FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-02737
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Summer Street Trust
245 SUMMER STREET, BOSTON, MA 02210
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 245 SUMMER STREET, BOSTON, MA 02210
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 4/30, 8/31, 9/30, 12/31
DATE OF REPORTING PERIOD: 07/01/2013 - 06/30/2014
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Summer Street Trust
BY: /s/KENNETH B. ROBINS*
KENNETH B. ROBINS, TREASURER
DATE: 08/13/2014 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED June 1, 2014 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY CAPITAL & INCOME FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
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AMERICAN AIRLINES GROUP INC.
MEETING DATE: JUN 04, 2014 | TICKER: AAL SECURITY ID: 02376R102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director James F. Albaugh | Management | For | For |
| 1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1c | Elect Director John T. Cahill | Management | For | For |
| 1d | Elect Director Michael J. Embler | Management | For | For |
| 1e | Elect Director Matthew J. Hart | Management | For | For |
| 1f | Elect Director Alberto Ibarguen | Management | For | For |
| 1g | Elect Director Richard C. Kraemer | Management | For | For |
| 1h | Elect Director Denise M. O'Leary | Management | For | For |
| 1i | Elect Director W. Douglas Parker | Management | For | For |
| 1j | Elect Director Ray M. Robinson | Management | For | For |
| 1k | Elect Director Richard P. Schifter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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AMERICAN TOWER CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: AMT SECURITY ID: 03027X100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Raymond P. Dolan | Management | For | For |
| 1b | Elect Director Ronald M. Dykes | Management | For | For |
| 1c | Elect Director Carolyn F. Katz | Management | For | For |
| 1d | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1e | Elect Director JoAnn A. Reed | Management | For | For |
| 1f | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1g | Elect Director David E. Sharbutt | Management | For | For |
| 1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 1i | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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APPLE INC.
MEETING DATE: FEB 28, 2014 | TICKER: AAPL SECURITY ID: 037833100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director William Campbell | Management | For | For |
| 1.2 | Elect Director Timothy Cook | Management | For | For |
| 1.3 | Elect Director Millard Drexler | Management | For | For |
| 1.4 | Elect Director Al Gore | Management | For | For |
| 1.5 | Elect Director Robert Iger | Management | For | For |
| 1.6 | Elect Director Andrea Jung | Management | For | For |
| 1.7 | Elect Director Arthur Levinson | Management | For | For |
| 1.8 | Elect Director Ronald Sugar | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
| 4 | Establish a Par Value for Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Abstain |
| 10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Abstain |
| 11 | Proxy Access | Shareholder | Against | Against |
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AXIALL CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: AXLL SECURITY ID: 05463D100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Paul D. Carrico | Management | For | For |
| 1.2 | Elect Director T. Kevin DeNicola | Management | For | For |
| 1.3 | Elect Director Patrick J. Fleming | Management | For | For |
| 1.4 | Elect Director Robert M. Gervis | Management | For | For |
| 1.5 | Elect Director Victoria F. Haynes | Management | For | For |
| 1.6 | Elect Director Michael H. McGarry | Management | For | For |
| 1.7 | Elect Director William L. Mansfield | Management | For | For |
| 1.8 | Elect Director Mark L. Noetzel | Management | For | For |
| 1.9 | Elect Director Robert Ripp | Management | For | For |
| 1.10 | Elect Director David N. Weinstein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
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BEST BUY CO., INC.
MEETING DATE: JUN 10, 2014 | TICKER: BBY SECURITY ID: 086516101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Lisa M. Caputo | Management | For | For |
| 1b | Elect Director Russell P. Fradin | Management | For | For |
| 1c | Elect Director Kathy J. Higgins Victor | Management | For | For |
| 1d | Elect Director Hubert Joly | Management | For | For |
| 1e | Elect Director David W. Kenny | Management | For | For |
| 1f | Elect Director Thomas L. 'Tommy' Millner | Management | For | For |
| 1g | Elect Director Gerard R. Vittecoq | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
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BROADCOM CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: BRCM SECURITY ID: 111320107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 1.2 | Elect Director Nancy H. Handel | Management | For | For |
| 1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.4 | Elect Director Maria M. Klawe | Management | For | For |
| 1.5 | Elect Director John E. Major | Management | For | For |
| 1.6 | Elect Director Scott A. McGregor | Management | For | For |
| 1.7 | Elect Director William T. Morrow | Management | For | For |
| 1.8 | Elect Director Henry Samueli | Management | For | For |
| 1.9 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
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CDW CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: CDW SECURITY ID: 12514G108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Steven W. Alesio | Management | For | For |
| 1.2 | Elect Director Barry K. Allen | Management | For | For |
| 1.3 | Elect Director David W. Nelms | Management | For | For |
| 1.4 | Elect Director Donna F. Zarcone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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COMCAST CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: CMCSA SECURITY ID: 20030N101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.3 | Elect Director Edward D. Breen | Management | For | For |
| 1.4 | Elect Director Joseph J. Collins | Management | For | For |
| 1.5 | Elect Director J. Michael Cook | Management | For | For |
| 1.6 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.9 | Elect Director Brian L. Roberts | Management | For | For |
| 1.10 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.11 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
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CVS CAREMARK CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: CVS SECURITY ID: 126650100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director C. David Brown, II | Management | For | For |
| 1.2 | Elect Director Nancy-Ann M. DeParle | Management | For | For |
| 1.3 | Elect Director David W. Dorman | Management | For | For |
| 1.4 | Elect Director Anne M. Finucane | Management | For | For |
| 1.5 | Elect Director Larry J. Merlo | Management | For | For |
| 1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
| 1.7 | Elect Director Richard J. Swift | Management | For | For |
| 1.8 | Elect Director William C. Weldon | Management | For | For |
| 1.9 | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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DELPHI AUTOMOTIVE PLC
MEETING DATE: APR 03, 2014 | TICKER: DLPH SECURITY ID: G27823106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Gary L. Cowger as a Director | Management | For | For |
| 1.2 | Elect Nicholas M. Donofrio as a Director | Management | For | For |
| 1.3 | Elect Mark P. Frissora as a Director | Management | For | For |
| 1.4 | Elect Rajiv L. Gupta as a Director | Management | For | For |
| 1.5 | Elect John A. Krol as a Director | Management | For | For |
| 1.6 | Elect J. Randall MacDonald as a Director | Management | For | For |
| 1.7 | Elect Sean O. Mahoney as a Director | Management | For | For |
| 1.8 | Elect Rodney O'Neal as a Director | Management | For | For |
| 1.9 | Elect Thomas W. Sidlik as a Director | Management | For | For |
| 1.10 | Elect Bernd Wiedemann as a Director | Management | For | For |
| 1.11 | Elect Lawrence A. Zimmerman as a Director | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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DELTA AIR LINES, INC.
MEETING DATE: JUN 27, 2014 | TICKER: DAL SECURITY ID: 247361702
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Edward H. Bastian | Management | For | For |
| 1c | Elect Director Roy J. Bostock | Management | For | For |
| 1d | Elect Director John S. Brinzo | Management | For | For |
| 1e | Elect Director Daniel A. Carp | Management | For | For |
| 1f | Elect Director David G. DeWalt | Management | For | For |
| 1g | Elect Director William H. Easter, III | Management | For | For |
| 1h | Elect Director Mickey P. Foret | Management | For | For |
| 1i | Elect Director Shirley C. Franklin | Management | For | For |
| 1j | Elect Director David R. Goode | Management | For | For |
| 1k | Elect Director George N. Mattson | Management | For | For |
| 1l | Elect Director Paula Rosput Reynolds | Management | For | For |
| 1m | Elect Director Kenneth C. Rogers | Management | For | For |
| 1n | Elect Director Kenneth B. Woodrow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Increase in Size of Board | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
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DOLLAR GENERAL CORPORATION
MEETING DATE: MAY 29, 2014 | TICKER: DG SECURITY ID: 256677105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Warren F. Bryant | Management | For | For |
| 1b | Elect Director Michael M. Calbert | Management | For | For |
| 1c | Elect Director Sandra B. Cochran | Management | For | For |
| 1d | Elect Director Richard W. Dreiling | Management | For | For |
| 1e | Elect Director Patricia D. Fili-Krushel | Management | For | For |
| 1f | Elect Director William C. Rhodes, III | Management | For | For |
| 1g | Elect Director David B. Rickard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
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EATON CORPORATION PLC
MEETING DATE: APR 23, 2014 | TICKER: ETN SECURITY ID: G29183103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director George S. Barrett | Management | For | For |
| 1b | Elect Director Todd M. Bluedorn | Management | For | For |
| 1c | Elect Director Christopher M. Connor | Management | For | For |
| 1d | Elect Director Michael J. Critelli | Management | For | For |
| 1e | Elect Director Alexander M. Cutler | Management | For | For |
| 1f | Elect Director Charles E. Golden | Management | For | For |
| 1g | Elect Director Linda A. Hill | Management | For | For |
| 1h | Elect Director Arthur E. Johnson | Management | For | For |
| 1i | Elect Director Ned C. Lautenbach | Management | For | For |
| 1j | Elect Director Deborah L. McCoy | Management | For | For |
| 1k | Elect Director Gregory R. Page | Management | For | For |
| 1l | Elect Director Gerald B. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approval of Overseas Market Purchases of the Company Shares | Management | For | For |
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EXPRESS SCRIPTS HOLDING COMPANY
MEETING DATE: MAY 07, 2014 | TICKER: ESRX SECURITY ID: 30219G108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Gary G. Benanav | Management | For | For |
| 1b | Elect Director Maura C. Breen | Management | For | For |
| 1c | Elect Director William J. DeLaney | Management | For | For |
| 1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 1f | Elect Director Frank Mergenthaler | Management | For | For |
| 1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
| 1h | Elect Director John O. Parker, Jr. | Management | For | For |
| 1i | Elect Director George Paz | Management | For | For |
| 1j | Elect Director William L. Roper | Management | For | For |
| 1k | Elect Director Seymour Sternberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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EXTENDED STAY AMERICA, INC.
MEETING DATE: MAY 21, 2014 | TICKER: STAY SECURITY ID: 30224P200
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Douglas G. Geoga | Management | For | For |
| 1.2 | Elect Director A.J. Agarwal | Management | For | For |
| 1.3 | Elect Director Michael A. Barr | Management | For | For |
| 1.4 | Elect Director James L. Donald | Management | For | For |
| 1.5 | Elect Director William A. Kussell | Management | For | For |
| 1.6 | Elect Director William D. Rahm | Management | For | For |
| 1.7 | Elect Director Richard F. Wallman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
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EXTENDED STAY AMERICA, INC.
MEETING DATE: MAY 21, 2014 | TICKER: STAY SECURITY ID: 30224P211
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Douglas G. Geoga | Management | For | For |
| 1.2 | Elect Director A.J. Agarwal | Management | For | For |
| 1.3 | Elect Director Michael A. Barr | Management | For | For |
| 1.4 | Elect Director James L. Donald | Management | For | For |
| 1.5 | Elect Director William A. Kussell | Management | For | For |
| 1.6 | Elect Director William D. Rahm | Management | For | For |
| 1.7 | Elect Director Richard F. Wallman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
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FACEBOOK, INC.
MEETING DATE: MAY 22, 2014 | TICKER: FB SECURITY ID: 30303M102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Donald E. Graham | Management | For | For |
| 1.5 | Elect Director Reed Hastings | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
| 6 | Assess Privacy and Advertising Policy Relating to Childhood Obesity | Shareholder | Against | Abstain |
| 7 | Report on Sustainability | Shareholder | Against | Abstain |
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FIDELITY NATIONAL INFORMATION SERVICES, INC.
MEETING DATE: MAY 28, 2014 | TICKER: FIS SECURITY ID: 31620M106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director David K. Hunt | Management | For | For |
| 1b | Elect Director Richard N. Massey | Management | For | For |
| 1c | Elect Director Leslie M. Muma | Management | For | For |
| 1d | Elect Director James B. Stallings, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
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FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
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FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A303
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
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FIESTA RESTAURANT GROUP, INC.
MEETING DATE: MAY 01, 2014 | TICKER: FRGI SECURITY ID: 31660B101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Barry J. Alperin | Management | For | For |
| 1.2 | Elect Director Stephen P. Elker | Management | For | For |
| 1.3 | Elect Director Brian P. Friedman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
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FREESCALE SEMICONDUCTOR, LTD.
MEETING DATE: MAY 08, 2014 | TICKER: FSL SECURITY ID: G3727Q101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Krishnan Balasubramanian | Management | For | For |
| 1.2 | Elect Director Chinh E. Chu | Management | For | For |
| 1.3 | Elect Director Daniel J. Heneghan | Management | For | For |
| 1.4 | Elect Director Thomas H. Lister | Management | For | For |
| 1.5 | Elect Director Gregg A. Lowe | Management | For | For |
| 1.6 | Elect Director Joanne M. Maguire | Management | For | For |
| 1.7 | Elect Director John W. Marren | Management | For | For |
| 1.8 | Elect Director James A. Quella | Management | For | For |
| 1.9 | Elect Director Peter Smitham | Management | For | For |
| 1.10 | Elect Director Gregory L. Summe | Management | For | For |
| 1.11 | Elect Director Claudius E. Watts, IV | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
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G-III APPAREL GROUP, LTD.
MEETING DATE: JUN 10, 2014 | TICKER: GIII SECURITY ID: 36237H101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Morris Goldfarb | Management | For | For |
| 1.2 | Elect Director Sammy Aaron | Management | For | For |
| 1.3 | Elect Director Thomas J. Brosig | Management | For | For |
| 1.4 | Elect Director Alan Feller | Management | For | For |
| 1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
| 1.6 | Elect Director Jeanette Nostra | Management | For | For |
| 1.7 | Elect Director Laura Pomerantz | Management | For | For |
| 1.8 | Elect Director Allen Sirkin | Management | For | For |
| 1.9 | Elect Director Willem van Bokhorst | Management | For | For |
| 1.10 | Elect Director Cheryl L. Vitali | Management | For | For |
| 1.11 | Elect Director Richard White | Management | For | For |
| 2 | Amend Employment Agreement with Morris Goldfarb | Management | For | For |
| 3 | Amend Employment Agreement with Sammy Aaron | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
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GILEAD SCIENCES, INC.
MEETING DATE: MAY 07, 2014 | TICKER: GILD SECURITY ID: 375558103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Etienne F. Davignon | Management | For | For |
| 1c | Elect Director Carla A. Hills | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director John W. Madigan | Management | For | For |
| 1f | Elect Director John C. Martin | Management | For | For |
| 1g | Elect Director Nicholas G. Moore | Management | For | For |
| 1h | Elect Director Richard J. Whitley | Management | For | For |
| 1i | Elect Director Gayle E. Wilson | Management | For | For |
| 1j | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Link CEO Compensation to Patient Access to the Company's Medicine | Shareholder | Against | Against |
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GNC HOLDINGS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: GNC SECURITY ID: 36191G107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey P. Berger | Management | For | For |
| 1.2 | Elect Director Alan D. Feldman | Management | For | For |
| 1.3 | Elect Director Joseph M. Fortunato | Management | For | For |
| 1.4 | Elect Director Michael F. Hines | Management | For | For |
| 1.5 | Elect Director Amy B. Lane | Management | For | For |
| 1.6 | Elect Director Philip E. Mallott | Management | For | For |
| 1.7 | Elect Director Robert F. Moran | Management | For | For |
| 1.8 | Elect Director C. Scott O'Hara | Management | For | For |
| 1.9 | Elect Director Richard J. Wallace | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GOOGLE INC.
MEETING DATE: MAY 14, 2014 | TICKER: GOOG SECURITY ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | Withhold |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Paul S. Otellini | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Abstain |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
GRAPHIC PACKAGING HOLDING COMPANY
MEETING DATE: MAY 21, 2014 | TICKER: GPK SECURITY ID: 388689101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director G. Andrea Botta | Management | For | For |
| 1.2 | Elect Director Jeffrey H. Coors | Management | For | For |
| 1.3 | Elect Director David W. Scheible | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
GREEN MOUNTAIN COFFEE ROASTERS, INC.
MEETING DATE: MAR 06, 2014 | TICKER: GMCR SECURITY ID: 393122106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Hayes | Management | For | For |
| 1.2 | Elect Director A.D. David Mackay | Management | For | For |
| 1.3 | Elect Director Michael J. Mardy | Management | For | For |
| 1.4 | Elect Director David E. Moran | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
HCA HOLDINGS, INC.
MEETING DATE: APR 23, 2014 | TICKER: HCA SECURITY ID: 40412C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Bracken | Management | For | For |
| 1.2 | Elect Director R. Milton Johnson | Management | For | For |
| 1.3 | Elect Director Robert J. Dennis | Management | For | For |
| 1.4 | Elect Director Nancy-Ann DeParle | Management | For | For |
| 1.5 | Elect Director Thomas F. Frist III | Management | For | For |
| 1.6 | Elect Director William R. Frist | Management | For | For |
| 1.7 | Elect Director Ann H. Lamont | Management | For | For |
| 1.8 | Elect Director Jay O. Light | Management | For | For |
| 1.9 | Elect Director Geoffrey G. Meyers | Management | For | For |
| 1.10 | Elect Director Michael W. Michelson | Management | For | For |
| 1.11 | Elect Director Stephen G. Pagliuca | Management | For | For |
| 1.12 | Elect Director Wayne J. Riley | Management | For | For |
| 1.13 | Elect Director John W. Rowe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HEARTLAND PAYMENT SYSTEMS, INC.
MEETING DATE: MAY 06, 2014 | TICKER: HPY SECURITY ID: 42235N108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert O. Carr | Management | For | For |
| 1.2 | Elect Director Robert H. Niehaus | Management | For | For |
| 1.3 | Elect Director Jonathan J. Palmer | Management | For | For |
| 1.4 | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 1.5 | Elect Director Marc J. Ostro | Management | For | For |
| 1.6 | Elect Director Richard W. Vague | Management | For | For |
| 1.7 | Elect Director Mitchell L. Hollin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HERTZ GLOBAL HOLDINGS, INC.
MEETING DATE: MAY 14, 2014 | TICKER: HTZ SECURITY ID: 42805T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Durham | Management | For | Against |
| 1.2 | Elect Director Mark P. Frissora | Management | For | Against |
| 1.3 | Elect Director Henry C. Wolf | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
JARDEN CORPORATION
MEETING DATE: JUN 12, 2014 | TICKER: JAH SECURITY ID: 471109108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Heckmann | Management | For | For |
| 1.2 | Elect Director Irwin D. Simon | Management | For | For |
| 1.3 | Elect Director William J. Grant | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LAS VEGAS SANDS CORP.
MEETING DATE: JUN 04, 2014 | TICKER: LVS SECURITY ID: 517834107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles D. Forman | Management | For | For |
| 1.2 | Elect Director George Jamieson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LENNAR CORPORATION
MEETING DATE: APR 09, 2014 | TICKER: LEN SECURITY ID: 526057104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Irving Bolotin | Management | For | For |
| 1.2 | Elect Director Steven L. Gerard | Management | For | For |
| 1.3 | Elect Director Theron I. 'Tig' Gilliam | Management | For | For |
| 1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
| 1.5 | Elect Director R. Kirk Landon | Management | For | For |
| 1.6 | Elect Director Sidney Lapidus | Management | For | For |
| 1.7 | Elect Director Stuart A. Miller | Management | For | For |
| 1.8 | Elect Director Teri P. McClure | Management | For | For |
| 1.9 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 30, 2014 | TICKER: LOW SECURITY ID: 548661107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David W. Bernauer | Management | For | For |
| 1.3 | Elect Director Leonard L. Berry | Management | For | For |
| 1.4 | Elect Director Angela F. Braly | Management | For | For |
| 1.5 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.6 | Elect Director Dawn E. Hudson | Management | For | For |
| 1.7 | Elect Director Robert L. Johnson | Management | For | For |
| 1.8 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.9 | Elect Director Richard K. Lochridge | Management | For | For |
| 1.10 | Elect Director Robert A. Niblock | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program | Shareholder | Against | Abstain |
| |
|---|
LYONDELLBASELL INDUSTRIES NV
MEETING DATE: APR 16, 2014 | TICKER: LYB SECURITY ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jagjeet S. Bindra to Supervisory Board | Management | For | For |
| 1b | Elect Milton Carroll to Supervisory Board | Management | For | For |
| 1c | Elect Claire S. Farley to Supervisory Board | Management | For | For |
| 1d | Elect Rudy van der Meer to Supervisory Board | Management | For | For |
| 1e | Elect Isabella D. Goren to Supervisory Board | Management | For | For |
| 1f | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
| 2a | Elect Karyn F. Ovelmen to Management Board | Management | For | For |
| 2b | Elect Craig B. Glidden to Management Board | Management | For | For |
| 2c | Elect Bhavesh V. Patel to Management Board | Management | For | For |
| 2d | Elect Patrick D. Quarles to Management Board | Management | For | For |
| 2e | Elect Timothy D. Roberts to Management Board | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Approve Dividends of USD 2.20 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
| |
|---|
MELCO CROWN ENTERTAINMENT LTD.
MEETING DATE: MAR 26, 2014 | TICKER: 06883 SECURITY ID: 585464100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Special Dividend | Management | For | For |
| |
|---|
MELCO CROWN ENTERTAINMENT LTD.
MEETING DATE: MAY 21, 2014 | TICKER: 06883 SECURITY ID: 585464100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Clarence Yuk Man Chung as Director | Management | For | For |
| 2b | Elect William Todd Nisbet as Director | Management | For | For |
| 2c | Elect James Andrew Charles MacKenzie as Director | Management | For | For |
| 2d | Elect Thomas Jefferson Wu as Director | Management | For | For |
| 3 | Authorize Board to Fix Directors' Remuneration | Management | For | Abstain |
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
MICHAEL KORS HOLDINGS LIMITED
MEETING DATE: AUG 01, 2013 | TICKER: KORS SECURITY ID: G60754101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Michael Kors as a Director | Management | For | For |
| 1b | Elect Judy Gibbons as a Director | Management | For | For |
| 1c | Elect Lawrence Stroll as a Director | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MONSANTO COMPANY
MEETING DATE: JAN 28, 2014 | TICKER: MON SECURITY ID: 61166W101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory H. Boyce | Management | For | For |
| 1b | Elect Director Laura K. Ipsen | Management | For | For |
| 1c | Elect Director William U. Parfet | Management | For | For |
| 1d | Elect Director George H. Poste | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Risk of Genetic Engineering in Order to Work with Regulators | Shareholder | Against | Abstain |
| 5 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Abstain |
| |
|---|
MONSTER BEVERAGE CORPORATION
MEETING DATE: JUN 02, 2014 | TICKER: MNST SECURITY ID: 611740101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Norman C. Epstein | Management | For | For |
| 1.5 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.6 | Elect Director Sydney Selati | Management | For | For |
| 1.7 | Elect Director Harold C. Taber, Jr. | Management | For | For |
| 1.8 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
| |
|---|
NBCUNIVERSAL ENTERPRISE, INC.
MEETING DATE: MAY 29, 2014 | TICKER: SECURITY ID: 63946CAE8
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Bernard C. Watson | Management | For | For |
| |
|---|
NXP SEMICONDUCTORS NV
MEETING DATE: MAR 28, 2014 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect E. Meurice as Non-Executive Director | Management | For | For |
| 3 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
NXP SEMICONDUCTORS NV
MEETING DATE: MAY 20, 2014 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Discuss Remuneration Report | Management | None | None |
| 2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Adopt Financial Statements | Management | For | For |
| 2d | Approve Discharge of Board of Directors | Management | For | For |
| 3a | Reelect R.L. Clemmer as Executive Director | Management | For | For |
| 3b | Reelect P. Bonfield as Non-Executive Director | Management | For | For |
| 3c | Reelect J.P. Huth as as Non-Executive Director | Management | For | For |
| 3d | Reelect K.A. Goldman as as Non-Executive Director | Management | For | For |
| 3e | Reelect M. Helmes as as Non-Executive Director | Management | For | For |
| 3f | Reelect J. Kaeser as as Non-Executive Director | Management | For | For |
| 3g | Reelect I. Loring as as Non-Executive Director | Management | For | For |
| 3h | Reelect E. Meurice as as Non-Executive Director | Management | For | For |
| 3i | Reelect J. Southern as as Non-Executive Director | Management | For | For |
| 3j | Elect R. Tsai as as Non-Executive Director | Management | For | For |
| 4 | Authorize Repurchase of Shares | Management | For | For |
| 5 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 6 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
OCEAN RIG UDW INC.
MEETING DATE: OCT 31, 2013 | TICKER: OCRG SECURITY ID: Y64354205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Kyros Melas as Director | Management | For | For |
| 1.2 | Elect Savvas D. Georghiades as Director | Management | For | For |
| 2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | Management | For | For |
| |
|---|
PLY GEM HOLDINGS, INC.
MEETING DATE: MAY 14, 2014 | TICKER: PGEM SECURITY ID: 72941W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick J. Iseman | Management | For | For |
| 1.2 | Elect Director Mary K. Rhinehart | Management | For | For |
| 1.3 | Elect Director Janice E. Stipp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PORTLAND GENERAL ELECTRIC COMPANY
MEETING DATE: MAY 07, 2014 | TICKER: POR SECURITY ID: 736508847
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Ballantine | Management | For | For |
| 1.2 | Elect Director Rodney L. Brown, Jr. | Management | For | For |
| 1.3 | Elect Director Jack E. Davis | Management | For | For |
| 1.4 | Elect Director David A. Dietzler | Management | For | For |
| 1.5 | Elect Director Kirby A. Dyess | Management | For | For |
| 1.6 | Elect Director Mark B. Ganz | Management | For | For |
| 1.7 | Elect Director Kathryn J. Jackson | Management | For | For |
| 1.8 | Elect Director Neil J. Nelson | Management | For | For |
| 1.9 | Elect Director M. Lee Pelton | Management | For | For |
| 1.10 | Elect Director James J. Piro | Management | For | For |
| 1.11 | Elect Director Charles W. Shivery | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PVH CORP.
MEETING DATE: JUN 19, 2014 | TICKER: PVH SECURITY ID: 693656100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Brent Callinicos | Management | For | For |
| 1.3 | Elect Director Emanuel Chirico | Management | For | For |
| 1.4 | Elect Director Juan R. Figuereo | Management | For | For |
| 1.5 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.6 | Elect Director Fred Gehring | Management | For | For |
| 1.7 | Elect Director Bruce Maggin | Management | For | For |
| 1.8 | Elect Director V. James Marino | Management | For | For |
| 1.9 | Elect Director Henry Nasella | Management | For | For |
| 1.10 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.11 | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
REALOGY HOLDINGS CORP.
MEETING DATE: MAY 02, 2014 | TICKER: RLGY SECURITY ID: 75605Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jessica M. Bibliowicz | Management | For | For |
| 1.2 | Elect Director Fiona P. Dias | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Certificate of Incorpoation to Eliminate Provisions Related to Apollo | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
REMY INTERNATIONAL, INC.
MEETING DATE: JUN 12, 2014 | TICKER: REMY SECURITY ID: 759663107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brent B. Bickett | Management | For | For |
| 1.2 | Elect Director Alan L. Stinson | Management | For | For |
| 1.3 | Elect Director Douglas K. Ammerman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
REVLON, INC.
MEETING DATE: JUN 10, 2014 | TICKER: REV SECURITY ID: 761525609
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald O. Perelman | Management | For | For |
| 1.2 | Elect Director Alan S. Bernikow | Management | For | For |
| 1.3 | Elect Director Diana F. Cantor | Management | For | For |
| 1.4 | Elect Director Lorenzo Delpani | Management | For | For |
| 1.5 | Elect Director Viet D. Dinh | Management | For | For |
| 1.6 | Elect Director Meyer Feldberg | Management | For | For |
| 1.7 | Elect Director David L. Kennedy | Management | For | For |
| 1.8 | Elect Director Robert K. Kretzman | Management | For | For |
| 1.9 | Elect Director Ceci Kurzman | Management | For | For |
| 1.10 | Elect Director Debra L. Lee | Management | For | For |
| 1.11 | Elect Director Tamara Mellon | Management | For | Withhold |
| 1.12 | Elect Director Barry F. Schwartz | Management | For | For |
| 1.13 | Elect Director Kathi P. Seifert | Management | For | For |
| 1.14 | Elect Director Cristiana F. Sorrell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Animal Testing and Plans to Eliminate Testing | Shareholder | Against | Abstain |
| |
|---|
ROCK-TENN COMPANY
MEETING DATE: JAN 31, 2014 | TICKER: RKT SECURITY ID: 772739207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jenny A. Hourihan | Management | For | For |
| 1.2 | Elect Director Steven C. Voorhees | Management | For | For |
| 1.3 | Elect Director J. Powell Brown | Management | For | For |
| 1.4 | Elect Director Robert M. Chapman | Management | For | For |
| 1.5 | Elect Director Terrell K. Crews | Management | For | For |
| 1.6 | Elect Director Russell M. Currey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
SALIX PHARMACEUTICALS, LTD.
MEETING DATE: JUN 13, 2014 | TICKER: SLXP SECURITY ID: 795435106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Chappell | Management | For | For |
| 1.2 | Elect Director Thomas W. D'Alonzo | Management | For | For |
| 1.3 | Elect Director William P. Keane | Management | For | For |
| 1.4 | Elect Director Carolyn J. Logan | Management | For | For |
| 1.5 | Elect Director Mark A. Sirgo | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SINCLAIR BROADCAST GROUP, INC.
MEETING DATE: JUN 05, 2014 | TICKER: SBGI SECURITY ID: 829226109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David D. Smith | Management | For | For |
| 1.2 | Elect Director Frederick G. Smith | Management | For | For |
| 1.3 | Elect Director J. Duncan Smith | Management | For | For |
| 1.4 | Elect Director Robert E. Smith | Management | For | Withhold |
| 1.5 | Elect Director Lawrence E. McCanna | Management | For | For |
| 1.6 | Elect Director Daniel C. Keith | Management | For | For |
| 1.7 | Elect Director Martin R. Leader | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SKYWORKS SOLUTIONS, INC.
MEETING DATE: MAY 06, 2014 | TICKER: SWKS SECURITY ID: 83088M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. McLachlan | Management | For | For |
| 1.2 | Elect Director David J. Aldrich | Management | For | For |
| 1.3 | Elect Director Kevin L. Beebe | Management | For | For |
| 1.4 | Elect Director Timothy R. Furey | Management | For | For |
| 1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.6 | Elect Director Christine King | Management | For | For |
| 1.7 | Elect Director David P. McGlade | Management | For | For |
| 1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SPRINGLEAF HOLDINGS INC.
MEETING DATE: MAY 28, 2014 | TICKER: LEAF SECURITY ID: 85172J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay N. Levine | Management | For | For |
| 1.2 | Elect Director Roy A. Guthrie | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
T-MOBILE US, INC.
MEETING DATE: JUN 05, 2014 | TICKER: TMUS SECURITY ID: 872590104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Michael Barnes | Management | For | For |
| 1.2 | Elect Director Thomas Dannenfeldt | Management | For | For |
| 1.3 | Elect Director Srikant M. Datar | Management | For | For |
| 1.4 | Elect Director Lawrence H. Guffey | Management | For | For |
| 1.5 | Elect Director Timotheus Hottges | Management | For | For |
| 1.6 | Elect Director Bruno Jacobfeuerborn | Management | For | For |
| 1.7 | Elect Director Raphael Kubler | Management | For | For |
| 1.8 | Elect Director Thorsten Langheim | Management | For | For |
| 1.9 | Elect Director John J. Legere | Management | For | For |
| 1.10 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| |
|---|
TEXAS ROADHOUSE, INC.
MEETING DATE: MAY 22, 2014 | TICKER: TXRH SECURITY ID: 882681109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Ramsey | Management | For | For |
| 1.2 | Elect Director James R. Zarley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
THE HOME DEPOT, INC.
MEETING DATE: MAY 22, 2014 | TICKER: HD SECURITY ID: 437076102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director F. Duane Ackerman | Management | For | For |
| 1b | Elect Director Francis S. Blake | Management | For | For |
| 1c | Elect Director Ari Bousbib | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Armando Codina | Management | For | For |
| 1h | Elect Director Helena B. Foulkes | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Karen L. Katen | Management | For | For |
| 1k | Elect Director Mark Vadon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 5 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| |
|---|
THE INTERPUBLIC GROUP OF COMPANIES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: IPG SECURITY ID: 460690100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jocelyn Carter-Miller | Management | For | For |
| 1.2 | Elect Director Jill M. Considine | Management | For | For |
| 1.3 | Elect Director Richard A. Goldstein | Management | For | For |
| 1.4 | Elect Director H. John Greeniaus | Management | For | For |
| 1.5 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1.6 | Elect Director Dawn Hudson | Management | For | For |
| 1.7 | Elect Director William T. Kerr | Management | For | For |
| 1.8 | Elect Director Michael I. Roth | Management | For | For |
| 1.9 | Elect Director David M. Thomas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
THE PRICELINE GROUP INC.
MEETING DATE: JUN 05, 2014 | TICKER: PCLN SECURITY ID: 741503403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.4 | Elect Director Jan L. Docter | Management | For | For |
| 1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.6 | Elect Director James M. Guyette | Management | For | For |
| 1.7 | Elect Director Darren R. Huston | Management | For | For |
| 1.8 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.9 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.10 | Elect Director Craig W. Rydin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
TIME WARNER CABLE INC.
MEETING DATE: JUN 05, 2014 | TICKER: TWC SECURITY ID: 88732J207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carole Black | Management | For | For |
| 1b | Elect Director Glenn A. Britt | Management | For | For |
| 1c | Elect Director Thomas H. Castro | Management | For | For |
| 1d | Elect Director David C. Chang | Management | For | For |
| 1e | Elect Director James E. Copeland, Jr. | Management | For | For |
| 1f | Elect Director Peter R. Haje | Management | For | For |
| 1g | Elect Director Donna A. James | Management | For | For |
| 1h | Elect Director Don Logan | Management | For | For |
| 1i | Elect Director Robert D. Marcus | Management | For | For |
| 1j | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 1k | Elect Director Wayne H. Pace | Management | For | For |
| 1l | Elect Director Edward D. Shirley | Management | For | For |
| 1m | Elect Director John E. Sununu | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
TIME WARNER INC.
MEETING DATE: JUN 13, 2014 | TICKER: TWX SECURITY ID: 887317303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Barksdale | Management | For | For |
| 1.2 | Elect Director William P. Barr | Management | For | For |
| 1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
| 1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1.5 | Elect Director Robert C. Clark | Management | For | For |
| 1.6 | Elect Director Mathias Dopfner | Management | For | For |
| 1.7 | Elect Director Jessica P. Einhorn | Management | For | For |
| 1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.9 | Elect Director Fred Hassan | Management | For | For |
| 1.10 | Elect Director Kenneth J. Novack | Management | For | For |
| 1.11 | Elect Director Paul D. Wachter | Management | For | For |
| 1.12 | Elect Director Deborah C. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
TRW AUTOMOTIVE HOLDINGS CORP.
MEETING DATE: MAY 13, 2014 | TICKER: TRW SECURITY ID: 87264S106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Francois J. Castaing | Management | For | For |
| 1.2 | Elect Director Michael R. Gambrell | Management | For | For |
| 1.3 | Elect Director David W. Meline | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITED RENTALS, INC.
MEETING DATE: MAY 07, 2014 | TICKER: URI SECURITY ID: 911363109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jenne K. Britell | Management | For | For |
| 1.2 | Elect Director Jose B. Alvarez | Management | For | For |
| 1.3 | Elect Director Bobby J. Griffin | Management | For | For |
| 1.4 | Elect Director Michael J. Kneeland | Management | For | For |
| 1.5 | Elect Director Pierre E. Leroy | Management | For | For |
| 1.6 | Elect Director Singleton B. McAllister | Management | For | For |
| 1.7 | Elect Director Brian D. McAuley | Management | For | For |
| 1.8 | Elect Director John S. McKinney | Management | For | For |
| 1.9 | Elect Director James H. Ozanne | Management | For | For |
| 1.10 | Elect Director Jason D. Papastavrou | Management | For | For |
| 1.11 | Elect Director Filippo Passerini | Management | For | For |
| 1.12 | Elect Director Donald C. Roof | Management | For | For |
| 1.13 | Elect Director Keith Wimbush | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
URBAN OUTFITTERS, INC.
MEETING DATE: MAY 27, 2014 | TICKER: URBN SECURITY ID: 917047102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward N. Antoian | Management | For | For |
| 1.2 | Elect Director Scott A. Belair | Management | For | For |
| 1.3 | Elect Director Margaret A. Hayne | Management | For | For |
| 1.4 | Elect Director Joel S. Lawson, III | Management | For | For |
| 1.5 | Elect Director Robert H. Strouse | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
| 5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
VALEANT PHARMACEUTICALS INTERNATIONAL, INC.
MEETING DATE: MAY 20, 2014 | TICKER: VRX SECURITY ID: 91911K102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ronald H. Farmer | Management | For | For |
| 1b | Elect Director Colleen A. Goggins | Management | For | For |
| 1c | Elect Director Robert A. Ingram | Management | For | For |
| 1d | Elect Director Anders Lonner | Management | For | For |
| 1e | Elect Director Theo Melas-Kyriazi | Management | For | For |
| 1f | Elect Director J. Michael Pearson | Management | For | For |
| 1g | Elect Director Robert N. Power | Management | For | For |
| 1h | Elect Director Norma A. Provencio | Management | For | For |
| 1i | Elect Director Howard B. Schiller | Management | For | For |
| 1j | Elect Director Katharine B. Stevenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
VISA INC.
MEETING DATE: JAN 29, 2014 | TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary B. Cranston | Management | For | For |
| 1b | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1c | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1d | Elect Director Robert W. Matschullat | Management | For | For |
| 1e | Elect Director Cathy E. Minehan | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director David J. Pang | Management | For | For |
| 1h | Elect Director Charles W. Scharf | Management | For | For |
| 1i | Elect Director William S. Shanahan | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WHIRLPOOL CORPORATION
MEETING DATE: APR 15, 2014 | TICKER: WHR SECURITY ID: 963320106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Samuel R. Allen | Management | For | For |
| 1b | Elect Director Gary T. DiCamillo | Management | For | For |
| 1c | Elect Director Diane M. Dietz | Management | For | For |
| 1d | Elect Director Geraldine T. Elliott | Management | For | For |
| 1e | Elect Director Jeff M. Fettig | Management | For | For |
| 1f | Elect Director Michael F. Johnston | Management | For | For |
| 1g | Elect Director William T. Kerr | Management | For | For |
| 1h | Elect Director John D. Liu | Management | For | For |
| 1i | Elect Director Harish Manwani | Management | For | For |
| 1j | Elect Director William D. Perez | Management | For | For |
| 1k | Elect Director Michael A. Todman | Management | For | For |
| 1l | Elect Director Michael D. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
WHITEWAVE FOODS COMPANY
MEETING DATE: SEP 24, 2013 | TICKER: WWAV SECURITY ID: 966244105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion of Securities | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
WHITEWAVE FOODS COMPANY
MEETING DATE: MAY 15, 2014 | TICKER: WWAV SECURITY ID: 966244105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregg L. Engles | Management | For | For |
| 1.2 | Elect Director Joseph S. Hardin, Jr. | Management | For | For |
| 2 | Eliminate Class of Common Stock | Management | For | For |
| 3 | Amend Charter Prompted By The Completion of Separation From Dean Foods | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY EXPORT AND MULTINATIONAL FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ACE LIMITED
MEETING DATE: JAN 10, 2014 | TICKER: ACE SECURITY ID: H0023R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Dividend Distribution from Legal Reserves | Management | For | For |
| 2 | Elect of Homburger AG as Independent Proxy | Management | For | For |
| 3 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
ACE LIMITED
MEETING DATE: MAY 15, 2014 | TICKER: ACE SECURITY ID: H0023R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Allocate Disposable Profit | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1 | Elect Director John Edwardson | Management | For | For |
| 4.2 | Elect Director Kimberly Ross | Management | For | For |
| 4.3 | Elect Director Robert Scully | Management | For | For |
| 4.4 | Elect Director David Sidwell | Management | For | For |
| 4.5 | Elect Director Evan G. Greenberg | Management | For | For |
| 4.6 | Elect Director Robert M. Hernandez | Management | For | For |
| 4.7 | Elect Director Michael G. Atieh | Management | For | For |
| 4.8 | Elect Director Mary A. Cirillo | Management | For | For |
| 4.9 | Elect Director Michael P. Connors | Management | For | For |
| 4.10 | Elect Director Peter Menikoff | Management | For | For |
| 4.11 | Elect Director Leo F. Mullin | Management | For | For |
| 4.12 | Elect Director Eugene B. Shanks, Jr. | Management | For | For |
| 4.13 | Elect Director Theodore E. Shasta | Management | For | For |
| 4.14 | Elect Director Olivier Steimer | Management | For | For |
| 5 | Elect Evan G. Greenberg as Board Chairman | Management | For | For |
| 6.1 | Appoint Michael P. Connors as Member of the Compensation Committee | Management | For | For |
| 6.2 | Appoint Mary A. Cirillo as Member of the Compensation Committee | Management | For | For |
| 6.3 | Appoint John Edwardson as Member of the Compensation Committee | Management | For | For |
| 6.4 | Appoint Robert M. Hernandez as Member of the Compensation Committee | Management | For | For |
| 7 | Designate Homburger AG as Independent Proxy | Management | For | For |
| 8.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Auditors | Management | For | For |
| 8.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors | Management | For | For |
| 8.3 | Ratify BDO AG (Zurich) as Special Auditors | Management | For | For |
| 9 | Approve Creation of CHF 3.7 Billion Pool of Capital without Preemptive Rights | Management | For | For |
| 10 | Approve Dividend Distribution From Legal Reserves Through Reduction of Par Value | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
ACTAVIS PLC
MEETING DATE: MAY 09, 2014 | TICKER: ACT SECURITY ID: G0083B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul M. Bisaro | Management | For | For |
| 1b | Elect Director James H. Bloem | Management | For | For |
| 1c | Elect Director Christopher W. Bodine | Management | For | For |
| 1d | Elect Director Tamar D. Howson | Management | For | For |
| 1e | Elect Director John A. King | Management | For | For |
| 1f | Elect Director Catherine M. Klema | Management | For | For |
| 1g | Elect Director Jiri Michal | Management | For | For |
| 1h | Elect Director Sigurdur Olafsson | Management | For | For |
| 1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
| 1j | Elect Director Ronald R. Taylor | Management | For | For |
| 1k | Elect Director Andrew L. Turner | Management | For | For |
| 1l | Elect Director Fred G. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Sustainability | Shareholder | Against | Abstain |
| |
|---|
ACTAVIS, INC.
MEETING DATE: SEP 10, 2013 | TICKER: ACT SECURITY ID: 00507K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Creation of Distributable Reserves | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 05, 2014 | TICKER: ALXN SECURITY ID: 015351109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Max Link | Management | For | For |
| 1.3 | Elect Director William R. Keller | Management | For | For |
| 1.4 | Elect Director John T. Mollen | Management | For | For |
| 1.5 | Elect Director R. Douglas Norby | Management | For | For |
| 1.6 | Elect Director Alvin S. Parven | Management | For | For |
| 1.7 | Elect Director Andreas Rummelt | Management | For | For |
| 1.8 | Elect Director Ann M. Veneman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
AMDOCS LIMITED
MEETING DATE: JAN 30, 2014 | TICKER: DOX SECURITY ID: G02602103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert A. Minicucci as a Director | Management | For | For |
| 1.2 | Elect Adrian Gardner as a Director | Management | For | For |
| 1.3 | Elect John T. McLennan as a Director | Management | For | For |
| 1.4 | Elect Simon Olswang as a Director | Management | For | For |
| 1.5 | Elect Zohar Zisapel as a Director | Management | For | For |
| 1.6 | Elect Julian A. Brodsky as a Director | Management | For | For |
| 1.7 | Elect Eli Gelman as a Director | Management | For | For |
| 1.8 | Elect James S. Kahan as a Director | Management | For | For |
| 1.9 | Elect Richard T.C. LeFave as a Director | Management | For | For |
| 1.10 | Elect Giora Yaron as a Director | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Amend Articles Re: Termination of Shareholder Approval for Declaration of Dividends | Management | For | For |
| 4 | Approve Authorized Share Capital and Authorize Board to Issue Shares | Management | For | For |
| 5 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 6 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: AMT SECURITY ID: 03027X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Raymond P. Dolan | Management | For | For |
| 1b | Elect Director Ronald M. Dykes | Management | For | For |
| 1c | Elect Director Carolyn F. Katz | Management | For | For |
| 1d | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1e | Elect Director JoAnn A. Reed | Management | For | For |
| 1f | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1g | Elect Director David E. Sharbutt | Management | For | For |
| 1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 1i | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMGEN INC.
MEETING DATE: MAY 15, 2014 | TICKER: AMGN SECURITY ID: 031162100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Francois de Carbonnel | Management | For | For |
| 1.5 | Elect Director Vance D. Coffman | Management | For | For |
| 1.6 | Elect Director Robert A. Eckert | Management | For | For |
| 1.7 | Elect Director Greg C. Garland | Management | For | For |
| 1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.9 | Elect Director Frank C. Herringer | Management | For | For |
| 1.10 | Elect Director Tyler Jacks | Management | For | For |
| 1.11 | Elect Director Judith C. Pelham | Management | For | For |
| 1.12 | Elect Director Ronald D. Sugar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| |
|---|
ANSYS, INC.
MEETING DATE: MAY 20, 2014 | TICKER: ANSS SECURITY ID: 03662Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James E. Cashman, III | Management | For | For |
| 1.2 | Elect Director Ajei S. Gopal | Management | For | For |
| 1.3 | Elect Director William R. McDermott | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
APPLE INC.
MEETING DATE: FEB 28, 2014 | TICKER: AAPL SECURITY ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Campbell | Management | For | For |
| 1.2 | Elect Director Timothy Cook | Management | For | For |
| 1.3 | Elect Director Millard Drexler | Management | For | For |
| 1.4 | Elect Director Al Gore | Management | For | For |
| 1.5 | Elect Director Robert Iger | Management | For | For |
| 1.6 | Elect Director Andrea Jung | Management | For | For |
| 1.7 | Elect Director Arthur Levinson | Management | For | For |
| 1.8 | Elect Director Ronald Sugar | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
| 4 | Establish a Par Value for Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Abstain |
| 10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Abstain |
| 11 | Proxy Access | Shareholder | Against | Against |
| |
|---|
ARCHER-DANIELS-MIDLAND COMPANY
MEETING DATE: MAY 01, 2014 | TICKER: ADM SECURITY ID: 039483102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 1.2 | Elect Director Mollie Hale Carter | Management | For | For |
| 1.3 | Elect Director Terrell K. Crews | Management | For | For |
| 1.4 | Elect Director Pierre Dufour | Management | For | For |
| 1.5 | Elect Director Donald E. Felsinger | Management | For | For |
| 1.6 | Elect Director Antonio Maciel Neto | Management | For | For |
| 1.7 | Elect Director Patrick J. Moore | Management | For | For |
| 1.8 | Elect Director Thomas F. O'Neill | Management | For | For |
| 1.9 | Elect Director Francisco Sanchez | Management | For | For |
| 1.10 | Elect Director Daniel Shih | Management | For | For |
| 1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 1.12 | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
ASCENA RETAIL GROUP, INC.
MEETING DATE: DEC 12, 2013 | TICKER: ASNA SECURITY ID: 04351G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elliot S. Jaffe | Management | For | For |
| 1.2 | Elect Director Michael W. Rayden | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: BAC SECURITY ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharon L. Allen | Management | For | For |
| 1.2 | Elect Director Susan S. Bies | Management | For | For |
| 1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1.5 | Elect Director Pierre J. P. de Weck | Management | For | For |
| 1.6 | Elect Director Arnold W. Donald | Management | For | For |
| 1.7 | Elect Director Charles K. Gifford | Management | For | For |
| 1.8 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1.9 | Elect Director Linda P. Hudson | Management | For | For |
| 1.10 | Elect Director Monica C. Lozano | Management | For | For |
| 1.11 | Elect Director Thomas J. May | Management | For | For |
| 1.12 | Elect Director Brian T. Moynihan | Management | For | For |
| 1.13 | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1.14 | Elect Director Clayton S. Rose | Management | For | For |
| 1.15 | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Certificate of Designations for Series T Preferred Stock | Management | For | For |
| 5 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Climate Change Financing Risk | Shareholder | Against | Abstain |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 12, 2014 | TICKER: BIIB SECURITY ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
| 1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.3 | Elect Director George A. Scangos | Management | For | For |
| 1.4 | Elect Director Lynn Schenk | Management | For | For |
| 1.5 | Elect Director Alexander J. Denner | Management | For | For |
| 1.6 | Elect Director Nancy L. Leaming | Management | For | For |
| 1.7 | Elect Director Richard C. Mulligan | Management | For | For |
| 1.8 | Elect Director Robert W. Pangia | Management | For | For |
| 1.9 | Elect Director Brian S. Posner | Management | For | For |
| 1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
| 1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BRITISH AMERICAN TOBACCO PLC
MEETING DATE: APR 30, 2014 | TICKER: BATS SECURITY ID: 110448107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Re-elect Richard Burrows as Director | Management | For | For |
| 8 | Re-elect Karen de Segundo as Director | Management | For | For |
| 9 | Re-elect Nicandro Durante as Director | Management | For | For |
| 10 | Re-elect Ann Godbehere as Director | Management | For | For |
| 11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 12 | Re-elect Gerry Murphy as Director | Management | For | For |
| 13 | Re-elect Kieran Poynter as Director | Management | For | For |
| 14 | Re-elect Ben Stevens as Director | Management | For | For |
| 15 | Re-elect Richard Tubb as Director | Management | For | For |
| 16 | Elect Savio Kwan as Director | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Approve EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
BROADCOM CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: BRCM SECURITY ID: 111320107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 1.2 | Elect Director Nancy H. Handel | Management | For | For |
| 1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.4 | Elect Director Maria M. Klawe | Management | For | For |
| 1.5 | Elect Director John E. Major | Management | For | For |
| 1.6 | Elect Director Scott A. McGregor | Management | For | For |
| 1.7 | Elect Director William T. Morrow | Management | For | For |
| 1.8 | Elect Director Henry Samueli | Management | For | For |
| 1.9 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BUNGE LIMITED
MEETING DATE: MAY 23, 2014 | TICKER: BG SECURITY ID: G16962105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ernest G. Bachrach | Management | For | For |
| 1b | Elect Director Enrique H. Boilini | Management | For | For |
| 1c | Elect Director Carol M. Browner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors and Authorize Board to Determine the Independent Auditor's Fees | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
BW OFFSHORE LIMITED
MEETING DATE: MAY 20, 2014 | TICKER: BWO SECURITY ID: G1190N100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Confirm Notice of General Meeting | Management | None | None |
| 2 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 3 | Fix Number of Directors at 10 | Management | For | Did Not Vote |
| 4a | Reelect Helmut Sohmen as Director | Management | For | Did Not Vote |
| 4b | Reelect Christophe Pettenati-Auziere as Director | Management | For | Did Not Vote |
| 4c | Reelect Clare Spottiswoode as Director | Management | For | Did Not Vote |
| 4d | Reelect Ronny Langeland as Director | Management | For | Did Not Vote |
| 4e | Reelect Andreas Sohmen-Pao as Director | Management | For | Did Not Vote |
| 4f | Reelect Maarten Scholten as Director | Management | For | Did Not Vote |
| 5 | Authorize Board to Fill Vacancies | Management | For | Did Not Vote |
| 6a | Elect Andreas Sohmen-Pao as Member of the Nominating Committee | Management | For | Did Not Vote |
| 6b | Elect Bjarte Boe as Member of the Nominating Committee | Management | For | Did Not Vote |
| 6c | Elect Elaine Yew Wen Suen as Member of the Nominating Committee | Management | For | Did Not Vote |
| 7 | Approve Nomination Committee Guidelines | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Directors in the Amount of USD 80,000 for the Chairman, USD 70,000 for the Deputy Chairman, and USD 60,000 for Other Members; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 9 | Approve EY as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
| |
|---|
CABOT OIL & GAS CORPORATION
MEETING DATE: MAY 01, 2014 | TICKER: COG SECURITY ID: 127097103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dan O. Dinges | Management | For | For |
| 1b | Elect Director James R. Gibbs | Management | For | For |
| 1c | Elect Director Robert L. Keiser | Management | For | For |
| 1d | Elect Director W. Matt Ralls | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
CF INDUSTRIES HOLDINGS, INC.
MEETING DATE: MAY 14, 2014 | TICKER: CF SECURITY ID: 125269100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert C. Arzbaecher | Management | For | For |
| 1b | Elect Director William Davisson | Management | For | For |
| 1c | Elect Director Stephen J. Hagge | Management | For | For |
| 1d | Elect Director Robert G. Kuhbach | Management | For | For |
| 1e | Elect Director Edward A. Schmitt | Management | For | For |
| 2 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
CHEVRON CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: CVX SECURITY ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linnet F. Deily | Management | For | For |
| 1b | Elect Director Robert E. Denham | Management | For | For |
| 1c | Elect Director Alice P. Gast | Management | For | For |
| 1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1e | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1f | Elect Director George L. Kirkland | Management | For | For |
| 1g | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1h | Elect Director Kevin W. Sharer | Management | For | For |
| 1i | Elect Director John G. Stumpf | Management | For | For |
| 1j | Elect Director Ronald D. Sugar | Management | For | For |
| 1k | Elect Director Carl Ware | Management | For | For |
| 1l | Elect Director John S. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| 8 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 9 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
| 10 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 19, 2013 | TICKER: CSCO SECURITY ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director Marc Benioff | Management | For | For |
| 1c | Elect Director Gregory Q. Brown | Management | For | For |
| 1d | Elect Director M. Michele Burns | Management | For | For |
| 1e | Elect Director Michael D. Capellas | Management | For | For |
| 1f | Elect Director John T. Chambers | Management | For | For |
| 1g | Elect Director Brian L. Halla | Management | For | For |
| 1h | Elect Director John L. Hennessy | Management | For | For |
| 1i | Elect Director Kristina M. Johnson | Management | For | For |
| 1j | Elect Director Roderick C. McGeary | Management | For | For |
| 1k | Elect Director Arun Sarin | Management | For | For |
| 1l | Elect Director Steven M. West | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Proxy Advisor Competition | Shareholder | Against | Against |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 22, 2014 | TICKER: C SECURITY ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Duncan P. Hennes | Management | For | For |
| 1c | Elect Director Franz B. Humer | Management | For | For |
| 1d | Elect Director Eugene M. McQuade | Management | For | For |
| 1e | Elect Director Michael E. O'Neill | Management | For | For |
| 1f | Elect Director Gary M. Reiner | Management | For | For |
| 1g | Elect Director Judith Rodin | Management | For | For |
| 1h | Elect Director Robert L. Ryan | Management | For | For |
| 1i | Elect Director Anthony M. Santomero | Management | For | For |
| 1j | Elect Director Joan E. Spero | Management | For | For |
| 1k | Elect Director Diana L. Taylor | Management | For | For |
| 1l | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Amend Director Indemnifications Provisions | Shareholder | Against | Against |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
COLGATE-PALMOLIVE COMPANY
MEETING DATE: MAY 09, 2014 | TICKER: CL SECURITY ID: 194162103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nikesh Arora | Management | For | For |
| 1b | Elect Director John T. Cahill | Management | For | For |
| 1c | Elect Director Ian Cook | Management | For | For |
| 1d | Elect Director Helene D. Gayle | Management | For | For |
| 1e | Elect Director Ellen M. Hancock | Management | For | For |
| 1f | Elect Director Joseph Jimenez | Management | For | For |
| 1g | Elect Director Richard J. Kogan | Management | For | For |
| 1h | Elect Director Delano E. Lewis | Management | For | For |
| 1i | Elect Director J. Pedro Reinhard | Management | For | For |
| 1j | Elect Director Stephen I. Sadove | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Stock Retention | Shareholder | Against | Against |
| |
|---|
COPA HOLDINGS S.A.
MEETING DATE: MAY 07, 2014 | TICKER: CPAN SECURITY ID: P31076105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Alfredo Arias Loredo and Roberto Artavia as Independent Directors to Represent Class A Common Shareholders | Management | For | Did Not Vote |
| 2 | Approve Increase in Board Size to 12 Members to Represent Class B Common Shareholders; Amend Article 9 of Bylaws | Management | For | Did Not Vote |
| 3 | Reelect Pedro Heilbron, Ricardo A. Arias, Alvaro Heilbron, Douglas Leo, Alfredo Arias Loredo and Roberto Artavia as Directors to Represent Class B Common Shareholders; If Prior Item is Approved, to Elect Carlos Alberto Motta as Director | Management | For | Did Not Vote |
| |
|---|
CVS CAREMARK CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: CVS SECURITY ID: 126650100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. David Brown, II | Management | For | For |
| 1.2 | Elect Director Nancy-Ann M. DeParle | Management | For | For |
| 1.3 | Elect Director David W. Dorman | Management | For | For |
| 1.4 | Elect Director Anne M. Finucane | Management | For | For |
| 1.5 | Elect Director Larry J. Merlo | Management | For | For |
| 1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
| 1.7 | Elect Director Richard J. Swift | Management | For | For |
| 1.8 | Elect Director William C. Weldon | Management | For | For |
| 1.9 | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DANAHER CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: DHR SECURITY ID: 235851102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
| 1.2 | Elect Director Donald J. Ehrlich | Management | For | For |
| 1.3 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.4 | Elect Director Teri List-Stoll | Management | For | For |
| 1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1.6 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.7 | Elect Director Steven M. Rales | Management | For | For |
| 1.8 | Elect Director John T. Schwieters | Management | For | For |
| 1.9 | Elect Director Alan G. Spoon | Management | For | For |
| 1.10 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
DEMANDWARE, INC.
MEETING DATE: MAY 21, 2014 | TICKER: DWRE SECURITY ID: 24802Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles F. Kane | Management | For | For |
| 1.2 | Elect Director Stephan Schambach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DR PEPPER SNAPPLE GROUP, INC.
MEETING DATE: MAY 15, 2014 | TICKER: DPS SECURITY ID: 26138E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John L. Adams | Management | For | For |
| 1.2 | Elect Director Joyce M. Roche | Management | For | For |
| 1.3 | Elect Director Ronald G. Rogers | Management | For | For |
| 1.4 | Elect Director Wayne R. Sanders | Management | For | For |
| 1.5 | Elect Director Jack L. Stahl | Management | For | For |
| 1.6 | Elect Director Larry D. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
E2OPEN, INC.
MEETING DATE: AUG 07, 2013 | TICKER: EOPN SECURITY ID: 29788A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Johnston Evans | Management | For | For |
| 1.2 | Elect Director Bernard Mathaisel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EMC CORPORATION
MEETING DATE: APR 30, 2014 | TICKER: EMC SECURITY ID: 268648102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael W. Brown | Management | For | For |
| 1b | Elect Director Randolph L. Cowen | Management | For | For |
| 1c | Elect Director Gail Deegan | Management | For | For |
| 1d | Elect Director James S. DiStasio | Management | For | For |
| 1e | Elect Director John R. Egan | Management | For | For |
| 1f | Elect Director William D. Green | Management | For | For |
| 1g | Elect Director Edmund F. Kelly | Management | For | For |
| 1h | Elect Director Jami Miscik | Management | For | For |
| 1i | Elect Director Paul Sagan | Management | For | For |
| 1j | Elect Director David N. Strohm | Management | For | For |
| 1k | Elect Director Joseph M. Tucci | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
| |
|---|
ENERGIZER HOLDINGS, INC.
MEETING DATE: JAN 27, 2014 | TICKER: ENR SECURITY ID: 29266R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Johnson | Management | For | For |
| 1.2 | Elect Director Ward M. Klein | Management | For | For |
| 1.3 | Elect Director W. Patrick McGinnis | Management | For | For |
| 1.4 | Elect Director John R. Roberts | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: XOM SECURITY ID: 30231G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Boskin | Management | For | For |
| 1.2 | Elect Director Peter Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Larry R. Faulkner | Management | For | For |
| 1.5 | Elect Director Jay S. Fishman | Management | For | For |
| 1.6 | Elect Director Henrietta H. Fore | Management | For | For |
| 1.7 | Elect Director Kenneth C. Frazier | Management | For | For |
| 1.8 | Elect Director William W. George | Management | For | For |
| 1.9 | Elect Director Samuel J. Palmisano | Management | For | For |
| 1.10 | Elect Director Steven S Reinemund | Management | For | For |
| 1.11 | Elect Director Rex W. Tillerson | Management | For | For |
| 1.12 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Shareholder | Against | Against |
| 6 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
FACEBOOK, INC.
MEETING DATE: MAY 22, 2014 | TICKER: FB SECURITY ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Donald E. Graham | Management | For | For |
| 1.5 | Elect Director Reed Hastings | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
| 6 | Assess Privacy and Advertising Policy Relating to Childhood Obesity | Shareholder | Against | Abstain |
| 7 | Report on Sustainability | Shareholder | Against | Abstain |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES, INC.
MEETING DATE: MAY 28, 2014 | TICKER: FIS SECURITY ID: 31620M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David K. Hunt | Management | For | For |
| 1b | Elect Director Richard N. Massey | Management | For | For |
| 1c | Elect Director Leslie M. Muma | Management | For | For |
| 1d | Elect Director James B. Stallings, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 07, 2014 | TICKER: GILD SECURITY ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Etienne F. Davignon | Management | For | For |
| 1c | Elect Director Carla A. Hills | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director John W. Madigan | Management | For | For |
| 1f | Elect Director John C. Martin | Management | For | For |
| 1g | Elect Director Nicholas G. Moore | Management | For | For |
| 1h | Elect Director Richard J. Whitley | Management | For | For |
| 1i | Elect Director Gayle E. Wilson | Management | For | For |
| 1j | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Link CEO Compensation to Patient Access to the Company's Medicine | Shareholder | Against | Against |
| |
|---|
GOOGLE INC.
MEETING DATE: MAY 14, 2014 | TICKER: GOOG SECURITY ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | Withhold |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Paul S. Otellini | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Abstain |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
GUIDEWIRE SOFTWARE, INC.
MEETING DATE: DEC 05, 2013 | TICKER: GWRE SECURITY ID: 40171V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Cavoores | Management | For | For |
| 1.2 | Elect Director Guy Dubois | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
H&R BLOCK, INC.
MEETING DATE: SEP 12, 2013 | TICKER: HRB SECURITY ID: 093671105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul J. Brown | Management | For | For |
| 1b | Elect Director William C. Cobb | Management | For | For |
| 1c | Elect Director Marvin R. Ellison | Management | For | For |
| 1d | Elect Director Robert A. Gerard | Management | For | For |
| 1e | Elect Director David Baker Lewis | Management | For | For |
| 1f | Elect Director Victoria J. Reich | Management | For | For |
| 1g | Elect Director Bruce C. Rohde | Management | For | For |
| 1h | Elect Director Tom D. Seip | Management | For | For |
| 1i | Elect Director Christianna Wood | Management | For | For |
| 1j | Elect Director James F. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Articles | Management | For | For |
| 5 | Amend Articles | Management | For | For |
| 6 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| |
|---|
INFINITY PHARMACEUTICALS, INC.
MEETING DATE: JUN 17, 2014 | TICKER: INFI SECURITY ID: 45665G303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jose Baselga | Management | For | For |
| 1.2 | Elect Director Jeffrey Berkowitz | Management | For | For |
| 1.3 | Elect Director Anthony B. Evnin | Management | For | For |
| 1.4 | Elect Director Gwen A. Fyfe | Management | For | For |
| 1.5 | Elect Director Eric S. Lander | Management | For | For |
| 1.6 | Elect Director Adelene Q. Perkins | Management | For | For |
| 1.7 | Elect Director Norman C. Selby | Management | For | For |
| 1.8 | Elect Director Ian F. Smith | Management | For | For |
| 1.9 | Elect Director Michael C. Venuti | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INTREPID POTASH, INC.
MEETING DATE: MAY 28, 2014 | TICKER: IPI SECURITY ID: 46121Y102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Jornayvaz, III | Management | For | For |
| 1.2 | Elect Director Hugh E. Harvey, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 20, 2014 | TICKER: JPM SECURITY ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1i | Elect Director Michael A. Neal | Management | For | For |
| 1j | Elect Director Lee R. Raymond | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
LORILLARD, INC.
MEETING DATE: MAY 15, 2014 | TICKER: LO SECURITY ID: 544147101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dianne Neal Blixt | Management | For | For |
| 1.2 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1.3 | Elect Director Virgis W. Colbert | Management | For | For |
| 1.4 | Elect Director David E.R. Dangoor | Management | For | For |
| 1.5 | Elect Director Murray S. Kessler | Management | For | For |
| 1.6 | Elect Director Jerry W. Levin | Management | For | For |
| 1.7 | Elect Director Richard W. Roedel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Inform Poor and Less Educated on Health Consequences of Tobacco | Shareholder | Against | Abstain |
| |
|---|
M&T BANK CORPORATION
MEETING DATE: APR 15, 2014 | TICKER: MTB SECURITY ID: 55261F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brent D. Baird | Management | For | For |
| 1.2 | Elect Director C. Angela Bontempo | Management | For | For |
| 1.3 | Elect Director Robert T. Brady | Management | For | For |
| 1.4 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
| 1.5 | Elect Director Mark J. Czarnecki | Management | For | For |
| 1.6 | Elect Director Gary N. Geisel | Management | For | For |
| 1.7 | Elect Director John D. Hawke, Jr. | Management | For | For |
| 1.8 | Elect Director Patrick W.E. Hodgson | Management | For | For |
| 1.9 | Elect Director Richard G. King | Management | For | For |
| 1.10 | Elect Director Jorge G. Pereira | Management | For | For |
| 1.11 | Elect Director Melinda R. Rich | Management | For | For |
| 1.12 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
| 1.13 | Elect Director Herbert L. Washington | Management | For | For |
| 1.14 | Elect Director Robert G. Wilmers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MEDNAX, INC.
MEETING DATE: MAY 08, 2014 | TICKER: MD SECURITY ID: 58502B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cesar L. Alvarez | Management | For | For |
| 1.2 | Elect Director Waldemar A. Carlo | Management | For | For |
| 1.3 | Elect Director Michael B. Fernandez | Management | For | For |
| 1.4 | Elect Director Roger K. Freeman | Management | For | For |
| 1.5 | Elect Director Paul G. Gabos | Management | For | For |
| 1.6 | Elect Director Pascal J. Goldschmidt | Management | For | For |
| 1.7 | Elect Director Manuel Kadre | Management | For | For |
| 1.8 | Elect Director Roger J. Medel | Management | For | For |
| 1.9 | Elect Director Donna E. Shalala | Management | For | For |
| 1.10 | Elect Director Enrique J. Sosa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MONSANTO COMPANY
MEETING DATE: JAN 28, 2014 | TICKER: MON SECURITY ID: 61166W101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory H. Boyce | Management | For | For |
| 1b | Elect Director Laura K. Ipsen | Management | For | For |
| 1c | Elect Director William U. Parfet | Management | For | For |
| 1d | Elect Director George H. Poste | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Risk of Genetic Engineering in Order to Work with Regulators | Shareholder | Against | Abstain |
| 5 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Abstain |
| |
|---|
NIKE, INC.
MEETING DATE: SEP 19, 2013 | TICKER: NKE SECURITY ID: 654106103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1.2 | Elect Director John C. Lechleiter | Management | For | For |
| 1.3 | Elect Director Phyllis M. Wise | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
NOBLE ENERGY, INC.
MEETING DATE: APR 22, 2014 | TICKER: NBL SECURITY ID: 655044105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey L. Berenson | Management | For | For |
| 1.2 | Elect Director Michael A. Cawley | Management | For | For |
| 1.3 | Elect Director Edward F. Cox | Management | For | For |
| 1.4 | Elect Director Charles D. Davidson | Management | For | For |
| 1.5 | Elect Director Thomas J. Edelman | Management | For | For |
| 1.6 | Elect Director Eric P. Grubman | Management | For | For |
| 1.7 | Elect Director Kirby L. Hedrick | Management | For | For |
| 1.8 | Elect Director Scott D. Urban | Management | For | For |
| 1.9 | Elect Director William T. Van Kleef | Management | For | For |
| 1.10 | Elect Director Molly K. Williamson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NORTHEAST UTILITIES
MEETING DATE: MAY 01, 2014 | TICKER: NU SECURITY ID: 664397106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard H. Booth | Management | For | For |
| 1.2 | Elect Director John S. Clarkeson | Management | For | For |
| 1.3 | Elect Director Cotton M. Cleveland | Management | For | For |
| 1.4 | Elect Director Sanford Cloud, Jr. | Management | For | For |
| 1.5 | Elect Director James S. DiStasio | Management | For | For |
| 1.6 | Elect Director Francis A. Doyle | Management | For | For |
| 1.7 | Elect Director Charles K. Gifford | Management | For | For |
| 1.8 | Elect Director Paul A. La Camera | Management | For | For |
| 1.9 | Elect Director Kenneth R. Leibler | Management | For | For |
| 1.10 | Elect Director Thomas J. May | Management | For | For |
| 1.11 | Elect Director William C. Van Faasen | Management | For | For |
| 1.12 | Elect Director Frederica M. Williams | Management | For | For |
| 1.13 | Elect Director Dennis R. Wraase | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NORTHERN OIL AND GAS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: NOG SECURITY ID: 665531109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Reger | Management | For | For |
| 1.2 | Elect Director Robert Grabb | Management | For | For |
| 1.3 | Elect Director Delos Cy Jamison | Management | For | For |
| 1.4 | Elect Director Jack King | Management | For | For |
| 1.5 | Elect Director Lisa Bromiley | Management | For | For |
| 1.6 | Elect Director Richard Weber | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ORACLE CORPORATION
MEETING DATE: OCT 31, 2013 | TICKER: ORCL SECURITY ID: 68389X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Mark V. Hurd | Management | For | For |
| 1.11 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Establish Human Rights Committee | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 8 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | For |
| 9 | Require Shareholder Approval of Quantifiable Performance Metrics | Shareholder | Against | Against |
| |
|---|
PERRIGO COMPANY
MEETING DATE: NOV 18, 2013 | TICKER: PRGO SECURITY ID: 714290103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Creation of Distributable Reserves | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Adjourn Meeting | Management | For | For |
| |
|---|
PFIZER INC.
MEETING DATE: APR 24, 2014 | TICKER: PFE SECURITY ID: 717081103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 1.2 | Elect Director W. Don Cornwell | Management | For | For |
| 1.3 | Elect Director Frances D. Fergusson | Management | For | For |
| 1.4 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.5 | Elect Director Constance J. Horner | Management | For | For |
| 1.6 | Elect Director James M. Kilts | Management | For | For |
| 1.7 | Elect Director George A. Lorch | Management | For | For |
| 1.8 | Elect Director Shantanu Narayen | Management | For | For |
| 1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.10 | Elect Director Ian C. Read | Management | For | For |
| 1.11 | Elect Director Stephen W. Sanger | Management | For | For |
| 1.12 | Elect Director Marc Tessier-Lavigne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Against |
| 6 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Abstain |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
PVH CORP.
MEETING DATE: JUN 19, 2014 | TICKER: PVH SECURITY ID: 693656100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Brent Callinicos | Management | For | For |
| 1.3 | Elect Director Emanuel Chirico | Management | For | For |
| 1.4 | Elect Director Juan R. Figuereo | Management | For | For |
| 1.5 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.6 | Elect Director Fred Gehring | Management | For | For |
| 1.7 | Elect Director Bruce Maggin | Management | For | For |
| 1.8 | Elect Director V. James Marino | Management | For | For |
| 1.9 | Elect Director Henry Nasella | Management | For | For |
| 1.10 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.11 | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SANOFI
MEETING DATE: MAY 05, 2014 | TICKER: SAN SECURITY ID: 80105N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.80 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Christopher Viehbacher as Director | Management | For | For |
| 6 | Reelect Robert Castaigne as Director | Management | For | For |
| 7 | Reelect Christian Mulliez as Director | Management | For | For |
| 8 | Elect Patrick Kron as Director | Management | For | For |
| 9 | Advisory Vote on Compensation of Serge Weinberg, Chairman | Management | For | For |
| 10 | Advisory Vote on Compensation of Christopher Viehbacher, CEO | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SEMPRA ENERGY
MEETING DATE: MAY 09, 2014 | TICKER: SRE SECURITY ID: 816851109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 1.2 | Elect Director James G. Brocksmith, Jr. | Management | For | For |
| 1.3 | Elect Director Kathleen L. Brown | Management | For | For |
| 1.4 | Elect Director Pablo A. Ferrero | Management | For | For |
| 1.5 | Elect Director William D. Jones | Management | For | For |
| 1.6 | Elect Director William G. Ouchi | Management | For | For |
| 1.7 | Elect Director Debra L. Reed | Management | For | For |
| 1.8 | Elect Director William C. Rusnack | Management | For | For |
| 1.9 | Elect Director William P. Rutledge | Management | For | For |
| 1.10 | Elect Director Lynn Schenk | Management | For | For |
| 1.11 | Elect Director Jack T. Taylor | Management | For | For |
| 1.12 | Elect Director Luis M. Tellez | Management | For | For |
| 1.13 | Elect Director James C. Yardley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STAPLES, INC.
MEETING DATE: JUN 02, 2014 | TICKER: SPLS SECURITY ID: 855030102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Basil L. Anderson | Management | For | For |
| 1b | Elect Director Drew G. Faust | Management | For | For |
| 1c | Elect Director Justin King | Management | For | For |
| 1d | Elect Director Carol Meyrowitz | Management | For | For |
| 1e | Elect Director Rowland T. Moriarty | Management | For | For |
| 1f | Elect Director Robert C. Nakasone | Management | For | For |
| 1g | Elect Director Ronald L. Sargent | Management | For | For |
| 1h | Elect Director Robert E. Sulentic | Management | For | For |
| 1i | Elect Director Raul Vazquez | Management | For | For |
| 1j | Elect Director Vijay Vishwanath | Management | For | For |
| 1k | Elect Director Paul F. Walsh | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| |
|---|
SUNCOR ENERGY INC
MEETING DATE: APR 29, 2014 | TICKER: SU SECURITY ID: 867224107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mel E. Benson | Management | For | For |
| 1.2 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.3 | Elect Director W. Douglas Ford | Management | For | For |
| 1.4 | Elect Director John D. Gass | Management | For | For |
| 1.5 | Elect Director Paul Haseldonckx | Management | For | For |
| 1.6 | Elect Director John R. Huff | Management | For | For |
| 1.7 | Elect Director Jacques Lamarre | Management | For | For |
| 1.8 | Elect Director Maureen McCaw | Management | For | For |
| 1.9 | Elect Director Michael W. O'Brien | Management | For | For |
| 1.10 | Elect Director James W. Simpson | Management | For | For |
| 1.11 | Elect Director Eira M. Thomas | Management | For | For |
| 1.12 | Elect Director Steven W. Williams | Management | For | For |
| 1.13 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
T-MOBILE US, INC.
MEETING DATE: JUN 05, 2014 | TICKER: TMUS SECURITY ID: 872590104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Michael Barnes | Management | For | For |
| 1.2 | Elect Director Thomas Dannenfeldt | Management | For | For |
| 1.3 | Elect Director Srikant M. Datar | Management | For | For |
| 1.4 | Elect Director Lawrence H. Guffey | Management | For | For |
| 1.5 | Elect Director Timotheus Hottges | Management | For | For |
| 1.6 | Elect Director Bruno Jacobfeuerborn | Management | For | For |
| 1.7 | Elect Director Raphael Kubler | Management | For | For |
| 1.8 | Elect Director Thorsten Langheim | Management | For | For |
| 1.9 | Elect Director John J. Legere | Management | For | For |
| 1.10 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| |
|---|
THE CHUBB CORPORATION
MEETING DATE: APR 29, 2014 | TICKER: CB SECURITY ID: 171232101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Zoe Baird Budinger | Management | For | For |
| 1b | Elect Director Sheila P. Burke | Management | For | For |
| 1c | Elect Director James I. Cash, Jr. | Management | For | For |
| 1d | Elect Director John D. Finnegan | Management | For | For |
| 1e | Elect Director Timothy P. Flynn | Management | For | For |
| 1f | Elect Director Karen M. Hoguet | Management | For | For |
| 1g | Elect Director Lawrence W. Kellner | Management | For | For |
| 1h | Elect Director Martin G. McGuinn | Management | For | For |
| 1i | Elect Director Lawrence M. Small | Management | For | For |
| 1j | Elect Director Jess Soderberg | Management | For | For |
| 1k | Elect Director Daniel E. Somers | Management | For | For |
| 1l | Elect Director William C. Weldon | Management | For | For |
| 1m | Elect Director James M. Zimmerman | Management | For | For |
| 1n | Elect Director Alfred W. Zollar | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Sustainability | Shareholder | Against | Abstain |
| |
|---|
THE COCA-COLA COMPANY
MEETING DATE: APR 23, 2014 | TICKER: KO SECURITY ID: 191216100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Ronald W. Allen | Management | For | For |
| 1.3 | Elect Director Ana Botin | Management | For | For |
| 1.4 | Elect Director Howard G. Buffett | Management | For | For |
| 1.5 | Elect Director Richard M. Daley | Management | For | For |
| 1.6 | Elect Director Barry Diller | Management | For | For |
| 1.7 | Elect Director Helene D. Gayle | Management | For | For |
| 1.8 | Elect Director Evan G. Greenberg | Management | For | For |
| 1.9 | Elect Director Alexis M. Herman | Management | For | For |
| 1.10 | Elect Director Muhtar Kent | Management | For | For |
| 1.11 | Elect Director Robert A. Kotick | Management | For | For |
| 1.12 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.13 | Elect Director Sam Nunn | Management | For | For |
| 1.14 | Elect Director James D. Robinson, III | Management | For | For |
| 1.15 | Elect Director Peter V. Ueberroth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE DUN & BRADSTREET CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: DNB SECURITY ID: 26483E100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Austin A. Adams | Management | For | For |
| 1b | Elect Director Robert P. Carrigan | Management | For | For |
| 1c | Elect Director Christopher J. Coughlin | Management | For | For |
| 1d | Elect Director James N. Fernandez | Management | For | For |
| 1e | Elect Director Paul R. Garcia | Management | For | For |
| 1f | Elect Director Anastassia Lauterbach | Management | For | For |
| 1g | Elect Director Thomas J. Manning | Management | For | For |
| 1h | Elect Director Sandra E. Peterson | Management | For | For |
| 1i | Elect Director Judith A. Reinsdorf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE TJX COMPANIES, INC.
MEETING DATE: JUN 10, 2014 | TICKER: TJX SECURITY ID: 872540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zein Abdalla | Management | For | For |
| 1.2 | Elect Director Jose B. Alvarez | Management | For | For |
| 1.3 | Elect Director Alan M. Bennett | Management | For | For |
| 1.4 | Elect Director Bernard Cammarata | Management | For | For |
| 1.5 | Elect Director David T. Ching | Management | For | For |
| 1.6 | Elect Director Michael F. Hines | Management | For | For |
| 1.7 | Elect Director Amy B. Lane | Management | For | For |
| 1.8 | Elect Director Carol Meyrowitz | Management | For | For |
| 1.9 | Elect Director John F. O'Brien | Management | For | For |
| 1.10 | Elect Director Willow B. Shire | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TOTAL SYSTEM SERVICES, INC.
MEETING DATE: MAY 01, 2014 | TICKER: TSS SECURITY ID: 891906109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Blanchard | Management | For | For |
| 1.2 | Elect Director Kriss Cloninger III | Management | For | For |
| 1.3 | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 1.4 | Elect Director Gardiner W. Garrard, Jr. | Management | For | For |
| 1.5 | Elect Director Sidney E. Harris | Management | For | For |
| 1.6 | Elect Director William M. Isaac | Management | For | For |
| 1.7 | Elect Director Mason H. Lampton | Management | For | For |
| 1.8 | Elect Director Connie D. McDaniel | Management | For | For |
| 1.9 | Elect Director H. Lynn Page | Management | For | For |
| 1.10 | Elect Director Philip W. Tomlinson | Management | For | For |
| 1.11 | Elect Director John T. Turner | Management | For | For |
| 1.12 | Elect Director Richard W. Ussery | Management | For | For |
| 1.13 | Elect Director M. Troy Woods | Management | For | For |
| 1.14 | Elect Director James D. Yancey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TOWERS WATSON & CO.
MEETING DATE: NOV 15, 2013 | TICKER: TW SECURITY ID: 891894107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Victor F. Ganzi | Management | For | For |
| 1b | Elect Director John J. Haley | Management | For | For |
| 1c | Elect Director Leslie S. Heisz | Management | For | For |
| 1d | Elect Director Brendan R. O'Neill | Management | For | For |
| 1e | Elect Director Linda D. Rabbitt | Management | For | For |
| 1f | Elect Director Gilbert T. Ray | Management | For | For |
| 1g | Elect Director Paul Thomas | Management | For | For |
| 1h | Elect Director Wilhelm Zeller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TURQUOISE HILL RESOURCES LTD.
MEETING DATE: MAY 08, 2014 | TICKER: TRQ SECURITY ID: 900435108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rowena Albones | Management | For | For |
| 1.2 | Elect Director Jill Gardiner | Management | For | For |
| 1.3 | Elect Director R. Peter Gillin | Management | For | For |
| 1.4 | Elect Director David Klingner | Management | For | For |
| 1.5 | Elect Director Kay Priestly | Management | For | For |
| 1.6 | Elect Director Russel C. Robertson | Management | For | For |
| 1.7 | Elect Director Jeffery D. Tygesen | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
U.S. BANCORP
MEETING DATE: APR 15, 2014 | TICKER: USB SECURITY ID: 902973304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1b | Elect Director Y. Marc Belton | Management | For | For |
| 1c | Elect Director Victoria Buyniski Gluckman | Management | For | For |
| 1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1e | Elect Director Richard K. Davis | Management | For | For |
| 1f | Elect Director Roland A. Hernandez | Management | For | For |
| 1g | Elect Director Doreen Woo Ho | Management | For | For |
| 1h | Elect Director Joel W. Johnson | Management | For | For |
| 1i | Elect Director Olivia F. Kirtley | Management | For | For |
| 1j | Elect Director Jerry W. Levin | Management | For | For |
| 1k | Elect Director David B. O'Maley | Management | For | For |
| 1l | Elect Director O'dell M. Owens | Management | For | For |
| 1m | Elect Director Craig D. Schnuck | Management | For | For |
| 1n | Elect Director Patrick T. Stokes | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 28, 2014 | TICKER: UTX SECURITY ID: 913017109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Louis R. Chenevert | Management | For | For |
| 1b | Elect Director John V. Faraci | Management | For | For |
| 1c | Elect Director Jean-Pierre Garnier | Management | For | For |
| 1d | Elect Director Jamie S. Gorelick | Management | For | For |
| 1e | Elect Director Edward A. Kangas | Management | For | For |
| 1f | Elect Director Ellen J. Kullman | Management | For | For |
| 1g | Elect Director Marshall O. Larsen | Management | For | For |
| 1h | Elect Director Harold McGraw, III | Management | For | For |
| 1i | Elect Director Richard B. Myers | Management | For | For |
| 1j | Elect Director H. Patrick Swygert | Management | For | For |
| 1k | Elect Director Andre Villeneuve | Management | For | For |
| 1l | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITED THERAPEUTICS CORPORATION
MEETING DATE: JUN 26, 2014 | TICKER: UTHR SECURITY ID: 91307C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond Dwek | Management | For | For |
| 1.2 | Elect Director Roger Jeffs | Management | For | For |
| 1.3 | Elect Director Christopher Patusky | Management | For | For |
| 1.4 | Elect Director Tommy Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 01, 2014 | TICKER: VZ SECURITY ID: 92343V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Richard L. Carrion | Management | For | For |
| 1.3 | Elect Director Melanie L. Healey | Management | For | For |
| 1.4 | Elect Director M. Frances Keeth | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Lowell C. McAdam | Management | For | For |
| 1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.9 | Elect Director Rodney E. Slater | Management | For | For |
| 1.10 | Elect Director Kathryn A. Tesija | Management | For | For |
| 1.11 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | Against |
| 5 | Report on Net Neutrality | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 10 | Approve Proxy Voting Authority | Shareholder | Against | Against |
| |
|---|
VF CORPORATION
MEETING DATE: APR 22, 2014 | TICKER: VFC SECURITY ID: 918204108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard T. Carucci | Management | For | For |
| 1.2 | Elect Director Juliana L. Chugg | Management | For | For |
| 1.3 | Elect Director Juan Ernesto de Bedout | Management | For | For |
| 1.4 | Elect Director Ursula O. Fairbairn | Management | For | For |
| 1.5 | Elect Director George Fellows | Management | For | For |
| 1.6 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.7 | Elect Director Matthew J. Shattock | Management | For | For |
| 1.8 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VIRTUSA CORPORATION
MEETING DATE: SEP 05, 2013 | TICKER: VRTU SECURITY ID: 92827P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kris Canekeratne | Management | For | For |
| 1.2 | Elect Director Ronald T. Maheu | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VODAFONE GROUP PLC
MEETING DATE: JUL 23, 2013 | TICKER: VOD SECURITY ID: 92857W209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 3 | Re-elect Vittorio Colao as Director | Management | For | For |
| 4 | Re-elect Andy Halford as Director | Management | For | For |
| 5 | Re-elect Stephen Pusey as Director | Management | For | For |
| 6 | Re-elect Renee James as Director | Management | For | For |
| 7 | Re-elect Alan Jebson as Director | Management | For | For |
| 8 | Re-elect Samuel Jonah as Director | Management | For | For |
| 9 | Elect Omid Kordestani as Director | Management | For | For |
| 10 | Re-elect Nick Land as Director | Management | For | For |
| 11 | Re-elect Anne Lauvergeon as Director | Management | For | For |
| 12 | Re-elect Luc Vandevelde as Director | Management | For | For |
| 13 | Re-elect Anthony Watson as Director | Management | For | For |
| 14 | Re-elect Philip Yea as Director | Management | For | For |
| 15 | Approve Final Dividend | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 18 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
VODAFONE GROUP PLC
MEETING DATE: JAN 28, 2014 | TICKER: VOD SECURITY ID: 92857W209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 1 | Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc | Management | For | For |
| 2 | Approve Matters Relating to the Return of Value to Shareholders | Management | For | For |
| 3 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 4 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 29, 2014 | TICKER: WFC SECURITY ID: 949746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John D. Baker, II | Management | For | For |
| 1b | Elect Director Elaine L. Chao | Management | For | For |
| 1c | Elect Director John S. Chen | Management | For | For |
| 1d | Elect Director Lloyd H. Dean | Management | For | For |
| 1e | Elect Director Susan E. Engel | Management | For | For |
| 1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1g | Elect Director Donald M. James | Management | For | For |
| 1h | Elect Director Cynthia H. Milligan | Management | For | For |
| 1i | Elect Director Federico F. Pena | Management | For | For |
| 1j | Elect Director James H. Quigley | Management | For | For |
| 1k | Elect Director Judith M. Runstad | Management | For | For |
| 1l | Elect Director Stephen W. Sanger | Management | For | For |
| 1m | Elect Director John G. Stumpf | Management | For | For |
| 1n | Elect Director Susan G. Swenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Abstain |
| |
|---|
YAHOO! INC.
MEETING DATE: JUN 25, 2014 | TICKER: YHOO SECURITY ID: 984332106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Filo | Management | For | For |
| 1.2 | Elect Director Susan M. James | Management | For | For |
| 1.3 | Elect Director Max R. Levchin | Management | For | For |
| 1.4 | Elect Director Marissa A. Mayer | Management | For | For |
| 1.5 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.6 | Elect Director Charles R. Schwab | Management | For | For |
| 1.7 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 1.8 | Elect Director Jane E. Shaw | Management | For | For |
| 1.9 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
FIDELITY FOCUSED HIGH INCOME FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY GLOBAL HIGH INCOME FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
CUMULUS MEDIA INC.
MEETING DATE: MAY 22, 2014 | TICKER: CMLS SECURITY ID: 231082108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis W. Dickey, Jr. | Management | For | For |
| 1.2 | Elect Director Brian Cassidy | Management | For | For |
| 1.3 | Elect Director Ralph B. Everett | Management | For | For |
| 1.4 | Elect Director Alexis Glick | Management | For | For |
| 1.5 | Elect Director Jeffrey A. Marcus | Management | For | For |
| 1.6 | Elect Director Robert H. Sheridan, III | Management | For | For |
| 1.7 | Elect Director David M. Tolley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EXPRESS SCRIPTS HOLDING COMPANY
MEETING DATE: MAY 07, 2014 | TICKER: ESRX SECURITY ID: 30219G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gary G. Benanav | Management | For | For |
| 1b | Elect Director Maura C. Breen | Management | For | For |
| 1c | Elect Director William J. DeLaney | Management | For | For |
| 1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 1f | Elect Director Frank Mergenthaler | Management | For | For |
| 1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
| 1h | Elect Director John O. Parker, Jr. | Management | For | For |
| 1i | Elect Director George Paz | Management | For | For |
| 1j | Elect Director William L. Roper | Management | For | For |
| 1k | Elect Director Seymour Sternberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
GENERAL MOTORS COMPANY
MEETING DATE: JUN 10, 2014 | TICKER: GM SECURITY ID: 37045V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joseph J. Ashton | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1d | Elect Director Stephen J. Girsky | Management | For | For |
| 1e | Elect Director E. Neville Isdell | Management | For | For |
| 1f | Elect Director Kathryn V. Marinello | Management | For | For |
| 1g | Elect Director Michael G. Mullen | Management | For | For |
| 1h | Elect Director James J. Mulva | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Thomas M. Schoewe | Management | For | For |
| 1k | Elect Director Theodore M. Solso | Management | For | For |
| 1l | Elect Director Carol M. Stephenson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
LYONDELLBASELL INDUSTRIES NV
MEETING DATE: APR 16, 2014 | TICKER: LYB SECURITY ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jagjeet S. Bindra to Supervisory Board | Management | For | For |
| 1b | Elect Milton Carroll to Supervisory Board | Management | For | For |
| 1c | Elect Claire S. Farley to Supervisory Board | Management | For | For |
| 1d | Elect Rudy van der Meer to Supervisory Board | Management | For | For |
| 1e | Elect Isabella D. Goren to Supervisory Board | Management | For | For |
| 1f | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
| 2a | Elect Karyn F. Ovelmen to Management Board | Management | For | For |
| 2b | Elect Craig B. Glidden to Management Board | Management | For | For |
| 2c | Elect Bhavesh V. Patel to Management Board | Management | For | For |
| 2d | Elect Patrick D. Quarles to Management Board | Management | For | For |
| 2e | Elect Timothy D. Roberts to Management Board | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Approve Dividends of USD 2.20 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
| |
|---|
REALOGY HOLDINGS CORP.
MEETING DATE: MAY 02, 2014 | TICKER: RLGY SECURITY ID: 75605Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jessica M. Bibliowicz | Management | For | For |
| 1.2 | Elect Director Fiona P. Dias | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Certificate of Incorpoation to Eliminate Provisions Related to Apollo | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY GLOBAL HIGH INCOME FUND - SUB-ADVISOR: FIL INVESTMENT ADVISORS
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY HIGH INCOME FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
CIT GROUP INC.
MEETING DATE: MAY 13, 2014 | TICKER: CIT SECURITY ID: 125581801
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John A. Thain | Management | For | For |
| 1b | Elect Director Ellen R. Alemany | Management | For | For |
| 1c | Elect Director Michael J. Embler | Management | For | For |
| 1d | Elect Director William M. Freeman | Management | For | For |
| 1e | Elect Director David M. Moffett | Management | For | For |
| 1f | Elect Director R. Brad Oates | Management | For | For |
| 1g | Elect Director Marianne Miller Parrs | Management | For | For |
| 1h | Elect Director Gerald Rosenfeld | Management | For | For |
| 1i | Elect Director John R. Ryan | Management | For | For |
| 1j | Elect Director Sheila A. Stamps | Management | For | For |
| 1k | Elect Director Seymour Sternberg | Management | For | For |
| 1l | Elect Director Peter J. Tobin | Management | For | For |
| 1m | Elect Director Laura S. Unger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
LYONDELLBASELL INDUSTRIES NV
MEETING DATE: APR 16, 2014 | TICKER: LYB SECURITY ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jagjeet S. Bindra to Supervisory Board | Management | For | For |
| 1b | Elect Milton Carroll to Supervisory Board | Management | For | For |
| 1c | Elect Claire S. Farley to Supervisory Board | Management | For | For |
| 1d | Elect Rudy van der Meer to Supervisory Board | Management | For | For |
| 1e | Elect Isabella D. Goren to Supervisory Board | Management | For | For |
| 1f | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
| 2a | Elect Karyn F. Ovelmen to Management Board | Management | For | For |
| 2b | Elect Craig B. Glidden to Management Board | Management | For | For |
| 2c | Elect Bhavesh V. Patel to Management Board | Management | For | For |
| 2d | Elect Patrick D. Quarles to Management Board | Management | For | For |
| 2e | Elect Timothy D. Roberts to Management Board | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Approve Dividends of USD 2.20 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
| |
|---|
NORTEK, INC.
MEETING DATE: MAY 01, 2014 | TICKER: NTK SECURITY ID: 656559309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey C. Bloomberg | Management | For | For |
| 1.2 | Elect Director James B. Hirshorn | Management | For | For |
| 1.3 | Elect Director Chris A. McWilton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY NEW MARKETS INCOME FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
AMERICA MOVIL S.A.B. DE C.V.
MEETING DATE: APR 28, 2014 | TICKER: AMXL SECURITY ID: 02364W105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Directors for Series L Shares | Management | For | Abstain |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Abstain |
| |
|---|
BANCO BRADESCO S.A.
MEETING DATE: MAR 10, 2014 | TICKER: BBDC4 SECURITY ID: 059460303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Nominated by Preferred Shareholders | Shareholder | None | Abstain |
| 2 | Elect Fiscal Council Member(s) Nominated by Preferred Shareholders | Shareholder | None | Abstain |
| |
|---|
CHINA CONSTRUCTION BANK CORPORATION
MEETING DATE: JUN 26, 2014 | TICKER: 00939 SECURITY ID: Y1397N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Report of Board of Directors | Management | For | For |
| 2 | Accept Report of Board of Supervisors | Management | For | For |
| 3 | Accept Final Financial Accounts | Management | For | For |
| 4 | Approve Profit Distribution Plan | Management | For | For |
| 5 | Approve Budget of 2014 Fixed Assets Investment | Management | For | For |
| 6 | Appoint Accounting Firm for 2014 | Management | For | For |
| 7 | Elect Dong Shi as Director | Management | For | For |
| 8 | Elect Guo You as Shareholder Representative Supervisor | Management | For | For |
| 9 | Approve Plan on Authorisation to the Board of Directors Granted by Shareholders' General Meeting | Management | For | For |
| |
|---|
CHINA MOBILE LIMITED
MEETING DATE: MAY 22, 2014 | TICKER: 00941 SECURITY ID: Y14965100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect Xi Guohua as Director | Management | For | For |
| 3b | Elect Sha Yuejia as Director | Management | For | For |
| 3c | Elect Liu Aili as Director | Management | For | For |
| 4a | Elect Lo Ka Shui as Director | Management | For | For |
| 4b | Elect Paul Chow Man Yiu as Director | Management | For | For |
| 5 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 9 | Amend Articles of Association | Management | For | For |
| |
|---|
COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV
MEETING DATE: APR 28, 2014 | TICKER: ABEV3 SECURITY ID: 02319V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Fiscal Council Members | Management | For | For |
| 4 | Ratify Remuneration Paid for Fiscal Year 2013 and Approve Remuneration of Company's Management | Management | For | For |
| 1 | Authorize Capitalization of Fiscal Benefits and Issue New Shares | Management | For | For |
| 2 | Authorize Capitalization of Fiscal Benefits without Issuing New Shares | Management | For | For |
| 3 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
| |
|---|
COMPANHIA SANEAMENTO BASICO DO ESTADO DE SAO PAULO - SABESP
MEETING DATE: APR 30, 2014 | TICKER: SBSP3 SECURITY ID: 20441A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Fix Number of Directors | Management | For | For |
| 4 | Elect Directors and Appoint Chairman for Two-Year Term | Management | For | For |
| 5 | Elect Fiscal Council Members for One-Year Term | Management | For | For |
| 6 | Approve Remuneration of Company's Management | Management | For | For |
| 1 | Authorize Capitalization of Reserves | Management | For | For |
| 2 | Approve Increase in Authorized Capital | Management | For | For |
| |
|---|
ECOPETROL S.A.
MEETING DATE: JAN 23, 2014 | TICKER: ECOPETROL SECURITY ID: 279158109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Safety Guidelines/Open Meeting | Management | None | None |
| 2 | Verify Quorum | Management | None | None |
| 3 | Opening by Chief Executive Officer | Management | None | None |
| 4 | Approve Meeting Agenda | Management | For | For |
| 5 | Appoint Chairman of the Meeting | Management | For | For |
| 6 | Appoint Committee in Charge of Scrutinizing Elections and Polling | Management | For | For |
| 7 | Appoint Committee to Approve Minutes of Meeting | Management | For | For |
| 8 | Elect Directors | Management | For | For |
| |
|---|
ECOPETROL S.A.
MEETING DATE: MAR 26, 2014 | TICKER: ECOPETROL SECURITY ID: 279158109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Safety Guidelines/Open Meeting | Management | None | None |
| 2 | Verify Quorum | Management | None | None |
| 3 | Opening by Chief Executive Officer | Management | None | None |
| 4 | Approve Meeting Agenda | Management | For | For |
| 5 | Appoint Chairman of the Meeting | Management | For | For |
| 6 | Appoint Committee in Charge of Scrutinizing Elections and Polling | Management | For | For |
| 7 | Appoint Committee to Approve Minutes of Meeting | Management | For | For |
| 8 | Present Board of Directors' Report Re: CEO's Evaluation and Corporate Governance Compliance Code | Management | None | None |
| 9 | Present Directors' and CEO's Reports | Management | None | None |
| 10 | Receive Report from Representative of Minority Shareholders | Management | None | None |
| 11 | Receive Consolidated and Individual Financial Statements | Management | None | None |
| 12 | Receive Auditor's Report | Management | None | None |
| 13 | Approve of Management's and External Auditor's Reports as well as Financial Statements | Management | For | For |
| 14 | Approve Dividends | Management | For | For |
| 15 | Appoint Auditors and Fix Their Remuneration | Management | For | For |
| 16 | Elect Directors (Bundled) | Management | For | For |
| 17 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
HYUNDAI MOTOR CO.
MEETING DATE: MAR 14, 2014 | TICKER: 005380 SECURITY ID: Y38472109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,950 per Share | Management | For | For |
| 2 | Reelect Jung Mong-Goo as Inside Director and Reelect Oh Se-Bin as Outside Director | Management | For | For |
| 3 | Reelect Oh Se-Bin as Member of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
ICICI BANK LIMITED
MEETING DATE: JUN 30, 2014 | TICKER: 532174 SECURITY ID: Y38575109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend on Preference Shares | Management | For | For |
| 3 | Approve Dividend of INR 23.00 Per Equity Share | Management | For | For |
| 4 | Reelect K. Ramkumar as Director | Management | For | For |
| 5 | Approve BSR & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Elect V.K. Sharma as Independent Non-Executive Director | Management | For | For |
| 8 | Approve Reappointment and Remuneration of R. Sabharwal as Executive Director | Management | For | For |
| 9 | Amend Articles of Association | Management | For | For |
| 10 | Approve Increase in Borrowing Powers | Management | For | For |
| 11 | Approve Issuance of Debt Securities | Management | For | For |
| |
|---|
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: APR 15, 2014 | TICKER: 01398 SECURITY ID: Y3990B112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Zhang Hongli as Director | Management | For | Against |
| 2 | Approve 2014 Fixed Assets Investment Budget | Management | For | For |
| |
|---|
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: JUN 06, 2014 | TICKER: 01398 SECURITY ID: Y3990B112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Work Report of the Board of Directors | Management | For | For |
| 2 | Accept Work Report of the Board of Supervisors | Management | For | For |
| 3 | Elect Zhao Lin as Shareholder Supervisor | Management | For | For |
| 4 | Accept 2013 Audited Accounts | Management | For | For |
| 5 | Approve 2013 Profit Distribution Plans | Management | For | For |
| 6 | Approve Proposal on Launching the Engagement of Accounting Firm for 2014 | Management | For | For |
| |
|---|
INFOSYS LTD.
MEETING DATE: JUN 14, 2014 | TICKER: 500209 SECURITY ID: Y4082C133
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Final Dividend of INR 43.00 Per Share and Confirm Interim Dividend of INR 20.00 Per Share | Management | For | Did Not Vote |
| 3 | Reelect B.G. Srinivas as Director | Management | None | None |
| 4 | Reelect S. Gopalakrishnan as Director | Management | For | Did Not Vote |
| 5 | Approve BSR & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
| 6 | Elect U.B.P. Rao as Director and Approve Appointment and Remuneration of U.B.P. Rao as Executive Director | Management | For | Did Not Vote |
| 7 | Elect K. Mazumdar-Shaw as Independent Non-Executive Director | Management | For | Did Not Vote |
| 8 | Elect C.M. Browner as Independent Non-Executive Director | Management | For | Did Not Vote |
| 9 | Elect R. Venkatesan as Independent Non-Executive Director | Management | For | Did Not Vote |
| 10 | Approve Sale, Transfer, and/or Disposal of the Products, Platforms and Solutions Business to Edgeverve Systems Ltd., a Wholly-Owned Subsidiary of the Company, for a Consideration of USD 80 Million | Management | For | Did Not Vote |
| 11 | Approve Vacancy on the Board Resulting from the Retirement of A.M. Fudge | Management | For | Did Not Vote |
| |
|---|
KOC HOLDING AS
MEETING DATE: APR 02, 2014 | TICKER: KCHOL SECURITY ID: M63751107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Elect Presiding Council of Meeting | Management | For | For |
| 2 | Accept Board Report | Management | For | For |
| 3 | Accept Audit Report | Management | For | For |
| 4 | Accept Financial Statements | Management | For | For |
| 5 | Approve Discharge of Board | Management | For | For |
| 6 | Approve Profit Distribution Policy | Management | For | For |
| 7 | Approve Allocation of Income | Management | For | For |
| 8 | Elect Directors | Management | For | For |
| 9 | Receive Information on Remuneration Policy | Management | None | None |
| 10 | Approve Director Remuneration | Management | For | Abstain |
| 11 | Ratify External Auditors | Management | For | For |
| 12 | Approve Upper Limit of Donations for 2014 | Management | For | Abstain |
| 13 | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | Management | None | None |
| 14 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | For |
| 15 | Wishes | Management | None | None |
| |
|---|
MAGNIT OAO
MEETING DATE: MAY 29, 2014 | TICKER: MGNT SECURITY ID: 55953Q202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report and Financial Statements | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of RUB 89.15 per Share | Management | For | Did Not Vote |
| 3.1 | Elect Andrey Aroutuniyan as Director | Management | None | Did Not Vote |
| 3.2 | Elect Sergey Galitskiy as Director | Management | None | Did Not Vote |
| 3.3 | Elect Alexander Zayonts as Director | Management | None | Did Not Vote |
| 3.4 | Elect Alexey Makhnev as Director | Management | None | Did Not Vote |
| 3.5 | Elect Khachatur Pombukhchan as Director | Management | None | Did Not Vote |
| 3.6 | Elect Alexey Pshenichnyy as Director | Management | None | Did Not Vote |
| 3.7 | Elect Aslan Shkhachemukov as Director | Management | None | Did Not Vote |
| 4.1 | Elect Roman Efimenko as Member of Audit Commission | Management | For | Did Not Vote |
| 4.2 | Elect Angela Udovichenko as Member of Audit Commission | Management | For | Did Not Vote |
| 4.3 | Elect Denis Fedotov as Member of Audit Commission | Management | For | Did Not Vote |
| 5 | Ratify Auditor to Audit Company's Accounts in Accordance with Russian Accounting Standards (RAS) | Management | For | Did Not Vote |
| 6 | Ratify Auditor to Audit Company's Accounts in Accordance with IFRS | Management | For | Did Not Vote |
| 7 | Elect Members of Counting Commission | Management | For | Did Not Vote |
| 8 | Approve New Edition of Charter | Management | For | Did Not Vote |
| 9 | Approve New Edition of Regulations on General Meetings | Management | For | Did Not Vote |
| 10.1 | Approve Large-Scale Related-Party Transaction Re: Loan Agreement with ZAO Tander | Management | For | Did Not Vote |
| 10.2 | Approve Large-Scale Related-Party Transaction Re: Guarantee Agreement with OAO Sberbank of Russia for Securing Obligations of ZAO Tander | Management | For | Did Not Vote |
| 10.3 | Approve Large-Scale Related-Party Transaction Re: Guarantee Agreement with OAO Alfa-Bank for Securing Obligations of ZAO Tander | Management | For | Did Not Vote |
| 10.4 | Approve Large-Scale Related-Party Transaction Re: Guarantee Agreement with OAO Bank Moskvy for Securing Obligations of ZAO Tander | Management | For | Did Not Vote |
| 11.1 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Rosbank for Securing Obligations of ZAO Tander | Management | For | Did Not Vote |
| 11.2 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Absolut Bank for Securing Obligations of ZAO Tander | Management | For | Did Not Vote |
| 11.3 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Absolut Bank for Securing Obligations of ZAO Tander | Management | For | Did Not Vote |
| 11.4 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Rossiysky Selskokhozyaystvennyy Bank for Securing Obligations of ZAO Tander | Management | For | Did Not Vote |
| 11.5 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Bank VTB for Securing Obligations of ZAO Tander | Management | For | Did Not Vote |
| |
|---|
MMC NORILSK NICKEL
MEETING DATE: DEC 20, 2013 | TICKER: GMKN SECURITY ID: 46626D108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Interim Dividends of RUB 220.70 per Share for First Nine Months of Fiscal 2013 | Management | For | For |
| 2.1 | Approve Related-Party Transaction with OJSC Kola MMC Re: Processing of Industrial Products | Management | For | Against |
| 2.2 | Approve Related-Party Transaction with OJSC Kola MMC Re: Security Services | Management | For | Against |
| 2.3 | Approve Related-Party Transaction with Norilskpromtransport LLC Re: Transportation and Construction Services, Remodeling and Technologic Assignments | Management | For | Against |
| 2.4 | Approve Related-Party Transaction with Norilskpromtransport LLC Re: Construction Services | Management | For | Against |
| 2.5 | Approve Related-Party Transaction with Norilskpromtransport LLC Re: Transfer of Ownership of Materials to MMC Norilsk Nickel | Management | For | Against |
| 2.6 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Mechanized Services | Management | For | Against |
| 2.7 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Servicing of Fixed Assets and Metrological Services | Management | For | Against |
| 2.8 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Drafting Project and Estimate Documentation | Management | For | Against |
| 2.9 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Services Related to Weighing Mine Cars | Management | For | Against |
| 2.10 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Repair Works at the Facilities of the Polar Division of MMC Norilsk Nickel | Management | For | Against |
| 2.11 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Transfer of Ownership of Materials to MMC Norilsk Nickel | Management | For | Against |
| 2.12 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Supply of Energy Resources | Management | For | Against |
| 2.13 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Cargo Handling and Goods Storage Services | Management | For | Against |
| 2.14 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Water Treatment and Transportation Services | Management | For | Against |
| 2.15 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Construction and Installation Works | Management | For | Against |
| 2.16 | Approve Related-Party Transaction with CJSC Taimyr Fuel Company Re: Mechanized Services | Management | For | Against |
| 2.17 | Approve Related-Party Transaction with CJSC Taimyr Fuel Company Re: Supply of Fuel Resources | Management | For | Against |
| 2.18 | Approve Related-Party Transaction with CJSC Taimyr Fuel Company Re: Lease of Equipment | Management | For | Against |
| 2.19 | Approve Related-Party Transaction with CJSC Taimyr Fuel Company Re: Information and Automation Systems Services | Management | For | Against |
| 2.20 | Approve Related-Party Transaction with CJSC Taimyr Fuel Company Re: Services on Tinting of Diesel Fuel | Management | For | Against |
| 2.21 | Approve Related-Party Transaction with CJSC Taimyr Fuel Company Re: Services on Laboratory Analyses of Waste Oil Products | Management | For | Against |
| 2.22 | Approve Related-Party Transaction with Polar Construction Company Re: Services Related to Operation of Fixed Assets | Management | For | Against |
| 2.23 | Approve Related-Party Transaction with Polar Construction Company Re: Shaft Sinking Services | Management | For | Against |
| 2.24 | Approve Related-Party Transaction with Polar Construction Company Re: Repair Works | Management | For | Against |
| 2.25 | Approve Related-Party Transaction with Polar Construction Company Re: Transfer of Ownership of Materials and Equipment to MMC Norilsk Nickel | Management | For | Against |
| 2.26 | Approve Related-Party Transaction with Polar Construction Company Re: Health and Safety Services | Management | For | Against |
| 2.27 | Approve Related-Party Transaction with Polar Construction Company Re: Transfer of Ownership of Buildings, Constructions and Equipment to MMC Norilsk Nickel | Management | For | Against |
| 2.28 | Approve Related-Party Transaction with Polar Construction Company Re: Commissioning Works at Facilities | Management | For | Against |
| 2.29 | Approve Related-Party Transaction with Polar Construction Company Re: Construction and Installation Works | Management | For | Against |
| 2.30 | Approve Related-Party Transaction withGipronickel Institute LLC Re: Prepare Land Plots Cadaster Catalogues | Management | For | Against |
| 2.31 | Approve Related-Party Transaction withGipronickel Institute LLC Re: Services Related to Drafting Project, Estimate and Technical Documentation | Management | For | Against |
| 2.32 | Approve Related-Party Transaction withGipronickel Institute LLC Re: Design Works at the Facility Komsomolsky Mine Management Office | Management | For | Against |
| 2.33 | Approve Related-Party Transaction with Gipronickel Institute LLC Re: Scientific and Technical Services | Management | For | Against |
| 2.34 | Approve Related-Party Transaction with Gipronickel Institute LLC Re: Accreditation, Certification and Control Services | Management | For | Against |
| 2.35 | Approve Related-Party Transaction with Gipronickel Institute LLC Re: Subscription Information and Library Services | Management | For | Against |
| 2.36 | Approve Related-Party Transaction with Gipronickel Institute LLC Re: Design, Exploration, Technology, Scientific Research and Feasibility Studies | Management | For | Against |
| 2.37 | Approve Related-Party Transaction with OJSC NTEK Re: Services Related to Operation of Fixed Assets | Management | For | Against |
| 2.38 | Approve Related-Party Transaction with OJSC NTEK Re: Transfer of Ownership of Materials to MMC Norilsk Nickel | Management | For | Against |
| 2.39 | Approve Related-Party Transaction with OJSC NTEK Re: Supply of Energy Resources | Management | For | Against |
| 2.40 | Approve Related-Party Transaction with OJSC NTEK Re: Cargo Handling and Goods Storage Services | Management | For | Against |
| 2.41 | Approve Related-Party Transaction with OJSC Norilskgazprom Re: Supply of Fuel Resources | Management | For | Against |
| 2.42 | Approve Related-Party Transaction with OJSC Taimyrgaz Re: Supply of Fuel Resources | Management | For | Against |
| 2.43 | Approve Related-Party Transaction with OJSC Arkhangelsk Commercial Sea Port Re: Transportation Services | Management | For | Against |
| 2.44 | Approve Related-Party Transaction with Norilskpromtransport LLC Re: Cargo Transportation, Mechanized Construction and Remodeling Works, Logistic Cargo Handling | Management | For | Against |
| 2.45 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Services Related to Adjusting and Repair of Measurement Instruments | Management | For | Against |
| 2.46 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Works Related to Repair of Mechanical and Power equipment | Management | For | Against |
| 2.47 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Transfer of Materials and Equipment to MMC Norilsk Nickel | Management | For | Against |
| 2.48 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Equipment Installation Services | Management | For | Against |
| 2.49 | Approve Related-Party Transaction with CJSC Taimyr Fuel Company Re: Supply of Fuel Resources; Refueling, Transportation and Dispensing of Fuels and Lubricants | Management | For | Against |
| 2.50 | Approve Related-Party Transaction with CJSC Taimyr Fuel Company Re: Information and Automation Systems Services | Management | For | Against |
| 2.51 | Approve Related-Party Transaction with Polar Construction Company Re: Transfer of Ownership of Materials to MMC Norilsk Nickel | Management | For | Against |
| 2.52 | Approve Related-Party Transaction with Polar Construction Company Re: Health and Safety Services | Management | For | Against |
| 2.53 | Approve Related-Party Transaction Re: Providing Goods Transportation and Mechanized Services to Norilsknickelremont LLC | Management | For | Against |
| 2.54 | Approve Related-Party Transaction Re: Transfer of Ownership of Goods to Norilsknickelremont LLC | Management | For | Against |
| 2.55 | Approve Related-Party Transaction Re: Provide Goods Transportation and Mechanized Services to CJSC Taimyr Fuel Company | Management | For | Against |
| 2.56 | Approve Related-Party Transaction Re: Provide Goods Transportation and Mechanized Services to Polar Construction Company | Management | For | Against |
| 2.57 | Approve Related-Party Transaction Re: Provide Goods Transportation and Mechanized Services to OJSC NTEK | Management | For | Against |
| 2.58 | Approve Related-Party Transaction Re: Lease of Property to OJSC NTEK | Management | For | Against |
| 2.59 | Approve Related-Party Transaction Re: Transfer of Ownership of Coal and Other Goods to OJSC Yenisey River Shipping Company | Management | For | Against |
| 2.60 | Approve Related-Party Transaction Re: Transfer of Ownership of Fixed Assets, Unfinished Construction Objects, Goods and Other Products to Norilskpromtransport LLC | Management | For | Against |
| 2.61 | Approve Related-Party Transaction Re: Providing Road Rransportation, Mechanized Services and Railway Transportation to Norilskpromtransport LLC | Management | For | Against |
| 2.62 | Approve Related-Party Transaction Re: Lease of Property to Norilskpromtransport LLC | Management | For | Against |
| 2.63 | Approve Related-Party Transaction Re: Transfer of Ownership of Fixed Assets, Unfinished Construction Objects, Goods and Other Products to Norilsknickelremont LLC | Management | For | Against |
| 2.64 | Approve Related-Party Transaction Re: Providing Road Rransportation, Mechanized Services and Railway Transportation to Norilsknickelremont LLC | Management | For | Against |
| 2.65 | Approve Related-Party Transaction Re: Lease of Property to Norilsknickelremont LLC | Management | For | Against |
| 2.66 | Approve Related-Party Transaction Re: Transfer of Ownership of Fixed Assets, Unfinished Construction Objects, Goods and Other Products to CJSC Taimyr Fuel Company | Management | For | Against |
| 2.67 | Approve Related-Party Transaction Re: Providing Road Rransportation, Mechanized Services and Railway Transportation to CJSC Taimyr Fuel Company | Management | For | Against |
| 2.68 | Approve Related-Party Transaction Re: Lease of Property to CJSC Taimyr Fuel Company | Management | For | Against |
| 2.69 | Approve Related-Party Transaction Re: Transfer of Ownership of Fixed Assets, Unfinished Construction Objects, Goods and Other Products to Polar Construction Company | Management | For | Against |
| 2.70 | Approve Related-Party Transaction Re: Providing Loading and Unloading of Materials, Fire Safety Services, and Transportation Services to Polar Construction Company | Management | For | Against |
| 2.71 | Approve Related-Party Transaction Re: Lease of Property to Polar Construction Company | Management | For | Against |
| 2.72 | Approve Related-Party Transaction Re: Transfer of Ownership of Equipment, Unfinished Construction Objects and Goods to Gipronickel Institute LLC | Management | For | Against |
| 2.73 | Approve Related-Party Transaction Re: Provide Services on Fire Safety Supervision to Gipronickel Institute LLC | Management | For | Against |
| 2.74 | Approve Related-Party Transaction Re: Lease of Property to Gipronickel Institute LLC | Management | For | Against |
| 2.75 | Approve Related-Party Transaction Re: Transfer of Ownership of Equipment and Unfinished Construction Objects OJSC NTEK | Management | For | Against |
| 2.76 | Approve Related-Party Transaction Re: Transportation and Weightbridge Services; Fire Safety Supervision and Road Maintenance Services to OJSC NTEK | Management | For | Against |
| 2.77 | Approve Related-Party Transaction Re: Transfer of Ownership of Goods to OJSC Norilskgazprom | Management | For | Against |
| 2.78 | Approve Related-Party Transaction Re: Providing Technical Railway Transportation Services to OJSC Norilskgazprom | Management | For | Against |
| 2.79 | Approve Related-Party Transaction Re: Transfer of Ownership of Goods and Other Products to OJSC Taimyrgaz | Management | For | Against |
| |
|---|
MMC NORILSK NICKEL
MEETING DATE: JUN 06, 2014 | TICKER: GMKN SECURITY ID: 46626D108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report | Management | For | Did Not Vote |
| 2 | Approve Financial Statements | Management | For | Did Not Vote |
| 3 | Approve Consolidated Financial Statements | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
| 5.1 | Elect Sergey Barbashev as Director | Management | None | Did Not Vote |
| 5.2 | Elect Alexey Bashkirov as Director | Management | None | Did Not Vote |
| 5.3 | Elect Sergey Bratukhin as Director | Management | None | Did Not Vote |
| 5.4 | Elect Andrey Bugrov as Director | Management | None | Did Not Vote |
| 5.5 | Elect Marianna Zakharova as Director | Management | None | Did Not Vote |
| 5.6 | Elect Egor Ivanov as Director | Management | None | Did Not Vote |
| 5.7 | Elect Stalbek Mishakov as Director | Management | None | Did Not Vote |
| 5.8 | Elect Ardavan Moshiri as Director | Management | None | Did Not Vote |
| 5.9 | Elect Garreth Penny as Director | Management | None | Did Not Vote |
| 5.10 | Elect Gerhard Prinsloo as Director | Management | None | Did Not Vote |
| 5.11 | Elect Sergei Skvorcov as Director | Management | None | Did Not Vote |
| 5.12 | Elect Maxim Sokov as Director | Management | None | Did Not Vote |
| 5.13 | Elect Vladislav Solovyev as Director | Management | None | Did Not Vote |
| 5.14 | Elect Robert Edwards as Director | Management | None | Did Not Vote |
| 6.1 | Elect Ekaterina Voziyanova as Member of Audit Commission | Management | For | Did Not Vote |
| 6.2 | Elect Anna Masalova as Member of Audit Commission | Management | For | Did Not Vote |
| 6.3 | Elect Georgiy Svanidze as Member of Audit Commission | Management | For | Did Not Vote |
| 6.4 | Elect Vladimir Shilkov as Member of Audit Commission | Management | For | Did Not Vote |
| 6.5 | Elect Elena Yanevich as Member of Audit Commission | Management | For | Did Not Vote |
| 7 | Ratify Auditor of Company's Financial Statements Prepared in Accordance with Russian Accounting Standards (RAS) | Management | For | Did Not Vote |
| 8 | Ratify Auditor of Company's Financial Statements Prepared in Accordance with International Financial Reporting Standards (IFRS) | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Members of Audit Commission | Management | For | Did Not Vote |
| 11 | Approve Related-Party Transactions Re: Indemnification Agreements with Directors and Executives | Management | For | Did Not Vote |
| 12 | Approve Related-Party Transaction Re: Liability Insurance for Directors and Executives | Management | For | Did Not Vote |
| 13 | Amend Charter | Management | For | Did Not Vote |
| 14 | Amend Regulations on General Meetings | Management | For | Did Not Vote |
| 15a1 | Approve Related-Party Transaction with OJSC Arkhangelsk Commercial Sea Port Re: Lease of Equipment | Management | For | Did Not Vote |
| 15a2 | Approve Related-Party Transaction with OJSC Arkhangelsk Commercial Sea Port Re: Supply of Heat Energy and/or Heat-Carriers | Management | For | Did Not Vote |
| 15a3 | Approve Related-Party Transaction with OJSC Arkhangelsk Commercial Sea Port Re: Lease of Equipment | Management | For | Did Not Vote |
| 15a4 | Approve Related-Party Transaction with CJSC Taymyr Fuel Company Re: Provision of Petroleum Products | Management | For | Did Not Vote |
| 15a5 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Supply of Materials Required for Maintenance of Machinery, and Hoisting Mechanisms | Management | For | Did Not Vote |
| 15a6 | Approve Related-Party Transaction with OJSC NTEK Re: Rendition of Sewage Network Maintenance, and Operation Services | Management | For | Did Not Vote |
| 15a7 | Approve Related-Party Transaction with Polar Construction Company LLC Re: Lease of Movable and Immovable Property for Production, and Operation Activities | Management | For | Did Not Vote |
| 15a8 | Approve Related-Party Transaction with Polar Construction Company LLC Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials | Management | For | Did Not Vote |
| 15a9 | Approve Related-Party Transaction with Gipronickel Institute LLC Re: Lease of Movable and Immovable Property for Production, and Operation Activities | Management | For | Did Not Vote |
| 15a10 | Approve Related-Party Transaction with Gipronickel Institute LLC Re: Transfer of Machinery, WIP Products, and Goods | Management | For | Did Not Vote |
| 15a11 | Approve Related-Party Transaction with OJSC Norilskgazprom Re: Land Plot Lease Agreement | Management | For | Did Not Vote |
| 15a12 | Approve Related-Party Transaction with OJSC Norilskgazprom Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials | Management | For | Did Not Vote |
| 15a13 | Approve Related-Party Transaction with Norilsk Industrial Transport LLC Re: Lease of Movable and Immovable Property for Production and Operation Activities | Management | For | Did Not Vote |
| 15a14 | Approve Related-Party Transaction with Norilsk Industrial Transport LLC Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials | Management | For | Did Not Vote |
| 15a15 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Lease of Movable and Immovable Property for Production and Operation Activities | Management | For | Did Not Vote |
| 15a16 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials | Management | For | Did Not Vote |
| 15a17 | Approve Related-Party Transaction with CJSC Taymyr Fuel Company Re: Lease of Movable and Immovable Property for Production and Operation Activities | Management | For | Did Not Vote |
| 15a18 | Approve Related-Party Transaction with CJSC Taymyr Fuel Company Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials | Management | For | Did Not Vote |
| 15a19 | Approve Related-Party Transaction with OJSC NTEK Re: Sale of Goods | Management | For | Did Not Vote |
| 15a20 | Approve Related-Party Transaction with OJSC Taimyrgas Re: Transfer of Inventories, Other Products, and Materials | Management | For | Did Not Vote |
| 15a21 | Approve Related-Party Transaction with OJSC Yenisey River Shipping Company Re: Transfer of Coal | Management | For | Did Not Vote |
| 15a22 | Approve Related-Party Transaction with OJSC Norilskgazprom Re: Placement of Industrial Wastes | Management | For | Did Not Vote |
| 15a23 | Approve Related-Party Transaction with Polar Construction Company LLC Re: Agency Services for Organization of Training Employees | Management | For | Did Not Vote |
| 15a24 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Agency Services for Organization of Training Employees | Management | For | Did Not Vote |
| 15a25 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Organization of Storage and Destruction of Documents, Making Copies, Submission of Information Requested in Course of Inspection | Management | For | Did Not Vote |
| 15a26 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: Design Work on Projects | Management | For | Did Not Vote |
| 15a27 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: Geodetic Survey Works | Management | For | Did Not Vote |
| 15a28 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: Quantitative Chemical Assay of Samples of Raw Materials and Process Cycle Products for Quality Control | Management | For | Did Not Vote |
| 15a29 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: External Quality Control of Results of Quantitative Chemical Assay | Management | For | Did Not Vote |
| 15a30 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: R&D Services | Management | For | Did Not Vote |
| 15a31 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: Design Works, Development of Working and Non-Standard Equipment Design Documentation for Production Units | Management | For | Did Not Vote |
| 15a32 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: R&D Works for Production Units | Management | For | Did Not Vote |
| 15a33 | Approve Related-Party Transaction with Gipronikel Institut LLC : Feasibility Study for Nadezhda Metallurgical Plant and for Production Association of Concentrators | Management | For | Did Not Vote |
| 15a34 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: R&D Works for NMP Facilities and Nickel Plant Shutdown | Management | For | Did Not Vote |
| 15a35 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: Unforeseen Design and Survey Works | Management | For | Did Not Vote |
| 15a36 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: Development and Approval of Design Documents for Non-Standard Equipment, Approval of Estimates for Start-Up Operations | Management | For | Did Not Vote |
| 15a37 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: Cadastral Works | Management | For | Did Not Vote |
| 15a38 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: Design Works | Management | For | Did Not Vote |
| 15a39 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: Design Works | Management | For | Did Not Vote |
| 15a40 | Approve Related-Party Transaction with Gipronikel Institut LLC Re: R&D Works, Approval of Budgeting Documentation and Engineering Documentation for Non-Standardized Equipment, Engineering Documentation Development | Management | For | Did Not Vote |
| 15a41 | Approve Related-Party Transaction with Polar Construction Company LLC Re: Execution of Civil, Assembly and Specialized Works | Management | For | Did Not Vote |
| 15a42 | Approve Related-Party Transaction with Polar Construction Company LLC Re: Preassembly Equipment Audit Works | Management | For | Did Not Vote |
| 15a43 | Approve Related-Party Transaction with Norilsknickelremont LLC Re: Preassembly Equipment Audit Works | Management | For | Did Not Vote |
| 15a44 | Approve Related-Party Transaction Norilsknickelremont LLC Re: Transfer of Goods | Management | For | Did Not Vote |
| 15a45 | Approve Related-Party Transaction with Polar Contraction Company LLC Re: Lease of Movable Property | Management | For | Did Not Vote |
| 15a46 | Approve Related-Party Transaction with CJSC Taimyr Fuel Company Re: Lease of Movable Property | Management | For | Did Not Vote |
| 15b1 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Opening Accounts and Debiting of Monetary Funds | Management | For | Did Not Vote |
| 15b2 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Maintenance of Security Deposit on Accounts | Management | For | Did Not Vote |
| 15b3 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Services of Systems of Information Electronic Transfer and Electronic Payment Systems | Management | For | Did Not Vote |
| 15b4 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Agreements on Procedures and Terms of Interest Rate Charging | Management | For | Did Not Vote |
| 15b5 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Agreements on Procedures of Issuance and Maintenance of International Bank Cards for Employees | Management | For | Did Not Vote |
| 15b6 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Services on Management of Financial Flows of MMC Norilsk Nickel and Its Subsidiaries | Management | For | Did Not Vote |
| 15b7 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Opening of Letters of Credit | Management | For | Did Not Vote |
| 15b8 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Contracts on Placing Deposits | Management | For | Did Not Vote |
| 15b9 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Guarantee Agreements | Management | For | Did Not Vote |
| 15b10 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Agreements on Loan Funds in Form of Credits, Credit Lines, and Overdrafts | Management | For | Did Not Vote |
| 15b11 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Agreements on Promissory Notes | Management | For | Did Not Vote |
| 15b12 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Sale and Purchase of Foreign Currency | Management | For | Did Not Vote |
| 15b13 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Agreements on Derivative Financial Instruments | Management | For | Did Not Vote |
| 15b14 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Sale and Purchase of Precious Metals | Management | For | Did Not Vote |
| 15b15 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Joint Implementation of Corporate Social Programs | Management | For | Did Not Vote |
| 15b16 | Approve Related-Party Transactions with OJSC Sberbank of Russia Re: Sale and Purchase of Securities | Management | For | Did Not Vote |
| 15c | Approve Related-Party Transactions with OJSC Sberbank of Russia, and/or SIB (Cyprus) Ltd., and/or Sberbank CIB (UK) Ltd., and/or Sberbank (Switzerland) AG Re: Guarantee Agreements to Secure Fulfillment of Obligations of Subsidiaries | Management | For | Did Not Vote |
| |
|---|
PETROLEO BRASILEIRO SA-PETROBRAS
MEETING DATE: DEC 16, 2013 | TICKER: PETR4 SECURITY ID: 71654V408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Absorption of Refinaria Abreu e Lima S.A. (RNEST) | Management | For | For |
| 2 | Approve Absorption of Companhia de Recuperacao Secundaria (CRSec) | Management | For | For |
| 3 | Approve Partial Spin-Off of Petrobras International Finance Company S.A. (PIIFCO) | Management | For | For |
| |
|---|
PETROLEO BRASILEIRO SA-PETROBRAS
MEETING DATE: APR 02, 2014 | TICKER: PETR4 SECURITY ID: 71654V408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
| 2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4.a | Elect Directors Appointed by Controlling Shareholder | Management | For | For |
| 4.b | Elect Mauro Gentile Rodrigues da Cunha as Director Appointed by Minority Ordinary Shareholders | Shareholder | None | For |
| 5 | Elect Board Chairman | Management | For | For |
| 6.a | Elect Fiscal Council Members Appointed by Controlling Shareholder | Management | For | For |
| 6.b | Elect Reginaldo Ferreira Alexandre and Mario Cordeiro Filho (Alternate) as Fiscal Council Members Appointed by Minority Ordinary Shareholders | Shareholder | None | For |
| 1 | Approve Remuneration of Company's Management | Management | For | Abstain |
| 2 | Authorize Capitalization of Reserves | Management | For | For |
| 3 | Approve Absorption of Termoacu S.A. (Termoacu) | Management | For | For |
| 4 | Approve Absorption of Termoceara Ltda (Termoceara) | Management | For | For |
| 5 | Approve Absorption of Companhia Locadora de Equipamentos Petroliferos (CLEP) | Management | For | For |
| |
|---|
RELIANCE INDUSTRIES LTD.
MEETING DATE: JUN 18, 2014 | TICKER: 500325 SECURITY ID: Y72596102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Audited Financial Statements and Directors' and Auditors' Report | Management | For | For |
| 1.2 | Accept Consolidated Financial Statement | Management | For | For |
| 2 | Approve Final Dividend of INR 9.50 Per Share | Management | For | For |
| 3 | Reelect N.R. Meswani as Director | Management | For | For |
| 4 | Approve Chaturvedi & Shah, Deloitte Haskins & Sells LLP, and Rajendra & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect N.M. Ambani as Director | Management | For | For |
| 6 | Elect A. Zainulbhai as Independent Director | Management | For | For |
| 7 | Elect Y.P. Trivedi as Independent Director | Management | For | For |
| 8 | Elect A. Misra as Independent Director | Management | For | For |
| 9 | Approve Reappointment and Remuneration of M.D. Ambani as Managing Director | Management | For | For |
| 10 | Approve Reappointment and Remuneration of P.M.S. Prasad as Executive Director | Management | For | For |
| 11 | Approve Commission Remuneration for Non-Executive Directors | Management | For | For |
| 12 | Approve Remuneration of Executive Directors | Management | For | For |
| 13 | Approve Remuneration of Cost Auditors | Management | For | For |
| 14 | Authorize Issuance of Non-Convertible Debentures | Management | For | For |
| 15 | Adopt New Articles of Association | Management | For | For |
| |
|---|
SBERBANK OF RUSSIA
MEETING DATE: JUN 06, 2014 | TICKER: SBER SECURITY ID: 80585Y308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report | Management | For | Did Not Vote |
| 2 | Approve Financial Statements | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
| 4 | Ratify Auditor | Management | For | Did Not Vote |
| 5.1 | Elect Martin Gilman Grant as Director | Management | None | Did Not Vote |
| 5.2 | Elect Valery Goreglyad as Director | Management | None | Did Not Vote |
| 5.3 | Elect German Gref as Director | Management | None | Did Not Vote |
| 5.4 | Elect Yevsey Gurvich as Director | Management | None | Did Not Vote |
| 5.5 | Elect Bella Zlatkis as Director | Management | None | Did Not Vote |
| 5.6 | Elect Nadezhda Ivanova as Director | Management | None | Did Not Vote |
| 5.7 | Elect Sergey Ignatyev as Director | Management | None | Did Not Vote |
| 5.8 | Elect Peter Kralich as Director | Management | None | Did Not Vote |
| 5.9 | Elect Alexei Kudrin as Director | Management | None | Did Not Vote |
| 5.10 | Elect Georgy Luntovsky as Director | Management | None | Did Not Vote |
| 5.11 | Elect Vladimir Mau as Director | Management | None | Did Not Vote |
| 5.12 | Elect Gennady Melikyan as Director | Management | None | Did Not Vote |
| 5.13 | Elect Leif Pagrotski as Director | Management | None | Did Not Vote |
| 5.14 | Elect Alessandro Profumo as Director | Management | None | Did Not Vote |
| 5.15 | Elect Sergey Sinelnikov-Murylev as Director | Management | None | Did Not Vote |
| 5.16 | Elect Dmitriy Tulin as Member as Director | Management | None | Did Not Vote |
| 5.17 | Elect Nadia Wells as Member as Director | Management | None | Did Not Vote |
| 5.18 | Elect Sergey Shvetsov as Director | Management | None | Did Not Vote |
| 6.1 | Elect Natalya Borodina as Member of Audit Commission | Management | For | Did Not Vote |
| 6.2 | Elect Vladimir Volkov as Member of Audit Commission | Management | For | Did Not Vote |
| 6.3 | Elect Tatiyana Domanskaya as Member of Audit Commission | Management | For | Did Not Vote |
| 6.4 | Elect Yuliya Isakhanova as Member of Audit Commission | Management | For | Did Not Vote |
| 6.5 | Elect Aleksey Minenko as Member of Audit Commission | Management | For | Did Not Vote |
| 6.6 | Elect Olga Polyakova as Member of Audit Commission | Management | For | Did Not Vote |
| 6.7 | Elect Natalia Revina as Member of Audit Commission | Management | For | Did Not Vote |
| 7 | Approve New Edition of Charter | Management | For | Did Not Vote |
| 8 | Approve New Edition of Regulations on General Meetings | Management | For | Did Not Vote |
| 9 | Approve New Edition of Regulations on Board of Directors | Management | For | Did Not Vote |
| 10 | Approve New Edition of Regulations on Audit Commission | Management | For | Did Not Vote |
| 11 | Approve New Edition of Regulations on Management | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Members of Audit Commission | Management | For | Did Not Vote |
| |
|---|
SOUTHERN COPPER CORPORATION
MEETING DATE: APR 29, 2014 | TICKER: SCCO SECURITY ID: 84265V105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director German Larrea Mota-Velasco | Management | For | For |
| 1.2 | Elect Director Oscar Gonzalez Rocha | Management | For | For |
| 1.3 | Elect Director Emilio Carrillo Gamboa | Management | For | For |
| 1.4 | Elect Director Alfredo Casar Perez | Management | For | For |
| 1.5 | Elect Director Luis Castelazo Morales | Management | For | For |
| 1.6 | Elect Director Enrique Castillo Sanchez Mejorada | Management | For | For |
| 1.7 | Elect Director Xavier Garcia de Quevedo Topete | Management | For | For |
| 1.8 | Elect Director Daniel Muniz Quintanilla | Management | For | For |
| 1.9 | Elect Director Luis Miguel Palomino Bonilla | Management | For | For |
| 1.10 | Elect Director Gilberto Perezalonso Cifuentes | Management | For | For |
| 1.11 | Elect Director Juan Rebolledo Gout | Management | For | For |
| 1.12 | Elect Director Carlos Ruiz Sacristan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
URALKALI OAO
MEETING DATE: JUN 09, 2014 | TICKER: URKA SECURITY ID: 91688E206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Meeting Procedures | Management | For | Did Not Vote |
| 2 | Approve Annual Report | Management | For | Did Not Vote |
| 3 | Approve Financial Statements | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of RUB 1.63 per Share | Management | For | Did Not Vote |
| 5.1 | Elect Natalia Zhuravleva as Member of Audit Commission | Management | For | Did Not Vote |
| 5.2 | Elect Andrey Kononov as Member of Audit Commission | Management | For | Did Not Vote |
| 5.3 | Elect Maria Kuzmina as Member of Audit Commission | Management | For | Did Not Vote |
| 5.4 | Elect Maria Risuhina as Member of Audit Commission | Management | For | Did Not Vote |
| 5.5 | Elect Irina Sharandina as Member of Audit Commission | Management | For | Did Not Vote |
| 6 | Approve New Edition of Charter | Management | For | Did Not Vote |
| 7 | Approve New Edition of Regulations on Board of Directors | Management | For | Did Not Vote |
| 8 | Approve New Edition on Regulations on Remuneration of Directors | Management | For | Did Not Vote |
| 9 | Determine Cost of Indemnification Agreements with Directors | Management | For | Did Not Vote |
| 10 | Approve Related-Party Transactions Re: Indemnification Agreements with Directors | Management | For | Did Not Vote |
| 11.1 | Approve Related-Party Transactions with OAO Ural Scientific and Research Project Institute of Halurgy Re: Service Agreements | Management | For | Did Not Vote |
| 11.2 | Approve Related-Party Transactions with ZAO VNII Galurgii Re: Service Agreements | Management | For | Did Not Vote |
| 11.3 | Approve Related-Party Transactions with Security Agency Sheriff-Berezniki Re: Service Agreements | Management | For | Did Not Vote |
| 11.4 | Approve Related-Party Transactions with OAO Ural Scientific and Research Project Institute of Halurgy Re: Lease Agreements | Management | For | Did Not Vote |
| 11.5 | Approve Related-Party Transactions with OAO Kopeisk Machine-Building Plant Re: Lease Agreements | Management | For | Did Not Vote |
| 11.6 | Approve Related-Party Transactions with OOO Silvinit-Transport Re: Lease Agreements | Management | For | Did Not Vote |
| 11.7 | Approve Related-Party Transactions with Security Agency Sheriff-Berezniki Re: Lease Agreements | Management | For | Did Not Vote |
| 11.8 | Approve Related-Party Transactions with OAO Ural Scientific and Research Project Institute of Halurgy Re: Lease Agreements | Management | For | Did Not Vote |
| 11.9 | Approve Related-Party Transactions with Uralchem Re: Sale/Purchase and Supply Contracts | Management | For | Did Not Vote |
| 11.10 | Approve Related-Party Transactions with Kirovo-Chepetzkii Chemical Plant Re: Sale/Purchase and Supply Contracts | Management | For | Did Not Vote |
| 11.11 | Approve Related-Party Transactions with OAO Voskresenskie Mineralniye Udobrenija Re: Sale/Purchase and Supply Contracts | Management | For | Did Not Vote |
| 11.12 | Approve Related-Party Transactions with VSMPO-AVISMA Corp. Re: Sale/Purchase and Supply Contracts | Management | For | Did Not Vote |
| 11.13 | Approve Related-Party Transactions with OAO Kopeisk Machine-Building Plant Re: Sale/Purchase and Supply Contracts | Management | For | Did Not Vote |
| 11.14 | Approve Related-Party Transactions Re: Capital Contributions to Subsidiaries | Management | For | Did Not Vote |
| 12.1 | Elect Dmitry Konyaev as Director | Management | None | Did Not Vote |
| 12.2 | Elect Dmitry Mazepin as Director | Management | None | Did Not Vote |
| 12.3 | Elect Robert John Margetts as Director | Management | None | Did Not Vote |
| 12.4 | Elect Dmitry Osipov as Director | Management | None | Did Not Vote |
| 12.5 | Elect Paul James Ostling as Director | Management | None | Did Not Vote |
| 12.6 | Elect Dmitry Razumov as Director | Management | None | Did Not Vote |
| 12.7 | Elect Valery Senko as Director | Management | None | Did Not Vote |
| 12.8 | Elect Mikhail Sosnovsky as Director | Management | None | Did Not Vote |
| 12.9 | Elect Gordon Holden Sage as Director | Management | None | Did Not Vote |
| 12.10 | Elect Dmitry Tatyanin as Director | Management | None | Did Not Vote |
| 12.11 | Elect Sergey Chemezov as Director | Management | None | Did Not Vote |
| 12.12 | Elect Christophe Charlier as Director | Management | None | Did Not Vote |
| 12.13 | Elect Chen Jian as Director | Management | None | Did Not Vote |
| 13 | Ratify IFRS Auditor | Management | For | Did Not Vote |
| 14 | Approve Auditor for Company's IFRS Consolidated Financial Statements | Management | For | Did Not Vote |
| 15 | Ratify RAS Auditor | Management | For | Did Not Vote |
| 16 | Determine Cost of Liability Insurance for Directors and Officers | Management | For | Did Not Vote |
| 17 | Approve Related-Party Transactions Re: Liability Insurance for Directors and Officers | Management | For | Did Not Vote |
VOTE SUMMARY REPORT
FIDELITY SERIES FLOATING RATE HIGH INCOME FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
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FAIRPOINT COMMUNICATIONS, INC.
MEETING DATE: MAY 12, 2014 | TICKER: FRP SECURITY ID: 305560302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter D. Aquino | Management | For | For |
| 1.2 | Elect Director Dennis J. Austin | Management | For | For |
| 1.3 | Elect Director Peter C. Gingold | Management | For | For |
| 1.4 | Elect Director Edward D. Horowitz | Management | For | For |
| 1.5 | Elect Director Michael J. Mahoney | Management | For | For |
| 1.6 | Elect Director Michael K. Robinson | Management | For | For |
| 1.7 | Elect Director Paul H. Sunu | Management | For | For |
| 1.8 | Elect Director David L. Treadwell | Management | For | For |
| 1.9 | Elect Director Wayne Wilson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
LYONDELLBASELL INDUSTRIES NV
MEETING DATE: APR 16, 2014 | TICKER: LYB SECURITY ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jagjeet S. Bindra to Supervisory Board | Management | For | For |
| 1b | Elect Milton Carroll to Supervisory Board | Management | For | For |
| 1c | Elect Claire S. Farley to Supervisory Board | Management | For | For |
| 1d | Elect Rudy van der Meer to Supervisory Board | Management | For | For |
| 1e | Elect Isabella D. Goren to Supervisory Board | Management | For | For |
| 1f | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
| 2a | Elect Karyn F. Ovelmen to Management Board | Management | For | For |
| 2b | Elect Craig B. Glidden to Management Board | Management | For | For |
| 2c | Elect Bhavesh V. Patel to Management Board | Management | For | For |
| 2d | Elect Patrick D. Quarles to Management Board | Management | For | For |
| 2e | Elect Timothy D. Roberts to Management Board | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Approve Dividends of USD 2.20 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY SERIES HIGH INCOME FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
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CHESAPEAKE ENERGY CORPORATION
MEETING DATE: JUN 13, 2014 | TICKER: CHK SECURITY ID: 165167107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Vincent J. Intrieri | Management | For | For |
| 1b | Elect Director Robert D. (Doug) Lawler | Management | For | For |
| 1c | Elect Director John J. (Jack) Lipinski | Management | For | For |
| 1d | Elect Director Frederic M. Poses | Management | For | For |
| 1e | Elect Director Archie W. Dunham | Management | For | For |
| 1f | Elect Director R. Brad Martin | Management | For | For |
| 1g | Elect Director Louis A. Raspino | Management | For | For |
| 1h | Elect Director Merrill A. (Pete) Miller, Jr. | Management | For | For |
| 1i | Elect Director Thomas L. Ryan | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Approve Increase in Size of Board | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | Against |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | Against |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
CIT GROUP INC.
MEETING DATE: MAY 13, 2014 | TICKER: CIT SECURITY ID: 125581801
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John A. Thain | Management | For | For |
| 1b | Elect Director Ellen R. Alemany | Management | For | For |
| 1c | Elect Director Michael J. Embler | Management | For | For |
| 1d | Elect Director William M. Freeman | Management | For | For |
| 1e | Elect Director David M. Moffett | Management | For | For |
| 1f | Elect Director R. Brad Oates | Management | For | For |
| 1g | Elect Director Marianne Miller Parrs | Management | For | For |
| 1h | Elect Director Gerald Rosenfeld | Management | For | For |
| 1i | Elect Director John R. Ryan | Management | For | For |
| 1j | Elect Director Sheila A. Stamps | Management | For | For |
| 1k | Elect Director Seymour Sternberg | Management | For | For |
| 1l | Elect Director Peter J. Tobin | Management | For | For |
| 1m | Elect Director Laura S. Unger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DELPHI AUTOMOTIVE PLC
MEETING DATE: APR 03, 2014 | TICKER: DLPH SECURITY ID: G27823106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Gary L. Cowger as a Director | Management | For | For |
| 1.2 | Elect Nicholas M. Donofrio as a Director | Management | For | For |
| 1.3 | Elect Mark P. Frissora as a Director | Management | For | For |
| 1.4 | Elect Rajiv L. Gupta as a Director | Management | For | For |
| 1.5 | Elect John A. Krol as a Director | Management | For | For |
| 1.6 | Elect J. Randall MacDonald as a Director | Management | For | For |
| 1.7 | Elect Sean O. Mahoney as a Director | Management | For | For |
| 1.8 | Elect Rodney O'Neal as a Director | Management | For | For |
| 1.9 | Elect Thomas W. Sidlik as a Director | Management | For | For |
| 1.10 | Elect Bernd Wiedemann as a Director | Management | For | For |
| 1.11 | Elect Lawrence A. Zimmerman as a Director | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
GENERAL MOTORS COMPANY
MEETING DATE: JUN 10, 2014 | TICKER: GM SECURITY ID: 37045V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joseph J. Ashton | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1d | Elect Director Stephen J. Girsky | Management | For | For |
| 1e | Elect Director E. Neville Isdell | Management | For | For |
| 1f | Elect Director Kathryn V. Marinello | Management | For | For |
| 1g | Elect Director Michael G. Mullen | Management | For | For |
| 1h | Elect Director James J. Mulva | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Thomas M. Schoewe | Management | For | For |
| 1k | Elect Director Theodore M. Solso | Management | For | For |
| 1l | Elect Director Carol M. Stephenson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
NAVIOS MARITIME HOLDINGS INC.
MEETING DATE: DEC 04, 2013 | TICKER: NM SECURITY ID: Y62196103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Spyridon Magoulas as Director | Management | For | For |
| 1.2 | Elect Ted C. Petrone as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| |
|---|
NORTEK, INC.
MEETING DATE: MAY 01, 2014 | TICKER: NTK SECURITY ID: 656559309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey C. Bloomberg | Management | For | For |
| 1.2 | Elect Director James B. Hirshorn | Management | For | For |
| 1.3 | Elect Director Chris A. McWilton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY SHORT DURATION HIGH INCOME FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I
Fidelity Advisor Series VIII
Fidelity Beacon Street Trust
Fidelity Capital Trust
Fidelity Central Investment Portfolios LLC
Fidelity Commonwealth Trust
Fidelity Concord Street Trust
Fidelity Congress Street Fund
Fidelity Contrafund
Fidelity Destiny Portfolios
Fidelity Devonshire Trust
Fidelity Exchange Fund
Fidelity Financial Trust | Fidelity Hanover Street Trust
Fidelity Hastings Street Trust
Fidelity Investment Trust
Fidelity Magellan Fund
Fidelity Mt. Vernon Street Trust
Fidelity Puritan Trust
Fidelity Securities Fund
Fidelity Summer Street Trust
Fidelity Trend Fund
Variable Insurance Products Fund
Variable Insurance Products Fund II
Variable Insurance Products Fund III |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Vito Arno my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2014.
WITNESS my hand on this 1st day of June 2014.
/s/Kenneth B. Robins
Kenneth B. Robins
Treasurer
