FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-02841
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Capital Trust
Fund Name: Fidelity Focused Stock Fund
82 DEVONSHIRE STREET, BOSTON, MA 02109
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE)
ERIC D. ROITER, SECRETARY, 82 DEVONSHIRE STREET, BOSTON, MA 02109
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: OCTOBER 31
DATE OF REPORTING PERIOD: 06/30/2004
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Capital Trust
BY: /s/ CHRISTINE REYNOLDS
-----------------------------------------------------
CHRISTINE REYNOLDS, TREASURER, FIDELITY MANAGEMENT & RESEARCH COMPANY
DATE: 08/25/2004 09:54:09 AM
EXHIBIT A
VOTE SUMMARY REPORT
Fidelity Focused Stock Fund
07/01/2003 - 06/30/2004
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ISSUER NAME: 3M COMPANY MEETING DATE: 05/11/2004 | ||||
TICKER: MMM SECURITY ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT EDWARD A. BRENNAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT MICHAEL L. ESKEW AS A DIRECTOR | Management | For | For |
1.3 | ELECT W. JAMES MCNERNEY, JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT KEVIN W. SHARER AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For |
3 | APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED COMMON STOCK | Management | For | For |
4 | STOCKHOLDER PROPOSAL RELATING TO SEPARATION OF THE ROLES OF CEO AND CHAIRMAN OF THE BOARD | Shareholder | Against | Against |
ISSUER NAME: ACE LIMITED MEETING DATE: 05/27/2004 | ||||
TICKER: ACE SECURITY ID: G0070K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT BRIAN DUPERREAULT AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROBERT M. HERNANDEZ AS A DIRECTOR | Management | For | For |
1.3 | ELECT PETER MENIKOFF AS A DIRECTOR | Management | For | For |
1.4 | ELECT ROBERT RIPP AS A DIRECTOR | Management | For | For |
1.5 | ELECT DERMOT F. SMURFIT AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO APPROVE THE ACE LIMITED 2004 LONG-TERM INCENTIVE PLAN. | Management | For | For |
3 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT ACCOUNTANTS OF ACE LIMITED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: ACTIVISION, INC. MEETING DATE: 09/18/2003 | ||||
TICKER: ATVI SECURITY ID: 004930202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ROBERT A. KOTICK AS A DIRECTOR | Management | For | For |
1.2 | ELECT BRIAN G. KELLY AS A DIRECTOR | Management | For | For |
1.3 | ELECT RONALD DOORNINK AS A DIRECTOR | Management | For | For |
1.4 | ELECT KENNETH L. HENDERSON AS A DIRECTOR | Management | For | For |
1.5 | ELECT BARBARA S. ISGUR AS A DIRECTOR | Management | For | For |
1.6 | ELECT STEVEN T. MAYER AS A DIRECTOR | Management | For | For |
1.7 | ELECT ROBERT J. MORGADO AS A DIRECTOR | Management | For | For |
2 | THE APPROVAL OF THE AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For |
3 | APPROVAL OF THE ADOPTION OF THE ACTIVISION 2003 INCENTIVE PLAN. | Management | For | Against |
4 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING MARCH 31, 2004. | Management | For | For |
ISSUER NAME: AIRTRAN HOLDINGS, INC. MEETING DATE: 05/20/2004 | ||||
TICKER: AAI SECURITY ID: 00949P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT J. VERONICA BIGGINS AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROBERT L. FORNARO AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROBERT L. PRIDDY AS A DIRECTOR | Management | For | For |
ISSUER NAME: AMERICAN AXLE & MANUFACTURING HLDGS, MEETING DATE: 04/29/2004 | ||||
TICKER: AXL SECURITY ID: 024061103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT B.G. MATHIS AS A DIRECTOR | Management | For | Withhold |
1.2 | ELECT THOMAS L. MARTIN AS A DIRECTOR | Management | For | For |
1.3 | ELECT DR. HENRY T. YANG AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF AN AMENDMENT TO THE 1999 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. STOCK INCENTIVE PLAN (1999 PLAN) TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FOR ISSUANCE FROM 8,500,000 TO 13,500,000. | Management | For | Against |
3 | RE APPROVAL OF THE PERFORMANCE CRITERIA STATED IN THE 1999 PLAN. | Management | For | For |
ISSUER NAME: AMERICAN EAGLE OUTFITTERS, INC. MEETING DATE: 06/22/2004 | ||||
TICKER: AEOS SECURITY ID: 02553E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JON P. DIAMOND AS A DIRECTOR | Management | For | For |
1.2 | ELECT JAMES V. O'DONNELL AS A DIRECTOR | Management | For | For |
1.3 | ELECT JANICE E. PAGE AS A DIRECTOR | Management | For | For |
2 | IF PRESENTED AT THE ANNUAL MEETING, TO APPROVE A STOCKHOLDER PROPOSAL REGARDING EXPENSING STOCK OPTIONS. | Shareholder | Against | Against |
3 | IF PRESENTED AT THE ANNUAL MEETING, TO APPROVE A STOCKHOLDER PROPOSAL REGARDING ADOPTION OF HUMAN RIGHTS STANDARDS BASED ON INTERNATIONAL LABOR ORGANIZATION CONVENTIONS. | Shareholder | Against | Against |
ISSUER NAME: AMERICAN INTERNATIONAL GROUP, INC. MEETING DATE: 05/19/2004 | ||||
TICKER: AIG SECURITY ID: 026874107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT M. AIDINOFF AS A DIRECTOR | Management | For | For |
1.2 | ELECT P. CHIA AS A DIRECTOR | Management | For | For |
1.3 | ELECT M. COHEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT W. COHEN AS A DIRECTOR | Management | For | For |
1.5 | ELECT M. FELDSTEIN AS A DIRECTOR | Management | For | For |
1.6 | ELECT E. FUTTER AS A DIRECTOR | Management | For | For |
1.7 | ELECT M. GREENBERG AS A DIRECTOR | Management | For | For |
1.8 | ELECT C. HILLS AS A DIRECTOR | Management | For | For |
1.9 | ELECT F. HOENEMEYER AS A DIRECTOR | Management | For | For |
1.10 | ELECT R. HOLBROOKE AS A DIRECTOR | Management | For | For |
1.11 | ELECT D. KANAK AS A DIRECTOR | Management | For | For |
1.12 | ELECT H. SMITH AS A DIRECTOR | Management | For | For |
1.13 | ELECT M. SULLIVAN AS A DIRECTOR | Management | For | For |
1.14 | ELECT E. TSE AS A DIRECTOR | Management | For | For |
1.15 | ELECT F. ZARB AS A DIRECTOR | Management | For | For |
2 | ADOPT CHIEF EXECUTIVE OFFICER ANNUAL COMPENSATION PLAN | Management | For | For |
3 | ADOPT A DIRECTOR STOCK PLAN | Management | For | For |
4 | RATIFICATION OF INDEPENDENT ACCOUNTANTS | Management | For | For |
5 | SHAREHOLDER PROPOSAL I DESCRIBED IN THE PROXY STATEMENT | Shareholder | Against | Against |
6 | SHAREHOLDER PROPOSAL II DESCRIBED IN THE PROXY STATEMENT | Shareholder | Against | Against |
7 | SHAREHOLDER PROPOSAL III DESCRIBED IN THE PROXY STATEMENT | Shareholder | Against | Against |
ISSUER NAME: ANALOG DEVICES, INC. MEETING DATE: 03/09/2004 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JERALD G. FISHMAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT F. GRANT SAVIERS AS A DIRECTOR | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO THE COMPANY S RESTATED ARTICLES OF ORGANIZATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 600,000,000 SHARES TO 1,200,000,000 SHARES. | Management | For | For |
3 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING OCTOBER 30, 2004. | Management | For | For |
ISSUER NAME: APRIA HEALTHCARE GROUP INC. MEETING DATE: 04/21/2004 | ||||
TICKER: AHG SECURITY ID: 037933108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT VICENTE ANIDO, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT I.T. CORLEY AS A DIRECTOR | Management | For | For |
1.3 | ELECT DAVID L. GOLDSMITH AS A DIRECTOR | Management | For | For |
1.4 | ELECT LAWRENCE M. HIGBY AS A DIRECTOR | Management | For | For |
1.5 | ELECT RICHARD H. KOPPES AS A DIRECTOR | Management | For | For |
1.6 | ELECT PHILIP R. LOCHNER, JR. AS A DIRECTOR | Management | For | For |
1.7 | ELECT JERI L. LOSE AS A DIRECTOR | Management | For | For |
1.8 | ELECT BEVERLY B. THOMAS AS A DIRECTOR | Management | For | For |
1.9 | ELECT RALPH V. WHITWORTH AS A DIRECTOR | Management | For | For |
ISSUER NAME: ATMEL CORPORATION MEETING DATE: 05/12/2004 | ||||
TICKER: ATML SECURITY ID: 049513104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT GEORGE PERLEGOS AS A DIRECTOR | Management | For | For |
1.2 | ELECT GUST PERLEGOS AS A DIRECTOR | Management | For | For |
1.3 | ELECT TSUNG-CHING WU AS A DIRECTOR | Management | For | For |
1.4 | ELECT T. PETER THOMAS AS A DIRECTOR | Management | For | For |
1.5 | ELECT NORM HALL AS A DIRECTOR | Management | For | For |
1.6 | ELECT PIERRE FOUGERE AS A DIRECTOR | Management | For | For |
1.7 | ELECT DR. CHAIHO KIM AS A DIRECTOR | Management | For | For |
1.8 | ELECT DAVID SUGISHITA AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT ACCOUNTANTS OF ATMEL CORPORATION FOR 2004. | Management | For | For |
ISSUER NAME: AUTONATION, INC. MEETING DATE: 05/12/2004 | ||||
TICKER: AN SECURITY ID: 05329W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MIKE JACKSON AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROBERT J. BROWN AS A DIRECTOR | Management | For | For |
1.3 | ELECT J.P. BRYAN AS A DIRECTOR | Management | For | For |
1.4 | ELECT RICK L. BURDICK AS A DIRECTOR | Management | For | For |
1.5 | ELECT WILLIAM C. CROWLEY AS A DIRECTOR | Management | For | For |
1.6 | ELECT ALAN S. DAWES AS A DIRECTOR | Management | For | For |
1.7 | ELECT EDWARD S. LAMPERT AS A DIRECTOR | Management | For | For |
1.8 | ELECT IRENE B. ROSENFELD AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF KPMG LLP IS RECOMMENDED BY THE BOARD OF DIRECTORS | Management | For | For |
ISSUER NAME: BANK OF AMERICA CORPORATION MEETING DATE: 03/17/2004 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | ADOPTION OF THE MERGER AGREEMENT | Management | For | For |
2 | ADOPTION OF BANK OF AMERICA S AMENDED STOCK PLAN | Management | For | Against |
3 | ADOPTION OF AN AMENDMENT TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF BANK OF AMERICA COMMON STOCK | Management | For | For |
4 | APPROVAL OF PROPOSAL TO ADJOURN THE BANK OF AMERICA SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES | Management | For | Abstain |
ISSUER NAME: BANK OF AMERICA CORPORATION MEETING DATE: 05/26/2004 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WILLIAM BARNET, III AS A DIRECTOR | Management | For | For |
1.2 | ELECT CHARLES W. COKER AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN T. COLLINS AS A DIRECTOR | Management | For | For |
1.4 | ELECT GARY L. COUNTRYMAN AS A DIRECTOR | Management | For | For |
1.5 | ELECT PAUL FULTON AS A DIRECTOR | Management | For | For |
1.6 | ELECT CHARLES K. GIFFORD AS A DIRECTOR | Management | For | For |
1.7 | ELECT DONALD E. GUINN AS A DIRECTOR | Management | For | For |
1.8 | ELECT JAMES H. HANCE, JR. AS A DIRECTOR | Management | For | For |
1.9 | ELECT KENNETH D. LEWIS AS A DIRECTOR | Management | For | For |
1.10 | ELECT WALTER E. MASSEY AS A DIRECTOR | Management | For | For |
1.11 | ELECT THOMAS J. MAY AS A DIRECTOR | Management | For | For |
1.12 | ELECT C. STEVEN MCMILLAN AS A DIRECTOR | Management | For | For |
1.13 | ELECT EUGENE M. MCQUADE AS A DIRECTOR | Management | For | For |
1.14 | ELECT PATRICIA E. MITCHELL AS A DIRECTOR | Management | For | For |
1.15 | ELECT EDWARD L. ROMERO AS A DIRECTOR | Management | For | For |
1.16 | ELECT THOMAS M. RYAN AS A DIRECTOR | Management | For | For |
1.17 | ELECT O. TEMPLE SLOAN, JR. AS A DIRECTOR | Management | For | For |
1.18 | ELECT MEREDITH R. SPANGLER AS A DIRECTOR | Management | For | For |
1.19 | ELECT JACKIE M. WARD AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS | Management | For | For |
3 | STOCKHOLDER PROPOSAL - ANNUAL MEETING DATE | Shareholder | Against | Against |
4 | STOCKHOLDER PROPOSAL - NOMINATION OF DIRECTORS | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL - MUTUAL FUND TRADING POLICIES | Shareholder | Against | Against |
7 | STOCKHOLDER PROPOSAL - PRIVACY AND INFORMATION SECURITY | Shareholder | Against | Against |
ISSUER NAME: BUNGE LIMITED MEETING DATE: 05/28/2004 | ||||
TICKER: BG SECURITY ID: G16962105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO ELECT JORGE BORN, JR., AS A MEMBER OF THE BOARD OF DIRECTORS TO SERVE UNTIL THE 2007 ANNUAL GENERAL MEETING OF SHAREHOLDERS. | Management | For | For |
2 | TO ELECT OCTAVIO CARABALLO, AS A MEMBER OF THE BOARD OF DIRECTORS TO SERVE UNTIL THE 2007 ANNUAL GENERAL MEETING SHAREHOLDERS. | Management | For | For |
3 | TO ELECT BERNARD DE LA TOUR D AUVERGNE LAURAGUAIS, AS A MEMBER OF THE BOARD OF DIRECTORS TO SERVE UNTIL THE 2007 ANNUAL GENERAL MEETING OF SHAREHOLDERS. | Management | For | For |
4 | TO ELECT WILLIAM ENGELS, AS A MEMBER OF THE BOARD OF DIRECTORS TO SERVE UNTIL THE 2007 ANNUAL GENERAL MEETING OF SHAREHOLDERS. | Management | For | For |
5 | TO APPOINT DELOITTE & TOUCHE LLP AS BUNGE LIMITED S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004 AND TO AUTHORIZE BUNGE LIMITED S BOARD OF DIRECTORS, ACTING THROUGH ITS AUDIT COMMITTEE, TO DETERMINE THE INDEPENDENT AUDITORS FEES. | Management | For | For |
6 | TO APPROVE THE TERMS OF BUNGE LIMITED S AMENDED AND RESTATED NON-EMPLOYEE DIRECTORS EQUITY INCENTIVE PLAN. | Management | For | For |
ISSUER NAME: BURLINGTON RESOURCES INC. MEETING DATE: 04/21/2004 | ||||
TICKER: BR SECURITY ID: 122014103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT B.T. ALEXANDER AS A DIRECTOR | Management | For | For |
1.2 | ELECT R.V. ANDERSON AS A DIRECTOR | Management | For | For |
1.3 | ELECT L.I. GRANT AS A DIRECTOR | Management | For | For |
1.4 | ELECT R.J. HARDING AS A DIRECTOR | Management | For | For |
1.5 | ELECT J.T. LAMACCHIA AS A DIRECTOR | Management | For | For |
1.6 | ELECT R.L. LIMBACHER AS A DIRECTOR | Management | For | For |
1.7 | ELECT J.F. MCDONALD AS A DIRECTOR | Management | For | For |
1.8 | ELECT K.W. ORCE AS A DIRECTOR | Management | For | For |
1.9 | ELECT D.M. ROBERTS AS A DIRECTOR | Management | For | For |
1.10 | ELECT J.A. RUNDE AS A DIRECTOR | Management | For | For |
1.11 | ELECT J.F. SCHWARZ AS A DIRECTOR | Management | For | For |
1.12 | ELECT W. SCOTT, JR. AS A DIRECTOR | Management | For | For |
1.13 | ELECT B.S. SHACKOULS AS A DIRECTOR | Management | For | For |
1.14 | ELECT S.J. SHAPIRO AS A DIRECTOR | Management | For | For |
1.15 | ELECT W.E. WADE, JR. AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF AN AMENDMENT TO THE COMPANY S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK OF THE COMPANY TO 650,000,000. | Management | For | For |
3 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: 04/29/2004 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT W. RONALD DIETZ AS A DIRECTOR | Management | For | For |
1.2 | ELECT LEWIS HAY, III AS A DIRECTOR | Management | For | For |
1.3 | ELECT MAYO A. SHATTUCK, III AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE CORPORATION FOR 2004. | Management | For | For |
3 | APPROVAL OF CAPITAL ONE S 2004 STOCK INCENTIVE PLAN. | Management | For | Against |
ISSUER NAME: CAREMARK RX, INC. MEETING DATE: 05/04/2004 | ||||
TICKER: CMX SECURITY ID: 141705103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT EDWIN M. BANKS AS A DIRECTOR | Management | For | For |
1.2 | ELECT COLLEEN C. WELCH, PH.D. AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROGER L. HEADRICK AS A DIRECTOR | Management | For | For |
1.4 | ELECT JEAN-PIERRE MILLON AS A DIRECTOR | Management | For | For |
ISSUER NAME: CITIGROUP INC. MEETING DATE: 04/20/2004 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT C. MICHAEL ARMSTRONG AS A DIRECTOR | Management | For | For |
1.2 | ELECT ALAIN J.P. BELDA AS A DIRECTOR | Management | For | For |
1.3 | ELECT GEORGE DAVID AS A DIRECTOR | Management | For | For |
1.4 | ELECT KENNETH T. DERR AS A DIRECTOR | Management | For | For |
1.5 | ELECT JOHN M. DEUTCH AS A DIRECTOR | Management | For | For |
1.6 | ELECT R. HERNANDEZ RAMIREZ AS A DIRECTOR | Management | For | For |
1.7 | ELECT ANN DIBBLE JORDAN AS A DIRECTOR | Management | For | For |
1.8 | ELECT DUDLEY C. MECUM AS A DIRECTOR | Management | For | For |
1.9 | ELECT RICHARD D. PARSONS AS A DIRECTOR | Management | For | For |
1.10 | ELECT ANDRALL E. PEARSON AS A DIRECTOR | Management | For | For |
1.11 | ELECT CHARLES PRINCE AS A DIRECTOR | Management | For | For |
1.12 | ELECT ROBERT E. RUBIN AS A DIRECTOR | Management | For | For |
1.13 | ELECT FRANKLIN A. THOMAS AS A DIRECTOR | Management | For | For |
1.14 | ELECT SANFORD I. WEILL AS A DIRECTOR | Management | For | For |
1.15 | ELECT ROBERT B. WILLUMSTAD AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITIGROUP S INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND NO RENEWALS OR EXTENSIONS OF OPTION PLANS. | Shareholder | Against | Against |
4 | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL CONTRIBUTIONS. | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL REQUESTING A DISCONTINUATION OF ALL RIGHTS, OPTIONS, SAR S AND POSSIBLE SEVERANCE PAYMENTS TO THE TOP 5 OF MANAGEMENT. | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES OR RESPONSIBILITIES. | Shareholder | Against | Against |
ISSUER NAME: COMVERSE TECHNOLOGY, INC. MEETING DATE: 12/16/2003 | ||||
TICKER: CMVT SECURITY ID: 205862402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT KOBI ALEXANDER AS A DIRECTOR | Management | For | For |
1.2 | ELECT RAZ ALON AS A DIRECTOR | Management | For | For |
1.3 | ELECT ITSIK DANZIGER AS A DIRECTOR | Management | For | For |
1.4 | ELECT JOHN H. FRIEDMAN AS A DIRECTOR | Management | For | For |
1.5 | ELECT RON HIRAM AS A DIRECTOR | Management | For | For |
1.6 | ELECT SAM OOLIE AS A DIRECTOR | Management | For | For |
1.7 | ELECT WILLIAM F. SORIN AS A DIRECTOR | Management | For | For |
2 | AMENDMENT OF THE COMPANY S 2002 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
3 | ADOPTION AND APPROVAL OF THE COMPANY S 2004 MANAGEMENT INCENTIVE PLAN. | Management | For | For |
4 | RATIFICATION OF THE ENGAGEMENT OF DELOITTE & TOUCHE LLP TO SERVE AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE YEAR ENDING JANUARY 31, 2004. | Management | For | For |
ISSUER NAME: COMVERSE TECHNOLOGY, INC. MEETING DATE: 06/15/2004 | ||||
TICKER: CMVT SECURITY ID: 205862402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT KOBI ALEXANDER AS A DIRECTOR | Management | For | For |
1.2 | ELECT RAZ ALON AS A DIRECTOR | Management | For | For |
1.3 | ELECT ITSIK DANZIGER AS A DIRECTOR | Management | For | For |
1.4 | ELECT JOHN H. FRIEDMAN AS A DIRECTOR | Management | For | For |
1.5 | ELECT RON HIRAM AS A DIRECTOR | Management | For | For |
1.6 | ELECT SAM OOLIE AS A DIRECTOR | Management | For | For |
1.7 | ELECT WILLIAM F. SORIN AS A DIRECTOR | Management | For | For |
2 | ADOPTION AND APPROVAL OF THE COMPANY S 2004 STOCK INCENTIVE COMPENSATION PLAN. | Management | For | For |
3 | RATIFICATION OF THE ENGAGEMENT OF DELOITTE & TOUCHE LLP TO SERVE AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE YEAR ENDING JANUARY 31, 2005. | Management | For | For |
ISSUER NAME: CORINTHIAN COLLEGES, INC. MEETING DATE: 11/20/2003 | ||||
TICKER: COCO SECURITY ID: 218868107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT PAUL R. ST. PIERRE AS A DIRECTOR | Management | For | For |
1.2 | ELECT LINDA AREY SKLADANY AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE PROPOSED AMENDMENT AND RESTATEMENT OF THE COMPANY S CERTIFICATE OF INCORPORATION. | Management | For | For |
3 | APPROVAL OF THE COMPANY S 2003 PERFORMANCE AWARD PLAN. | Management | For | For |
4 | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 30, 2004. | Management | For | For |
ISSUER NAME: COUNTRYWIDE FINANCIAL CORPORATION MEETING DATE: 01/09/2004 | ||||
TICKER: CFC SECURITY ID: 222372104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO APPROVE THE PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED COMMON STOCK. | Management | For | For |
ISSUER NAME: COUNTRYWIDE FINANCIAL CORPORATION MEETING DATE: 06/16/2004 | ||||
TICKER: CFC SECURITY ID: 222372104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT HENRY G. CISNEROS AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROBERT J. DONATO AS A DIRECTOR | Management | For | For |
1.3 | ELECT MICHAEL E. DOUGHERTY AS A DIRECTOR | Management | For | For |
1.4 | ELECT MARTIN R. MELONE AS A DIRECTOR | Management | For | For |
1.5 | ELECT HARLEY W. SNYDER AS A DIRECTOR | Management | For | For |
2 | TO APPROVE AND AMEND THE COMPANY S 2000 EQUITY INCENTIVE PLAN. | Management | For | Against |
ISSUER NAME: COVENTRY HEALTH CARE, INC. MEETING DATE: 06/03/2004 | ||||
TICKER: CVH SECURITY ID: 222862104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT L. DALE CRANDALL AS A DIRECTOR | Management | For | For |
1.2 | ELECT ROBERT W. MOREY AS A DIRECTOR | Management | For | For |
1.3 | ELECT ELIZABETH E. TALLETT AS A DIRECTOR | Management | For | For |
1.4 | ELECT ALLEN F. WISE AS A DIRECTOR | Management | For | For |
2 | 2004 INCENTIVE PLAN. | Management | For | Against |
3 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG, LLP, AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
ISSUER NAME: CUMMINS INC. MEETING DATE: 04/06/2004 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ROBERT J. DARNALL AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN M. DEUTCH AS A DIRECTOR | Management | For | For |
1.3 | ELECT ALEXIS M. HERMAN AS A DIRECTOR | Management | For | For |
1.4 | ELECT WILLIAM I. MILLER AS A DIRECTOR | Management | For | For |
1.5 | ELECT WILLIAM D. RUCKELSHAUS AS A DIRECTOR | Management | For | For |
1.6 | ELECT THEODORE M. SOLSO AS A DIRECTOR | Management | For | For |
1.7 | ELECT J. LAWRENCE WILSON AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR THE YEAR 2004. | Management | For | For |
ISSUER NAME: CVS CORPORATION MEETING DATE: 05/12/2004 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT W. DON CORNWELL AS A DIRECTOR | Management | For | For |
1.2 | ELECT THOMAS P. GERRITY AS A DIRECTOR | Management | For | For |
1.3 | ELECT STANLEY P. GOLDSTEIN AS A DIRECTOR | Management | For | For |
1.4 | ELECT MARIAN L. HEARD AS A DIRECTOR | Management | For | For |
1.5 | ELECT WILLIAM H. JOYCE AS A DIRECTOR | Management | For | For |
1.6 | ELECT TERRY R. LAUTENBACH AS A DIRECTOR | Management | For | For |
1.7 | ELECT TERRENCE MURRAY AS A DIRECTOR | Management | For | For |
1.8 | ELECT SHELI Z. ROSENBERG AS A DIRECTOR | Management | For | For |
1.9 | ELECT THOMAS M. RYAN AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY S 1997 INCENTIVE COMPENSATION PLAN. | Management | For | For |
3 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS CVS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JANUARY 1, 2005. | Management | For | For |
4 | STOCKHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION. | Shareholder | Against | Against |
ISSUER NAME: CYTEC INDUSTRIES INC. MEETING DATE: 04/22/2004 | ||||
TICKER: CYT SECURITY ID: 232820100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT C.A. DAVIS AS A DIRECTOR | Management | For | For |
1.2 | ELECT W.P. POWELL AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF KPMG LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR 2004 | Management | For | For |
ISSUER NAME: EARTHLINK, INC. MEETING DATE: 05/25/2004 | ||||
TICKER: ELNK SECURITY ID: 270321102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT LINWOOD A. LACY, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT TERRELL B. JONES AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM H. HARRIS, JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT THOMAS E. WHEELER AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SERVE AS COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: EON LABS, INC. MEETING DATE: 05/28/2004 | ||||
TICKER: ELAB SECURITY ID: 29412E100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT THOMAS STRUNGMANN, PH.D AS A DIRECTOR | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO THE COMPANY S RESTATED CERTIFICATE OF INCORPORATION THAT WOULD INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 70,000,000 SHARES TO 100,000,000 SHARES. | Management | For | For |
3 | TO RATIFY THE REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS. | Management | For | For |
4 | TO VOTE, AS THE PROXY HOLDERS IN THEIR DISCRETION MAY DETERMINE, UPON SUCH OTHER BUSINESS AS MAY BE PROPERLY BROUGHT BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF. | Management | For | Abstain |
ISSUER NAME: EXXON MOBIL CORPORATION MEETING DATE: 05/26/2004 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT M.J. BOSKIN AS A DIRECTOR | Management | For | For |
1.2 | ELECT J.R. HOUGHTON AS A DIRECTOR | Management | For | For |
1.3 | ELECT W.R. HOWELL AS A DIRECTOR | Management | For | For |
1.4 | ELECT R.C. KING AS A DIRECTOR | Management | For | For |
1.5 | ELECT P.E. LIPPINCOTT AS A DIRECTOR | Management | For | For |
1.6 | ELECT H.J. LONGWELL AS A DIRECTOR | Management | For | For |
1.7 | ELECT H.A. MCKINNELL, JR. AS A DIRECTOR | Management | For | For |
1.8 | ELECT M.C. NELSON AS A DIRECTOR | Management | For | For |
1.9 | ELECT L.R. RAYMOND AS A DIRECTOR | Management | For | For |
1.10 | ELECT W.V. SHIPLEY AS A DIRECTOR | Management | For | For |
1.11 | ELECT R.W. TILLERSON AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 27). | Management | For | For |
3 | APPROVAL OF 2004 NON-EMPLOYEE DIRECTOR RESTRICTED STOCK PLAN (PAGE 28). | Management | For | For |
4 | POLITICAL CONTRIBUTIONS (PAGE 30). | Shareholder | Against | Against |
5 | POLITICAL CONTRIBUTIONS REPORT (PAGE 32). | Shareholder | Against | Against |
6 | MEDIA RESPONSE ON EQUATORIAL GUINEA (PAGE 34). | Shareholder | Against | Against |
7 | BOARD CHAIRMAN AND CEO (PAGE 37). | Shareholder | Against | Against |
8 | EXECUTIVE COMPENSATION (PAGE 39). | Shareholder | Against | Against |
9 | EQUITY COMPENSATION REPORT (PAGE 40). | Shareholder | Against | Against |
10 | AMENDMENT OF EEO POLICY (PAGE 42). | Shareholder | Against | Against |
11 | CLIMATE SCIENCE REPORT (PAGE 44). | Shareholder | Against | Against |
ISSUER NAME: FIDELITY CASH CENTRAL FUND MEETING DATE: 04/14/2004 | ||||
TICKER: -- SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO AMEND THE TRUST INSTRUMENT TO ALLOW THE BOARD OF TRUSTEES, IF PERMITTED BY APPLICABLE LAW, TO AUTHORIZE FUND MERGERS WITHOUT SHAREHOLDER APPROVAL. | Management | For | For |
2.1 | ELECT J. MICHAEL COOK AS A DIRECTOR | Management | For | For |
2.2 | ELECT RALPH F. COX AS A DIRECTOR | Management | For | For |
2.3 | ELECT LAURA B. CRONIN AS A DIRECTOR | Management | For | For |
2.4 | ELECT ROBERT M. GATES AS A DIRECTOR | Management | For | For |
2.5 | ELECT GEORGE H. HEILMEIER AS A DIRECTOR | Management | For | For |
2.6 | ELECT ABIGAIL P. JOHNSON AS A DIRECTOR | Management | For | For |
2.7 | ELECT EDWARD C. JOHNSON 3D AS A DIRECTOR | Management | For | For |
2.8 | ELECT DONALD J. KIRK AS A DIRECTOR | Management | For | For |
2.9 | ELECT MARIE L. KNOWLES AS A DIRECTOR | Management | For | For |
2.10 | ELECT NED C. LAUTENBACH AS A DIRECTOR | Management | For | For |
2.11 | ELECT MARVIN L. MANN AS A DIRECTOR | Management | For | For |
2.12 | ELECT WILLIAM O. MCCOY AS A DIRECTOR | Management | For | For |
2.13 | ELECT ROBERT L. REYNOLDS AS A DIRECTOR | Management | For | For |
2.14 | ELECT WILLIAM S. STAVROPOULOS AS A DIRECTOR | Management | For | For |
ISSUER NAME: FIDELITY NATIONAL FINANCIAL, INC. MEETING DATE: 09/29/2003 | ||||
TICKER: FNF SECURITY ID: 316326107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DANIEL D. (RON) LANE AS A DIRECTOR | Management | For | For |
1.2 | ELECT J. THOMAS TALBOT AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN F. FARRELL, JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT PHILIP G. HEASLEY AS A DIRECTOR | Management | For | For |
1.5 | ELECT TERRY N. CHRISTENSEN AS A DIRECTOR | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO THE COMPANY S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 150,000,000 TO 250,000,000. | Management | For | For |
ISSUER NAME: FIDELITY SECURITIES LENDING CASH CENTRAL FUND MEETING DATE: 04/14/2004 | ||||
TICKER: -- SECURITY ID: 31635A303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO AMEND THE DECLARATION OF TRUST TO ALLOW THE BOARD OF TRUSTEES, IF PERMITTED BY APPLICABLE LAW, TO AUTHORIZE FUND MERGERS WITHOUT SHAREHOLDER APPROVAL. | Management | For | For |
2.1 | ELECT J. MICHAEL COOK AS A DIRECTOR | Management | For | For |
2.2 | ELECT RALPH F. COX AS A DIRECTOR | Management | For | For |
2.3 | ELECT LAURA B. CRONIN AS A DIRECTOR | Management | For | For |
2.4 | ELECT ROBERT M. GATES AS A DIRECTOR | Management | For | For |
2.5 | ELECT GEORGE H. HEILMEIER AS A DIRECTOR | Management | For | For |
2.6 | ELECT ABIGAIL P. JOHNSON AS A DIRECTOR | Management | For | For |
2.7 | ELECT EDWARD C. JOHNSON 3D AS A DIRECTOR | Management | For | For |
2.8 | ELECT DONALD J. KIRK AS A DIRECTOR | Management | For | For |
2.9 | ELECT MARIE L. KNOWLES AS A DIRECTOR | Management | For | For |
2.10 | ELECT NED C. LAUTENBACH AS A DIRECTOR | Management | For | For |
2.11 | ELECT MARVIN L. MANN AS A DIRECTOR | Management | For | For |
2.12 | ELECT WILLIAM O. MCCOY AS A DIRECTOR | Management | For | For |
2.13 | ELECT ROBERT L. REYNOLDS AS A DIRECTOR | Management | For | For |
2.14 | ELECT WILLIAM S. STAVROPOULOS AS A DIRECTOR | Management | For | For |
ISSUER NAME: FIRST DATA CORPORATION MEETING DATE: 10/28/2003 | ||||
TICKER: FDC SECURITY ID: 319963104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO APPROVE THE ISSUANCE OF SHARES OF FIRST DATA COMMON STOCK AS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 1, 2003, AMONG FIRST DATA CORPORATION, MONACO SUBSIDIARY CORPORATION, A WHOLLY OWNED SUBSIDIARY OF FIRST DATA CORPORATION, AND CONCORD EFS, INC. | Management | For | For |
ISSUER NAME: FOREST LABORATORIES, INC. MEETING DATE: 08/11/2003 | ||||
TICKER: FRX SECURITY ID: 345838106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT HOWARD SOLOMON AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILLIAM J. CANDEE, III AS A DIRECTOR | Management | For | For |
1.3 | ELECT GEORGE S. COHAN AS A DIRECTOR | Management | For | For |
1.4 | ELECT DAN L. GOLDWASSER AS A DIRECTOR | Management | For | For |
1.5 | ELECT LESTER B. SALANS AS A DIRECTOR | Management | For | For |
1.6 | ELECT KENNETH E. GOODMAN AS A DIRECTOR | Management | For | For |
1.7 | ELECT PHILLIP M. SATOW AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF AMENDMENT OF THE COMPANY S CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL SHARES OF THE COMPANY S COMMON STOCK. | Management | For | For |
3 | RATIFICATION OF BDO SEIDMAN, LLP AS INDEPENDENT AUDITORS. | Management | For | For |
ISSUER NAME: FOUNDRY NETWORKS, INC. MEETING DATE: 06/01/2004 | ||||
TICKER: FDRY SECURITY ID: 35063R100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT BOBBY R. JOHNSON, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT ANDREW K. LUDWICK AS A DIRECTOR | Management | For | For |
1.3 | ELECT ALFRED J. AMOROSO AS A DIRECTOR | Management | For | For |
1.4 | ELECT C. NICHOLAS KEATING AS A DIRECTOR | Management | For | For |
1.5 | ELECT J. STEVEN YOUNG AS A DIRECTOR | Management | For | For |
1.6 | ELECT ALAN L. EARHART AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: FOX ENTERTAINMENT GROUP, INC. MEETING DATE: 11/25/2003 | ||||
TICKER: FOX SECURITY ID: 35138T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT K. RUPERT MURDOCH AS A DIRECTOR | Management | For | For |
1.2 | ELECT PETER CHERNIN AS A DIRECTOR | Management | For | For |
1.3 | ELECT DAVID F. DEVOE AS A DIRECTOR | Management | For | For |
1.4 | ELECT ARTHUR M. SISKIND AS A DIRECTOR | Management | For | For |
1.5 | ELECT LACHLAN K. MURDOCH AS A DIRECTOR | Management | For | For |
1.6 | ELECT CHRISTOS M. COTSAKOS AS A DIRECTOR | Management | For | For |
1.7 | ELECT THOMAS W. JONES AS A DIRECTOR | Management | For | For |
1.8 | ELECT PETER POWERS AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS. | Management | For | For |
ISSUER NAME: GAP, INC. MEETING DATE: 05/12/2004 | ||||
TICKER: GPS SECURITY ID: 364760108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT HOWARD BEHAR AS A DIRECTOR | Management | For | For |
1.2 | ELECT ADRIAN D.P. BELLAMY AS A DIRECTOR | Management | For | For |
1.3 | ELECT DONALD G. FISHER AS A DIRECTOR | Management | For | For |
1.4 | ELECT DORIS F. FISHER AS A DIRECTOR | Management | For | For |
1.5 | ELECT ROBERT J. FISHER AS A DIRECTOR | Management | For | For |
1.6 | ELECT GLENDA A. HATCHETT AS A DIRECTOR | Management | For | For |
1.7 | ELECT PENELOPE L. HUGHES AS A DIRECTOR | Management | For | For |
1.8 | ELECT BOB L. MARTIN AS A DIRECTOR | Management | For | For |
1.9 | ELECT JORGE P. MONTOYA AS A DIRECTOR | Management | For | For |
1.10 | ELECT PAUL S. PRESSLER AS A DIRECTOR | Management | For | For |
1.11 | ELECT JAMES M. SCHNEIDER AS A DIRECTOR | Management | For | For |
1.12 | ELECT MAYO A. SHATTUCK III AS A DIRECTOR | Management | For | For |
1.13 | ELECT MARGARET C. WHITMAN AS A DIRECTOR | Management | For | For |
2 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS | Management | For | For |
3 | TO APPROVE THE PROPOSAL TO AMEND AND RESTATE THE COMPANY S EXECUTIVE MANAGEMENT INCENTIVE CASH AWARD PLAN | Management | For | For |
4 | A SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION | Shareholder | Against | Against |
ISSUER NAME: GENERAL ELECTRIC COMPANY MEETING DATE: 04/28/2004 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES I. CASH, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT DENNIS D. DAMMERMAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT ANN M. FUDGE AS A DIRECTOR | Management | For | For |
1.4 | ELECT CLAUDIO X. GONZALEZ AS A DIRECTOR | Management | For | For |
1.5 | ELECT JEFFREY R. IMMELT AS A DIRECTOR | Management | For | For |
1.6 | ELECT ANDREA JUNG AS A DIRECTOR | Management | For | For |
1.7 | ELECT ALAN G. LAFLEY AS A DIRECTOR | Management | For | For |
1.8 | ELECT KENNETH G. LANGONE AS A DIRECTOR | Management | For | For |
1.9 | ELECT RALPH S. LARSEN AS A DIRECTOR | Management | For | For |
1.10 | ELECT ROCHELLE B. LAZARUS AS A DIRECTOR | Management | For | For |
1.11 | ELECT SAM NUNN AS A DIRECTOR | Management | For | For |
1.12 | ELECT ROGER S. PENSKE AS A DIRECTOR | Management | For | For |
1.13 | ELECT ROBERT J. SWIERINGA AS A DIRECTOR | Management | For | For |
1.14 | ELECT DOUGLAS A. WARNER III AS A DIRECTOR | Management | For | For |
1.15 | ELECT ROBERT C. WRIGHT AS A DIRECTOR | Management | For | For |
2 | INDEPENDENT AUDITOR | Management | For | For |
3 | REVENUE MEASUREMENT ADDED TO EXECUTIVE OFFICER PERFORMANCE GOALS | Management | For | For |
4 | CUMULATIVE VOTING | Shareholder | Against | Abstain |
5 | ANIMAL TESTING | Shareholder | Against | Against |
6 | NUCLEAR RISK | Shareholder | Against | Against |
7 | REPORT ON PCB CLEANUP COSTS | Shareholder | Against | Against |
8 | OFFSHORE SOURCING | Shareholder | Against | Against |
9 | SUSTAINABILITY INDEX | Shareholder | Against | Against |
10 | COMPENSATION COMMITTEE INDEPENDENCE | Shareholder | Against | Against |
11 | PAY DISPARITY | Shareholder | Against | Against |
12 | END STOCK OPTIONS AND BONUSES | Shareholder | Against | Against |
13 | LIMIT OUTSIDE DIRECTORSHIPS | Shareholder | Against | Against |
14 | INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | Against |
15 | EXPLORE SALE OF COMPANY | Shareholder | Against | Against |
16 | HOLDING STOCK FROM STOCK OPTIONS | Shareholder | Against | Against |
17 | BOARD INDEPENDENCE | Shareholder | Against | Against |
18 | POLITICAL CONTRIBUTIONS | Shareholder | Against | Against |
ISSUER NAME: GEORGIA-PACIFIC CORPORATION MEETING DATE: 05/04/2004 | ||||
TICKER: GP SECURITY ID: 373298108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT BARBARA L. BOWLES* AS A DIRECTOR | Management | For | For |
1.2 | ELECT DONALD V. FITES* AS A DIRECTOR | Management | For | For |
1.3 | ELECT DAVID R. GOODE* AS A DIRECTOR | Management | For | For |
1.4 | ELECT KAREN N. HORN* AS A DIRECTOR | Management | For | For |
1.5 | ELECT WILLIAM R. JOHNSON* AS A DIRECTOR | Management | For | For |
1.6 | ELECT JAMES B. WILLIAMS** AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO AMEND THE GEORGIA-PACIFIC CORPORATION LONG-TERM INCENTIVE PLAN TO ADD STOCK APPRECIATION RIGHTS, KNOWN AS SARS, AS PERMITTED AWARDS UNDER THE PLAN. | Management | For | For |
3 | PROPOSAL TO APPROVE THE GEORGIA-PACIFIC CORPORATION SHORT-TERM INCENTIVE PLAN SO THAT INCENTIVE COMPENSATION AWARDS PAID UNDER THE PLAN WILL BE FULLY DEDUCTIBLE UNDER 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. | Management | For | For |
4 | PROPOSAL TO RATIFY THE APPOINTMENT OF OUR INDEPENDENT AUDITORS, ERNST & YOUNG LLP, AS AUDITORS FOR OUR FISCAL YEAR ENDING JANUARY 1, 2005. | Management | For | For |
ISSUER NAME: GOLDEN WEST FINANCIAL CORPORATION MEETING DATE: 04/27/2004 | ||||
TICKER: GDW SECURITY ID: 381317106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT PATRICIA A. KING AS A DIRECTOR | Management | For | For |
1.2 | ELECT MARION O. SANDLER AS A DIRECTOR | Management | For | For |
1.3 | ELECT LESLIE TANG SCHILLING AS A DIRECTOR | Management | For | For |
2 | INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 200,000,000 TO 600,000,000. | Management | For | For |
3 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP TO SERVE AS THE COMPANY S INDEPENDENT OUTSIDE AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: HOVNANIAN ENTERPRISES, INC. MEETING DATE: 03/05/2004 | ||||
TICKER: HOV SECURITY ID: 442487203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT K. HOVNANIAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT A. HOVNANIAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT G. DECESARIS, JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT A. GREENBAUM AS A DIRECTOR | Management | For | For |
1.5 | ELECT D. MCDONALD AS A DIRECTOR | Management | For | For |
1.6 | ELECT J. ROBBINS AS A DIRECTOR | Management | For | For |
1.7 | ELECT J. SORSBY AS A DIRECTOR | Management | For | For |
1.8 | ELECT S. WEINROTH AS A DIRECTOR | Management | For | For |
1.9 | ELECT E. KANGAS AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDED OCTOBER 31, 2004. | Management | For | For |
3 | THE APPROVAL OF AN AMENDMENT TO THE AMENDED CERTIFICATE OF INCORPORATION, WHICH WOULD INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. | Management | For | For |
4 | THE APPROVAL OF THE COMPANY S AMENDED AND RESTATED SENIOR EXECUTIVE SHORT-TERM INCENTIVE PLAN. | Management | For | Against |
5 | THE APPROVAL OF THE COMPANY S AMENDED AND RESTATED 1999 STOCK INCENTIVE PLAN. | Management | For | Against |
ISSUER NAME: INTEL CORPORATION MEETING DATE: 05/19/2004 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT CRAIG R. BARRETT AS A DIRECTOR | Management | For | For |
1.2 | ELECT CHARLENE BARSHEFSKY AS A DIRECTOR | Management | For | For |
1.3 | ELECT E. JOHN P. BROWNE AS A DIRECTOR | Management | For | For |
1.4 | ELECT ANDREW S. GROVE AS A DIRECTOR | Management | For | For |
1.5 | ELECT D. JAMES GUZY AS A DIRECTOR | Management | For | For |
1.6 | ELECT REED E. HUNDT AS A DIRECTOR | Management | For | For |
1.7 | ELECT PAUL S. OTELLINI AS A DIRECTOR | Management | For | For |
1.8 | ELECT DAVID S. POTTRUCK AS A DIRECTOR | Management | For | For |
1.9 | ELECT JANE E. SHAW AS A DIRECTOR | Management | For | For |
1.10 | ELECT JOHN L. THORNTON AS A DIRECTOR | Management | For | For |
1.11 | ELECT DAVID B. YOFFIE AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS | Management | For | For |
3 | APPROVAL OF THE 2004 EQUITY INCENTIVE PLAN | Management | For | For |
4 | STOCKHOLDER PROPOSAL REQUESTING THE EXPENSING OF STOCK OPTIONS | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL REQUESTING THE USE OF PERFORMANCE-VESTING STOCK | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL REQUESTING THE USE OF PERFORMANCE-BASED STOCK OPTIONS | Shareholder | Against | Against |
ISSUER NAME: INTERNATIONAL BUSINESS MACHINES CORP MEETING DATE: 04/27/2004 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT C. BLACK AS A DIRECTOR | Management | For | For |
1.2 | ELECT K.I. CHENAULT AS A DIRECTOR | Management | For | For |
1.3 | ELECT C. GHOSN AS A DIRECTOR | Management | For | For |
1.4 | ELECT N.O. KEOHANE AS A DIRECTOR | Management | For | For |
1.5 | ELECT C.F. KNIGHT AS A DIRECTOR | Management | For | For |
1.6 | ELECT L.A. NOTO AS A DIRECTOR | Management | For | For |
1.7 | ELECT S.J. PALMISANO AS A DIRECTOR | Management | For | For |
1.8 | ELECT J.B. SLAUGHTER AS A DIRECTOR | Management | For | For |
1.9 | ELECT J.E. SPERO AS A DIRECTOR | Management | For | For |
1.10 | ELECT S. TAUREL AS A DIRECTOR | Management | For | For |
1.11 | ELECT C.M. VEST AS A DIRECTOR | Management | For | For |
1.12 | ELECT L.H. ZAMBRANO AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS (PRICEWATERHOUSECOOPERS LLP) (PAGE 22) | Management | For | For |
3 | RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS FOR THE BUSINESS CONSULTING SERVICES UNIT (ERNST & YOUNG LLP) (PAGE 22) | Management | For | For |
4 | APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE TERMS FOR CERTAIN EXECUTIVES (PAGE 23) | Management | For | For |
5 | STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING (PAGE 25) | Shareholder | Against | Abstain |
6 | STOCKHOLDER PROPOSAL ON: PENSION AND RETIREMENT MEDICAL (PAGE 25) | Shareholder | Against | Against |
7 | STOCKHOLDER PROPOSAL ON: EXECUTIVE COMPENSATION (PAGE 26) | Shareholder | Against | Against |
8 | STOCKHOLDER PROPOSAL ON: EXPENSING STOCK OPTIONS (PAGE 28) | Shareholder | Against | Against |
9 | STOCKHOLDER PROPOSAL ON: DISCLOSURE OF EXECUTIVE COMPENSATION (PAGE 29) | Shareholder | Against | Against |
10 | STOCKHOLDER PROPOSAL ON: CHINA BUSINESS PRINCIPLES (PAGE 30) | Shareholder | Against | Against |
11 | STOCKHOLDER PROPOSAL ON: POLITICAL CONTRIBUTIONS (PAGE 31) | Shareholder | Against | Against |
12 | STOCKHOLDER PROPOSAL ON: A REVIEW OF EXECUTIVE COMPENSATION POLICIES (PAGE 32) | Shareholder | Against | Against |
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ISSUER NAME: J.P. MORGAN CHASE & CO. MEETING DATE: 05/25/2004 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | MERGER PROPOSAL | Management | For | For |
2.1 | ELECT HANS W. BECHERER AS A DIRECTOR | Management | For | For |
2.2 | ELECT FRANK A. BENNACK, JR. AS A DIRECTOR | Management | For | For |
2.3 | ELECT JOHN H. BIGGS AS A DIRECTOR | Management | For | For |
2.4 | ELECT LAWRENCE A. BOSSIDY AS A DIRECTOR | Management | For | For |
2.5 | ELECT ELLEN V. FUTTER AS A DIRECTOR | Management | For | For |
2.6 | ELECT WILLIAM H. GRAY, III AS A DIRECTOR | Management | For | For |
2.7 | ELECT WILLIAM B. HARRISON, JR AS A DIRECTOR | Management | For | For |
2.8 | ELECT HELENE L. KAPLAN AS A DIRECTOR | Management | For | For |
2.9 | ELECT LEE R. RAYMOND AS A DIRECTOR | Management | For | For |
2.10 | ELECT JOHN R. STAFFORD AS A DIRECTOR | Management | For | For |
3 | APPOINTMENT OF EXTERNAL AUDITOR | Management | For | For |
4 | RE-APPROVAL OF KEY EXECUTIVE PERFORMANCE PLAN | Management | For | For |
5 | ADJOURNMENT OF MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES | Management | For | Abstain |
6 | DIRECTOR TERM LIMIT | Shareholder | Against | Against |
7 | CHARITABLE CONTRIBUTIONS | Shareholder | Against | Against |
8 | POLITICAL CONTRIBUTIONS | Shareholder | Against | Against |
9 | SEPARATION OF CHAIRMAN AND CEO | Shareholder | Against | Against |
10 | DERIVATIVE DISCLOSURE | Shareholder | Against | Against |
11 | AUDITOR INDEPENDENCE | Shareholder | Against | Against |
12 | DIRECTOR COMPENSATION | Shareholder | Against | Against |
13 | PAY DISPARITY | Shareholder | Against | Against |
ISSUER NAME: JOHNSON & JOHNSON MEETING DATE: 04/22/2004 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT GERARD N. BURROW AS A DIRECTOR | Management | For | For |
1.2 | ELECT MARY S. COLEMAN AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES G. CULLEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT ROBERT J. DARRETTA AS A DIRECTOR | Management | For | For |
1.5 | ELECT M. JUDAH FOLKMAN AS A DIRECTOR | Management | For | For |
1.6 | ELECT ANN D. JORDAN AS A DIRECTOR | Management | For | For |
1.7 | ELECT ARNOLD G. LANGBO AS A DIRECTOR | Management | For | For |
1.8 | ELECT SUSAN L. LINDQUIST AS A DIRECTOR | Management | For | For |
1.9 | ELECT LEO F. MULLIN AS A DIRECTOR | Management | For | For |
1.10 | ELECT STEVEN S REINEMUND AS A DIRECTOR | Management | For | For |
1.11 | ELECT DAVID SATCHER AS A DIRECTOR | Management | For | For |
1.12 | ELECT HENRY B. SCHACHT AS A DIRECTOR | Management | For | For |
1.13 | ELECT WILLIAM C. WELDON AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS AS INDEPENDENT AUDITORS | Management | For | For |
3 | PROPOSAL ON CHARITABLE CONTRIBUTIONS | Shareholder | Against | Against |
ISSUER NAME: LEGG MASON, INC. MEETING DATE: 07/22/2003 | ||||
TICKER: LM SECURITY ID: 524901105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT CARL BILDT* AS A DIRECTOR | Management | For | For |
1.2 | ELECT HARRY M. FORD, JR.* AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN E. KOERNER, III* AS A DIRECTOR | Management | For | For |
1.4 | ELECT PETER F. O'MALLEY* AS A DIRECTOR | Management | For | For |
1.5 | ELECT JAMES E. UKROP* AS A DIRECTOR | Management | For | For |
1.6 | ELECT DENNIS R. BERESFORD** AS A DIRECTOR | Management | For | For |
ISSUER NAME: MASCO CORPORATION MEETING DATE: 05/11/2004 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT PETER A. DOW* AS A DIRECTOR | Management | For | For |
1.2 | ELECT ANTHONY F. EARLEY, JR.* AS A DIRECTOR | Management | For | For |
1.3 | ELECT WAYNE B. LYON* AS A DIRECTOR | Management | For | For |
1.4 | ELECT DAVID L. JOHNSTON** AS A DIRECTOR | Management | For | For |
1.5 | ELECT J. MICHAEL LOSH** AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO APPROVE THE MASCO CORPORATION 2004 RESTRICTED STOCK AWARD PROGRAM. | Management | For | Against |
3 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR THE YEAR 2004. | Management | For | For |
ISSUER NAME: MAXTOR CORPORATION MEETING DATE: 05/20/2004 | ||||
TICKER: MXO SECURITY ID: 577729205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT PAUL J. TUFANO AS A DIRECTOR | Management | For | For |
1.2 | ELECT CHARLES M. BOESENBERG AS A DIRECTOR | Management | For | For |
1.3 | ELECT MICHAEL R. CANNON AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE ENGAGEMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 25, 2004. | Management | For | For |
ISSUER NAME: MBIA INC. MEETING DATE: 05/06/2004 | ||||
TICKER: MBI SECURITY ID: 55262C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOSEPH W. BROWN AS A DIRECTOR | Management | For | For |
1.2 | ELECT C. EDWARD CHAPLIN AS A DIRECTOR | Management | For | For |
1.3 | ELECT DAVID C. CLAPP AS A DIRECTOR | Management | For | For |
1.4 | ELECT GARY C. DUNTON AS A DIRECTOR | Management | For | For |
1.5 | ELECT CLAIRE L. GAUDIANI AS A DIRECTOR | Management | For | For |
1.6 | ELECT FREDA S. JOHNSON AS A DIRECTOR | Management | For | For |
1.7 | ELECT DANIEL P. KEARNEY AS A DIRECTOR | Management | For | For |
1.8 | ELECT JAMES A. LEBENTHAL AS A DIRECTOR | Management | For | For |
1.9 | ELECT DEBRA J. PERRY AS A DIRECTOR | Management | For | For |
1.10 | ELECT JOHN A. ROLLS AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS. | Management | For | For |
ISSUER NAME: MEDTRONIC, INC. MEETING DATE: 08/28/2003 | ||||
TICKER: MDT SECURITY ID: 585055106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT RICHARD H. ANDERSON AS A DIRECTOR | Management | For | For |
1.2 | ELECT MICHAEL R. BONSIGNORE AS A DIRECTOR | Management | For | For |
1.3 | ELECT GORDON M. SPRENGER AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC S INDEPENDENT AUDITORS | Management | For | For |
3 | TO APPROVE MEDTRONIC S 2003 LONG-TERM INCENTIVE PLAN. | Management | For | For |
4 | TO APPROVE MEDTRONIC S EXECUTIVE INCENTIVE PLAN. | Management | For | For |
ISSUER NAME: MERCK & CO., INC. MEETING DATE: 04/27/2004 | ||||
TICKER: MRK SECURITY ID: 589331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT PETER C. WENDELL* AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILLIAM G. BOWEN** AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM M. DALEY** AS A DIRECTOR | Management | For | For |
1.4 | ELECT THOMAS E. SHENK** AS A DIRECTOR | Management | For | For |
1.5 | ELECT WENDELL P. WEEKS** AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF THE COMPANY S INDEPENDENT AUDITORS FOR 2004 | Management | For | For |
3 | PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS THE BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST ITEMS 4 THROUGH 8 | Management | For | For |
4 | STOCKHOLDER PROPOSAL CONCERNING MANAGEMENT COMPENSATION | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL CONCERNING EXTENSION OF PRESCRIPTION DRUG PATENTS | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL CONCERNING ETHICAL AND SOCIAL PERFORMANCE OF THE COMPANY | Shareholder | Against | Against |
7 | STOCKHOLDER PROPOSAL CONCERNING USE OF SHAREHOLDER RESOURCES FOR POLITICAL PURPOSES | Shareholder | Against | Against |
8 | STOCKHOLDER PROPOSAL CONCERNING A REPORT RELATED TO THE GLOBAL HIV/AIDS PANDEMIC | Shareholder | Against | Against |
ISSUER NAME: MICROSOFT CORPORATION MEETING DATE: 11/11/2003 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WILLIAM H. GATES III AS A DIRECTOR | Management | For | For |
1.2 | ELECT STEVEN A. BALLMER AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES I. CASH JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT RAYMOND V. GILMARTIN AS A DIRECTOR | Management | For | For |
1.5 | ELECT A. MCLAUGHLIN KOROLOGOS AS A DIRECTOR | Management | For | For |
1.6 | ELECT DAVID F. MARQUARDT AS A DIRECTOR | Management | For | For |
1.7 | ELECT CHARLES H. NOSKI AS A DIRECTOR | Management | For | For |
1.8 | ELECT HELMUT PANKE AS A DIRECTOR | Management | For | For |
1.9 | ELECT WM. G. REED JR. AS A DIRECTOR | Management | For | For |
1.10 | ELECT JON A. SHIRLEY AS A DIRECTOR | Management | For | For |
2 | ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK PLAN | Management | For | Against |
3 | ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS | Management | For | Against |
4 | SHAREHOLDER PROPOSAL (THE BOARD RECOMMENDS A VOTE AGAINST THIS PROPOSAL) | Shareholder | Against | Against |
ISSUER NAME: MILLENNIUM PHARMACEUTICALS, INC. MEETING DATE: 05/07/2004 | ||||
TICKER: MLNM SECURITY ID: 599902103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT CHARLES J. HOMCY, M.D. AS A DIRECTOR | Management | For | For |
1.2 | ELECT RAJU S KUCHERLAPATI PHD AS A DIRECTOR | Management | For | For |
1.3 | ELECT ERIC S. LANDER, PH.D. AS A DIRECTOR | Management | For | For |
2 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: NEWMONT MINING CORPORATION MEETING DATE: 04/28/2004 | ||||
TICKER: NEM SECURITY ID: 651639106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT G.A. BARTON AS A DIRECTOR | Management | For | For |
1.2 | ELECT V.A. CALARCO AS A DIRECTOR | Management | For | For |
1.3 | ELECT M.S. HAMSON AS A DIRECTOR | Management | For | For |
1.4 | ELECT L.I. HIGDON, JR. AS A DIRECTOR | Management | For | For |
1.5 | ELECT P. LASSONDE AS A DIRECTOR | Management | For | For |
1.6 | ELECT R.J. MILLER AS A DIRECTOR | Management | For | For |
1.7 | ELECT W.W. MURDY AS A DIRECTOR | Management | For | For |
1.8 | ELECT R.A. PLUMBRIDGE AS A DIRECTOR | Management | For | For |
1.9 | ELECT J.B. PRESCOTT AS A DIRECTOR | Management | For | For |
1.10 | ELECT M.K. REILLY AS A DIRECTOR | Management | For | For |
1.11 | ELECT S. SCHULICH AS A DIRECTOR | Management | For | For |
1.12 | ELECT J.V. TARANIK AS A DIRECTOR | Management | For | For |
2 | RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR 2004 | Management | For | For |
3 | STOCKHOLDER PROPOSAL | Shareholder | Against | For |
ISSUER NAME: NEXTEL COMMUNICATIONS, INC. MEETING DATE: 05/27/2004 | ||||
TICKER: NXTL SECURITY ID: 65332V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT KEITH J. BANE AS A DIRECTOR | Management | For | For |
1.2 | ELECT V. JANET HILL AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | APPROVAL OF THE NEXTEL COMMUNICATIONS, INC. AMENDED AND RESTATED ASSOCIATE STOCK PURCHASE PLAN. | Management | For | For |
ISSUER NAME: OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: 04/30/2004 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT RONALD W. BURKLE AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN S. CHALSLY AS A DIRECTOR | Management | For | For |
1.3 | ELECT EDWARD P. DJEREJIAN AS A DIRECTOR | Management | For | For |
1.4 | ELECT R. CHAD DREIER AS A DIRECTOR | Management | For | For |
1.5 | ELECT JOHN E. FEICK AS A DIRECTOR | Management | For | For |
1.6 | ELECT RAY R. IRANI AS A DIRECTOR | Management | For | For |
1.7 | ELECT DALE R. LAURANCE AS A DIRECTOR | Management | For | For |
1.8 | ELECT IRVIN W. MALONEY AS A DIRECTOR | Management | For | For |
1.9 | ELECT RODOLFO SEGOVIA AS A DIRECTOR | Management | For | For |
1.10 | ELECT AZIZ D. SYRIANI AS A DIRECTOR | Management | For | For |
1.11 | ELECT ROSEMARY TOMICH AS A DIRECTOR | Management | For | For |
1.12 | ELECT WALTER L. WEISMAN AS A DIRECTOR | Management | For | For |
2 | THE RATIFICATION OF THE SELECTION OF KPMG AS INDEPENDENT AUDITORS. | Management | For | For |
3 | APPROVAL OF AMENDMENT TO THE RESTRICTED STOCK PLAN FOR NON-EMPLOYEE DIRECTORS. | Management | For | For |
4 | DISCONTINUANCE OF OPTIONS, RIGHTS AND SEVERANCE PAYMENTS. | Shareholder | Against | Against |
ISSUER NAME: PACIFICARE HEALTH SYSTEMS, INC. MEETING DATE: 05/20/2004 | ||||
TICKER: PHS SECURITY ID: 695112102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT AIDA ALVAREZ AS A DIRECTOR | Management | For | For |
1.2 | ELECT BRADLEY C. CALL AS A DIRECTOR | Management | For | For |
1.3 | ELECT TERRY O. HARTSHORN AS A DIRECTOR | Management | For | For |
1.4 | ELECT DOMINIC NG AS A DIRECTOR | Management | For | For |
1.5 | ELECT HOWARD G. PHANSTIEL AS A DIRECTOR | Management | For | For |
1.6 | ELECT WARREN E. PINCKERT II AS A DIRECTOR | Management | For | For |
1.7 | ELECT DAVID A. REED AS A DIRECTOR | Management | For | For |
1.8 | ELECT CHARLES R. RINEHART AS A DIRECTOR | Management | For | For |
1.9 | ELECT LINDA ROSENSTOCK AS A DIRECTOR | Management | For | For |
1.10 | ELECT LLOYD E. ROSS AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF AMENDMENT AND RESTATEMENT OF THE EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
3 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For |
ISSUER NAME: PARTNERRE LTD. MEETING DATE: 05/13/2004 | ||||
TICKER: PRE SECURITY ID: G6852T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT VITO H. BAUMGARTNER AS A DIRECTOR | Management | For | For |
1.2 | ELECT JEAN-PAUL MONTUPET AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN A. ROLLWAGEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT LUCIO STANCA AS A DIRECTOR | Management | For | For |
2 | TO APPROVE AN INCREASE IN THE MAXIMUM NUMBER OF DIRECTORS FROM TEN TO ELEVEN, WITH THE MINIMUM NUMBER OF DIRECTORS SET AT THREE, AND FOR THE BOARD TO BE AUTHORIZED TO FILL ANY VACANCIES AS AND WHEN THEY DEEM EXPEDIENT. | Management | For | For |
3 | TO AMEND THE BYE-LAWS OF THE COMPANY TO REMOVE THE EXEMPTION WHICH EXCLUDES SWISS REINSURANCE COMPANY AND ITS AFFILIATES FROM THE PROHIBITION ON OBTAINING OR EXERCISING MORE THAN 9.9% OF THE VOTING RIGHTS ATTACHED TO THE COMPANY S ISSUED AND OUTSTANDING SHARES. | Management | For | For |
4 | TO INCREASE THE NUMBER OF COMMON SHARES RESERVED FOR ISSUANCE UNDER THE PARTNERRE LTD. EMPLOYEE INCENTIVE PLAN FROM 3,500,000 COMMON SHARES TO 5,000,000 COMMON SHARES. | Management | For | For |
5 | TO REAPPOINT THE FIRM OF DELOITTE & TOUCHE TO SERVE AS INDEPENDENT AUDITORS OF THE COMPANY UNTIL THE COMPANY S 2005 ANNUAL GENERAL MEETING AND TO REFER TO THE BOARD OF DIRECTORS THE AUTHORITY TO DETERMINE THE REMUNERATION OF DELOITTE & TOUCHE. | Management | For | For |
6 | OTHER - IN THEIR DISCRETION UPON SUCH OTHER MATTERS, INCLUDING WITHHOLDING A QUORUM, IF NECESSARY, AS MAY PROPERLY COME BEFORE THE ANNUAL GENERAL MEETING. | Management | For | Abstain |
ISSUER NAME: PFIZER INC. MEETING DATE: 04/22/2004 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MICHAEL S. BROWN AS A DIRECTOR | Management | For | For |
1.2 | ELECT M. ANTHONY BURNS AS A DIRECTOR | Management | For | For |
1.3 | ELECT ROBERT N. BURT AS A DIRECTOR | Management | For | For |
1.4 | ELECT W. DON CORNWELL AS A DIRECTOR | Management | For | For |
1.5 | ELECT WILLIAM H. GRAY III AS A DIRECTOR | Management | For | For |
1.6 | ELECT CONSTANCE J. HORNER AS A DIRECTOR | Management | For | For |
1.7 | ELECT WILLIAM R. HOWELL AS A DIRECTOR | Management | For | For |
1.8 | ELECT STANLEY O. IKENBERRY AS A DIRECTOR | Management | For | For |
1.9 | ELECT GEORGE A. LORCH AS A DIRECTOR | Management | For | For |
1.10 | ELECT HENRY A. MCKINNELL AS A DIRECTOR | Management | For | For |
1.11 | ELECT DANA G. MEAD AS A DIRECTOR | Management | For | For |
1.12 | ELECT FRANKLIN D. RAINES AS A DIRECTOR | Management | For | For |
1.13 | ELECT RUTH J. SIMMONS AS A DIRECTOR | Management | For | For |
1.14 | ELECT WILLIAM C. STEERE, JR. AS A DIRECTOR | Management | For | For |
1.15 | ELECT JEAN-PAUL VALLES AS A DIRECTOR | Management | For | For |
2 | A PROPOSAL TO APPROVE THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | A PROPOSAL TO APPROVE THE PFIZER INC. 2004 STOCK PLAN. | Management | For | For |
4 | SHAREHOLDER PROPOSAL REQUESTING REVIEW OF THE ECONOMIC EFFECTS OF THE HIV/AIDS, TB AND MALARIA PANDEMICS ON THE COMPANY S BUSINESS STRATEGY. | Shareholder | Against | Against |
5 | SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. | Shareholder | Against | Against |
6 | SHAREHOLDER PROPOSAL RELATING TO AN ANNUAL REPORT ON CORPORATE RESOURCES DEVOTED TO SUPPORTING POLITICAL ENTITIES OR CANDIDATES. | Shareholder | Against | Against |
7 | SHAREHOLDER PROPOSAL SEEKING TO IMPOSE TERM LIMITS ON DIRECTORS. | Shareholder | Against | Against |
8 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING ACCESS TO PFIZER PRODUCTS. | Shareholder | Against | Against |
9 | SHAREHOLDER PROPOSAL ON STOCK OPTIONS. | Shareholder | Against | Against |
10 | SHAREHOLDER PROPOSAL ON IN VITRO TESTING. | Shareholder | Against | Against |
ISSUER NAME: PHELPS DODGE CORPORATION MEETING DATE: 05/28/2004 | ||||
TICKER: PD SECURITY ID: 717265102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MARIE L. KNOWLES AS A DIRECTOR | Management | For | For |
1.2 | ELECT JON C. MADONNA AS A DIRECTOR | Management | For | For |
1.3 | ELECT GORDON R. PARKER AS A DIRECTOR | Management | For | For |
1.4 | ELECT ROBERT D. JOHNSON AS A DIRECTOR | Management | For | For |
2 | SHAREHOLDER PROPOSAL REGARDING CHARITABLE CONTRIBUTIONS. | Shareholder | Against | Against |
ISSUER NAME: PPL CORPORATION MEETING DATE: 04/23/2004 | ||||
TICKER: PPL SECURITY ID: 69351T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WILLIAM F. HECHT AS A DIRECTOR | Management | For | For |
1.2 | ELECT STUART HEYDT AS A DIRECTOR | Management | For | For |
1.3 | ELECT W. KEITH SMITH AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR | Management | For | For |
ISSUER NAME: SEPRACOR INC. MEETING DATE: 05/19/2004 | ||||
TICKER: SEPR SECURITY ID: 817315104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DIGBY W. BARRIOS AS A DIRECTOR | Management | For | For |
1.2 | ELECT ALAN A. STEIGROD AS A DIRECTOR | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO OUR 2000 STOCK INCENTIVE PLAN INCREASING FROM 5,500,000 TO 8,000,000 THE NUMBER OF SHARES OF OUR COMMON STOCK RESERVED FOR ISSUANCE UNDER THE 2000 PLAN. | Management | For | For |
3 | TO RATIFY THE SELECTION BY OUR BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR. | Management | For | For |
ISSUER NAME: SILICON LABORATORIES INC. MEETING DATE: 04/29/2004 | ||||
TICKER: SLAB SECURITY ID: 826919102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DANIEL A. ARTUSI AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILLIAM G. BOCK AS A DIRECTOR | Management | For | For |
1.3 | ELECT R. TED ENLOE III AS A DIRECTOR | Management | For | For |
2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF SILICON LABORATORIES INC. FOR THE FISCAL YEAR ENDING JANUARY 1, 2005. | Management | For | For |
ISSUER NAME: STAPLES, INC. MEETING DATE: 06/17/2004 | ||||
TICKER: SPLS SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT ARTHUR M. BLANK AS A DIRECTOR | Management | For | For |
1.2 | ELECT GARY L. CRITTENDEN AS A DIRECTOR | Management | For | For |
1.3 | ELECT MARTIN TRUST AS A DIRECTOR | Management | For | For |
1.4 | ELECT PAUL F. WALSH AS A DIRECTOR | Management | For | For |
2 | TO APPROVE STAPLES 2004 STOCK INCENTIVE PLAN. | Management | For | For |
3 | TO APPROVE STAPLES AMENDED AND RESTATED 1998 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
4 | TO APPROVE STAPLES AMENDED AND RESTATED INTERNATIONAL EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
5 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF ERNST & YOUNG LLP AS STAPLES INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR. | Management | For | For |
6 | TO ACT ON A SHAREHOLDER PROPOSAL ON SHAREHOLDER RIGHTS PLANS. | Shareholder | Against | For |
7 | TO ACT ON A SHAREHOLDER PROPOSAL ON SHAREHOLDER INPUT ON POISON PILLS. | Shareholder | Against | For |
8 | TO ACT ON A SHAREHOLDER PROPOSAL ON COMMONSENSE EXECUTIVE COMPENSATION. | Shareholder | Against | Against |
9 | TO ACT ON A SHAREHOLDER PROPOSAL ON AUDITOR INDEPENDENCE. | Shareholder | Against | Against |
ISSUER NAME: SYSCO CORPORATION MEETING DATE: 11/07/2003 | ||||
TICKER: SYY SECURITY ID: 871829107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JONATHAN GOLDEN* AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOSEPH A. HAFNER, JR.* AS A DIRECTOR | Management | For | For |
1.3 | ELECT THOMAS E. LANKFORD* AS A DIRECTOR | Management | For | For |
1.4 | ELECT RICHARD J. SCHNIEDERS* AS A DIRECTOR | Management | For | For |
1.5 | ELECT J.K. STUBBLEFIELD, JR** AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK THAT SYSCO WILL HAVE THE AUTHORITY TO ISSUE TO TWO BILLION (2,000,000,000). | Management | For | For |
3 | APPROVAL OF THE 2003 STOCK INCENTIVE PLAN. | Management | For | Against |
4 | SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD REVIEW THE COMPANY S POLICIES FOR FOOD PRODUCTS CONTAINING GENETICALLY ENGINEERED INGREDIENTS AND REPORT TO SHAREHOLDERS BY MARCH 2004. | Shareholder | Against | Against |
ISSUER NAME: THE FIRST AMERICAN CORPORATION MEETING DATE: 05/13/2004 | ||||
TICKER: FAF SECURITY ID: 318522307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT GARY J. BEBAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT J. DAVID CHATHAM AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM G. DAVIS AS A DIRECTOR | Management | For | For |
1.4 | ELECT JAMES L. DOTI AS A DIRECTOR | Management | For | For |
1.5 | ELECT LEWIS W. DOUGLAS, JR. AS A DIRECTOR | Management | For | For |
1.6 | ELECT PAUL B. FAY, JR. AS A DIRECTOR | Management | For | For |
1.7 | ELECT D.P. KENNEDY AS A DIRECTOR | Management | For | For |
1.8 | ELECT PARKER S. KENNEDY AS A DIRECTOR | Management | For | For |
1.9 | ELECT FRANK E. O'BRYAN AS A DIRECTOR | Management | For | For |
1.10 | ELECT ROSLYN B. PAYNE AS A DIRECTOR | Management | For | For |
1.11 | ELECT D. VAN SKILLING AS A DIRECTOR | Management | For | For |
1.12 | ELECT HERBERT B. TASKER AS A DIRECTOR | Management | For | For |
1.13 | ELECT VIRGINIA M. UEBERROTH AS A DIRECTOR | Management | For | For |
ISSUER NAME: THE GILLETTE COMPANY MEETING DATE: 05/20/2004 | ||||
TICKER: G SECURITY ID: 375766102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT EDWARD F. DEGRAAN AS A DIRECTOR | Management | For | For |
1.2 | ELECT WILBUR H. GANTZ AS A DIRECTOR | Management | For | For |
1.3 | ELECT JAMES M. KILTS AS A DIRECTOR | Management | For | For |
1.4 | ELECT JORGE PAULO LEMANN AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF AUDITOR. | Management | For | For |
3 | APPROVAL OF THE 2004 LONG-TERM INCENTIVE PLAN. | Management | For | For |
4 | SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS. | Shareholder | Against | For |
5 | SHAREHOLDER PROPOSAL TO LIMIT SERVICES PROVIDED BY THE AUDITOR. | Shareholder | Against | Against |
6 | SHAREHOLDER PROPOSAL TO EXPENSE STOCK OPTIONS. | Shareholder | Against | Against |
ISSUER NAME: TORCHMARK CORPORATION MEETING DATE: 04/29/2004 | ||||
TICKER: TMK SECURITY ID: 891027104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT CHARLES E. ADAIR AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOSEPH M. FARLEY AS A DIRECTOR | Management | For | For |
1.3 | ELECT C.B. HUDSON AS A DIRECTOR | Management | For | For |
1.4 | ELECT JOSEPH L. LANIER, JR. AS A DIRECTOR | Management | For | For |
1.5 | ELECT R.K. RICHEY AS A DIRECTOR | Management | For | For |
2 | RATIFICATION OF AUDITORS | Management | For | For |
3 | SHAREHOLDER PROPOSAL | Shareholder | Against | Against |
4 | SHAREHOLDER PROPOSAL | Shareholder | Against | Against |
ISSUER NAME: TXU CORP. MEETING DATE: 05/21/2004 | ||||
TICKER: TXU SECURITY ID: 873168108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DEREK C. BONHAM AS A DIRECTOR | Management | For | For |
1.2 | ELECT E. GAIL DE PLANQUE AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM M. GRIFFIN AS A DIRECTOR | Management | For | For |
1.4 | ELECT KERNEY LADAY AS A DIRECTOR | Management | For | For |
1.5 | ELECT JACK E. LITTLE AS A DIRECTOR | Management | For | For |
1.6 | ELECT ERLE NYE AS A DIRECTOR | Management | For | For |
1.7 | ELECT J.E. OESTERREICHER AS A DIRECTOR | Management | For | For |
1.8 | ELECT MICHAEL W. RANGER AS A DIRECTOR | Management | For | For |
1.9 | ELECT HERBERT H. RICHARDSON AS A DIRECTOR | Management | For | For |
1.10 | ELECT C. JOHN WILDER AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF AUDITORS - DELOITTE & TOUCHE LLP | Management | For | For |
3 | SHAREHOLDER PROPOSAL RELATED TO OFFICERS SALES OF RESTRICTED STOCK | Shareholder | Against | Against |
ISSUER NAME: UNITED DEFENSE INDUSTRIES, INC. MEETING DATE: 04/13/2004 | ||||
TICKER: UDI SECURITY ID: 91018B104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT FRANK C. CARLUCCI AS A DIRECTOR | Management | For | For |
1.2 | ELECT PETER J. CLARE AS A DIRECTOR | Management | For | For |
1.3 | ELECT WILLIAM E. CONWAY, JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT C. THOMAS FAULDERS, III AS A DIRECTOR | Management | For | For |
1.5 | ELECT ROBERT J. NATTER AS A DIRECTOR | Management | For | For |
1.6 | ELECT J.H. BINFORD PEAY, III AS A DIRECTOR | Management | For | For |
1.7 | ELECT THOMAS W. RABAUT AS A DIRECTOR | Management | For | For |
1.8 | ELECT FRANCIS RABORN AS A DIRECTOR | Management | For | For |
1.9 | ELECT JOHN M. SHALIKASHVILI AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE AMENDED AND RESTATED PLAN. | Management | For | For |
ISSUER NAME: W. R. BERKLEY CORPORATION MEETING DATE: 05/11/2004 | ||||
TICKER: BER SECURITY ID: 084423102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT WILLIAM R. BERKLEY, JR. AS A DIRECTOR | Management | For | For |
1.2 | ELECT RONALD E. BLAYLOCK AS A DIRECTOR | Management | For | For |
1.3 | ELECT MARK E. BROCKBANK AS A DIRECTOR | Management | For | For |
1.4 | ELECT RODNEY A. HAWES, JR. AS A DIRECTOR | Management | For | For |
2 | TO APPROVE THE W. R. BERKLEY CORPORATION 2004 LONG-TERM INCENTIVE PLAN. | Management | For | For |
3 | TO APPROVE THE AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF W. R. BERKLEY CORPORATION. | Management | For | For |
4 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS FOR W. R. BERKLEY CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Management | For | For |
ISSUER NAME: WAL-MART STORES, INC. MEETING DATE: 06/04/2004 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JAMES W. BREYER AS A DIRECTOR | Management | For | For |
1.2 | ELECT M. MICHELE BURNS AS A DIRECTOR | Management | For | For |
1.3 | ELECT THOMAS M. COUGHLIN AS A DIRECTOR | Management | For | For |
1.4 | ELECT DAVID D. GLASS AS A DIRECTOR | Management | For | For |
1.5 | ELECT ROLAND A. HERNANDEZ AS A DIRECTOR | Management | For | For |
1.6 | ELECT DAWN G. LEPORE AS A DIRECTOR | Management | For | For |
1.7 | ELECT JOHN D. OPIE AS A DIRECTOR | Management | For | For |
1.8 | ELECT J. PAUL REASON AS A DIRECTOR | Management | For | For |
1.9 | ELECT H. LEE SCOTT, JR. AS A DIRECTOR | Management | For | For |
1.10 | ELECT JACK C. SHEWMAKER AS A DIRECTOR | Management | For | For |
1.11 | ELECT JOSE H. VILLARREAL AS A DIRECTOR | Management | For | For |
1.12 | ELECT JOHN T. WALTON AS A DIRECTOR | Management | For | For |
1.13 | ELECT S. ROBSON WALTON AS A DIRECTOR | Management | For | For |
1.14 | ELECT CHRISTOPHER J. WILLIAMS AS A DIRECTOR | Management | For | For |
2 | APPROVAL OF THE ASDA COLLEAGUE SHARE OWNERSHIP PLAN 1999 | Management | For | For |
3 | APPROVAL OF THE ASDA SHARESAVE PLAN 2000 | Management | For | For |
4 | APPROVAL OF THE WAL-MART STORES, INC. 2004 ASSOCIATE STOCK PURCHASE PLAN | Management | For | Against |
5 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT ACCOUNTANTS | Management | For | For |
6 | A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN | Shareholder | Against | Against |
7 | A SHAREHOLDER PROPOSAL REGARDING A SUSTAINABILITY REPORT | Shareholder | Against | Against |
8 | A SHAREHOLDER PROPOSAL REGARDING EQUITY COMPENSATION | Shareholder | Against | Against |
9 | A SHAREHOLDER PROPOSAL REGARDING GENETICALLY ENGINEERED FOOD PRODUCTS | Shareholder | Against | Against |
10 | A SHAREHOLDER PROPOSAL REGARDING AN EQUAL EMPLOYMENT OPPORTUNITY REPORT | Shareholder | Against | Against |
11 | A SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER APPROVAL OF PARTICIPATION IN THE OFFICER DEFERRED COMPENSATION PLAN | Shareholder | Against | Against |
ISSUER NAME: WELLS FARGO & COMPANY MEETING DATE: 04/27/2004 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT J.A. BLANCHARD III AS A DIRECTOR | Management | For | For |
1.2 | ELECT SUSAN E. ENGEL AS A DIRECTOR | Management | For | For |
1.3 | ELECT ENRIQUE HERNANDEZ, JR. AS A DIRECTOR | Management | For | For |
1.4 | ELECT ROBERT L. JOSS AS A DIRECTOR | Management | For | For |
1.5 | ELECT REATHA CLARK KING AS A DIRECTOR | Management | For | For |
1.6 | ELECT RICHARD M. KOVACEVICH AS A DIRECTOR | Management | For | For |
1.7 | ELECT RICHARD D. MCCORMICK AS A DIRECTOR | Management | For | For |
1.8 | ELECT CYNTHIA H. MILLIGAN AS A DIRECTOR | Management | For | For |
1.9 | ELECT PHILIP J. QUIGLEY AS A DIRECTOR | Management | For | For |
1.10 | ELECT DONALD B. RICE AS A DIRECTOR | Management | For | For |
1.11 | ELECT JUDITH M. RUNSTAD AS A DIRECTOR | Management | For | For |
1.12 | ELECT STEPHEN W. SANGER AS A DIRECTOR | Management | For | For |
1.13 | ELECT SUSAN G. SWENSON AS A DIRECTOR | Management | For | For |
1.14 | ELECT MICHAEL W. WRIGHT AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO APPROVE THE COMPANY S SUPPLEMENTAL 401(K) PLAN. | Management | For | For |
3 | PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
4 | STOCKHOLDER PROPOSAL REGARDING EXPENSING STOCK OPTIONS. | Shareholder | Against | Against |
5 | STOCKHOLDER PROPOSAL REGARDING RESTRICTED STOCK. | Shareholder | Against | Against |
6 | STOCKHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION AND PREDATORY LENDING. | Shareholder | Against | Against |
7 | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | Shareholder | Against | Against |
ISSUER NAME: WESTERN DIGITAL CORPORATION MEETING DATE: 11/20/2003 | ||||
TICKER: WDC SECURITY ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT MATTHEW E. MASSENGILL AS A DIRECTOR | Management | For | For |
1.2 | ELECT I.M. BOOTH AS A DIRECTOR | Management | For | For |
1.3 | ELECT PETER D. BEHRENDT AS A DIRECTOR | Management | For | For |
1.4 | ELECT KATHLEEN A. COTE AS A DIRECTOR | Management | For | For |
1.5 | ELECT HENRY T. DENERO AS A DIRECTOR | Management | For | For |
1.6 | ELECT WILLIAM L. KIMSEY AS A DIRECTOR | Management | For | For |
1.7 | ELECT MICHAEL D. LAMBERT AS A DIRECTOR | Management | For | For |
1.8 | ELECT ROGER H. MOORE AS A DIRECTOR | Management | For | For |
1.9 | ELECT THOMAS E. PARDUN AS A DIRECTOR | Management | For | For |
2 | TO APPROVE AN AMENDMENT TO THE COMPANY S 1993 EMPLOYEE STOCK PURCHASE PLAN, TO INCREASE BY 3,000,000 THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE TO EMPLOYEES OF THE COMPANY UNDER THE PLAN. | Management | For | For |
3 | TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT ACCOUNTANTS FOR THE COMPANY FOR THE FISCAL YEAR ENDING JULY 2, 2004. | Management | For | For |
ISSUER NAME: WESTERN WIRELESS CORPORATION MEETING DATE: 05/26/2004 | ||||
TICKER: WWCA SECURITY ID: 95988E204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT JOHN W. STANTON AS A DIRECTOR | Management | For | For |
1.2 | ELECT JOHN L. BUNCE, JR. AS A DIRECTOR | Management | For | For |
1.3 | ELECT MITCHELL L. COHEN AS A DIRECTOR | Management | For | For |
1.4 | ELECT DANIEL J. EVANS AS A DIRECTOR | Management | For | For |
1.5 | ELECT THERESA E. GILLESPIE AS A DIRECTOR | Management | For | For |
1.6 | ELECT JONATHAN M. NELSON AS A DIRECTOR | Management | For | For |
1.7 | ELECT PEGGY V. PHILLIPS AS A DIRECTOR | Management | For | For |
1.8 | ELECT MIKAL J. THOMSEN AS A DIRECTOR | Management | For | For |
1.9 | ELECT PETER H. VAN OPPEN AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004. | Management | For | For |
3 | PROPOSAL TO APPROVE THE COMPANY S 2004 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
4 | IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING. | Management | For | Abstain |
ISSUER NAME: WHOLE FOODS MARKET, INC. MEETING DATE: 03/22/2004 | ||||
TICKER: WFMI SECURITY ID: 966837106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT DAVID W. DUPREE AS A DIRECTOR | Management | For | For |
1.2 | ELECT GABRIELLE E. GREENE AS A DIRECTOR | Management | For | For |
1.3 | ELECT JOHN P. MACKEY AS A DIRECTOR | Management | For | For |
1.4 | ELECT MORRIS J. SIEGEL AS A DIRECTOR | Management | For | For |
2 | PROPOSAL TO APPROVE THE AMENDMENT TO THE 1992 INCENTIVE STOCK OPTION PLAN FOR TEAM MEMBERS. | Management | For | For |
3 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG, LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2004. | Management | For | For |
4 | SHAREHOLDER PROPOSAL REGARDING THE COMPANY S SHAREHOLDER RIGHTS PLAN. | Shareholder | Against | Against |
ISSUER NAME: WM. WRIGLEY JR. COMPANY MEETING DATE: 03/09/2004 | ||||
TICKER: WWY SECURITY ID: 982526105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECT THOMAS A. KNOWLTON AS A DIRECTOR | Management | For | For |
1.2 | ELECT STEVEN B. SAMPLE AS A DIRECTOR | Management | For | For |
1.3 | ELECT ALEX SHUMATE AS A DIRECTOR | Management | For | For |
2 | AMENDMENT TO THE 1997 MANAGEMENT INCENTIVE PLAN. | Management | For | For |
3 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS ERNST & YOUNG LLP FOR THE YEAR ENDING 12/31/04. | Management | For | For |