Cummins (CMI) Form 4 CUMMINS / Sharon R Barner ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Barner Sharon R

(Last) (First) (Middle)

500 JACKSON STREET

(Street)

COLUMBUS IN 47201

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
CUMMINS INC [ CMI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
VP - Chief Administrative Off.

3. Date of Earliest Transaction (Month/Day/Year)
11/10/2021

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common	11/10/2021		M		8,040	A	$136.82	22,226	D
Common	11/10/2021		M		6,680	A	$111.84	28,906	D
Common	11/10/2021		M		5,700	A	$149.34	34,606	D
Common	11/10/2021		M		4,410	A	$120.28	39,016	D
Common	11/10/2021		S		700	D	$238.3307(1)	38,316	D
Common	11/10/2021		S		10,390	D	$237.7026(2)	27,926	D
Common	11/10/2021		S		13,700	D	$238.0503(3)	14,226	D
Common	11/11/2021		S		40	D	$237.95	14,186	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right-to-Buy)	$120.28	11/10/2021		M			4,410	04/02/2014	04/02/2022	Common	4,410	$0.0000	0.0000	D
Stock Option (Right-to-Buy)	$111.84	11/10/2021		M			6,680	04/02/2015	04/02/2023	Common	6,680	$0.0000	0.0000	D
Stock Option (Right-to-Buy)	$149.34	11/10/2021		M			5,700	04/02/2017	04/02/2024	Common	5,700	$0.0000	0.0000	D
Stock Option (Right-to-Buy)	$136.82	11/10/2021		M			8,040	04/02/2018	04/02/2025	Common	8,040	$0.0000	0.0000	D
Stock Option (Right-to-Buy)	$109.09							04/04/2019	04/04/2026	Common	19,410		19,410	D
Stock Option (Right-to-Buy)	$142.12							04/06/2023	04/06/2030	Common	15,990		15,990	D
Stock Option (Right-to-Buy)	$149.72							04/03/2020	04/03/2027	Common	12,510		12,510	D
Stock Option (Right-to-Buy)	$160.1							04/03/2021	04/03/2028	Common	9,560		9,560	D
Stock Option (Right-to-Buy)	$163.43							04/04/2022	04/04/2029	Common	15,420		15,420	D

Explanation of Responses:

1. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $238.2850 - $239.4100. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $237.2066 - $238.2050. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $237.9500 - $238.3100. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

	/s/ Sharon Barner, Attorney-in-Fact	11/12/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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