Municipal Bonds - 96.4% |
| | Principal Amount (a) | Value ($) |
Connecticut - 95.7% | | | |
Bridgeport Gen. Oblig.: | | | |
Series 2016 D: | | | |
5% 8/15/31 (Assured Guaranty Muni. Corp. Insured) | | 1,000,000 | 1,080,431 |
5% 8/15/32 (Assured Guaranty Muni. Corp. Insured) | | 3,090,000 | 3,330,258 |
Series 2019 A: | | | |
5% 2/1/32 (Build America Mutual Assurance Insured) | | 1,000,000 | 1,118,572 |
5% 2/1/37 (Build America Mutual Assurance Insured) | | 1,000,000 | 1,094,577 |
5% 2/1/39 (Build America Mutual Assurance Insured) | | 1,000,000 | 1,088,725 |
5% 2/1/49 (Build America Mutual Assurance Insured) | | 1,285,000 | 1,380,124 |
Series 2021 A: | | | |
4% 8/1/38 | | 800,000 | 789,944 |
4% 8/1/41 | | 1,050,000 | 972,029 |
4% 8/1/46 | | 375,000 | 337,431 |
4% 8/1/51 | | 575,000 | 507,583 |
5% 8/1/35 | | 450,000 | 501,898 |
Connecticut Arpt. Auth. Customer Facility Charge Rev. (Ground Trans. Ctr. Proj.) Series 2019 A: | | | |
4% 7/1/49 (b) | | 2,000,000 | 1,697,663 |
5% 7/1/49 (b) | | 2,925,000 | 2,936,111 |
Connecticut Gen. Oblig.: | | | |
Series 2013 A: | | | |
5% 3/1/27 | | 5,480,000 | 5,546,162 |
5% 10/15/27 | | 1,000,000 | 1,026,931 |
Series 2014 G, 5% 11/15/28 | | 7,000,000 | 7,357,662 |
Series 2015 B: | | | |
5% 6/15/27 | | 4,825,000 | 5,140,284 |
5% 6/15/30 | | 1,290,000 | 1,371,432 |
Series 2015 F, 5% 11/15/31 | | 4,000,000 | 4,283,828 |
Series 2018 A: | | | |
5% 4/15/30 | | 2,500,000 | 2,793,530 |
5% 4/15/38 | | 1,700,000 | 1,851,471 |
Series 2018 C, 5% 6/15/31 | | 725,000 | 808,409 |
Series 2019 A: | | | |
4% 4/15/37 | | 1,825,000 | 1,830,426 |
5% 4/15/25 | | 1,140,000 | 1,210,810 |
5% 4/15/35 | | 2,000,000 | 2,212,846 |
5% 4/15/36 | | 2,300,000 | 2,534,121 |
5% 4/15/39 | | 2,450,000 | 2,673,567 |
Series 2020 A: | | | |
3% 1/15/39 | | 5,000,000 | 4,330,758 |
4% 1/15/33 | | 300,000 | 312,025 |
4% 1/15/38 | | 4,000,000 | 4,001,842 |
Series 2021 A: | | | |
3% 1/15/35 | | 1,850,000 | 1,702,205 |
3% 1/15/36 | | 9,130,000 | 8,258,784 |
3% 1/15/37 | | 2,875,000 | 2,562,030 |
Series 2021 B: | | | |
3% 6/1/39 | | 1,400,000 | 1,193,781 |
5% 6/1/41 | | 1,000,000 | 1,099,907 |
Series 2022 A, 4% 1/15/34 | | 400,000 | 413,371 |
Series 2022 B, 2% 1/15/38 | | 320,000 | 229,595 |
Connecticut Health & Edl. Facilities Auth. Rev.: | | | |
(Fairfield Univ.): | | | |
Series 2017 R: | | | |
5% 7/1/31 | | 1,825,000 | 1,973,982 |
5% 7/1/32 | | 1,000,000 | 1,076,919 |
Series 2017, 5% 7/1/30 | | 2,400,000 | 2,606,736 |
(Sacred Heart Univ., CT. Proj.) Series 2017 I-1: | | | |
5% 7/1/27 | | 80,000 | 87,088 |
5% 7/1/28 | | 1,150,000 | 1,249,648 |
5% 7/1/29 | | 350,000 | 379,366 |
5% 7/1/30 | | 1,100,000 | 1,188,594 |
5% 7/1/31 | | 1,300,000 | 1,396,475 |
5% 7/1/32 | | 1,050,000 | 1,124,460 |
5% 7/1/33 | | 700,000 | 747,224 |
5% 7/1/34 | | 750,000 | 796,550 |
5% 7/1/42 | | 2,000,000 | 2,083,179 |
Series 2013 N: | | | |
5% 7/1/24 | | 400,000 | 409,426 |
5% 7/1/25 | | 300,000 | 306,266 |
Series 2014 E: | | | |
5% 7/1/28 | | 3,260,000 | 3,398,516 |
5% 7/1/29 | | 3,840,000 | 3,996,941 |
Series 2015 L, 5% 7/1/29 | | 1,500,000 | 1,584,754 |
Series 2016 K, 4% 7/1/46 | | 7,000,000 | 6,109,872 |
Series 2018 K3, 5% 7/1/38 | | 985,000 | 987,321 |
Series 2019 A: | | | |
5% 7/1/26 | | 310,000 | 327,726 |
5% 7/1/29 | | 1,290,000 | 1,401,312 |
5% 7/1/49 (c) | | 6,000,000 | 5,048,341 |
Series 2020 A, 4% 7/1/40 | | 1,250,000 | 1,192,941 |
Series 2020 C, 4% 7/1/45 | | 1,800,000 | 1,675,052 |
Series 2020 K, 5% 7/1/39 | | 2,830,000 | 3,017,358 |
Series 2021 G, 4% 3/1/51 | | 3,000,000 | 2,830,512 |
Series 2021 L, 3% 7/1/41 | | 1,340,000 | 1,087,760 |
Series 2022 M: | | | |
4% 7/1/36 | | 250,000 | 244,965 |
4% 7/1/37 | | 260,000 | 253,208 |
4% 7/1/39 | | 2,600,000 | 2,399,560 |
4% 7/1/40 | | 3,300,000 | 3,018,953 |
4% 7/1/41 | | 1,195,000 | 1,125,998 |
4% 7/1/42 | | 1,750,000 | 1,571,625 |
Series E: | | | |
5% 7/1/28 | | 1,250,000 | 1,294,022 |
5% 7/1/42 | | 3,000,000 | 3,059,605 |
Series F, 5% 7/1/45 | | 4,890,000 | 5,019,537 |
Series G: | | | |
5% 7/1/29 (c) | | 1,055,000 | 1,141,381 |
5% 7/1/30 (c) | | 275,000 | 290,491 |
5% 7/1/34 (c) | | 695,000 | 717,344 |
5% 7/1/39 (c) | | 2,600,000 | 2,653,206 |
5% 7/1/50 (c) | | 1,000,000 | 1,000,311 |
Series K1: | | | |
5% 7/1/24 | | 600,000 | 611,318 |
5% 7/1/25 | | 1,240,000 | 1,268,962 |
5% 7/1/27 | | 250,000 | 258,822 |
Series K3, 5% 7/1/48 | | 3,695,000 | 3,573,642 |
Series L: | | | |
5% 7/1/26 | | 1,000,000 | 1,055,958 |
5% 7/1/27 | | 2,000,000 | 2,111,355 |
Series L1: | | | |
4% 7/1/24 | | 650,000 | 656,622 |
4% 7/1/25 | | 600,000 | 608,072 |
4% 7/1/26 | | 700,000 | 710,304 |
4% 7/1/27 | | 700,000 | 709,670 |
Series N: | | | |
4% 7/1/39 | | 1,850,000 | 1,588,744 |
5% 7/1/23 | | 415,000 | 418,266 |
5% 7/1/24 | | 375,000 | 380,681 |
5% 7/1/25 | | 340,000 | 347,303 |
5% 7/1/27 | | 430,000 | 443,844 |
5% 7/1/31 | | 500,000 | 511,185 |
5% 7/1/32 | | 550,000 | 559,033 |
5% 7/1/33 | | 720,000 | 728,257 |
5% 7/1/34 | | 675,000 | 679,301 |
Series R: | | | |
5% 6/1/37 | | 1,000,000 | 1,075,746 |
5% 6/1/38 | | 1,045,000 | 1,121,045 |
5% 6/1/39 | | 1,595,000 | 1,707,303 |
5% 6/1/40 | | 1,125,000 | 1,201,496 |
Connecticut Higher Ed. Supplemental Ln. Auth. Rev.: | | | |
(Chesla Ln. Prog.): | | | |
Series 2017 B, 5% 11/15/24 (b) | | 1,065,000 | 1,119,844 |
Series B: | | | |
5% 11/15/24 (b) | | 300,000 | 312,106 |
5% 11/15/25 (b) | | 400,000 | 421,125 |
5% 11/15/26 (b) | | 600,000 | 638,293 |
5% 11/15/27 (b) | | 610,000 | 656,874 |
5% 11/15/28 (b) | | 525,000 | 570,779 |
5% 11/15/29 (b) | | 550,000 | 602,448 |
(Chesla Loan Prog.): | | | |
Series C: | | | |
5% 11/15/24 | | 225,000 | 237,082 |
5% 11/15/25 | | 240,000 | 258,438 |
5% 11/15/26 | | 200,000 | 219,761 |
5% 11/15/27 (Pre-Refunded to 11/15/26 @ 100) | | 125,000 | 137,351 |
Series D: | | | |
5% 11/15/24 | | 425,000 | 447,821 |
5% 11/15/25 | | 250,000 | 269,206 |
5% 11/15/26 | | 180,000 | 197,785 |
Connecticut Hsg. Fin. Auth.: | | | |
Series 2014 C, 4% 11/15/44 | | 100,000 | 100,340 |
Series 2016 F, 3.5% 5/15/39 (b) | | 715,000 | 711,861 |
Series 2019 B1, 4% 5/15/49 | | 2,835,000 | 2,869,026 |
Series 2019 F, 3.5% 11/15/43 | | 2,940,000 | 2,928,568 |
Series 2021 B1, 3% 11/15/49 | | 2,730,000 | 2,665,817 |
Series A2: | | | |
5% 11/15/26 (b) | | 840,000 | 900,420 |
5% 5/15/27 (b) | | 1,890,000 | 2,027,705 |
5% 11/15/27 (b) | | 860,000 | 928,215 |
5% 5/15/28 (b) | | 615,000 | 665,594 |
5% 11/15/28 (b) | | 225,000 | 244,620 |
Series C: | | | |
5% 5/15/26 (b) | | 1,820,000 | 1,936,522 |
5% 5/15/27 (b) | | 800,000 | 858,288 |
5% 11/15/28 (b) | | 580,000 | 630,575 |
5% 5/15/29 (b) | | 1,115,000 | 1,213,612 |
Connecticut Muni. Elec. Energy Coop. Pwr. Supply Sys. Rev. Series 2013 A, 5% 1/1/28 | | 1,000,000 | 1,008,020 |
Connecticut Spl. Tax Oblig. Trans. Infrastructure Rev.: | | | |
Series 2012 A: | | | |
5% 1/1/26 | | 5,000,000 | 5,043,971 |
5% 1/1/28 | | 1,000,000 | 1,008,887 |
5% 1/1/31 | | 5,000,000 | 5,041,652 |
Series 2015 A, 5% 8/1/34 | | 6,000,000 | 6,360,962 |
Series 2021 A: | | | |
5% 5/1/35 | | 1,000,000 | 1,125,226 |
5% 5/1/41 | | 4,085,000 | 4,489,837 |
Series 2021 C: | | | |
5% 1/1/28 | | 1,600,000 | 1,791,455 |
5% 1/1/30 | | 3,500,000 | 4,022,050 |
5% 1/1/31 | | 3,410,000 | 3,947,687 |
5% 1/1/32 | | 2,500,000 | 2,904,020 |
Series A: | | | |
5% 5/1/28 | | 1,000,000 | 1,125,720 |
5% 9/1/33 | | 1,000,000 | 1,044,772 |
Greater New Haven Wtr. Poll. Cont. Auth. Reg'l. Wastewtr. Sys. Rev.: | | | |
Series 2005 A, 5% 8/15/35 (Nat'l. Pub. Fin. Guarantee Corp. Insured) | | 10,000 | 10,013 |
Series 2014 B: | | | |
5% 8/15/25 | | 450,000 | 471,775 |
5% 8/15/26 | | 700,000 | 733,753 |
5% 8/15/27 | | 750,000 | 786,013 |
5% 8/15/28 | | 385,000 | 403,139 |
Hartford County Metropolitan District (Connecticut Clean Wtr. Proj.) Series 2014 A, 5% 11/1/28 (Pre-Refunded to 11/1/24 @ 100) | | 1,000,000 | 1,054,944 |
Hartford County Metropolitan District Gen. Oblig. Series 2018: | | | |
5% 7/15/31 | | 1,000,000 | 1,124,795 |
5% 7/15/32 | | 1,250,000 | 1,400,900 |
5% 7/15/33 | | 1,000,000 | 1,112,384 |
5% 7/15/34 | | 1,000,000 | 1,105,696 |
Hartford Gen. Oblig.: | | | |
Series 2014 C, 5% 8/15/24 (Build America Mutual Assurance Insured) | | 1,835,000 | 1,918,492 |
Series 2015 A: | | | |
5% 7/1/28 (Assured Guaranty Muni. Corp. Insured) | | 1,000,000 | 1,059,264 |
5% 7/1/29 (Assured Guaranty Muni. Corp. Insured) | | 1,000,000 | 1,056,782 |
Hbr. Point Infrastructure Impt. District Series 2017, 5% 4/1/39 (c) | | 2,000,000 | 2,070,030 |
Milford Gen. Oblig. Series 2021 A, 2% 11/1/33 | | 330,000 | 269,006 |
Naugatuck Ctfs. of Prtn. (Naugatuck Incineration Facilities Proj.) Series 2021 A, 4% 8/15/38 (b) | | 3,330,000 | 3,237,867 |
New Britain Gen. Oblig.: | | | |
Series 2015 A: | | | |
5% 3/1/27 (Build America Mutual Assurance Insured) | | 1,605,000 | 1,691,149 |
5% 3/1/29 (Build America Mutual Assurance Insured) | | 1,770,000 | 1,861,347 |
5% 3/1/30 | | 600,000 | 629,963 |
5% 3/1/30 (Pre-Refunded to 3/1/25 @ 100) | | 1,260,000 | 1,336,371 |
5% 3/1/31 (Build America Mutual Assurance Insured) (Pre-Refunded to 3/1/25 @ 100) | | 1,955,000 | 2,073,496 |
Series 2017 C: | | | |
5% 3/1/32 (Assured Guaranty Muni. Corp. Insured) | | 1,635,000 | 1,765,030 |
5% 3/1/33 (Assured Guaranty Muni. Corp. Insured) | | 1,900,000 | 2,045,126 |
New Haven Gen. Oblig.: | | | |
Series 2015 B: | | | |
5% 8/15/26 (Build America Mutual Assurance Insured) | | 615,000 | 654,603 |
5% 8/15/27 (Build America Mutual Assurance Insured) | | 765,000 | 814,704 |
Series 2015: | | | |
5% 9/1/29 (Assured Guaranty Muni. Corp. Insured) | | 2,655,000 | 2,827,719 |
5% 9/1/31 (Assured Guaranty Muni. Corp. Insured) | | 1,430,000 | 1,516,114 |
Series 2016 A: | | | |
5% 8/15/27 (Pre-Refunded to 8/15/26 @ 100) | | 35,000 | 38,336 |
5% 8/15/28 (Assured Guaranty Muni. Corp. Insured) | | 1,500,000 | 1,624,879 |
5% 8/15/30 (Assured Guaranty Muni. Corp. Insured) | | 1,000,000 | 1,079,974 |
5% 8/15/34 (Assured Guaranty Muni. Corp. Insured) | | 1,000,000 | 1,066,468 |
5% 8/15/35 (Assured Guaranty Muni. Corp. Insured) | | 1,000,000 | 1,063,076 |
South Central Reg'l. Wtr. Auth. Wtr. Sys. Rev. Series 32 B: | | | |
5% 8/1/32 | | 1,000,000 | 1,079,049 |
5% 8/1/33 | | 1,150,000 | 1,237,556 |
5% 8/1/37 | | 3,000,000 | 3,207,503 |
5% 8/1/38 | | 1,000,000 | 1,067,533 |
Steelpointe Hbr. Infrastructure Impt. District (Steelpointe Hbr. Proj.) Series 2021: | | | |
4% 4/1/31 (c) | | 390,000 | 374,326 |
4% 4/1/36 (c) | | 485,000 | 450,265 |
4% 4/1/41 (c) | | 660,000 | 590,297 |
4% 4/1/51 (c) | | 1,225,000 | 1,036,397 |
Stratford Gen. Oblig.: | | | |
Series 2017, 5% 7/1/30 (Assured Guaranty Muni. Corp. Insured) | | 1,000,000 | 1,061,201 |
Series 2019, 5% 1/1/27 | | 1,990,000 | 2,170,777 |
Univ. of Connecticut Gen. Oblig.: | | | |
Series 2018 A, 5% 4/15/28 | | 4,400,000 | 4,957,004 |
Series A, 5% 8/15/27 | | 1,335,000 | 1,361,583 |
West Haven Gen. Oblig.: | | | |
Series 2017 A: | | | |
5% 11/1/25 | | 635,000 | 679,014 |
5% 11/1/26 | | 635,000 | 690,112 |
Series 2017 B, 5% 11/1/32 | | 400,000 | 433,628 |
Series 2021, 4% 9/15/41 | | 1,125,000 | 1,083,105 |
TOTAL CONNECTICUT | | | 300,849,470 |
Guam - 0.1% | | | |
Guam Int'l. Arpt. Auth. Rev. Series 2013 C, 6.375% 10/1/43 (b) | | 385,000 | 395,848 |
Puerto Rico - 0.6% | | | |
Puerto Rico Commonwealth Pub. Impt. Gen. Oblig. Series 2021 A1: | | | |
0% 7/1/33 | | 863,283 | 490,025 |
5.625% 7/1/27 | | 100,000 | 105,986 |
5.625% 7/1/29 | | 310,000 | 333,309 |
5.75% 7/1/31 | | 735,000 | 804,656 |
TOTAL PUERTO RICO | | | 1,733,976 |
TOTAL MUNICIPAL BONDS (Cost $317,957,102) | | | 302,979,294 |
| | | |
The inputs to valuation techniques used to value investments are categorized into a disclosure hierarchy consisting of three levels as shown below:
Level 2 - other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, etc.)
Level 3 - unobservable inputs (including the Fund's own assumptions based on the best information available)
Debt securities, including restricted securities, are valued based on evaluated prices received from third party pricing vendors or from brokers who make markets in such securities. Municipal Bonds are valued by pricing vendors who utilize matrix pricing which considers yield or price of bonds of comparable quality, coupon, maturity and type or by broker-supplied prices. When independent prices are unavailable or unreliable, debt securities may be valued utilizing pricing methodologies which consider similar factors that would be used by third party pricing vendors. Debt securities are generally categorized as Level 2 in the hierarchy but may be Level 3 depending on the circumstances.
Changes in valuation techniques may result in transfers in or out of an assigned level within the disclosure hierarchy.
For additional information on the Fund's significant accounting policies, please refer to the Fund's most recent semiannual or annual shareholder report.
The fund's schedule of investments as of the date on the cover of this report has not been audited. This report is provided for the general information of the fund's shareholders. For more information regarding the fund and its holdings, please see the fund's most recent prospectus and annual report.
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