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SC 13G Filing
U.S. Gold (USAU) SC 13GDataram Corp
Filed: 25 Sep 15, 12:00am
CUSIP No. 238108203 |
1 | NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) John Stetson |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨ |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States |
NUMBER OF SHARES | 5 | SOLE VOTING POWER 0 |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 292,362 (1)(2) |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER 0 |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER 292,362 (1)(2) |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 292,362 (1)(2) |
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.8% (based on 3,323,414 shares of common stock outstanding as of September 14, 2015) |
12 | TYPE OF REPORTING PERSON* IN |
(1) | Represents 292,362 shares of common stock held by Oban Investments, LLC. John Stetson is the sole member of Oban Investments, LLC and is deemed to hold voting and dispositive power over securities held by Oban Investments, LLC. |
(2) | Excludes (i) 28,875 shares of common stock underlying warrants with an exercise price of $3.50 per share, 45,000 shares of common stock underlying a convertible note, 108,000 shares of common stock underlying warrants with an exercise price of $3.00 per share, 100,250 shares of common stock underlying Series A Preferred Stock and 37,500 shares of common stock underlying warrants with an exercise price of $2.50 per share held by Oban Investments, LLC. The warrants, the note and the Series A Preferred Stock contain a blocker that prevents conversion or exercise, as applicable, in excess of 4.99% together with all shares owned. |
CUSIP No. 238108203 |
1 | NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Oban Investments, LLC |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x (b) ¨ |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Florida |
NUMBER OF SHARES | 5 | SOLE VOTING POWER 0 |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 292,362 (1) |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER 0 |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER 292,362 (1) |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 292,362 (1) |
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.8% (based on 3,323,414 shares of common stock outstanding as of September 14, 2015) |
12 | TYPE OF REPORTING PERSON* OO |
(1) | Excludes (i) 28,875 shares of common stock underlying warrants with an exercise price of $3.50 per share, 45,000 shares of common stock underlying a convertible note, 108,000 shares of common stock underlying warrants with an exercise price of $3.00 per share, 100,250 shares of common stock underlying Series A Preferred Stock and 37,500 shares of common stock underlying warrants with an exercise price of $2.50 per share held by Oban Investments, LLC. The warrants, the note and the Series A Preferred Stock contain a blocker that prevents conversion or exercise, as applicable, in excess of 4.99% together with all shares owned. |
(1) | Represents 292,362 shares of common stock held by Oban Investments, LLC. John Stetson is the sole member of Oban Investments, LLC and is deemed to hold voting and dispositive power over securities held by Oban Investments, LLC. |
(2) | Excludes (i) 28,875 shares of common stock underlying warrants with an exercise price of $3.50 per share, 45,000 shares of common stock underlying a convertible note, 108,000 shares of common stock underlying warrants with an exercise price of $3.00 per share, 100,250 shares of common stock underlying Series A Preferred Stock and 37,500 shares of common stock underlying warrants with an exercise price of $2.50 per share held by Oban Investments, LLC. The warrants, the note and the Series A Preferred Stock contain a blocker that prevents conversion or exercise, as applicable, in excess of 4.99% together with all shares owned. |
John Stetson | |||
Date: September __, 2015 | /s/ John Stetson | ||
Oban Investments, LLC | |||
Date: September __, 2015 | By: | /s/ John Stetson | |
John Stetson | |||
Sole Member | |||