| | | | | | | | |
| Registrant : | Putnam High Yield Trust | | | |
| Fund Name : | Putnam High Yield Trust | | | |
| Date of fiscal year end: | 08/31/2011 | | | |
|
|
|
| Alpha Natural Resources, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | ANR | CUSIP 02076X102 | | 05/17/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Kevin Crutchfield | | Mgmt | For | For | For |
| | 2 | Elect William Crowley, Jr. | | Mgmt | For | For | For |
| | 3 | Elect E. Linn Draper, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Glenn Eisenberg | | Mgmt | For | For | For |
| | 5 | Elect P. Michael Giftos | | Mgmt | For | For | For |
| | 6 | Elect Deborah Fretz | | Mgmt | For | For | For |
| | 7 | Elect Joel Richards, III | | Mgmt | For | For | For |
| | 8 | Elect James Roberts | | Mgmt | For | For | For |
| | 9 | Elect Ted Wood | | Mgmt | For | For | For |
| | 10 | 2012 Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Avis Budget Group, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CAR | CUSIP 053774105 | | 06/11/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Ronald Nelson | | Mgmt | For | For | For |
| | 2 | Elect Alun Cathcart | | Mgmt | For | For | For |
| | 3 | Elect Mary Choksi | | Mgmt | For | For | For |
| | 4 | Elect Leonard Coleman, Jr. | | Mgmt | For | For | For |
| | 5 | Elect Martin Edelman | | Mgmt | For | For | For |
| | 6 | Elect John Hardy, Jr. | | Mgmt | For | For | For |
| | 7 | Elect Lynn Krominga | | Mgmt | For | For | For |
| | 8 | Elect Eduardo Mestre | | Mgmt | For | For | For |
| | 9 | Elect F. Robert Salerno | | Mgmt | For | For | For |
| | 10 | Elect Stender Sweeney | | Mgmt | For | For | For |
| | 11 | Ratification of Auditor | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Amendment to the 2007 Equity and Incentive Plan | | Mgmt | For | For | For |
| | 14 | Re-Approval of Performance Goals Under 2007 Equity and Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Chesapeake Energy Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CHK | CUSIP 165167107 | | 06/08/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Richard Davidson | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect V. Burns Hargis | | Mgmt | For | Withhold | Against |
| | 2 | Adoption of Majority Vote for Election of Directors | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 4 | Amendment to the Long Term Incentive Plan | | Mgmt | For | For | For |
| | 5 | 2012 Annual Incentive Plan | | Mgmt | For | Against | Against |
| | 6 | Ratification of Auditor | | Mgmt | For | For | For |
| | 7 | Shareholder Proposal Regarding Reincorporation | | ShrHldr | Against | Against | For |
| | 8 | Shareholder Proposal Regarding Lobbying Report | | ShrHldr | Against | Against | For |
| | 9 | Shareholder Proposal Regarding Simple Majority Vote | | ShrHldr | Against | For | Against |
| | 10 | Shareholder Proposal Regarding Proxy Access | | ShrHldr | Against | Against | For |
|
|
|
| Cincinnati Bell Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CBB | CUSIP 171871403 | | 05/01/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Philip Cox | | Mgmt | For | For | For |
| | 2 | Elect Bruce Byrnes | | Mgmt | For | For | For |
| | 3 | Elect John Cassidy | | Mgmt | For | For | For |
| | 4 | Elect Jakki Haussler | | Mgmt | For | For | For |
| | 5 | Elect Craig Maier | | Mgmt | For | For | For |
| | 6 | Elect Alan Schriber | | Mgmt | For | For | For |
| | 7 | Elect Alex Shumate | | Mgmt | For | For | For |
| | 8 | Elect Lynn Wentworth | | Mgmt | For | For | For |
| | 9 | Elect Gary Wojtaszek | | Mgmt | For | For | For |
| | 10 | Elect John Zrno | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
| | 12 | Amendment to the 2007 Long Term Incentive Plan | | Mgmt | For | For | For |
| | 13 | Amendment to the 2007 Stock Option Plan for Non-Employee Directors | | Mgmt | For | For | For |
| | 14 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| CIT Group Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CIT | CUSIP 125581801 | | 05/15/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect John Thain | | Mgmt | For | For | For |
| | 2 | Elect Michael J. Embler | | Mgmt | For | For | For |
| | 3 | Elect William Freeman | | Mgmt | For | For | For |
| | 4 | Elect David Moffett | | Mgmt | For | For | For |
| | 5 | Elect R. Brad Oates | | Mgmt | For | For | For |
| | 6 | Elect Marianne Parrs | | Mgmt | For | For | For |
| | 7 | Elect Gerald Rosenfeld | | Mgmt | For | For | For |
| | 8 | Elect John Ryan | | Mgmt | For | For | For |
| | 9 | Elect Seymour Sternberg | | Mgmt | For | For | For |
| | 10 | Elect Peter Tobin | | Mgmt | For | For | For |
| | 11 | Elect Laura Unger | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Compton Petroleum Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CMT | CUSIP 204940308 | | 05/10/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Board Size | | Mgmt | For | For | For |
| | 2.1 | Elect Adrian Loader | | Mgmt | For | For | For |
| | 2.2 | Elect Edward Bogle | | Mgmt | For | For | For |
| | 2.3 | Elect Randall Findlay | | Mgmt | For | Withhold | Against |
| | 2.4 | Elect George Hickox, Jr. | | Mgmt | For | For | For |
| | 2.5 | Elect Michael Leffell | | Mgmt | For | For | For |
| | 2.6 | Elect Glen Roane | | Mgmt | For | Withhold | Against |
| | 3 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For |
| | 4 | Approval of the Restricted Share Unit Plan | | Mgmt | For | Against | Against |
| | 5 | Approval of Termination of Shareholder Rights' Plan | | Mgmt | For | For | For |
|
|
|
| Compton Petroleum Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CMT | CUSIP 204755AD4 | | 07/25/2011 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Share Consolidation | | Mgmt | For | For | For |
|
|
|
| CONSOL Energy Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | CNX | CUSIP 20854P109 | | 05/01/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect J. Brett Harvey | | Mgmt | For | For | For |
| | 1.2 | Elect Philip Baxter | | Mgmt | For | For | For |
| | 1.3 | Elect James Altmeyer, Sr. | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect William Davis | | Mgmt | For | For | For |
| | 1.5 | Elect Raj Gupta | | Mgmt | For | For | For |
| | 1.6 | Elect Patricia Hammick | | Mgmt | For | For | For |
| | 1.7 | Elect David Hardesty, Jr. | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect John Mills | | Mgmt | For | For | For |
| | 1.9 | Elect William Powell | | Mgmt | For | For | For |
| | 1.10 | Elect Joseph Williams | | Mgmt | For | For | For |
| | 2 | Amendment to the Equity Incentive Plan | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| DISH Network Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | DISH | CUSIP 25470M109 | | 05/02/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Joseph Clayton | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect James DeFranco | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Cantey Ergen | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect Charles Ergen | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect Steven Goodbarn | | Mgmt | For | Withhold | Against |
| | 1.6 | Elect Gary Howard | | Mgmt | For | Withhold | Against |
| | 1.7 | Elect David Moskowitz | | Mgmt | For | Withhold | Against |
| | 1.8 | Elect Tom Ortolf | | Mgmt | For | Withhold | Against |
| | 1.9 | Elect Carl Vogel | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Transaction of Other Business | | Mgmt | For | Against | Against |
|
|
|
| FelCor Lodging Trust Incorporated | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FCH | CUSIP 31430F101 | | 05/21/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Glenn Carlin | | Mgmt | For | For | For |
| | 2 | Elect Robert Mathewson | | Mgmt | For | For | For |
| | 3 | Elect Richard Smith | | Mgmt | For | For | For |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Fortescue Metals Group Limited | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FMG | CINS Q39360104 | | 11/09/2011 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | Australia | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | 2 | Remuneration Report | | Mgmt | For | For | For |
| | 3 | Elect Geoff Raby | | Mgmt | For | Against | Against |
| | 4 | Elect Herbert E. Scruggs | | Mgmt | For | Against | Against |
| | 5 | Re-elect Andrew Forrest | | Mgmt | For | Against | Against |
| | 6 | Re-elect Graeme Rowley | | Mgmt | For | Against | Against |
| | 7 | Re-elect Owen Hegarty | | Mgmt | For | Against | Against |
| | 8 | Adopt New Constitution | | Mgmt | For | For | For |
| | 9 | Adopt Partial Takeover Provisions | | Mgmt | For | For | For |
|
|
|
| Freeport-McMoran Copper & Gold Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | FCX | CUSIP 35671D857 | | 06/14/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Richard Adkerson | | Mgmt | For | For | For |
| | 1.2 | Elect Robert Allison, Jr. | | Mgmt | For | For | For |
| | 1.3 | Elect Robert Day | | Mgmt | For | For | For |
| | 1.4 | Elect Gerald Ford | | Mgmt | For | Withhold | Against |
| | 1.5 | Elect H. Devon Graham, Jr. | | Mgmt | For | For | For |
| | 1.6 | Elect Charles Krulak | | Mgmt | For | For | For |
| | 1.7 | Elect Bobby Lackey | | Mgmt | For | For | For |
| | 1.8 | Elect Jon Madonna | | Mgmt | For | For | For |
| | 1.9 | Elect Dustan McCoy | | Mgmt | For | For | For |
| | 1.10 | Elect James Moffett | | Mgmt | For | For | For |
| | 1.11 | Elect B. M. Rankin, Jr. | | Mgmt | For | For | For |
| | 1.12 | Elect Stephen Siegele | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
| | 4 | Shareholder Proposal Regarding Environmental Expertise on Board | | ShrHldr | Against | Against | For |
|
|
|
| General Motors Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | GM | CUSIP 37045V100 | | 06/12/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Daniel Akerson | | Mgmt | For | For | For |
| | 2 | Elect David Bonderman | | Mgmt | For | For | For |
| | 3 | Elect Erroll Davis, Jr. | | Mgmt | For | For | For |
| | 4 | Elect Stephen Girsky | | Mgmt | For | For | For |
| | 5 | Elect E. Neville Isdell | | Mgmt | For | For | For |
| | 6 | Elect Robert Krebs | | Mgmt | For | For | For |
| | 7 | Elect Philip Laskawy | | Mgmt | For | For | For |
| | 8 | Elect Kathryn Marinello | | Mgmt | For | For | For |
| | 9 | Elect James Mulva | | Mgmt | For | For | For |
| | 10 | Elect Patricia Russo | | Mgmt | For | For | For |
| | 11 | Elect Thomas Schoewe | | Mgmt | For | For | For |
| | 12 | Elect Carol Stephenson | | Mgmt | For | For | For |
| | 13 | Elect Theodore Solso | | Mgmt | For | For | For |
| | 14 | Elect Cynthia Telles | | Mgmt | For | For | For |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For |
| | 16 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Interpublic Group of Companies, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | IPG | CUSIP 460690100 | | 05/24/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Jocelyn Carter-Miller | | Mgmt | For | For | For |
| | 2 | Elect Jill Considine | | Mgmt | For | For | For |
| | 3 | Elect Richard Goldstein | | Mgmt | For | For | For |
| | 4 | Elect Mary Guilfoile | | Mgmt | For | For | For |
| | 5 | Elect H. John Greeniaus | | Mgmt | For | For | For |
| | 6 | Elect Dawn Hudson | | Mgmt | For | For | For |
| | 7 | Elect William Kerr | | Mgmt | For | For | For |
| | 8 | Elect Michael Roth | | Mgmt | For | For | For |
| | 9 | Elect David Thomas | | Mgmt | For | For | For |
| | 10 | Ratification of Auditor | | Mgmt | For | For | For |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 12 | Shareholder Proposal Regarding Retention of Shares After Retirement | | ShrHldr | Against | Against | For |
|
|
|
| LyondellBasell Industries NV | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | LYB | CUSIP N53745100 | | 05/09/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Robin Buchanan | | Mgmt | For | For | For |
| | 2 | Elect Stephen Cooper | | Mgmt | For | For | For |
| | 3 | Elect Robert G. Gwin | | Mgmt | For | For | For |
| | 4 | Elect Marvin Schlanger | | Mgmt | For | For | For |
| | 5 | Approval of Annual Accounts | | Mgmt | For | For | For |
| | 6 | Officer Liability/Indemnification | | Mgmt | For | For | For |
| | 7 | Director Liability/Indemnification | | Mgmt | For | For | For |
| | 8 | Appointment of Auditor | | Mgmt | For | For | For |
| | 9 | Appointment of Auditor for the Dutch Annual Accounts | | Mgmt | For | For | For |
| | 10 | Remuneration of Supervisory Board | | Mgmt | For | For | For |
| | 11 | Approval of Ordinary Cash Dividend | | Mgmt | For | For | For |
| | 12 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 13 | Amendment to the 2010 Long-Term Incentive Plan | | Mgmt | For | For | For |
| | 14 | 2012 Global Employee Stock Purchase Plan | | Mgmt | For | For | For |
|
|
|
| Magellan Health Services Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | MGLN | CUSIP 559079207 | | 05/16/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Rene Lerer | | Mgmt | For | For | For |
| | 1.2 | Elect Mary Sammons | | Mgmt | For | For | For |
| | 1.3 | Elect Eran Broshy | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Newfield Exploration Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NFX | CUSIP 651290108 | | 05/04/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Lee Boothby | | Mgmt | For | For | For |
| | 2 | Elect Philip Burguieres | | Mgmt | For | For | For |
| | 3 | Elect Pamela Gardner | | Mgmt | For | For | For |
| | 4 | Elect John Kemp III | | Mgmt | For | For | For |
| | 5 | Elect J. Michael Lacey | | Mgmt | For | For | For |
| | 6 | Elect Joseph Netherland | | Mgmt | For | For | For |
| | 7 | Elect Howard Newman | | Mgmt | For | For | For |
| | 8 | Elect Thomas Ricks | | Mgmt | For | For | For |
| | 9 | Elect Juanita Romans | | Mgmt | For | For | For |
| | 10 | Elect Charles Shultz | | Mgmt | For | For | For |
| | 11 | Elect J. Terry Strange | | Mgmt | For | For | For |
| | 12 | Ratification of Auditor | | Mgmt | For | For | For |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 14 | Shareholder Proposal Regarding Independent Board Chair | | ShrHldr | Against | For | Against |
|
|
|
| NII Holdings, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | NIHD | CUSIP 62913F201 | | 05/09/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Kevin Beebe | | Mgmt | For | For | For |
| | 2 | Elect Carolyn Katz | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | 2012 Incentive Compensation Plan | | Mgmt | For | For | For |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Opti Canada Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | OPCDF | CUSIP 68383KAB5 | | 09/07/2011 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Approval of the Plan | | Mgmt | For | For | For |
|
|
|
| Quicksilver Resources Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | KWK | CUSIP 74837R104 | | 05/16/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Glenn Darden | | Mgmt | For | For | For |
| | 1.2 | Elect W. Yandell Rogers, III | | Mgmt | For | For | For |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
|
|
|
| Spectrum Brands Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | SPB | CUSIP 84763R101 | | 02/01/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect David Maura | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Terry Pollistina | | Mgmt | For | Withhold | Against |
| | 1.3 | Elect Hugh Rovit | | Mgmt | For | Withhold | Against |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
|
|
|
| Terex Corporation | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TEX | CUSIP 880779103 | | 05/10/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Ronald DeFeo | | Mgmt | For | For | For |
| | 1.2 | Elect G. Chris Andersen | | Mgmt | For | For | For |
| | 1.3 | Elect Paula Cholmondeley | | Mgmt | For | For | For |
| | 1.4 | Elect Don DeFosset | | Mgmt | For | For | For |
| | 1.5 | Elect Thomas Hansen | | Mgmt | For | For | For |
| | 1.6 | Elect David Sachs | | Mgmt | For | For | For |
| | 1.7 | Elect Oren Shaffer | | Mgmt | For | For | For |
| | 1.8 | Elect David Wang | | Mgmt | For | For | For |
| | 1.9 | Elect Scott Wine | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against |
|
|
|
| Trump Entertainment Resorts, Inc. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TRMPQ | CUSIP 89816T202 | | 11/03/2011 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect Robert Griffin | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Eugene Davis | | Mgmt | For | Withhold | Against |
| | 2 | 2011 Equity Incentive Plan | | Mgmt | For | For | For |
|
|
|
| TRW Automotive Holdings Corp. | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | TRW | CUSIP 87264S106 | | 05/15/2012 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Annual | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1.1 | Elect James Albaugh | | Mgmt | For | Withhold | Against |
| | 1.2 | Elect Robert Friedman | | Mgmt | For | For | For |
| | 1.3 | Elect J. Michael Losh | | Mgmt | For | Withhold | Against |
| | 1.4 | Elect David. Taylor | | Mgmt | For | For | For |
| | 2 | Ratification of Auditor | | Mgmt | For | Against | Against |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 4 | 2012 Stock Incentive Plan | | Mgmt | For | For | For |
|
|
|
| Vantage Drilling Company | | | | |
| | Ticker | Security ID: | | Meeting Date | | Meeting Status | |
| | VTG | CUSIP G93205113 | | 07/28/2011 | | Voted | |
| | Meeting Type | Country of Trade | | |
| | Special | United States | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| | 1 | Elect Paul Bragg | | Mgmt | For | For | For |
| | 2 | Elect Steven Bradshaw | | Mgmt | For | For | For |
| | 3 | Elect Jorge Estrada | | Mgmt | For | For | For |
| | 4 | Elect Robert Grantham | | Mgmt | For | For | For |
| | 5 | Elect Marcelo Guiscardo | | Mgmt | For | For | For |
| | 6 | Elect Ong Tian Khiam | | Mgmt | For | For | For |
| | 7 | Elect John O'Leary | | Mgmt | For | For | For |
| | 8 | Elect Duke Ligon | | Mgmt | For | Against | Against |
| | 9 | Elect Steinar Thomassen | | Mgmt | For | For | For |
| | 10 | Increase of Authorized Common Stock | | Mgmt | For | For | For |
| | 11 | Adoption of an Advance Notice Requirement | | Mgmt | For | Against | Against |
| | 12 | Amendment to the 2007 Long-Term Incentive Compensation Plan | | Mgmt | For | Against | Against |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For |
| | 15 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For |
| |