Lawrence L. Hooper, Jr.
The Adams Express Company
7 Saint Paul Street, Suite 1140
Baltimore, Maryland 21202
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(Name and address of agent for service)
Item 1. Proxy Voting Record
Description | Proposal Type (Mgmt or Shldr) | Voted (Yes or No) | Vote (For, Agnst, Abstain, For All - Dirs., Withheld Elec Of Dirs.) | For/ Agnst Mgmt |
| | | | |
Issuer: Abbott Laboratories | | | | |
Ticker: ABT | | | | |
CUSIP: 002824-10-0 | | | | |
Meeting Date: 04/24/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Incentive Stock Plan | MGMT | YES | AGNST | AGNST |
Employee Stock Purchase Plan (non-US employees) | MGMT | YES | FOR | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Animal Testing | SHLDR | YES | AGNST | FOR |
Health Care Principles | SHLDR | YES | AGNST | FOR |
Advisory Vote | SHLDR | YES | AGNST | FOR |
| | | | |
| | | | |
Issuer: AT&T Inc. | | | | |
Ticker: T | | | | |
CUSIP: O00206R102 | | | | |
Meeting Date: 04/24/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Amendment to Increase Authorized Shares | MGMT | YES | FOR | FOR |
Report on Political Contributions | SHLDR | YES | AGNST | FOR |
Special Stockholder Meetings | SHLDR | YES | AGNST | FOR |
Cumulative Voting | SHLDR | YES | AGNST | FOR |
Independent Chairman | SHLDR | YES | AGNST | FOR |
Advisory Vote on Compensation | SHLDR | YES | AGNST | FOR |
Pension Credit Policy | SHLDR | YES | AGNST | FOR |
| | | | |
Issuer: Automatic Data Processing, Inc. | | | | |
Ticker: ADP | | | | |
CUSIP: 053015-10-3 | | | | |
Meeting Date: 11/11/2008 | | | | |
Election of Directors | MGMT | YES | FOR ALL DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
| | | | |
| | | | |
Issuer: Avon Products, Inc. | | | | |
Ticker: AVP | | | | |
CUSIP: 054303-10-2 | | | | |
Meeting Date: 05/07/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Nanomaterial Report Resolution | SHLDR | YES | AGNST | FOR |
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| | | | |
Issuer: Bank of America Corporation | | | | |
Ticker: BAC | | | | |
CUSIP: 060505-10-4 | | | | |
Meeting Date: 04/29/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Executive Compensation | MGMT | YES | FOR | FOR |
Disclosure of Government Employment | SHLDR | YES | AGNST | FOR |
Advisory Vote on Executive Compensation | SHLDR | YES | AGNST | FOR |
Cumulative Voting | SHLDR | YES | AGNST | FOR |
Special Stockholder Meetings | SHLDR | YES | AGNST | FOR |
Independent Board Chairman | SHLDR | YES | AGNST | FOR |
Predatory Credit Card Lending Practices | SHLDR | YES | AGNST | FOR |
Adoption of Principles for Health Care | SHLDR | YES | AGNST | FOR |
Limits on Executive Compensation | SHLDR | YES | AGNST | FOR |
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| | | | |
Issuer: Bank of America Corporation | | | | |
Ticker: BAC | | | | |
CUSIP: 060505-10-4 | | | | |
Meeting Date: 12/05/2008 | | | | |
Approve merger with Merrill Lynch & Co as dated September 15, 2008 | MGMT | YES | FOR | FOR |
Approve amendment to the 2003 Key Associate Stock Plan | MGMT | YES | FOR | FOR |
Increase number of authorized shares | MGMT | YES | FOR | FOR |
Adjournment of the special meeting | MGMT | YES | FOR | FOR |
| | | | |
| | | | |
Issuer: Bank of New York Mellon Corp. | | | | |
Ticker: BK | | | | |
CUSIP: 064057-10-2 | | | | |
Meeting Date: 04/14/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Executive Compensation | MGMT | YES | FOR | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Cumulative Voting | SHLDR | YES | AGNST | FOR |
75% Retention Policy for shares acquired through compensation | SHLDR | YES | AGNST | FOR |
| | | | |
| | | | |
Issuer: Bristol-Myers Squibb Company | | | | |
Ticker: BMY | | | | |
CUSIP: 110122-10-8 | | | | |
Meeting Date: 05/05/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Executive Compensation Disclosure | SHLDR | YES | AGNST | FOR |
Simple Majority Vote | SHLDR | YES | AGNST | FOR |
Special Shareholder Meetings | SHLDR | YES | AGNST | FOR |
Executive Compensation Advisory Vote | SHLDR | YES | AGNST | FOR |
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Issuer: Broadcom Corporation | | | | |
Ticker: BRCM | | | | |
CUSIP: 111320-10-7 | | | | |
Meeting Date: 05/14/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
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| | | | |
Issuer: Bunge Limited | | | | |
Ticker: BG | | | | |
CUSIP: G16962-10-5 | | | | |
Meeting Date: 05/08/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
2009 Incentive Plan | MGMT | YES | AGNST | AGNST |
| | | | |
| | | | |
Issuer: Chevron Corporation | | | | |
Ticker: CVX | | | | |
CUSIP: 166764-10-0 | | | | |
Meeting Date: 05/27/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL- DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Material Terms of Performance Goals for Chevron Incentive Plan | MGMT | YES | FOR | FOR |
Material Terms of Performance Goals for Chevron Long Term Incentive Plan | MGMT | YES | FOR | FOR |
Special Stockholder Meetings | SHLDR | YES | AGNST | FOR |
Advisory Vote on Summary Compensation Table | SHLDR | YES | AGNST | FOR |
Greenhouse Gas Emissions | SHLDR | YES | AGNST | FOR |
Country Selection Guidelines | SHLDR | YES | AGNST | FOR |
Human Rights Policy | SHLDR | YES | AGNST | FOR |
Host Country Laws | SHLDR | YES | AGNST | FOR |
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| | | | |
Issuer: CINTAS Corporation | | | | |
Ticker: CTAS | | | | |
CUSIP: 172908-10-5 | | | | |
Meeting Date: 10/14/2008 | | | | |
Election of Directors | MGMT | YES | FOR | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Independent Board Chair | SHLDR | YES | AGNST | FOR |
Request for Board to adopt a policy | SHLDR | YES | AGNST | FOR |
| | | | |
| | | | |
Issuer: CISCO Systems, Inc. | | | | |
Ticker: CSCO | | | | |
CUSIP: 17275R-10-2 | | | | |
Meeting Date: 11/13/2008 | | | | |
Election of Directors | MGMT | YES | FOR ALL DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Establish Board Committee on Human Rights | SHLDR | YES | AGNST | FOR |
Publish Report on Human Rights | SHLDR | YES | AGNST | FOR |
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| | | | |
Issuer: The Coca-Cola Company | | | | |
Ticker: KO | | | | |
CUSIP: 191216-10-0 | | | | |
Meeting Date: 04/22/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Executive Compensation Advisory Vote | SHLDR | YES | AGNST | FOR |
Independent Board Chair | SHLDR | YES | AGNST | FOR |
Board Committee on Human Rights | SHLDR | YES | AGNST | FOR |
Restricted Stock Proposal | SHLDR | YES | AGNST | FOR |
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| | | | |
Issuer: ConocoPhillips | | | | |
Ticker: COP | | | | |
CUSIP: 20825C-10-4 | | | | |
Meeting Date: 05/13/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Omnibus Stock and Performance Incentive Plan | MGMT | YES | AGNST | AGNST |
Universal Health Care Principles | SHLDR | YES | AGNST | FOR |
Advisory Vote on Executive Compensation | SHLDR | YES | AGNST | FOR |
Political Contributions | SHLDR | YES | AGNST | FOR |
Greenhouse Gas Reduction | SHLDR | YES | AGNST | FOR |
Oil Sands Drilling | SHLDR | YES | AGNST | FOR |
Director Qualifications | SHLDR | YES | AGNST | FOR |
| | | | |
| | | | |
Issuer: Consol Energy Inc. | | | | |
Ticker: CNX | | | | |
CUSIP: 20854P-10-9 | | | | |
Meeting Date: 04/28/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Equity Incentive Plan | MGMT | YES | AGNST | AGNST |
Majority Voting | SHLDR | YES | AGNST | FOR |
Early Disclosure of Voting Results on Shareholder Proposals | SHLDR | YES | AGNST | FOR |
| | | | |
Issuer: Corning Incorporated | | | | |
Ticker: GLW | | | | |
CUSIP: 219350-10-5 | | | | |
Meeting Date: 04/30/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Director Election Majority Vote Standard | SHLDR | YES | AGNST | FOR |
Elimination of Staggered Board | SHLDR | YES | FOR | AGNST |
| | | | |
| | | | |
Issuer: Curtiss-Wright Corporation | | | | |
Ticker: CW | | | | |
CUSIP: 231561-10-1 | | | | |
Meeting Date: 05/08/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
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Issuer: CVS/Caremark Corporation | | | | |
Ticker: CVS | | | | |
CUSIP: 126650-10-0 | | | | |
Meeting Date: 05/06/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Special Stockholder Meetings | SHLDR | YES | AGNST | FOR |
Independent Board Chair | SHLDR | YES | AGNST | FOR |
Political Contributions and Expenditures | SHLDR | YES | AGNST | FOR |
Advisory vote on Executive Compensation | SHLDR | YES | AGNST | FOR |
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Issuer: Dean Foods Company | | | | |
Ticker: DF | | | | |
CUSIP: 242370-10-4 | | | | |
Meeting Date: 05/22/2008 | | | | |
Election of Directors | MGMT | NO | | |
Amend Stock Incentive Plan | MGMT | NO | | |
Ratification of appt. of Ind. Auditors | MGMT | NO | | |
| | | | |
| | | | |
Issuer: Del Monte Foods Company | | | | |
Ticker: DLM | | | | |
CUSIP: 24522P-10-3 | | | | |
Meeting Date: 09/25/2008 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
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Issuer: DELL Inc. | | | | |
Ticker: DELL | | | | |
CUSIP: 24702R-10-1 | | | | |
Meeting Date: 07/18/2008 | | | | |
Election of Directors | MGMT | YES | FOR | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | AGNST | AGNST |
Approval of Executive Annual Bonus Plan | MGMT | YES | FOR | FOR |
Reimbursement of Proxy Expenses | SHLDR | YES | AGNST | FOR |
Advisory Vote on Executive Compensation | SHLDR | YES | AGNST | FOR |
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Issuer: E. I. du Pont de Nemours and Company | | | | |
Ticker: DD | | | | |
CUSIP: 263534-10-9 | | | | |
Meeting Date: 04/29/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Shareholder Say on Executive Pay | SHLDR | YES | AGNST | FOR |
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Issuer: Emerson Electric Company | | | | |
Ticker: EMR | | | | |
CUSIP: 291011-10-4 | | | | |
Meeting Date: 02/03/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
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Issuer: Exxon Mobil Corporation | | | | |
Ticker: XOM | | | | |
CUSIP: 30231G-10-2 | | | | |
Meeting Date: 05/27/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Cumulative Voting | SHLDR | YES | AGNST | FOR |
Special Shareholder Meetings | SHLDR | YES | AGNST | FOR |
Incorporate in North Dakota | SHLDR | YES | AGNST | FOR |
Board Chairman and CEO | SHLDR | YES | AGNST | FOR |
Shareholder Vote on Executive Compensation | SHLDR | YES | AGNST | FOR |
Executive Compensation Report | SHLDR | YES | AGNST | FOR |
Corporate Sponsorships Report | SHLDR | YES | AGNST | FOR |
Amendment of EEO Policy | SHLDR | YES | AGNST | FOR |
Greenhouse Gas Emissions Goals | SHLDR | YES | AGNST | FOR |
Climate Change and Technology Report | SHLDR | YES | AGNST | FOR |
Renewable Energy Policy | SHLDR | YES | AGNST | FOR |
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Issuer: Genentech, Inc. | | | | |
Ticker: DNA | | | | |
CUSIP: 368710-40-6 | | | | |
Meeting Date: 04/24/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Approve Amendment to 1991 Employee Stock Plan | MGMT | YES | FOR | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Prepare an Animal Use Inventory and a Plan to Replace, Reduce and Refine Animal Testing | SHLDR | YES | AGNST | FOR |
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Issuer: General Electric Company | | | | |
Ticker: GE | | | | |
CUSIP: 369604-10-3 | | | | |
Meeting Date: 4/22/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Cumulative Voting | SHLDR | YES | AGNST | FOR |
Executive Compensation Advisory Vote | SHLDR | YES | AGNST | FOR |
Independent Study Regarding Breaking up GE | SHLDR | YES | AGNST | FOR |
Dividend Policy | SHLDR | YES | AGNST | FOR |
Golden Parachutes | SHLDR | YES | AGNST | FOR |
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Issuer: Goldman Sachs Group, Inc. | | | | |
Ticker: GS | | | | |
CUSIP: 38141G-10-4 | | | | |
Meeting Date: 05/08/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Executive Compensation | MGMT | YES | FOR | FOR |
Cumulative Voting | SHLDR | YES | AGNST | FOR |
Simple Majority Vote | SHLDR | YES | AGNST | FOR |
Board Committee on US Economic Security | SHLDR | YES | AGNST | FOR |
Political Contributions | SHLDR | YES | AGNST | FOR |
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Issuer: Halliburton | | | | |
Ticker: HAL | | | | |
CUSIP: 406216-10-1 | | | | |
Meeting Date: 05/20/2009 | | | | |
Election of Directors | MGMT | YES | FOR | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Amend Stock and Incentive Plan | MGMT | YES | AGNST | AGNST |
Amend Employee Stock Purchase Plan | SHLDR | YES | AGNST | FOR |
Human Rights Policy | SHLDR | YES | AGNST | FOR |
Political Contributions | SHLDR | YES | AGNST | FOR |
Low Carbon Energy Report | SHLDR | YES | AGNST | FOR |
Additional Compensation Discussion and Analysis Disclosure | SHLDR | YES | AGNST | FOR |
Special Shareowner Meetings | SHLDR | YES | AGNST | FOR |
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Issuer: Hansen Natural Corporation | | | | |
Ticker: HANS | | | | |
CUSIP: 411310-10-5 | | | | |
Meeting Date: 06/04/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Approve Stock Incentive Plan for Non-Employee Directors | MGMT | YES | FOR | FOR |
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Issuer: Harsco Corporation | | | | |
Ticker: HSC | | | | |
CUSIP: 415864-10-7 | | | | |
Meeting Date: 04/28/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Executive Compensation Plan | MGMT | YES | FOR | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
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Issuer: Hospira, Inc. | | | | |
Ticker: HSP | | | | |
CUSIP: 4441060-10-0 | | | | |
Meeting Date: 05/14/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Long Term Stock Incentive Plan | MGMT | YES | FOR | FOR |
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Issuer: Illinois Tool Works Inc. | | | | |
Ticker: ITW | | | | |
CUSIP: 452308-10-9 | | | | |
Meeting Date: 05/08/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Proposal to seek stockholder approval of any future extraordinary retirement benefits for sr executives | SHLDR | YES | AGNST | FOR |
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Issuer: Intel Corporation | | | | |
Ticker: INTC | | | | |
CUSIP: 458140-10-0 | | | | |
Meeting Date: 05/20/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Equity Incentive Plan | MGMT | YES | FOR | FOR |
Employee Stock Option Exchange Program | MGMT | YES | AGNST | AGNST |
Advisory Vote on Executive Compensation | MGMT | YES | FOR | FOR |
Cumulative Voting | SHLDR | YES | AGNST | FOR |
Human Right to Water | SHLDR | YES | AGNST | FOR |
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Issuer: Johnson & Johnson | | | | |
Ticker: JNJ | | | | |
CUSIP: 478160-10-4 | | | | |
Meeting Date: 04/23/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Advisory Vote on Executive Compensation Policies and Disclosure | SHLDR | YES | AGNST | FOR |
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Issuer: Lowe's Companies, Inc. | | | | |
Ticker: LOW | | | | |
CUSIP: 548661-10-7 | | | | |
Meeting Date: 05/29/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Long Term Incentive Plan | MGMT | YES | FOR | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Eliminate Supermajority Vote Requirements | SHLDR | YES | AGNST | FOR |
Reincorporation in South Dakota | SHLDR | YES | AGNST | FOR |
Health Care Reform Principles | SHLDR | YES | AGNST | FOR |
Separate Chairman and CEO | SHLDR | YES | AGNST | FOR |
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Issuer: MASCO Corporation | | | | |
Ticker: MAS | | | | |
CUSIP: 574599-10-6 | | | | |
Meeting Date: 05/12/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Stock Incentive Plan | MGMT | YES | FOR | FOR |
Terms of Performance Goals under Stock Incentive Program | MGMT | YES | FOR | FOR |
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Issuer: 3M Company | | | | |
Ticker: MMM | | | | |
CUSIP: 885794-10-1 | | | | |
Meeting Date: 05/12/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Proposal on Special Meetings | SHLDR | YES | AGNST | FOR |
Vesting of Stock Options and Awards | SHLDR | YES | AGNST | FOR |
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Issuer: McDonald's Corporation | | | | |
Ticker: MCD | | | | |
CUSIP: 580135-10-1 | | | | |
Meeting Date: 05/27/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | AGNST | AGNST |
Approval of Performance Goals Under Stock Ownership Plan | MGMT | YES | FOR | FOR |
Approval of 2009 Cash Incentive Plan | SHLDR | YES | AGNST | FOR |
Shareholder Vote on Executive Compensation | SHLDR | YES | AGNST | FOR |
Use of Cage-Free Eggs | | | | |
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Issuer: MDU Resources Group, Inc. | | | | |
Ticker: MDU | | | | |
CUSIP: 552690-10-9 | | | | |
Meeting Date: 04/28/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
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Issuer: Medtronic, Inc. | | | | |
Ticker: MDT | | | | |
CUSIP: 585055-10-6 | | | | |
Meeting Date: 08/21/2008 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Approve 2008 Stock Award and Incentive Plan | MGMT | YES | AGNST | AGNST |
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Issuer: Microsoft Corporation | | | | |
Ticker: MSFT | | | | |
CUSIP: 594918-10-4 | | | | |
Meeting Date: 11/19/2008 | | | | |
Election of Directors | MGMT | YES | FOR ALL DIRS | FOR |
Approval of Material Terms of Performance Criteria under Executive officer incentive plan | MGMT | YES | FOR | FOR |
Approval of Amendments to 1999 Stock Option Plan for Non-Employee Directors | MGMT | YES | FOR | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Adoption of policies on internet censorship | SHLDR | YES | AGNST | FOR |
Establishment of Board Committee on Human Rights | SHLDR | YES | AGNST | FOR |
Disclosure of Charitable Contributions | SHLDR | YES | AGNST | FOR |
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Issuer: Newell Rubbermaid Inc. | | | | |
Ticker: NWL | | | | |
CUSIP: 651229-10-6 | | | | |
Meeting Date: 05/05/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
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Issuer: Northeast Utilities | | | | |
Ticker: NU | | | | |
CUSIP: 664397-10-6 | | | | |
Meeting Date: 05/12/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
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Issuer: Northwest Natural Gas | | | | |
Ticker: NWN | | | | |
CUSIP: 667655-10-4 | | | | |
Meeting Date: 05/28/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
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Issuer: Oracle Corporation | | | | |
Ticker: ORCL | | | | |
CUSIP: 68389X-10-5 | | | | |
Meeting Date: 10/10/2008 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Approve 2009 Executive bonus plan | MGMT | YES | FOR | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Advisory vote on executive compensation | SHLDR | YES | AGNST | FOR |
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Issuer: Oshkosh Truck Corporation | | | | |
Ticker: OSK | | | | |
CUSIP: 688239-20-1 | | | | |
Meeting Date: 02/03/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Approval of 2009 Incentive Stock and Awards Plan | MGNT | YES | AGNST | AGNST |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Request to Reincorporate Company in North Dakota | SHLDR | YES | AGNST | FOR |
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Issuer: Pepsico, Inc. | | | | |
Ticker: PEP | | | | |
CUSIP: 713448-10-8 | | | | |
Meeting Date: 05/06/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Executive Compensation Plan | MGMT | YES | FOR | FOR |
Beverage Container Recycling | SHLDR | YES | AGNST | FOR |
Genetically Engineered Products Report | SHLDR | YES | AGNST | FOR |
Charitable Contributions Report | SHLDR | YES | AGNST | FOR |
Advisory Vote on Compensation | SHLDR | YES | AGNST | FOR |
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Issuer: Petroleum & Resources Corporation | | | | |
Ticker: PEO | | | | |
CUSIP: 716549-10-0 | | | | |
Meeting Date: 03/19/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
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Issuer: Pfizer Inc. | | | | |
Ticker: PFE | | | | |
CUSIP: 717081-10-3 | | | | |
Meeting Date: 04/23/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Stock Plan | MGMT | YES | AGNST | AGNST |
Proposal to eliminate any new stock options or repricing or renewal of current options | SHLDR | YES | AGNST | FOR |
Advisory vote on Executive Compensation | SHLDR | YES | AGNST | FOR |
Cumulative Voting | SHLDR | YES | AGNST | FOR |
Special Shareholder Meetings | SHLDR | YES | AGNST | FOR |
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Issuer: The PNC Financial Services Group, Inc. | | | | |
Ticker: PNC | | | | |
CUSIP: 693475-10-5 | | | | |
Meeting Date: 12/23/2008 | | | | |
Approve Merger between PNC Group and National City Corporation | MGMT | YES | FOR | FOR |
Adjournment of the Special Meeting | MGMT | YES | FOR | FOR |
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Issuer: The PNC Financial Services Group, Inc. | | | | |
Ticker: PNC | | | | |
CUSIP: 693475-10-5 | | | | |
Meeting Date: 04/28/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Approval of Employee Stock Purchase Plan | MGMT | YES | FOR | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
75% Retention Policy for shares acquired through compensation | SHLDR | YES | AGNST | FOR |
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Issuer: The Procter & Gamble Company | | | | |
Ticker: PG | | | | |
CUSIP: 742718-10-9 | | | | |
Meeting Date: 10/14/2008 | | | | |
Election of Directors | MGMT | YES | FOR | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Rotate site of Annual Meeting | SHLDR | YES | AGNST | FOR |
Advisory Vote on Executive Compensation | SHLDR | YES | AGNST | FOR |
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Issuer: Prudential Financial, Inc. | | | | |
Ticker: PRU | | | | |
CUSIP: 744320-10-2 | | | | |
Meeting Date: 05/12/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Shareholder Advisory Vote on Executive Compensation | SHLDR | YES | AGNST | FOR |
Separate Office of Chairman and Chief Executive Officer | SHLDR | YES | AGNST | FOR |
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Issuer: The Ryland Group, Inc. | | | | |
Ticker: RYL | | | | |
CUSIP: 783764-10-3 | | | | |
Meeting Date: 4/29/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL DIRS | FOR |
Approval of Amendment to Articles of Incorporation | MGMT | YES | FOR | FOR |
Approval of Shareholder Rights Plan | MGMT | YES | FOR | FOR |
Proposal Concerning Greenhouse Gas Emissions | SHLDR | YES | AGNST | FOR |
Proposal Concerning Advisory Vote on Executive Compensation | SHLDR | YES | AGNST | FOR |
Proposal Concerning Senior Executive Severance Agreements | SHLDR | YES | AGNST | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
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Issuer: Safeway Inc. | | | | |
Ticker: SWY | | | | |
CUSIP: 786514-20-8 | | | | |
Meeting Date: 05/13/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Cumulative Voting | SHLDR | YES | AGNST | FOR |
Special Stockholder Meetings | SHLDR | YES | AGNST | FOR |
Limitation on Future Death Benefits | SHLDR | YES | AGNST | FOR |
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Issuer: Schlumberger | | | | |
Ticker: SLB | | | | |
CUSIP: 806857-10-8 | | | | |
Meeting Date: 05/07/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Adopt and approve financials and dividends | MGMT | YES | FOR | FOR |
Executive Officer Compensation | SHLDR | YES | AGNST | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
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Issuer: Senomyx | | | | |
Ticker: SNMX | | | | |
CUSIP: 81724Q-10-7 | | | | |
Meeting Date: 06/04/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
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Issuer: Spectra Energy Corporation | | | | |
Ticker: SE | | | | |
CUSIP: 847560-10-9 | | | | |
Meeting Date: 05/07/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Eliminate Classified Structure of the Board | MGMT | YES | FOR | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
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Issuer: Spirit Aerosystems | | | | |
Ticker: SPR | | | | |
CUSIP: 848574-10-9 | | | | |
Meeting Date: 04/21/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
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Issuer: State Street Corporation | | | | |
Ticker: STT | | | | |
CUSIP: 857477-10-3 | | | | |
Meeting Date: 05/20/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Amend By-Laws Concerning Shareholder Quorum and Voting Requirements | MGMT | YES | FOR | FOR |
Equity Incentive Plan | MGMT | YES | AGNST | AGNST |
Advisory Proposal on Executive Compensation | SHLDR | YES | AGNST | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
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Issuer: Target Corporation | | | | |
Ticker: TGT | | | | |
CUSIP: 87612E-10-6 | | | | |
Meeting Date: 05/28/2009 | MGMT | YES | FOR | FOR |
Number of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Election of Directors | MGMT | YES | FOR | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Long Term Incentive Plan | SHLDR | YES | AGNST | FOR |
Vote on Executive Compensation | | | | |
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Issuer: Tata Motors Limited | | | | |
Ticker: TTM | | | | |
CUSIP: 876568502 | | | | |
Meeting Date: 07/24/2008 | | | | |
Adopt Profit & Loss Account for Year Ended March 31, 2008 | MGMT | YES | FOR | FOR |
Declare Dividend | MGMT | YES | FOR | FOR |
Appoint Director in place of Mr. Ratan Tata | MGMT | YES | FOR | FOR |
Appoint Director in place of Mr. R. Gopalakrishnan | MGMT | YES | FOR | FOR |
Appoint Auditors and fix their remuneration | MGMT | YES | FOR | FOR |
Appoint Dr. Mashelkar as Director | MGMT | YES | FOR | FOR |
Commission to non-whole-time Directors | MGMT | YES | FOR | FOR |
Revision in terms of remuneration of Mr. Kant, Managing Director | MGMT | YES | FOR | FOR |
Increase Authorised Share Capital | MGMT | YES | FOR | FOR |
Alteration of Articles of Association of the Company | MGMT | YES | FOR | FOR |
Raising Additional Long Term resources | MGMT | YES | FOR | FOR |
Increase in Borrowing Limits | MGMT | YES | FOR | FOR |
Creation of Charges | MGMT | YES | FOR | FOR |
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TEVA Pharmaceutical Industries Limited | | | | |
Ticker: TEVA | | | | |
CUSIP: 881624-20-9 | | | | |
Meeting Date: 09/25/2008 | | | | |
Appoint Mr. Nitzani as a statutory independent Director | MGMT | YES | FOR | FOR |
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TEVA Pharmaceutical Industries Limited | | | | |
Ticker: TEVA | | | | |
CUSIP: 881624-20-9 | | | | |
Meeting Date: 6/22/2009 | | | | |
Approve Dividend | MGMT | YES | FOR | FOR |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
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Issuer: Transocean, Inc. | | | | |
Ticker: RIG | | | | |
CUSIP: G90073-10-0 | | | | |
Meeting Date: 12/08/2008 | | | | |
Approve merger by way of schemes of arrangement (change place of incorp. from Cayman Islands to Switzerland) | MGMT | YES | FOR | FOR |
Adjourn Meeting | MGMT | YES | FOR | FOR |
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Issuer: Transocean, Inc. | | | | |
Ticker: RIG | | | | |
CUSIP: G90073-10-0 | | | | |
Meeting Date: 5/15/2009 | | | | |
Approval of Annual Report & Financial Statements | MGMT | NO | | |
Discharge Members of the Board and Executive Officers | MGMT | NO | | |
Appropriation of Earnings without payment of dividend; release of legal reserves | MGMT | NO | | |
Share Repurchase | MGMT | NO | | |
Approval of Long-Term Incentive Plan | MGMT | NO | | |
Election of Directors | MGMT | NO | | |
Ratification of appt. of Ind. Auditors | MGMT | NO | | |
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Issuer: Unilever PLC | | | | |
Ticker: UL | | | | |
CUSIP: 904767-70-4 | | | | |
Meeting Date: 10/28/2008 | | | | |
Elect Director Polman | MGMT | YES | FOR | FOR |
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Issuer: Unilever PLC | | | | |
Ticker: UL | | | | |
CUSIP: 904767-70-4 | | | | |
Meeting Date: 5/13/2009 | | | | |
Report and Accounts for 2008 | MGMT | YES | FOR | FOR |
Approve Remuneration Report | MGMT | YES | FOR | FOR |
Declare Dividend | MGMT | YES | FOR | FOR |
Election of Directors | MGMT | YES | FOR | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Authorize Directors to Fix Remuneration of Auditors | MGMT | YES | FOR | FOR |
Directors Authority to Issue Shares | MGMT | YES | FOR | FOR |
Disapplication of Pre-emption Rights | MGMT | YES | FOR | FOR |
Share Repurchase | MGMT | YES | FOR | FOR |
Political Donations | MGMT | YES | FOR | FOR |
Notice Period for Annual Meetings | MGMT | YES | FOR | FOR |
Amendment of Equalization Agreement | MGMT | YES | FOR | FOR |
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Issuer: United Technologies Corporation | | | | |
Ticker: UTX | | | | |
CUSIP: 913017-10-9 | | | | |
Meeting Date: 04/08/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Offsets for foreign military sales | SHLDR | YES | AGNST | FOR |
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Issuer: Visa Inc. | | | | |
Ticker: V | | | | |
CUSIP: 92826C839 | | | | |
Meeting Date: 08/27/2008 | | | | |
Approve amendment to current certificate of incorporation | MGMT | YES | FOR | FOR |
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Issuer: Visa Inc. (annual meeting) | | | | |
Ticker: V | | | | |
CUSIP: 92826C839 | | | | |
Meeting Date: 10/14/2008 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
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Issuer: Visa Inc. | | | | |
Ticker: V | | | | |
CUSIP: 92826C839 | | | | |
Meeting Date: 12/16/2008 | | | | |
Approve amendment to current certificate of incorporation | MGMT | YES | FOR | FOR |
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Issuer: Wells Fargo & Company | | | | |
Ticker: WFC | | | | |
CUSIP: 949746-10-1 | | | | |
Meeting Date: 04/28/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Resolution regarding Compensation of Named Executives | MGMT | YES | FOR | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
Long-Term Incentive Compensation Plan | MGMT | YES | AGNST | AGNST |
Independent Board Chair | SHLDR | YES | AGNST | FOR |
Report on Political Contributions | SHLDR | YES | AGNST | FOR |
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Issuer: Zimmer Holdings, Inc. | | | | |
Ticker: ZMH | | | | |
CUSIP: 98956P-10-2 | | | | |
Meeting Date: 05/04/2009 | | | | |
Election of Directors | MGMT | YES | FOR ALL-DIRS | FOR |
Ratification of appt. of Ind. Auditors | MGMT | YES | FOR | FOR |
2009 Stock Incentive Plan | MGMT | YES | AGNST | AGNST |
Extension of Stock Plan for Non-Employee Directors | MGMT | YES | FOR | FOR |
Approval of Extension of the restated deferred compensation plan for non-employee directors | MGMT | YES | FOR | FOR |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.