UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-00005
LORD ABBETT AFFILIATED FUND, INC.
(Exact name of registrant as specified in charter)
90 Hudson Street, Jersey City, NJ 07302
(Address of principal executive offices) (Zip code)
Christina T. Simmons, Vice President & Assistant Secretary
90 Hudson Street, Jersey City, NJ 07302
(Name and address of agent for service)
Registrant’s telephone number, including area code: (800) 201-6984
Date of fiscal year end: 10/31
Date of reporting period: July 1, 2003 through June 30, 2004
Item 1. Proxy Voting Record.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; |
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(b) | The exchange ticker symbol of the portfolio security; |
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(c) | The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security; |
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(d) | The shareholder meeting date; |
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(e) | A brief identification of the matter voted on; |
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(f) | Whether the matter was proposed by the issuer or by a security holder; |
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(g) | Whether the registrant cast its vote on the matter; |
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(h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); |
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(i) | Whether the registrant cast its vote for or against management. |
FORM N-Px REPORT
ICA File Number: 811-00005
Reporting Period: 07/01/2003 - 06/30/2004
Lord Abbett Affiliated Fund, Inc.
LORD ABBETT AFFILIATED FUND
ABBOTT LABORATORIES
Ticker: | ABT | Security ID: | 002824100 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | FEB 25, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Roxanne S. Austin |
| For |
| For |
| Management |
|
1.2 |
| Elect Director H.Laurance Fuller |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard A. Gonzalez |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jack M. Greenberg |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Jeffrey M. Leiden |
| For |
| For |
| Management |
|
1.6 |
| Elect Director David A. Lord Owen |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Boone Powell Jr. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Addison Barry Rand |
| For |
| For |
| Management |
|
1.9 |
| Elect Director W.Ann Reynolds |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Roy S. Roberts |
| For |
| For |
| Management |
|
1.11 |
| Elect Director William D. Smithburg |
| For |
| For |
| Management |
|
1.12 |
| Elect Director John R. Walter |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Miles D. White |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Drug Pricing |
| Against |
| Against |
| Shareholder |
|
4 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
5 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Operational Imact of HIV/AIDS, TB, and Malaria Pandemic |
| Against |
| Against |
| Shareholder |
|
AGILENT TECHNOLOGIES INC.
Ticker: | A | Security ID: | 00846U101 |
Meeting Date: | MAR 2, 2004 | Meeting Type: | Annual |
Record Date: | JAN 5, 2004 |
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# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James G. Cullen |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert L. Joss |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Walter B. Hewlett |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
1
ALCOA INC.
Ticker: | AA | Security ID: | 013817101 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | FEB 2, 2004 |
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# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Alain J.P. Belda |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Carlos Ghosn |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Henry B. Schacht |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Franklin A. Thomas |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Report on Pay Disparity |
| Against |
| Against |
| Shareholder |
|
4 |
| Submit Severance Agreement (Change-in-Control) to Shareholder Vote |
| Against |
| Against |
| Shareholder |
|
ALLSTATE CORP., THE
Ticker: | ALL | Security ID: | 020002101 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
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# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director F. Duane Ackerman |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James G. Andress |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Edward A. Brennan |
| For |
| For |
| Management |
|
1.4 |
| Elect Director W. James Farrell |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Jack M. Greenberg |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Ronald T. LeMay |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Edward M. Liddy |
| For |
| For |
| Management |
|
1.8 |
| Elect Director J. Christopher Reyes |
| For |
| For |
| Management |
|
1.9 |
| Elect Director H. John Riley, Jr. |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Joshua I. Smith |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Judith A. Sprieser |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Mary Alice Taylor |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
5 |
| Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: | AIG | Security ID: | 026874107 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
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# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director M. Bernard Aidinoff |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Pei-Yuan Chia |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Marshall A. Cohen |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Willaim S. Cohen |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Martin S. Feldstein |
| For |
| For |
| Management |
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1.6 |
| Elect Director Ellen V. Futter |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Maurice R. Greenberg |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Carla A. Hills |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Frank J. Hoenemeyer |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Richard C. Holbrooke |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Donald P. Kanak |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Howard I. Smith |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Martin J. Sullivan |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Edmund S.W. Tse |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Frank G. Zarb |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
6 |
| Divest from Tobacco Equities |
| Against |
| Against |
| Shareholder |
|
7 |
| Link Executive Compensation to Predatory Lending |
| Against |
| Against |
| Shareholder |
|
2
APPLE COMPUTER, INC.
Ticker: | AAPL | Security ID: | 037833100 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
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|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William V. Campbell |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Millard S. Drexler |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Albert A. Gore, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Steven P. Jobs |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Arthur D. Levinson |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Jerome B. York |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
ARCHER-DANIELS-MIDLAND COMPANY
Ticker: | ADM | Security ID: | 039483102 |
Meeting Date: | NOV 6, 2003 | Meeting Type: | Annual |
Record Date: | SEP 12, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director G. Allen Andreas |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Mollie Hale Carter |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Roger S. Joslin |
| For |
| For |
| Management |
|
1.4 |
| Elect Director D.J. Mimran |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Patrick J. Moore |
| For |
| For |
| Management |
|
1.6 |
| Elect Director M. Brian Mulroney |
| For |
| For |
| Management |
|
1.7 |
| Elect Director J. K. Vanier |
| For |
| For |
| Management |
|
1.8 |
| Elect Director O. G. Webb |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Kelvin R. Westbrook |
| For |
| For |
| Management |
|
BAKER HUGHES INCORPORATED
Ticker: | BHI | Security ID: | 057224107 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
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# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Edward P. Djerejian |
| For |
| For |
| Management |
|
1.2 |
| Elect Director H. John Riley, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Charles L. Watson |
| For |
| Withhold |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Declassify the Board of Directors |
| Against |
| For |
| Shareholder |
|
4 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| Against |
| Shareholder |
|
3
BANK OF AMERICA CORP.
Ticker: | BAC | Security ID: | 060505104 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 7, 2004 |
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|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William Barnet, III |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Charles W. Coker |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John T. Collins |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Gary L. Countryman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Paul Fulton |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Charles K. Gifford |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Donald E. Guinn |
| For |
| For |
| Management |
|
1.8 |
| Elect Director James H. Hance, Jr. |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Kenneth D. Lewis |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Walter E. Massey |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Thomas J. May |
| For |
| For |
| Management |
|
1.12 |
| Elect Director C. Steven McMillan |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Eugene M. McQuade |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Patricia E. Mitchell |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Edward L. Romero |
| For |
| For |
| Management |
|
1.16 |
| Elect Director Thomas M. Ryan |
| For |
| For |
| Management |
|
1.17 |
| Elect Director O. Temple Sloan, Jr. |
| For |
| For |
| Management |
|
1.18 |
| Elect Director Meredith R. Spangler |
| For |
| For |
| Management |
|
1.19 |
| Elect Director Jackie M. Ward |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Change Date of Annual Meeting |
| Against |
| Against |
| Shareholder |
|
4 |
| Adopt Nomination Procedures for the Board |
| Against |
| Against |
| Shareholder |
|
5 |
| Charitable Contributions |
| Against |
| Against |
| Shareholder |
|
6 |
| Establish Independent Committee to Review Mutual Fund Policy |
| Against |
| Against |
| Shareholder |
|
7 |
| Adopt Standards Regarding Privacy and Information Security |
| Against |
| Against |
| Shareholder |
|
BANK OF NEW YORK CO., INC., THE
Ticker: | BK | Security ID: | 064057102 |
Meeting Date: | APR 13, 2004 | Meeting Type: | Annual |
Record Date: | FEB 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Frank J. Biondi, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Nicholas M. Donofrio |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Alan R. Griffith |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Gerald L. Hassell |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Richard J. Kogan |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Michael J. Kowalski |
| For |
| For |
| Management |
|
1.7 |
| Elect Director John A. Luke, Jr. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director John C. Malone |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Paul Myners, CBE |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Robert C. Pozen |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Catherine A. Rein |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Thomas A. Renyi |
| For |
| For |
| Management |
|
1.13 |
| Elect Director William C. Richardson |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Brian L. Roberts |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Samuel C. Scott III |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Report on Political Contributions |
| Against |
| Against |
| Shareholder |
|
5 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
6 |
| Limit Composition of Committee to Independent Directors |
| Against |
| Against |
| Shareholder |
|
7 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| Against |
| Shareholder |
|
4
BANK ONE CORP.
Ticker: | ONE | Security ID: | 06423A103 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
|
2.1 |
| Elect Director John H. Bryan |
| For |
| For |
| Management |
|
2.2 |
| Elect Director Stephen B. Burke |
| For |
| For |
| Management |
|
2.3 |
| Elect Director James S. Crown |
| For |
| For |
| Management |
|
2.4 |
| Elect Director James Dimon |
| For |
| For |
| Management |
|
2.5 |
| Elect Director Maureen A. Fay |
| For |
| For |
| Management |
|
2.6 |
| Elect Director Laban P. Jackson, Jr. |
| For |
| For |
| Management |
|
2.7 |
| Elect Director John W. Kessler |
| For |
| For |
| Management |
|
2.8 |
| Elect Director Robert I. Lipp |
| For |
| For |
| Management |
|
2.9 |
| Elect Director Richard A. Manoogian |
| For |
| For |
| Management |
|
2.10 |
| Elect Director David C. Novak |
| For |
| For |
| Management |
|
2.11 |
| Elect Director John W. Rogers, Jr. |
| For |
| For |
| Management |
|
2.12 |
| Elect Director Frederick P. Stratton, Jr. |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
BARRICK GOLD CORP.
Ticker: | ABX. | Security ID: | 067901108 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual/Special |
Record Date: | MAR 4, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director H.L. Beck |
| For |
| For |
| Management |
|
1.2 |
| Elect Director C.W.D. Birchall |
| For |
| For |
| Management |
|
1.3 |
| Elect Director G. Cisneros |
| For |
| For |
| Management |
|
1.4 |
| Elect Director M.A. Cohen |
| For |
| For |
| Management |
|
1.5 |
| Elect Director P.A. Crossgrove |
| For |
| For |
| Management |
|
1.6 |
| Elect Director P.C. Godsoe |
| For |
| For |
| Management |
|
1.7 |
| Elect Director A.A. Macnaughton |
| For |
| For |
| Management |
|
1.8 |
| Elect Director B. Mulroney |
| For |
| For |
| Management |
|
1.9 |
| Elect Director A. Munk |
| For |
| For |
| Management |
|
1.10 |
| Elect Director P. Munk |
| For |
| For |
| Management |
|
1.11 |
| Elect Director J.L. Rotman |
| For |
| For |
| Management |
|
1.12 |
| Elect Director J.E. Thompson |
| For |
| For |
| Management |
|
1.13 |
| Elect Director G.C. Wilkins |
| For |
| For |
| Management |
|
2 |
| Ratify PricewaterhouseCoopers LLP as Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Stock Option Plan (2004) up to 16 Million Common Shares |
| For |
| For |
| Management |
|
5
BAXTER INTERNATIONAL INC.
Ticker: | BAX | Security ID: | 071813109 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John D. Forsyth |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gail D. Fosler |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Carole J. Uhrich |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
BELLSOUTH CORP.
Ticker: | BLS | Security ID: | 079860102 |
Meeting Date: | APR 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James H. Blanchard |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Armando M. Codina |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Leo F. Mullin |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Declassify the Board of Directors |
| For |
| For |
| Management |
|
4 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
5 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
6 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
7 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
BMC SOFTWARE, INC.
Ticker: | BMC | Security ID: | 055921100 |
Meeting Date: | AUG 21, 2003 | Meeting Type: | Annual |
Record Date: | JUL 3, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director B. Garland Cupp |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert E. Beauchamp |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jon E. Barfield |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John W. Barter |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Meldon K. Gafner |
| For |
| For |
| Management |
|
1.6 |
| Elect Director L.W. Gray |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Kathleen A. O’Neil |
| For |
| For |
| Management |
|
1.8 |
| Elect Director George F. Raymond |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Tom C. Tinsley |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
6
BP PLC (FORM. BP AMOCO PLC)
Ticker: | BP. | Security ID: | 055622104 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual |
Record Date: | FEB 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Lord Browne |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Dr B E Grote |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Mr H M P Miles |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Sir Robin Nicholson |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Mr R L Olver |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Sir Ian Prosser |
| For |
| For |
| Management |
|
2 |
| TO ELECT MR A BURGMANS AS A DIRECTOR |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY |
| For |
| For |
| Management |
|
5 |
| TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT |
| For |
| For |
| Management |
|
6 |
| SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH WITHOUT MAKING AN OFFER TO SHAREHOLDERS |
| For |
| For |
| Management |
|
7 |
| SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY |
| For |
| For |
| Management |
|
8 |
| TO AUTHORISE THE USE OF TREASURY SHARES FOR EMPLOYEE SHARE SCHEMES |
| For |
| For |
| Management |
|
9 |
| TO APPROVE THE DIRECTORS REMUNERATION REPORT |
| For |
| For |
| Management |
|
10 |
| TO DETERMINE THE LIMIT FOR THE AGGREGATE REMUNERATION OF THE NON-EXECUTIVE DIRECTORS |
| For |
| For |
| Management |
|
11 |
| TO RECEIVE THE DIRECTORS ANNUAL REPORT AND THE ACCOUNTS |
| For |
| For |
| Management |
|
12 |
| SPECIAL SHAREHOLDER RESOLUTION: TO INSTRUCT THE COMPANY TO PREPARE A REPORT MAKING CERTAIN DISCLOSURES ON MATTERS OF CONTROL AND RISK IN PROTECTED AND SENSITIVE AREAS |
| Against |
| Against |
| Shareholder |
|
BRISTOL-MYERS SQUIBB CO.
Ticker: | BMY | Security ID: | 110122108 |
Meeting Date: | MAY 4, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Peter R. Dolan |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Louis V. Gerstner, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Leif Johansson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
4 |
| Cease Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
5 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic |
| Against |
| Against |
| Shareholder |
|
7 |
| Require Affirmative Vote of a Majority of the Shares to Elect Directors |
| Against |
| Against |
| Shareholder |
|
7
CANADIAN NATIONAL RAILWAY CO.
Ticker: | CNR. | Security ID: | 136375102 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael R. Armellino |
| For |
| For |
| Management |
|
1.2 |
| Elect Director A. Charles Baillie |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Hugh J. Bolton |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Purdy Crawford |
| For |
| For |
| Management |
|
1.5 |
| Elect Director J.V. Raymond Cyr |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Gordon D. Giffin |
| For |
| For |
| Management |
|
1.7 |
| Elect Director James K. Gray |
| For |
| For |
| Management |
|
1.8 |
| Elect Director E. Hunter Harrison |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Edith E. Holiday |
| For |
| For |
| Management |
|
1.10 |
| Elect Director V.M. Kempston Darkes |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Gilbert H. Lamphere |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Denis Losier |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Edward C. Lumley |
| For |
| For |
| Management |
|
1.14 |
| Elect Director David G.A. Mclean |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Robert Pace |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
CARDINAL HEALTH, INC.
Ticker: | CAH | Security ID: | 14149Y108 |
Meeting Date: | NOV 5, 2003 | Meeting Type: | Annual |
Record Date: | SEP 8, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Dave Bing |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John F. Finn |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John F. Havens |
| For |
| For |
| Management |
|
1.4 |
| Elect Director David W. Raisbeck |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert D. Walter |
| For |
| For |
| Management |
|
CATERPILLAR INC.
Ticker: | CAT | Security ID: | 149123101 |
Meeting Date: | APR 14, 2004 | Meeting Type: | Annual |
Record Date: | FEB 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John T. Dillon |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Juan Gallardo |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William A. Osborn |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Gordon R. Parker |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Edward B. Rust, Jr. |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Equipment Sales to Israel |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Operational Imact of HIV/AIDS, TB, and Malaria Pandemic |
| Against |
| Against |
| Shareholder |
|
8
CIGNA CORP.
Ticker: | CI | Security ID: | 125509109 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert H. Campbell |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Jane E. Henney, M.D. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Charles R. Shoemate |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Louis W. Sullivan, M.D. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
CITIGROUP INC.
Ticker: | C | Security ID: | 172967101 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 27, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director C. Michael Armstrong |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Alain J.P. Belda |
| For |
| For |
| Management |
|
1.3 |
| Elect Director George David |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Kenneth T. Derr |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John M. Deutch |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Roberto Hernandez Ramirez |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Ann Dibble Jordan |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Dudley C. Mecum |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Richard D. Parsons |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Andrall E. Pearson |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Charles Prince |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Robert E. Rubin |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Franklin A. Thomas |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Sanford I. Weill |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Robert B. Willumstad |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
4 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
5 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
6 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
9
CLEAR CHANNEL COMMUNICATIONS, INC.
Ticker: | CCU | Security ID: | 184502102 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Alan D. Feld |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Thomas O. Hicks |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Perry J. Lewis |
| For |
| For |
| Management |
|
1.4 |
| Elect Director L. Lowry Mays |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Mark P. Mays |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Randall T. Mays |
| For |
| For |
| Management |
|
1.7 |
| Elect Director B.J. Mccombs |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Phyllis B. Riggins |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Theordore H. Strauss |
| For |
| For |
| Management |
|
1.10 |
| Elect Director J.C. Watts |
| For |
| For |
| Management |
|
1.11 |
| Elect Director John H. Williams |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
CONSOLIDATED EDISON, INC.
Ticker: | ED | Security ID: | 209115104 |
Meeting Date: | MAY 17, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Vincent A. Calarco |
| For |
| For |
| Management |
|
1.2 |
| Elect Director George Campbell, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Gordon J. Davis |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Michael J. Del Giudice |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Joan S. Freilich |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Ellen V. Futter |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Sally Hernandez-Pinero |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Peter W. Likins |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Eugene R. McGrath |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Frederic V. Salerno |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Stephen R. Volk |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Increase Disclosure of Executive Compensation |
| Against |
| Against |
| Shareholder |
|
CONSTELLATION ENERGY GROUP, INC.
Ticker: | CEG | Security ID: | 210371100 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James T. Brady |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James R. Curtiss |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Edward J. Kelly, III |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert J. Lawless |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
10
CORNING INC.
Ticker: | GLW | Security ID: | 219350105 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jeremy R. Knowles |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Eugene C. Sit |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William D. Smithburg |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Hansel E. Tookes II |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Wendell P. Weeks |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Submit Severance Agreement (Change-in-Control) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
COX COMMUNICATIONS, INC.
Ticker: | COX | Security ID: | 224044107 |
Meeting Date: | MAY 18, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director G. Dennis Berry |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Janet M. Clarke |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James C. Kennedy |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert C. O’Leary |
| For |
| For |
| Management |
|
1.5 |
| Elect Director James O. Robbins |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Rodney W. Schrock |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Andrew J. Young |
| For |
| For |
| Management |
|
2 |
| Approve Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
CSX CORP.
Ticker: | CSX | Security ID: | 126408103 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director E.E. Bailey |
| For |
| For |
| Management |
|
1.2 |
| Elect Director R.L. Burrus, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director E.J. Kelly, III |
| For |
| For |
| Management |
|
1.4 |
| Elect Director R.D. Kunisch |
| For |
| For |
| Management |
|
1.5 |
| Elect Director S.J. Morcott |
| For |
| For |
| Management |
|
1.6 |
| Elect Director D.M. Ratcliffe |
| For |
| For |
| Management |
|
1.7 |
| Elect Director C.E. Rice |
| For |
| For |
| Management |
|
1.8 |
| Elect Director W.C. Richardson |
| For |
| For |
| Management |
|
1.9 |
| Elect Director F.S. Royal, M.D. |
| For |
| For |
| Management |
|
1.10 |
| Elect Director D.J. Shepard |
| For |
| For |
| Management |
|
1.11 |
| Elect Director M.J. Ward |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
4 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
5 |
| Limit Awards to Executives |
| Against |
| For |
| Shareholder |
|
11
CVS CORPORATION
Ticker: | CVS | Security ID: | 126650100 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director W. Don Cornwell |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Thomas P. Gerrity |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Stanley P. Goldstein |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Marian L. Heard |
| For |
| For |
| Management |
|
1.5 |
| Elect Director William H. Joyce |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Terry R. Lautenbach |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Terrence Murray |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Sheli Z. Rosenberg |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Thomas M. Ryan |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
DEERE & CO.
Ticker: | DE | Security ID: | 244199105 |
Meeting Date: | FEB 25, 2004 | Meeting Type: | Annual |
Record Date: | DEC 31, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Robert W. Lane |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Antonio Madero B. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Aulana L. Peters |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John R. Walter |
| For |
| For |
| Management |
|
DELTA AIR LINES, INC.
Ticker: | DAL | Security ID: | 247361108 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Edward H. Budd |
| For |
| For |
| Management |
|
1.2 |
| Elect Director George M.C. Fisher |
| For |
| For |
| Management |
|
1.3 |
| Elect Director David R. Goode |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Gerald Grinstein |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John F. Smith, Jr. |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Joan E. Spero |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Larry D. Thompson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Restore or Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
4 |
| Limit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
5 |
| Submit Executive Pension Benefit To Vote |
| Against |
| Against |
| Shareholder |
|
6 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
12
DIAGEO PLC (FORMERLY GUINNESS PLC)
Ticker: | DEO | Security ID: | 25243Q205 |
Meeting Date: | OCT 22, 2003 | Meeting Type: | Annual |
Record Date: |
|
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Accept Financial Statements and Statutory Reports |
| For |
| For |
| Management |
|
2 |
| Approve Remuneration Report |
| For |
| For |
| Management |
|
3 |
| Approve Final Dividend of 15.7 Pence Per Share |
| For |
| For |
| Management |
|
4 |
| Reelect Lord Blyth as Director |
| For |
| For |
| Management |
|
5 |
| Reelect Keith Oates as Director |
| For |
| For |
| Management |
|
6 |
| Reelect Paul Walsh as Director |
| For |
| For |
| Management |
|
7 |
| Approve KPMG Audit Plc as Auditors and Authorize Board to Fix Their Remuneration |
| For |
| For |
| Management |
|
8 |
| Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of GBP 44,833,003 |
| For |
| For |
| Management |
|
9 |
| Authorize 309,885,718 Shares for Share Repurchase Program |
| For |
| For |
| Management |
|
E.I. DU PONT DE NEMOURS & CO.
Ticker: | DD | Security ID: | 263534109 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Alain J. P. Belda |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Richard H. Brown |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Curtis J. Crawford |
| For |
| For |
| Management |
|
1.4 |
| Elect Director John T. Dillon |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Louisa C. Duemling |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Charles O. Holliday, Jr. |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Deborah C. Hopkins |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Lois D. Juliber |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Masahisa Naitoh |
| For |
| For |
| Management |
|
1.10 |
| Elect Director William K. Reilly |
| For |
| For |
| Management |
|
1.11 |
| Elect Director H. Rodney Sharp, III |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Charles M. Vest |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Report on Executive Ties to Government |
| Against |
| Against |
| Shareholder |
|
4 |
| Adopt and Report on a Code of Corporate Conduct |
| Against |
| Against |
| Shareholder |
|
5 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
EASTMAN KODAK CO.
Ticker: | EK | Security ID: | 277461109 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William H. Hernandez |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Hector de J. Ruiz |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Laura D’Andrea Tyson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Adopt Chemical Policy |
| Against |
| Against |
| Shareholder |
|
5 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
13
EATON CORP.
Ticker: | ETN | Security ID: | 278058102 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael J. Critelli |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Ernie Green |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Kiran M. Patel |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
EMC CORP.
Ticker: | EMC | Security ID: | 268648102 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John R. Egan |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael C. Ruettgers |
| For |
| For |
| Management |
|
1.3 |
| Elect Director David N. Strohm |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
4 |
| Ratify Auditors |
| For |
| For |
| Management |
|
5 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
EMERSON ELECTRIC CO.
Ticker: | EMR | Security ID: | 291011104 |
Meeting Date: | FEB 3, 2004 | Meeting Type: | Annual |
Record Date: | NOV 24, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director C. Fernandez G. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director C.F. Knight |
| For |
| For |
| Management |
|
1.3 |
| Elect Director G.A. Lodge |
| For |
| For |
| Management |
|
1.4 |
| Elect Director R.L. Ridgway |
| For |
| For |
| Management |
|
1.5 |
| Elect Director E.E. Whitacre, Jr. |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
14
EXXON MOBIL CORP.
Ticker: | XOM | Security ID: | 30231G102 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Michael J. Boskin |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James R. Houghton |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William R. Howell |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Reatha Clark King |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Philip E. Lippincott |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Harry J. Longwell |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Henry A. McKinnell, Jr. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Marilyn Carlson Nelson |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Lee R. Raymond |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Walter V. Shipley |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Rex W. Tillerson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Non-Employee Director Restricted Stock Plan |
| For |
| For |
| Management |
|
4 |
| Affirm Political Nonpartisanship |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Equatorial Guinea |
| Against |
| Against |
| Shareholder |
|
7 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
8 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
9 |
| Report on Stock Option Distribution by Race and Gender |
| Against |
| Against |
| Shareholder |
|
10 |
| Amend EEO Statement to Include Reference to Sexual Orientation |
| Against |
| Against |
| Shareholder |
|
11 |
| Report on Climate Change Research |
| Against |
| Against |
| Shareholder |
|
FLEETBOSTON FINANCIAL CORP.
Ticker: | FLT | Security ID: | 339030108 |
Meeting Date: | MAR 17, 2004 | Meeting Type: | Special |
Record Date: | JAN 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
|
2 |
| Adjourn Meeting |
| For |
| For |
| Management |
|
FPL GROUP, INC.
Ticker: | FPL | Security ID: | 302571104 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director H. Jesse Arnelle |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Sherry S. Barrat |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert M. Beall, Ii |
| For |
| For |
| Management |
|
1.4 |
| Elect Director J. Hyatt Brown |
| For |
| For |
| Management |
|
1.5 |
| Elect Director James L. Camaren |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Lewis Hay III |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Frederic V. Malek |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Michael H. Thaman |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Paul R. Tregurtha |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Frank G. Zarb |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
5 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
6 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
15
GAP, INC., THE
Ticker: | GPS | Security ID: | 364760108 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Howard Behar |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Adrian D.P. Bellamy |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Donald G. Fisher |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Doris F. Fisher |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert J. Fisher |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Glenda A. Hatchett |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Penelope L. Hughes |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Bob L. Martin |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Jorge P. Montoya |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Paul S. Pressler |
| For |
| For |
| Management |
|
1.11 |
| Elect Director James M. Schneider |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Mayo A. Shattuck III |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Margaret C. Whitman |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
GENERAL MILLS, INC.
Ticker: | GIS | Security ID: | 370334104 |
Meeting Date: | SEP 22, 2003 | Meeting Type: | Annual |
Record Date: | JUL 24, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Stephen R. Demeritt |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Livio D. DeSimone |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William T. Esrey |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Raymond V. Gilmartin |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Judith Richards Hope |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Robert L. Johnson |
| For |
| For |
| Management |
|
1.7 |
| Elect Director John M. Keenan |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Heidi G. Miller |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Hilda Ochoa-Brillembourg |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Stephen W. Sanger |
| For |
| For |
| Management |
|
1.11 |
| Elect Director A. Michael Spence |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Dorothy A. Terrell |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Raymond G. Viault |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Paul S. Walsh |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
16
GILLETTE CO., THE
Ticker: | G | Security ID: | 375766102 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Edward F. DeGraan |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Wilbur H. Gantz |
| For |
| For |
| Management |
|
1.3 |
| Elect Director James M. Kilts |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Jorge Paulo Lemann |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Declassify the Board of Directors |
| Against |
| For |
| Shareholder |
|
5 |
| Prohibit Auditor from Providing Non-Audit Services |
| Against |
| Against |
| Shareholder |
|
6 |
| Expense Stock Options |
| Against |
| Against |
| Shareholder |
|
GLOBAL SANTA FE CORP. (FORMERLY SANTA FE INTERNATIONAL CORP)
Ticker: | GSF | Security ID: | G3930E101 |
Meeting Date: | JUN 9, 2004 | Meeting Type: | Annual |
Record Date: | APR 7, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Ferdinand A. Berger |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Khaled R. Al-Haroon |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Edward R. Muller |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Paul J. Powers |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John L. Whitmire |
| For |
| For |
| Management |
|
2 |
| PROPOSAL TO APPROVE A SPECIAL RESOLUTION TO AMEND THE COMPANY S AMENDED AND RESTATED ARTICLES OF ASSOCIATION TO PERMIT TELEPHONIC AND INTERNET VOTING BY RECORD SHAREHOLDERS. |
| For |
| For |
| Management |
|
3 |
| PROPOSAL TO APPROVE A SPECIAL RESOLUTION TO AMEND THE COMPANY S AMENDED AND RESTATED ARTICLES OF ASSOCIATION TO REMOVE THE LANGUAGE NO SHARE OWNERSHIP QUALIFICATION FOR DIRECTORS SHALL BE REQUIRED. |
| For |
| For |
| Management |
|
4 |
| PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDING DECEMBER 31, 2004. |
| For |
| For |
| Management |
|
17
GOLDMAN SACHS GROUP, INC., THE
Ticker: | GS | Security ID: | 38141G104 |
Meeting Date: | MAR 31, 2004 | Meeting Type: | Annual |
Record Date: | FEB 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Lloyd C. Blankfein |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Lord Browne Of Madingley |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Claes Dahlback |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James A. Johnson |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Lois D. Juliber |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Declassify the Board of Directors |
| Against |
| Against |
| Shareholder |
|
HARTFORD FINANCIAL SERVICES GROUP, INC., THE
Ticker: | HIG | Security ID: | 416515104 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Ramani Ayer |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Ronald E. Ferguson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Edward J. Kelly, III |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Paul G. Kirk, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Thomas M. Marra |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Gail J. McGovern |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Robert W. Selander |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Charles B. Strauss |
| For |
| For |
| Management |
|
1.9 |
| Elect Director H. Patrick Swygert |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Gordon I. Ulmer |
| For |
| For |
| Management |
|
1.11 |
| Elect Director David K. Zwiener |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
ILLINOIS TOOL WORKS INC.
Ticker: | ITW | Security ID: | 452308109 |
Meeting Date: | MAY 7, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William F. Aldinger |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael J. Birck |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Marvin D. Brailsford |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James R. Cantalupo |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Susan Crown |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Don H. Davis, Jr. |
| For |
| For |
| Management |
|
1.7 |
| Elect Director W. James Farrell |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Robert C. McCormack |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Robert S. Morrison |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Harold B. Smith |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
18
INTERNATIONAL PAPER CO.
Ticker: | IP | Security ID: | 460146103 |
Meeting Date: | MAY 11, 2004 | Meeting Type: | Annual |
Record Date: | MAR 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Martha F. Brooks |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James A. Henderson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert D. Kennedy |
| For |
| For |
| Management |
|
1.4 |
| Elect Director W. Craig McClelland |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert M. Amen |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
5 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
JPMORGAN CHASE & CO.
Ticker: | JPM | Security ID: | 46625H100 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
|
2.1 |
| Elect Director Hans W. Becherer |
| For |
| For |
| Management |
|
2.2 |
| Elect Director Frank A. Bennack, Jr. |
| For |
| For |
| Management |
|
2.3 |
| Elect Director John H. Biggs |
| For |
| For |
| Management |
|
2.4 |
| Elect Director Lawrence A. Bossidy |
| For |
| For |
| Management |
|
2.5 |
| Elect Director Ellen V. Futter |
| For |
| For |
| Management |
|
2.6 |
| Elect Director William H. Gray, III |
| For |
| For |
| Management |
|
2.7 |
| Elect Director William B. Harrison, Jr |
| For |
| For |
| Management |
|
2.8 |
| Elect Director Helene L. Kaplan |
| For |
| For |
| Management |
|
2.9 |
| Elect Director Lee R. Raymond |
| For |
| For |
| Management |
|
2.10 |
| Elect Director John R. Stafford |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
5 |
| Adjourn Meeting |
| For |
| Against |
| Management |
|
6 |
| Establish Term Limits for Directors |
| Against |
| Against |
| Shareholder |
|
7 |
| Charitable Contributions |
| Against |
| Against |
| Shareholder |
|
8 |
| Political Contributions |
| Against |
| Against |
| Shareholder |
|
9 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
10 |
| Provide Adequate Disclosure for over the counter Derivatives |
| Against |
| Against |
| Shareholder |
|
11 |
| Auditor Independence |
| Against |
| Against |
| Shareholder |
|
12 |
| Submit Non-Employee Director Compensation to Vote |
| Against |
| Against |
| Shareholder |
|
13 |
| Report on Pay Disparity |
| Against |
| Against |
| Shareholder |
|
KELLOGG CO.
Ticker: | K | Security ID: | 487836108 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | MAR 4, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Benjamin S. Carson, Sr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gordon Gund |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Dorothy A. Johnson |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Ann Mclaughlin Korologos |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Report on Genetically Modified Organisms (GMO) |
| Against |
| Against |
| Shareholder |
|
19
KIMBERLY-CLARK CORP.
Ticker: | KMB | Security ID: | 494368103 |
Meeting Date: | APR 29, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Pastora San Juan Cafferty |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Claudio X. Gonzalez |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Linda Johnson Rice |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Marc J. Shapiro |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
KRAFT FOODS INC
Ticker: | KFT | Security ID: | 50075N104 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 3, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Louis C. Camilleri |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Roger K. Deromedi |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Dinyar S. Devitre |
| For |
| For |
| Management |
|
1.4 |
| Elect Director W. James Farrell |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Betsy D. Holden |
| For |
| For |
| Management |
|
1.6 |
| Elect Director John C. Pope |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Mary L. Schapiro |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Charles R. Wall |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Deborah C. Wright |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
KROGER CO., THE
Ticker: | KR | Security ID: | 501044101 |
Meeting Date: | JUN 24, 2004 | Meeting Type: | Annual |
Record Date: | APR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John L. Clendenin |
| For |
| For |
| Management |
|
1.2 |
| Elect Director David B. Dillon |
| For |
| For |
| Management |
|
1.3 |
| Elect Director David B. Lewis |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Don W. McGeorge |
| For |
| For |
| Management |
|
1.5 |
| Elect Director W. Rodney McMullen |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Susan M. Phillips |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Declassify the Board of Directors |
| Against |
| For |
| Shareholder |
|
4 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
5 |
| Submit Severance Agreement (Change-in-Control) to Shareholder Vote |
| Against |
| Against |
| Shareholder |
|
20
MCKESSON CORP.
Ticker: | MCK | Security ID: | 58155Q103 |
Meeting Date: | JUL 30, 2003 | Meeting Type: | Annual |
Record Date: | JUN 3, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Alton F. Irby III |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James V. Napier |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Submit Severance Agreement (Change-in-Control) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
MELLON FINANCIAL CORP.
Ticker: | MEL | Security ID: | 58551A108 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 6, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jared L. Cohon |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Ira J. Gumberg |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Martin G. Mcguinn |
| For |
| For |
| Management |
|
1.4 |
| Elect Director David S. Shapira |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John P. Surma |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Edward J. Mcaniff |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
MERCK & CO., INC.
Ticker: | MRK | Security ID: | 589331107 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Peter C. Wendell |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William G. Bowen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William M. Daley |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas E. Shenk |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Wendell P. Weeks |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Declassify the Board of Directors |
| For |
| For |
| Management |
|
4 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
5 |
| Develop Ethical Criteria for Patent Extension |
| Against |
| Against |
| Shareholder |
|
6 |
| Link Executive Compensation to Social Issues |
| Against |
| Against |
| Shareholder |
|
7 |
| Report on Political Contributions |
| Against |
| Against |
| Shareholder |
|
8 |
| Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic |
| Against |
| Against |
| Shareholder |
|
21
MERRILL LYNCH & CO., INC.
Ticker: | MER | Security ID: | 590188108 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | FEB 24, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director David K. Newbigging |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Joseph W. Prueher |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Restore or Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
4 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
MONSANTO CO.
Ticker: | MON | Security ID: | 61166W101 |
Meeting Date: | JAN 29, 2004 | Meeting Type: | Annual |
Record Date: | DEC 1, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Frank V. Atlee III |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Gwendolyn S. King |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Sharon R. Long, Ph.D. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Report on Impact of Genetically Engineered Seed |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Export of Hazardous Pesticides |
| Against |
| Against |
| Shareholder |
|
6 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| For |
| Shareholder |
|
MOTOROLA, INC.
Ticker: | MOT | Security ID: | 620076109 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Edward Zander |
| For |
| For |
| Management |
|
1.2 |
| Elect Director H. Laurence Fuller |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Judy Lewent |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Walter Massey |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Nicholas Negroponte |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Indra Nooyi |
| For |
| For |
| Management |
|
1.7 |
| Elect Director John Pepper, Jr. |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Samuel Scott III |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Douglas Warner III |
| For |
| For |
| Management |
|
1.10 |
| Elect Director John White |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Mike Zafirovski |
| For |
| For |
| Management |
|
2 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
3 |
| Limit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
22
NEWELL RUBBERMAID INC.
Ticker: | NWL | Security ID: | 651229106 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Scott S. Cowen |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Cynthia A. Montgomery |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Allan P. Newell |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Gordon R. Sullivan |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
NEWMONT MINING CORP. (HOLDING COMPANY)
Ticker: | NEM | Security ID: | 651639106 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Glen A. Barton |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Vincent A. Calarco |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Michael S. Hamson |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Leo I. Higdon, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Pierre Lassonde |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Robert J. Miller |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Wayne W. Murdy |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Robin A. Plumbridge |
| For |
| For |
| Management |
|
1.9 |
| Elect Director John B. Prescott |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Michael K. Reilly |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Seymour Schulich |
| For |
| For |
| Management |
|
1.12 |
| Elect Director James V. Taranik |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| Against |
| Shareholder |
|
NIKE, INC.
Ticker: | NKE | Security ID: | 654106103 |
Meeting Date: | SEP 22, 2003 | Meeting Type: | Annual |
Record Date: | JUL 25, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Thomas E. Clarke as Class A Director |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Ralph D. DeNunzio as Class A Director |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard K. Donahue as Class A Director |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Delbert J. Hayes as Class A Director |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Douglas G. Houser as Class A Director |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Jeanne P. Jackson as Class A Director |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Philip H. Knight as Class A Director |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Charles W. Robinson as Class A Director |
| For |
| For |
| Management |
|
1.9 |
| Elect Director John R. Thompson, Jr. as Class A Director |
| For |
| Withhold |
| Management |
|
1.10 |
| Elect Director Jill K. Conway as Class B Director |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Alan B. Graf, Jr. as Class B Director |
| For |
| For |
| Management |
|
1.12 |
| Elect Director John E. Jaqua as Class B Director |
| For |
| For |
| Management |
|
1.13 |
| Elect Director A. Michael Spence as Class B Director |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
23
NOVARTIS AG
Ticker: | NVS | Security ID: | 66987V109 |
Meeting Date: | FEB 24, 2004 | Meeting Type: | Annual |
Record Date: | JAN 30, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2003. |
| For |
| For |
| Management |
|
2 |
| APPROVAL OF THE ACTIVITIES OF THE BOARD OF DIRECTORS. |
| For |
| For |
| Management |
|
3 |
| APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND. |
| For |
| For |
| Management |
|
4 |
| CONVERSION OF GENERAL RESERVES INTO FREE RESERVES. |
| For |
| For |
| Management |
|
5 |
| REDUCTION OF SHARE CAPITAL. |
| For |
| For |
| Management |
|
6 |
| FURTHER SHARE REPURCHASE PROGRAM. |
| For |
| For |
| Management |
|
7 |
| AMENDMENT TO THE ARTICLES OF INCORPORATION. |
| For |
| For |
| Management |
|
8 |
| ELECTION TO THE BOARD OF DIRECTORS. RE-ELECTION OF PROF. DR. HELMUT SIHLER FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
9 |
| ELECTION TO THE BOARD OF DIRECTORS. RE-ELECTION OF MR. HANS-JORG RUDLOFF FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
10 |
| ELECTION TO THE BOARD OF DIRECTORS. RE-ELECTION OF DR. DANIEL VASELLA FOR A THREE-YEAR TERM. |
| For |
| For |
| Management |
|
11 |
| Ratify Auditors |
| For |
| For |
| Management |
|
PARKER-HANNIFIN CORP.
Ticker: | PH | Security ID: | 701094104 |
Meeting Date: | OCT 22, 2003 | Meeting Type: | Annual |
Record Date: | AUG 29, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Duane E. Collins |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert J. Kohlhepp |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Giulio Mazzalupi |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Klaus-Peter Muller |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Allan L. Rayfield |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
24
PEPSICO, INC.
Ticker: | PEP | Security ID: | 713448108 |
Meeting Date: | MAY 5, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John F. Akers |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert E. Allen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Ray L. Hunt |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Arthur C. Martinez |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Indra K. Nooyi |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Franklin D. Raines |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Steven S. Reinemund |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Sharon Percy Rockefeller |
| For |
| For |
| Management |
|
1.9 |
| Elect Director James J. Schiro |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Franklin A. Thomas |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Cynthia M. Trudell |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Solomon D. Trujillo |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Daniel Vasella |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic |
| Against |
| Against |
| Shareholder |
|
POTASH CORP. SASKATCHEWAN INC.
Ticker: | POT. | Security ID: | 73755L107 |
Meeting Date: | MAY 6, 2004 | Meeting Type: | Annual/Special |
Record Date: | MAR 18, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Frederick J. Blesi |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William J. Doyle |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John W. Estey |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Wade Fetzer III |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Dallas J. Howe |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Alice D. Laberge |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Jeffrey J. McCaig |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Mary Mogford |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Paul J. Schoenhals |
| For |
| For |
| Management |
|
1.10 |
| Elect Director E. Robert Stromberg |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Jack G. Vicq |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Elena Viyella De Paliza |
| For |
| For |
| Management |
|
2 |
| Appoint Deloitte & Touche LLP as Auditors |
| For |
| For |
| Management |
|
3 |
| Adopt ‘Commonsense’ Compensation Program |
| Against |
| Against |
| Shareholder |
|
25
PRAXAIR, INC.
Ticker: | PX | Security ID: | 74005P104 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Alejandro Achaval |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Ronald L. Kuehn, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director H. Mitchell Watson, Jr. |
| For |
| For |
| Management |
|
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
|
4 |
| Approve Stockholder Protection Rights Agreement |
| For |
| For |
| Management |
|
PROGRESS ENERGY, INC.
Ticker: | PGN | Security ID: | 743263105 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Charles Coker |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Robert McGehee |
| For |
| For |
| Management |
|
1.3 |
| Elect Director E. Marie McKee |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Peter Rummell |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Jean Wittner |
| For |
| For |
| Management |
|
2 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
PUBLIC SERVICE ENTERPRISE GROUP INC.
Ticker: | PEG | Security ID: | 744573106 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Albert R. Gamper, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Ernest H. Drew |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William V. Hickey |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Richard J. Swift |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Require Two Candidates for Each Board Seat |
| Against |
| Against |
| Shareholder |
|
26
QWEST COMMUNICATIONS INTERNATIONAL INC.
Ticker: | Q | Security ID: | 749121109 |
Meeting Date: | DEC 16, 2003 | Meeting Type: | Annual |
Record Date: | OCT 27, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Philip F. Anschutz |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Richard C. Notebaert |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Frank F. Popoff |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Exclude Pension Credits from Net Income When Determining Executive Compensation |
| For |
| For |
| Shareholder |
|
4 |
| Declassify the Board of Directors |
| For |
| For |
| Shareholder |
|
5 |
| Submit Severance Agreement (Change-in-Control) to Shareholder Vote |
| For |
| For |
| Shareholder |
|
6 |
| Require Majority of Independent Directors on Board |
| Against |
| For |
| Shareholder |
|
7 |
| Performance- Based/Indexed Options |
| Against |
| Against |
| Shareholder |
|
8 |
| Performance- Based/Indexed Options |
| Against |
| For |
| Shareholder |
|
9 |
| Expense Stock Options |
| Against |
| For |
| Shareholder |
|
QWEST COMMUNICATIONS INTERNATIONAL INC.
Ticker: | Q | Security ID: | 749121109 |
Meeting Date: | MAY 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Thomas J. Donohue |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Peter S. Hellman |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Vinod Khosla |
| For |
| For |
| Management |
|
1.4 |
| Elect Director K. Dane Brooksher |
| For |
| For |
| Management |
|
2 |
| Declassify the Board of Directors |
| For |
| For |
| Management |
|
3 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
4 |
| Submit Executive Pension Benefit to Vote |
| Against |
| Against |
| Shareholder |
|
5 |
| Require Majority of Independent Directors on Board |
| Against |
| Against |
| Shareholder |
|
ROHM AND HAAS CO.
Ticker: | ROH | Security ID: | 775371107 |
Meeting Date: | MAY 3, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William J. Avery |
| For |
| For |
| Management |
|
1.2 |
| Elect Director J. Michael Fitzpatrick |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Earl G. Graves, Sr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Raj L. Gupta |
| For |
| For |
| Management |
|
1.5 |
| Elect Director David W. Haas |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Thomas W. Haas |
| For |
| For |
| Management |
|
1.7 |
| Elect Director James A. Henderson |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Richard L. Keyser |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Jorge P. Montoya |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Sandra O. Moose |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Gilbert S. Omenn |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Gary L. Rogers |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Ronaldo H. Schmitz |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Marna C. Whittington |
| For |
| For |
| Management |
|
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
4 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
5 |
| Ratify Auditors |
| For |
| For |
| Management |
|
6 |
| Other Business |
| For |
| For |
| Management |
|
27
ROWAN COMPANIES, INC.
Ticker: | RDC | Security ID: | 779382100 |
Meeting Date: | APR 23, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William T. Fox III |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director Sir Graham Hearne |
| For |
| For |
| Management |
|
1.3 |
| Elect Director H. E. Lentz |
| For |
| Withhold |
| Management |
|
1.4 |
| Elect Director P. Dexter Peacock |
| For |
| For |
| Management |
|
SBC COMMUNICATIONS INC.
Ticker: | SBC | Security ID: | 78387G103 |
Meeting Date: | APR 30, 2004 | Meeting Type: | Annual |
Record Date: | MAR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James E. Barnes |
| For |
| For |
| Management |
|
1.2 |
| Elect Director James A. Henderson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director John B. McCoy |
| For |
| For |
| Management |
|
1.4 |
| Elect Director S. Donley Ritchey |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Joyce M. Roche |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Patricia P. Upton |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Bylaws |
| For |
| For |
| Management |
|
4 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
5 |
| Change Size of Board of Directors |
| Against |
| Against |
| Shareholder |
|
SCHERING-PLOUGH CORP.
Ticker: | SGP | Security ID: | 806605101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Fred Hassan |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Philip Leder, M.D. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Eugene R. McGrath |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Richard de J. Osborne |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
28
SCHLUMBERGER LTD.
Ticker: | SLB | Security ID: | 806857108 |
Meeting Date: | APR 14, 2004 | Meeting Type: | Annual |
Record Date: | FEB 25, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director J. Deutch |
| For |
| For |
| Management |
|
1.2 |
| Elect Director J.S. Gorelick |
| For |
| For |
| Management |
|
1.3 |
| Elect Director A. Gould |
| For |
| For |
| Management |
|
1.4 |
| Elect Director T. Isaac |
| For |
| For |
| Management |
|
1.5 |
| Elect Director A. Lajous |
| For |
| For |
| Management |
|
1.6 |
| Elect Director A. Levy-Lang |
| For |
| For |
| Management |
|
1.7 |
| Elect Director D. Primat |
| For |
| For |
| Management |
|
1.8 |
| Elect Director T. Sandvold |
| For |
| For |
| Management |
|
1.9 |
| Elect Director N. Seydoux |
| For |
| For |
| Management |
|
1.10 |
| Elect Director L.G. Stuntz |
| For |
| For |
| Management |
|
2 |
| ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS |
| For |
| For |
| Management |
|
3 |
| APPROVAL OF ADOPTION OF THE 2004 STOCK AND DEFERRAL PLAN FOR NON-EMPLOYEE DIRECTORS |
| For |
| For |
| Management |
|
4 |
| APPROVAL OF AUDITORS |
| For |
| For |
| Management |
|
SOLECTRON CORP.
Ticker: | SLR | Security ID: | 834182107 |
Meeting Date: | JAN 7, 2004 | Meeting Type: | Annual |
Record Date: | NOV 18, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director William A. Hasler |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michael R. Cannon |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard A. D’Amore |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Heinz Fridrich |
| For |
| For |
| Management |
|
1.5 |
| Elect Director William R. Graber |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Dr. Paul R. Low |
| For |
| For |
| Management |
|
1.7 |
| Elect Director C. Wesley M. Scott |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Osamu Yamada |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Cyril Yansouni |
| For |
| For |
| Management |
|
2 |
| Approve Option Exchange Program |
| For |
| Against |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
SOUTHERN COMPANY
Ticker: | SO | Security ID: | 842587107 |
Meeting Date: | MAY 26, 2004 | Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Daniel P. Amos |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Dorrit J. Bern |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Francis S. Blake |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas F. Chapman |
| For |
| For |
| Management |
|
1.5 |
| Elect Director H. Allen Franklin |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Bruce S. Gordon |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Donald M. James |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Zack T. Pate |
| For |
| For |
| Management |
|
1.9 |
| Elect Director J. Neal Purcell |
| For |
| For |
| Management |
|
1.10 |
| Elect Director David M. Ratcliffe |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Gerald J. St. Pe |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Outside Director Stock in Lieu of Cash |
| For |
| For |
| Management |
|
29
TARGET CORPORATION
Ticker: | TGT | Security ID: | 87612E106 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Calvin Darden |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Michele J. Hooper |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Anne M. Mulcahy |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Stephen W. Sanger |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Warren R. Staley |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
|
TERADYNE, INC.
Ticker: | TER | Security ID: | 880770102 |
Meeting Date: | MAY 27, 2004 | Meeting Type: | Annual |
Record Date: | APR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John P. Mulroney |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Patricia S. Wolpert |
| For |
| For |
| Management |
|
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
TEXAS INSTRUMENTS INC.
Ticker: | TXN | Security ID: | 882508104 |
Meeting Date: | APR 15, 2004 | Meeting Type: | Annual |
Record Date: | FEB 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James R. Adams |
| For |
| For |
| Management |
|
1.2 |
| Elect Director David L. Boren |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Daniel A. Carp |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas J. Engibous |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Gerald W. Fronterhouse |
| For |
| For |
| Management |
|
1.6 |
| Elect Director David R. Goode |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Wayne R. Sanders |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Ruth J. Simmons |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Richard K. Templeton |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Christine Todd Whitman |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Expense Stock Options |
| Against |
| Against |
| Shareholder |
|
30
TIME WARNER INC
Ticker: | TWX | Security ID: | 887317105 |
Meeting Date: | MAY 21, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James L. Barksdale |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Stephen F. Bollenbach |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Stephen M. Case |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Frank J. Caufield |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert C. Clark |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Miles R. Gilburne |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Carla A. Hills |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Reuben Mark |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Michael A. Miles |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Kenneth J. Novack |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Richard D. Parsons |
| For |
| For |
| Management |
|
1.12 |
| Elect Director R. E. Turner |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Francis T. Vincent, Jr. |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Adopt China Principles |
| Against |
| Against |
| Shareholder |
|
4 |
| Report on Pay Disparity |
| Against |
| Against |
| Shareholder |
|
TRAVELERS PROPERTY CASUALTY CORP.
Ticker: | TVCR | Security ID: | 89420G406 |
Meeting Date: | MAR 19, 2004 | Meeting Type: | Special |
Record Date: | FEB 6, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
|
TRIBUNE CO.
Ticker: | TRB | Security ID: | 896047107 |
Meeting Date: | MAY 12, 2004 | Meeting Type: | Annual |
Record Date: | MAR 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Jeffrey Chandler |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William A. Osborn |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Kathryn C. Turner |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Amend Omnibus Stock Plan |
| For |
| Against |
| Management |
|
31
TYCO INTERNATIONAL LTD.
Ticker: | TYC | Security ID: | 902124106 |
Meeting Date: | MAR 25, 2004 | Meeting Type: | Annual |
Record Date: | MAR 25, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Dennis C. Blair |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Edward D. Breen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director George W. Buckley |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Brian Duperreault |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Bruce S. Gordon |
| For |
| For |
| Management |
|
1.6 |
| Elect Director John A. Krol |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Mackey J. Mcdonald |
| For |
| For |
| Management |
|
1.8 |
| Elect Director H. Carl Mccall |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Brendan R. O’Neill |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Sandra S. Wijnberg |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Jerome B. York |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| ADOPTION OF THE AMENDED AND RESTATED BYE-LAWS. |
| For |
| For |
| Management |
|
4 |
| APPROVAL OF TYCO 2004 STOCK AND INCENTIVE PLAN. |
| For |
| For |
| Management |
|
5 |
| SHAREHOLDER PROPOSAL REGARDING ENVIRONMENTAL REPORTING. |
| For |
| For |
| Shareholder |
|
6 |
| SHAREHOLDER PROPOSAL TO CHANGE TYCO S JURISDICTION OF INCORPORATION FROM BERMUDA TO A U.S. STATE. |
| Against |
| Against |
| Shareholder |
|
7 |
| SHAREHOLDER PROPOSAL ON COMMON SENSE EXECUTIVE COMPENSATION. |
| Against |
| Against |
| Shareholder |
|
U.S. BANCORP
Ticker: | USB | Security ID: | 902973304 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Victoria Buyniski Gluckman |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Arthur D. Collins, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Jerry W. Levin |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Thomas E. Petry |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Richard G. Reiten |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
4 |
| Submit Executive Compensation to Vote |
| Against |
| Against |
| Shareholder |
|
5 |
| Amend Vote Requirements to Amend Articles/Bylaws/Charter |
| Against |
| For |
| Shareholder |
|
UNION PACIFIC CORP.
Ticker: | UNP | Security ID: | 907818108 |
Meeting Date: | APR 16, 2004 | Meeting Type: | Annual |
Record Date: | FEB 6, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director P.F. Anschutz |
| For |
| For |
| Management |
|
1.2 |
| Elect Director R.K. Davidson |
| For |
| For |
| Management |
|
1.3 |
| Elect Director T.J. Donohue |
| For |
| For |
| Management |
|
1.4 |
| Elect Director A.W. Dunham |
| For |
| For |
| Management |
|
1.5 |
| Elect Director S.F. Eccles |
| For |
| For |
| Management |
|
1.6 |
| Elect Director I.J. Evans |
| For |
| For |
| Management |
|
1.7 |
| Elect Director J.R. Hope |
| For |
| For |
| Management |
|
1.8 |
| Elect Director M.W. Mcconnell |
| For |
| For |
| Management |
|
1.9 |
| Elect Director S.R. Rogel |
| For |
| For |
| Management |
|
1.10 |
| Elect Director E. Zedillo |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
32
VERIZON COMMUNICATIONS
Ticker: | VZ | Security ID: | 92343V104 |
Meeting Date: | APR 28, 2004 | Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James R. Barker |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Richard L. Carrion |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert W. Lane |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Sandra O. Moose |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Joseph Neubauer |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Thomas H. O’Brien |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Hugh B. Price |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Ivan G. Seidenberg |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Walter V. Shipley |
| For |
| For |
| Management |
|
1.10 |
| Elect Director John R. Stafford |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Robert D. Storey |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Restore or Provide for Cumulative Voting |
| Against |
| Against |
| Shareholder |
|
4 |
| Require Majority of Independent Directors on Board |
| Against |
| Against |
| Shareholder |
|
5 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
6 |
| Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote |
| Against |
| Against |
| Shareholder |
|
7 |
| Submit Executive Compensation to Vote |
| Against |
| Against |
| Shareholder |
|
8 |
| Prohibit Awards to Executives |
| Against |
| Against |
| Shareholder |
|
9 |
| Report on Stock Option Distribution by Race and Gender |
| Against |
| Against |
| Shareholder |
|
10 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
11 |
| Cease Charitable Contributions |
| Against |
| Against |
| Shareholder |
|
VIACOM INC.
Ticker: | VIA | Security ID: | 925524308 |
Meeting Date: | MAY 19, 2004 | Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director George S. Abrams |
| For |
| Withhold |
| Management |
|
1.2 |
| Elect Director David R. Andelman |
| For |
| Withhold |
| Management |
|
1.3 |
| Elect Director Joseph A. Califano, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director William S. Cohen |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Philippe P. Dauman |
| For |
| Withhold |
| Management |
|
1.6 |
| Elect Director Alan C. Greenberg |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Mel Karmazin |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Jan Leschly |
| For |
| For |
| Management |
|
1.9 |
| Elect Director David T. McLaughlin |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Shari Redstone |
| For |
| Withhold |
| Management |
|
1.11 |
| Elect Director Sumner M. Redstone |
| For |
| Withhold |
| Management |
|
1.12 |
| Elect Director Frederic V. Salerno |
| For |
| For |
| Management |
|
1.13 |
| Elect Director William Schwartz |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Patty Stonesifer |
| For |
| For |
| Management |
|
1.15 |
| Elect Director Robert D. Walter |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
|
33
WACHOVIA CORP.
Ticker: | WB | Security ID: | 929903102 |
Meeting Date: | APR 20, 2004 | Meeting Type: | Annual |
Record Date: | FEB 18, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director James S. Balloun |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John T. Casteen, III |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Joseph Neubauer |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Lanty L. Smith |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Dona Davis Young |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Require Two Candidates for Each Board Seat |
| Against |
| Against |
| Shareholder |
|
4 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
5 |
| Separate Chairman and CEO Positions |
| Against |
| Against |
| Shareholder |
|
WALT DISNEY COMPANY, THE
Ticker: | DIS | Security ID: | 254687106 |
Meeting Date: | MAR 3, 2004 | Meeting Type: | Annual |
Record Date: | JAN 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director John E. Bryson |
| For |
| For |
| Management |
|
1.2 |
| Elect Director John S. Chen |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Michael D. Eisner |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Judith L. Estrin |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Robert A. Iger |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Aylwin B. Lewis |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Monica C. Lozano |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Robert W. Matschullat |
| For |
| For |
| Management |
|
1.9 |
| Elect Director George J. Mitchell |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Leo J. O’Donovan, S.J. |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Gary L. Wilson |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| China Principles |
| Against |
| Against |
| Shareholder |
|
4 |
| Report on Supplier Labor Standards in China |
| Against |
| Against |
| Shareholder |
|
5 |
| Report on Amusement Park Safety |
| Against |
| Against |
| Shareholder |
|
34
WASTE MANAGEMENT, INC.
Ticker: | WMI | Security ID: | 94106L109 |
Meeting Date: | MAY 14, 2004 | Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Pastora San Juan Cafferty |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Frank M. Clark, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Robert S. Miller |
| For |
| For |
| Management |
|
1.4 |
| Elect Director A. Maurice Myers |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John C. Pope |
| For |
| For |
| Management |
|
1.6 |
| Elect Director W. Robert Reum |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Steven G. Rothmeier |
| For |
| For |
| Management |
|
1.8 |
| Elect Director David P. Steiner |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Carl W. Vogt |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
|
WELLS FARGO & COMPANY
Ticker: | WFC | Security ID: | 949746101 |
Meeting Date: | APR 27, 2004 | Meeting Type: | Annual |
Record Date: | MAR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director J.A. Blanchard III |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Susan E. Engel |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Enrique Hernandez, Jr. |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert L. Joss |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Reatha Clark King |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Richard M. Kovacevich |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Richard D. McCormick |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Cynthia H. Milligan |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Philip J. Quigley |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Donald B. Rice |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Judith M. Runstad |
| For |
| For |
| Management |
|
1.12 |
| Elect Director Stephen W. Sanger |
| For |
| For |
| Management |
|
1.13 |
| Elect Director Susan G. Swenson |
| For |
| For |
| Management |
|
1.14 |
| Elect Director Michael W. Wright |
| For |
| For |
| Management |
|
2 |
| Approve Retirement Plan |
| For |
| For |
| Management |
|
3 |
| Ratify Auditors |
| For |
| For |
| Management |
|
4 |
| Expense Stock Options |
| Against |
| Against |
| Shareholder |
|
5 |
| Limit Executive Compensation |
| Against |
| Against |
| Shareholder |
|
6 |
| Link Executive Compensation to Social Issues |
| Against |
| Against |
| Shareholder |
|
7 |
| Report on Political Contributions/Activities |
| Against |
| Against |
| Shareholder |
|
35
WEYERHAEUSER CO.
Ticker: | WY | Security ID: | 962166104 |
Meeting Date: | APR 13, 2004 | Meeting Type: | Annual |
Record Date: | FEB 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Steven R. Rogel |
| For |
| For |
| Management |
|
1.2 |
| Elect Director William D. Ruckelshaus |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard H. Sinkfield |
| For |
| For |
| Management |
|
1.4 |
| Elect Director James N. Sullivan |
| For |
| For |
| Management |
|
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
3 |
| Declassify the Board of Directors |
| Against |
| Against |
| Management |
|
4 |
| Expense Stock Options |
| Against |
| Against |
| Shareholder |
|
5 |
| Implement Restricted Share Executive Compensation Plan |
| Against |
| Against |
| Shareholder |
|
6 |
| Report on Greenhouse Gas Emissions |
| Against |
| Against |
| Shareholder |
|
7 |
| Develop Policy Regarding Old Growth Forests |
| Against |
| Against |
| Shareholder |
|
8 |
| Ratify Auditors |
| For |
| For |
| Management |
|
WYETH
Ticker: | WYE | Security ID: | 983024100 |
Meeting Date: | APR 22, 2004 | Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Clifford L. Alexander, Jr. |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Frank A. Bennack, Jr. |
| For |
| For |
| Management |
|
1.3 |
| Elect Director Richard L. Carrion |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Robert Essner |
| For |
| For |
| Management |
|
1.5 |
| Elect Director John D. Feerick |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Robert Langer |
| For |
| For |
| Management |
|
1.7 |
| Elect Director John P. Mascotte |
| For |
| For |
| Management |
|
1.8 |
| Elect Director Mary Lake Polan |
| For |
| For |
| Management |
|
1.9 |
| Elect Director Ivan G. Seidenberg |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Walter V. Shipley |
| For |
| For |
| Management |
|
1.11 |
| Elect Director John R. Torell III |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Report on Drug Pricing |
| Against |
| Against |
| Shareholder |
|
4 |
| Amend Animal Testing Policy |
| Against |
| Against |
| Shareholder |
|
XEROX CORP.
Ticker: | XRX | Security ID: | 984121103 |
Meeting Date: | MAY 20, 2004 | Meeting Type: | Annual |
Record Date: | MAR 23, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
|
1.1 |
| Elect Director Glenn A. Britt |
| For |
| For |
| Management |
|
1.2 |
| Elect Director Richard J. Harrington |
| For |
| For |
| Management |
|
1.3 |
| Elect Director William Curt Hunter |
| For |
| For |
| Management |
|
1.4 |
| Elect Director Vernon E. Jordan, Jr. |
| For |
| For |
| Management |
|
1.5 |
| Elect Director Hilmar Kopper |
| For |
| For |
| Management |
|
1.6 |
| Elect Director Ralph S. Larsen |
| For |
| For |
| Management |
|
1.7 |
| Elect Director Anne M. Mulcahy |
| For |
| For |
| Management |
|
1.8 |
| Elect Director N.J. Nicholas, Jr. |
| For |
| For |
| Management |
|
1.9 |
| Elect Director John E. Pepper |
| For |
| For |
| Management |
|
1.10 |
| Elect Director Ann N. Reese |
| For |
| For |
| Management |
|
1.11 |
| Elect Director Stephen Robert |
| For |
| For |
| Management |
|
2 |
| Ratify Auditors |
| For |
| For |
| Management |
|
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
|
4 |
| Approve Non-Employee Director Omnibus Stock Plan |
| For |
| For |
| Management |
|
36
End of Report
37
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Lord Abbett Affiliated Fund, Inc. | ||
|
| ||
|
| ||
| By: | /s/ Christina T. Simmons |
|
|
| Vice President & Secretary | |
|
|
| |
Date: August 27, 2004 |
|
|