Cummins (CMI) Form 3 CUMMINS / John D Brockhaus ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Brockhaus John D

(Last) (First) (Middle)

500 JACKSON STREET

(Street)

COLUMBUS IN 47201

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/01/2021

3. Issuer Name and Ticker or Trading Symbol
CUMMINS INC [ CMI ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
VP-Human Resources Operations

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common	3,479	D
Common	22.02(1)	I	By 401(k) Plan

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right-to-Buy)	04/04/2019	04/04/2026	Common	780	109.09	D
Stock Option (Right-to-Buy)	05/03/2013	05/03/2023	Common	150	110.6	D
Stock Option (Right-to-Buy)	06/26/2018	06/26/2028	Common	450	133.94	D
Stock Option (Right-to-Buy)	04/02/2018	04/02/2025	Common	360	136.82	D
Stock Option (Right-to-Buy)	05/01/2015	05/01/2025	Common	250	141.13	D
Stock Option (Right-to-Buy)	04/06/2023	04/06/2030	Common	750	142.12	D
Stock Option (Right-to-Buy)	04/02/2017	04/02/2024	Common	280	149.34	D
Stock Option (Right-to-Buy)	04/03/2020	04/03/2027	Common	500	149.72	D
Stock Option (Right-to-Buy)	08/13/2019	08/13/2029	Common	400	151.07	D
Stock Option (Right-to-Buy)	04/03/2021	04/03/2028	Common	610	160.1	D
Stock Option (Right-to-Buy)	06/01/2017	06/01/2027	Common	300	160.63	D
Stock Option (Right-to-Buy)	04/04/2022	04/04/2029	Common	860	163.43	D
Stock Option (Right-to-Buy)	10/01/2023	10/01/2030	Common	860	207.04	D

Explanation of Responses:

1. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.

Remarks:

brockhauspoa.txt

	/s/ Sharon Barner, Attorney-in-Fact	03/03/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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