS | Security ID: | 073325102 |
Meeting Date: | JUN 11, 2004 | Meeting Type: | Annual |
Record Date: | APR 30, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Dean O. Morton |
| For |
| For |
| Management |
|
1.2 |
| Elect Director George Reyes |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| Against |
| Management |
|
BISYS GROUP, INC., THE
Ticker: | BSG | Security ID: | 055472104 |
Meeting Date: | NOV 13, 2003 | Meeting Type: | Annual |
Record Date: | SEP 19, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Lynn J. Mangum |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Denis A. Bovin |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert J. Casale |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas A. Cooper |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Paula G. McInerney |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Thomas E. McInerney |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Joseph J. Melone |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Dennis R. Sheehan |
| For |
| For |
| Management |
|
2 |
| Approve Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
BJ SERVICES COMPANY
Ticker: | BJS | Security ID: | 055482103 |
Meeting Date: | JAN 22, 2004 | Meeting Type: | Annual |
Record Date: | DEC 5, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Don D. Jordan |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William H. White |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Report on Foreign Operations Risk |
| Against |
| Against |
| Shareholder |
|
BOSTON SCIENTIFIC CORP.
Ticker: | BSX | Security ID: | 101137107 |
Meeting Date: | OCT 6, 2003 | Meeting Type: | Special |
Record Date: | AUG 27, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
11
BOSTON SCIENTIFIC CORP.
Ticker: | BSX | Security ID: | 101137107 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Ursula M. Burns |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Marye Anne Fox |
| For |
| For |
| Management |
|
1.3 |
| Elect Director N.J. Nicholas, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John E. Pepper |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
BRINKER INTERNATIONAL, INC.
Ticker: | EAT | Security ID: | 109641100 |
Meeting Date: | NOV 13, 2003 | Meeting Type: | Annual |
Record Date: | SEP 15, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Ronald A. McDougall |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Douglas H. Brooks |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Dan W. Cook, III |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert M. Gates |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Marvin J. Girouard |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Ronald Kirk |
| For |
| For |
| Management |
|
1.7 |
| Elect Director George R. Mrkonic |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Erle Nye |
| For |
| For |
| Management |
|
1.9 |
| Elect Director James E. Oesterreicher |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Cece Smith |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Roger T. Staubach |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| Against |
| Management |
|
3 |
| Report on the Impact of Genetically Engineered Products |
| Against |
| Against |
| Shareholder |
|
BRUNSWICK CORP.
Ticker: | BC | Security ID: | 117043109 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Nolan D. Archibald |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Jeffrey L. Bleustein |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Graham H. Phillips |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
CAREMARK RX, INC.
Ticker: | CMX | Security ID: | 141705103 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | APR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Edwin M. Banks |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Colleen C. Welch, Ph.D. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Roger L. Headrick |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jean-Pierre Millon |
| For |
| For |
| Management |
|
12
CAREMARK RX, INC.
Ticker: | CMX | Security ID: | 141705103 |
Meeting Date: | MAR 22, 2004 | Meeting Type: | Special |
Record Date: | FEB 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Increase Authorized Common Stock |
| For |
| Against |
| Management |
|
2 |
| Approve Issuance of Stock in Connection with Merger Agreement |
| For |
| For |
| Management |
|
3 |
| Increase Authorized Preferred Stock |
| For |
| Against |
| Management |
|
4 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
5 |
| Allow Postponement or Adjournment of Special Meeting |
| For |
| Against |
| Management |
|
CDW CORP.
Ticker: | CDWC | Security ID: | 12512N105 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | APR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michelle L. Collins |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Casey G. Cowell |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John A. Edwardson |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Daniel S. Goldin |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Donald P. Jacobs |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Michael P. Krasny |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Terry L. Lengfelder |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Susan D. Wellington |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Brian E. Williams |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Omnibus Stock Plan |
| For |
| Against |
| Management |
|
CHECK POINT SOFTWARE TECHNOLOGIES INC
Ticker: | CHKP | Security ID: | M22465104 |
Meeting Date: | JUN 30, 2004 | Meeting Type: | Annual |
Record Date: | MAY 21, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| ELECTION OF DIRECTORS (OTHER THAN OUTSIDE DIRECTORS): (NOTE: DIRECTORS ARE ELECTED AS A GROUP, NOT INDIVIDUALLY): GIL SHWED, MARIUS NACHT, DAVID RUBNER, TAL SHAVIT. |
| For |
| For |
| Management |
|
2 |
| TO RATIFY THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2003. |
| For |
| For |
| Management |
|
3 |
| TO RATIFY THE APPOINTMENT AND COMPENSATION OF THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS. |
| For |
| For |
| Management |
|
4 |
| TO APPROVE AMENDMENT TO DIRECTORS COMPENSATION. |
| For |
| Against |
| Management |
|
5 |
| TO APPROVE EXECUTIVE OFFICERS COMPENSATION. |
| For |
| Against |
| Management |
|
13
CINTAS CORP.
Ticker: | CTAS | Security ID: | 172908105 |
Meeting Date: | OCT 14, 2003 | Meeting Type: | Annual |
Record Date: | AUG 18, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Fix Number of Directors |
| For |
| For |
| Management |
|
2.1 |
| Elect Director Richard T. Farmer |
| For |
| Withhold |
| Management |
|
2.2 |
| Elect Director Robert J. Kohlhepp |
| For |
| For |
| Management |
|
2.3 |
| Elect Director Scott D. Farmer |
| For |
| For |
| Management |
|
2.4 |
| Elect Director Paul R. Carter |
| For |
| Withhold |
| Management |
|
2.5 |
| Elect Director Gerald V. Dirvin |
| For |
| Withhold |
| Management |
|
2.6 |
| Elect Director Robert J. Herbold |
| For |
| Withhold |
| Management |
|
2.7 |
| Elect Director Roger L. Howe |
| For |
| Withhold |
| Management |
|
2.8 |
| Elect Director David C. Phillips |
| For |
| Withhold |
| Management |
|
3 |
| Approve Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
5 |
| Establish a Nominating Committee of Independent Directors |
| Against |
| For |
| Shareholder |
|
6 |
| Require Majority of Independent Directors on Board |
| Against |
| For |
| Shareholder |
|
7 |
| Report on Code of Conduct |
| Against |
| Against |
| Shareholder |
|
COMMUNITY HEALTH SYSTEMS, INC.
Ticker: | CYH | Security ID: | 203668108 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director W. Larry Cash |
| For |
| For |
| Management |
|
1.2 |
| Elect Director J. Anthony Forstmann |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Harvey Klein, M.D. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director H. Mitchell Watson, Jr. |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Separate Chairman and CEO Positions |
| Against |
| For |
| Shareholder |
|
COMVERSE TECHNOLOGY, INC.
Ticker: | CMVT | Security ID: | 205862402 |
Meeting Date: | DEC 16, 2003 | Meeting Type: | Annual |
Record Date: | OCT 28, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Kobi Alexander |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Raz Alon |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Itsik Danziger |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John H. Friedman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Ron Hiram |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Sam Oolie |
| For |
| For |
| Management |
|
1.7 |
| Elect Director William F. Sorin |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
14
COMVERSE TECHNOLOGY, INC.
Ticker: | CMVT | Security ID: | 205862402 |
Meeting Date: | JUN 15, 2004 | Meeting Type: | Annual |
Record Date: | APR 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Kobi Alexander |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Raz Alon |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Itsik Danziger |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John H. Friedman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Ron Hiram |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Sam Oolie |
| For |
| For |
| Management |
|
1.7 |
| Elect Director William F. Sorin |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| Against |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
DANA CORP.
Ticker: | DCN | Security ID: | 235811106 |
Meeting Date: | APR 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Benjamin F. Bailar |
| For |
| For |
| Management |
|
1.2 |
| Elect Director A. Charles Baillie |
| For |
| For |
| Management |
|
1.3 |
| Elect Director David E. Berges |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Michael J. Burns |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Edmund M. Carpenter |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Samir G. Gibara |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Cheyl W. Grise |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Glen H. Hiner |
| For |
| For |
| Management |
|
1.9 |
| Elect Director James P. Kelly |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Marilyn R. Marks |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Richard B. Priory |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Approve Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
15
DARDEN RESTAURANTS, INC.
Ticker: | DRI | Security ID: | 237194105 |
Meeting Date: | SEP 25, 2003 | Meeting Type: | Annual |
Record Date: | JUL 28, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Leonard L. Berry |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Odie C. Donald |
| For |
| For |
| Management |
|
1.3 |
| Elect Director David H. Hughes |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Joe R. Lee |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Senator Connie Mack, III |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Richard E. Rivera |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Michael D. Rose |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Maria A. Sastre |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Jack A. Smith |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Blaine Sweatt, III |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Rita P. Wilson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
DAVITA INC.
Ticker: | DVA | Security ID: | 23918K108 |
Meeting Date: | MAY 24, 2004 | Meeting Type: | Annual |
Record Date: | APR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Nancy-Ann Deparle |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Richard B. Fontaine |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Peter T. Grauer |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Michele J. Hooper |
| For |
| For |
| Management |
|
1.5 |
| Elect Director C. Raymond Larkin, Jr. |
| For |
| For |
| Management |
|
1.6 |
| Elect Director John M. Nehra |
| For |
| For |
| Management |
|
1.7 |
| Elect Director William L. Roper |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Kent J. Thiry |
| For |
| For |
| Management |
|
DEAN FOODS COMPANY
Ticker: | DF | Security ID: | 242370104 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Alan J. Bernon |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gregg L. Engles |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Joseph S. Hardin, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Ronald Kirk |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director John S. Llewellyn, Jr. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
16
DOLLAR TREE STORES, INC.
Ticker: | DLTR | Security ID: | 256747106 |
Meeting Date: | JUN 17, 2004 | Meeting Type: | Annual |
Record Date: | APR 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Change Range for Size of the Board |
| For |
| For |
| Management |
|
2.1 |
| Elect Director H. Ray Compton |
| For |
| For |
| Management |
|
2.2 |
| Elect Director John F. Megrue |
| For |
| For |
| Management |
|
2.3 |
| Elect Director Alan L. Wurtzel |
| For |
| For |
| Management |
|
2.4 |
| Elect Director Bob Sasser |
| For |
| For |
| Management |
|
2.5 |
| Elect Director Thomas E. Whiddon |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
5 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
DST SYSTEMS, INC.
Ticker: | DST | Security ID: | 233326107 |
Meeting Date: | NOV 28, 2003 | Meeting Type: | Special |
Record Date: | NOV 10, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Reorganization Plan |
| For |
| For |
| Management |
|
DST SYSTEMS, INC.
Ticker: | DST | Security ID: | 233326107 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director A. Edward Allinson |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Michael G. Fitt |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
EDUCATION MANAGEMENT CORP.
Ticker: | EDMC | Security ID: | 28139T101 |
Meeting Date: | NOV 20, 2003 | Meeting Type: | Annual |
Record Date: | SEP 23, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert H. Atwell |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William M. Campbell, III |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Friedrich Teroerde |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
17
ELAN CORPORATION PLC
Ticker: | ELN | Security ID: | 284131208 |
Meeting Date: | JUN 17, 2004 | Meeting Type: | Annual |
Record Date: | MAY 11, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2003 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON. |
| For |
| For |
| Management |
|
2 |
| TO RE-ELECT MR. BRENDAN BOUSHEL WHO RETIRES FROM THE BOARD BY ROTATION AS A DIRECTOR OF THE COMPANY. |
| For |
| For |
| Management |
|
3 |
| TO RE-ELECT MR. JOHN GROOM WHO RETIRES FROM THE BOARD BY ROTATION AS A DIRECTOR OF THE COMPANY. |
| For |
| For |
| Management |
|
4 |
| TO RE-ELECT MR. KYRAN MCLAUGHLIN WHO RETIRES FROM THE BOARD BY ROTATION AS A DIRECTOR OF THE COMPANY. |
| For |
| For |
| Management |
|
5 |
| TO RE-ELECT DR. DENNIS SELKOE WHO RETIRES FROM THE BOARD BY ROTATION AS A DIRECTOR OF THE COMPANY. |
| For |
| For |
| Management |
|
6 |
| TO RE-ELECT MR. DANIEL TULLY WHO RETIRES FROM THE BOARD BY ROTATION AS A DIRECTOR OF THE COMPANY. |
| For |
| For |
| Management |
|
7 |
| TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS. |
| For |
| For |
| Management |
|
8 |
| THAT THE BOARD OF DIRECTORS BE AUTHORISED TO ISSUE SHARE OPTIONS TO NON-EXECUTIVE DIRECTORS IN ACCORDANCE WITH THE TERMS OF THE ELAN CORPORATION, PLC 1996 CONSULTANT OPTION PLAN. |
| For |
| Against |
| Management |
|
9 |
| THAT THE ELAN CORPORATION, PLC 2004 RESTRICTED STOCK PLAN (THE RSU PLAN) BE APPROVED AND ADOPTED. |
| For |
| Against |
| Management |
|
10 |
| THAT THE ELAN CORPORATION, PLC EMPLOYEE EQUITY PURCHASE PLAN (THE ESPP) BE APPROVED AND ADOPTED. |
| For |
| For |
| Management |
|
11 |
| THAT THE DIRECTORS BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED TO ALLOT AND ISSUE ALL RELEVANT SECURITIES OF THE COMPANY. |
| For |
| For |
| Management |
|
12 |
| THAT THE AUTHORISED SHARE CAPITAL OF THE COMPANY BE INCREASED FROM 30,002,500 TO 33,502,500. |
| For |
| For |
| Management |
|
13 |
| THAT, SUBJECT TO THE PASSING OF RESOLUTION 12 IN THE NOTICE OF THIS MEETING, THE ARTICLES OF ASSOCIATION BE AMENDED. |
| For |
| For |
| Management |
|
14 |
| THAT, SUBJECT TO THE PASSING OF RESOLUTION 11 IN THE NOTICE OF THE MEETING, THE DIRECTORS BE AND ARE HEREBY EMPOWERED TO ALLOT SECURITIES FOR CASH. |
| For |
| For |
| Management |
|
15 | �� | THAT THE COMPANY AND/OR ANY SUBSIDIARY OF THE COMPANY BE AND IS HEREBY GENERALLY AUTHORIZED TO MAKE MARKET PURCHASES OF SHARES OF ANY CLASS OF THE COMPANY. |
| For |
| For |
| Management |
|
16 |
| THAT THE RE-ISSUE PRICE RANGE AT WHICH ANY TREASURY SHARES FOR THE TIME BEING HELD BY THE COMPANY MAY BE RE-ISSUED OFF-MARKET SHALL BE THE MAXIMUM PRICE EQUAL TO 120 PER CENT OF THE RELEVANT PRICE; AND THE MINIMUM PRICE EQUAL TO 95 PER CENT OF THE RELEVA |
| For |
| For |
| Management |
|
18
FAIR ISAAC INC.
Ticker: | FIC | Security ID: | 303250104 |
Meeting Date: | FEB 2, 2004 | Meeting Type: | Annual |
Record Date: | DEC 5, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director A. George Battle |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Tony J. Christianson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Thomas G. Grudnowski |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Alex W. Hart |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Philip G. Heasley |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Guy R. Henshaw |
| For |
| For |
| Management |
|
1.7 |
| Elect Director David S.P. Hopkins |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Margaret L. Taylor |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
Ticker: | FCS | Security ID: | 303726103 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Kirk P. Pond |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Joseph R. Martin |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Charles P. Carinalli |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Richard M. Cashin, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Charles M. Clough |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Robert F. Friel |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Thomas L. Magnanti |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Bryan R. Roub |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Paul C. Schorr IV |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Ronald W. Shelly |
| For |
| For |
| Management |
|
1.11 |
| Elect Director William N. Stout |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
FAMILY DOLLAR STORES, INC.
Ticker: | FDO | Security ID: | 307000109 |
Meeting Date: | JAN 15, 2004 | Meeting Type: | Annual |
Record Date: | NOV 24, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Howard R. Levine |
| For |
| For |
| Management |
|
1.2 |
| Elect Director George R. Mahoney, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Mark R. Bernstein |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Sharon Allred Decker |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Edward C. Dolby |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Glenn A. Eisenberg |
| For |
| For |
| Management |
|
1.7 |
| Elect Director James G. Martin |
| For |
| For |
| Management |
|
2 |
| Approve Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
19
FASTENAL CO.
Ticker: | FAST | Security ID: | 311900104 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert A. Kierlin |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Stephen M. Slaggie |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Michael M. Gostomski |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John D. Remick |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Henry K. McConnon |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Robert A. Hansen |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Willard D. Oberton |
| For |
| Withhold |
| Management |
|
1.8 |
| Elect Director Michael J. Dolan |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Reyne K. Wisecup |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
FOUNDRY NETWORKS, INC.
Ticker: | FDRY | Security ID: | 35063R100 |
Meeting Date: | JUN 1, 2004 | Meeting Type: | Annual |
Record Date: | APR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Bobby R. Johnson, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Andrew K. Ludwick |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Alfred J. Amoroso |
| For |
| For |
| Management |
|
1.4 |
| Elect Director C. Nicholas Keating, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director J. Steven Young |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Alan L. Earhart |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
GARMIN LTD
Ticker: | GRMN | Security ID: | G37260109 |
Meeting Date: | JUN 4, 2004 | Meeting Type: | Annual |
Record Date: | APR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Gene M. Betts |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Thomas A. Mcdonnell |
| For |
| For |
| Management |
|
GENTEX CORP.
Ticker: | GNTX | Security ID: | 371901109 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John Mulder |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Frederick Sotok |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Wallace Tsuha |
| For |
| For |
| Management |
|
2 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
3 |
| Increase Authorized Common Stock |
| For |
| Against |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
20
HARRAH’S ENTERTAINMENT, INC.
Ticker: | HET | Security ID: | 413619107 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Ralph Horn |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gary W. Loveman |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Philip G. Satre |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Boake A. Sells |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
HEALTH MANAGEMENT ASSOCIATES, INC.
Ticker: | HMA | Security ID: | 421933102 |
Meeting Date: | FEB 17, 2004 | Meeting Type: | Annual |
Record Date: | DEC 19, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William J. Schoen |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Joseph V. Vumbacco |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Kent P. Dauten |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Donald E. Kiernan |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert A. Knox |
| For |
| For |
| Management |
|
1.6 |
| Elect Director William E. Mayberry, M.D. |
| For |
| For |
| Management |
|
1.7 |
| Elect Director William C. Steere, Jr. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Randolph W. Westerfield, Ph.D. |
| For |
| For |
| Management |
|
HILTON HOTELS CORP.
Ticker: | HLT | Security ID: | 432848109 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director A. Steven Crown |
| For |
| For |
| Management |
|
1.2 |
| Elect Director David Michels |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John H. Myers |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Donna F. Tuttle |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Approve Incentive Bonus Plan |
| For |
| For |
| Management |
|
5 |
| Declassify the Board of Directors |
| Against |
| For |
| Shareholder |
|
6 |
| Require Majority of Independent Directors on Board |
| Against |
| For |
| Shareholder |
|
21
ICOS CORP.
Ticker: | ICOS | Security ID: | 449295104 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: | MAR 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Paul N. Clark |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Vaughn D. Bryson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William H. Gates III |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert W. Pangia |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Review/Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
INTUIT, INC.
Ticker: | INTU | Security ID: | 461202103 |
Meeting Date: | OCT 30, 2003 | Meeting Type: | Annual |
Record Date: | SEP 2, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Stephen M. Bennett |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Christopher W. Brody |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William V. Campbell |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Scott D. Cook |
| For |
| For |
| Management |
|
1.5 |
| Elect Director L. John Doerr |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Donna L. Dubinsky |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Michael R. Hallman |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Stratton D. Sclavos |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
JABIL CIRCUIT, INC.
Ticker: | JBL | Security ID: | 466313103 |
Meeting Date: | JAN 13, 2004 | Meeting Type: | Annual |
Record Date: | NOV 14, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William D. Morean |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Thomas A. Sansone |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Timothy L. Main |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Lawrence J. Murphy |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Mel S. Lavitt |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Steven A. Raymund |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Frank A. Newman |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Laurence S. Grafstein |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
22
LEXMARK INTERNATIONAL, INC.
Ticker: | LXK | Security ID: | 529771107 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Frank T. Cary |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Paul J. Curlander |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Martin D. Walker |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James F. Hardymon |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
MANOR CARE, INC.
Ticker: | HCR | Security ID: | 564055101 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Virgis W. Colbert |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William H. Longfield |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Paul A. Ormond |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Declassify the Board of Directors |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| Against |
| Management |
|
5 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
MANPOWER INC.
Ticker: | MAN | Security ID: | 56418H100 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | FEB 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Stephanie A. Burns |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Willie D. Davis |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jack M. Greenberg |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Terry A. Hueneke |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
MERCURY INTERACTIVE CORP.
Ticker: | MERQ | Security ID: | 589405109 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Amnon Landan |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Igal Kohavi |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Clyde Ostler |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Yair Shamir |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Giora Yaron |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Anthony Zingale |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| Against |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
23
MERCURY INTERACTIVE CORP.
Ticker: | MERQ | Security ID: | 589405109 |
Meeting Date: | DEC 10, 2003 | Meeting Type: | Special |
Record Date: | OCT 31, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Amend Stock Option Plan |
| For |
| Against |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
MGM MIRAGE
Ticker: | MGG | Security ID: | 552953101 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James D. Aljian |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Robert H. Baldwin |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Terry N. Christensen |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Willie D. Davis |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Alexander M. Haig, Jr. |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director Alexis M. Herman |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Roland Hernandez |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Gary N. Jacobs |
| For |
| Withhold |
| Management |
|
1.9 |
| Elect Director Kirk Kerkorian |
| For |
| Withhold |
| Management |
|
1.10 |
| Elect Director J. Terrence Lanni |
| For |
| Withhold |
| Management |
|
1.11 |
| Elect Director George J. Mason |
| For |
| For |
| Management |
|
1.12 |
| Elect Director James J. Murren |
| For |
| Withhold |
| Management |
|
1.13 |
| Elect Director Ronald M. Popeil |
| For |
| For |
| Management |
|
1.14 |
| Elect Director John T. Redmond |
| For |
| Withhold |
| Management |
|
1.15 |
| Elect Director Daniel M. Wade |
| For |
| Withhold |
| Management |
|
1.16 |
| Elect Director Melvin B. Wolzinger |
| For |
| For |
| Management |
|
1.17 |
| Elect Director Alex Yemenidjian |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
MONSTER WORLDWIDE, INC.
Ticker: | MNST | Security ID: | 611742107 |
Meeting Date: | JUN 16, 2004 | Meeting Type: | Annual |
Record Date: | APR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Andrew J. Mckelvey |
| For |
| For |
| Management |
|
1.2 |
| Elect Director George R. Eisele |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John Gaulding |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Ronald J. Kramer |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Michael Kaufman |
| For |
| For |
| Management |
|
1.6 |
| Elect Director John Swann |
| For |
| For |
| Management |
|
1.7 |
| Elect Director David A. Stein |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
24
MURPHY OIL CORP.
Ticker: | MUR | Security ID: | 626717102 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Frank W. Blue |
| For |
| For |
| Management |
|
1.2 |
| Elect Director George S. Dembroski |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Claiborne P. Deming |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert A. Hermes |
| For |
| For |
| Management |
|
1.5 |
| Elect Director R. Madison Murphy |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director William C. Nolan, Jr. |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Ivar B. Ramberg |
| For |
| For |
| Management |
|
1.8 |
| Elect Director David J. H. Smith |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Caroline G. Theus |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
NABORS INDUSTRIES, LTD.
Ticker: | NBR | Security ID: | G6359F103 |
Meeting Date: | JUN 1, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James L. Payne |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Hans W. Schmidt |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| SHAREHOLDER PROPOSAL TO CHANGE NABORS JURISDICTION OF INCORPORATION FROM BERMUDA TO DELAWARE. |
| Against |
| Against |
| Management |
|
NATIONAL SEMICONDUCTOR CORP.
Ticker: | NSM | Security ID: | 637640103 |
Meeting Date: | SEP 26, 2003 | Meeting Type: | Annual |
Record Date: | AUG 14, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Brian L. Halla |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Steven R. Appleton |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Gary P. Arnold |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Richard J. Danzig |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert J. Frankenberg |
| For |
| For |
| Management |
|
1.6 |
| Elect Director E. Floyd Kvamme |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Modesto A. Maidique |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Edward R. Mccracken |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
25
NATIONAL-OILWELL, INC.
Ticker: | NOI | Security ID: | 637071101 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Roger L. Jarvis |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Merrill A. Miller, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Frederick W. Pheasey |
| For |
| For |
| Management |
|
NEXTEL PARTNERS, INC.
Ticker: | NXTP | Security ID: | 65333F107 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Adam Aron |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John Chapple |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Steven B. Dodge |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Timothy Donahue |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Caroline H. Rapking |
| For |
| For |
| Management |
|
1.6 |
| Elect Director James N. Perry, Jr. |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Dennis M. Weibling |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Stock Option Plan |
| For |
| Against |
| Management |
|
4 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
5 |
| Permit Board to Amend Bylaws Without Shareholder Consent |
| For |
| Against |
| Management |
|
NOVELL, INC.
Ticker: | NOVL | Security ID: | 670006105 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Albert Aiello |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Fred Corrado |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard L. Crandall |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Wayne Mackie |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Claudia B. Malone |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Jack L. Messman |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Richard L. Nolan |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Thomas G. Plaskett |
| For |
| For |
| Management |
|
1.9 |
| Elect Director John W. Poduska, Sr. |
| For |
| For |
| Management |
|
1.10 |
| Elect Director James D. Robinson, III |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Kathy Brittain White |
| For |
| For |
| Management |
|
2 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
3 |
| Performance-Based/Indexed Options |
| Against |
| For |
| Shareholder |
|
4 |
| Prohibit Auditor from Providing Non-Audit Services |
| Against |
| Against |
| Shareholder |
|
26
OUTBACK STEAKHOUSE, INC.
Ticker: | OSI | Security ID: | 689899102 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John A. Brabson, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Lee Roy Selmon |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| Against |
| Management |
|
3 |
| Other Business |
| For |
| Against |
| Management |
|
PATTERSON-UTI ENERGY INC.
Ticker: | PTEN | Security ID: | 703481101 |
Meeting Date: | JUN 29, 2004 | Meeting Type: | Annual |
Record Date: | MAY 28, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Mark S. Siegel |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Cloyce A. Talbott |
| For |
| For |
| Management |
|
1.3 |
| Elect Director A. Glenn Patterson |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Kenneth N. Berns |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert C. Gist |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Curtis W. Huff |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Terry H. Hunt |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Kenneth R. Peak |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Nadine C. Smith |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
PEOPLESOFT, INC.
Ticker: | PSFT | Security ID: | 712713106 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | Annual |
Record Date: | FEB 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director A. George ‘Skip’ Battle |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Craig A. Conway |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Frank J. Fanzilli, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Cyril J. Yansouni |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
27
POLYCOM, INC.
Ticker: | PLCM | Security ID: | 73172K104 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | Annual |
Record Date: | APR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Betsy S. Atkins |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John Seely Brown |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert C. Hagerty |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John A. Kelley, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Michael R. Kourey |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Stanley J. Meresman |
| For |
| For |
| Management |
|
1.7 |
| Elect Director William A. Owens |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Durk I. Jager |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Thomas G. Stemberg |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
POTASH CORP. SASKATCHEWAN INC.
Ticker: | POT. | Security ID: | 73755L107 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual/Special |
Record Date: | MAR 18, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Frederick J. Blesi |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William J. Doyle |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John W. Estey |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Wade Fetzer III |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Dallas J. Howe |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Alice D. Laberge |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Jeffrey J. McCaig |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Mary Mogford |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Paul J. Schoenhals |
| For |
| For |
| Management |
|
1.10 |
| Elect Director E. Robert Stromberg |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Jack G. Vicq |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Elena Viyella De Paliza |
| For |
| For |
| Management |
|
2 |
| Appoint Deloitte & Touche LLP as Auditors |
| For |
| For |
| Management |
|
3 |
| Adopt ‘Commonsense’ Compensation Program |
| Against |
| Against |
| Shareholder |
|
SANMINA-SCI CORP.
Ticker: | SANM | Security ID: | 800907107 |
Meeting Date: | JAN 26, 2004 | Meeting Type: | Annual |
Record Date: | DEC 1, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John C. Bolger |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Neil R. Bonke |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Randy W. Furr |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Mario M. Rosati |
| For |
| For |
| Management |
|
1.5 |
| Elect Director A. Eugene Sapp, Jr. |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Wayne Shortridge |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Peter J. Simone |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Jure Sola |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Bernard V Vonderschmitt |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Jacqueline M. Ward |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
28
SCIENTIFIC-ATLANTA, INC.
Ticker: | SFA | Security ID: | 808655104 |
Meeting Date: | NOV 7, 2003 | Meeting Type: | Annual |
Record Date: | SEP 15, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Marion H. Antonini |
| For |
| For |
| Management |
|
1.2 |
| Elect Director David J. McLaughlin |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James V. Napier |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Sam Nunn |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
SIEBEL SYSTEMS, INC.
Ticker: | SEBL | Security ID: | 826170102 |
Meeting Date: | JUN 23, 2004 | Meeting Type: | Annual |
Record Date: | APR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director C. Scott Hartz |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Charles R. Schwab |
| For |
| For |
| Management |
|
1.3 |
| Elect Director George T. Shaheen |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John W. White |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Expense Stock Options |
| Abstain |
| For |
| Shareholder |
|
STANCORP FINANCIAL GROUP, INC.
Ticker: | SFG | Security ID: | 852891100 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | Annual |
Record Date: | FEB 25, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jerome J. Meyer |
| For |
| Did Not Vote |
| Management |
|
1.2 |
| Elect Director Ralph R. Peterson |
| For |
| Did Not Vote |
| Management |
|
1.3 |
| Elect Director E. Kay Stepp |
| For |
| Did Not Vote |
| Management |
|
1.4 |
| Elect Director Michael G. Thorne |
| For |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| For |
| Did Not Vote |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| Did Not Vote |
| Management |
|
4 |
| Require Two Candidates for Each Board Seat |
| Against |
| Did Not Vote |
| Shareholder |
|
29
STAPLES, INC.
Ticker: | SPLS | Security ID: | 855030102 |
Meeting Date: | JUN 17, 2004 | Meeting Type: | Annual |
Record Date: | APR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Arthur M. Blank |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gary L. Crittenden |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Martin Trust |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Paul F. Walsh |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
6 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| Against |
| Shareholder |
|
7 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
8 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
9 |
| Prohibit Auditor from Providing Non-Audit Services |
| Against |
| Against |
| Shareholder |
|
SYMBOL TECHNOLOGIES, INC.
Ticker: | SBL | Security ID: | 871508107 |
Meeting Date: | APR 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William R. Nuti |
| For |
| Did Not Vote |
| Management |
|
1.2 |
| Elect Director Robert J. Chrenc |
| For |
| Did Not Vote |
| Management |
|
1.3 |
| Elect Director Salvatore Iannuzzi |
| For |
| Did Not Vote |
| Management |
|
1.4 |
| Elect Director Edward Kozel |
| For |
| Did Not Vote |
| Management |
|
1.5 |
| Elect Director George Samenuk |
| For |
| Did Not Vote |
| Management |
|
1.6 |
| Elect Director Melvin A. Yellin |
| For |
| Did Not Vote |
| Management |
|
2 |
| Amend Executive Incentive Bonus Plan |
| For |
| Did Not Vote |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| Did Not Vote |
| Management |
|
4 |
| Ratify Auditors |
| For |
| Did Not Vote |
| Management |
|
SYNOPSYS, INC.
Ticker: | SNPS | Security ID: | 871607107 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 7, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Aart J. de Geus |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Andy D. Bryant |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Chi-Foon Chan |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Bruce R. Chizen |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Deborah A. Coleman |
| For |
| For |
| Management |
|
1.6 |
| Elect Director A. Richard Newton |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Sasson Somekh |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Roy Vallee |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Steven C. Walske |
| For |
| For |
| Management |
|
2 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| Against |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
30
TAIWAN SEMICONDUCTOR MANUFACTURING CO.
Ticker: | TSM.P | Security ID: | 874039100 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| TO ACCEPT 2003 BUSINESS REPORT AND FINANCIAL STATEMENTS. |
| For |
| For |
| Management |
|
2 |
| TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2003 PROFITS. |
| For |
| For |
| Management |
|
3 |
| TO APPROVE THE CAPITALIZATION OF 2003 DIVIDENDS AND EMPLOYEE PROFIT SHARING. |
| For |
| For |
| Management |
|
TERADYNE, INC.
Ticker: | TER | Security ID: | 880770102 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John P. Mulroney |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Patricia S. Wolpert |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: | TEVA | Security ID: | 881624209 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | APR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| TO RECEIVE AND DISCUSS THE COMPANY S CONSOLIDATED BALANCE SHEET AS OF DECEMBER 31, 2003 AND THE CONSOLIDATED STATEMENTS. |
| For |
| For |
| Management |
|
2 |
| TO APPROVE THE BOARD OF DIRECTORS RECOMMENDATION THAT THE CASH DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2003, WHICH WAS PAID IN FOUR INSTALLMENTS AND AGGREGATED NIS 1.44 (APPROXIMATELY US$0.322) PER ORDINARY SHARE, BE DECLARED FINAL. |
| For |
| For |
| Management |
|
3 |
| TO ELECT ABRAHAM E. COHEN TO SERVE FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
4 |
| TO ELECT LESLIE DAN TO SERVE FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
5 |
| TO ELECT PROF. MEIR HETH TO SERVE FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
6 |
| TO ELECT PROF. MOSHE MANY TO SERVE FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
7 |
| TO ELECT DOV SHAFIR TO SERVE FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
8 |
| TO APPROVE THE PURCHASE OF DIRECTOR S AND OFFICER S LIABILITY INSURANCE FOR THE DIRECTORS AND OFFICERS OF THE COMPANY. |
| For |
| Against |
| Management |
|
9 |
| Ratify Auditors |
| For |
| For |
| Management |
|
31
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: | TEVA | Security ID: | 881624209 |
Meeting Date: | OCT 27, 2003 | Meeting Type: | Special |
Record Date: | SEP 18, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Elect G. Shalev as an External Director |
| For |
| For |
| Management |
|
2 |
| Approve Increase in Remuneration of Directors other than the Chairman |
| For |
| For |
| Management |
|
UNITED MICRO ELECTRONIC
Ticker: |
| Security ID: | 910873207 |
Meeting Date: | JUN 1, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Receive Report on 2003 AGM |
| None |
| Did Not Vote |
| Management |
|
1.2 |
| Receive Report on Business Operation Results for Fiscal Year 2003 |
| None |
| Did Not Vote |
| Management |
|
1.3 |
| Receive Supervisors’ Report |
| None |
| Did Not Vote |
| Management |
|
1.4 |
| Receive Report on the Acquisition and Disposal of Assets |
| None |
| Did Not Vote |
| Management |
|
1.5 |
| Receive Report on the Issuance of Corporate Debt |
| None |
| Did Not Vote |
| Management |
|
2.1 |
| Accept Financial Statements and Statutory Reports |
| For |
| Did Not Vote |
| Management |
|
2.2 |
| Approve Allocation of Income and Dividends |
| For |
| Did Not Vote |
| Management |
|
3.1 |
| Approve Capitalization of 2003 Dividends and Employee Profit Sharing |
| For |
| Did Not Vote |
| Management |
|
3.2 |
| Amend Articles of Association |
| For |
| Did Not Vote |
| Management |
|
4 |
| Elect Directors and Supervisors |
| For |
| Did Not Vote |
| Management |
|
5 |
| Other Business |
| None |
| Did Not Vote |
| Management |
|
32
UNITEDHEALTH GROUP INCORPORATED
Ticker: | UNH | Security ID: | 91324P102 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William C. Ballard, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Richard T. Burke |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Stephen J. Hemsley |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Donna E. Shalala |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
4 |
| Limit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
UNIVISION COMMUNICATIONS INC.
Ticker: | UVN | Security ID: | 914906102 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director A. Jerrold Perenchio |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Fernando Aguirre |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Harold Gaba |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Alan F. Horn |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John G. Perenchio |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director Ray Rodriguez |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director McHenry T. Tichenor, Jr. |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
UTSTARCOM, INC.
Ticker: | UTSI | Security ID: | 918076100 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Thomas J. Toy |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Ying Wu |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
UTSTARCOM, INC.
Ticker: | UTSI | Security ID: | 918076100 |
Meeting Date: | SEP 24, 2003 | Meeting Type: | Special |
Record Date: | AUG 15, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
33
VARIAN MEDICAL SYSTEMS INC
Ticker: | VAR | Security ID: | 92220P105 |
Meeting Date: | FEB 19, 2004 | Meeting Type: | Annual |
Record Date: | DEC 22, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John Seely Brown |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Samuel Hellman |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Terry R. Lautenbach |
| For |
| For |
| Management |
|
2 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
VARIAN MEDICAL SYSTEMS INC
Ticker: | VAR | Security ID: | 92220P105 |
Meeting Date: | JUN 10, 2004 | Meeting Type: | Special |
Record Date: | APR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
VISHAY INTERTECHNOLOGY, INC.
Ticker: | VSH | Security ID: | 928298108 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Dr. Felix Zandman |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Philippe Gazeau |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Zvi Grinfas |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Dr. Gerald Paul |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Approve Restricted Stock Plan |
| For |
| For |
| Management |
|
WEBMD CORPORATION
Ticker: | HLTH | Security ID: | 94769M105 |
Meeting Date: | SEP 12, 2003 | Meeting Type: | Annual |
Record Date: | JUL 21, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Paul A. Brooke |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James V. Manning |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Martin J. Wygod |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| Against |
| Management |
|
3 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
34
WILLIAMS-SONOMA, INC.
Ticker: | WSM | Security ID: | 969904101 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director W. Howard Lester |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Edward A. Mueller |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Sanjiv Ahuja |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Adrian D.P. Bellamy |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Patrick J. Connolly |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Jeanne P. Jackson |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Michael R. Lynch |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Richard T. Robertson |
| For |
| For |
| Management |
|
2 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
XTO ENERGY CORP
Ticker: | XTO | Security ID: | 98385X106 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Phillip R. Kevil |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Scott G. Sherman |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Bob R. Simpson |
| For |
| Withhold |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| Against |
| Management |
|
ZIMMER HOLDINGS INC
Ticker: | ZMH | Security ID: | 98956P102 |
Meeting Date: | MAY 10, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Larry C. Glasscock |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director John L. McGoldrick |
| For |
| Withhold |
| Management |
|
2 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
3 |
| Ratify Auditors |
| Against |
| For |
| Shareholder |
|
COLUMBIA TAX-MANAGED GROWTH FUND
AFFILIATED COMPUTER SERVICES, INC.
Ticker: | ACS | Security ID: | 008190100 |
Meeting Date: | OCT 30, 2003 | Meeting Type: | Annual |
Record Date: | SEP 19, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Darwin Deason |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Jeffrey A. Rich |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Mark A. King |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Joseph P. O’Neill |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Frank A. Rossi |
| For |
| For |
| Management |
|
1.6 |
| Elect Director J. Livingston Kosberg |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Dennis McCuistion |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
35
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: | AIG | Security ID: | 026874107 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director M. Bernard Aidinoff |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Pei-Yuan Chia |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Marshall A. Cohen |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Willaim S. Cohen |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Martin S. Feldstein |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Ellen V. Futter |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Maurice R. Greenberg |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Carla A. Hills |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Frank J. Hoenemeyer |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Richard C. Holbrooke |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Donald P. Kanak |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Howard I. Smith |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Martin J. Sullivan |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Edmund S.W. Tse |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Frank G. Zarb |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
6 |
| Divest from Tobacco Equities |
| Against |
| Against |
| Shareholder |
|
7 |
| Link Executive Compensation to Predatory Lending |
| Against |
| Against |
| Shareholder |
|
AMGEN, INC.
Ticker: | AMGN | Security ID: | 031162100 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Frank J. Biondi, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Jerry D. Choate |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Frank C. Herringer |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Gilbert S. Omenn |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Prepare Glass Ceiling Report |
| Against |
| Against |
| Shareholder |
|
4 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
36
ASTRAZENECA PLC (FORMERLY ZENECA PLC)
Ticker: | ZEN | Security ID: | 046353108 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| TO RECEIVE THE DIRECTORS REPORT AND ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2003 |
| For |
| For |
| Management |
|
2 |
| TO CONFIRM DIVIDENDS |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| TO AUTHORIZE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITOR |
| For |
| For |
| Management |
|
5.1 |
| Elect Director Percy Barnevik |
| For |
| For |
| Management |
|
5.2 |
| Elect Director Hakan Mogren |
| For |
| For |
| Management |
|
5.3 |
| Elect Director Sir Tom Mckillop |
| For |
| For |
| Management |
|
5.4 |
| Elect Director Jonathan Symonds |
| For |
| For |
| Management |
|
5.5 |
| Elect Director Sir Peter Bonfield |
| For |
| For |
| Management |
|
5.6 |
| Elect Director John Buchanan |
| For |
| For |
| Management |
|
5.7 |
| Elect Director Jane Henney |
| For |
| For |
| Management |
|
5.8 |
| Elect Director Michele Hooper |
| For |
| For |
| Management |
|
5.9 |
| Elect Director Joe Jimenez |
| For |
| For |
| Management |
|
5.10 |
| Elect Director Erna Moller |
| For |
| For |
| Management |
|
5.11 |
| Elect Director Dame Bridget Ogilvie |
| For |
| For |
| Management |
|
5.12 |
| Elect Director Louis Schweitzer |
| For |
| For |
| Management |
|
5.13 |
| Elect Director Marcus Wallenberg |
| For |
| For |
| Management |
|
6 |
| TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED DECEMBER 31, 2003 |
| For |
| For |
| Management |
|
7 |
| TO ADOPT NEW ARTICLES OF ASSOCIATION |
| For |
| For |
| Management |
|
8 |
| TO AUTHORIZE LIMITED EU POLITICAL DONATIONS |
| For |
| For |
| Management |
|
9 |
| TO AUTHORIZE THE DIRECTORS TO ALLOT UNISSUED SHARES |
| For |
| For |
| Management |
|
10 |
| TO AUTHORIZE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS |
| For |
| For |
| Management |
|
11 |
| TO AUTHORIZE THE COMPANY TO PURCHASE ITS OWN SHARES |
| For |
| For |
| Management |
|
12 |
| TO AUTHORIZE INCREASE OF CAP ON NON-EXECUTIVE DIRECTORS REMUNERATION |
| For |
| For |
| Management |
|
BANK OF AMERICA CORP.
Ticker: | BAC | Security ID: | 060505104 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 7, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William Barnet, III |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Charles W. Coker |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John T. Collins |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Gary L. Countryman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Paul Fulton |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Charles K. Gifford |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Donald E. Guinn |
| For |
| For |
| Management |
|
1.8 |
| Elect Director James H. Hance, Jr. |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Kenneth D. Lewis |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Walter E. Massey |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Thomas J. May |
| For |
| For |
| Management |
|
1.12 |
| Elect Director C. Steven McMillan |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Eugene M. McQuade |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Patricia E. Mitchell |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Edward L. Romero |
| For |
| For |
| Management |
|
1.16 |
| Elect Director Thomas M. Ryan |
| For |
| For |
| Management |
|
1.17 |
| Elect Director O. Temple Sloan, Jr. |
| For |
| For |
| Management |
|
1.18 |
| Elect Director Meredith R. Spangler |
| For |
| For |
| Management |
|
1.19 |
| Elect Director Jackie M. Ward |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Change Date of Annual Meeting |
| Against |
| For |
| Shareholder |
|
4 |
| Adopt Nomination Procedures for the Board |
| Against |
| Against |
| Shareholder |
|
5 |
| Charitable Contributions |
| Against |
| Against |
| Shareholder |
|
6 |
| Establish Independent Committee to Review Mutual Fund Policy |
| Against |
| Against |
| Shareholder |
|
7 |
| Adopt Standards Regarding Privacy and Information Security |
| Against |
| Against |
| Shareholder |
|
37
BANK OF AMERICA CORP.
Ticker: | BAC | Security ID: | 060505104 |
Meeting Date: | MAR 17, 2004 | Meeting Type: | Special |
Record Date: | JAN 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
4 |
| Adjourn Meeting |
| For |
| Against |
| Management |
|
CHUBB CORP., THE
Ticker: | CB | Security ID: | 171232101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Zoe Baird |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Sheila P. Burke |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James I. Cash, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Joel J. Cohen |
| For |
| For |
| Management |
|
1.5 |
| Elect Director James M. Cornelius |
| For |
| For |
| Management |
|
1.6 |
| Elect Director John D. Finnegan |
| For |
| For |
| Management |
|
1.7 |
| Elect Director David H. Hoag |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Klaus J. Mangold |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Sir David G. Scholey, CBE |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Raymond G. H. Seitz |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Lawrence M. Small |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Daniel E. Somers |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Karen Hastie Williams |
| For |
| For |
| Management |
|
1.14 |
| Elect Director James M. Zimmerman |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Alfred W. Zollar |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
38
CISCO SYSTEMS, INC.
Ticker: | CSCO | Security ID: | 17275R102 |
Meeting Date: | NOV 11, 2003 | Meeting Type: | Annual |
Record Date: | SEP 12, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Carol A. Bartz |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Larry R. Carter |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John T. Chambers |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Dr. James F. Gibbons |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Dr. John L. Hennessy |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Roderick C. McGeary |
| For |
| For |
| Management |
|
1.7 |
| Elect Director James C. Morgan |
| For |
| For |
| Management |
|
1.8 |
| Elect Director John P. Morgridge |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Donald T. Valentine |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Steven M. West |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Jerry Yang |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Report on Company Products Used by the Government to Monitor the Internet |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Pay Disparity |
| Against |
| Against |
| Shareholder |
|
CITIGROUP INC.
Ticker: | C | Security ID: | 172967101 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director C. Michael Armstrong |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Alain J.P. Belda |
| For |
| For |
| Management |
|
1.3 |
| Elect Director George David |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Kenneth T. Derr |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John M. Deutch |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Roberto Hernandez Ramirez |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Ann Dibble Jordan |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Dudley C. Mecum |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Richard D. Parsons |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Andrall E. Pearson |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Charles Prince |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Robert E. Rubin |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Franklin A. Thomas |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Sanford I. Weill |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Robert B. Willumstad |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
4 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
5 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
6 |
| Separate Chairman and CEO Positions |
| Against |
| For |
| Shareholder |
|
39
DEERE & CO.
Ticker: | DE | Security ID: | 244199105 |
Meeting Date: | FEB 25, 2004 | Meeting Type: | Annual |
Record Date: | DEC 31, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert W. Lane |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Antonio Madero B. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Aulana L. Peters |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John R. Walter |
| For |
| For |
| Management |
|
EATON CORP.
Ticker: | ETN | Security ID: | 278058102 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael J. Critelli |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Ernie Green |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Kiran M. Patel |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
ELI LILLY AND CO.
Ticker: | LLY | Security ID: | 532457108 |
Meeting Date: | APR 19, 2004 | Meeting Type: | Annual |
Record Date: | FEB 13, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Steven C. Beering |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Winfried Bischoff |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Franklyn G. Prendergast |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Kathi P. Seifert |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Drug Pricing |
| Against |
| Against |
| Shareholder |
|
EMERSON ELECTRIC CO.
Ticker: | EMR | Security ID: | 291011104 |
Meeting Date: | FEB 3, 2004 | Meeting Type: | Annual |
Record Date: | NOV 24, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director C. Fernandez G. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director C.F. Knight |
| For |
| For |
| Management |
|
1.3 |
| Elect Director G.A. Lodge |
| For |
| For |
| Management |
|
1.4 |
| Elect Director R.L. Ridgway |
| For |
| For |
| Management |
|
1.5 |
| Elect Director E.E. Whitacre, Jr. |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
40
EXPRESS SCRIPTS, INC.
Ticker: | ESRX | Security ID: | 302182100 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Gary G. Benanav |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Frank J. Borelli |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Nicholas J. LaHowchic |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas P. Mac Mahon |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John O. Parker, Jr. |
| For |
| For |
| Management |
|
1.6 |
| Elect Director George Paz |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Samuel K. Skinner |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Seymour Sternberg |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Barrett A. Toan |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Howard L. Waltman |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| Against |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
EXXON MOBIL CORP.
Ticker: | XOM | Security ID: | 30231G102 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael J. Boskin |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James R. Houghton |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William R. Howell |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Reatha Clark King |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Philip E. Lippincott |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Harry J. Longwell |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Henry A. McKinnell, Jr. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Marilyn Carlson Nelson |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Lee R. Raymond |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Walter V. Shipley |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Rex W. Tillerson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Restricted Stock Plan |
| For |
| For |
| Management |
|
4 |
| Affirm Political Nonpartisanship |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Equatorial Guinea |
| Against |
| Against |
| Shareholder |
|
7 |
| Separate Chairman and CEO Positions |
| Against |
| For |
| Shareholder |
|
8 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
9 |
| Report on Stock Option Distribution by Race and Gender |
| Against |
| Against |
| Shareholder |
|
10 |
| Amend EEO Statement to Include Reference to Sexual Orientation |
| Against |
| For |
| Shareholder |
|
11 |
| Report on Climate Change Research |
| Against |
| Against |
| Shareholder |
|
41
FANNIE MAE
Ticker: | FNM | Security ID: | 313586109 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 6, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Stephen B. Ashley |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Kenneth M. Duberstein |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Thomas P. Gerrity |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Timothy Howard |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Ann Korologos |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Frederic V. Malek |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Donald B. Marron |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Daniel H. Mudd |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Anne M. Mulcahy |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Joe K. Pickett |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Leslie Rahl |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Franklin D. Raines |
| For |
| For |
| Management |
|
1.13 |
| Elect Director H. Patrick Swygert |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
GENERAL ELECTRIC CO.
Ticker: | GE | Security ID: | 369604103 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James I. Cash, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Dennis D. Dammerman |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Ann M. Fudge |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Claudio X. Gonzalez |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Jeffrey R. Immelt |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Andrea Jung |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Alan G. Lafley |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Kenneth G. Langone |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Ralph S. Larsen |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Rochelle B. Lazarus |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Sam Nunn |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Roger S. Penske |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Robert J. Swieringa |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Douglas A. Warner III |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Robert C. Wright |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
5 |
| Eliminate Animal Testing |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Nuclear Fuel Storage Risks |
| Against |
| Against |
| Shareholder |
|
7 |
| Report on PCB Clean-up |
| Against |
| Against |
| Shareholder |
|
8 |
| Report on Foreign Outsourcing |
| Against |
| Against |
| Shareholder |
|
9 |
| Prepare Sustainability Report |
| Against |
| Against |
| Shareholder |
|
10 |
| Limit Composition of Management Development and Compensation Committee to Independent Directors |
| Against |
| Against |
| Shareholder |
|
11 |
| Report on Pay Disparity |
| Against |
| Against |
| Shareholder |
|
12 |
| Limit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
13 |
| Limit Board Service for Other Companies |
| Against |
| For |
| Shareholder |
|
14 |
| Separate Chairman and CEO Positions |
| Against |
| For |
| Shareholder |
|
15 |
| Hire Advisor/Maximize Shareholder Value |
| Against |
| Against |
| Shareholder |
|
16 |
| Adopt a Retention Ratio for Executives and Directors |
| Against |
| Against |
| Shareholder |
|
17 |
| Require 70% to 80% Independent Board |
| Against |
| Against |
| Shareholder |
|
18 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
42
HEWLETT-PACKARD CO.
Ticker: | HPQ | Security ID: | 428236103 |
Meeting Date: | MAR 17, 2004 | Meeting Type: | Annual |
Record Date: | JAN 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director L.T. Babbio, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director P.C. Dunn |
| For |
| For |
| Management |
|
1.3 |
| Elect Director C.S. Fiorina |
| For |
| For |
| Management |
|
1.4 |
| Elect Director R.A. Hackborn |
| For |
| For |
| Management |
|
1.5 |
| Elect Director G.A. Keyworth II |
| For |
| For |
| Management |
|
1.6 |
| Elect Director R.E. Knowling, Jr. |
| For |
| For |
| Management |
|
1.7 |
| Elect Director S.M. Litvack |
| For |
| For |
| Management |
|
1.8 |
| Elect Director R.L. Ryan |
| For |
| For |
| Management |
|
1.9 |
| Elect Director L.S. Salhany |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| Against |
| Management |
|
4 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
ILLINOIS TOOL WORKS INC.
Ticker: | ITW | Security ID: | 452308109 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William F. Aldinger |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael J. Birck |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Marvin D. Brailsford |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James R. Cantalupo |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Susan Crown |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Don H. Davis, Jr. |
| For |
| For |
| Management |
|
1.7 |
| Elect Director W. James Farrell |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Robert C. McCormack |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Robert S. Morrison |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Harold B. Smith |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
43
INTEL CORP.
Ticker: | INTC | Security ID: | 458140100 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Craig R. Barrett |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Charlene Barshefsky |
| For |
| For |
| Management |
|
1.3 |
| Elect Director E. John P. Browne |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Andrew S. Grove |
| For |
| For |
| Management |
|
1.5 |
| Elect Director D. James Guzy |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Reed E. Hundt |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Paul S. Otellini |
| For |
| For |
| Management |
|
1.8 |
| Elect Director David S. Pottruck |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Jane E. Shaw |
| For |
| For |
| Management |
|
1.10 |
| Elect Director John L. Thornton |
| For |
| For |
| Management |
|
1.11 |
| Elect Director David B. Yoffie |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
5 |
| Limit/Prohibit Awards to Executives |
| Against |
| For |
| Shareholder |
|
6 |
| Performance- Based/Indexed Options |
| Against |
| For |
| Shareholder |
|
INTERNATIONAL PAPER CO.
Ticker: | IP | Security ID: | 460146103 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Martha F. Brooks |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James A. Henderson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert D. Kennedy |
| For |
| For |
| Management |
|
1.4 |
| Elect Director W. Craig McClelland |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Robert M. Amen |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
5 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
KOHL’S CORP.
Ticker: | KSS | Security ID: | 500255104 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Wayne Embry |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John F. Herma |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director R. Lawrence Montgomery |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Frank V. Sica |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Performance-Based Stock/Indexed Options |
| Against |
| For |
| Shareholder |
|
4 |
| Separate Chairman and CEO Positions |
| Against |
| For |
| Shareholder |
|
44
LEHMAN BROTHERS HOLDINGS INC.
Ticker: | LEH | Security ID: | 524908100 |
Meeting Date: | APR 2, 2004 | Meeting Type: | Annual |
Record Date: | FEB 13, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Roger S. Berlind |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Marsha Johnson Evans |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Sir Christopher Gent |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Dina Merrill |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
LEXMARK INTERNATIONAL, INC.
Ticker: | LXK | Security ID: | 529771107 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Frank T. Cary |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Paul J. Curlander |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Martin D. Walker |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James F. Hardymon |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
LOWE
Ticker: | LOW | Security ID: | 548661107 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | Annual |
Record Date: | APR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Leonard L. Berry |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Paul Fulton |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Dawn E. Hudson |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Marshall O. Larsen |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert A. Niblock |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Stephen F. Page |
| For |
| For |
| Management |
|
1.7 |
| Elect Director O. Temple Sloan, Jr. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Robert L. Tillman |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
MERRILL LYNCH & CO., INC.
Ticker: | MER | Security ID: | 590188108 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director David K. Newbigging |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Joseph W. Prueher |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Restore or Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
4 |
| Separate Chairman and CEO Positions |
| Against |
| For |
| Shareholder |
|
45
MICROSOFT CORP.
Ticker: | MSFT | Security ID: | 594918104 |
Meeting Date: | NOV 11, 2003 | Meeting Type: | Annual |
Record Date: | SEP 12, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William H. Gates, III |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Steven A. Ballmer |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James I. Cash, Jr., Ph.D. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Raymond V. Gilmartin |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Ann McLaughlin Korologos |
| For |
| For |
| Management |
|
1.6 |
| Elect Director David F. Marquardt |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Charles H. Noski |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Dr. Helmut Panke |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Wm. G. Reed, Jr. |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Jon A. Shirley |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Refrain from Giving Charitable Contributions |
| Against |
| Against |
| Shareholder |
|
NABORS INDUSTRIES, LTD.
Ticker: | NBR | Security ID: | G6359F103 |
Meeting Date: | JUN 1, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James L. Payne |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Hans W. Schmidt |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| SHAREHOLDER PROPOSAL TO CHANGE NABORS JURISDICTION OF INCORPORATION FROM BERMUDA TO DELAWARE. |
| Against |
| Against |
| Management |
|
NEW YORK COMMUNITY BANCORP, INC.
Ticker: | NYB | Security ID: | 649445103 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Donald M. Blake |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Thomas A. Doherty |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Michael J. Levine |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Guy V. Molinari |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John A. Pileski |
| For |
| For |
| Management |
|
1.6 |
| Elect Director John M. Tsimbinos |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
46
NOBLE CORP
Ticker: | NE | Security ID: | G65422100 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 4, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael A. Cawley |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Luke R. Corbett |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jack E. Little |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
PEPSICO, INC.
Ticker: | PEP | Security ID: | 713448108 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John F. Akers |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert E. Allen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Ray L. Hunt |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Arthur C. Martinez |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Indra K. Nooyi |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Franklin D. Raines |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Steven S. Reinemund |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Sharon Percy Rockefeller |
| For |
| For |
| Management |
|
1.9 |
| Elect Director James J. Schiro |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Franklin A. Thomas |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Cynthia M. Trudell |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Solomon D. Trujillo |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Daniel Vasella |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic |
| Against |
| Against |
| Shareholder |
|
PFIZER INC.
Ticker: | PFE | Security ID: | 717081103 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael S. Brown |
| For |
| For |
| Management |
|
1.2 |
| Elect Director M. Anthony Burns |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert N. Burt |
| For |
| For |
| Management |
|
1.4 |
| Elect Director W. Don Cornwell |
| For |
| For |
| Management |
|
1.5 |
| Elect Director William H. Gray III |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Constance J. Horner |
| For |
| For |
| Management |
|
1.7 |
| Elect Director William R. Howell |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Stanley O. Ikenberry |
| For |
| For |
| Management |
|
1.9 |
| Elect Director George A. Lorch |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Henry A. Mckinnell |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Dana G. Mead |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Franklin D. Raines |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Ruth J. Simmons |
| For |
| For |
| Management |
|
1.14 |
| Elect Director William C. Steere, Jr. |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Jean-Paul Valles |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic |
| Against |
| Against |
| Shareholder |
|
5 |
| Cease Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
7 |
| Establish Term Limits for Directors |
| Against |
| Against |
| Shareholder |
|
8 |
| Report on Drug Pricing |
| Against |
| Against |
| Shareholder |
|
9 |
| Limit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
10 |
| Amend Animal Testing Policy |
| Against |
| Against |
| Shareholder |
|
47
PROCTER & GAMBLE COMPANY, THE
Ticker: | PG | Security ID: | 742718109 |
Meeting Date: | OCT 14, 2003 | Meeting Type: | Annual |
Record Date: | AUG 1, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Norman R. Augustine |
| For |
| For |
| Management |
|
1.2 |
| Elect Director A.G. Lafley |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Johnathan A. Rodgers |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John F. Smith, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Margaret C. Whitman |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Omnibus Stock Plan |
| For |
| Against |
| Management |
|
4 |
| Declassify the Board of Directors |
| Against |
| For |
| Shareholder |
|
5 |
| Label Genetically Engineered Foods |
| Against |
| Against |
| Shareholder |
|
RENAISSANCERE HOLDINGS LTD.
Ticker: | RNR | Security ID: | G7496G103 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William F. Hecht |
| For |
| Did Not Vote |
| Management |
|
1.2 |
| Elect Director William I. Riker |
| For |
| Did Not Vote |
| Management |
|
1.3 |
| Elect Director Nicholas L. Trivisonno |
| For |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| For |
| Did Not Vote |
| Management |
|
48
ST. JUDE MEDICAL, INC.
Ticker: | STJ | Security ID: | 790849103 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael A. Rocca |
| For |
| For |
| Management |
|
1.2 |
| Elect Director David A. Thompson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Stefan K. Widensohler |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Increase Authorized Common Stock |
| For |
| Against |
| Management |
|
5 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: | TEVA | Security ID: | 881624209 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | APR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| TO RECEIVE AND DISCUSS THE COMPANY S CONSOLIDATED BALANCE SHEET AS OF DECEMBER 31, 2003 AND THE CONSOLIDATED STATEMENTS. |
| For |
| For |
| Management |
|
2 |
| TO APPROVE THE BOARD OF DIRECTORS RECOMMENDATION THAT THE CASH DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2003, WHICH WAS PAID IN FOUR INSTALLMENTS AND AGGREGATED NIS 1.44 (APPROXIMATELY US$0.322) PER ORDINARY SHARE, BE DECLARED FINAL. |
| For |
| For |
| Management |
|
3 |
| TO ELECT ABRAHAM E. COHEN TO SERVE FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
4 |
| TO ELECT LESLIE DAN TO SERVE FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
5 |
| TO ELECT PROF. MEIR HETH TO SERVE FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
6 |
| TO ELECT PROF. MOSHE MANY TO SERVE FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
7 |
| TO ELECT DOV SHAFIR TO SERVE FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
8 |
| TO APPROVE THE PURCHASE OF DIRECTOR S AND OFFICER S LIABILITY INSURANCE FOR THE DIRECTORS AND OFFICERS OF THE COMPANY. |
| For |
| Against |
| Management |
|
9 |
| Ratify Auditors |
| For |
| For |
| Management |
|
TEXAS INSTRUMENTS INC.
Ticker: | TXN | Security ID: | 882508104 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual |
Record Date: | FEB 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James R. Adams |
| For |
| For |
| Management |
|
1.2 |
| Elect Director David L. Boren |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Daniel A. Carp |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas J. Engibous |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Gerald W. Fronterhouse |
| For |
| For |
| Management |
|
1.6 |
| Elect Director David R. Goode |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Wayne R. Sanders |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Ruth J. Simmons |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Richard K. Templeton |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Christine Todd Whitman |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
49
UNIVISION COMMUNICATIONS INC.
Ticker: | UVN | Security ID: | 914906102 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director A. Jerrold Perenchio |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Fernando Aguirre |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Harold Gaba |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Alan F. Horn |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John G. Perenchio |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director Ray Rodriguez |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director McHenry T. Tichenor, Jr. |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
WAL-MART STORES, INC.
Ticker: | WMT | Security ID: | 931142103 |
Meeting Date: | JUN 4, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James W. Breyer |
| For |
| For |
| Management |
|
1.2 |
| Elect Director M. Michele Burns |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Thomas M. Coughlin |
| For |
| For |
| Management |
|
1.4 |
| Elect Director David D. Glass |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Roland A. Hernandez |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Dawn G. Lepore |
| For |
| For |
| Management |
|
1.7 |
| Elect Director John D. Opie |
| For |
| For |
| Management |
|
1.8 |
| Elect Director J. Paul Reason |
| For |
| For |
| Management |
|
1.9 |
| Elect Director H. Lee Scott, Jr. |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Jack C. Shewmaker |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Jose H. Villarreal |
| For |
| For |
| Management |
|
1.12 |
| Elect Director John T. Walton |
| For |
| For |
| Management |
|
1.13 |
| Elect Director S. Robson Walton |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Christopher J. Williams |
| For |
| For |
| Management |
|
2 |
| Approve Stock Option Plan |
| For |
| For |
| Management |
|
3 |
| Approve Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
6 |
| Separate Chairman and CEO Positions |
| Against |
| For |
| Shareholder |
|
7 |
| Prepare Sustainability Report |
| Against |
| For |
| Shareholder |
|
8 |
| Report on Stock Option Distribution by Race and Gender |
| Against |
| For |
| Shareholder |
|
9 |
| Report on Genetically Modified Organisms (GMO) |
| Against |
| Against |
| Shareholder |
|
10 |
| Prepare Diversity Report |
| Against |
| For |
| Shareholder |
|
11 |
| Submit Executive Compensation to Vote |
| Against |
| For |
| Shareholder |
|
50
WALGREEN CO.
Ticker: | WAG | Security ID: | 931422109 |
Meeting Date: | JAN 14, 2004 | Meeting Type: | Annual |
Record Date: | NOV 17, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director David W. Bernauer |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William C. Foote |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James J. Howard |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Alan G. McNally |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Cordell Reed |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Jeffrey A. Rein |
| For |
| For |
| Management |
|
1.7 |
| Elect Director David Y. Schwartz |
| For |
| For |
| Management |
|
1.8 |
| Elect Director John B. Schwemm |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Marilou M. von Ferstel |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Charles R. Walgreen III |
| For |
| For |
| Management |
|
2 |
| Approve Non-Employee Director Omnibus Stock Plan |
| For |
| Against |
| Management |
|
WASTE MANAGEMENT, INC.
Ticker: | WMI | Security ID: | 94106L109 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Pastora San Juan Cafferty |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Frank M. Clark, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert S. Miller |
| For |
| For |
| Management |
|
1.4 |
| Elect Director A. Maurice Myers |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John C. Pope |
| For |
| For |
| Management |
|
1.6 |
| Elect Director W. Robert Reum |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Steven G. Rothmeier |
| For |
| For |
| Management |
|
1.8 |
| Elect Director David P. Steiner |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Carl W. Vogt |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
XL CAPITAL LTD (FORMERLY EXEL LTD.)
Ticker: | XL | Security ID: | G98255105 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John Loudon |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert S. Parker |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Alan Z. Senter |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
51
ZIMMER HOLDINGS INC
Ticker: | ZMH | Security ID: | 98956P102 |
Meeting Date: | MAY 10, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Larry C. Glasscock |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director John L. McGoldrick |
| For |
| Withhold |
| Management |
|
2 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
3 |
| Ratify Auditors |
| Against |
| For |
| Shareholder |
|
COLUMBIA TAX-MANAGED GROWTH FUND II
AFFILIATED COMPUTER SERVICES, INC.
Ticker: | ACS | Security ID: | 008190100 |
Meeting Date: | OCT 30, 2003 | Meeting Type: | Annual |
Record Date: | SEP 19, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Darwin Deason |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Jeffrey A. Rich |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Mark A. King |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Joseph P. O’Neill |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Frank A. Rossi |
| For |
| For |
| Management |
|
1.6 |
| Elect Director J. Livingston Kosberg |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Dennis McCuistion |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: | AIG | Security ID: | 026874107 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director M. Bernard Aidinoff |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Pei-Yuan Chia |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Marshall A. Cohen |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Willaim S. Cohen |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Martin S. Feldstein |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Ellen V. Futter |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Maurice R. Greenberg |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Carla A. Hills |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Frank J. Hoenemeyer |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Richard C. Holbrooke |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Donald P. Kanak |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Howard I. Smith |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Martin J. Sullivan |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Edmund S.W. Tse |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Frank G. Zarb |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
6 |
| Divest from Tobacco Equities |
| Against |
| Against |
| Shareholder |
|
7 |
| Link Executive Compensation to Predatory Lending |
| Against |
| Against |
| Shareholder |
|
52
AMGEN, INC.
Ticker: | AMGN | Security ID: | 031162100 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Frank J. Biondi, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Jerry D. Choate |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Frank C. Herringer |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Gilbert S. Omenn |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Prepare Glass Ceiling Report |
| Against |
| Against |
| Shareholder |
|
4 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
ASTRAZENECA PLC (FORMERLY ZENECA PLC)
Ticker: | ZEN | Security ID: | 046353108 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| TO RECEIVE THE DIRECTORS REPORT AND ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2003 |
| For |
| For |
| Management |
|
2 |
| TO CONFIRM DIVIDENDS |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| TO AUTHORIZE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITOR |
| For |
| For |
| Management |
|
5.1 |
| Elect Director Percy Barnevik |
| For |
| For |
| Management |
|
5.2 |
| Elect Director Hakan Mogren |
| For |
| For |
| Management |
|
5.3 |
| Elect Director Sir Tom Mckillop |
| For |
| For |
| Management |
|
5.4 |
| Elect Director Jonathan Symonds |
| For |
| For |
| Management |
|
5.5 |
| Elect Director Sir Peter Bonfield |
| For |
| For |
| Management |
|
5.6 |
| Elect Director John Buchanan |
| For |
| For |
| Management |
|
5.7 |
| Elect Director Jane Henney |
| For |
| For |
| Management |
|
5.8 |
| Elect Director Michele Hooper |
| For |
| For |
| Management |
|
5.9 |
| Elect Director Joe Jimenez |
| For |
| For |
| Management |
|
5.10 |
| Elect Director Erna Moller |
| For |
| For |
| Management |
|
5.11 |
| Elect Director Dame Bridget Ogilvie |
| For |
| For |
| Management |
|
5.12 |
| Elect Director Louis Schweitzer |
| For |
| For |
| Management |
|
5.13 |
| Elect Director Marcus Wallenberg |
| For |
| For |
| Management |
|
6 |
| TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED DECEMBER 31, 2003 |
| For |
| For |
| Management |
|
7 |
| TO ADOPT NEW ARTICLES OF ASSOCIATION |
| For |
| For |
| Management |
|
8 |
| TO AUTHORIZE LIMITED EU POLITICAL DONATIONS |
| For |
| For |
| Management |
|
9 |
| TO AUTHORIZE THE DIRECTORS TO ALLOT UNISSUED SHARES |
| For |
| For |
| Management |
|
10 |
| TO AUTHORIZE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS |
| For |
| For |
| Management |
|
11 |
| TO AUTHORIZE THE COMPANY TO PURCHASE ITS OWN SHARES |
| For |
| For |
| Management |
|
12 |
| TO AUTHORIZE INCREASE OF CAP ON NON-EXECUTIVE DIRECTORS REMUNERATION |
| For |
| For |
| Management |
|
53
BANK OF AMERICA CORP.
Ticker: | BAC | Security ID: | 060505104 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 7, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William Barnet, III |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Charles W. Coker |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John T. Collins |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Gary L. Countryman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Paul Fulton |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Charles K. Gifford |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Donald E. Guinn |
| For |
| For |
| Management |
|
1.8 |
| Elect Director James H. Hance, Jr. |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Kenneth D. Lewis |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Walter E. Massey |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Thomas J. May |
| For |
| For |
| Management |
|
1.12 |
| Elect Director C. Steven McMillan |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Eugene M. McQuade |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Patricia E. Mitchell |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Edward L. Romero |
| For |
| For |
| Management |
|
1.16 |
| Elect Director Thomas M. Ryan |
| For |
| For |
| Management |
|
1.17 |
| Elect Director O. Temple Sloan, Jr. |
| For |
| For |
| Management |
|
1.18 |
| Elect Director Meredith R. Spangler |
| For |
| For |
| Management |
|
1.19 |
| Elect Director Jackie M. Ward |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Change Date of Annual Meeting |
| Against |
| For |
| Shareholder |
|
4 |
| Adopt Nomination Procedures for the Board |
| Against |
| Against |
| Shareholder |
|
5 |
| Charitable Contributions |
| Against |
| Against |
| Shareholder |
|
6 |
| Establish Independent Committee to Review Mutual Fund Policy |
| Against |
| Against |
| Shareholder |
|
7 |
| Adopt Standards Regarding Privacy and Information Security |
| Against |
| Against |
| Shareholder |
|
BANK OF AMERICA CORP.
Ticker: | BAC | Security ID: | 060505104 |
Meeting Date: | MAR 17, 2004 | Meeting Type: | Special |
Record Date: | JAN 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
4 |
| Adjourn Meeting |
| For |
| Against |
| Management |
|
54
CHUBB CORP., THE
Ticker: | CB | Security ID: | 171232101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Zoe Baird |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Sheila P. Burke |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James I. Cash, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Joel J. Cohen |
| For |
| For |
| Management |
|
1.5 |
| Elect Director James M. Cornelius |
| For |
| For |
| Management |
|
1.6 |
| Elect Director John D. Finnegan |
| For |
| For |
| Management |
|
1.7 |
| Elect Director David H. Hoag |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Klaus J. Mangold |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Sir David G. Scholey, CBE |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Raymond G. H. Seitz |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Lawrence M. Small |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Daniel E. Somers |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Karen Hastie Williams |
| For |
| For |
| Management |
|
1.14 |
| Elect Director James M. Zimmerman |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Alfred W. Zollar |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
CISCO SYSTEMS, INC.
Ticker: | CSCO | Security ID: | 17275R102 |
Meeting Date: | NOV 11, 2003 | Meeting Type: | Annual |
Record Date: | SEP 12, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Carol A. Bartz |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Larry R. Carter |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John T. Chambers |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Dr. James F. Gibbons |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Dr. John L. Hennessy |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Roderick C. McGeary |
| For |
| For |
| Management |
|
1.7 |
| Elect Director James C. Morgan |
| For |
| For |
| Management |
|
1.8 |
| Elect Director John P. Morgridge |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Donald T. Valentine |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Steven M. West |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Jerry Yang |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Report on Company Products Used by the Government to Monitor the Internet |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Pay Disparity |
| Against |
| Against |
| Shareholder |
|
55
CITIGROUP INC.
Ticker: | C | Security ID: | 172967101 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director C. Michael Armstrong |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Alain J.P. Belda |
| For |
| For |
| Management |
|
1.3 |
| Elect Director George David |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Kenneth T. Derr |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John M. Deutch |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Roberto Hernandez Ramirez |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Ann Dibble Jordan |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Dudley C. Mecum |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Richard D. Parsons |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Andrall E. Pearson |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Charles Prince |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Robert E. Rubin |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Franklin A. Thomas |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Sanford I. Weill |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Robert B. Willumstad |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
4 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
5 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
6 |
| Separate Chairman and CEO Positions |
| Against |
| For |
| Shareholder |
|
DEERE & CO.
Ticker: | DE | Security ID: | 244199105 |
Meeting Date: | FEB 25, 2004 | Meeting Type: | Annual |
Record Date: | DEC 31, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert W. Lane |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Antonio Madero B. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Aulana L. Peters |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John R. Walter |
| For |
| For |
| Management |
|
EATON CORP.
Ticker: | ETN | Security ID: | 278058102 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael J. Critelli |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Ernie Green |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Kiran M. Patel |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
56
ELI LILLY AND CO.
Ticker: | LLY | Security ID: | 532457108 |
Meeting Date: | APR 19, 2004 | Meeting Type: | Annual |
Record Date: | FEB 13, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Steven C. Beering |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Winfried Bischoff |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Franklyn G. Prendergast |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Kathi P. Seifert |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Drug Pricing |
| Against |
| Against |
| Shareholder |
|
EMERSON ELECTRIC CO.
Ticker: | EMR | Security ID: | 291011104 |
Meeting Date: | FEB 3, 2004 | Meeting Type: | Annual |
Record Date: | NOV 24, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director C. Fernandez G. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director C.F. Knight |
| For |
| For |
| Management |
|
1.3 |
| Elect Director G.A. Lodge |
| For |
| For |
| Management |
|
1.4 |
| Elect Director R.L. Ridgway |
| For |
| For |
| Management |
|
1.5 |
| Elect Director E.E. Whitacre, Jr. |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
EXPRESS SCRIPTS, INC.
Ticker: | ESRX | Security ID: | 302182100 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Gary G. Benanav |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Frank J. Borelli |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Nicholas J. LaHowchic |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas P. Mac Mahon |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John O. Parker, Jr. |
| For |
| For |
| Management |
|
1.6 |
| Elect Director George Paz |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Samuel K. Skinner |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Seymour Sternberg |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Barrett A. Toan |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Howard L. Waltman |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| Against |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
57
EXXON MOBIL CORP.
Ticker: | XOM | Security ID: | 30231G102 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael J. Boskin |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James R. Houghton |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William R. Howell |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Reatha Clark King |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Philip E. Lippincott |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Harry J. Longwell |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Henry A. McKinnell, Jr. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Marilyn Carlson Nelson |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Lee R. Raymond |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Walter V. Shipley |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Rex W. Tillerson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Restricted Stock Plan |
| For |
| For |
| Management |
|
4 |
| Affirm Political Nonpartisanship |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Equatorial Guinea |
| Against |
| Against |
| Shareholder |
|
7 |
| Separate Chairman and CEO Positions |
| Against |
| For |
| Shareholder |
|
8 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
9 |
| Report on Stock Option Distribution by Race and Gender |
| Against |
| Against |
| Shareholder |
|
10 |
| Amend EEO Statement to Include Reference to Sexual Orientation |
| Against |
| For |
| Shareholder |
|
11 |
| Report on Climate Change Research |
| Against |
| Against |
| Shareholder |
|
FANNIE MAE
Ticker: | FNM | Security ID: | 313586109 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 6, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Stephen B. Ashley |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Kenneth M. Duberstein |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Thomas P. Gerrity |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Timothy Howard |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Ann Korologos |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Frederic V. Malek |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Donald B. Marron |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Daniel H. Mudd |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Anne M. Mulcahy |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Joe K. Pickett |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Leslie Rahl |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Franklin D. Raines |
| For |
| For |
| Management |
|
1.13 |
| Elect Director H. Patrick Swygert |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
58
GENERAL ELECTRIC CO.
Ticker: | GE | Security ID: | 369604103 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James I. Cash, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Dennis D. Dammerman |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Ann M. Fudge |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Claudio X. Gonzalez |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Jeffrey R. Immelt |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Andrea Jung |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Alan G. Lafley |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Kenneth G. Langone |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Ralph S. Larsen |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Rochelle B. Lazarus |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Sam Nunn |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Roger S. Penske |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Robert J. Swieringa |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Douglas A. Warner III |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Robert C. Wright |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
5 |
| Eliminate Animal Testing |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Nuclear Fuel Storage Risks |
| Against |
| Against |
| Shareholder |
|
7 |
| Report on PCB Clean-up |
| Against |
| Against |
| Shareholder |
|
8 |
| Report on Foreign Outsourcing |
| Against |
| Against |
| Shareholder |
|
9 |
| Prepare Sustainability Report |
| Against |
| Against |
| Shareholder |
|
10 |
| Limit Composition of Management Development and Compensation Committee to Independent Directors |
| Against |
| Against |
| Shareholder |
|
11 |
| Report on Pay Disparity |
| Against |
| Against |
| Shareholder |
|
12 |
| Limit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
13 |
| Limit Board Service for Other Companies |
| Against |
| For |
| Shareholder |
|
14 |
| Separate Chairman and CEO Positions |
| Against |
| For |
| Shareholder |
|
15 |
| Hire Advisor/Maximize Shareholder Value |
| Against |
| Against |
| Shareholder |
|
16 |
| Adopt a Retention Ratio for Executives and Directors |
| Against |
| Against |
| Shareholder |
|
17 |
| Require 70% to 80% Independent Board |
| Against |
| Against |
| Shareholder |
|
18 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
HEWLETT-PACKARD CO.
Ticker: | HPQ | Security ID: | 428236103 |
Meeting Date: | MAR 17, 2004 | Meeting Type: | Annual |
Record Date: | JAN 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director L.T. Babbio, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director P.C. Dunn |
| For |
| For |
| Management |
|
1.3 |
| Elect Director C.S. Fiorina |
| For |
| For |
| Management |
|
1.4 |
| Elect Director R.A. Hackborn |
| For |
| For |
| Management |
|
1.5 |
| Elect Director G.A. Keyworth II |
| For |
| For |
| Management |
|
1.6 |
| Elect Director R.E. Knowling, Jr. |
| For |
| For |
| Management |
|
1.7 |
| Elect Director S.M. Litvack |
| For |
| For |
| Management |
|
1.8 |
| Elect Director R.L. Ryan |
| For |
| For |
| Management |
|
1.9 |
| Elect Director L.S. Salhany |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| Against |
| Management |
|
4 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
59
ILLINOIS TOOL WORKS INC.
Ticker: | ITW | Security ID: | 452308109 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William F. Aldinger |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael J. Birck |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Marvin D. Brailsford |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James R. Cantalupo |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Susan Crown |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Don H. Davis, Jr. |
| For |
| For |
| Management |
|
1.7 |
| Elect Director W. James Farrell |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Robert C. McCormack |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Robert S. Morrison |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Harold B. Smith |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
INTEL CORP.
Ticker: | INTC | Security ID: | 458140100 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Craig R. Barrett |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Charlene Barshefsky |
| For |
| For |
| Management |
|
1.3 |
| Elect Director E. John P. Browne |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Andrew S. Grove |
| For |
| For |
| Management |
|
1.5 |
| Elect Director D. James Guzy |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Reed E. Hundt |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Paul S. Otellini |
| For |
| For |
| Management |
|
1.8 |
| Elect Director David S. Pottruck |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Jane E. Shaw |
| For |
| For |
| Management |
|
1.10 |
| Elect Director John L. Thornton |
| For |
| For |
| Management |
|
1.11 |
| Elect Director David B. Yoffie |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
5 |
| Limit/Prohibit Awards to Executives |
| Against |
| For |
| Shareholder |
|
6 |
| Performance- Based/Indexed Options |
| Against |
| For |
| Shareholder |
|
INTERNATIONAL PAPER CO.
Ticker: | IP | Security ID: | 460146103 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Martha F. Brooks |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James A. Henderson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert D. Kennedy |
| For |
| For |
| Management |
|
1.4 |
| Elect Director W. Craig McClelland |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Robert M. Amen |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
5 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
60
KOHL’S CORP.
Ticker: | KSS | Security ID: | 500255104 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Wayne Embry |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John F. Herma |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director R. Lawrence Montgomery |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Frank V. Sica |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Performance-Based Stock/Indexed Options |
| Against |
| For |
| Shareholder |
|
4 |
| Separate Chairman and CEO Positions |
| Against |
| For |
| Shareholder |
|
LEHMAN BROTHERS HOLDINGS INC.
Ticker: | LEH | Security ID: | 524908100 |
Meeting Date: | APR 2, 2004 | Meeting Type: | Annual |
Record Date: | FEB 13, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Roger S. Berlind |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Marsha Johnson Evans |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Sir Christopher Gent |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Dina Merrill |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
LEXMARK INTERNATIONAL, INC.
Ticker: | LXK | Security ID: | 529771107 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Frank T. Cary |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Paul J. Curlander |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Martin D. Walker |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James F. Hardymon |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
61
LOWE
Ticker: | LOW | Security ID: | 548661107 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | Annual |
Record Date: | APR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Leonard L. Berry |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Paul Fulton |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Dawn E. Hudson |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Marshall O. Larsen |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert A. Niblock |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Stephen F. Page |
| For |
| For |
| Management |
|
1.7 |
| Elect Director O. Temple Sloan, Jr. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Robert L. Tillman |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
MERRILL LYNCH & CO., INC.
Ticker: | MER | Security ID: | 590188108 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director David K. Newbigging |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Joseph W. Prueher |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Restore or Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
4 |
| Separate Chairman and CEO Positions |
| Against |
| For |
| Shareholder |
|
MICROSOFT CORP.
Ticker: | MSFT | Security ID: | 594918104 |
Meeting Date: | NOV 11, 2003 | Meeting Type: | Annual |
Record Date: | SEP 12, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William H. Gates, III |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Steven A. Ballmer |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James I. Cash, Jr., Ph.D. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Raymond V. Gilmartin |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Ann McLaughlin Korologos |
| For |
| For |
| Management |
|
1.6 |
| Elect Director David F. Marquardt |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Charles H. Noski |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Dr. Helmut Panke |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Wm. G. Reed, Jr. |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Jon A. Shirley |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Refrain from Giving Charitable Contributions |
| Against |
| Against |
| Shareholder |
|
NABORS INDUSTRIES, LTD.
Ticker: | NBR | Security ID: | G6359F103 |
Meeting Date: | JUN 1, 2004 | Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James L. Payne |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Hans W. Schmidt |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| SHAREHOLDER PROPOSAL TO CHANGE NABORS JURISDICTION OF INCORPORATION FROM BERMUDA TO DELAWARE. |
| Against |
| Against |
| Management |
|
62
NEW YORK COMMUNITY BANCORP, INC.
Ticker: | NYB | Security ID: | 649445103 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Donald M. Blake |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Thomas A. Doherty |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Michael J. Levine |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Guy V. Molinari |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John A. Pileski |
| For |
| For |
| Management |
|
1.6 |
| Elect Director John M. Tsimbinos |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
NOBLE CORP
Ticker: | NE | Security ID: | G65422100 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 4, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael A. Cawley |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Luke R. Corbett |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jack E. Little |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
PEPSICO, INC.
Ticker: | PEP | Security ID: | 713448108 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John F. Akers |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert E. Allen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Ray L. Hunt |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Arthur C. Martinez |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Indra K. Nooyi |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Franklin D. Raines |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Steven S. Reinemund |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Sharon Percy Rockefeller |
| For |
| For |
| Management |
|
1.9 |
| Elect Director James J. Schiro |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Franklin A. Thomas |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Cynthia M. Trudell |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Solomon D. Trujillo |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Daniel Vasella |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic |
| Against |
| Against |
| Shareholder |
|
63
PFIZER INC.
Ticker: | PFE | Security ID: | 717081103 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael S. Brown |
| For |
| For |
| Management |
|
1.2 |
| Elect Director M. Anthony Burns |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert N. Burt |
| For |
| For |
| Management |
|
1.4 |
| Elect Director W. Don Cornwell |
| For |
| For |
| Management |
|
1.5 |
| Elect Director William H. Gray III |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Constance J. Horner |
| For |
| For |
| Management |
|
1.7 |
| Elect Director William R. Howell |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Stanley O. Ikenberry |
| For |
| For |
| Management |
|
1.9 |
| Elect Director George A. Lorch |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Henry A. Mckinnell |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Dana G. Mead |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Franklin D. Raines |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Ruth J. Simmons |
| For |
| For |
| Management |
|
1.14 |
| Elect Director William C. Steere, Jr. |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Jean-Paul Valles |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic |
| Against |
| Against |
| Shareholder |
|
5 |
| Cease Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
7 |
| Establish Term Limits for Directors |
| Against |
| Against |
| Shareholder |
|
8 |
| Report on Drug Pricing |
| Against |
| Against |
| Shareholder |
|
9 |
| Limit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
10 |
| Amend Animal Testing Policy |
| Against |
| Against |
| Shareholder |
|
PROCTER & GAMBLE COMPANY, THE
Ticker: | PG | Security ID: | 742718109 |
Meeting Date: | OCT 14, 2003 | Meeting Type: | Annual |
Record Date: | AUG 1, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Norman R. Augustine |
| For |
| For |
| Management |
|
1.2 |
| Elect Director A.G. Lafley |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Johnathan A. Rodgers |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John F. Smith, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Margaret C. Whitman |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Omnibus Stock Plan |
| For |
| Against |
| Management |
|
4 |
| Declassify the Board of Directors |
| Against |
| For |
| Shareholder |
|
5 |
| Label Genetically Engineered Foods |
| Against |
| Against |
| Shareholder |
|
64
RENAISSANCERE HOLDINGS LTD.
Ticker: | RNR | Security ID: | G7496G103 |
Meeting Date: | MAY 28, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William F. Hecht |
| For |
| Did Not Vote |
| Management |
|
1.2 |
| Elect Director William I. Riker |
| For |
| Did Not Vote |
| Management |
|
1.3 |
| Elect Director Nicholas L. Trivisonno |
| For |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| For |
| Did Not Vote |
| Management |
|
ST. JUDE MEDICAL, INC.
Ticker: | STJ | Security ID: | 790849103 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael A. Rocca |
| For |
| For |
| Management |
|
1.2 |
| Elect Director David A. Thompson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Stefan K. Widensohler |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Increase Authorized Common Stock |
| For |
| Against |
| Management |
|
5 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
TEVA PHARMACEUTICAL INDUSTRIES
Ticker: | TEVA | Security ID: | 881624209 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | APR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| TO RECEIVE AND DISCUSS THE COMPANY S CONSOLIDATED BALANCE SHEET AS OF DECEMBER 31, 2003 AND THE CONSOLIDATED STATEMENTS. |
| For |
| For |
| Management |
|
2 |
| TO APPROVE THE BOARD OF DIRECTORS RECOMMENDATION THAT THE CASH DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2003, WHICH WAS PAID IN FOUR INSTALLMENTS AND AGGREGATED NIS 1.44 (APPROXIMATELY US$0.322) PER ORDINARY SHARE, BE DECLARED FINAL. |
| For |
| For |
| Management |
|
3 |
| TO ELECT ABRAHAM E. COHEN TO SERVE FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
4 |
| TO ELECT LESLIE DAN TO SERVE FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
5 |
| TO ELECT PROF. MEIR HETH TO SERVE FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
6 |
| TO ELECT PROF. MOSHE MANY TO SERVE FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
7 |
| TO ELECT DOV SHAFIR TO SERVE FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
8 |
| TO APPROVE THE PURCHASE OF DIRECTOR S AND OFFICER S LIABILITY INSURANCE FOR THE DIRECTORS AND OFFICERS OF THE COMPANY. |
| For |
| Against |
| Management |
|
9 |
| Ratify Auditors |
| For |
| For |
| Management |
|
65
TEXAS INSTRUMENTS INC.
Ticker: | TXN | Security ID: | 882508104 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual |
Record Date: | FEB 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James R. Adams |
| For |
| For |
| Management |
|
1.2 |
| Elect Director David L. Boren |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Daniel A. Carp |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas J. Engibous |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Gerald W. Fronterhouse |
| For |
| For |
| Management |
|
1.6 |
| Elect Director David R. Goode |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Wayne R. Sanders |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Ruth J. Simmons |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Richard K. Templeton |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Christine Todd Whitman |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
UNIVISION COMMUNICATIONS INC.
Ticker: | UVN | Security ID: | 914906102 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director A. Jerrold Perenchio |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Fernando Aguirre |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Harold Gaba |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Alan F. Horn |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John G. Perenchio |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director Ray Rodriguez |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director McHenry T. Tichenor, Jr. |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
66
WAL-MART STORES, INC.
Ticker: | WMT | Security ID: | 931142103 |
Meeting Date: | JUN 4, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James W. Breyer |
| For |
| For |
| Management |
|
1.2 |
| Elect Director M. Michele Burns |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Thomas M. Coughlin |
| For |
| For |
| Management |
|
1.4 |
| Elect Director David D. Glass |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Roland A. Hernandez |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Dawn G. Lepore |
| For |
| For |
| Management |
|
1.7 |
| Elect Director John D. Opie |
| For |
| For |
| Management |
|
1.8 |
| Elect Director J. Paul Reason |
| For |
| For |
| Management |
|
1.9 |
| Elect Director H. Lee Scott, Jr. |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Jack C. Shewmaker |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Jose H. Villarreal |
| For |
| For |
| Management |
|
1.12 |
| Elect Director John T. Walton |
| For |
| For |
| Management |
|
1.13 |
| Elect Director S. Robson Walton |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Christopher J. Williams |
| For |
| For |
| Management |
|
2 |
| Approve Stock Option Plan |
| For |
| For |
| Management |
|
3 |
| Approve Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
6 |
| Separate Chairman and CEO Positions |
| Against |
| For |
| Shareholder |
|
7 |
| Prepare Sustainability Report |
| Against |
| For |
| Shareholder |
|
8 |
| Report on Stock Option Distribution by Race and Gender |
| Against |
| For |
| Shareholder |
|
9 |
| Report on Genetically Modified Organisms (GMO) |
| Against |
| Against |
| Shareholder |
|
10 |
| Prepare Diversity Report |
| Against |
| For |
| Shareholder |
|
11 |
| Submit Executive Compensation to Vote |
| Against |
| For |
| Shareholder |
|
WALGREEN CO.
Ticker: | WAG | Security ID: | 931422109 |
Meeting Date: | JAN 14, 2004 | Meeting Type: | Annual |
Record Date: | NOV 17, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director David W. Bernauer |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William C. Foote |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James J. Howard |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Alan G. McNally |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Cordell Reed |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Jeffrey A. Rein |
| For |
| For |
| Management |
|
1.7 |
| Elect Director David Y. Schwartz |
| For |
| For |
| Management |
|
1.8 |
| Elect Director John B. Schwemm |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Marilou M. von Ferstel |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Charles R. Walgreen III |
| For |
| For |
| Management |
|
2 |
| Approve Non-Employee Director Omnibus Stock Plan |
| For |
| Against |
| Management |
|
WASTE MANAGEMENT, INC.
Ticker: | WMI | Security ID: | 94106L109 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Pastora San Juan Cafferty |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Frank M. Clark, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert S. Miller |
| For |
| For |
| Management |
|
1.4 |
| Elect Director A. Maurice Myers |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John C. Pope |
| For |
| For |
| Management |
|
1.6 |
| Elect Director W. Robert Reum |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Steven G. Rothmeier |
| For |
| For |
| Management |
|
1.8 |
| Elect Director David P. Steiner |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Carl W. Vogt |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
67
XL CAPITAL LTD (FORMERLY EXEL LTD.)
Ticker: | XL | Security ID: | G98255105 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John Loudon |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert S. Parker |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Alan Z. Senter |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
ZIMMER HOLDINGS INC
Ticker: | ZMH | Security ID: | 98956P102 |
Meeting Date: | MAY 10, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Larry C. Glasscock |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director John L. McGoldrick |
| For |
| Withhold |
| Management |
|
2 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
3 |
| Ratify Auditors |
| Against |
| For |
| Shareholder |
|
COLUMBIA TAX-MANAGED VALUE FUND
ACCENTURE LTD BERMUDA
Ticker: | ACN | Security ID: | G1150G111 |
Meeting Date: | FEB 5, 2004 | Meeting Type: | Annual |
Record Date: | DEC 8, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Appoint Dennis F. Hightower, William L. Kimsey, Robert I. Lipp, and Wulf von Schimmelmann as Directors |
| For |
| For |
| Management |
|
2 |
| Approve KPMG LLP as Independent Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
3 |
| Transact Other Business (Non-Voting) |
| None |
| None |
| Management |
|
68
AETNA INC.
Ticker: | AET | Security ID: | 00817Y108 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Betsy Z. Cohen |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Barbara Hackman Franklin |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jeffrey E. Garten |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Earl G. Graves |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Gerald Greenwald |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Ellen M. Hancock |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Michael H. Jordan |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Jack D. Kuehler |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Edward J. Ludwig |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Joseph P. Newhouse |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Judith Rodin |
| For |
| For |
| Management |
|
1.12 |
| Elect Director John W. Rowe, M.D. |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Ronald A. Williams |
| For |
| For |
| Management |
|
1.14 |
| Elect Director R. David Yost |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
4 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
AFLAC INCORPORATED
Ticker: | AFL | Security ID: | 001055102 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | Annual |
Record Date: | FEB 25, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Daniel P. Amos |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John Shelby Amos II |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Michael H. Armacost |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Kriss Cloninger III |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Joe Frank Harris |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Elizabeth J. Hudson |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Kenneth S. Janke, Sr. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Douglas W. Johnson |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Robert B. Johnson |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Charles B. Knapp |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Hidefumi Matsui |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Nobuhiro Mori |
| For |
| For |
| Management |
|
1.13 |
| Elect Director E. Stephen Purdom, M.D. |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Barbara K. Rimer, Ph.D. |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Marvin R. Schuster |
| For |
| For |
| Management |
|
1.16 |
| Elect Director Glenn Vaughn, Jr. |
| For |
| For |
| Management |
|
1.17 |
| Elect Director Robert L. Wright |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
69
AIR PRODUCTS & CHEMICALS, INC.
Ticker: | APD | Security ID: | 009158106 |
Meeting Date: | JAN 22, 2004 | Meeting Type: | Annual |
Record Date: | NOV 28, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director W. Douglas Ford |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James F. Hardymon |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Paula G. Rosput |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Lawrason D. Thomas |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
ALTRIA GROUP, INC.
Ticker: | MO | Security ID: | 02209S103 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Elizabeth E. Bailey |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Mathis Cabiallavetta |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Louis C. Camilleri |
| For |
| For |
| Management |
|
1.4 |
| Elect Director J. Dudley Fishburn |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert E. R. Huntley |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Thomas W. Jones |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Lucio A. Noto |
| For |
| For |
| Management |
|
1.8 |
| Elect Director John S. Reed |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Carlos Slim Helu |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Stephen M. Wolf |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Report on Product Warnings for Pregnant Women |
| Against |
| Against |
| Shareholder |
|
4 |
| Report on Health Risks Associated with Cigarette Filters |
| Against |
| Against |
| Shareholder |
|
5 |
| Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
6 |
| Cease Use of Light and Ultra Light in Cigarette Marketing |
| Against |
| Against |
| Shareholder |
|
7 |
| Place Canadian Style Warnings on Cigarette Packaging |
| Against |
| Against |
| Shareholder |
|
8 |
| Separate Chairman and CEO Positions |
| Against |
| For |
| Shareholder |
|
AMBAC FINANCIAL GROUP, INC.
Ticker: | ABK | Security ID: | 023139108 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Phillip B. Lassiter |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael A. Callen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Renso L. Caporali |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jill M. Considine |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Richard Dulude |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Robert J. Genader |
| For |
| For |
| Management |
|
1.7 |
| Elect Director W. Grant Gregory |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Laura S. Unger |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Henry D. G. Wallace |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| Against |
| Management |
|
3 |
| Amend Non-Employee Director Omnibus Stock Plan |
| For |
| Against |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
70
AMERICAN ELECTRIC POWER CO.
Ticker: | AEP | Security ID: | 025537101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director E. R. Brooks |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Donald M. Carlton |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John P. DesBarres |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert W. Fri |
| For |
| For |
| Management |
|
1.5 |
| Elect Director William R. Howell |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Lester A. Hudson, Jr. |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Leonard J. Kujawa |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Michael G. Morris |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Richard L. Sandor |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Donald G. Smith |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Kathryn D. Sullivan |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Submit Severance Agreement (Change-in-Control) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
4 |
| Submit Executive Pension Benefit to Vote |
| Against |
| For |
| Shareholder |
|
5 |
| Prohibit Auditor from Providing Non-Audit Services |
| Against |
| Against |
| Shareholder |
|
6 |
| Establish Term Limits for Directors |
| Against |
| Against |
| Shareholder |
|
AMERICAN EXPRESS CO.
Ticker: | AXP | Security ID: | 025816109 |
Meeting Date: | APR 26, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Daniel F. Akerson |
| For |
| Did Not Vote |
| Management |
|
1.2 |
| Elect Director Charlene Barshefsky |
| For |
| Did Not Vote |
| Management |
|
1.3 |
| Elect Director William G. Bowen |
| For |
| Did Not Vote |
| Management |
|
1.4 |
| Elect Director Ursula M. Burns |
| For |
| Did Not Vote |
| Management |
|
1.5 |
| Elect Director Kenneth I. Chenault |
| For |
| Did Not Vote |
| Management |
|
1.6 |
| Elect Director Peter R. Dolan |
| For |
| Did Not Vote |
| Management |
|
1.7 |
| Elect Director Vernon E. Jordan, Jr. |
| For |
| Did Not Vote |
| Management |
|
1.8 |
| Elect Director Jan Leschly |
| For |
| Did Not Vote |
| Management |
|
1.9 |
| Elect Director Richard A. McGinn |
| For |
| Did Not Vote |
| Management |
|
1.10 |
| Elect Director Edward D. Miller |
| For |
| Did Not Vote |
| Management |
|
1.11 |
| Elect Director Frank P. Popoff |
| For |
| Did Not Vote |
| Management |
|
1.12 |
| Elect Director Robert D. Walter |
| For |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| For |
| Did Not Vote |
| Management |
|
3 |
| Establish Term Limits for Directors |
| Against |
| Did Not Vote |
| Shareholder |
|
4 |
| Report on Political Contributions/Activities |
| Against |
| Did Not Vote |
| Shareholder |
|
71
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: | AIG | Security ID: | 026874107 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director M. Bernard Aidinoff |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Pei-Yuan Chia |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Marshall A. Cohen |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Willaim S. Cohen |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Martin S. Feldstein |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Ellen V. Futter |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Maurice R. Greenberg |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Carla A. Hills |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Frank J. Hoenemeyer |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Richard C. Holbrooke |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Donald P. Kanak |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Howard I. Smith |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Martin J. Sullivan |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Edmund S.W. Tse |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Frank G. Zarb |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
6 |
| Divest from Tobacco Equities |
| Against |
| Against |
| Shareholder |
|
7 |
| Link Executive Compensation to Predatory Lending |
| Against |
| Against |
| Shareholder |
|
ARCHSTONE SMITH TRUST
Ticker: | ASN | Security ID: | 039583109 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Ernest A. Gerardi, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Ruth Ann M. Gillis |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Ned S. Holmes |
| For |
| For |
| Management |
|
1.4 |
| Elect Director R. Scot Sellers |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Restrict Severance Agreements |
| Against |
| For |
| Shareholder |
|
72
AVERY DENNISON CORP.
Ticker: | AVY | Security ID: | 053611109 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Directors Philip M. Neal |
| For |
| For |
| Management |
|
1.2 |
| Elect Directors Frank V. Cahouet |
| For |
| For |
| Management |
|
1.3 |
| Elect Directors Peter W. Mullin |
| For |
| For |
| Management |
|
1.4 |
| Elect Directors Bruce E. Karatz |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
BAKER HUGHES INCORPORATED
Ticker: | BHI | Security ID: | 057224107 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Edward P. Djerejian |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director H. John Riley, Jr. |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Charles L. Watson |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Declassify the Board of Directors |
| Against |
| For |
| Shareholder |
|
4 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| Against |
| Shareholder |
|
BANK OF AMERICA CORP.
Ticker: | BAC | Security ID: | 060505104 |
Meeting Date: | MAR 17, 2004 | Meeting Type: | Special |
Record Date: | JAN 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
4 |
| Adjourn Meeting |
| For |
| Against |
| Management |
|
73
BANK OF NEW YORK CO., INC., THE
Ticker: | BK | Security ID: | 064057102 |
Meeting Date: | APR 13, 2004 | Meeting Type: | Annual |
Record Date: | FEB 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Frank J. Biondi, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Nicholas M. Donofrio |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Alan R. Griffith |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Gerald L. Hassell |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Richard J. Kogan |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Michael J. Kowalski |
| For |
| For |
| Management |
|
1.7 |
| Elect Director John A. Luke, Jr. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director John C. Malone |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Paul Myners, CBE |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Robert C. Pozen |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Catherine A. Rein |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Thomas A. Renyi |
| For |
| For |
| Management |
|
1.13 |
| Elect Director William C. Richardson |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Brian L. Roberts |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Samuel C. Scott III |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Report on Political Contributions |
| Against |
| Against |
| Shareholder |
|
5 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
6 |
| Limit Composition of Committee to Independent Directors |
| Against |
| Against |
| Shareholder |
|
7 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
BANK ONE CORP.
Ticker: | ONE | Security ID: | 06423A103 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
|
2.1 |
| Elect Director John H. Bryan |
| For |
| For |
| Management |
|
2.2 |
| Elect Director Stephen B. Burke |
| For |
| For |
| Management |
|
2.3 |
| Elect Director James S. Crown |
| For |
| For |
| Management |
|
2.4 |
| Elect Director James Dimon |
| For |
| For |
| Management |
|
2.5 |
| Elect Director Maureen A. Fay |
| For |
| For |
| Management |
|
2.6 |
| Elect Director Laban P. Jackson, Jr. |
| For |
| For |
| Management |
|
2.7 |
| Elect Director John W. Kessler |
| For |
| For |
| Management |
|
2.8 |
| Elect Director Robert I. Lipp |
| For |
| For |
| Management |
|
2.9 |
| Elect Director Richard A. Manoogian |
| For |
| For |
| Management |
|
2.10 |
| Elect Director David C. Novak |
| For |
| For |
| Management |
|
2.11 |
| Elect Director John W. Rogers, Jr. |
| For |
| For |
| Management |
|
2.12 |
| Elect Director Frederick P. Stratton, Jr. |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
74
BELLSOUTH CORP.
Ticker: | BLS | Security ID: | 079860102 |
Meeting Date: | APR 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James H. Blanchard |
| For |
| Did Not Vote |
| Management |
|
1.2 |
| Elect Director Armando M. Codina |
| For |
| Did Not Vote |
| Management |
|
1.3 |
| Elect Director Leo F. Mullin |
| For |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| For |
| Did Not Vote |
| Management |
|
3 |
| Declassify the Board of Directors |
| For |
| Did Not Vote |
| Management |
|
4 |
| Approve Omnibus Stock Plan |
| For |
| Did Not Vote |
| Management |
|
5 |
| Limit Executive Compensation |
| Against |
| Did Not Vote |
| Shareholder |
|
6 |
| Limit Executive Compensation |
| Against |
| Did Not Vote |
| Shareholder |
|
7 |
| Report on Political Contributions/Activities |
| Against |
| Did Not Vote |
| Shareholder |
|
BERKSHIRE HATHAWAY INC.
Ticker: | BRK.A | Security ID: | 084670108 |
Meeting Date: | MAY 1, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Warren E. Buffett |
| For |
| Did Not Vote |
| Management |
|
1.2 |
| Elect Director Charles T. Munger |
| For |
| Did Not Vote |
| Management |
|
1.3 |
| Elect Director Susan T. Buffett |
| For |
| Did Not Vote |
| Management |
|
1.4 |
| Elect Director Howard G. Buffett |
| For |
| Did Not Vote |
| Management |
|
1.5 |
| Elect Director Malcolm G. Chace |
| For |
| Did Not Vote |
| Management |
|
1.6 |
| Elect Director David S. Gottesman |
| For |
| Did Not Vote |
| Management |
|
1.7 |
| Elect Director Charlotte Guyman |
| For |
| Did Not Vote |
| Management |
|
1.8 |
| Elect Director Donald R. Keough |
| For |
| Did Not Vote |
| Management |
|
1.9 |
| Elect Director Thomas S. Murphy |
| For |
| Did Not Vote |
| Management |
|
1.10 |
| Elect Director Ronald L. Olson |
| For |
| Did Not Vote |
| Management |
|
1.11 |
| Elect Director Walter Scott, Jr. |
| For |
| Did Not Vote |
| Management |
|
2 |
| Report on Political Contributions/Activities |
| Against |
| Did Not Vote |
| Shareholder |
|
75
BP PLC (FORM. BP AMOCO PLC)
Ticker: | BP. | Security ID: | 055622104 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual |
Record Date: | FEB 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Lord Browne |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Dr B E Grote |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Mr H M P Miles |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Sir Robin Nicholson |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Mr R L Olver |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Sir Ian Prosser |
| For |
| For |
| Management |
|
2 |
| TO ELECT MR A BURGMANS AS A DIRECTOR |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY |
| For |
| For |
| Management |
|
5 |
| TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT |
| For |
| For |
| Management |
|
6 |
| SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH WITHOUT MAKING AN OFFER TO SHAREHOLDERS |
| For |
| For |
| Management |
|
7 |
| SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY |
| For |
| For |
| Management |
|
8 |
| TO AUTHORISE THE USE OF TREASURY SHARES FOR EMPLOYEE SHARE SCHEMES |
| For |
| For |
| Management |
|
9 |
| TO APPROVE THE DIRECTORS REMUNERATION REPORT |
| For |
| For |
| Management |
|
10 |
| TO DETERMINE THE LIMIT FOR THE AGGREGATE REMUNERATION OF THE NON-EXECUTIVE DIRECTORS |
| For |
| For |
| Management |
|
11 |
| TO RECEIVE THE DIRECTORS ANNUAL REPORT AND THE ACCOUNTS |
| For |
| For |
| Management |
|
12 |
| SPECIAL SHAREHOLDER RESOLUTION: TO INSTRUCT THE COMPANY TO PREPARE A REPORT MAKING CERTAIN DISCLOSURES ON MATTERS OF CONTROL AND RISK IN PROTECTED AND SENSITIVE AREAS |
| Against |
| Against |
| Shareholder |
|
BRISTOL-MYERS SQUIBB CO.
Ticker: | BMY | Security ID: | 110122108 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Peter R. Dolan |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Louis V. Gerstner, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Leif Johansson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
4 |
| Cease Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
5 |
| Separate Chairman and CEO Positions |
| Against |
| For |
| Shareholder |
|
6 |
| Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic |
| Against |
| Against |
| Shareholder |
|
7 |
| Require Affirmative Vote of a Majority of the Shares to Elect Directors |
| Against |
| Against |
| Shareholder |
|
CENTURYTEL, INC.
Ticker: | CTL | Security ID: | 156700106 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William R. Boles, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director W. Bruce Hanks |
| For |
| For |
| Management |
|
1.3 |
| Elect Director C.G. Melville, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Glen F. Post, III |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
76
CITIGROUP INC.
Ticker: | C | Security ID: | 172967101 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director C. Michael Armstrong |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Alain J.P. Belda |
| For |
| For |
| Management |
|
1.3 |
| Elect Director George David |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Kenneth T. Derr |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John M. Deutch |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Roberto Hernandez Ramirez |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Ann Dibble Jordan |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Dudley C. Mecum |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Richard D. Parsons |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Andrall E. Pearson |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Charles Prince |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Robert E. Rubin |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Franklin A. Thomas |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Sanford I. Weill |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Robert B. Willumstad |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
4 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
5 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
6 |
| Separate Chairman and CEO Positions |
| Against |
| For |
| Shareholder |
|
CLEAR CHANNEL COMMUNICATIONS, INC.
Ticker: | CCU | Security ID: | 184502102 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Alan D. Feld |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Thomas O. Hicks |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Perry J. Lewis |
| For |
| For |
| Management |
|
1.4 |
| Elect Director L. Lowry Mays |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Mark P. Mays |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Randall T. Mays |
| For |
| For |
| Management |
|
1.7 |
| Elect Director B.J. Mccombs |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Phyllis B. Riggins |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Theordore H. Strauss |
| For |
| For |
| Management |
|
1.10 |
| Elect Director J.C. Watts |
| For |
| For |
| Management |
|
1.11 |
| Elect Director John H. Williams |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
77
CLOROX COMPANY, THE
Ticker: | CLX | Security ID: | 189054109 |
Meeting Date: | NOV 19, 2003 | Meeting Type: | Annual |
Record Date: | SEP 22, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Daniel Boggan, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Tully M. Friedman |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Christoph Henkel |
| For |
| For |
| Management |
|
1.4 |
| Elect Director William R. Johnson |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Gerald E. Johnston |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Robert W. Matschullat |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Gary G. Michael |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Klaus Morwind |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Jan L. Murley |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Lary R. Scott |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Michael E. Shannon |
| For |
| For |
| Management |
|
1.12 |
| Elect Director G. Craig Sullivan |
| For |
| For |
| Management |
|
2 |
| Approve Deferred Compensation Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
CONAGRA FOODS INC.
Ticker: | CAG | Security ID: | 205887102 |
Meeting Date: | SEP 25, 2003 | Meeting Type: | Annual |
Record Date: | JUL 31, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director David H. Batchelder |
| For |
| Did Not Vote |
| Management |
|
1.2 |
| Elect Director Robert A. Krane |
| For |
| Did Not Vote |
| Management |
|
1.3 |
| Elect Director Mark H. Rauenhorst |
| For |
| Did Not Vote |
| Management |
|
1.4 |
| Elect Director Bruce Rohde |
| For |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| For |
| Did Not Vote |
| Management |
|
4 |
| Genetically Modified Organisms (GMO) |
| Against |
| Did Not Vote |
| Shareholder |
|
5 |
| Modify Current and Future Stock Option Plans |
| Against |
| Did Not Vote |
| Shareholder |
|
6 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| Did Not Vote |
| Shareholder |
|
CONOCOPHILLIPS
Ticker: | COP | Security ID: | 20825C104 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director David L. Boren |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James E. Copeland, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Kenneth M. Duberstein |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Ruth R. Harkin |
| For |
| For |
| Management |
|
1.5 |
| Elect Director William R. Rhodes |
| For |
| For |
| Management |
|
1.6 |
| Elect Director J. Stapleton Roy |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
5 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Drilling in the Arctic National Wildlife Refuge |
| Against |
| Against |
| Shareholder |
|
78
CONSOLIDATED EDISON, INC.
Ticker: | ED | Security ID: | 209115104 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Vincent A. Calarco |
| For |
| For |
| Management |
|
1.2 |
| Elect Director George Campbell, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Gordon J. Davis |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Michael J. Del Giudice |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Joan S. Freilich |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Ellen V. Futter |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Sally Hernandez-Pinero |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Peter W. Likins |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Eugene R. McGrath |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Frederic V. Salerno |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Stephen R. Volk |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Increase Disclosure of Executive Compensation |
| Against |
| Against |
| Shareholder |
|
COUNTRYWIDE FINANCIAL CORP.
Ticker: | CFC | Security ID: | 222372104 |
Meeting Date: | JUN 16, 2004 | Meeting Type: | Annual |
Record Date: | APR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Henry G. Cisneros |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert J. Donato |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Michael E. Dougherty |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Martin R. Melone |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Harley W. Snyder |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
COUNTRYWIDE FINANCIAL CORP.
Ticker: | CFC | Security ID: | 222372104 |
Meeting Date: | JAN 9, 2004 | Meeting Type: | Special |
Record Date: | NOV 28, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
79
DEERE & CO.
Ticker: | DE | Security ID: | 244199105 |
Meeting Date: | FEB 25, 2004 | Meeting Type: | Annual |
Record Date: | DEC 31, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert W. Lane |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Antonio Madero B. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Aulana L. Peters |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John R. Walter |
| For |
| For |
| Management |
|
DELPHI CORP.
Ticker: | DPH | Security ID: | 247126105 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Oscar de Paula Bernardes Neto |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Dr. Bernd Gottschalk |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director John D. Opie |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| Against |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Approve Omnibus Stock Plan |
| For |
| Against |
| Management |
|
5 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
6 |
| Declassify the Board of Directors |
| Against |
| For |
| Shareholder |
|
7 |
| Amend Workplace Code of Conduct |
| Against |
| For |
| Shareholder |
|
DOVER CORP.
Ticker: | DOV | Security ID: | 260003108 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director David H. Benson |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Jean-Pierre M. Ergas |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Kristiane C. Graham |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Ronald L. Hoffman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director James L. Koley |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Richard K. Lochridge |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Thomas L. Reece |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Bernard G. Rethore |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Gary L. Roubos |
| For |
| Withhold |
| Management |
|
1.10 |
| Elect Director Michael B. Stubbs |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Other Business |
| For |
| Against |
| Management |
|
80
ENTERGY CORP.
Ticker: | ETR | Security ID: | 29364G103 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: | MAR 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Maureen Scannell Bateman |
| For |
| For |
| Management |
|
1.2 |
| Elect Director W. Frank Blount |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Simon D. deBree |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Claiborne P. Deming |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Alexis M. Herman |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Donald C. Hintz |
| For |
| For |
| Management |
|
1.7 |
| Elect Director J. Wayne Leonard |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Robert v.d. Luft |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Kathleen A. Murphy |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Paul W. Murrill |
| For |
| For |
| Management |
|
1.11 |
| Elect Director James R. Nichols |
| For |
| For |
| Management |
|
1.12 |
| Elect Director William A. Percy, II |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Dennis H. Reilley |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Wm. Clifford Smith |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Bismark A. Steinhagen |
| For |
| For |
| Management |
|
1.16 |
| Elect Director Steven V. Wilkinson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Submit Severance Agreement (Change-in-Control) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
4 |
| Restore or Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
5 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
EXXON MOBIL CORP.
Ticker: | XOM | Security ID: | 30231G102 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael J. Boskin |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James R. Houghton |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William R. Howell |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Reatha Clark King |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Philip E. Lippincott |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Harry J. Longwell |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Henry A. McKinnell, Jr. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Marilyn Carlson Nelson |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Lee R. Raymond |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Walter V. Shipley |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Rex W. Tillerson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Restricted Stock Plan |
| For |
| For |
| Management |
|
4 |
| Affirm Political Nonpartisanship |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Equatorial Guinea |
| Against |
| Against |
| Shareholder |
|
7 |
| Separate Chairman and CEO Positions |
| Against |
| For |
| Shareholder |
|
8 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
9 |
| Report on Stock Option Distribution by Race and Gender |
| Against |
| Against |
| Shareholder |
|
10 |
| Amend EEO Statement to Include Reference to Sexual Orientation |
| Against |
| For |
| Shareholder |
|
11 |
| Report on Climate Change Research |
| Against |
| Against |
| Shareholder |
|
81
FIFTH THIRD BANCORP
Ticker: | FITB | Security ID: | 316773100 |
Meeting Date: | MAR 23, 2004 | Meeting Type: | Annual |
Record Date: | JAN 30, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Darryl F. Allen |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Allen M. Hill |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Dr Mitchel D Livingston |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Hendrik G. Meijer |
| For |
| For |
| Management |
|
1.5 |
| Elect Director James E. Rogers |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Adopt Sexual Orientation Non-Discrimination Policy |
| None |
| For |
| Shareholder |
|
FREDDIE MAC
Ticker: | FRE | Security ID: | 313400301 |
Meeting Date: | MAR 31, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Joan E. Donoghue |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michelle Engler |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard Karl Goeltz |
| For |
| For |
| Management |
|
1.4 |
| Elect Director George D. Gould |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Henry Kaufman |
| For |
| For |
| Management |
|
1.6 |
| Elect Director John B. Mccoy |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Shaun F. O’Malley |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Ronald F. Poe |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Stephen A. Ross |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Donald J. Schuenke |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Christina Seix |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Richard F. Syron |
| For |
| For |
| Management |
|
1.13 |
| Elect Director William J. Turner |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
GANNETT CO., INC.
Ticker: | GCI | Security ID: | 364730101 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James A. Johnson |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Douglas H. McCorkindale |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Stephen P. Munn |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
82
GENERAL DYNAMICS CORP.
Ticker: | GD | Security ID: | 369550108 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Nicholas D. Chabraja |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James S. Crown |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Lester Crown |
| For |
| For |
| Management |
|
1.4 |
| Elect Director William P. Fricks |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Charles H. Goodman |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Jay L. Johnson |
| For |
| For |
| Management |
|
1.7 |
| Elect Director George A. Joulwan |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Paul G. Kaminski |
| For |
| For |
| Management |
|
1.9 |
| Elect Director John M. Keane |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Lester L. Lyles |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Carl E. Mundy, Jr. |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Robert Walmsley |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
4 |
| Report on Foreign Military Sales |
| Against |
| Against |
| Shareholder |
|
GENERAL MOTORS CORP.
Ticker: | GM | Security ID: | 370442105 |
Meeting Date: | JUN 2, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Percy N. Barnevik |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John H. Bryan |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Armando M. Codina |
| For |
| For |
| Management |
|
1.4 |
| Elect Director George M.C. Fisher |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Karen Katen |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Kent Kresa |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Alan G. Lafley |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Philip A. Laskawy |
| For |
| For |
| Management |
|
1.9 |
| Elect Director E.Stanley O’Neal |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Eckhard Pfeiffer |
| For |
| For |
| Management |
|
1.11 |
| Elect Director G.Richard Wagoner, Jr. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
4 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
5 |
| Separate Chairman and CEO Positions |
| Against |
| For |
| Shareholder |
|
6 |
| Limit Composition of Committees to Independent Directors |
| Against |
| Against |
| Shareholder |
|
7 |
| Report on Greenhouse Gas Emissions |
| Against |
| Against |
| Shareholder |
|
8 |
| Submit Severance Agreement (Change-in-Control) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
9 |
| Establish Executive and Director Stock Ownership Guidelines |
| Against |
| Against |
| Shareholder |
|
83
GOLDMAN SACHS GROUP, INC., THE
Ticker: | GS | Security ID: | 38141G104 |
Meeting Date: | MAR 31, 2004 | Meeting Type: | Annual |
Record Date: | FEB 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Lloyd C. Blankfein |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Lord Browne Of Madingley |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Claes Dahlback |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James A. Johnson |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Lois D. Juliber |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Declassify the Board of Directors |
| Against |
| For |
| Shareholder |
|
HALLIBURTON CO.
Ticker: | HAL | Security ID: | 406216101 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert L. Crandall |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Kenneth T. Derr |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Charles J. DiBona |
| For |
| For |
| Management |
|
1.4 |
| Elect Director W. R. Howell |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Ray L. Hunt |
| For |
| For |
| Management |
|
1.6 |
| Elect Director David J. Lesar |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Aylwin B. Lewis |
| For |
| For |
| Management |
|
1.8 |
| Elect Director J. Landis Martin |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Jay A. Precourt |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Debra L. Reed |
| For |
| For |
| Management |
|
1.11 |
| Elect Director C. J. Silas |
| For |
| For |
| Management |
|
2 |
| Increase Authorized Common Stock |
| For |
| Against |
| Management |
|
3 |
| Review/Report on Operations in Iran |
| Against |
| Against |
| Shareholder |
|
4 |
| Require Affirmative Vote of a Majority of the Shares to Elect Directors |
| Against |
| Against |
| Shareholder |
|
5 |
| Separate Chairman and CEO Positions |
| Against |
| For |
| Shareholder |
|
HARRAH’S ENTERTAINMENT, INC.
Ticker: | HET | Security ID: | 413619107 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Ralph Horn |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gary W. Loveman |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Philip G. Satre |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Boake A. Sells |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
84
HONEYWELL INTERNATIONAL, INC.
Ticker: | HON | Security ID: | 438516106 |
Meeting Date: | APR 26, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James J. Howard |
| For |
| Did Not Vote |
| Management |
|
1.2 |
| Elect Director Bruce Karatz |
| For |
| Did Not Vote |
| Management |
|
1.3 |
| Elect Director Russell E. Palmer |
| For |
| Did Not Vote |
| Management |
|
1.4 |
| Elect Director Ivan G. Seidenberg |
| For |
| Did Not Vote |
| Management |
|
1.5 |
| Elect Director Eric K. Shinseki |
| For |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| For |
| Did Not Vote |
| Management |
|
3 |
| Declassify the Board of Directors |
| Against |
| Did Not Vote |
| Shareholder |
|
4 |
| Amend Vote Requirements to Amend Articles/Bylaws/Charter |
| Against |
| Did Not Vote |
| Shareholder |
|
5 |
| Submit Severance Agreement (Change-in-Control) to Shareholder Vote |
| Against |
| Did Not Vote |
| Shareholder |
|
6 |
| Report on Pay Disparity |
| Against |
| Did Not Vote |
| Shareholder |
|
7 |
| Provide for Cumulative Voting |
| Against |
| Did Not Vote |
| Shareholder |
|
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: | IBM | Security ID: | 459200101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Cathleen Black |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Kenneth I. Chenault |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Carlos Ghosn |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Nannerl O. Keohane |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Charles F. Knight |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Lucio A. Noto |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Samuel J. Palmisano |
| For |
| For |
| Management |
|
1.8 |
| Elect Director John B. Slaughter |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Joan E. Spero |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Sidney Taurel |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Charles M. Vest |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Lorenzo H. Zambrano |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors for the Company’s Business Consulting Services Unit |
| For |
| For |
| Management |
|
4 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
5 |
| Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
6 |
| Amend Pension and Retirement Medical Insurance Plans |
| Against |
| Against |
| Shareholder |
|
7 |
| Submit Executive Compensation to Vote |
| Against |
| For |
| Shareholder |
|
8 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
9 |
| Limit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
10 |
| China Principles |
| Against |
| Against |
| Shareholder |
|
11 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
12 |
| Report on Executive Compensation |
| Against |
| Against |
| Shareholder |
|
85
JOHNSON & JOHNSON
Ticker: | JNJ | Security ID: | 478160104 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Gerard N. Burrow |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Mary S. Coleman |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James G. Cullen |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert J. Darretta |
| For |
| For |
| Management |
|
1.5 |
| Elect Director M. Judah Folkman |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Ann D. Jordan |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Arnold G. Langbo |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Susan L. Lindquist |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Leo F. Mullin |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Steven S Reinemund |
| For |
| For |
| Management |
|
1.11 |
| Elect Director David Satcher |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Henry B. Schacht |
| For |
| For |
| Management |
|
1.13 |
| Elect Director William C. Weldon |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Cease Charitable Contributions |
| Against |
| Against |
| Shareholder |
|
JPMORGAN CHASE & CO.
Ticker: | JPM | Security ID: | 46625H100 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
|
2.1 |
| Elect Director Hans W. Becherer |
| For |
| For |
| Management |
|
2.2 |
| Elect Director Frank A. Bennack, Jr. |
| For |
| For |
| Management |
|
2.3 |
| Elect Director John H. Biggs |
| For |
| For |
| Management |
|
2.4 |
| Elect Director Lawrence A. Bossidy |
| For |
| For |
| Management |
|
2.5 |
| Elect Director Ellen V. Futter |
| For |
| For |
| Management |
|
2.6 |
| Elect Director William H. Gray, III |
| For |
| For |
| Management |
|
2.7 |
| Elect Director William B. Harrison, Jr |
| For |
| For |
| Management |
|
2.8 |
| Elect Director Helene L. Kaplan |
| For |
| For |
| Management |
|
2.9 |
| Elect Director Lee R. Raymond |
| For |
| For |
| Management |
|
2.10 |
| Elect Director John R. Stafford |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
5 |
| Adjourn Meeting |
| For |
| Against |
| Management |
|
6 |
| Establish Term Limits for Directors |
| Against |
| Against |
| Shareholder |
|
7 |
| Charitable Contributions |
| Against |
| Against |
| Shareholder |
|
8 |
| Political Contributions |
| Against |
| Against |
| Shareholder |
|
9 |
| Separate Chairman and CEO Positions |
| Against |
| For |
| Shareholder |
|
10 |
| Provide Adequate Disclosure for over the counter Derivatives |
| Against |
| Against |
| Shareholder |
|
11 |
| Auditor Independence |
| Against |
| Against |
| Shareholder |
|
12 |
| Submit Non-Employee Director Compensation to Vote |
| Against |
| Against |
| Shareholder |
|
13 |
| Report on Pay Disparity |
| Against |
| Against |
| Shareholder |
|
86
KIMBERLY-CLARK CORP.
Ticker: | KMB | Security ID: | 494368103 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Pastora San Juan Cafferty |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Claudio X. Gonzalez |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Linda Johnson Rice |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Marc J. Shapiro |
| For |
| Withhold |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
KIMCO REALTY CORP.
Ticker: | KIM | Security ID: | 49446R109 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Martin Kimmel |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Milton Cooper |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Richard G. Dooley |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Michael Flynn |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Joe Grills |
| For |
| For |
| Management |
|
1.6 |
| Elect Director David Henry |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director F. Patrick Hughes |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Frank Lourenso |
| For |
| Withhold |
| Management |
|
1.9 |
| Elect Director Richard Saltzman |
| For |
| For |
| Management |
|
2 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
|
3 |
| Separate Chairman and CEO Positions |
| Against |
| For |
| Shareholder |
|
KRAFT FOODS INC
Ticker: | KFT | Security ID: | 50075N104 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Louis C. Camilleri |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Roger K. Deromedi |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Dinyar S. Devitre |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director W. James Farrell |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Betsy D. Holden |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director John C. Pope |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Mary L. Schapiro |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Charles R. Wall |
| For |
| Withhold |
| Management |
|
1.9 |
| Elect Director Deborah C. Wright |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
87
LINCOLN NATIONAL CORP.
Ticker: | LNC | Security ID: | 534187109 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William J. Avery |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Jon A. Boscia |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Eric G. Johnson |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Glenn F. Tilton |
| For |
| For |
| Management |
|
2 |
| Approve Deferred Compensation Plan |
| For |
| For |
| Management |
|
MARATHON OIL CORP
Ticker: | MRO | Security ID: | 565849106 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Charles F. Bolden, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Charles R. Lee |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Dennis H. Reilley |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas J. Usher |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Report on Greenhouse Gas Emissions |
| Against |
| For |
| Shareholder |
|
4 |
| Submit Severance Agreement (Change-in-Control) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
MATTEL, INC.
Ticker: | MAT | Security ID: | 577081102 |
Meeting Date: | MAY 13, 2004 | Meeting Type: | Annual |
Record Date: | MAR 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Eugene P. Beard |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael J. Dolan |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert A. Eckert |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Tully M. Friedman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Ronald M. Loeb |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Andrea L. Rich |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Ronald L. Sargent |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Christopher A. Sinclair |
| For |
| For |
| Management |
|
1.9 |
| Elect Director G. Craig Sullivan |
| For |
| For |
| Management |
|
1.10 |
| Elect Director John L. Vogelstein |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Kathy Brittain White |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Limit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
4 |
| Prohibit Auditor from Providing Non-Audit Services |
| Against |
| Against |
| Shareholder |
|
88
MCGRAW-HILL COMPANIES, INC., THE
Ticker: | MHP | Security ID: | 580645109 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Pedro Aspe |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert P. McGraw |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Hilda Ochoa-Brillembourg |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Edward B. Rust, Jr. |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
MEADWESTVACO CORP.
Ticker: | MWV | Security ID: | 583334107 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William E. Hoglund |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Douglas S. Luke |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert C. McCormack |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jane L. Warner |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
MERCK & CO., INC.
Ticker: | MRK | Security ID: | 589331107 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Peter C. Wendell |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William G. Bowen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William M. Daley |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas E. Shenk |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Wendell P. Weeks |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Declassify the Board of Directors |
| For |
| For |
| Management |
|
4 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
5 |
| Develop Ethical Criteria for Patent Extension |
| Against |
| Against |
| Shareholder |
|
6 |
| Link Executive Compensation to Social Issues |
| Against |
| Against |
| Shareholder |
|
7 |
| Report on Political Contributions |
| Against |
| Against |
| Shareholder |
|
8 |
| Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic |
| Against |
| Against |
| Shareholder |
|
89
MERRILL LYNCH & CO., INC.
Ticker: | MER | Security ID: | 590188108 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director David K. Newbigging |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Joseph W. Prueher |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Restore or Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
4 |
| Separate Chairman and CEO Positions |
| Against |
| For |
| Shareholder |
|
MORGAN STANLEY
Ticker: | MWD | Security ID: | 617446448 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John W. Madigan |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Dr. Klaus Zumwinkel |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Sir Howard Davies |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Declassify the Board of Directors |
| Against |
| For |
| Shareholder |
|
4 |
| Submit Severance Agreement (Change-in-Control) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
5 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
NATIONAL CITY CORP.
Ticker: | NCC | Security ID: | 635405103 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John E. Barfield |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James S. Broadhurst |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John W. Brown |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Christopher M. Connor |
| For |
| For |
| Management |
|
1.5 |
| Elect Director David A. Daberko |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Joseph T. Gorman |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Bernadine P. Healy |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Paul A. Ormond |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Robert A. Paul |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Gerald L. Shaheen |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Jerry Sue Thornton |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Morry Weiss |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
90
NOKIA CORP.
Ticker: | NOK | Security ID: | 654902204 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | Annual |
Record Date: | JAN 30, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| APPROVAL OF THE INCOME STATEMENTS AND THE BALANCE SHEETS. |
| For |
| For |
| Management |
|
2 |
| APPROVAL OF A DIVIDEND OF EUR 0.30 PER SHARE. |
| For |
| For |
| Management |
|
3 |
| APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY. |
| For |
| For |
| Management |
|
4.1 |
| Elect Director Paul J. Collins |
| For |
| For |
| Management |
|
4.2 |
| Elect Director Georg Ehrnrooth |
| For |
| For |
| Management |
|
4.3 |
| Elect Director Bengt Holmstrom |
| For |
| For |
| Management |
|
4.4 |
| Elect Director Per Karlsson |
| For |
| For |
| Management |
|
4.5 |
| Elect Director Jorma Ollila |
| For |
| For |
| Management |
|
4.6 |
| Elect Director Marjorie Scardino |
| For |
| For |
| Management |
|
4.7 |
| Elect Director Vesa Vainio |
| For |
| For |
| Management |
|
4.8 |
| Elect Director Arne Wessberg |
| For |
| For |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
6 |
| APPROVAL OF THE PROPOSAL OF THE BOARD TO REDUCE THE SHARE CAPITAL THROUGH CANCELLATION OF NOKIA SHARES HELD BY THE COMPANY |
| For |
| For |
| Management |
|
7 |
| APPROVAL OF THE AUTHORIZATION TO THE BOARD TO INCREASE THE SHARE CAPITAL OF THE COMPANY. |
| For |
| For |
| Management |
|
8 |
| APPROVAL OF THE AUTHORIZATION TO THE BOARD TO REPURCHASE NOKIA SHARES. |
| For |
| For |
| Management |
|
9 |
| APPROVAL OF THE AUTHORIZATION TO THE BOARD TO DISPOSE NOKIA SHARES HELD BY THE COMPANY. |
| For |
| For |
| Management |
|
10 |
| APPROVAL OF THE PROPOSAL OF THE BOARD TO INCREASE THE CAPITAL OF THE FOUNDATION OF NOKIA CORPORATION. |
| For |
| For |
| Management |
|
11 |
| MARK THE FOR BOX IF YOU WISH TO INSTRUCT THE DEPOSITARY TO GIVE A PROXY TO ANY ONE OF MARIANNA UOTINEN-TARKOMA, ESA KAUNISTOLA, BOTH LEGAL COUNSELS OF NOKIA CORPORATION, TO AUTHORIZE ANY OF THEM (WITH FULL POWER OF SUBSTITUTION) TO VOTE, IN THEIR DISCR |
| None |
| Against |
| Management |
|
OFFICE DEPOT, INC.
Ticker: | ODP | Security ID: | 676220106 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Lee A. Ault III |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Neil R. Austrian |
| For |
| For |
| Management |
|
1.3 |
| Elect Director David W. Bernauer |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Abelardo E. Bru |
| For |
| For |
| Management |
|
1.5 |
| Elect Director David I. Fuente |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Brenda J. Gaines |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Myra M. Hart |
| For |
| For |
| Management |
|
1.8 |
| Elect Director W. Scott Hedrick |
| For |
| For |
| Management |
|
1.9 |
| Elect Director James L. Heskett |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Patricia H. McKay |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Michael J. Myers |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Bruce Nelson |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
91
PEPSICO, INC.
Ticker: | PEP | Security ID: | 713448108 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John F. Akers |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert E. Allen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Ray L. Hunt |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Arthur C. Martinez |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Indra K. Nooyi |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Franklin D. Raines |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Steven S. Reinemund |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Sharon Percy Rockefeller |
| For |
| For |
| Management |
|
1.9 |
| Elect Director James J. Schiro |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Franklin A. Thomas |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Cynthia M. Trudell |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Solomon D. Trujillo |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Daniel Vasella |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic |
| Against |
| Against |
| Shareholder |
|
PFIZER INC.
Ticker: | PFE | Security ID: | 717081103 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael S. Brown |
| For |
| For |
| Management |
|
1.2 |
| Elect Director M. Anthony Burns |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert N. Burt |
| For |
| For |
| Management |
|
1.4 |
| Elect Director W. Don Cornwell |
| For |
| For |
| Management |
|
1.5 |
| Elect Director William H. Gray III |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Constance J. Horner |
| For |
| For |
| Management |
|
1.7 |
| Elect Director William R. Howell |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Stanley O. Ikenberry |
| For |
| For |
| Management |
|
1.9 |
| Elect Director George A. Lorch |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Henry A. Mckinnell |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Dana G. Mead |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Franklin D. Raines |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Ruth J. Simmons |
| For |
| For |
| Management |
|
1.14 |
| Elect Director William C. Steere, Jr. |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Jean-Paul Valles |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic |
| Against |
| Against |
| Shareholder |
|
5 |
| Cease Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
7 |
| Establish Term Limits for Directors |
| Against |
| Against |
| Shareholder |
|
8 |
| Report on Drug Pricing |
| Against |
| Against |
| Shareholder |
|
9 |
| Limit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
10 |
| Amend Animal Testing Policy |
| Against |
| Against |
| Shareholder |
|
92
RAYTHEON CO.
Ticker: | RTN | Security ID: | 755111507 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John M. Deutch |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael C. Ruettgers |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William R. Spivey |
| For |
| For |
| Management |
|
1.4 |
| Elect Director William H. Swanson |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Linda G. Stuntz |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Develop Ethical Criteria for Military Contracts |
| Against |
| Against |
| Shareholder |
|
4 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
5 |
| Declassify the Board of Directors |
| Against |
| For |
| Shareholder |
|
6 |
| Implement MacBride Principles |
| Against |
| Against |
| Shareholder |
|
7 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
8 |
| Submit Executive Pension Benefit to Vote |
| Against |
| For |
| Shareholder |
|
9 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
ROYAL DUTCH PETROLEUM CO.
Ticker: | RPETY | Security ID: | 780257804 |
Meeting Date: | JUN 28, 2004 | Meeting Type: | Annual |
Record Date: | MAY 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| FINALIZATION OF THE BALANCE SHEET AS AT DECEMBER 31, 2003, THE PROFIT AND LOSS ACCOUNT FOR THE YEAR 2003 AND THE NOTES TO THE BALANCE SHEET AND THE PROFIT AND LOSS ACCOUNT. |
| For |
| Did Not Vote |
| Management |
|
2 |
| DECLARATION OF THE TOTAL DIVIDEND FOR THE YEAR 2003. |
| For |
| Did Not Vote |
| Management |
|
3 |
| DISCHARGE OF THE MANAGING DIRECTORS OF RESPONSIBILITY IN RESPECT OF THEIR MANAGEMENT FOR THE YEAR 2003. |
| For |
| Did Not Vote |
| Management |
|
4 |
| DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD OF RESPONSIBILITY FOR THEIR SUPERVISION FOR THE YEAR 2003. |
| For |
| Did Not Vote |
| Management |
|
5 |
| APPOINTMENT OF MS. L.Z. COOK AS A MANAGING DIRECTOR OF THE COMPANY.* |
| For |
| Did Not Vote |
| Management |
|
6 |
| APPOINTMENT OF MRS. CH. MORIN-POSTEL AS A MEMBER OF THE SUPERVISORY BOARD.* |
| For |
| Did Not Vote |
| Management |
|
7 |
| APPOINTMENT OF MR. M.A. VAN DEN BERGH AS A MEMBER OF THE SUPERVISORY BOARD OWING TO RETIREMENT BY ROTATION.* |
| For |
| Did Not Vote |
| Management |
|
8 |
| REDUCTION OF THE ISSUED SHARE CAPITAL WITH A VIEW TO CANCELLA- TION OF THE SHARES ACQUIRED BY THE COMPANY IN ITS OWN CAPITAL. |
| For |
| Did Not Vote |
| Management |
|
9 |
| AUTHORIZATION OF THE BOARD OF MANAGEMENT, PURSUANT TO ARTICLE 98, BOOK 2 OF THE NETHERLANDS CIVIL CODE, AS THE COMPETENT BODY TO ACQUIRE SHARES IN THE CAPITAL OF THE COMPANY. |
| For |
| Did Not Vote |
| Management |
|
93
SBC COMMUNICATIONS INC.
Ticker: | SBC | Security ID: | 78387G103 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | MAR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James E. Barnes |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James A. Henderson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John B. McCoy |
| For |
| For |
| Management |
|
1.4 |
| Elect Director S. Donley Ritchey |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Joyce M. Roche |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Patricia P. Upton |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Bylaws |
| For |
| For |
| Management |
|
4 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
5 |
| Change Size of Board of Directors |
| Against |
| Against |
| Shareholder |
|
SOUTHERN COMPANY
Ticker: | SO | Security ID: | 842587107 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Daniel P. Amos |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Dorrit J. Bern |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Francis S. Blake |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas F. Chapman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director H. Allen Franklin |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Bruce S. Gordon |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Donald M. James |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Zack T. Pate |
| For |
| For |
| Management |
|
1.9 |
| Elect Director J. Neal Purcell |
| For |
| For |
| Management |
|
1.10 |
| Elect Director David M. Ratcliffe |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Gerald J. St. Pe |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Outside Director Stock in Lieu of Cash |
| For |
| For |
| Management |
|
94
STATE STREET CORP. (BOSTON)
Ticker: | STT | Security ID: | 857477103 |
Meeting Date: | APR 21, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Kennett Burnes |
| For |
| For |
| Management |
|
1.2 |
| Elect Director David Gruber |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Linda Hill |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Charles Lamantia |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert Weissman |
| For |
| For |
| Management |
|
2 |
| Exempt Board of Directors from Massachusetts General Laws, Chapter 156B, Section 50A(a) |
| Against |
| For |
| Shareholder |
|
TEXTRON INC.
Ticker: | TXT | Security ID: | 883203101 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Kathleen M. Bader |
| For |
| For |
| Management |
|
1.2 |
| Elect Director R. Kerry Clark |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Ivor J. Evans |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Lord Powell of Bayswater KCMG |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Approve Stock-for-Salary/Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5 |
| Report on Foreign Weapons Sales |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
7 |
| Cease Charitable Contributions |
| Against |
| Against |
| Shareholder |
|
TIME WARNER INC
Ticker: | TWX | Security ID: | 887317105 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James L. Barksdale |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Stephen F. Bollenbach |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Stephen M. Case |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Frank J. Caufield |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert C. Clark |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Miles R. Gilburne |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Carla A. Hills |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Reuben Mark |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Michael A. Miles |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Kenneth J. Novack |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Richard D. Parsons |
| For |
| For |
| Management |
|
1.12 |
| Elect Director R. E. Turner |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Francis T. Vincent, Jr. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Adopt China Principles |
| Against |
| Against |
| Shareholder |
|
4 |
| Report on Pay Disparity |
| Against |
| Against |
| Shareholder |
|
95
TRAVELERS PROPERTY CASUALTY CORP.
Ticker: | TVCR | Security ID: | 89420G406 |
Meeting Date: | MAR 19, 2004 | Meeting Type: | Special |
Record Date: | FEB 6, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
|
TXU CORP.
Ticker: | TXU | Security ID: | 873168108 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Derek C. Bonham |
| For |
| For |
| Management |
|
1.2 |
| Elect Director E. Gail de Planque |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William M. Griffin |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Kerney Laday |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Jack E. Little |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Erle Nye |
| For |
| For |
| Management |
|
1.7 |
| Elect Director J.E. Oesterreicher |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Michael W. Ranger |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Herbert H. Richardson |
| For |
| For |
| Management |
|
1.10 |
| Elect Director C. John Wilder |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
U.S. BANCORP
Ticker: | USB | Security ID: | 902973304 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Victoria Buyniski Gluckman |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Arthur D. Collins, Jr. |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Jerry W. Levin |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director Thomas E. Petry |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Richard G. Reiten |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
4 |
| Submit Executive Compensation to Vote |
| Against |
| For |
| Shareholder |
|
5 |
| Amend Vote Requirements to Amend Articles/Bylaws/Charter |
| Against |
| For |
| Shareholder |
|
96
UNITED TECHNOLOGIES CORP.
Ticker: | UTX | Security ID: | 913017109 |
Meeting Date: | APR 14, 2004 | Meeting Type: | Annual |
Record Date: | FEB 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Betsy J. Bernard |
| For |
| For |
| Management |
|
1.2 |
| Elect Director George David |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jean-Pierre Garnier |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jamie S. Gorelick |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Charles R. Lee |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Richard D. McCormick |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Harold McGraw III |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Frank P. Popoff |
| For |
| For |
| Management |
|
1.9 |
| Elect Director H. Patrick Swygert |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Andre Villeneuve |
| For |
| For |
| Management |
|
1.11 |
| Elect Director H. A. Wagner |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Christine Todd Whitman |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Disclosure of Executive Compensation |
| Against |
| Against |
| Shareholder |
|
4 |
| Develop Ethical Criteria for Military Contracts |
| Against |
| Against |
| Shareholder |
|
5 |
| Performance-Based/Indexed Options |
| Against |
| For |
| Shareholder |
|
6 |
| Separate Chairman and CEO Positions |
| Against |
| For |
| Shareholder |
|
VERIZON COMMUNICATIONS
Ticker: | VZ | Security ID: | 92343V104 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James R. Barker |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Richard L. Carrion |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert W. Lane |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Sandra O. Moose |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Joseph Neubauer |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Thomas H. O’Brien |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Hugh B. Price |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Ivan G. Seidenberg |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Walter V. Shipley |
| For |
| For |
| Management |
|
1.10 |
| Elect Director John R. Stafford |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Robert D. Storey |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Restore or Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
4 |
| Require Majority of Independent Directors on Board |
| Against |
| Against |
| Shareholder |
|
5 |
| Separate Chairman and CEO Positions |
| Against |
| For |
| Shareholder |
|
6 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| Against |
| Shareholder |
|
7 |
| Submit Executive Compensation to Vote |
| Against |
| For |
| Shareholder |
|
8 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
9 |
| Report on Stock Option Distribution by Race and Gender |
| Against |
| Against |
| Shareholder |
|
10 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
11 |
| Cease Charitable Contributions |
| Against |
| Against |
| Shareholder |
|
97
VIACOM INC.
Ticker: | VIA | Security ID: | 925524100 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director George S. Abrams |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director David R. Andelman |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Joseph A. Califano, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director William S. Cohen |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Philippe P. Dauman |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director Alan C. Greenberg |
| For |
| Withhold |
| Management |
|
1.7 |
| Elect Director Mel Karmazin |
| For |
| Withhold |
| Management |
|
1.8 |
| Elect Director Jan Leschly |
| For |
| For |
| Management |
|
1.9 |
| Elect Director David T. McLaughlin |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Shari Redstone |
| For |
| Withhold |
| Management |
|
1.11 |
| Elect Director Sumner M. Redstone |
| For |
| Withhold |
| Management |
|
1.12 |
| Elect Director Frederic V. Salerno |
| For |
| Withhold |
| Management |
|
1.13 |
| Elect Director William Schwartz |
| For |
| Withhold |
| Management |
|
1.14 |
| Elect Director Patty Stonesifer |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Robert D. Walter |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
VORNADO REALTY TRUST
Ticker: | VNO | Security ID: | 929042109 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Trustee Robert P. Kogod |
| For |
| For |
| Management |
|
1.2 |
| Elect Trustee David Mandelbaum |
| For |
| For |
| Management |
|
1.3 |
| Elect Trustee Richard R. West |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
WASTE MANAGEMENT, INC.
Ticker: | WMI | Security ID: | 94106L109 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Pastora San Juan Cafferty |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Frank M. Clark, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert S. Miller |
| For |
| For |
| Management |
|
1.4 |
| Elect Director A. Maurice Myers |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John C. Pope |
| For |
| For |
| Management |
|
1.6 |
| Elect Director W. Robert Reum |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Steven G. Rothmeier |
| For |
| For |
| Management |
|
1.8 |
| Elect Director David P. Steiner |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Carl W. Vogt |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
98
WELLS FARGO & COMPANY
Ticker: | WFC | Security ID: | 949746101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director J.A. Blanchard III |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Susan E. Engel |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Enrique Hernandez, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert L. Joss |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Reatha Clark King |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Richard M. Kovacevich |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Richard D. McCormick |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Cynthia H. Milligan |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Philip J. Quigley |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Donald B. Rice |
| For |
| Withhold |
| Management |
|
1.11 |
| Elect Director Judith M. Runstad |
| For |
| Withhold |
| Management |
|
1.12 |
| Elect Director Stephen W. Sanger |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Susan G. Swenson |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Michael W. Wright |
| For |
| Withhold |
| Management |
|
2 |
| Approve Retirement Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
5 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
6 |
| Link Executive Compensation to Social Issues |
| Against |
| Against |
| Shareholder |
|
7 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
WENDY’S INTERNATIONAL, INC.
Ticker: | WEN | Security ID: | 950590109 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Janet Hill |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Paul D. House |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John R. Thompson |
| For |
| For |
| Management |
|
1.4 |
| Elect Director J. Randolph Lewis |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
99
WEYERHAEUSER CO.
Ticker: | WY | Security ID: | 962166104 |
Meeting Date: | APR 13, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Steven R. Rogel |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William D. Ruckelshaus |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard H. Sinkfield |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James N. Sullivan |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Declassify the Board of Directors |
| Against |
| For |
| Management |
|
4 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
5 |
| Implement Restricted Share Executive Compensation Plan |
| Against |
| For |
| Shareholder |
|
6 |
| Report on Greenhouse Gas Emissions |
| Against |
| Against |
| Shareholder |
|
7 |
| Develop Policy Regarding Old Growth Forests |
| Against |
| Against |
| Shareholder |
|
8 |
| Ratify Auditors |
| For |
| For |
| Management |
|
WILLIS GROUP HOLDINGS LTD
Ticker: | WSH | Security ID: | G96655108 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William W. Bradley |
| For |
| Did Not Vote |
| Management |
|
1.2 |
| Elect Director Joseph A. Califano, Jr. |
| For |
| Did Not Vote |
| Management |
|
1.3 |
| Elect Director James R. Fisher |
| For |
| Did Not Vote |
| Management |
|
1.4 |
| Elect Director Perry Golkin |
| For |
| Did Not Vote |
| Management |
|
1.5 |
| Elect Director Paul M. Hazen |
| For |
| Did Not Vote |
| Management |
|
1.6 |
| Elect Director Wendy E. Lane |
| For |
| Did Not Vote |
| Management |
|
1.7 |
| Elect Director James F. Mccann |
| For |
| Did Not Vote |
| Management |
|
1.8 |
| Elect Director Scott C. Nuttall |
| For |
| Did Not Vote |
| Management |
|
1.9 |
| Elect Director Joseph J. Plumeri |
| For |
| Did Not Vote |
| Management |
|
1.10 |
| Elect Director Douglas B. Roberts |
| For |
| Did Not Vote |
| Management |
|
2 |
| Ratify Auditors |
| For |
| Did Not Vote |
| Management |
|
100
XEROX CORP.
Ticker: | XRX | Security ID: | 984121103 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Glenn A. Britt |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Richard J. Harrington |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William Curt Hunter |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Vernon E. Jordan, Jr. |
| For |
| Withhold |
| Management |
|
1.5 |
| Elect Director Hilmar Kopper |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Ralph S. Larsen |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Anne M. Mulcahy |
| For |
| For |
| Management |
|
1.8 |
| Elect Director N.J. Nicholas, Jr. |
| For |
| For |
| Management |
|
1.9 |
| Elect Director John E. Pepper |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Ann N. Reese |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Stephen Robert |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Approve Non-Employee Director Omnibus Stock Plan |
| For |
| For |
| Management |
|
101
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Columbia Funds Trust I | ||
| |||
By (Signature and Title)* | /s/ J. Kevin Connaughton | ||
|
| ||
| J. Kevin Connaughton, President and Treasurer | ||
| |||
Date | August 30, 2004 | ||
* Print the name and title of each signing officer under his or her signature.
102