FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-02841
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Capital Trust
245 SUMMER STREET, BOSTON, MA 02210
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 245 SUMMER STREET, BOSTON, MA 02210
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 9/30, 10/31
DATE OF REPORTING PERIOD: 07/01/2012 - 06/30/2013
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Capital Trust
BY: /s/KENNETH B. ROBINS*
KENNETH B. ROBINS, TREASURER
DATE: 08/14/2013 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED August 1, 2013 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY CAPITAL APPRECIATION FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3M COMPANY MEETING DATE: MAY 14, 2013 | ||||
TICKER: MMM SECURITY ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda G. Alvarado | Management | For | For |
1b | Elect Director Vance D. Coffman | Management | For | For |
1c | Elect Director Michael L. Eskew | Management | For | For |
1d | Elect Director W. James Farrell | Management | For | For |
1e | Elect Director Herbert L. Henkel | Management | For | For |
1f | Elect Director Muhtar Kent | Management | For | For |
1g | Elect Director Edward M. Liddy | Management | For | For |
1h | Elect Director Robert S. Morrison | Management | For | For |
1i | Elect Director Aulana L. Peters | Management | For | For |
1j | Elect Director Inge G. Thulin | Management | For | For |
1k | Elect Director Robert J. Ulrich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Study Feasibility of Prohibiting Political Contributions | Shareholder | Against | Against |
ABBVIE INC. MEETING DATE: MAY 06, 2013 | ||||
TICKER: ABBV SECURITY ID: 00287Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H.L. Burnside | Management | For | For |
1.2 | Elect Director Edward J. Rapp | Management | For | For |
1.3 | Elect Director Roy S. Roberts | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
AFFILIATED MANAGERS GROUP, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: AMG SECURITY ID: 008252108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel T. Byrne | Management | For | For |
1b | Elect Director Dwight D. Churchill | Management | For | For |
1c | Elect Director Sean M. Healey | Management | For | For |
1d | Elect Director Harold J. Meyerman | Management | For | For |
1e | Elect Director William J. Nutt | Management | For | For |
1f | Elect Director Tracy P. Palandjian | Management | For | For |
1g | Elect Director Rita M. Rodriguez | Management | For | For |
1h | Elect Director Patrick T. Ryan | Management | For | For |
1i | Elect Director Jide J. Zeitlin | Management | For | For |
2 | Approve Restricted Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 06, 2013 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director Joseph A. Madri | Management | For | For |
1.5 | Elect Director Larry L. Mathis | Management | For | For |
1.6 | Elect Director R. Douglas Norby | Management | For | For |
1.7 | Elect Director Alvin S. Parven | Management | For | For |
1.8 | Elect Director Andreas Rummelt | Management | For | For |
1.9 | Elect Director Ann M. Veneman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALPHA NATURAL RESOURCES, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: ANR SECURITY ID: 02076X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin S. Crutchfield | Management | For | For |
1.2 | Elect Director Angelo C. Brisimitzakis | Management | For | For |
1.3 | Elect Director William J. Crowley, Jr. | Management | For | For |
1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
1.6 | Elect Director Deborah M. Fretz | Management | For | For |
1.7 | Elect Director P. Michael Giftos | Management | For | For |
1.8 | Elect Director L. Patrick Hassey | Management | For | For |
1.9 | Elect Director Joel Richards, III | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Report on Appalachian Mining Environmental and Health Hazard Reduction Efforts | Shareholder | Against | Abstain |
7 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
ALTISOURCE PORTFOLIO SOLUTIONS S.A. MEETING DATE: MAY 15, 2013 | ||||
TICKER: ASPS SECURITY ID: L0175J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Erbey | Management | For | For |
1.2 | Elect Director William B. Shepro | Management | For | For |
1.3 | Elect Director W. Michael Linn | Management | For | For |
1.4 | Elect Director Roland Muller-Ineichen | Management | For | For |
1.5 | Elect Director Timo Vatto | Management | For | For |
2 | Ratify Deloitte and Touche LLP as Independent Registered Auditors and Deloitte Audit S.A. R.L. as Certified Audior for Statutory Accounts | Management | For | For |
3 | Accept Financial Statements | Management | For | For |
4 | Receive and Approve Directors' Reports | Management | For | For |
5 | Approve Financial Statements and Allocation of Income | Management | For | For |
6 | Approve Dividends | Management | For | For |
7 | Approve Discharge of Directors | Management | For | For |
ALTRA HOLDINGS, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: AIMC SECURITY ID: 02208R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edmund M. Carpenter | Management | For | For |
1.2 | Elect Director Carl R. Christenson | Management | For | For |
1.3 | Elect Director Lyle G. Ganske | Management | For | For |
1.4 | Elect Director Michael L. Hurt | Management | For | For |
1.5 | Elect Director Michael S. Lipscomb | Management | For | For |
1.6 | Elect Director Larry McPherson | Management | For | For |
1.7 | Elect Director James H. Woodward, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMERIPRISE FINANCIAL, INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: AMP SECURITY ID: 03076C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James M. Cracchiolo | Management | For | For |
1b | Elect Director Lon R. Greenberg | Management | For | For |
1c | Elect Director Warren D. Knowlton | Management | For | For |
1d | Elect Director W. Walker Lewis | Management | For | For |
1e | Elect Director Siri S. Marshall | Management | For | For |
1f | Elect Director Jeffery Noddle | Management | For | For |
1g | Elect Director H. Jay Sarles | Management | For | For |
1h | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
1i | Elect Director William H. Turner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
AMGEN INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Baltimore | Management | For | For |
1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Bradway | Management | For | For |
1.4 | Elect Director Francois de Carbonnel | Management | For | For |
1.5 | Elect Director Vance D. Coffman | Management | For | For |
1.6 | Elect Director Robert A. Eckert | Management | For | For |
1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
1.8 | Elect Director Frank C. Herringer | Management | For | For |
1.9 | Elect Director Tyler Jacks | Management | For | For |
1.10 | Elect Director Gilbert S. Omenn | Management | For | For |
1.11 | Elect Director Judith C. Pelham | Management | For | For |
1.12 | Elect Director Leonard D. Schaeffer | Management | For | For |
1.13 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
ANSYS, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: ANSS SECURITY ID: 03662Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald W. Hovsepian | Management | For | For |
1.2 | Elect Director Michael C. Thurk | Management | For | For |
1.3 | Elect Director Barbara V. Scherer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
APPLE INC. MEETING DATE: FEB 27, 2013 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
ARIAD PHARMACEUTICALS, INC. MEETING DATE: JUN 20, 2013 | ||||
TICKER: ARIA SECURITY ID: 04033A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Athanase Lavidas | Management | For | For |
1.2 | Elect Director Massimo Radaelli | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BANCO BILBAO VIZCAYA ARGENTARIA, S.A. MEETING DATE: MAR 14, 2013 | ||||
TICKER: BBVA SECURITY ID: E11805103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Standalone and Consolidated Financial Statements, Allocation of Income, Distribution of Dividend, and Discharge Directors | Management | For | For |
2.1 | Reelect Francisco Gonzalez Rodriguez as Director | Management | For | For |
2.2 | Reelect Angel Cano Fernandez as Director | Management | For | For |
2.3 | Reelect Ramon Bustamante y de la Mora as Director | Management | For | For |
2.4 | Reelect Ignacio Ferrero Jordi as Director | Management | For | For |
3 | Approve Merger by Absorption of Unnim Banc SA | Management | For | For |
4.1 | Approve Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves | Management | For | For |
4.2 | Approve Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves | Management | For | For |
5 | Approve Deferred Share Bonus Plan for FY 2013 | Management | For | For |
6 | Renew Appointment of Deloitte as Auditor | Management | For | For |
7 | Approve Company's Corporate Web Site | Management | For | For |
8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
9 | Advisory Vote on Remuneration Policy Report | Management | For | For |
BANCO SANTANDER S.A. MEETING DATE: MAR 21, 2013 | ||||
TICKER: SAN SECURITY ID: E19790109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.A | Approve Consolidated and Standalone Financial Statements | Management | For | For |
1.B | Approve Discharge of Board | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3.A | Reelect Guillermo de la Dehesa Romero as Director | Management | For | Against |
3.B | Reelect Abel Matutes Juan as Director | Management | For | For |
3.C | Reelect Angel Jado Becerro de Bengoa as Director | Management | For | For |
3.D | Reelect Javier Botin-Sanz de Sautuola y O'Shea as Director | Management | For | Against |
3.E | Reelect Isabel Tocino Biscarolasaga as Director | Management | For | Against |
3.F | Reelect Fernando de Asua Alvarez as Director | Management | For | Against |
4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
5 | Approve Company's Corporate Website | Management | For | For |
6 | Approve Acquisition of Banco Espanol de Credito SA | Management | For | For |
7 | Approve Merger by Absorption of Banif Sa | Management | For | For |
8.A | Amend Article 58 Re: Board Remuneration | Management | For | For |
8.B | Amend Article 61 Re: Company's Corporate Website | Management | For | For |
9 | Approve Capital Raising | Management | For | For |
10 | Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent | Management | For | For |
11.A | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
11.B | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
11.C | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
11.D | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
12.A | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion | Management | For | For |
12.B | Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion | Management | For | For |
13.A | Approve Deferred Share Bonus Plan | Management | For | For |
13.B | Approve Deferred Share Bonus Plan | Management | For | For |
13.C | Approve Employee Stock Purchase Plan | Management | For | For |
14 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
15 | Advisory Vote on Remuneration Policy Report | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sharon L. Allen | Management | For | For |
1.2 | Elect Director Susan S. Bies | Management | For | For |
1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1.5 | Elect Director Arnold W. Donald | Management | For | For |
1.6 | Elect Director Charles K. Gifford | Management | For | For |
1.7 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1.8 | Elect Director Linda P. Hudson | Management | For | For |
1.9 | Elect Director Monica C. Lozano | Management | For | For |
1.10 | Elect Director Thomas J. May | Management | For | For |
1.11 | Elect Director Brian T. Moynihan | Management | For | For |
1.12 | Elect Director Lionel L. Nowell, III | Management | For | For |
1.13 | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
6 | Amend Bylaw to Limit Multiple Board Service | Shareholder | Against | Against |
7 | Report on Feasibility of Prohibiting Political Contributions | Shareholder | Against | Against |
8 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Abstain |
BED BATH & BEYOND INC. MEETING DATE: JUN 28, 2013 | ||||
TICKER: BBBY SECURITY ID: 075896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Warren Eisenberg | Management | For | For |
1b | Elect Director Leonard Feinstein | Management | For | For |
1c | Elect Director Steven H. Temares | Management | For | For |
1d | Elect Director Dean S. Adler | Management | For | For |
1e | Elect Director Stanley F. Barshay | Management | For | For |
1f | Elect Director Klaus Eppler | Management | For | For |
1g | Elect Director Patrick R. Gaston | Management | For | For |
1h | Elect Director Jordan Heller | Management | For | For |
1i | Elect Director Victoria A. Morrison | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BEST BUY CO., INC. MEETING DATE: JUN 20, 2013 | ||||
TICKER: BBY SECURITY ID: 086516101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bradbury H. Anderson | Management | For | For |
1b | Elect Director Sanjay Khosla | Management | For | For |
1c | Elect Director Allen U. Lenzmeier | Management | For | For |
1d | Elect Director Hatim A. Tyabji | Management | For | For |
1e | Elect Director Russell P. Fradin | Management | For | For |
1f | Elect Director Hubert Joly | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
1.3 | Elect Director George A. Scangos | Management | For | For |
1.4 | Elect Director Lynn Schenk | Management | For | For |
1.5 | Elect Director Alexander J. Denner | Management | For | For |
1.6 | Elect Director Nancy L. Leaming | Management | For | For |
1.7 | Elect Director Richard C. Mulligan | Management | For | For |
1.8 | Elect Director Robert W. Pangia | Management | For | For |
1.9 | Elect Director Brian S. Posner | Management | For | For |
1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
1.12 | Elect Director William D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
BIOMARIN PHARMACEUTICAL INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: BMRN SECURITY ID: 09061G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Michael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron | Management | For | For |
1.4 | Elect Director Pierre Lapalme | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
1.6 | Elect Director Richard A. Meier | Management | For | For |
1.7 | Elect Director Alan J. Lewis | Management | For | For |
1.8 | Elect Director William D. Young | Management | For | For |
1.9 | Elect Director Kenneth M. Bate | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BNP PARIBAS SA MEETING DATE: MAY 15, 2013 | ||||
TICKER: BNP SECURITY ID: F1058Q238 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
4 | Acknowledge Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Approve Severance Payment Agreement with Jean-Laurent Bonnafe | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Reelect Jean-Laurent Bonnafe as Director | Management | For | For |
8 | Reelect Michel Tilmant as Director | Management | For | For |
9 | Reelect Emiel Van Broekhoven as Director | Management | For | For |
10 | Elect Christophe de Margerie as Director | Management | For | For |
11 | Elect Marion Guillou as Director | Management | For | For |
12 | Authorize Auditors to File Required Documents at the Court's Clerk Office | Management | For | For |
13 | Amend New Set of Bylaws | Management | For | For |
14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
BOSTON SCIENTIFIC CORPORATION MEETING DATE: MAY 07, 2013 | ||||
TICKER: BSX SECURITY ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Katharine T. Bartlett | Management | For | For |
1b | Elect Director Bruce L. Byrnes | Management | For | For |
1c | Elect Director Nelda J. Connors | Management | For | For |
1d | Elect Director Kristina M. Johnson | Management | For | For |
1e | Elect Director Michael F. Mahoney | Management | For | For |
1f | Elect Director Ernest Mario | Management | For | For |
1g | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1h | Elect Director Pete M. Nicholas | Management | For | For |
1i | Elect Director Uwe E. Reinhardt | Management | For | For |
1j | Elect Director John E. Sununu | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BROOKDALE SENIOR LIVING INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: BKD SECURITY ID: 112463104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jackie M. Clegg | Management | For | For |
1.2 | Elect Director Randal A. Nardone | Management | For | For |
1.3 | Elect Director James R. Seward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BRUNSWICK CORPORATION MEETING DATE: MAY 01, 2013 | ||||
TICKER: BC SECURITY ID: 117043109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director David C. Everitt | Management | For | For |
1.3 | Elect Director Roger J. Wood | Management | For | For |
1.4 | Elect Director Lawrence A. Zimmerman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BUNGE LIMITED MEETING DATE: MAY 24, 2013 | ||||
TICKER: BG SECURITY ID: G16962105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bernard de La Tour d'Auvergne Lauraguais | Management | For | For |
1b | Elect Director William Engels | Management | For | For |
1c | Elect Director L. Patrick Lupo | Management | For | For |
1d | Elect Director Soren Schroder | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors and Authorize Board to determine the independent auditor's fees | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CABLEVISION SYSTEMS CORPORATION MEETING DATE: MAY 23, 2013 | ||||
TICKER: CVC SECURITY ID: 12686C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zachary W. Carter | Management | For | For |
1.2 | Elect Director Thomas V. Reifenheiser | Management | For | Withhold |
1.3 | Elect Director John R. Ryan | Management | For | Withhold |
1.4 | Elect Director Vincent Tese | Management | For | Withhold |
1.5 | Elect Director Leonard Tow | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CAP GEMINI MEETING DATE: MAY 23, 2013 | ||||
TICKER: CAP SECURITY ID: F13587120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Acknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Management | For | For |
5 | Reelect Daniel Bernard as Director | Management | For | For |
6 | Reelect Bernard Liautaud as Director | Management | For | For |
7 | Reelect Pierre Pringuet as Director | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
10 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
11 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
CBRE GROUP, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: CBG SECURITY ID: 12504L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Blum | Management | For | For |
1.2 | Elect Director Brandon B. Boze | Management | For | For |
1.3 | Elect Director Curtis F. Feeny | Management | For | For |
1.4 | Elect Director Bradford M. Freeman | Management | For | For |
1.5 | Elect Director Michael Kantor | Management | For | For |
1.6 | Elect Director Frederic V. Malek | Management | For | For |
1.7 | Elect Director Jane J. Su | Management | For | For |
1.8 | Elect Director Robert E. Sulentic | Management | For | For |
1.9 | Elect Director Laura D. Tyson | Management | For | For |
1.10 | Elect Director Gary L. Wilson | Management | For | For |
1.11 | Elect Director Ray Wirta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CELGENE CORPORATION MEETING DATE: JUN 12, 2013 | ||||
TICKER: CELG SECURITY ID: 151020104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Richard Barker | Management | For | For |
1.3 | Elect Director Michael D. Casey | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Rodman L. Drake | Management | For | For |
1.6 | Elect Director Michael A. Friedman | Management | For | For |
1.7 | Elect Director Gilla Kaplan | Management | For | For |
1.8 | Elect Director James J. Loughlin | Management | For | For |
1.9 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
CITIGROUP INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: C SECURITY ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Franz B. Humer | Management | For | For |
1c | Elect Director Robert L. Joss | Management | For | For |
1d | Elect Director Michael E. O'Neill | Management | For | For |
1e | Elect Director Judith Rodin | Management | For | For |
1f | Elect Director Robert L. Ryan | Management | For | For |
1g | Elect Director Anthony M. Santomero | Management | For | For |
1h | Elect Director Joan E. Spero | Management | For | For |
1i | Elect Director Diana L. Taylor | Management | For | For |
1j | Elect Director William S. Thompson, Jr. | Management | For | For |
1k | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Amend Indemnifications Provisions | Shareholder | Against | Against |
COACH, INC. MEETING DATE: NOV 07, 2012 | ||||
TICKER: COH SECURITY ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lew Frankfort | Management | For | For |
1.2 | Elect Director Susan Kropf | Management | For | For |
1.3 | Elect Director Gary Loveman | Management | For | For |
1.4 | Elect Director Ivan Menezes | Management | For | For |
1.5 | Elect Director Irene Miller | Management | For | For |
1.6 | Elect Director Michael Murphy | Management | For | For |
1.7 | Elect Director Stephanie Tilenius | Management | For | For |
1.8 | Elect Director Jide Zeitlin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DECKERS OUTDOOR CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: DECK SECURITY ID: 243537107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angel R. Martinez | Management | For | For |
1.2 | Elect Director Rex A. Licklider | Management | For | For |
1.3 | Elect Director John M. Gibbons | Management | For | For |
1.4 | Elect Director John G. Perenchio | Management | For | For |
1.5 | Elect Director Maureen Conners | Management | For | For |
1.6 | Elect Director Karyn O. Barsa | Management | For | For |
1.7 | Elect Director Michael F. Devine, III | Management | For | For |
1.8 | Elect Director James Quinn | Management | For | For |
1.9 | Elect Director Lauri Shanahan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DEUTSCHE BANK AG MEETING DATE: MAY 23, 2013 | ||||
TICKER: DBK SECURITY ID: D18190898 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Ratify KPMG as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
6 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | Management | For | Did Not Vote |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
9 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
10 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
11.1 | Elect John Cryan to the Supervisory Board | Management | For | Did Not Vote |
11.2 | Elect Henning Kagermann to the Supervisory Board | Management | For | Did Not Vote |
11.3 | Elect Suzanne Labarge to the Supervisory Board | Management | For | Did Not Vote |
11.4 | Elect Johannes Teyssen to the Supervisory Board | Management | For | Did Not Vote |
11.5 | Elect Georg Thoma to the Supervisory Board | Management | For | Did Not Vote |
11.6 | Elect Tilman Todenhoefer to the Supervisory Board | Management | For | Did Not Vote |
11.7 | Elect Dina Dublon to the Supervisory Board | Management | For | Did Not Vote |
12 | Approve Creation of EUR 230.4 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
13 | Approve Domination Agreement with RREEF Management GmbH | Management | For | Did Not Vote |
DIRECTV MEETING DATE: MAY 02, 2013 | ||||
TICKER: DTV SECURITY ID: 25490A309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Neil Austrian | Management | For | For |
1b | Elect Director Ralph Boyd, Jr. | Management | For | For |
1c | Elect Director Abelardo Bru | Management | For | For |
1d | Elect Director David Dillon | Management | For | For |
1e | Elect Director Samuel DiPiazza, Jr. | Management | For | For |
1f | Elect Director Dixon Doll | Management | For | For |
1g | Elect Director Charles Lee | Management | For | For |
1h | Elect Director Peter Lund | Management | For | For |
1i | Elect Director Nancy Newcomb | Management | For | For |
1j | Elect Director Lorrie Norrington | Management | For | For |
1k | Elect Director Michael White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
DISCOVERY COMMUNICATIONS, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: DISCA SECURITY ID: 25470F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul A. Gould | Management | For | For |
1.2 | Elect Director John S. Hendricks | Management | For | For |
1.3 | Elect Director M. LaVoy Robison | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
DSW INC. MEETING DATE: JUN 05, 2013 | ||||
TICKER: DSW SECURITY ID: 23334L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry L. Aaron | Management | For | Withhold |
1.2 | Elect Director Elaine J. Eisenman | Management | For | For |
1.3 | Elect Director Joanna T. Lau | Management | For | For |
1.4 | Elect Director Joseph A. Schottenstein | Management | For | For |
2 | Elect Director James O'Donnell | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EBAY INC. MEETING DATE: APR 18, 2013 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David M. Moffett | Management | For | For |
1b | Elect Director Richard T. Schlosberg, III | Management | For | For |
1c | Elect Director Thomas J. Tierney | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
4 | Report on Privacy and Data Security | Shareholder | Against | Abstain |
5 | Ratify Auditors | Management | For | For |
ELAN CORPORATION PLC MEETING DATE: DEC 12, 2012 | ||||
TICKER: DRX SECURITY ID: 284131208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Demerger | Management | For | For |
FACTSET RESEARCH SYSTEMS INC. MEETING DATE: DEC 18, 2012 | ||||
TICKER: FDS SECURITY ID: 303075105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott A. Billeadeau | Management | For | For |
1.2 | Elect Director Philip A. Hadley | Management | For | For |
1.3 | Elect Director Joseph R. Zimmel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIESTA RESTAURANT GROUP, INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: FRGI SECURITY ID: 31660B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy P. Taft | Management | For | For |
1.2 | Elect Director Stacey Rauch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FLEETCOR TECHNOLOGIES, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: FLT SECURITY ID: 339041105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald F. Clarke | Management | For | For |
1.2 | Elect Director Richard Macchia | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
FORD MOTOR COMPANY MEETING DATE: MAY 09, 2013 | ||||
TICKER: F SECURITY ID: 345370860 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Butler | Management | For | For |
1.2 | Elect Director Kimberly A. Casiano | Management | For | For |
1.3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.4 | Elect Director Edsel B. Ford II | Management | For | For |
1.5 | Elect Director William Clay Ford, Jr. | Management | For | For |
1.6 | Elect Director Richard A. Gephardt | Management | For | For |
1.7 | Elect Director James H. Hance, Jr. | Management | For | For |
1.8 | Elect Director William W. Helman IV | Management | For | For |
1.9 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1.10 | Elect Director Richard A. Manoogian | Management | For | For |
1.11 | Elect Director Ellen R. Marram | Management | For | For |
1.12 | Elect Director Alan Mulally | Management | For | For |
1.13 | Elect Director Homer A. Neal | Management | For | For |
1.14 | Elect Director Gerald L. Shaheen | Management | For | For |
1.15 | Elect Director John L. Thornton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approval of Tax Benefits Preservation Plan | Management | For | Against |
7 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
8 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
GANNETT CO., INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: GCI SECURITY ID: 364730101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John E. Cody | Management | For | For |
1b | Elect Director Howard D. Elias | Management | For | For |
1c | Elect Director John Jeffry Louis | Management | For | For |
1d | Elect Director Marjorie Magner | Management | For | For |
1e | Elect Director Gracia C. Martore | Management | For | For |
1f | Elect Director Scott K. McCune | Management | For | For |
1g | Elect Director Duncan M. McFarland | Management | For | For |
1h | Elect Director Susan Ness | Management | For | For |
1i | Elect Director Neal Shapiro | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Double Trigger on Equity Plans | Shareholder | Against | Against |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 24, 2013 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director John J. Brennan | Management | For | For |
3 | Elect Director James I. Cash, Jr. | Management | For | For |
4 | Elect Director Francisco D'Souza | Management | For | For |
5 | Elect Director Marijn E. Dekkers | Management | For | For |
6 | Elect Director Ann M. Fudge | Management | For | For |
7 | Elect Director Susan Hockfield | Management | For | For |
8 | Elect Director Jeffrey R. Immelt | Management | For | For |
9 | Elect Director Andrea Jung | Management | For | For |
10 | Elect Director Robert W. Lane | Management | For | For |
11 | Elect Director Ralph S. Larsen | Management | For | For |
12 | Elect Director Rochelle B. Lazarus | Management | For | For |
13 | Elect Director James J. Mulva | Management | For | For |
14 | Elect Director Mary L. Schapiro | Management | For | For |
15 | Elect Director Robert J. Swieringa | Management | For | For |
16 | Elect Director James S. Tisch | Management | For | For |
17 | Elect Director Douglas A. Warner, III | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Cessation of All Stock Options and Bonuses | Shareholder | Against | Against |
21 | Establish Term Limits for Directors | Shareholder | Against | Against |
22 | Require Independent Board Chairman | Shareholder | Against | Against |
23 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
24 | Stock Retention/Holding Period | Shareholder | Against | Against |
25 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
GILEAD SCIENCES, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director Carla A. Hills | Management | For | For |
1.4 | Elect Director Kevin E. Lofton | Management | For | For |
1.5 | Elect Director John W. Madigan | Management | For | For |
1.6 | Elect Director John C. Martin | Management | For | For |
1.7 | Elect Director Nicholas G. Moore | Management | For | For |
1.8 | Elect Director Richard J. Whitley | Management | For | For |
1.9 | Elect Director Gayle E. Wilson | Management | For | For |
1.10 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
HARLEY-DAVIDSON, INC. MEETING DATE: APR 27, 2013 | ||||
TICKER: HOG SECURITY ID: 412822108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry K. Allen | Management | For | For |
1.2 | Elect Director R. John Anderson | Management | For | For |
1.3 | Elect Director Richard R. Beattie | Management | For | For |
1.4 | Elect Director Martha F. Brooks | Management | For | For |
1.5 | Elect Director Michael J. Cave | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Donald A. James | Management | For | For |
1.8 | Elect Director Sara L. Levinson | Management | For | For |
1.9 | Elect Director N. Thomas Linebarger | Management | For | For |
1.10 | Elect Director George L. Miles, Jr. | Management | For | For |
1.11 | Elect Director James A. Norling | Management | For | For |
1.12 | Elect Director Keith E. Wandell | Management | For | For |
1.13 | Elect Director Jochen Zeitz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HSN, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: HSNI SECURITY ID: 404303109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Costello | Management | For | For |
1.2 | Elect Director James M. Follo | Management | For | For |
1.3 | Elect Director Mindy Grossman | Management | For | For |
1.4 | Elect Director Stephanie Kugelman | Management | For | For |
1.5 | Elect Director Arthur C. Martinez | Management | For | For |
1.6 | Elect Director Thomas J. McInerney | Management | For | For |
1.7 | Elect Director John B. (Jay) Morse | Management | For | For |
1.8 | Elect Director Ann Sarnoff | Management | For | For |
1.9 | Elect Director Courtnee Ulrich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INTERCONTINENTAL HOTELS GROUP PLC MEETING DATE: OCT 08, 2012 | ||||
TICKER: IHGL SECURITY ID: 45857P301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Return of Cash to Shareholders Through Payment of Special Dividend and Share Consolidation | Management | For | For |
2 | Authorise Market Purchase of New Ordinary Shares | Management | For | For |
LORILLARD, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: LO SECURITY ID: 544147101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
2.2 | Elect Director Virgis W. Colbert | Management | For | For |
2.3 | Elect Director Richard W. Roedel | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 31, 2013 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Peter C. Browning | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Dawn E. Hudson | Management | For | For |
1.7 | Elect Director Robert L. Johnson | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Richard K. Lochridge | Management | For | For |
1.10 | Elect Director Robert A. Niblock | Management | For | For |
1.11 | Elect Director Eric C. Wisemen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
LULULEMON ATHLETICA INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: LULU SECURITY ID: 550021109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Bensoussan | Management | For | For |
1.2 | Elect Director William H. Glenn | Management | For | For |
1.3 | Elect Director Thomas G. Stemberg | Management | For | For |
1.4 | Elect Director Dennis J. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
M.D.C. HOLDINGS, INC. MEETING DATE: MAR 18, 2013 | ||||
TICKER: MDC SECURITY ID: 552676108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Berman | Management | For | For |
1.2 | Elect Director Herbert T. Buchwald | Management | For | For |
1.3 | Elect Director Larry A. Mizel | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
MANPOWERGROUP INC. MEETING DATE: APR 30, 2013 | ||||
TICKER: MAN SECURITY ID: 56418H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gina R. Boswell | Management | For | For |
1.2 | Elect Director William Downe | Management | For | For |
1.3 | Elect Director Jack M. Greenberg | Management | For | For |
1.4 | Elect Director Patricia A. Hemingway-Hall | Management | For | For |
1.5 | Elect Director Terry A. Hueneke | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
MCGRAW-HILL COMPANIES, INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: MHP SECURITY ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pedro Aspe | Management | For | For |
1.2 | Elect Director Winfried Bischoff | Management | For | For |
1.3 | Elect Director William D. Green | Management | For | For |
1.4 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
1.5 | Elect Director Linda Koch Lorimer | Management | For | For |
1.6 | Elect Director Harold McGraw, III | Management | For | For |
1.7 | Elect Director Robert P. McGraw | Management | For | For |
1.8 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1.9 | Elect Director Michael Rake | Management | For | For |
1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.11 | Elect Director Kurt L. Schmoke | Management | For | For |
1.12 | Elect Director Sidney Taurel | Management | For | For |
1.13 | Elect Director Richard E. Thornburgh | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
MICROSOFT CORPORATION MEETING DATE: NOV 28, 2012 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates, III | Management | For | For |
4 | Elect Director Maria M. Klawe | Management | For | For |
5 | Elect Director Stephen J. Luczo | Management | For | For |
6 | Elect Director David F. Marquardt | Management | For | For |
7 | Elect Director Charles H. Noski | Management | For | For |
8 | Elect Director Helmut Panke | Management | For | For |
9 | Elect Director John W. Thompson | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Provide for Cumulative Voting | Shareholder | Against | Against |
MONSANTO COMPANY MEETING DATE: JAN 31, 2013 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David L. Chicoine | Management | For | For |
1b | Elect Director Arthur H. Harper | Management | For | For |
1c | Elect Director Gwendolyn S. King | Management | For | For |
1d | Elect Director Jon R. Moeller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Abstain |
MOODY'S CORPORATION MEETING DATE: APR 16, 2013 | ||||
TICKER: MCO SECURITY ID: 615369105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Darrell Duffie | Management | For | For |
1.3 | Elect Director Raymond W. McDaniel, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MORGAN STANLEY MEETING DATE: MAY 14, 2013 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Erskine B. Bowles | Management | For | For |
1.2 | Elect Director Howard J. Davies | Management | For | For |
1.3 | Elect Director Thomas H. Glocer | Management | For | For |
1.4 | Elect Director James P. Gorman | Management | For | For |
1.5 | Elect Director Robert H. Herz | Management | For | For |
1.6 | Elect Director C. Robert Kidder | Management | For | For |
1.7 | Elect Director Klaus Kleinfeld | Management | For | For |
1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.9 | Elect Director Hutham S. Olayan | Management | For | For |
1.10 | Elect Director James W. Owens | Management | For | For |
1.11 | Elect Director O. Griffith Sexton | Management | For | For |
1.12 | Elect Director Ryosuke Tamakoshi | Management | For | For |
1.13 | Elect Director Masaaki Tanaka | Management | For | For |
1.14 | Elect Director Laura D. Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
NETSUITE INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: N SECURITY ID: 64118Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Beane III | Management | For | For |
1.2 | Elect Director Deborah Farrington | Management | For | For |
1.3 | Elect Director Edward Zander | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NEWS CORPORATION MEETING DATE: JUN 11, 2013 | ||||
TICKER: NWS SECURITY ID: 65248E203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation Clarifying the Ability to Make Distributions in Comparable Securities in Connection with Separation Transactions | Management | For | For |
2 | Amend Certificate of Incorporation Allowing for Certain Distributions on Subsidiary-owned Shares and the Creation of Additional Subsidiary-owned Shares | Management | For | For |
3 | Change Company Name | Management | For | For |
4 | Please vote FOR if Stock is Owned of Record or Beneficially by a U.S. Stockholder, Or vote AGAINST if Such Stock is Owned of Record or Beneficially by a Non-U.S. Stockholder | Management | None | For |
OMNICOM GROUP INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: OMC SECURITY ID: 681919106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Wren | Management | For | For |
1.2 | Elect Director Bruce Crawford | Management | For | For |
1.3 | Elect Director Alan R. Batkin | Management | For | For |
1.4 | Elect Director Mary C. Choksi | Management | For | For |
1.5 | Elect Director Robert Charles Clark | Management | For | For |
1.6 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
1.7 | Elect Director Errol M. Cook | Management | For | For |
1.8 | Elect Director Susan S. Denison | Management | For | For |
1.9 | Elect Director Michael A. Henning | Management | For | For |
1.10 | Elect Director John R. Murphy | Management | For | For |
1.11 | Elect Director John R. Purcell | Management | For | For |
1.12 | Elect Director Linda Johnson Rice | Management | For | For |
1.13 | Elect Director Gary L. Roubos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
6 | Stock Retention | Shareholder | Against | Against |
ONYX PHARMACEUTICALS, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: ONXX SECURITY ID: 683399109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
1.2 | Elect Director Thomas G. Wiggans | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
OXFORD INDUSTRIES, INC. MEETING DATE: JUN 19, 2013 | ||||
TICKER: OXM SECURITY ID: 691497309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas C. Gallagher | Management | For | For |
1.2 | Elect Director George C. Guynn | Management | For | For |
1.3 | Elect Director Helen B. Weeks | Management | For | For |
1.4 | Elect Director E. Jenner Wood III | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PADDY POWER PLC MEETING DATE: MAY 14, 2013 | ||||
TICKER: PLS SECURITY ID: G68673105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Ulric Jerome as Director | Management | For | For |
5 | Elect Danuta Gray as Director | Management | For | For |
6a | Reelect Nigel Northridge as Director | Management | For | For |
6b | Reelect Patrick Kennedy as Director | Management | For | For |
6c | Reelect Tom Grace as Director | Management | For | For |
6d | Reelect Stewart Kenny as Director | Management | For | For |
6e | Reelect Jane Lighting as Director | Management | For | For |
6f | Reelect Cormac McCarthy as Director | Management | For | For |
6g | Reelect Padraig Riordain as Director | Management | For | For |
7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
8 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
9 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
10 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
11 | Authorise Share Repurchase Program | Management | For | For |
12 | Authorise Reissuance of Repurchased Shares | Management | For | For |
13 | Approve 2013 Long Term Incentive Plan | Management | For | For |
PAYCHEX, INC. MEETING DATE: OCT 23, 2012 | ||||
TICKER: PAYX SECURITY ID: 704326107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director B. Thomas Golisano | Management | For | For |
1b | Elect Director Joseph G. Doody | Management | For | For |
1c | Elect Director David J. S. Flaschen | Management | For | For |
1d | Elect Director Phillip Horsley | Management | For | For |
1e | Elect Director Grant M. Inman | Management | For | For |
1f | Elect Director Pamela A. Joseph | Management | For | For |
1g | Elect Director Martin Mucci | Management | For | For |
1h | Elect Director Joseph M. Tucci | Management | For | For |
1i | Elect Director Joseph M. Velli | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PENN NATIONAL GAMING, INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: PENN SECURITY ID: 707569109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wesley R. Edens | Management | For | For |
1.2 | Elect Director Ronald J. Naples | Management | For | For |
1.3 | Elect Director Barbara Shattuck Kohn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PFIZER INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director M. Anthony Burns | Management | For | For |
1.3 | Elect Director W. Don Cornwell | Management | For | For |
1.4 | Elect Director Frances D. Fergusson | Management | For | For |
1.5 | Elect Director William H. Gray, III | Management | For | For |
1.6 | Elect Director Helen H. Hobbs | Management | For | For |
1.7 | Elect Director Constance J. Horner | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director George A. Lorch | Management | For | For |
1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.11 | Elect Director Ian C. Read | Management | For | For |
1.12 | Elect Director Stephen W. Sanger | Management | For | For |
1.13 | Elect Director Marc Tessier-Lavigne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
POLARIS INDUSTRIES INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: PII SECURITY ID: 731068102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian C. Cornell | Management | For | For |
1.2 | Elect Director Bernd F. Kessler | Management | For | For |
1.3 | Elect Director Scott W. Wine | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
POOL CORPORATION MEETING DATE: MAY 01, 2013 | ||||
TICKER: POOL SECURITY ID: 73278L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wilson B. Sexton | Management | For | For |
1.2 | Elect Director Andrew W. Code | Management | For | For |
1.3 | Elect Director James J. Gaffney | Management | For | For |
1.4 | Elect Director George T. Haymaker, Jr. | Management | For | For |
1.5 | Elect Director Manuel J. Perez de la Mesa | Management | For | For |
1.6 | Elect Director Harlan F. Seymour | Management | For | For |
1.7 | Elect Director Robert C. Sledd | Management | For | For |
1.8 | Elect Director John E. Stokely | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
PULTEGROUP, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director Bryce Blair | Management | For | For |
1.3 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
1.4 | Elect Director Thomas Folliard | Management | For | For |
1.5 | Elect Director Cheryl W. Grise | Management | For | For |
1.6 | Elect Director Andre J. Hawaux | Management | For | For |
1.7 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1.8 | Elect Director Patrick J. O'Leary | Management | For | For |
1.9 | Elect Director James J. Postl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
8 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
PVH CORP. MEETING DATE: JUN 20, 2013 | ||||
TICKER: PVH SECURITY ID: 693656100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Baglivo | Management | For | For |
1.2 | Elect Director Emanuel Chirico | Management | For | For |
1.3 | Elect Director Juan R. Figuereo | Management | For | For |
1.4 | Elect Director Joseph B. Fuller | Management | For | For |
1.5 | Elect Director Fred Gehring | Management | For | For |
1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
1.7 | Elect Director Bruce Maggin | Management | For | For |
1.8 | Elect Director V. James Marino | Management | For | For |
1.9 | Elect Director Helen McCluskey | Management | For | For |
1.10 | Elect Director Henry Nasella | Management | For | For |
1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
1.12 | Elect Director Craig Rydin | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
RACKSPACE HOSTING, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: RAX SECURITY ID: 750086100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Lanham Napier | Management | For | For |
1.2 | Elect Director George J. Still, Jr. | Management | For | For |
1.3 | Elect Director Michael Sam Gilliland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
REGENERON PHARMACEUTICALS, INC. MEETING DATE: JUN 14, 2013 | ||||
TICKER: REGN SECURITY ID: 75886F107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael S. Brown | Management | For | For |
1.2 | Elect Director Leonard S. Schleifer | Management | For | For |
1.3 | Elect Director Eric M. Shooter | Management | For | For |
1.4 | Elect Director George D. Yancopoulos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
REYNOLDS AMERICAN INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: RAI SECURITY ID: 761713106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel M. Delen | Management | For | For |
1b | Elect Director Martin D. Feinstein | Management | For | For |
1c | Elect Director Lionel L. Nowell, III | Management | For | For |
1d | Elect Director Neil R. Withington | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
ROWAN COMPANIES PLC MEETING DATE: JUL 25, 2012 | ||||
TICKER: RDC SECURITY ID: G7665A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Thomas R. Hix as Director | Management | For | For |
2 | Re-elect Suzanne P. Nimocks as Director | Management | For | For |
3 | Re-elect P. Dexter Peacock as Director | Management | For | For |
4 | Appoint Deloitte & Touche LLP as U.S. Auditors | Management | For | For |
5 | Appoint Deloitte & Touche UK LLP as U.K. Auditors | Management | For | For |
6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SEMPRA ENERGY MEETING DATE: MAY 09, 2013 | ||||
TICKER: SRE SECURITY ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director James G. Brocksmith, Jr. | Management | For | For |
1.3 | Elect Director William D. Jones | Management | For | For |
1.4 | Elect Director William G. Ouchi | Management | For | For |
1.5 | Elect Director Debra L. Reed | Management | For | For |
1.6 | Elect Director William C. Rusnack | Management | For | For |
1.7 | Elect Director William P. Rutledge | Management | For | For |
1.8 | Elect Director Lynn Schenk | Management | For | For |
1.9 | Elect Director Jack T. Taylor | Management | For | For |
1.10 | Elect Director Luis M. Tellez | Management | For | For |
1.11 | Elect Director James C. Yardley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
SERVICENOW, INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: NOW SECURITY ID: 81762P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul V. Barber | Management | For | For |
1.2 | Elect Director Ronald E. F. Codd | Management | For | For |
1.3 | Elect Director Frank Slootman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SYNGENTA AG MEETING DATE: APR 23, 2013 | ||||
TICKER: SYNN SECURITY ID: H84140112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 9.50 per Share | Management | For | Did Not Vote |
4.1 | Reelect Michael Mack as Director | Management | For | Did Not Vote |
4.2 | Reelect Jacques Vincent as Director | Management | For | Did Not Vote |
4.3 | Elect Eleni Gabre-Madhin as Director | Management | For | Did Not Vote |
4.4 | Elect Eveline Saupper as Director | Management | For | Did Not Vote |
5 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
TELECOM ITALIA SPA MEETING DATE: OCT 18, 2012 | ||||
TICKER: TIT SECURITY ID: T92778108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Dispute Settlement with Former Executive Director Carlo Orazio Buora | Management | For | For |
1-bis | Approve Legal Actions Against Former Executive Director Carlo Orazio Buora | Management | For | For |
2 | Approve Dispute Settlement with Former Executive Director Riccardo Ruggiero | Management | For | For |
2-bis | Approve Legal Actions Against Former Executive Director Riccardo | Management | For | For |
TEXTRON INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott C. Donnelly | Management | For | For |
1.2 | Elect Director Kathleen M. Bader | Management | For | For |
1.3 | Elect Director R. Kerry Clark | Management | For | For |
1.4 | Elect Director James T. Conway | Management | For | For |
1.5 | Elect Director Ivor J. Evans | Management | For | For |
1.6 | Elect Director Lawrence K. Fish | Management | For | For |
1.7 | Elect Director Paul E. Gagne | Management | For | For |
1.8 | Elect Director Dain M. Hancock | Management | For | For |
1.9 | Elect Director Lord Powell | Management | For | For |
1.10 | Elect Director Lloyd G. Trotter | Management | For | For |
1.11 | Elect Director James L. Ziemer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
THE COCA-COLA COMPANY MEETING DATE: JUL 10, 2012 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Split | Management | For | For |
THE FRESH MARKET, INC. MEETING DATE: JUN 04, 2013 | ||||
TICKER: TFM SECURITY ID: 35804H106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ray Berry | Management | For | For |
1.2 | Elect Director Jeffrey Naylor | Management | For | For |
1.3 | Elect Director Jane Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE GAP, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: GPS SECURITY ID: 364760108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Adrian D. P. Bellamy | Management | For | For |
1b | Elect Director Domenico De Sole | Management | For | For |
1c | Elect Director Robert J. Fisher | Management | For | For |
1d | Elect Director William S. Fisher | Management | For | For |
1e | Elect Director Isabella D. Goren | Management | For | For |
1f | Elect Director Bob L. Martin | Management | For | For |
1g | Elect Director Jorge P. Montoya | Management | For | For |
1h | Elect Director Glenn K. Murphy | Management | For | For |
1i | Elect Director Mayo A. Shattuck, III | Management | For | For |
1j | Elect Director Katherine Tsang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE HOME DEPOT, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Francis S. Blake | Management | For | For |
1c | Elect Director Ari Bousbib | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Armando Codina | Management | For | For |
1h | Elect Director Bonnie G. Hill | Management | For | For |
1i | Elect Director Karen L. Katen | Management | For | For |
1j | Elect Director Mark Vadon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
7 | Adopt Stormwater Run-off Management Policy | Shareholder | Against | Abstain |
THE INTERPUBLIC GROUP OF COMPANIES, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: IPG SECURITY ID: 460690100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jocelyn Carter-Miller | Management | For | For |
1.2 | Elect Director Jill M. Considine | Management | For | For |
1.3 | Elect Director Richard A. Goldstein | Management | For | For |
1.4 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
1.5 | Elect Director H. John Greeniaus | Management | For | For |
1.6 | Elect Director Dawn Hudson | Management | For | For |
1.7 | Elect Director William T. Kerr | Management | For | For |
1.8 | Elect Director Michael I. Roth | Management | For | For |
1.9 | Elect Director David M. Thomas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
THE NASDAQ OMX GROUP, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: NDAQ SECURITY ID: 631103108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven D. Black | Management | For | For |
1b | Elect Director Borje E. Ekholm | Management | For | For |
1c | Elect Director Robert Greifeld | Management | For | For |
1d | Elect Director Glenn H. Hutchins | Management | For | For |
1e | Elect Director Essa Kazim | Management | For | For |
1f | Elect Director John D. Markese | Management | For | For |
1g | Elect Director Ellyn A. McColgan | Management | For | For |
1h | Elect Director Thomas F. O'Neill | Management | For | For |
1i | Elect Director James S. Riepe | Management | For | For |
1j | Elect Director Michael R. Splinter | Management | For | For |
1k | Elect Director Lars R. Wedenborn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Approve Amendment and Restatement of NASDAQ OMX's Restated Certificate of Incorporation to Make Other Non-Substantive Changes | Management | For | For |
THE RYLAND GROUP, INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: RYL SECURITY ID: 783764103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Jews | Management | For | For |
1.2 | Elect Director Ned Mansour | Management | For | For |
1.3 | Elect Director Robert E. Mellor | Management | For | For |
1.4 | Elect Director Norman J. Metcalfe | Management | For | For |
1.5 | Elect Director Larry T. Nicholson | Management | For | For |
1.6 | Elect Director Charlotte St. Martin | Management | For | For |
1.7 | Elect Director Robert G. van Schoonenberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
THE SHERWIN-WILLIAMS COMPANY MEETING DATE: APR 17, 2013 | ||||
TICKER: SHW SECURITY ID: 824348106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director Christopher M. Connor | Management | For | For |
1.3 | Elect Director David F. Hodnik | Management | For | For |
1.4 | Elect Director Thomas G. Kadien | Management | For | For |
1.5 | Elect Director Richard J. Kramer | Management | For | For |
1.6 | Elect Director Susan J. Kropf | Management | For | For |
1.7 | Elect Director Richard K. Smucker | Management | For | For |
1.8 | Elect Director John M. Stropki | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
THE TJX COMPANIES, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zein Abdalla | Management | For | For |
1.2 | Elect Director Jose B. Alvarez | Management | For | For |
1.3 | Elect Director Alan M. Bennett | Management | For | For |
1.4 | Elect Director Bernard Cammarata | Management | For | For |
1.5 | Elect Director David T. Ching | Management | For | For |
1.6 | Elect Director Michael F. Hines | Management | For | For |
1.7 | Elect Director Amy B. Lane | Management | For | For |
1.8 | Elect Director Dawn G. Lepore | Management | For | For |
1.9 | Elect Director Carol Meyrowitz | Management | For | For |
1.10 | Elect Director John F. O'Brien | Management | For | For |
1.11 | Elect Director Willow B. Shire | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE VALSPAR CORPORATION MEETING DATE: FEB 21, 2013 | ||||
TICKER: VAL SECURITY ID: 920355104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William M. Cook | Management | For | For |
1.2 | Elect Director Gary E. Hendrickson | Management | For | For |
1.3 | Elect Director Mae C. Jemison | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TIME WARNER INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Barksdale | Management | For | For |
1.2 | Elect Director William P. Barr | Management | For | For |
1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.5 | Elect Director Robert C. Clark | Management | For | For |
1.6 | Elect Director Mathias Dopfner | Management | For | For |
1.7 | Elect Director Jessica P. Einhorn | Management | For | For |
1.8 | Elect Director Fred Hassan | Management | For | For |
1.9 | Elect Director Kenneth J. Novack | Management | For | For |
1.10 | Elect Director Paul D. Wachter | Management | For | For |
1.11 | Elect Director Deborah C. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
UBS AG MEETING DATE: MAY 02, 2013 | ||||
TICKER: UBSN SECURITY ID: H89231338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 0.15 per Share from Capital Contribution Reserve | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1a | Reelect Axel Weber as Director | Management | For | Did Not Vote |
4.1b | Reelect Michel Demare as Director | Management | For | Did Not Vote |
4.1c | Reelect David Sidwell as Director | Management | For | Did Not Vote |
4.1d | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
4.1e | Relect Ann Godbehere as Director | Management | For | Did Not Vote |
4.1f | Reelect Axel Lehmann as Director | Management | For | Did Not Vote |
4.1g | Reelect Helmut Panke as Director | Management | For | Did Not Vote |
4.1h | Reelect William Parrett as Director | Management | For | Did Not Vote |
4.1i | Reelect Isabelle Romy as Director | Management | For | Did Not Vote |
4.1j | Reelect Beatrice Weder di Mauro as Director | Management | For | Did Not Vote |
4.1k | Reelect Joseph Yam as Director | Management | For | Did Not Vote |
4.2 | Elect Reto Francioni as Director | Management | For | Did Not Vote |
4.3 | Ratify Ernst & Young Ltd. as Auditors | Management | For | Did Not Vote |
UNION PACIFIC CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director John J. Koraleski | Management | For | For |
1.7 | Elect Director Charles C. Krulak | Management | For | For |
1.8 | Elect Director Michael R. McCarthy | Management | For | For |
1.9 | Elect Director Michael W. McConnell | Management | For | For |
1.10 | Elect Director Thomas F. McLarty, III | Management | For | For |
1.11 | Elect Director Steven R. Rogel | Management | For | For |
1.12 | Elect Director Jose H. Villarreal | Management | For | For |
1.13 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
UNITED CONTINENTAL HOLDINGS, INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: UAL SECURITY ID: 910047109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolyn Corvi | Management | For | For |
1.2 | Elect Director Jane C. Garvey | Management | For | For |
1.3 | Elect Director Walter Isaacson | Management | For | For |
1.4 | Elect Director Henry L. Meyer III | Management | For | For |
1.5 | Elect Director Oscar Munoz | Management | For | For |
1.6 | Elect Director Laurence E. Simmons | Management | For | For |
1.7 | Elect Director Jeffery A. Smisek | Management | For | For |
1.8 | Elect Director David J. Vitale | Management | For | For |
1.9 | Elect Director John H. Walker | Management | For | For |
1.10 | Elect Director Charles A. Yamarone | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Provide Right to Call Special Meeting | Management | For | For |
VERISK ANALYTICS, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: VRSK SECURITY ID: 92345Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Lehman, Jr. | Management | For | For |
1.2 | Elect Director Andrew G. Mills | Management | For | For |
1.3 | Elect Director Constantine P. Iordanou | Management | For | For |
1.4 | Elect Director Scott G. Stephenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
VISA INC. MEETING DATE: JAN 30, 2013 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary P. Coughlan | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Robert W. Matschullat | Management | For | For |
1e | Elect Director Cathy E. Minehan | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director David J. Pang | Management | For | For |
1h | Elect Director Joseph W. Saunders | Management | For | For |
1i | Elect Director Charles W. Scharf | Management | For | For |
1j | Elect Director William S. Shanahan | Management | For | For |
1k | Elect Director John A. Swainson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
WALTER ENERGY, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: WLT SECURITY ID: 93317Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director David R. Beatty | Management | For | For |
1.2 | Elect Director Mary R. Henderson | Management | For | For |
1.3 | Elect Director Jerry W. Kolb | Management | For | For |
1.4 | Elect Director Patrick A. Kriegshauser | Management | For | For |
1.5 | Elect Director Joseph B. Leonard | Management | For | For |
1.6 | Elect Director Graham Mascall | Management | For | For |
1.7 | Elect Director Bernard G. Rethore | Management | For | For |
1.8 | Elect Director Walter J. Scheller | Management | For | For |
1.9 | Elect Director Michael T. Tokarz | Management | For | For |
1.10 | Elect Director A.J. Wagner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Edward G. Scholtz | Shareholder | For | Did Not Vote |
1.2 | Elect Director Mark H. Lochtenberg | Shareholder | For | Did Not Vote |
1.3 | Elect Director Robert H. Stan | Shareholder | For | Did Not Vote |
1.4 | Elect Director Lawrence M. Clark, Jr. | Shareholder | For | Did Not Vote |
1.5 | Elect Director Julian A. Treger | Shareholder | For | Did Not Vote |
1.6 | Management Nominee - David R. Beatty | Shareholder | For | Did Not Vote |
1.7 | Management Nominee - Mary R. Henderson | Shareholder | For | Did Not Vote |
1.8 | Management Nominee - Patrick A. Kriegshauser | Shareholder | For | Did Not Vote |
1.9 | Management Nominee - Graham Mascall | Shareholder | For | Did Not Vote |
1.10 | Management Nominee - Walter J. Scheller | Shareholder | For | Did Not Vote |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
3 | Ratify Auditors | Management | None | Did Not Vote |
WHITBREAD PLC MEETING DATE: JUN 18, 2013 | ||||
TICKER: WTB SECURITY ID: G9606P197 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Nicholas Cadbury as Director | Management | For | For |
5 | Elect Louise Smalley as Director | Management | For | For |
6 | Re-elect Richard Baker as Director | Management | For | For |
7 | Re-elect Wendy Becker as Director | Management | For | For |
8 | Re-elect Ian Cheshire as Director | Management | For | For |
9 | Re-elect Patrick Dempsey as Director | Management | For | For |
10 | Re-elect Anthony Habgood as Director | Management | For | For |
11 | Re-elect Andy Harrison as Director | Management | For | For |
12 | Re-elect Susan Hooper as Director | Management | For | For |
13 | Re-elect Simon Melliss as Director | Management | For | For |
14 | Re-elect Christopher Rogers as Director | Management | For | For |
15 | Re-elect Susan Taylor Martin as Director | Management | For | For |
16 | Re-elect Stephen Williams as Director | Management | For | For |
17 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Approve Increase in the Aggregate Limit of Fees Payable to Directors | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
WYNDHAM WORLDWIDE CORPORATION MEETING DATE: MAY 14, 2013 | ||||
TICKER: WYN SECURITY ID: 98310W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian Mulroney | Management | For | For |
1.2 | Elect Director Michael H. Wargotz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
YASHILI INTERNATIONAL HOLDINGS LIMITED MEETING DATE: JUN 06, 2013 | ||||
TICKER: 01230 SECURITY ID: G98340105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2a | Declare Final Dividend | Management | For | For |
2b | Declare Special Dividend | Management | For | For |
3a | Elect Zhang Lidian as Director | Management | For | For |
3b | Elect Zhang Yanpeng as Director | Management | For | For |
3c | Elect Chen Yongquan as Director | Management | For | For |
3d | Elect Samuel King On Wong as Director | Management | For | For |
3e | Elect Liu Jinting as Director | Management | For | For |
3f | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY DISCIPLINED EQUITY FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
A. O. SMITH CORPORATION MEETING DATE: APR 15, 2013 | ||||
TICKER: AOS SECURITY ID: 831865209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gloster B. Current, Jr. | Management | For | For |
1.2 | Elect Director William P. Greubel | Management | For | For |
1.3 | Elect Director Idelle K. Wolf | Management | For | For |
1.4 | Elect Director Gene C. Wulf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Reduce Authorized Class A Common Stock | Management | For | For |
ACCENTURE PLC MEETING DATE: FEB 06, 2013 | ||||
TICKER: ACN SECURITY ID: G1151C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Elect Director William L. Kimsey | Management | For | For |
2.2 | Elect Director Robert I. Lipp | Management | For | For |
2.3 | Elect Director Pierre Nanterme | Management | For | For |
2.4 | Elect Director Gilles C. Pelisson | Management | For | For |
2.5 | Elect Director Wulf von Schimmelmann | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend 2010 Share Incentive Plan | Management | For | For |
6 | Authorize the Holding of the 2014 AGM at a Location Outside Ireland | Management | For | For |
7 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
8 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
AERCAP HOLDINGS NV MEETING DATE: MAY 02, 2013 | ||||
TICKER: AER SECURITY ID: N00985106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Adopt Financial Statements | Management | For | For |
4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
5 | Approve Discharge of Board of Directors | Management | For | For |
6a | Reelect James N. Chapman as Non-Executive Director | Management | For | For |
6b | Elect Marius J.L. Jonkhart as Non-Executive Director | Management | For | For |
7 | Approve Remuneration of Non-Executive Directors | Management | For | For |
8 | Designate Keith A. Helming to Represent the Management in Case All Directors are Absent or Prevented from Acting | Management | For | For |
9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
10a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10b | Authorize Additionial Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Cancellation of Repurchased Shares | Management | For | For |
12a | Amend Article 6.1 Re: Acquisition of Own Shares | Management | For | For |
12b | Amend Article 21.2 Re: Right to Place Items on the Agenda | Management | For | For |
12c | Authorize Board Members and NautaDutilh N.V. to Ratify and Execute Approved Amendments Re: Item 12a and 12b | Management | For | For |
13 | Allow Questions | Management | None | None |
14 | Close Meeting | Management | None | None |
AFLAC INCORPORATED MEETING DATE: MAY 06, 2013 | ||||
TICKER: AFL SECURITY ID: 001055102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel P. Amos | Management | For | For |
1b | Elect Director John Shelby Amos, II | Management | For | For |
1c | Elect Director Paul S. Amos, II | Management | For | For |
1d | Elect Director W. Paul Bowers | Management | For | For |
1e | Elect Director Kriss Cloninger, III | Management | For | For |
1f | Elect Director Elizabeth J. Hudson | Management | For | For |
1g | Elect Director Douglas W. Johnson | Management | For | For |
1h | Elect Director Robert B. Johnson | Management | For | For |
1i | Elect Director Charles B. Knapp | Management | For | For |
1j | Elect Director E. Stephen Purdom | Management | For | For |
1k | Elect Director Barbara K. Rimer | Management | For | For |
1l | Elect Director Melvin T. Stith | Management | For | For |
1m | Elect Director David Gary Thompson | Management | For | For |
1n | Elect Director Takuro Yoshida | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLIANCE DATA SYSTEMS CORPORATION MEETING DATE: JUN 06, 2013 | ||||
TICKER: ADS SECURITY ID: 018581108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence M. Benveniste | Management | For | For |
1.2 | Elect Director D. Keith Cobb | Management | For | For |
1.3 | Elect Director Kenneth R. Jensen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Ratify Auditors | Management | For | For |
AMGEN INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Baltimore | Management | For | For |
1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Bradway | Management | For | For |
1.4 | Elect Director Francois de Carbonnel | Management | For | For |
1.5 | Elect Director Vance D. Coffman | Management | For | For |
1.6 | Elect Director Robert A. Eckert | Management | For | For |
1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
1.8 | Elect Director Frank C. Herringer | Management | For | For |
1.9 | Elect Director Tyler Jacks | Management | For | For |
1.10 | Elect Director Gilbert S. Omenn | Management | For | For |
1.11 | Elect Director Judith C. Pelham | Management | For | For |
1.12 | Elect Director Leonard D. Schaeffer | Management | For | For |
1.13 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
APPLE INC. MEETING DATE: FEB 27, 2013 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
ASHLAND INC. MEETING DATE: JAN 31, 2013 | ||||
TICKER: ASH SECURITY ID: 044209104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brendan M. Cummins | Management | For | For |
1.2 | Elect Director Mark C. Rohr | Management | For | For |
1.3 | Elect Director Janice J. Teal | Management | For | For |
1.4 | Elect Director Michael J. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
AXIS CAPITAL HOLDINGS LIMITED MEETING DATE: MAY 03, 2013 | ||||
TICKER: AXS SECURITY ID: G0692U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Geoffrey Bell as Director | Management | For | For |
1.2 | Elect Albert A. Benchimol as Director | Management | For | For |
1.3 | Elect Christopher V. Greetham as Director | Management | For | For |
1.4 | Elect Maurice A. Keane as Director | Management | For | For |
1.5 | Elect Henry B. Smith as Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Deloitte & Touche Ltd as Auditors | Management | For | For |
BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 04, 2013 | ||||
TICKER: BRK.B SECURITY ID: 084670702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | For |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
1.13 | Elect Director Meryl B. Witmer | Management | For | For |
2 | Adopt Quantitative Goals for GHG and Other Air Emissions | Shareholder | Against | Abstain |
BOSTON SCIENTIFIC CORPORATION MEETING DATE: MAY 07, 2013 | ||||
TICKER: BSX SECURITY ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Katharine T. Bartlett | Management | For | For |
1b | Elect Director Bruce L. Byrnes | Management | For | For |
1c | Elect Director Nelda J. Connors | Management | For | For |
1d | Elect Director Kristina M. Johnson | Management | For | For |
1e | Elect Director Michael F. Mahoney | Management | For | For |
1f | Elect Director Ernest Mario | Management | For | For |
1g | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1h | Elect Director Pete M. Nicholas | Management | For | For |
1i | Elect Director Uwe E. Reinhardt | Management | For | For |
1j | Elect Director John E. Sununu | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BRINKER INTERNATIONAL, INC. MEETING DATE: NOV 08, 2012 | ||||
TICKER: EAT SECURITY ID: 109641100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Brooks | Management | For | For |
1.2 | Elect Director Joseph M. DePinto | Management | For | For |
1.3 | Elect Director Michael J. Dixon | Management | For | For |
1.4 | Elect Director Harriet Edelman | Management | For | For |
1.5 | Elect Director Jon L. Luther | Management | For | For |
1.6 | Elect Director John W. Mims | Management | For | For |
1.7 | Elect Director George R. Mrkonic | Management | For | For |
1.8 | Elect Director Rosendo G. Parra | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BROCADE COMMUNICATIONS SYSTEMS, INC. MEETING DATE: APR 11, 2013 | ||||
TICKER: BRCD SECURITY ID: 111621306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judy Bruner | Management | For | For |
1.2 | Elect Director Lloyd A. Carney | Management | For | For |
1.3 | Elect Director Renato DiPentima | Management | For | For |
1.4 | Elect Director Alan Earhart | Management | For | For |
1.5 | Elect Director John W. Gerdelman | Management | For | For |
1.6 | Elect Director David L. House | Management | For | For |
1.7 | Elect Director Glenn C. Jones | Management | For | For |
1.8 | Elect Director L. William Krause | Management | For | For |
1.9 | Elect Director Sanjay Vaswani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
CAPITALSOURCE INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: CSE SECURITY ID: 14055X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew B. Fremder | Management | For | For |
1.2 | Elect Director C. William Hosler | Management | For | For |
1.3 | Elect Director James J. Pieczynski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CHEVRON CORPORATION MEETING DATE: MAY 29, 2013 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linnet F. Deily | Management | For | For |
1b | Elect Director Robert E. Denham | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director George L. Kirkland | Management | For | For |
1f | Elect Director Charles W. Moorman, IV | Management | For | For |
1g | Elect Director Kevin W. Sharer | Management | For | For |
1h | Elect Director John G. Stumpf | Management | For | For |
1i | Elect Director Ronald D. Sugar | Management | For | For |
1j | Elect Director Carl Ware | Management | For | For |
1k | Elect Director John S. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
6 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
7 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
9 | Prohibit Political Contributions | Shareholder | Against | Against |
10 | Provide for Cumulative Voting | Shareholder | Against | Against |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
12 | Require Director Nominee with Environmental Expertise | Shareholder | Against | Against |
13 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
CIGNA CORPORATION MEETING DATE: APR 24, 2013 | ||||
TICKER: CI SECURITY ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Cordani | Management | For | For |
1.2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
1.3 | Elect Director Jane E. Henney | Management | For | For |
1.4 | Elect Director Donna F. Zarcone | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
CITIGROUP INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: C SECURITY ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Franz B. Humer | Management | For | For |
1c | Elect Director Robert L. Joss | Management | For | For |
1d | Elect Director Michael E. O'Neill | Management | For | For |
1e | Elect Director Judith Rodin | Management | For | For |
1f | Elect Director Robert L. Ryan | Management | For | For |
1g | Elect Director Anthony M. Santomero | Management | For | For |
1h | Elect Director Joan E. Spero | Management | For | For |
1i | Elect Director Diana L. Taylor | Management | For | For |
1j | Elect Director William S. Thompson, Jr. | Management | For | For |
1k | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Amend Indemnifications Provisions | Shareholder | Against | Against |
COCA-COLA ENTERPRISES, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: CCE SECURITY ID: 19122T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jan Bennink | Management | For | For |
1.2 | Elect Director John F. Brock | Management | For | For |
1.3 | Elect Director Calvin Darden | Management | For | For |
1.4 | Elect Director L. Phillip Humann | Management | For | For |
1.5 | Elect Director Orrin H. Ingram, II | Management | For | For |
1.6 | Elect Director Thomas H. Johnson | Management | For | For |
1.7 | Elect Director Suzanne B. Labarge | Management | For | For |
1.8 | Elect Director Veronique Morali | Management | For | For |
1.9 | Elect Director Andrea L. Saia | Management | For | For |
1.10 | Elect Director Garry Watts | Management | For | For |
1.11 | Elect Director Curtis R. Welling | Management | For | For |
1.12 | Elect Director Phoebe A. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CORNING INCORPORATED MEETING DATE: APR 25, 2013 | ||||
TICKER: GLW SECURITY ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Seely Brown | Management | For | For |
1.2 | Elect Director Stephanie A. Burns | Management | For | For |
1.3 | Elect Director John A. Canning, Jr. | Management | For | For |
1.4 | Elect Director Richard T. Clark | Management | For | For |
1.5 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
1.6 | Elect Director James B. Flaws | Management | For | For |
1.7 | Elect Director Kurt M. Landgraf | Management | For | For |
1.8 | Elect Director Kevin J. Martin | Management | For | For |
1.9 | Elect Director Deborah D. Rieman | Management | For | For |
1.10 | Elect Director Hansel E. Tookes, II | Management | For | For |
1.11 | Elect Director Wendell P. Weeks | Management | For | For |
1.12 | Elect Director Mark S. Wrighton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CVS CAREMARK CORPORATION MEETING DATE: MAY 09, 2013 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. David Brown II | Management | For | For |
1.2 | Elect Director David W. Dorman | Management | For | For |
1.3 | Elect Director Anne M. Finucane | Management | For | For |
1.4 | Elect Director Kristen Gibney Williams | Management | For | For |
1.5 | Elect Director Larry J. Merlo | Management | For | For |
1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
1.7 | Elect Director Richard J. Swift | Management | For | For |
1.8 | Elect Director William C. Weldon | Management | For | For |
1.9 | Elect Director Tony L. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Reduce Vote Requirement Under the Fair Price Provision | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
DELPHI AUTOMOTIVE PLC MEETING DATE: APR 25, 2013 | ||||
TICKER: DLPH SECURITY ID: G27823106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Gary L. Cowger as a Director | Management | For | For |
1.2 | Reelect Nicholas M. Donofrio as a Director | Management | For | For |
1.3 | Reelect Mark P. Frissora as a Director | Management | For | For |
1.4 | Reelect Rajiv L. Gupta as a Director | Management | For | For |
1.5 | Reelect John A. Krol as a Director | Management | For | For |
1.6 | Reelect J. Randall MacDonald as a Director | Management | For | For |
1.7 | Reelect Sean O. Mahoney as a Director | Management | For | For |
1.8 | Reelect Rodney O'Neal as a Director | Management | For | For |
1.9 | Reelect Thomas W. Sidlik as a Director | Management | For | For |
1.10 | Reelect Bernd Wiedemann as a Director | Management | For | For |
1.11 | Reelect Lawrence A. Zimmerman as a Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DIRECTV MEETING DATE: MAY 02, 2013 | ||||
TICKER: DTV SECURITY ID: 25490A309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Neil Austrian | Management | For | For |
1b | Elect Director Ralph Boyd, Jr. | Management | For | For |
1c | Elect Director Abelardo Bru | Management | For | For |
1d | Elect Director David Dillon | Management | For | For |
1e | Elect Director Samuel DiPiazza, Jr. | Management | For | For |
1f | Elect Director Dixon Doll | Management | For | For |
1g | Elect Director Charles Lee | Management | For | For |
1h | Elect Director Peter Lund | Management | For | For |
1i | Elect Director Nancy Newcomb | Management | For | For |
1j | Elect Director Lorrie Norrington | Management | For | For |
1k | Elect Director Michael White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
DISCOVER FINANCIAL SERVICES MEETING DATE: APR 17, 2013 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
1.2 | Elect Director Mary K. Bush | Management | For | For |
1.3 | Elect Director Gregory C. Case | Management | For | For |
1.4 | Elect Director Cynthia A. Glassman | Management | For | For |
1.5 | Elect Director Richard H. Lenny | Management | For | For |
1.6 | Elect Director Thomas G. Maheras | Management | For | For |
1.7 | Elect Director Michael H. Moskow | Management | For | For |
1.8 | Elect Director David W. Nelms | Management | For | For |
1.9 | Elect Director E. Follin Smith | Management | For | For |
1.10 | Elect Director Mark A. Thierer | Management | For | For |
1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EASTMAN CHEMICAL COMPANY MEETING DATE: MAY 02, 2013 | ||||
TICKER: EMN SECURITY ID: 277432100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary E. Anderson | Management | For | For |
1.2 | Elect Director Brett D. Begemann | Management | For | For |
1.3 | Elect Director Stephen R. Demeritt | Management | For | For |
1.4 | Elect Director Robert M. Hernandez | Management | For | For |
1.5 | Elect Director Julie F. Holder | Management | For | For |
1.6 | Elect Director Renee J. Hornbaker | Management | For | For |
1.7 | Elect Director Lewis M. Kling | Management | For | For |
1.8 | Elect Director David W. Raisbeck | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
EATON CORPORATION PLC MEETING DATE: APR 24, 2013 | ||||
TICKER: ETN SECURITY ID: G29183103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director George S. Barrett | Management | For | For |
1b | Elect Director Todd M. Bluedorn | Management | For | For |
1c | Elect Director Christopher M. Connor | Management | For | For |
1d | Elect Director Michael J. Critelli | Management | For | For |
1e | Elect Director Alexander M. Cutler | Management | For | For |
1f | Elect Director Charles E. Golden | Management | For | For |
1g | Elect Director Linda A. Hill | Management | For | For |
1h | Elect Director Arthur E. Johnson | Management | For | For |
1i | Elect Director Ned C. Lautenbach | Management | For | For |
1j | Elect Director Deborah L. McCoy | Management | For | For |
1k | Elect Director Gregory R. Page | Management | For | For |
1l | Elect Director Gerald B. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approval of Overseas Market Purchases of the Company Shares | Management | For | For |
7 | Approve the Price Range for the Reissuance of Shares | Management | For | For |
EDISON INTERNATIONAL MEETING DATE: APR 25, 2013 | ||||
TICKER: EIX SECURITY ID: 281020107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jagjeet S. Bindra | Management | For | For |
1.2 | Elect Director Vanessa C.L. Chang | Management | For | For |
1.3 | Elect Director France A. Cordova | Management | For | For |
1.4 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1.5 | Elect Director Bradford M. Freeman | Management | For | For |
1.6 | Elect Director Luis G. Nogales | Management | For | For |
1.7 | Elect Director Ronald L. Olson | Management | For | For |
1.8 | Elect Director Richard T. Schlosberg, III | Management | For | For |
1.9 | Elect Director Thomas C. Sutton | Management | For | For |
1.10 | Elect Director Peter J. Taylor | Management | For | For |
1.11 | Elect Director Brett White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
ELI LILLY AND COMPANY MEETING DATE: MAY 06, 2013 | ||||
TICKER: LLY SECURITY ID: 532457108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ralph Alvarez | Management | For | For |
2 | Elect Director Winfried Bischoff | Management | For | For |
3 | Elect Director R. David Hoover | Management | For | For |
4 | Elect Director Franklyn G. Prendergast | Management | For | For |
5 | Elect Director Kathi P. Seifert | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | For |
ENSCO PLC MEETING DATE: MAY 20, 2013 | ||||
TICKER: ESV SECURITY ID: G3157S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Francis S. Kalman as Director | Management | For | For |
2 | Re-elect Roxanne J. Decyk as Director | Management | For | For |
3 | Re-elect Mary Francis CBE as Director | Management | For | For |
4 | Reappoint KPMG LLP as Auditors of the Company | Management | For | For |
5 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote to Approve Directors' Remuneration Report | Management | For | For |
9 | Accept Auditors' and Directors' Reports and Statutory Reports | Management | For | For |
10 | Amend Articles of Association Declassifying the Board and Conversion of American Depositary Shares to Class A ordinary Shares | Management | For | For |
11 | Authorize Share Repurchase Program | Management | For | For |
EPL OIL & GAS, INC. MEETING DATE: APR 30, 2013 | ||||
TICKER: EPL SECURITY ID: 26883D108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles O. Buckner | Management | For | For |
1.2 | Elect Director Scott A. Griffiths | Management | For | For |
1.3 | Elect Director Gary C. Hanna | Management | For | For |
1.4 | Elect Director Marc McCarthy | Management | For | For |
1.5 | Elect Director Steven J. Pully | Management | For | For |
1.6 | Elect Director William F. Wallace | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EQUIFAX INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: EFX SECURITY ID: 294429105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James E. Copeland, Jr. | Management | For | For |
1b | Elect Director Robert D. Daleo | Management | For | For |
1c | Elect Director Walter W. Driver, Jr. | Management | For | For |
1d | Elect Director Mark L. Feidler | Management | For | For |
1e | Elect Director L. Phillip Humann | Management | For | For |
1f | Elect Director Siri S. Marshall | Management | For | For |
1g | Elect Director John A. McKinley | Management | For | For |
1h | Elect Director Richard F. Smith | Management | For | For |
1i | Elect Director Mark B. Templeton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EVEREST RE GROUP, LTD. MEETING DATE: MAY 15, 2013 | ||||
TICKER: RE SECURITY ID: G3223R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic J. Addesso | Management | For | For |
1.2 | Elect Director John J. Amore | Management | For | For |
1.3 | Elect Director John R. Dunne | Management | For | Withhold |
1.4 | Elect Director Joseph V. Taranto | Management | For | Withhold |
1.5 | Elect Director John A. Weber | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
EXXON MOBIL CORPORATION MEETING DATE: MAY 29, 2013 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director U.M. Burns | Management | For | For |
1.4 | Elect Director L.R. Faulkner | Management | For | For |
1.5 | Elect Director J.S. Fishman | Management | For | For |
1.6 | Elect Director H.H. Fore | Management | For | For |
1.7 | Elect Director K.C. Frazier | Management | For | For |
1.8 | Elect Director W.W. George | Management | For | For |
1.9 | Elect Director S.J. Palmisano | Management | For | For |
1.10 | Elect Director S.S. Reinemund | Management | For | For |
1.11 | Elect Director R.W. Tillerson | Management | For | For |
1.12 | Elect Director W.C. Weldon | Management | For | For |
1.13 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
8 | Study Feasibility of Prohibiting Political Contributions | Shareholder | Against | Against |
9 | Adopt Sexual Orientation Anti-bias Policy | Shareholder | Against | Against |
10 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
11 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 29, 2013 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephan A. James | Management | For | For |
1b | Elect Director Frank R. Martire | Management | For | For |
1c | Elect Director Gary A. Norcross | Management | For | For |
1d | Elect Director James B. Stallings, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
G-III APPAREL GROUP, LTD. MEETING DATE: JUN 04, 2013 | ||||
TICKER: GIII SECURITY ID: 36237H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Morris Goldfarb | Management | For | For |
1.2 | Elect Director Sammy Aaron | Management | For | For |
1.3 | Elect Director Thomas J. Brosig | Management | For | For |
1.4 | Elect Director Alan Feller | Management | For | For |
1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
1.6 | Elect Director Laura Pomerantz | Management | For | For |
1.7 | Elect Director Allen Sirkin | Management | For | For |
1.8 | Elect Director Willem van Bokhorst | Management | For | For |
1.9 | Elect Director Cheryl Vitali | Management | For | Withhold |
1.10 | Elect Director Richard White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GENERAL DYNAMICS CORPORATION MEETING DATE: MAY 01, 2013 | ||||
TICKER: GD SECURITY ID: 369550108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary T. Barra | Management | For | Against |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director James S. Crown | Management | For | Against |
1.4 | Elect Director William P. Fricks | Management | For | Against |
1.5 | Elect Director Paul G. Kaminski | Management | For | Against |
1.6 | Elect Director John M. Keane | Management | For | For |
1.7 | Elect Director Lester L. Lyles | Management | For | For |
1.8 | Elect Director Phebe N. Novakovic | Management | For | For |
1.9 | Elect Director William A. Osborn | Management | For | Against |
1.10 | Elect Director Robert Walmsley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Review and Assess Human Rights Policy | Shareholder | Against | Abstain |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 24, 2013 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director John J. Brennan | Management | For | For |
3 | Elect Director James I. Cash, Jr. | Management | For | For |
4 | Elect Director Francisco D'Souza | Management | For | For |
5 | Elect Director Marijn E. Dekkers | Management | For | For |
6 | Elect Director Ann M. Fudge | Management | For | For |
7 | Elect Director Susan Hockfield | Management | For | For |
8 | Elect Director Jeffrey R. Immelt | Management | For | For |
9 | Elect Director Andrea Jung | Management | For | For |
10 | Elect Director Robert W. Lane | Management | For | For |
11 | Elect Director Ralph S. Larsen | Management | For | For |
12 | Elect Director Rochelle B. Lazarus | Management | For | For |
13 | Elect Director James J. Mulva | Management | For | For |
14 | Elect Director Mary L. Schapiro | Management | For | For |
15 | Elect Director Robert J. Swieringa | Management | For | For |
16 | Elect Director James S. Tisch | Management | For | For |
17 | Elect Director Douglas A. Warner, III | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Cessation of All Stock Options and Bonuses | Shareholder | Against | Against |
21 | Establish Term Limits for Directors | Shareholder | Against | Against |
22 | Require Independent Board Chairman | Shareholder | Against | Against |
23 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
24 | Stock Retention/Holding Period | Shareholder | Against | Against |
25 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
GILEAD SCIENCES, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director Carla A. Hills | Management | For | For |
1.4 | Elect Director Kevin E. Lofton | Management | For | For |
1.5 | Elect Director John W. Madigan | Management | For | For |
1.6 | Elect Director John C. Martin | Management | For | For |
1.7 | Elect Director Nicholas G. Moore | Management | For | For |
1.8 | Elect Director Richard J. Whitley | Management | For | For |
1.9 | Elect Director Gayle E. Wilson | Management | For | For |
1.10 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
GOOGLE INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Reducing Lead Battery Health Hazards | Shareholder | Against | Abstain |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
HALLIBURTON COMPANY MEETING DATE: MAY 15, 2013 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan M. Bennett | Management | For | For |
1.2 | Elect Director James R. Boyd | Management | For | For |
1.3 | Elect Director Milton Carroll | Management | For | For |
1.4 | Elect Director Nance K. Dicciani | Management | For | For |
1.5 | Elect Director Murry S. Gerber | Management | For | For |
1.6 | Elect Director Jose C. Grubisich | Management | For | For |
1.7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
1.8 | Elect Director David J. Lesar | Management | For | For |
1.9 | Elect Director Robert A. Malone | Management | For | For |
1.10 | Elect Director J. Landis Martin | Management | For | For |
1.11 | Elect Director Debra L. Reed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
HESS CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: HES SECURITY ID: 42809H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director J. Krenicki | Management | For | For |
1.2 | Elect Director K. Meyers | Management | For | For |
1.3 | Elect Director Fredric G. Reynolds | Management | For | For |
1.4 | Elect Director William G. Schrader | Management | For | For |
1.5 | Director Mark Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
8 | Repeal Any Bylaws Amendments Adopted subsequent to February 2, 2011 | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Green Card) | ||||
1.1 | Elect Director Rodney F. Chase | Shareholder | For | Did Not Vote |
1.2 | Elect Director Harvey Golub | Shareholder | For | Did Not Vote |
1.3 | Elect Director Karl F. Kurz | Shareholder | For | Did Not Vote |
1.4 | Elect Director David McManus | Shareholder | For | Did Not Vote |
1.5 | Elect Director Marshall D. Smith | Shareholder | For | Did Not Vote |
2 | Ratify Auditors | Management | For | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Did Not Vote |
4 | Declassify the Board of Directors | Management | For | Did Not Vote |
5 | Require Independent Board Chairman | Shareholder | For | Did Not Vote |
6 | Reduce Supermajority Vote Requirement | Shareholder | For | Did Not Vote |
7 | Report on Political Contributions | Shareholder | For | Did Not Vote |
8 | Repeal Any Bylaws Amendments Adopted subsequent to February 2, 2011 | Shareholder | For | Did Not Vote |
ICONIX BRAND GROUP, INC. MEETING DATE: AUG 15, 2012 | ||||
TICKER: ICON SECURITY ID: 451055107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil Cole | Management | For | For |
1.2 | Elect Director Barry Emanuel | Management | For | For |
1.3 | Elect Director Drew Cohen | Management | For | For |
1.4 | Elect Director F. Peter Cuneo | Management | For | For |
1.5 | Elect Director Mark Friedman | Management | For | For |
1.6 | Elect Director James A. Marcum | Management | For | For |
1.7 | Elect Director Laurence N. Charney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
IMPERIAL TOBACCO GROUP PLC MEETING DATE: JAN 30, 2013 | ||||
TICKER: IMT SECURITY ID: G4721W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Dr Ken Burnett as Director | Management | For | For |
5 | Re-elect Alison Cooper as Director | Management | For | For |
6 | Re-elect Robert Dyrbus as Director | Management | For | For |
7 | Elect David Haines as Director | Management | For | For |
8 | Re-elect Michael Herlihy as Director | Management | For | For |
9 | Re-elect Susan Murray as Director | Management | For | For |
10 | Re-elect Iain Napier as Director | Management | For | For |
11 | Elect Matthew Phillips as Director | Management | For | For |
12 | Re-elect Berge Setrakian as Director | Management | For | For |
13 | Re-elect Mark Williamson as Director | Management | For | For |
14 | Re-elect Malcolm Wyman as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Approve Share Matching Scheme | Management | For | For |
20 | Approve Long Term Incentive Plan | Management | For | For |
21 | Approve International Sharesave Plan | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
INGERSOLL-RAND PLC MEETING DATE: JUN 06, 2013 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ann C. Berzin | Management | For | For |
1b | Elect Director John Bruton | Management | For | For |
1c | Elect Director Jared L. Cohon | Management | For | For |
1d | Elect Director Gary D. Forsee | Management | For | For |
1e | Elect Director Edward E. Hagenlocker | Management | For | For |
1f | Elect Director Constance J. Horner | Management | For | For |
1g | Elect Director Michael W. Lamach | Management | For | For |
1h | Elect Director Theodore E. Martin | Management | For | For |
1i | Elect Director Nelson Peltz | Management | For | For |
1j | Elect Director John P. Surma | Management | For | For |
1k | Elect Director Richard J. Swift | Management | For | For |
1l | Elect Director Tony L. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend the Company's Articles of Association to Give the Board of Directors Authority to Declare Non-Cash Dividends | Management | For | For |
6 | Capital Reduction and Creation of Distributable Reserves | Management | For | For |
7 | Amend the Company's Articles of Association to Expand the Authority to Execute Instruments of Transfer | Management | For | For |
8 | Amend the Company's Articles of Association to Provide for Escheatment in Accordance with U.S. Laws | Management | For | For |
INGREDION INCORPORATED MEETING DATE: MAY 15, 2013 | ||||
TICKER: INGR SECURITY ID: 457187102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard J. Almeida | Management | For | For |
1b | Elect Director Luis Aranguren-Trellez | Management | For | For |
1c | Elect Director David B. Fischer | Management | For | For |
1d | Elect Director Ilene S. Gordon | Management | For | For |
1e | Elect Director Paul Hanrahan | Management | For | For |
1f | Elect Director Wayne M. Hewett | Management | For | For |
1g | Elect Director Gregory B. Kenny | Management | For | For |
1h | Elect Director Barbara A. Klein | Management | For | For |
1i | Elect Director James M. Ringler | Management | For | For |
1j | Elect Director Dwayne A. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INTERNATIONAL BUSINESS MACHINES CORPORATION MEETING DATE: APR 30, 2013 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alain J.P. Belda | Management | For | For |
1.2 | Elect Director William R. Brody | Management | For | For |
1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
1.4 | Elect Director Michael L. Eskew | Management | For | For |
1.5 | Elect Director David N. Farr | Management | For | For |
1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
1.7 | Elect Director Andrew N. Liveris | Management | For | For |
1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.9 | Elect Director James W. Owens | Management | For | For |
1.10 | Elect Director Virginia M. Rometty | Management | For | For |
1.11 | Elect Director Joan E. Spero | Management | For | For |
1.12 | Elect Director Sidney Taurel | Management | For | For |
1.13 | Elect Director Lorenzo H. Zambrano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
INTERNATIONAL PAPER COMPANY MEETING DATE: MAY 13, 2013 | ||||
TICKER: IP SECURITY ID: 460146103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David J. Bronczek | Management | For | For |
1b | Elect Director Ahmet C. Dorduncu | Management | For | For |
1c | Elect Director John V. Faraci | Management | For | For |
1d | Elect Director Ilene S. Gordon | Management | For | For |
1e | Elect Director Stacey J. Mobley | Management | For | For |
1f | Elect Director Joan E. Spero | Management | For | For |
1g | Elect Director John L. Townsend, III | Management | For | For |
1h | Elect Director John F. Turner | Management | For | For |
1i | Elect Director William G. Walter | Management | For | For |
1j | Elect Director J. Steven Whisler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Act by Written Consent | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
ITC HOLDINGS CORP. MEETING DATE: APR 16, 2013 | ||||
TICKER: ITC SECURITY ID: 465685105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Issue Shares in Connection with Acquisition | Management | For | For |
4 | Advisory Vote on Golden Parachutes | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
ITC HOLDINGS CORP. MEETING DATE: MAY 15, 2013 | ||||
TICKER: ITC SECURITY ID: 465685105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher H. Franklin | Management | For | For |
1.2 | Elect Director Edward G. Jepsen | Management | For | For |
1.3 | Elect Director William J. Museler | Management | For | For |
1.4 | Elect Director Hazel R. O'Leary | Management | For | For |
1.5 | Elect Director Thomas G. Stephens | Management | For | For |
1.6 | Elect Director G. Bennett Stewart, III | Management | For | For |
1.7 | Elect Director Lee C. Stewart | Management | For | For |
1.8 | Elect Director J.C. Watts, Jr. | Management | For | For |
1.9 | Elect Director Joseph L. Welch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
JAPAN TOBACCO INC MEETING DATE: JUN 21, 2013 | ||||
TICKER: 2914 SECURITY ID: J27869106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 38 | Management | For | For |
2 | Elect Director Terabatake, Masamichi | Management | For | For |
3 | Appoint Statutory Auditor Kojima, Tomotaka | Management | For | For |
4 | Approve Alternate Income Allocation, with a Final Dividend of JPY 120 | Shareholder | Against | Against |
5 | Authorize Share Repurchase of Up To 100 Million Shares in the Coming Year | Shareholder | Against | Against |
6 | Amend Articles to Allow Binding Shareholder Meeting Resolutions on Cancellation of Treasury Shares | Shareholder | Against | Against |
7 | Cancel the Company's Treasury Shares | Shareholder | Against | Against |
JAZZ PHARMACEUTICALS PLC MEETING DATE: JUL 27, 2012 | ||||
TICKER: JAZZ SECURITY ID: G50871105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kenneth W. O'Keefe | Management | For | For |
2 | Elect Director Alan M. Sebulsky | Management | For | For |
3 | Elect Director Catherine A. Sohn | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
JPMORGAN CHASE & CO. MEETING DATE: MAY 21, 2013 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James A. Bell | Management | For | For |
1b | Elect Director Crandall C.Bowles | Management | For | For |
1c | Elect Director Stephen B. Burke | Management | For | For |
1d | Elect Director David M. Cote | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Ellen V. Futter | Management | For | For |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
LINCOLN NATIONAL CORPORATION MEETING DATE: MAY 23, 2013 | ||||
TICKER: LNC SECURITY ID: 534187109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Avery | Management | For | For |
1.2 | Elect Director William H. Cunningham | Management | For | For |
1.3 | Elect Director William Porter Payne | Management | For | For |
1.4 | Elect Director Patrick S. Pittard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 31, 2013 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Peter C. Browning | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Dawn E. Hudson | Management | For | For |
1.7 | Elect Director Robert L. Johnson | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Richard K. Lochridge | Management | For | For |
1.10 | Elect Director Robert A. Niblock | Management | For | For |
1.11 | Elect Director Eric C. Wisemen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: MAY 22, 2013 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jacques Aigrain | Management | For | For |
1.2 | Elect Director Scott M. Kleinman | Management | For | For |
1.3 | Elect Director Bruce A. Smith | Management | For | For |
2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
7 | Approve Remuneration of Supervisory Board | Management | For | For |
8 | Approve Dividends of USD 4.20 Per Share | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
12 | Amend Articles of Association | Management | For | For |
MARATHON PETROLEUM CORPORATION MEETING DATE: APR 24, 2013 | ||||
TICKER: MPC SECURITY ID: 56585A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evan Bayh | Management | For | For |
1.2 | Elect Director William L. Davis | Management | For | For |
1.3 | Elect Director Thomas J. Usher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
MASTEC, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: MTZ SECURITY ID: 576323109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Dwyer | Management | For | For |
1.2 | Elect Director Frank E. Jaumot | Management | For | For |
1.3 | Elect Director Jose S. Sorzano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
MERCK & CO., INC. MEETING DATE: MAY 28, 2013 | ||||
TICKER: MRK SECURITY ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Kenneth C. Frazier | Management | For | For |
1d | Elect Director Thomas H. Glocer | Management | For | For |
1e | Elect Director William B. Harrison Jr. | Management | For | For |
1f | Elect Director C. Robert Kidder | Management | For | For |
1g | Elect Director Rochelle B. Lazarus | Management | For | For |
1h | Elect Director Carlos E. Represas | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Craig B. Thompson | Management | For | For |
1k | Elect Director Wendell P. Weeks | Management | For | For |
1l | Elect Director Peter C. Wendell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
6 | Report on Charitable and Political Contributions | Shareholder | Against | Abstain |
7 | Report on Lobbying Activities | Shareholder | Against | Abstain |
METLIFE, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Glenn Hubbard | Management | For | For |
1.2 | Elect Director Steven A. Kandarian | Management | For | For |
1.3 | Elect Director John M. Keane | Management | For | For |
1.4 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1.5 | Elect Director James M. Kilts | Management | For | For |
1.6 | Elect Director Catherine R. Kinney | Management | For | For |
1.7 | Elect Director Hugh B. Price | Management | For | For |
1.8 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
METROPCS COMMUNICATIONS, INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: PCS SECURITY ID: 591708102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (Yellow Card) | ||||
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend Certificate of Incorporation giving Deutsche Telekom the Right to Director Designations | Management | For | For |
5 | Provide Directors May Be Removed with or without Cause | Management | For | Against |
6 | Amend Certificate of Incorporation Granting Deutsche Telekom the same Approval Rights as set forth in the Stockholder's Agreement | Management | For | Against |
7 | Provide Right to Call Special Meeting | Management | For | For |
8 | Provide Right to Act by Written Consent | Management | For | Against |
9 | Provide that the Combined Company's Bylaws may be Amended upon the Affirmative Vote of the Holders of Shares having a Majority of the Combined Company's Voting Power | Management | For | For |
10 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
11 | Advisory Vote on Golden Parachutes | Management | For | Against |
12 | Adjourn Meeting | Management | For | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (White Card) | ||||
1 | Issue Shares in Connection with Acquisition | Management | Against | Did Not Vote |
2 | Approve Reverse Stock Split | Management | Against | Did Not Vote |
3 | Declassify the Board of Directors | Management | Against | Did Not Vote |
4 | Amend Certificate of Incorporation giving Deutsche Telekom the Right to Director Designations | Management | Against | Did Not Vote |
5 | Provide Directors May Be Removed with or without Cause | Management | Against | Did Not Vote |
6 | Amend Certificate of Incorporation Granting Deutsche Telekom the same Approval Rights as set forth in the Stockholder's Agreement | Management | Against | Did Not Vote |
7 | Provide Right to Call Special Meeting | Management | Against | Did Not Vote |
8 | Provide Right to Act by Written Consent | Management | Against | Did Not Vote |
9 | Provide that the Combined Company's Bylaws may be Amended upon the Affirmative Vote of the Holders of Shares having a Majority of the Combined Company's Voting Power | Management | Against | Did Not Vote |
10 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | Against | Did Not Vote |
11 | Advisory Vote on Golden Parachutes | Management | Against | Did Not Vote |
12 | Adjourn Meeting | Management | Against | Did Not Vote |
MICROSOFT CORPORATION MEETING DATE: NOV 28, 2012 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates, III | Management | For | For |
4 | Elect Director Maria M. Klawe | Management | For | For |
5 | Elect Director Stephen J. Luczo | Management | For | For |
6 | Elect Director David F. Marquardt | Management | For | For |
7 | Elect Director Charles H. Noski | Management | For | For |
8 | Elect Director Helmut Panke | Management | For | For |
9 | Elect Director John W. Thompson | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Provide for Cumulative Voting | Shareholder | Against | Against |
MOTOROLA SOLUTIONS, INC. MEETING DATE: MAY 06, 2013 | ||||
TICKER: MSI SECURITY ID: 620076307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory Q. Brown | Management | For | For |
1b | Elect Director William J. Bratton | Management | For | For |
1c | Elect Director Kenneth C. Dahlberg | Management | For | For |
1d | Elect Director David W. Dorman | Management | For | For |
1e | Elect Director Michael V. Hayden | Management | For | For |
1f | Elect Director Judy C. Lewent | Management | For | For |
1g | Elect Director Anne R. Pramaggiore | Management | For | For |
1h | Elect Director Samuel C. Scott, III | Management | For | For |
1i | Elect Director Bradley E. Singer | Management | For | For |
1j | Elect Director John A. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Encourage Suppliers to Produce Sustainability Reports | Shareholder | Against | Abstain |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
MYLAN INC. MEETING DATE: MAY 24, 2013 | ||||
TICKER: MYL SECURITY ID: 628530107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Heather Bresch | Management | For | For |
1.2 | Elect Director Wendy Cameron | Management | For | For |
1.3 | Elect Director Robert J. Cindrich | Management | For | For |
1.4 | Elect Director Robert J. Coury | Management | For | For |
1.5 | Elect Director Neil Dimick | Management | For | For |
1.6 | Elect Director Melina Higgins | Management | For | For |
1.7 | Elect Director Douglas J. Leech | Management | For | For |
1.8 | Elect Director Rajiv Malik | Management | For | For |
1.9 | Elect Director Joseph C. Maroon | Management | For | For |
1.10 | Elect Director Mark W. Parrish | Management | For | For |
1.11 | Elect Director Rodney L. Piatt | Management | For | For |
1.12 | Elect Director C.B. Todd | Management | For | For |
1.13 | Elect Director Randall L. (Pete) Vanderveen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
NCR CORPORATION MEETING DATE: APR 24, 2013 | ||||
TICKER: NCR SECURITY ID: 62886E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward 'Pete' Boykin | Management | For | For |
1.2 | Elect Director Linda Fayne Levinson | Management | For | For |
1.3 | Elect Director Deanna W. Oppenheimer | Management | For | For |
1.4 | Elect Director Kurt P. Kuehn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
NIPPON TELEGRAPH & TELEPHONE CORP. MEETING DATE: JUN 25, 2013 | ||||
TICKER: 9432 SECURITY ID: 654624105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 80 | Management | For | For |
NTT DOCOMO INC. MEETING DATE: JUN 18, 2013 | ||||
TICKER: 9437 SECURITY ID: 62942M201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 3000 | Management | For | For |
2 | Amend Articles To Change Company Name - Limit Rights of Odd-Lot Holders - Amend Business Lines | Management | For | Against |
3.1 | Elect Director Tokuhiro, Kiyoshi | Management | For | For |
3.2 | Elect Director Murakami, Teruyasu | Management | For | For |
3.3 | Elect Director Nakamura, Takashi | Management | For | For |
4.1 | Appoint Statutory Auditor Ota, Kenji | Management | For | For |
4.2 | Appoint Statutory Auditor Shiotsuka Naoto | Management | For | For |
OCWEN FINANCIAL CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: OCN SECURITY ID: 675746309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Erbey | Management | For | For |
1.2 | Elect Director Ronald M. Faris | Management | For | For |
1.3 | Elect Director Ronald J. Korn | Management | For | For |
1.4 | Elect Director William H. Lacy | Management | For | For |
1.5 | Elect Director Wilbur L. Ross, Jr. | Management | For | For |
1.6 | Elect Director Robert A. Salcetti | Management | For | For |
1.7 | Elect Director Barry N. Wish | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
OSHKOSH CORPORATION MEETING DATE: JAN 29, 2013 | ||||
TICKER: OSK SECURITY ID: 688990761 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard M. Donnelly | Management | For | For |
1.2 | Elect Director Michael W. Grebe | Management | For | For |
1.3 | Elect Director Peter B. Hamilton | Management | For | For |
1.4 | Elect Director Kathleen J. Hempel | Management | For | For |
1.5 | Elect Director Leslie F. Kenne | Management | For | For |
1.6 | Elect Director J. Peter Mosling, Jr. | Management | For | For |
1.7 | Elect Director Stephen D. Newlin | Management | For | For |
1.8 | Elect Director Craig P. Omtvedt | Management | For | For |
1.9 | Elect Director Duncan J. Palmer | Management | For | For |
1.10 | Elect Director John S. Shiely | Management | For | For |
1.11 | Elect Director Richard G. Sim | Management | For | For |
1.12 | Elect Director Charles L. Szews | Management | For | For |
1.13 | Elect Director William S. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Retention Ratio for Executives | Shareholder | Against | Against |
PEPSICO, INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shona L. Brown | Management | For | For |
1.2 | Elect Director George W. Buckley | Management | For | For |
1.3 | Elect Director Ian M. Cook | Management | For | For |
1.4 | Elect Director Dina Dublon | Management | For | For |
1.5 | Elect Director Victor J. Dzau | Management | For | For |
1.6 | Elect Director Ray L. Hunt | Management | For | For |
1.7 | Elect Director Alberto Ibarguen | Management | For | For |
1.8 | Elect Director Indra K. Nooyi | Management | For | For |
1.9 | Elect Director Sharon Percy Rockefeller | Management | For | For |
1.10 | Elect Director James J. Schiro | Management | For | For |
1.11 | Elect Director Lloyd G. Trotter | Management | For | For |
1.12 | Elect Director Daniel Vasella | Management | For | For |
1.13 | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PFIZER INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director M. Anthony Burns | Management | For | For |
1.3 | Elect Director W. Don Cornwell | Management | For | For |
1.4 | Elect Director Frances D. Fergusson | Management | For | For |
1.5 | Elect Director William H. Gray, III | Management | For | For |
1.6 | Elect Director Helen H. Hobbs | Management | For | For |
1.7 | Elect Director Constance J. Horner | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director George A. Lorch | Management | For | For |
1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.11 | Elect Director Ian C. Read | Management | For | For |
1.12 | Elect Director Stephen W. Sanger | Management | For | For |
1.13 | Elect Director Marc Tessier-Lavigne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Mathis Cabiallavetta | Management | For | For |
1.3 | Elect Director Andre Calantzopoulos | Management | For | For |
1.4 | Elect Director Louis C. Camilleri | Management | For | For |
1.5 | Elect Director J. Dudley Fishburn | Management | For | For |
1.6 | Elect Director Jennifer Li | Management | For | For |
1.7 | Elect Director Graham Mackay | Management | For | For |
1.8 | Elect Director Sergio Marchionne | Management | For | For |
1.9 | Elect Director Kalpana Morparia | Management | For | For |
1.10 | Elect DirectorLucio A. Noto | Management | For | For |
1.11 | Elect Director Robert B. Polet | Management | For | For |
1.12 | Elect Director Carlos Slim Helu | Management | For | For |
1.13 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PHILLIPS 66 MEETING DATE: MAY 08, 2013 | ||||
TICKER: PSX SECURITY ID: 718546104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Greg C. Garland | Management | For | For |
1b | Elect Director John E. Lowe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PNM RESOURCES, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: PNM SECURITY ID: 69349H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adelmo E. Archuleta | Management | For | For |
1.2 | Elect Director Patricia K. Collawn | Management | For | For |
1.3 | Elect Director Julie A. Dobson | Management | For | For |
1.4 | Elect Director Alan J. Fohrer | Management | For | For |
1.5 | Elect Director Robert R. Nordhaus | Management | For | For |
1.6 | Elect Director Bonnie S. Reitz | Management | For | For |
1.7 | Elect Director Donald K. Schwanz | Management | For | For |
1.8 | Elect Director Bruce W. Wilkinson | Management | For | For |
1.9 | Elect Director Joan B. Woodard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
POST HOLDINGS, INC. MEETING DATE: JAN 31, 2013 | ||||
TICKER: POST SECURITY ID: 737446104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory L. Curl | Management | For | For |
1.2 | Elect Director William H. Danforth | Management | For | For |
1.3 | Elect Director David P. Skarie | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PVH CORP. MEETING DATE: JUN 20, 2013 | ||||
TICKER: PVH SECURITY ID: 693656100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Baglivo | Management | For | For |
1.2 | Elect Director Emanuel Chirico | Management | For | For |
1.3 | Elect Director Juan R. Figuereo | Management | For | For |
1.4 | Elect Director Joseph B. Fuller | Management | For | For |
1.5 | Elect Director Fred Gehring | Management | For | For |
1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
1.7 | Elect Director Bruce Maggin | Management | For | For |
1.8 | Elect Director V. James Marino | Management | For | For |
1.9 | Elect Director Helen McCluskey | Management | For | For |
1.10 | Elect Director Henry Nasella | Management | For | For |
1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
1.12 | Elect Director Craig Rydin | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
RELIANCE STEEL & ALUMINUM CO. MEETING DATE: MAY 15, 2013 | ||||
TICKER: RS SECURITY ID: 759509102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sarah J. Anderson | Management | For | For |
1.2 | Elect Director John G. Figueroa | Management | For | For |
1.3 | Elect Director Thomas W. Gimbel | Management | For | For |
1.4 | Elect Director David H. Hannah | Management | For | For |
1.5 | Elect Director Douglas M. Hayes | Management | For | For |
1.6 | Elect Director Mark V. Kaminski | Management | For | For |
1.7 | Elect Director Gregg J. Mollins | Management | For | For |
1.8 | Elect Director Andrew G. Sharkey, III | Management | For | For |
1.9 | Elect Director Leslie A. Waite | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Ratify Auditors | Management | For | For |
ROCK-TENN COMPANY MEETING DATE: JAN 25, 2013 | ||||
TICKER: RKT SECURITY ID: 772739207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Stephen Felker | Management | For | For |
1.2 | Elect Director Lawrence L. Gellerstedt, III | Management | For | For |
1.3 | Elect Director John W. Spiegel | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 21, 2013 | ||||
TICKER: RDSA SECURITY ID: 780259206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Josef Ackermann as Director | Management | For | For |
4 | Re-elect Guy Elliott as Director | Management | For | For |
5 | Re-elect Simon Henry as Director | Management | For | For |
6 | Re-elect Charles Holliday as Director | Management | For | For |
7 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
8 | Re-elect Jorma Ollila as Director | Management | For | For |
9 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
10 | Re-elect Linda Stuntz as Director | Management | For | For |
11 | Re-elect Peter Voser as Director | Management | For | For |
12 | Re-elect Hans Wijers as Director | Management | For | For |
13 | Elect Gerrit Zalm as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
SAMSUNG ELECTRONICS CO. LTD. MEETING DATE: MAR 15, 2013 | ||||
TICKER: 005930 SECURITY ID: Y74718100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 7,500 per Common Share and KRW 7,550 per Preferred Share | Management | For | For |
2.1.1 | Reelect Lee In-Ho as Outside Director | Management | For | For |
2.1.2 | Elect Song Gwang-Soo as Outside Director | Management | For | For |
2.1.3 | Elect Kim Eun-Mee as Outside Director | Management | For | For |
2.2.1 | Elect Yoon Boo-Keun as Inside Director | Management | For | For |
2.2.2 | Elect Shin Jong-Kyun as Inside Director | Management | For | For |
2.2.3 | Elect Lee Sang-Hoon as Inside Director | Management | For | For |
2.3.1 | Reelect Lee In-Ho as Member of Audit Committee | Management | For | For |
2.3.2 | Elect Song Gwang-Soo as Member of Audit Committee | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
SANDISK CORPORATION MEETING DATE: JUN 12, 2013 | ||||
TICKER: SNDK SECURITY ID: 80004C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael E. Marks | Management | For | For |
1.2 | Elect Director Kevin DeNuccio | Management | For | For |
1.3 | Elect Director Irwin Federman | Management | For | For |
1.4 | Elect Director Steven J. Gomo | Management | For | For |
1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.6 | Elect Director Chenming Hu | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Sanjay Mehrotra | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SOFTBANK CORP. MEETING DATE: JUN 21, 2013 | ||||
TICKER: 9984 SECURITY ID: J75963108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
2 | Amend Articles To Change Company Name - Amend Business Lines | Management | For | For |
3.1 | Elect Director Son, Masayoshi | Management | For | For |
3.2 | Elect Director Miyauchi, Ken | Management | For | For |
3.3 | Elect Director Kasai, Kazuhiko | Management | For | For |
3.4 | Elect Director Ronald Fisher | Management | For | For |
3.5 | Elect Director Yun Ma | Management | For | For |
3.6 | Elect Director Miyasaka, Manabu | Management | For | For |
3.7 | Elect Director Yanai, Tadashi | Management | For | For |
3.8 | Elect Director Mark Schwartz | Management | For | For |
4.1 | Appoint Statutory Auditor Sano, Mitsuo | Management | For | For |
4.2 | Appoint Statutory Auditor Uno, Soichiro | Management | For | For |
4.3 | Appoint Statutory Auditor Shibayama, Koichi | Management | For | Against |
4.4 | Appoint Statutory Auditor Kubokawa, Hidekazu | Management | For | For |
T-MOBILE US, INC. MEETING DATE: JUN 04, 2013 | ||||
TICKER: TMUS SECURITY ID: 872590104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Michael Barnes | Management | For | For |
1.2 | Elect Director Srikant Datar | Management | For | For |
1.3 | Elect Director Lawrence H. Guffey | Management | For | For |
1.4 | Elect Director Timotheus Hottges | Management | For | For |
1.5 | Elect Director Raphael Kubler | Management | For | For |
1.6 | Elect Director Thorsten Langheim | Management | For | For |
1.7 | Elect Director John J. Legere | Management | For | For |
1.8 | Elect Director Rene Obermann | Management | For | For |
1.9 | Elect Director James N. Perry, Jr. | Management | For | For |
1.10 | Elect Director Teresa A. Taylor | Management | For | For |
1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
TEREX CORPORATION MEETING DATE: MAY 09, 2013 | ||||
TICKER: TEX SECURITY ID: 880779103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ronald M. DeFeo | Management | For | For |
1b | Elect Director G. Chris Andersen | Management | For | For |
1c | Elect Director Paula H. J. Cholmondeley | Management | For | For |
1d | Elect Director Donald DeFosset | Management | For | For |
1e | Elect Director Thomas J. Hansen | Management | For | For |
1f | Elect Director Raimund Klinkner | Management | For | For |
1g | Elect Director David A. Sachs | Management | For | For |
1h | Elect Director Oren G. Shaffer | Management | For | For |
1i | Elect Director David C. Wang | Management | For | For |
1j | Elect Director Scott W. Wine | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Deferred Compensation Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TEXTRON INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott C. Donnelly | Management | For | For |
1.2 | Elect Director Kathleen M. Bader | Management | For | For |
1.3 | Elect Director R. Kerry Clark | Management | For | For |
1.4 | Elect Director James T. Conway | Management | For | For |
1.5 | Elect Director Ivor J. Evans | Management | For | For |
1.6 | Elect Director Lawrence K. Fish | Management | For | For |
1.7 | Elect Director Paul E. Gagne | Management | For | For |
1.8 | Elect Director Dain M. Hancock | Management | For | For |
1.9 | Elect Director Lord Powell | Management | For | For |
1.10 | Elect Director Lloyd G. Trotter | Management | For | For |
1.11 | Elect Director James L. Ziemer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
THE DUN & BRADSTREET CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: DNB SECURITY ID: 26483E100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Austin A. Adams | Management | For | For |
1b | Elect Director John W. Alden | Management | For | For |
1c | Elect Director Christopher J. Coughlin | Management | For | For |
1d | Elect Director James N. Fernandez | Management | For | For |
1e | Elect Director Paul R. Garcia | Management | For | For |
1f | Elect Director Sara Mathew | Management | For | For |
1g | Elect Director Sandra E. Peterson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
THE HOME DEPOT, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Francis S. Blake | Management | For | For |
1c | Elect Director Ari Bousbib | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Armando Codina | Management | For | For |
1h | Elect Director Bonnie G. Hill | Management | For | For |
1i | Elect Director Karen L. Katen | Management | For | For |
1j | Elect Director Mark Vadon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
7 | Adopt Stormwater Run-off Management Policy | Shareholder | Against | Abstain |
THE KROGER CO. MEETING DATE: JUN 27, 2013 | ||||
TICKER: KR SECURITY ID: 501044101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Reuben V. Anderson | Management | For | For |
1b | Elect Director Robert D. Beyer | Management | For | For |
1c | Elect Director David B. Dillon | Management | For | For |
1d | Elect Director Susan J. Kropf | Management | For | For |
1e | Elect Director John T. LaMacchia | Management | For | For |
1f | Elect Director David B. Lewis | Management | For | For |
1g | Elect Director W. Rodney McMullen | Management | For | For |
1h | Elect Director Jorge P. Montoya | Management | For | For |
1i | Elect Director Clyde R. Moore | Management | For | For |
1j | Elect Director Susan M. Phillips | Management | For | For |
1k | Elect Director Steven R. Rogel | Management | For | For |
1l | Elect Director James A. Runde | Management | For | For |
1m | Elect Director Ronald L. Sargent | Management | For | For |
1n | Elect Director Bobby S. Shackouls | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Supply Chain Human Rights Risks and Management | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Abstain |
7 | Adopt and Implement Sustainable Palm Oil Policy | Shareholder | Against | Abstain |
THE TRAVELERS COMPANIES, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: TRV SECURITY ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan L. Beller | Management | For | For |
1b | Elect Director John H. Dasburg | Management | For | For |
1c | Elect Director Janet M. Dolan | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Jay S. Fishman | Management | For | For |
1f | Elect Director Patricia L. Higgins | Management | For | For |
1g | Elect Director Thomas R. Hodgson | Management | For | For |
1h | Elect Director William J. Kane | Management | For | For |
1i | Elect Director Cleve L. Killingsworth, Jr. | Management | For | For |
1j | Elect Director Donald J. Shepard | Management | For | For |
1k | Elect Director Laurie J. Thomsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Authorize New Class of Preferred Stock | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
TIME WARNER INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Barksdale | Management | For | For |
1.2 | Elect Director William P. Barr | Management | For | For |
1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.5 | Elect Director Robert C. Clark | Management | For | For |
1.6 | Elect Director Mathias Dopfner | Management | For | For |
1.7 | Elect Director Jessica P. Einhorn | Management | For | For |
1.8 | Elect Director Fred Hassan | Management | For | For |
1.9 | Elect Director Kenneth J. Novack | Management | For | For |
1.10 | Elect Director Paul D. Wachter | Management | For | For |
1.11 | Elect Director Deborah C. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
TYSON FOODS, INC. MEETING DATE: FEB 01, 2013 | ||||
TICKER: TSN SECURITY ID: 902494103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John Tyson | Management | For | For |
1b | Elect Director Kathleen M. Bader | Management | For | For |
1c | Elect Director Gaurdie E. Banister, Jr. | Management | For | For |
1d | Elect Director Jim Kever | Management | For | For |
1e | Elect Director Kevin M. McNamara | Management | For | For |
1f | Elect Director Brad T. Sauer | Management | For | For |
1g | Elect Director Robert Thurber | Management | For | For |
1h | Elect Director Barbara A. Tyson | Management | For | For |
1i | Elect Director Albert C. Zapanta | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 26, 2013 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher Causey | Management | For | For |
1.2 | Elect Director Richard Giltner | Management | For | For |
1.3 | Elect Director R. Paul Gray | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
UNS ENERGY CORPORATION MEETING DATE: MAY 03, 2013 | ||||
TICKER: UNS SECURITY ID: 903119105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul J. Bonavia | Management | For | For |
1.2 | Elect Director Lawrence J. Aldrich | Management | For | For |
1.3 | Elect Director Barbara M. Baumann | Management | For | For |
1.4 | Elect Director Larry W. Bickle | Management | For | For |
1.5 | Elect Director Robert A. Elliott | Management | For | For |
1.6 | Elect Director Daniel W.L. Fessler | Management | For | For |
1.7 | Elect Director Louise L. Francesconi | Management | For | For |
1.8 | Elect Director Ramiro G. Peru | Management | For | For |
1.9 | Elect Director Gregory A. Pivirotto | Management | For | For |
1.10 | Elect Director Joaquin Ruiz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
URBAN OUTFITTERS, INC. MEETING DATE: MAY 28, 2013 | ||||
TICKER: URBN SECURITY ID: 917047102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott A. Belair | Management | For | For |
1.2 | Elect Director Robert H. Strouse | Management | For | For |
1.3 | Elect Director Margaret A. Hayne | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Eliminate Cumulative Voting and Adopt Majority Vote Standard | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
URS CORPORATION MEETING DATE: MAY 23, 2013 | ||||
TICKER: URS SECURITY ID: 903236107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mickey P. Foret | Management | For | For |
1b | Elect Director William H. Frist | Management | For | For |
1c | Elect Director Lydia H. Kennard | Management | For | For |
1d | Elect Director Donald R. Knauss | Management | For | For |
1e | Elect Director Martin M. Koffel | Management | For | For |
1f | Elect Director Timothy R. McLevish | Management | For | For |
1g | Elect Director Joseph W. Ralston | Management | For | For |
1h | Elect Director John D. Roach | Management | For | For |
1i | Elect Director Douglas W. Stotlar | Management | For | For |
1j | Elect Director William P. Sullivan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Carrion | Management | For | For |
1.2 | Elect Director Melanie L. Healey | Management | For | For |
1.3 | Elect Director M. Frances Keeth | Management | For | For |
1.4 | Elect Director Robert W. Lane | Management | For | For |
1.5 | Elect Director Lowell C. McAdam | Management | For | For |
1.6 | Elect Director Sandra O. Moose | Management | For | For |
1.7 | Elect Director Joseph Neubauer | Management | For | For |
1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.9 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.10 | Elect Director Hugh B. Price | Management | For | For |
1.11 | Elect Director Rodney E. Slater | Management | For | For |
1.12 | Elect Director Kathryn A. Tesija | Management | For | For |
1.13 | Elect Director Gregory D. Wasson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Commit to Wireless Network Neutrality | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Adopt Proxy Access Right | Shareholder | Against | Against |
8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
9 | Amend Articles/Bylaws/Charter- Call Special Meetings | Shareholder | Against | Against |
10 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
VF CORPORATION MEETING DATE: APR 23, 2013 | ||||
TICKER: VFC SECURITY ID: 918204108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard T. Carucci | Management | For | For |
1.2 | Elect Director Juliana L. Chugg | Management | For | For |
1.3 | Elect Director George Fellows | Management | For | For |
1.4 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.5 | Elect Director Matthew J. Shattock | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
VODAFONE GROUP PLC MEETING DATE: JUL 24, 2012 | ||||
TICKER: VOD SECURITY ID: 92857W209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
3 | Re-elect Vittorio Colao as Director | Management | For | For |
4 | Re-elect Andy Halford as Director | Management | For | For |
5 | Re-elect Stephen Pusey as Director | Management | For | For |
6 | Re-elect Renee James as Director | Management | For | For |
7 | Re-elect Alan Jebson as Director | Management | For | For |
8 | Re-elect Samuel Jonah as Director | Management | For | For |
9 | Re-elect Nick Land as Director | Management | For | For |
10 | Re-elect Anne Lauvergeon as Director | Management | For | For |
11 | Re-elect Luc Vandevelde as Director | Management | For | For |
12 | Re-elect Anthony Watson as Director | Management | For | For |
13 | Re-elect Philip Yea as Director | Management | For | For |
14 | Approve Final Dividend | Management | For | For |
15 | Approve Remuneration Report | Management | For | For |
16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
WARNER CHILCOTT PUBLIC LIMITED COMPANY MEETING DATE: MAY 07, 2013 | ||||
TICKER: WCRX SECURITY ID: G94368100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John P. Connaughton | Management | For | For |
1b | Elect Director Tamar D. Howson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WELLS FARGO & COMPANY MEETING DATE: APR 23, 2013 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | For |
1b | Elect Director Elaine L. Chao | Management | For | For |
1c | Elect Director John S. Chen | Management | For | For |
1d | Elect Director Lloyd H. Dean | Management | For | For |
1e | Elect Director Susan E. Engel | Management | For | For |
1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1g | Elect Director Donald M. James | Management | For | For |
1h | Elect Director Cynthia H. Milligan | Management | For | For |
1i | Elect Director Federico F. Pena | Management | For | For |
1j | Elect Director Howard V. Richardson | Management | For | For |
1k | Elect Director Judith M. Runstad | Management | For | For |
1l | Elect Director Stephen W. Sanger | Management | For | For |
1m | Elect Director John G. Stumpf | Management | For | For |
1n | Elect Director Susan G. Swenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Abstain |
WHIRLPOOL CORPORATION MEETING DATE: APR 16, 2013 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Gary T. DiCamillo | Management | For | For |
1c | Elect Director Diane M. Dietz | Management | For | For |
1d | Elect Director Jeff M. Fettig | Management | For | For |
1e | Elect Director Michael F. Johnston | Management | For | For |
1f | Elect Director William T. Kerr | Management | For | For |
1g | Elect Director John D. Liu | Management | For | For |
1h | Elect Director Harish Manwani | Management | For | For |
1i | Elect Director William D. Perez | Management | For | For |
1j | Elect Director Michael A. Todman | Management | For | For |
1k | Elect Director Michael D. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
YAHOO! INC. MEETING DATE: JUN 25, 2013 | ||||
TICKER: YHOO SECURITY ID: 984332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Hayes | Management | For | For |
1.2 | Elect Director Susan M. James | Management | For | For |
1.3 | Elect Director Max R. Levchin | Management | For | For |
1.4 | Elect Director Peter Liguori | Management | For | For |
1.5 | Elect Director Daniel S. Loeb | Management | For | For |
1.6 | Elect Director Marissa A. Mayer | Management | For | For |
1.7 | Elect Director Thomas J. McInerney | Management | For | For |
1.8 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
1.9 | Elect Director Harry J. Wilson | Management | For | For |
1.10 | Elect Director Michael J. Wolf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | Abstain |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
FIDELITY FOCUSED STOCK FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ALLERGAN, INC. MEETING DATE: APR 30, 2013 | ||||
TICKER: AGN SECURITY ID: 018490102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David E.I. Pyott | Management | For | For |
1b | Elect Director Michael R. Gallagher | Management | For | For |
1c | Elect Director Deborah Dunsire | Management | For | For |
1d | Elect Director Dawn Hudson | Management | For | For |
1e | Elect Director Trevor M. Jones | Management | For | For |
1f | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
1g | Elect Director Peter J. McDonnell | Management | For | For |
1h | Elect Director Timothy D. Proctor | Management | For | For |
1i | Elect Director Russell T. Ray | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5.1 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5.2 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
AMERICAN TOWER CORPORATION MEETING DATE: MAY 21, 2013 | ||||
TICKER: AMT SECURITY ID: 03027X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Raymond P. Dolan | Management | For | For |
1b | Elect Director Ronald M. Dykes | Management | For | For |
1c | Elect Director Carolyn F. Katz | Management | For | For |
1d | Elect Director Gustavo Lara Cantu | Management | For | For |
1e | Elect Director JoAnn A. Reed | Management | For | For |
1f | Elect Director Pamela D.A. Reeve | Management | For | For |
1g | Elect Director David E. Sharbutt | Management | For | For |
1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
1i | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Right to Call Special Meeting | Management | For | For |
AMERIPRISE FINANCIAL, INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: AMP SECURITY ID: 03076C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James M. Cracchiolo | Management | For | For |
1b | Elect Director Lon R. Greenberg | Management | For | For |
1c | Elect Director Warren D. Knowlton | Management | For | For |
1d | Elect Director W. Walker Lewis | Management | For | For |
1e | Elect Director Siri S. Marshall | Management | For | For |
1f | Elect Director Jeffery Noddle | Management | For | For |
1g | Elect Director H. Jay Sarles | Management | For | For |
1h | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
1i | Elect Director William H. Turner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
AMGEN INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Baltimore | Management | For | For |
1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Bradway | Management | For | For |
1.4 | Elect Director Francois de Carbonnel | Management | For | For |
1.5 | Elect Director Vance D. Coffman | Management | For | For |
1.6 | Elect Director Robert A. Eckert | Management | For | For |
1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
1.8 | Elect Director Frank C. Herringer | Management | For | For |
1.9 | Elect Director Tyler Jacks | Management | For | For |
1.10 | Elect Director Gilbert S. Omenn | Management | For | For |
1.11 | Elect Director Judith C. Pelham | Management | For | For |
1.12 | Elect Director Leonard D. Schaeffer | Management | For | For |
1.13 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sharon L. Allen | Management | For | For |
1.2 | Elect Director Susan S. Bies | Management | For | For |
1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1.5 | Elect Director Arnold W. Donald | Management | For | For |
1.6 | Elect Director Charles K. Gifford | Management | For | For |
1.7 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1.8 | Elect Director Linda P. Hudson | Management | For | For |
1.9 | Elect Director Monica C. Lozano | Management | For | For |
1.10 | Elect Director Thomas J. May | Management | For | For |
1.11 | Elect Director Brian T. Moynihan | Management | For | For |
1.12 | Elect Director Lionel L. Nowell, III | Management | For | For |
1.13 | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
6 | Amend Bylaw to Limit Multiple Board Service | Shareholder | Against | Against |
7 | Report on Feasibility of Prohibiting Political Contributions | Shareholder | Against | Against |
8 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Abstain |
BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 04, 2013 | ||||
TICKER: BRK.B SECURITY ID: 084670702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | For |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
1.13 | Elect Director Meryl B. Witmer | Management | For | For |
2 | Adopt Quantitative Goals for GHG and Other Air Emissions | Shareholder | Against | Abstain |
BIOGEN IDEC INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
1.3 | Elect Director George A. Scangos | Management | For | For |
1.4 | Elect Director Lynn Schenk | Management | For | For |
1.5 | Elect Director Alexander J. Denner | Management | For | For |
1.6 | Elect Director Nancy L. Leaming | Management | For | For |
1.7 | Elect Director Richard C. Mulligan | Management | For | For |
1.8 | Elect Director Robert W. Pangia | Management | For | For |
1.9 | Elect Director Brian S. Posner | Management | For | For |
1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
1.12 | Elect Director William D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
BLACKROCK, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: BLK SECURITY ID: 09247X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
1b | Elect Director Mathis Cabiallavetta | Management | For | For |
1c | Elect Director Dennis D. Dammerman | Management | For | For |
1d | Elect Director Jessica P. Einhorn | Management | For | For |
1e | Elect Director Fabrizio Freda | Management | For | For |
1f | Elect Director David H. Komansky | Management | For | For |
1g | Elect Director James E. Rohr | Management | For | For |
1h | Elect Director Susan L. Wagner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BRUNSWICK CORPORATION MEETING DATE: MAY 01, 2013 | ||||
TICKER: BC SECURITY ID: 117043109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director David C. Everitt | Management | For | For |
1.3 | Elect Director Roger J. Wood | Management | For | For |
1.4 | Elect Director Lawrence A. Zimmerman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CABELA'S INCORPORATED MEETING DATE: JUN 05, 2013 | ||||
TICKER: CAB SECURITY ID: 126804301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Theodore M. Armstrong | Management | For | For |
1.2 | Elect Director James W. Cabela | Management | For | For |
1.3 | Elect Director John H. Edmondson | Management | For | For |
1.4 | Elect Director John Gottschalk | Management | For | For |
1.5 | Elect Director Dennis Highby | Management | For | For |
1.6 | Elect Director Reuben Mark | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Thomas L. Millner | Management | For | For |
1.9 | Elect Director Beth M. Pritchard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
CABOT OIL & GAS CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: COG SECURITY ID: 127097103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert L. Keiser | Management | For | For |
1b | Elect Director W. Matt Ralls | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
CANADIAN PACIFIC RAILWAY LIMITED MEETING DATE: MAY 01, 2013 | ||||
TICKER: CP SECURITY ID: 13645T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Deloitte LLP as Auditors | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3.1 | Elect Director William A. Ackman | Management | For | For |
3.2 | Elect Director Gary F. Colter | Management | For | For |
3.3 | Elect Director Isabelle Courville | Management | For | For |
3.4 | Elect Director Paul G. Haggis | Management | For | For |
3.5 | Elect Director E. Hunter Harrison | Management | For | For |
3.6 | Elect Director Paul C. Hilal | Management | For | For |
3.7 | Elect Director Krystyna T. Hoeg | Management | For | For |
3.8 | Elect Director Richard C. Kelly | Management | For | For |
3.9 | Elect Director Rebecca MacDonald | Management | For | For |
3.10 | Elect Director Anthony R. Melman | Management | For | For |
3.11 | Elect Director Linda J. Morgan | Management | For | For |
3.12 | Elect Director Andrew F. Reardon | Management | For | For |
3.13 | Elect Director Stephen C. Tobias | Management | For | For |
CATALYST HEALTH SOLUTIONS, INC. MEETING DATE: JUL 02, 2012 | ||||
TICKER: CHSI SECURITY ID: 14888B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
CELGENE CORPORATION MEETING DATE: JUN 12, 2013 | ||||
TICKER: CELG SECURITY ID: 151020104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Richard Barker | Management | For | For |
1.3 | Elect Director Michael D. Casey | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Rodman L. Drake | Management | For | For |
1.6 | Elect Director Michael A. Friedman | Management | For | For |
1.7 | Elect Director Gilla Kaplan | Management | For | For |
1.8 | Elect Director James J. Loughlin | Management | For | For |
1.9 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
CIRRUS LOGIC, INC. MEETING DATE: JUL 26, 2012 | ||||
TICKER: CRUS SECURITY ID: 172755100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Carter | Management | For | For |
1.2 | Elect Director Timothy R. Dehne | Management | For | For |
1.3 | Elect Director Jason P. Rhode | Management | For | For |
1.4 | Elect Director Alan R. Schuele | Management | For | For |
1.5 | Elect Director William D. Sherman | Management | For | For |
1.6 | Elect Director Susan Wang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CITIGROUP INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: C SECURITY ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Franz B. Humer | Management | For | For |
1c | Elect Director Robert L. Joss | Management | For | For |
1d | Elect Director Michael E. O'Neill | Management | For | For |
1e | Elect Director Judith Rodin | Management | For | For |
1f | Elect Director Robert L. Ryan | Management | For | For |
1g | Elect Director Anthony M. Santomero | Management | For | For |
1h | Elect Director Joan E. Spero | Management | For | For |
1i | Elect Director Diana L. Taylor | Management | For | For |
1j | Elect Director William S. Thompson, Jr. | Management | For | For |
1k | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Amend Indemnifications Provisions | Shareholder | Against | Against |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 04, 2013 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Maureen Breakiron-Evans | Management | For | For |
1b | Elect Director John E. Klein | Management | For | For |
1c | Elect Director Lakshmi Narayanan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
COMCAST CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.3 | Elect Director Joseph J. Collins | Management | For | For |
1.4 | Elect Director J. Michael Cook | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Eduardo G. Mestre | Management | For | For |
1.8 | Elect Director Brian L. Roberts | Management | For | For |
1.9 | Elect Director Ralph J. Roberts | Management | For | For |
1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
CONTINENTAL RESOURCES, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: CLR SECURITY ID: 212015101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold G. Hamm | Management | For | For |
1.2 | Elect Director John T. McNabb, II | Management | For | For |
1.3 | Elect Director David L. Boren | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DISCOVERY COMMUNICATIONS, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: DISCA SECURITY ID: 25470F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul A. Gould | Management | For | For |
1.2 | Elect Director John S. Hendricks | Management | For | For |
1.3 | Elect Director M. LaVoy Robison | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
EASTMAN CHEMICAL COMPANY MEETING DATE: MAY 02, 2013 | ||||
TICKER: EMN SECURITY ID: 277432100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary E. Anderson | Management | For | For |
1.2 | Elect Director Brett D. Begemann | Management | For | For |
1.3 | Elect Director Stephen R. Demeritt | Management | For | For |
1.4 | Elect Director Robert M. Hernandez | Management | For | For |
1.5 | Elect Director Julie F. Holder | Management | For | For |
1.6 | Elect Director Renee J. Hornbaker | Management | For | For |
1.7 | Elect Director Lewis M. Kling | Management | For | For |
1.8 | Elect Director David W. Raisbeck | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
EATON CORPORATION PLC MEETING DATE: APR 24, 2013 | ||||
TICKER: ETN SECURITY ID: G29183103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director George S. Barrett | Management | For | For |
1b | Elect Director Todd M. Bluedorn | Management | For | For |
1c | Elect Director Christopher M. Connor | Management | For | For |
1d | Elect Director Michael J. Critelli | Management | For | For |
1e | Elect Director Alexander M. Cutler | Management | For | For |
1f | Elect Director Charles E. Golden | Management | For | For |
1g | Elect Director Linda A. Hill | Management | For | For |
1h | Elect Director Arthur E. Johnson | Management | For | For |
1i | Elect Director Ned C. Lautenbach | Management | For | For |
1j | Elect Director Deborah L. McCoy | Management | For | For |
1k | Elect Director Gregory R. Page | Management | For | For |
1l | Elect Director Gerald B. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approval of Overseas Market Purchases of the Company Shares | Management | For | For |
7 | Approve the Price Range for the Reissuance of Shares | Management | For | For |
EBAY INC. MEETING DATE: APR 18, 2013 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David M. Moffett | Management | For | For |
1b | Elect Director Richard T. Schlosberg, III | Management | For | For |
1c | Elect Director Thomas J. Tierney | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
4 | Report on Privacy and Data Security | Shareholder | Against | Abstain |
5 | Ratify Auditors | Management | For | For |
FMC CORPORATION MEETING DATE: APR 23, 2013 | ||||
TICKER: FMC SECURITY ID: 302491303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pierre Brondeau | Management | For | For |
1.2 | Elect Director Dirk A. Kempthorne | Management | For | For |
1.3 | Elect Director Robert C. Pallash | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
GILEAD SCIENCES, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director Carla A. Hills | Management | For | For |
1.4 | Elect Director Kevin E. Lofton | Management | For | For |
1.5 | Elect Director John W. Madigan | Management | For | For |
1.6 | Elect Director John C. Martin | Management | For | For |
1.7 | Elect Director Nicholas G. Moore | Management | For | For |
1.8 | Elect Director Richard J. Whitley | Management | For | For |
1.9 | Elect Director Gayle E. Wilson | Management | For | For |
1.10 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
GOOGLE INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Reducing Lead Battery Health Hazards | Shareholder | Against | Abstain |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
J.B. HUNT TRANSPORT SERVICES, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: JBHT SECURITY ID: 445658107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas G. Duncan | Management | For | For |
2 | Elect Director Francesca M. Edwardson | Management | For | For |
3 | Elect Director Wayne Garrison | Management | For | For |
4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
5 | Elect Director Gary C. George | Management | For | For |
6 | Elect Director Bryan Hunt | Management | For | For |
7 | Elect Director Coleman H. Peterson | Management | For | For |
8 | Elect Director John N. Roberts III | Management | For | For |
9 | Elect Director James L. Robo | Management | For | For |
10 | Elect Director Kirk Thompson | Management | For | For |
11 | Elect Director John A. White | Management | For | For |
12 | Ratify Auditors | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 18, 2013 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Nancy J. Karch | Management | For | For |
1g | Elect Director Marc Olivie | Management | For | For |
1h | Elect Director Rima Qureshi | Management | For | For |
1i | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1j | Elect Director Mark Schwartz | Management | For | For |
1k | Elect Director Jackson P. Tai | Management | For | For |
1l | Elect Director Edward Suning Tian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MEDIVATION, INC. MEETING DATE: JUN 28, 2013 | ||||
TICKER: MDVN SECURITY ID: 58501N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. Adams | Management | For | For |
1.2 | Elect Director Kim D. Blickenstaff | Management | For | For |
1.3 | Elect Director Kathryn E. Falberg | Management | For | For |
1.4 | Elect Director Dawn Graham | Management | For | For |
1.5 | Elect Director David T. Hung | Management | For | For |
1.6 | Elect Director W. Anthony Vernon | Management | For | For |
1.7 | Elect Director Wendy L. Yarno | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
MONSANTO COMPANY MEETING DATE: JAN 31, 2013 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David L. Chicoine | Management | For | For |
1b | Elect Director Arthur H. Harper | Management | For | For |
1c | Elect Director Gwendolyn S. King | Management | For | For |
1d | Elect Director Jon R. Moeller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Abstain |
NIKE, INC. MEETING DATE: SEP 20, 2012 | ||||
TICKER: NKE SECURITY ID: 654106103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect Director John C. Lechleiter | Management | For | For |
1.3 | Elect Director Phyllis M. Wise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
NOBLE ENERGY, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: NBL SECURITY ID: 655044105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey L. Berenson | Management | For | For |
1.2 | Elect Director Michael A. Cawley | Management | For | For |
1.3 | Elect Director Edward F. Cox | Management | For | For |
1.4 | Elect Director Charles D. Davidson | Management | For | For |
1.5 | Elect Director Thomas J. Edelman | Management | For | For |
1.6 | Elect Director Eric P. Grubman | Management | For | For |
1.7 | Elect Director Kirby L. Hedrick | Management | For | For |
1.8 | Elect Director Scott D. Urban | Management | For | For |
1.9 | Elect Director William T. Van Kleef | Management | For | For |
1.10 | Elect Director Molly K. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
6 | Amend Bylaws to Change Certain Provisions | Management | For | For |
OASIS PETROLEUM INC. MEETING DATE: MAY 03, 2013 | ||||
TICKER: OAS SECURITY ID: 674215108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael McShane | Management | For | For |
1.2 | Elect Director Thomas B. Nusz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ONYX PHARMACEUTICALS, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: ONXX SECURITY ID: 683399109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
1.2 | Elect Director Thomas G. Wiggans | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
PHILLIPS 66 MEETING DATE: MAY 08, 2013 | ||||
TICKER: PSX SECURITY ID: 718546104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Greg C. Garland | Management | For | For |
1b | Elect Director John E. Lowe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PIONEER NATURAL RESOURCES COMPANY MEETING DATE: MAY 23, 2013 | ||||
TICKER: PXD SECURITY ID: 723787107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy L. Dove | Management | For | For |
1.2 | Elect Director Charles E. Ramsey, Jr. | Management | For | For |
1.3 | Elect Director Frank A. Risch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
PULTEGROUP, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director Bryce Blair | Management | For | For |
1.3 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
1.4 | Elect Director Thomas Folliard | Management | For | For |
1.5 | Elect Director Cheryl W. Grise | Management | For | For |
1.6 | Elect Director Andre J. Hawaux | Management | For | For |
1.7 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1.8 | Elect Director Patrick J. O'Leary | Management | For | For |
1.9 | Elect Director James J. Postl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
8 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
PVH CORP. MEETING DATE: JUN 20, 2013 | ||||
TICKER: PVH SECURITY ID: 693656100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Baglivo | Management | For | For |
1.2 | Elect Director Emanuel Chirico | Management | For | For |
1.3 | Elect Director Juan R. Figuereo | Management | For | For |
1.4 | Elect Director Joseph B. Fuller | Management | For | For |
1.5 | Elect Director Fred Gehring | Management | For | For |
1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
1.7 | Elect Director Bruce Maggin | Management | For | For |
1.8 | Elect Director V. James Marino | Management | For | For |
1.9 | Elect Director Helen McCluskey | Management | For | For |
1.10 | Elect Director Henry Nasella | Management | For | For |
1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
1.12 | Elect Director Craig Rydin | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
SALESFORCE.COM, INC. MEETING DATE: MAR 20, 2013 | ||||
TICKER: CRM SECURITY ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
SCHLUMBERGER LIMITED MEETING DATE: APR 10, 2013 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Tony Isaac | Management | For | For |
1c | Elect Director K. Vaman Kamath | Management | For | For |
1d | Elect Director Paal Kibsgaard | Management | For | For |
1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
1f | Elect Director Adrian Lajous | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Lubna S. Olayan | Management | For | For |
1i | Elect Director L. Rafael Reif | Management | For | For |
1j | Elect Director Tore I. Sandvold | Management | For | For |
1k | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend Employee Stock Purchase Plan | Management | For | For |
SERVICENOW, INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: NOW SECURITY ID: 81762P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul V. Barber | Management | For | For |
1.2 | Elect Director Ronald E. F. Codd | Management | For | For |
1.3 | Elect Director Frank Slootman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SOUTHWEST AIRLINES CO. MEETING DATE: MAY 15, 2013 | ||||
TICKER: LUV SECURITY ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David W. Biegler | Management | For | For |
1b | Elect Director J. Veronica Biggins | Management | For | For |
1c | Elect Director Douglas H. Brooks | Management | For | For |
1d | Elect Director William H. Cunningham | Management | For | For |
1e | Elect Director John G. Denison | Management | For | For |
1f | Elect Director Gary C. Kelly | Management | For | For |
1g | Elect Director Nancy B. Loeffler | Management | For | For |
1h | Elect Director John T. Montford | Management | For | For |
1i | Elect Director Thomas M. Nealon | Management | For | For |
1j | Elect Director Daniel D. Villanueva | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
STATE STREET CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: STT SECURITY ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kennett F. Burnes | Management | For | For |
1b | Elect Director Peter Coym | Management | For | For |
1c | Elect Director Patrick de Saint-Aignan | Management | For | For |
1d | Elect Director Amelia C. Fawcett | Management | For | For |
1e | Elect Director Linda A. Hill | Management | For | For |
1f | Elect Director Joseph L. Hooley | Management | For | For |
1g | Elect Director Robert S. Kaplan | Management | For | For |
1h | Elect Director Richard P. Sergel | Management | For | For |
1i | Elect Director Ronald L. Skates | Management | For | For |
1j | Elect Director Gregory L. Summe | Management | For | For |
1k | Elect Director Thomas J. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STRATASYS LTD. MEETING DATE: FEB 25, 2013 | ||||
TICKER: SSYS SECURITY ID: M85548101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directors Eyal Desheh and Victor Leventhal and Approve Their Remuneration | Management | For | For |
2 | Authorize the Appointment of S. Scott Crump as Chief Innovation Officer | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
THE COCA-COLA COMPANY MEETING DATE: JUL 10, 2012 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Split | Management | For | For |
THE COOPER COMPANIES, INC. MEETING DATE: MAR 21, 2013 | ||||
TICKER: COO SECURITY ID: 216648402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Thomas Bender | Management | For | For |
1.2 | Elect Director Michael H. Kalkstein | Management | For | For |
1.3 | Elect Director Jody S. Lindell | Management | For | For |
1.4 | Elect Director Gary S. Petersmeyer | Management | For | For |
1.5 | Elect Director Donald Press | Management | For | For |
1.6 | Elect Director Steven Rosenberg | Management | For | For |
1.7 | Elect Director Allan E. Rubenstein | Management | For | For |
1.8 | Elect Director Robert S. Weiss | Management | For | For |
1.9 | Elect Director Stanley Zinberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE ESTEE LAUDER COMPANIES INC. MEETING DATE: NOV 09, 2012 | ||||
TICKER: EL SECURITY ID: 518439104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rose Marie Bravo | Management | For | For |
1.2 | Elect Director Paul J. Fribourg | Management | For | For |
1.3 | Elect Director Mellody Hobson | Management | For | For |
1.4 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
1.5 | Elect Director Barry S. Sternlicht | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
THE HOME DEPOT, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Francis S. Blake | Management | For | For |
1c | Elect Director Ari Bousbib | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Armando Codina | Management | For | For |
1h | Elect Director Bonnie G. Hill | Management | For | For |
1i | Elect Director Karen L. Katen | Management | For | For |
1j | Elect Director Mark Vadon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
7 | Adopt Stormwater Run-off Management Policy | Shareholder | Against | Abstain |
THE KROGER CO. MEETING DATE: JUN 27, 2013 | ||||
TICKER: KR SECURITY ID: 501044101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Reuben V. Anderson | Management | For | For |
1b | Elect Director Robert D. Beyer | Management | For | For |
1c | Elect Director David B. Dillon | Management | For | For |
1d | Elect Director Susan J. Kropf | Management | For | For |
1e | Elect Director John T. LaMacchia | Management | For | For |
1f | Elect Director David B. Lewis | Management | For | For |
1g | Elect Director W. Rodney McMullen | Management | For | For |
1h | Elect Director Jorge P. Montoya | Management | For | For |
1i | Elect Director Clyde R. Moore | Management | For | For |
1j | Elect Director Susan M. Phillips | Management | For | For |
1k | Elect Director Steven R. Rogel | Management | For | For |
1l | Elect Director James A. Runde | Management | For | For |
1m | Elect Director Ronald L. Sargent | Management | For | For |
1n | Elect Director Bobby S. Shackouls | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Supply Chain Human Rights Risks and Management | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Abstain |
7 | Adopt and Implement Sustainable Palm Oil Policy | Shareholder | Against | Abstain |
THE TRAVELERS COMPANIES, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: TRV SECURITY ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan L. Beller | Management | For | For |
1b | Elect Director John H. Dasburg | Management | For | For |
1c | Elect Director Janet M. Dolan | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Jay S. Fishman | Management | For | For |
1f | Elect Director Patricia L. Higgins | Management | For | For |
1g | Elect Director Thomas R. Hodgson | Management | For | For |
1h | Elect Director William J. Kane | Management | For | For |
1i | Elect Director Cleve L. Killingsworth, Jr. | Management | For | For |
1j | Elect Director Donald J. Shepard | Management | For | For |
1k | Elect Director Laurie J. Thomsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Authorize New Class of Preferred Stock | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
THE ULTIMATE SOFTWARE GROUP, INC. MEETING DATE: MAY 20, 2013 | ||||
TICKER: ULTI SECURITY ID: 90385D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Scott Scherr | Management | For | For |
2 | Elect Director Alois T. Leiter | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 29, 2013 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Louis R. Chenevert | Management | For | For |
1b | Elect Director John V. Faraci | Management | For | For |
1c | Elect Director Jean-Pierre Garnier | Management | For | For |
1d | Elect Director Jamie S. Gorelick | Management | For | For |
1e | Elect Director Edward A. Kangas | Management | For | For |
1f | Elect Director Ellen J. Kullman | Management | For | For |
1g | Elect Director Marshall O. Larsen | Management | For | For |
1h | Elect Director Harold McGraw, III | Management | For | For |
1i | Elect Director Richard B. Myers | Management | For | For |
1j | Elect Director H. Patrick Swygert | Management | For | For |
1k | Elect Director Andre Villeneuve | Management | For | For |
1l | Elect Director Christine Todd Whitman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 03, 2013 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Edson Bueno | Management | For | For |
1c | Elect Director Richard T. Burke | Management | For | For |
1d | Elect Director Robert J. Darretta | Management | For | For |
1e | Elect Director Stephen J. Hemsley | Management | For | For |
1f | Elect Director Michele J. Hooper | Management | For | For |
1g | Elect Director Rodger A. Lawson | Management | For | For |
1h | Elect Director Douglas W. Leatherdale | Management | For | For |
1i | Elect Director Glenn M. Renwick | Management | For | For |
1j | Elect Director Kenneth I. Shine | Management | For | For |
1k | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
WORKDAY, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: WDAY SECURITY ID: 98138H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. George ('Skip') Battle | Management | For | For |
1.2 | Elect Director Michael M. McNamara | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
YAHOO! INC. MEETING DATE: JUN 25, 2013 | ||||
TICKER: YHOO SECURITY ID: 984332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Hayes | Management | For | For |
1.2 | Elect Director Susan M. James | Management | For | For |
1.3 | Elect Director Max R. Levchin | Management | For | For |
1.4 | Elect Director Peter Liguori | Management | For | For |
1.5 | Elect Director Daniel S. Loeb | Management | For | For |
1.6 | Elect Director Marissa A. Mayer | Management | For | For |
1.7 | Elect Director Thomas J. McInerney | Management | For | For |
1.8 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
1.9 | Elect Director Harry J. Wilson | Management | For | For |
1.10 | Elect Director Michael J. Wolf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | Abstain |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
FIDELITY STOCK SELECTOR ALL CAP FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY STOCK SELECTOR SMALL CAP FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACHILLION PHARMACEUTICALS, INC. MEETING DATE: MAY 28, 2013 | ||||
TICKER: ACHN SECURITY ID: 00448Q201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kurt Graves | Management | For | For |
1.2 | Elect Director Dennis Liotta | Management | For | For |
1.3 | Elect Director David I. Scheer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ACTUANT CORPORATION MEETING DATE: JAN 15, 2013 | ||||
TICKER: ATU SECURITY ID: 00508X203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Arzbaecher | Management | For | For |
1.2 | Elect Director Gurminder S. Bedi | Management | For | For |
1.3 | Elect Director Gustav H.P. Boel | Management | For | For |
1.4 | Elect Director Thomas J. Fischer | Management | For | For |
1.5 | Elect Director William K. Hall | Management | For | For |
1.6 | Elect Director R. Alan Hunter, Jr. | Management | For | For |
1.7 | Elect Director Robert A. Peterson | Management | For | For |
1.8 | Elect Director Holly A. Van Deursen | Management | For | For |
1.9 | Elect Director Dennis K. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
AFFILIATED MANAGERS GROUP, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: AMG SECURITY ID: 008252108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel T. Byrne | Management | For | For |
1b | Elect Director Dwight D. Churchill | Management | For | For |
1c | Elect Director Sean M. Healey | Management | For | For |
1d | Elect Director Harold J. Meyerman | Management | For | For |
1e | Elect Director William J. Nutt | Management | For | For |
1f | Elect Director Tracy P. Palandjian | Management | For | For |
1g | Elect Director Rita M. Rodriguez | Management | For | For |
1h | Elect Director Patrick T. Ryan | Management | For | For |
1i | Elect Director Jide J. Zeitlin | Management | For | For |
2 | Approve Restricted Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALIGN TECHNOLOGY, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: ALGN SECURITY ID: 016255101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David E. Collins | Management | For | For |
1.2 | Elect Director Joseph Lacob | Management | For | For |
1.3 | Elect Director C. Raymond Larkin, Jr. | Management | For | For |
1.4 | Elect Director George J. Morrow | Management | For | For |
1.5 | Elect Director David C. Nagel | Management | For | For |
1.6 | Elect Director Thomas M. Prescott | Management | For | For |
1.7 | Elect Director Greg J. Santora | Management | For | For |
1.8 | Elect Director Warren S. Thaler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
ALLETE, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: ALE SECURITY ID: 018522300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathryn W. Dindo | Management | For | For |
1.2 | Elect Director Heidi J. Eddins | Management | For | For |
1.3 | Elect Director Sidney W. Emery, Jr. | Management | For | For |
1.4 | Elect Director George G. Goldfarb | Management | For | For |
1.5 | Elect Director James S. Haines, Jr. | Management | For | For |
1.6 | Elect Director Alan R. Hodnik | Management | For | For |
1.7 | Elect Director James J. Hoolihan | Management | For | For |
1.8 | Elect Director Madeleine W. Ludlow | Management | For | For |
1.9 | Elect Director Douglas C. Neve | Management | For | For |
1.10 | Elect Director Leonard C. Rodman | Management | For | For |
1.11 | Elect Director Bruce W. Stender | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALLIANT TECHSYSTEMS INC. MEETING DATE: AUG 07, 2012 | ||||
TICKER: ATK SECURITY ID: 018804104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roxanne J. Decyk | Management | For | For |
1.2 | Elect Director Mark W. DeYoung | Management | For | For |
1.3 | Elect Director Martin C. Faga | Management | For | For |
1.4 | Elect Director Ronald R. Fogleman | Management | For | For |
1.5 | Elect Director April H. Foley | Management | For | For |
1.6 | Elect Director Tig H. Krekel | Management | For | For |
1.7 | Elect Director Douglas L. Maine | Management | For | For |
1.8 | Elect Director Roman Martinez, IV | Management | For | For |
1.9 | Elect Director Mark H. Ronald | Management | For | For |
1.10 | Elect Director William G. Van Dyke | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG MEETING DATE: MAY 02, 2013 | ||||
TICKER: AWH SECURITY ID: H01531104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Barbara T. Alexander as Director | Management | For | For |
1.2 | Elect Scott Hunter as Director | Management | For | For |
1.3 | Elect Patrick de Saint-Aignan as Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Retention of Disposable Profits | Management | For | For |
5 | Approve Dividends | Management | For | For |
6 | Approve Reduction in Share Capital | Management | For | For |
7 | Appoint Deloitte & Touche Ltd. as Independent Auditors and Deloitte AG as Statutory Auditors | Management | For | For |
8 | Appoint PricewaterhouseCoopers AG as Special Auditor | Management | For | For |
9 | Approve Discharge of Board and Senior Management | Management | For | For |
ALTERRA CAPITAL HOLDINGS LIMITED MEETING DATE: FEB 26, 2013 | ||||
TICKER: ALTE SECURITY ID: G0229R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Bylaws | Management | For | For |
2 | Approve Merger Agreement | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Transact Other Business (Voting) | Management | For | Against |
AMERICAN ASSETS TRUST, INC. MEETING DATE: JUL 10, 2012 | ||||
TICKER: AAT SECURITY ID: 024013104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernest S. Rady | Management | For | For |
1.2 | Elect Director John W. Chamberlain | Management | For | For |
1.3 | Elect Director Larry E. Finger | Management | For | For |
1.4 | Elect Director Alan D. Gold | Management | For | For |
1.5 | Elect Director Duane A. Nelles | Management | For | For |
1.6 | Elect Director Thomas S. Olinger | Management | For | For |
1.7 | Elect Director Robert S. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AMERICAN ASSETS TRUST, INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: AAT SECURITY ID: 024013104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernest S. Rady | Management | For | For |
1.2 | Elect Director John W. Chamberlain | Management | For | For |
1.3 | Elect Director Larry E. Finger | Management | For | For |
1.4 | Elect Director Duane A. Nelles | Management | For | For |
1.5 | Elect Director Thomas S. Olinger | Management | For | For |
1.6 | Elect Director Robert S. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMERISAFE, INC. MEETING DATE: JUN 14, 2013 | ||||
TICKER: AMSF SECURITY ID: 03071H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jared A. Morris | Management | For | For |
1.2 | Elect Director Daniel Phillips | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ANALOGIC CORPORATION MEETING DATE: JAN 22, 2013 | ||||
TICKER: ALOG SECURITY ID: 032657207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bernard C. Bailey | Management | For | For |
1b | Elect Director Jeffrey P. Black | Management | For | For |
1c | Elect Director James W. Green | Management | For | For |
1d | Elect Director James J. Judge | Management | For | For |
1e | Elect Director Kevin C. Melia | Management | For | For |
1f | Elect Director Michael T. Modic | Management | For | For |
1g | Elect Director Fred B. Parks | Management | For | For |
1h | Elect Director Sophie V. Vandebroek | Management | For | For |
1i | Elect Director Edward F. Voboril | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ARIAD PHARMACEUTICALS, INC. MEETING DATE: JUN 20, 2013 | ||||
TICKER: ARIA SECURITY ID: 04033A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Athanase Lavidas | Management | For | For |
1.2 | Elect Director Massimo Radaelli | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ARMSTRONG WORLD INDUSTRIES, INC. MEETING DATE: JUN 21, 2013 | ||||
TICKER: AWI SECURITY ID: 04247X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stan A. Askren | Management | For | For |
1.2 | Elect Director Kevin R. Burns | Management | For | For |
1.3 | Elect Director Matthew J. Espe | Management | For | For |
1.4 | Elect Director James J. Gaffney | Management | For | For |
1.5 | Elect Director Tao Huang | Management | For | For |
1.6 | Elect Director Michael F. Johnston | Management | For | For |
1.7 | Elect Director Jeffrey Liaw | Management | For | For |
1.8 | Elect Director Larry S. McWilliams | Management | For | For |
1.9 | Elect Director James C. Melville | Management | For | For |
1.10 | Elect Director James J. O'Connor | Management | For | For |
1.11 | Elect Director John J. Roberts | Management | For | For |
1.12 | Elect Director Richard E. Wenz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARROW ELECTRONICS, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: ARW SECURITY ID: 042735100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry W. Perry | Management | For | For |
1.2 | Elect Director Philip K. Asherman | Management | For | For |
1.3 | Elect Director Gail E. Hamilton | Management | For | For |
1.4 | Elect Director John N. Hanson | Management | For | For |
1.5 | Elect Director Richard S. Hill | Management | For | For |
1.6 | Elect Director M.F. (Fran) Keeth | Management | For | For |
1.7 | Elect Director Andrew C. Kerin | Management | For | For |
1.8 | Elect Director Michael J. Long | Management | For | For |
1.9 | Elect Director Stephen C. Patrick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ASCENA RETAIL GROUP, INC. MEETING DATE: DEC 11, 2012 | ||||
TICKER: ASNA SECURITY ID: 04351G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Usdan | Management | For | For |
1.2 | Elect Director Randy L. Pearce | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ASSOCIATED BANC-CORP MEETING DATE: APR 23, 2013 | ||||
TICKER: ASBC SECURITY ID: 045487105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director Ruth M. Crowley | Management | For | For |
1.3 | Elect Director Philip B. Flynn | Management | For | For |
1.4 | Elect Director Ronald R. Harder | Management | For | For |
1.5 | Elect Director William R. Hutchinson | Management | For | For |
1.6 | Elect Director Robert A. Jeffe | Management | For | For |
1.7 | Elect Director Eileen A. Kamerick | Management | For | For |
1.8 | Elect Director Richard T. Lommen | Management | For | For |
1.9 | Elect Director J. Douglas Quick | Management | For | For |
1.10 | Elect Director Karen T. van Lith | Management | For | For |
1.11 | Elect Director John (Jay) B. Williams | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ASTEX PHARMACEUTICALS, INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: ASTX SECURITY ID: 04624B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles J. Casamento | Management | For | For |
1.2 | Elect Director Peter Fellner | Management | For | For |
1.3 | Elect Director Thomas V. Girardi | Management | For | For |
1.4 | Elect Director Allan R. Goldberg | Management | For | For |
1.5 | Elect Director Timothy Haines | Management | For | For |
1.6 | Elect Director Harren Jhoti | Management | For | For |
1.7 | Elect Director Ismail Kola | Management | For | For |
1.8 | Elect Director Walter J. Lack | Management | For | For |
1.9 | Elect Director James S.J. Manuso | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ATMEL CORPORATION MEETING DATE: MAY 09, 2013 | ||||
TICKER: ATML SECURITY ID: 049513104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Laub | Management | For | For |
1.2 | Elect Director Tsung-Ching Wu | Management | For | For |
1.3 | Elect Director David Sugishita | Management | For | For |
1.4 | Elect Director Papken Der Torossian | Management | For | For |
1.5 | Elect Director Jack L. Saltich | Management | For | For |
1.6 | Elect Director Charles Carinalli | Management | For | For |
1.7 | Elect Director Edward Ross | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
ATMOS ENERGY CORPORATION MEETING DATE: FEB 13, 2013 | ||||
TICKER: ATO SECURITY ID: 049560105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert W. Best | Management | For | For |
1b | Elect Director Kim R. Cocklin | Management | For | For |
1c | Elect Director Richard W. Douglas | Management | For | For |
1d | Elect Director Ruben E. Esquivel | Management | For | For |
1e | Elect Director Richard K. Gordon | Management | For | For |
1f | Elect Director Robert C. Grable | Management | For | For |
1g | Elect Director Thomas C. Meredith | Management | For | For |
1h | Elect Director Nancy K. Quinn | Management | For | For |
1i | Elect Director Richard A. Sampson | Management | For | For |
1j | Elect Director Stephen R. Springer | Management | For | For |
1k | Elect Director Richard Ware, II | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ATWOOD OCEANICS, INC. MEETING DATE: FEB 14, 2013 | ||||
TICKER: ATW SECURITY ID: 050095108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deborah A. Beck | Management | For | For |
1.2 | Elect Director George S. Dotson | Management | For | For |
1.3 | Elect Director Jack E. Golden | Management | For | For |
1.4 | Elect Director Hans Helmerich | Management | For | For |
1.5 | Elect Director James R. Montague | Management | For | For |
1.6 | Elect Director Robert J. Saltiel | Management | For | For |
1.7 | Elect Director Phil D. Wedemeyer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Change Range for Size of the Board | Management | For | For |
5 | Ratify Auditors | Management | For | For |
AXIALL CORPORATION MEETING DATE: MAY 21, 2013 | ||||
TICKER: AXLL SECURITY ID: 05463D100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul D. Carrico | Management | For | For |
1.2 | Elect Director T. Kevin DeNicola | Management | For | For |
1.3 | Elect Director Patrick J. Fleming | Management | For | For |
1.4 | Elect Director Robert M. Gervis | Management | For | For |
1.5 | Elect Director Victoria F. Haynes | Management | For | For |
1.6 | Elect Director Stephen E. Macadam | Management | For | For |
1.7 | Elect Director William L. Mansfield | Management | For | For |
1.8 | Elect Director Michael H. McGarry | Management | For | For |
1.9 | Elect Director Mark L. Noetzel | Management | For | For |
1.10 | Elect Director Robert Ripp | Management | For | For |
1.11 | Elect Director David N. Weinstein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BANK OF THE OZARKS, INC. MEETING DATE: APR 15, 2013 | ||||
TICKER: OZRK SECURITY ID: 063904106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George Gleason | Management | For | For |
1.2 | Elect Director Jean Arehart | Management | For | For |
1.3 | Elect Director Nicholas Brown | Management | For | For |
1.4 | Elect Director Richard Cisne | Management | For | For |
1.5 | Elect Director Robert East | Management | For | For |
1.6 | Elect Director Linda Gleason | Management | For | For |
1.7 | Elect Director Peter Kenny | Management | For | For |
1.8 | Elect Director Henry Mariani | Management | For | For |
1.9 | Elect Director Robert Proost | Management | For | For |
1.10 | Elect Director R.L. Qualls | Management | For | For |
1.11 | Elect Director John Reynolds | Management | For | For |
1.12 | Elect Director Dan Thomas | Management | For | For |
1.13 | Elect Director Sherece West-Scantlebury | Management | For | For |
2 | Amend Restricted Stock Plan | Management | For | For |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BANKRATE, INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: RATE SECURITY ID: 06647F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Seth Brody | Management | For | For |
1.2 | Elect Director Thomas R. Evans | Management | For | For |
1.3 | Elect Director Michael J. Kelly | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BBCN BANCORP, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: BBCN SECURITY ID: 073295107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven D. Broidy | Management | For | For |
1.2 | Elect Director Louis M. Cosso | Management | For | For |
1.3 | Elect Director Jin Chul Jhung | Management | For | For |
1.4 | Elect Director Kevin S. Kim | Management | For | For |
1.5 | Elect Director Peter Y.S. Kim | Management | For | For |
1.6 | Elect Director Sang Hoon Kim | Management | For | For |
1.7 | Elect Director Chung Hyun Lee | Management | For | For |
1.8 | Elect Director Jesun Paik | Management | For | For |
1.9 | Elect Director Scott Yoon-Suk Whang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adjourn Meeting | Management | For | For |
BIODELIVERY SCIENCES INTERNATIONAL, INC. MEETING DATE: JUL 19, 2012 | ||||
TICKER: BDSI SECURITY ID: 09060J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francis E. O'Donnell, Jr. | Management | For | For |
1.2 | Elect Director Samuel P. Sears, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
BIOMARIN PHARMACEUTICAL INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: BMRN SECURITY ID: 09061G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Michael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron | Management | For | For |
1.4 | Elect Director Pierre Lapalme | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
1.6 | Elect Director Richard A. Meier | Management | For | For |
1.7 | Elect Director Alan J. Lewis | Management | For | For |
1.8 | Elect Director William D. Young | Management | For | For |
1.9 | Elect Director Kenneth M. Bate | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BIOSCRIP, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: BIOS SECURITY ID: 09069N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard M. Smith | Management | For | For |
1.2 | Elect Director Charlotte W. Collins | Management | For | For |
1.3 | Elect Director Samuel P. Frieder | Management | For | For |
1.4 | Elect Director Myron Z. Holubiak | Management | For | For |
1.5 | Elect Director David R. Hubers | Management | For | For |
1.6 | Elect Director Richard L. Robbins | Management | For | For |
1.7 | Elect Director Stuart A. Samuels | Management | For | For |
1.8 | Elect Director Gordon H. Woodward | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
BJ'S RESTAURANTS, INC. MEETING DATE: JUN 04, 2013 | ||||
TICKER: BJRI SECURITY ID: 09180C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald W. Deitchle | Management | For | For |
1.2 | Elect Director James A. Dal Pozzo | Management | For | For |
1.3 | Elect Director J. Roger King | Management | For | For |
1.4 | Elect Director Larry D. Bouts | Management | For | For |
1.5 | Elect Director John F. Grundhofer | Management | For | For |
1.6 | Elect Director Peter A. Bassi | Management | For | For |
1.7 | Elect Director William L. Hyde, Jr. | Management | For | For |
1.8 | Elect Director Lea Anne S. Ottinger | Management | For | For |
1.9 | Elect Director Henry Gomez | Management | For | For |
1.10 | Elect Director Gregory A. Trojan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BRIDGE CAPITAL HOLDINGS MEETING DATE: MAY 15, 2013 | ||||
TICKER: BBNK SECURITY ID: 108030107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence Owen Brown | Management | For | For |
1.2 | Elect Director Howard N. Gould | Management | For | For |
1.3 | Elect Director Francis J. Harvey | Management | For | For |
1.4 | Elect Director Allan C. Kramer | Management | For | For |
1.5 | Elect Director Robert P. Latta | Management | For | For |
1.6 | Elect Director Daniel P. Myers | Management | For | For |
1.7 | Elect Director Christopher B. Paisley | Management | For | For |
1.8 | Elect Director Thomas M. Quigg | Management | For | For |
1.9 | Elect Director Thomas A. Sa | Management | For | For |
1.10 | Elect Director Terry Schwakopf | Management | For | For |
1.11 | Elect Director Barry A. Turkus | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BROCADE COMMUNICATIONS SYSTEMS, INC. MEETING DATE: APR 11, 2013 | ||||
TICKER: BRCD SECURITY ID: 111621306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judy Bruner | Management | For | For |
1.2 | Elect Director Lloyd A. Carney | Management | For | For |
1.3 | Elect Director Renato DiPentima | Management | For | For |
1.4 | Elect Director Alan Earhart | Management | For | For |
1.5 | Elect Director John W. Gerdelman | Management | For | For |
1.6 | Elect Director David L. House | Management | For | For |
1.7 | Elect Director Glenn C. Jones | Management | For | For |
1.8 | Elect Director L. William Krause | Management | For | For |
1.9 | Elect Director Sanjay Vaswani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
BRUKER CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: BRKR SECURITY ID: 116794108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wolf-Dieter Emmerich | Management | For | For |
1.2 | Elect Director Brenda J. Furlong | Management | For | For |
1.3 | Elect Director Frank H. Laukien | Management | For | For |
1.4 | Elect Director Richard A. Packer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BRUNSWICK CORPORATION MEETING DATE: MAY 01, 2013 | ||||
TICKER: BC SECURITY ID: 117043109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director David C. Everitt | Management | For | For |
1.3 | Elect Director Roger J. Wood | Management | For | For |
1.4 | Elect Director Lawrence A. Zimmerman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CABOT CORPORATION MEETING DATE: MAR 07, 2013 | ||||
TICKER: CBT SECURITY ID: 127055101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John S. Clarkeson | Management | For | For |
1.2 | Elect Director Roderick C.G. MacLeod | Management | For | For |
1.3 | Elect Director Sue H. Rataj | Management | For | For |
1.4 | Elect Director Ronaldo H. Schmitz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CALAVO GROWERS, INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: CVGW SECURITY ID: 128246105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lecil E. Cole | Management | For | For |
1.2 | Elect Director George H. Barnes | Management | For | For |
1.3 | Elect Director James D. Helin | Management | For | For |
1.4 | Elect Director Donald M. Sanders | Management | For | For |
1.5 | Elect Director Marc L. Brown | Management | For | For |
1.6 | Elect Director Michael A. DiGregorio | Management | For | For |
1.7 | Elect Director Scott Van Der Kar | Management | For | For |
1.8 | Elect Director J. Link Leavens | Management | For | For |
1.9 | Elect Director Dorcas H. Thille (McFarlane) | Management | For | For |
1.10 | Elect Director John M. Hunt | Management | For | For |
1.11 | Elect Director Egidio Carbone, Jr. | Management | For | For |
1.12 | Elect Director Harold Edwards | Management | For | For |
1.13 | Elect Director Steven Hollister | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CANFOR CORPORATION MEETING DATE: MAY 01, 2013 | ||||
TICKER: CFP SECURITY ID: 137576104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter J. G. Bentley | Management | For | For |
1.2 | Elect Director Glen D. Clark | Management | For | For |
1.3 | Elect Director Ronald L. Cliff | Management | For | For |
1.4 | Elect Director Michael J. Korenberg | Management | For | For |
1.5 | Elect Director James A. Pattison | Management | For | For |
1.6 | Elect Director Conrad A. Pinette | Management | For | For |
1.7 | Elect Director James McNeill (Mack) Singleton | Management | For | For |
1.8 | Elect Director Ross S. Smith | Management | For | For |
1.9 | Elect Director William W. Stinson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
CARLISLE COMPANIES INCORPORATED MEETING DATE: MAY 08, 2013 | ||||
TICKER: CSL SECURITY ID: 142339100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robin J. Adams | Management | For | For |
1b | Elect Director Robin S. Callahan | Management | For | For |
1c | Elect Director David A. Roberts | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CARPENTER TECHNOLOGY CORPORATION MEETING DATE: OCT 08, 2012 | ||||
TICKER: CRS SECURITY ID: 144285103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl G. Anderson, Jr. | Management | For | For |
1.2 | Elect Director Philip M. Anderson | Management | For | For |
1.3 | Elect Director Jeffrey Wadsworth | Management | For | For |
1.4 | Elect Director William A. Wulfsohn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CASEY'S GENERAL STORES, INC. MEETING DATE: SEP 14, 2012 | ||||
TICKER: CASY SECURITY ID: 147528103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth H. Haynie | Management | For | For |
1.2 | Elect Director William C. Kimball | Management | For | For |
1.3 | Elect Director Richard A. Wilkey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CATHAY GENERAL BANCORP MEETING DATE: MAY 13, 2013 | ||||
TICKER: CATY SECURITY ID: 149150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kelly L. Chan | Management | For | For |
1.2 | Elect Director Dunson K. Cheng | Management | For | For |
1.3 | Elect Director Thomas C.T. Chiu | Management | For | For |
1.4 | Elect Director Joseph C.H. Poon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CERUS CORPORATION MEETING DATE: JUN 12, 2013 | ||||
TICKER: CERS SECURITY ID: 157085101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurence M. Corash | Management | For | For |
1.2 | Elect Director Gail Schulze | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CIRRUS LOGIC, INC. MEETING DATE: JUL 26, 2012 | ||||
TICKER: CRUS SECURITY ID: 172755100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Carter | Management | For | For |
1.2 | Elect Director Timothy R. Dehne | Management | For | For |
1.3 | Elect Director Jason P. Rhode | Management | For | For |
1.4 | Elect Director Alan R. Schuele | Management | For | For |
1.5 | Elect Director William D. Sherman | Management | For | For |
1.6 | Elect Director Susan Wang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CITY NATIONAL CORPORATION MEETING DATE: APR 17, 2013 | ||||
TICKER: CYN SECURITY ID: 178566105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth L. Coleman | Management | For | For |
1.2 | Elect Director Bruce Rosenblum | Management | For | For |
1.3 | Elect Director Peter M. Thomas | Management | For | For |
1.4 | Elect Director Christopher J. Warmuth | Management | For | For |
1.5 | Elect Director Russell Goldsmith | Management | For | For |
1.6 | Elect Director Ronald L. Olson | Management | For | For |
1.7 | Elect Director Robert H. Tuttle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CLECO CORPORATION MEETING DATE: APR 26, 2013 | ||||
TICKER: CNL SECURITY ID: 12561W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Logan W. Kruger | Management | For | For |
1.2 | ElectDirector Bruce A. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws to Eliminate Cumulative Voting and Declassify the Board | Management | For | For |
5 | Eliminate Cumulative Voting | Management | For | For |
6 | Report on Sustainability | Shareholder | Against | Abstain |
CLOUD PEAK ENERGY INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: CLD SECURITY ID: 18911Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith Bailey | Management | For | For |
1.2 | Elect Director Patrick Condon | Management | For | For |
1.3 | Elect Director William Owens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
COLONIAL PROPERTIES TRUST MEETING DATE: APR 24, 2013 | ||||
TICKER: CLP SECURITY ID: 195872106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl F. Bailey | Management | For | For |
1.2 | Elect Director Edwin M. Crawford | Management | For | For |
1.3 | Elect Director M. Miller Gorrie | Management | For | For |
1.4 | Elect Director William M. Johnson | Management | For | For |
1.5 | Elect Director James K. Lowder | Management | For | For |
1.6 | Elect Director Thomas H. Lowder | Management | For | For |
1.7 | Elect Director Herbert A. Meisler | Management | For | For |
1.8 | Elect Director Claude B. Nielsen | Management | For | For |
1.9 | Elect Director Harold W. Ripps | Management | For | For |
1.10 | Elect Director John W. Spiegel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CONN'S, INC. MEETING DATE: JUN 04, 2013 | ||||
TICKER: CONN SECURITY ID: 208242107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon E.M. Jacoby | Management | For | For |
1.2 | Elect Director Kelly M. Malson | Management | For | For |
1.3 | Elect Director Bob L. Martin | Management | For | For |
1.4 | Elect Director Douglas H. Martin | Management | For | For |
1.5 | Elect Director David Schofman | Management | For | For |
1.6 | Elect Director Scott L. Thompson | Management | For | For |
1.7 | Elect Director Theodore M. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Other Business | Management | For | Against |
CORONADO BIOSCIENCES, INC. MEETING DATE: JUN 19, 2013 | ||||
TICKER: CNDO SECURITY ID: 21976U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Harlan F. Weisman | Management | For | For |
1b | Elect Director Eric K. Rowinsky | Management | For | For |
1c | Elect Director David J. Barrett | Management | For | For |
1d | Elect Director Jimmie Harvey, Jr | Management | For | Against |
1e | Elect Director J. Jay Lobell | Management | For | For |
1f | Elect Director Michael W. Rogers | Management | For | Against |
1g | Elect Director Lindsay A. Rosenwald | Management | For | Against |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
CORVEL CORPORATION MEETING DATE: AUG 02, 2012 | ||||
TICKER: CRVL SECURITY ID: 221006109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director V. Gordon Clemons | Management | For | For |
1.2 | Elect Director Steven J. Hamerslag | Management | For | For |
1.3 | Elect Director Alan R. Hoops | Management | For | For |
1.4 | Elect Director R. Judd Jessup | Management | For | For |
1.5 | Elect Director Jean H. Macino | Management | For | For |
1.6 | Elect Director Jeffrey J. Michael | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CRACKER BARREL OLD COUNTRY STORE, INC. MEETING DATE: NOV 15, 2012 | ||||
TICKER: CBRL SECURITY ID: 22410J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Thomas H. Barr | Management | For | For |
1.2 | Elect Director James W. Bradford | Management | For | For |
1.3 | Elect Director Sandra B. Cochran | Management | For | For |
1.4 | Elect Director Glenn A. Davenport | Management | For | For |
1.5 | Elect Director Richard J. Dobkin | Management | For | For |
1.6 | Elect Director Norman E. Johnson | Management | For | For |
1.7 | Elect Director William W. McCarten | Management | For | For |
1.8 | Elect Director Martha M. Mitchell | Management | For | For |
1.9 | Elect Director Coleman H. Peterson | Management | For | For |
1.10 | Elect Director Andrea M. Weiss | Management | For | For |
2 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Sardar Biglari | Shareholder | For | Did Not Vote |
1.2 | Elect Director Philip L. Cooley | Shareholder | For | Did Not Vote |
1.3 | Management Nominee-Thomas H. Barr | Shareholder | For | Did Not Vote |
1.4 | Management Nominee- Sandra B. Cochran | Shareholder | For | Did Not Vote |
1.5 | Management Nominee- Glenn A. Davenport | Shareholder | For | Did Not Vote |
1.6 | Management Nominee- Norman E. Johnson | Shareholder | For | Did Not Vote |
1.7 | Management Nominee- William W. McCarten | Shareholder | For | Did Not Vote |
1.8 | Management Nominee- Martha M. Mitchell | Shareholder | For | Did Not Vote |
1.9 | Management Nominee- Coleman H. Peterson | Shareholder | For | Did Not Vote |
1.10 | Management Nominee- Andrea M. Weiss | Shareholder | For | Did Not Vote |
2 | Adopt Shareholder Rights Plan (Poison Pill) | Management | Against | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Did Not Vote |
4 | Ratify Auditors | Management | None | Did Not Vote |
DCT INDUSTRIAL TRUST INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: DCT SECURITY ID: 233153105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas G. Wattles | Management | For | For |
1b | Elect Director Philip L. Hawkins | Management | For | For |
1c | Elect Director Marilyn A. Alexander | Management | For | For |
1d | Elect Director Thomas F. August | Management | For | For |
1e | Elect Director John S. Gates, Jr. | Management | For | For |
1f | Elect Director Raymond B. Greer | Management | For | For |
1g | Elect Director Tripp H. Hardin | Management | For | For |
1h | Elect Director John C. O'Keeffe | Management | For | For |
1i | Elect Director Bruce L. Warwick | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DISCOVERY LABORATORIES, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: DSCO SECURITY ID: 254668403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Leone | Management | For | For |
1.2 | Elect Director John G. Cooper | Management | For | For |
1.3 | Elect Director Joseph M. Mahady | Management | For | For |
1.4 | Elect Director Bruce A. Peacock | Management | For | Withhold |
1.5 | Elect Director Marvin E. Rosenthale | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
DOLLARAMA INC MEETING DATE: JUN 12, 2013 | ||||
TICKER: DOL SECURITY ID: 25675T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joshua Bekenstein | Management | For | For |
1.2 | Elect Director Gregory David | Management | For | For |
1.3 | Elect Director Stephen Gunn | Management | For | For |
1.4 | Elect Director Nicholas Nomicos | Management | For | For |
1.5 | Elect Director Larry Rossy | Management | For | For |
1.6 | Elect Director Neil Rossy | Management | For | For |
1.7 | Elect Director Richard G. Roy | Management | For | For |
1.8 | Elect Director John J. Swidler | Management | For | For |
1.9 | Elect Director Huw Thomas | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
DORMAN PRODUCTS, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: DORM SECURITY ID: 258278100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven L. Berman | Management | For | For |
1.2 | Elect Director Paul R. Lederer | Management | For | For |
1.3 | Elect Director Edgar W. Levin | Management | For | For |
1.4 | Elect Director Robert M. Lynch | Management | For | For |
1.5 | Elect Director Richard T. Riley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DRYSHIPS INC. MEETING DATE: OCT 01, 2012 | ||||
TICKER: DRYS SECURITY ID: Y2109Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Evangelos Mytilinaios as Director | Management | For | For |
1.2 | Elect George Xiradakis as Director | Management | For | For |
2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | Management | For | For |
DSW INC. MEETING DATE: JUN 05, 2013 | ||||
TICKER: DSW SECURITY ID: 23334L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry L. Aaron | Management | For | Withhold |
1.2 | Elect Director Elaine J. Eisenman | Management | For | For |
1.3 | Elect Director Joanna T. Lau | Management | For | For |
1.4 | Elect Director Joseph A. Schottenstein | Management | For | For |
2 | Elect Director James O'Donnell | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DUPONT FABROS TECHNOLOGY, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: DFT SECURITY ID: 26613Q106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Coke | Management | For | For |
1.2 | Elect Director Lammot J. du Pont | Management | For | For |
1.3 | Elect Director Thomas D. Eckert | Management | For | For |
1.4 | Elect Director Hossein Fateh | Management | For | For |
1.5 | Elect Director Jonathan G. Heiliger | Management | For | For |
1.6 | Elect Director Frederic V. Malek | Management | For | For |
1.7 | Elect Director John T. Roberts, Jr. | Management | For | For |
1.8 | Elect Director John H. Toole | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DYNAVAX TECHNOLOGIES CORPORATION MEETING DATE: MAY 29, 2013 | ||||
TICKER: DVAX SECURITY ID: 268158102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis Carson | Management | For | Withhold |
1.2 | Elect Director Dino Dina | Management | For | For |
1.3 | Elect Director Denise M. Gilbert | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
EARTHLINK, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: ELNK SECURITY ID: 270321102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan D. Bowick | Management | For | For |
1b | Elect Director Marce Fuller | Management | For | For |
1c | Elect Director Rolla P. Huff | Management | For | For |
1d | Elect Director David A. Koretz | Management | For | For |
1e | Elect Director Garry K. McGuire | Management | For | For |
1f | Elect Director Thomas E. Wheeler | Management | For | For |
1g | Elect Director M. Wayne Wisehart | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Require Advance Notice for Shareholder Proposals/Nominations | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ELIZABETH ARDEN, INC. MEETING DATE: NOV 07, 2012 | ||||
TICKER: RDEN SECURITY ID: 28660G106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. Scott Beattie | Management | For | For |
1.2 | Elect Director Fred Berens | Management | For | For |
1.3 | Elect Director Maura J. Clark | Management | For | For |
1.4 | Elect Director Richard C.W. Mauran | Management | For | For |
1.5 | Elect Director William M. Tatham | Management | For | For |
1.6 | Elect Director J. W. Nevil Thomas | Management | For | For |
1.7 | Elect Director A. Salman Amin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Animal Testing and Alternatives | Shareholder | Against | Abstain |
ENERGEN CORPORATION MEETING DATE: APR 24, 2013 | ||||
TICKER: EGN SECURITY ID: 29265N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T. Michael Goodrich | Management | For | For |
1.2 | Elect Director Jay Grinney | Management | For | For |
1.3 | Elect Director Frances Powell Hawes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
ENTEGRIS, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: ENTG SECURITY ID: 29362U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Bradley | Management | For | For |
1.2 | Elect Director Marvin D. Burkett | Management | For | For |
1.3 | Elect Director R. Nicholas Burns | Management | For | For |
1.4 | Elect Director Daniel W. Christian | Management | For | For |
1.5 | Elect Director Bertrand Loy | Management | For | For |
1.6 | Elect Director Roger D. McDaniel | Management | For | For |
1.7 | Elect Director Paul L.H. Olson | Management | For | For |
1.8 | Elect Director Brian F. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EPOCRATES, INC. MEETING DATE: OCT 02, 2012 | ||||
TICKER: EPOC SECURITY ID: 29429D103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew Hurd | Management | For | For |
1.2 | Elect Director Patrick S. Jones | Management | For | For |
1.3 | Elect Director Peter C. Brandt | Management | For | For |
1.4 | Elect Director Philippe O. Chambon | Management | For | For |
1.5 | Elect Director Gary G. Greenfield | Management | For | For |
1.6 | Elect Director Thomas L. Harrison | Management | For | For |
1.7 | Elect Director Erick N. Tseng | Management | For | For |
1.8 | Elect Director Mark A. Wan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ETHAN ALLEN INTERIORS INC. MEETING DATE: NOV 13, 2012 | ||||
TICKER: ETH SECURITY ID: 297602104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Schmotter | Management | For | For |
1.2 | Elect Director Frank G. Wisner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EURONET WORLDWIDE, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: EEFT SECURITY ID: 298736109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Brown | Management | For | For |
1.2 | Elect Director Andrew B. Schmitt | Management | For | For |
1.3 | Elect Director M. Jeannine Strandjord | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXLSERVICE HOLDINGS, INC. MEETING DATE: JUN 14, 2013 | ||||
TICKER: EXLS SECURITY ID: 302081104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rohit Kapoor | Management | For | For |
1.2 | Elect Director Anne E. Minto | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FABRINET MEETING DATE: DEC 20, 2012 | ||||
TICKER: FN SECURITY ID: G3323L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David T. Mitchell | Management | For | For |
1.2 | Elect Director William J. Perry | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify PricewaterhouseCoopers ABAS Ltd. as Auditors | Management | For | For |
FIFTH & PACIFIC COMPANIES, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: FNP SECURITY ID: 316645100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bernard W. Aronson | Management | For | For |
1.2 | Elect Director Lawrence S. Benjamin | Management | For | For |
1.3 | Elect Director Raul J. Fernandez | Management | For | For |
1.4 | Elect Director Kenneth B. Gilman | Management | For | For |
1.5 | Elect Director Nancy J. Karch | Management | For | For |
1.6 | Elect Director Kenneth P. Kopelman | Management | For | For |
1.7 | Elect Director Kay Koplovitz | Management | For | For |
1.8 | Elect Director Arthur C. Martinez | Management | For | For |
1.9 | Elect Director William L. McComb | Management | For | For |
1.10 | Elect Director Doreen A. Toben | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Management | For | For |
FINISAR CORPORATION MEETING DATE: DEC 03, 2012 | ||||
TICKER: FNSR SECURITY ID: 31787A507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael C. Child | Management | For | For |
1.2 | Elect Director Roger C. Ferguson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FOSTER WHEELER AG MEETING DATE: MAY 02, 2013 | ||||
TICKER: FWLT SECURITY ID: H27178104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Steven J. Demetriou as Director | Management | For | For |
1.2 | Elect John M. Malcolm as Director | Management | For | For |
1.3 | Elect Stephanie S. Newby as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
3 | Ratify BDO AG as Special Auditor | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Accept Financial Statements and Statutory Reports | Management | For | For |
7 | Approve Discharge of Board and Senior Management | Management | For | For |
8 | Approve CHF 1.56 Million Ordinary Capital Increase | Management | For | For |
9 | Approve CHF 12,778,287 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE EXTRAORDINARY GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
FRESH DEL MONTE PRODUCE INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: FDP SECURITY ID: G36738105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Amir Abu-Ghazaleh as Director | Management | For | For |
1b | Elect Salvatore H. Alfiero as Director | Management | For | For |
1c | Elect Edward L. Boykin as Director | Management | For | For |
2 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Approve Dividends | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GENERAL CABLE CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: BGC SECURITY ID: 369300108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory B. Kenny | Management | For | For |
1.2 | Elect Director Gregory E. Lawton | Management | For | For |
1.3 | Elect Director Craig P. Omtvedt | Management | For | For |
1.4 | Elect Director Patrick M. Prevost | Management | For | For |
1.5 | Elect Director Robert L. Smialek | Management | For | For |
1.6 | Elect Director John E. Welsh, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
GENESCO INC. MEETING DATE: JUN 27, 2013 | ||||
TICKER: GCO SECURITY ID: 371532102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Beard | Management | For | For |
1.2 | Elect Director Leonard L. Berry | Management | For | For |
1.3 | Elect Director William F. Blaufuss, Jr. | Management | For | For |
1.4 | Elect Director James W. Bradford | Management | For | For |
1.5 | Elect Director Robert J. Dennis | Management | For | For |
1.6 | Elect Director Matthew C. Diamond | Management | For | For |
1.7 | Elect Director Marty G. Dickens | Management | For | For |
1.8 | Elect Director Thurgood Marshall, Jr. | Management | For | For |
1.9 | Elect Director Kathleen Mason | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GLIMCHER REALTY TRUST MEETING DATE: MAY 09, 2013 | ||||
TICKER: GRT SECURITY ID: 379302102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy J. O'Brien | Management | For | For |
1.2 | Elect Director Niles C. Overly | Management | For | For |
1.3 | Elect Director William S. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HANESBRANDS INC. MEETING DATE: APR 03, 2013 | ||||
TICKER: HBI SECURITY ID: 410345102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lee A. Chaden | Management | For | For |
1.2 | Elect Director Bobby J. Griffin | Management | For | For |
1.3 | Elect Director James C. Johnson | Management | For | For |
1.4 | Elect Director Jessica T. Mathews | Management | For | For |
1.5 | Elect Director J. Patrick Mulcahy | Management | For | For |
1.6 | Elect Director Ronald L. Nelson | Management | For | For |
1.7 | Elect Director Richard A. Noll | Management | For | For |
1.8 | Elect Director Andrew J. Schindler | Management | For | For |
1.9 | Elect Director Ann E. Ziegler | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HARSCO CORPORATION MEETING DATE: APR 23, 2013 | ||||
TICKER: HSC SECURITY ID: 415864107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director P.K. Decker | Management | For | For |
1.2 | Elect Director J.F. Earl | Management | For | For |
1.3 | Elect DirectorK. G. Eddy | Management | For | For |
1.4 | Elect Director D. C. Everitt | Management | For | For |
1.5 | Elect Director S. E. Graham | Management | For | For |
1.6 | Elect Director T. D. Growcock | Management | For | For |
1.7 | Elect Director H. W. Knueppel | Management | For | For |
1.8 | Elect Director J. M. Loree | Management | For | For |
1.9 | Elect Director A. J. Sordoni, III | Management | For | For |
1.10 | Elect Director R. C. Wilburn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
HEARTLAND PAYMENT SYSTEMS, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: HPY SECURITY ID: 42235N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert O. Carr | Management | For | For |
1.2 | Elect Director Maureen Breakiron-Evans | Management | For | For |
1.3 | Elect Director Mitchell L. Hollin | Management | For | For |
1.4 | Elect Director Robert H. Niehaus | Management | For | For |
1.5 | Elect Director Marc J. Ostro | Management | For | For |
1.6 | Elect Director Jonathan J. Palmer | Management | For | For |
1.7 | Elect Director Richard W. Vague | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HIGHWOODS PROPERTIES, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: HIW SECURITY ID: 431284108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas W. Adler | Management | For | For |
1.2 | Elect Director Gene H. Anderson | Management | For | For |
1.3 | Elect Director Edward J. Fritsch | Management | For | For |
1.4 | Elect Director David J. Hartzell | Management | For | For |
1.5 | Elect Director Sherry A. Kellett | Management | For | For |
1.6 | Elect Director Mark F. Mulhern | Management | For | For |
1.7 | Elect Director L. Glenn Orr, Jr. | Management | For | For |
1.8 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HISOFT TECHNOLOGY INTERNATIONAL LIMITED MEETING DATE: OCT 15, 2012 | ||||
TICKER: HSFT SECURITY ID: 43358R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Cheng Yaw Sun | Management | For | For |
2 | Elect Director Terry McCarthy | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
HISOFT TECHNOLOGY INTERNATIONAL LIMITED MEETING DATE: NOV 06, 2012 | ||||
TICKER: HSFT SECURITY ID: 43358R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Consolidation of Shares of Issued and Unissued Common Share Into One Common Share | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Approve Merger Agreement | Management | For | For |
4 | Change Company Name to Pactera Technology International Ltd. | Management | For | For |
5 | Amend Memorandum of Association of the Company | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
HOME PROPERTIES, INC. MEETING DATE: APR 30, 2013 | ||||
TICKER: HME SECURITY ID: 437306103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen R. Blank | Management | For | For |
1.2 | Elect Director Alan L. Gosule | Management | For | For |
1.3 | Elect Director Leonard F. Helbig, III | Management | For | For |
1.4 | Elect Director Thomas P. Lydon, Jr. | Management | For | For |
1.5 | Elect Director Edward J. Pettinella | Management | For | For |
1.6 | Elect Director Clifford W. Smith, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HSN, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: HSNI SECURITY ID: 404303109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Costello | Management | For | For |
1.2 | Elect Director James M. Follo | Management | For | For |
1.3 | Elect Director Mindy Grossman | Management | For | For |
1.4 | Elect Director Stephanie Kugelman | Management | For | For |
1.5 | Elect Director Arthur C. Martinez | Management | For | For |
1.6 | Elect Director Thomas J. McInerney | Management | For | For |
1.7 | Elect Director John B. (Jay) Morse | Management | For | For |
1.8 | Elect Director Ann Sarnoff | Management | For | For |
1.9 | Elect Director Courtnee Ulrich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HUB GROUP, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: HUBG SECURITY ID: 443320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David P. Yeager | Management | For | For |
1.2 | Elect Director Mark A. Yeager | Management | For | For |
1.3 | Elect Director Gary D. Eppen | Management | For | For |
1.4 | Elect Director Charles R. Reaves | Management | For | For |
1.5 | Elect Director Martin P. Slark | Management | For | For |
1.6 | Elect Director Jonathan P. Ward | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HYPERION THERAPEUTICS, INC. MEETING DATE: MAY 29, 2013 | ||||
TICKER: HPTX SECURITY ID: 44915N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bijan Salehizadeh | Management | For | Withhold |
1.2 | Elect Director Donald J. Santel | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ICONIX BRAND GROUP, INC. MEETING DATE: AUG 15, 2012 | ||||
TICKER: ICON SECURITY ID: 451055107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil Cole | Management | For | For |
1.2 | Elect Director Barry Emanuel | Management | For | For |
1.3 | Elect Director Drew Cohen | Management | For | For |
1.4 | Elect Director F. Peter Cuneo | Management | For | For |
1.5 | Elect Director Mark Friedman | Management | For | For |
1.6 | Elect Director James A. Marcum | Management | For | For |
1.7 | Elect Director Laurence N. Charney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
ICU MEDICAL, INC. MEETING DATE: MAY 10, 2013 | ||||
TICKER: ICUI SECURITY ID: 44930G107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George A. Lopez | Management | For | For |
1.2 | Elect Director Robert S. Swinney | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
IDACORP, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: IDA SECURITY ID: 451107106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judith A. Johansen | Management | For | For |
1.2 | Elect Director J. Lamont Keen | Management | For | For |
1.3 | Elect Director Robert A. Tinstman | Management | For | For |
1.4 | Elect Director Dennis L. Johnson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
II-VI INCORPORATED MEETING DATE: NOV 02, 2012 | ||||
TICKER: IIVI SECURITY ID: 902104108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc Y.E. Pelaez | Management | For | For |
1b | Elect Director Howard H. Xia | Management | For | For |
1c | Elect Director Vincent D. Mattera, Jr. | Management | For | For |
1d | Elect Director Wendy F. DiCicco | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INFINERA CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: INFN SECURITY ID: 45667G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth A. Goldman | Management | For | For |
1.2 | Elect Director Carl Redfield | Management | For | For |
1.3 | Elect Director Mark A. Wegleitner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INFINITY PHARMACEUTICALS, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: INFI SECURITY ID: 45665G303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin Babler | Management | For | For |
1.2 | Elect Director Anthony B. Evnin | Management | For | For |
1.3 | Elect Director Gwen A. Fyfe | Management | For | Against |
1.4 | Elect Director Eric S. Lander | Management | For | Against |
1.5 | Elect Director Thomas J. Lynch | Management | For | Against |
1.6 | Elect Director Adelene Q. Perkins | Management | For | For |
1.7 | Elect Director Norman C. Selby | Management | For | For |
1.8 | Elect Director Ian F. Smith | Management | For | For |
1.9 | Elect Director Michael C. Venuti | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INSMED INCORPORATED MEETING DATE: MAY 23, 2013 | ||||
TICKER: INSM SECURITY ID: 457669307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Al Altomari | Management | For | For |
1.2 | Elect Director Steinar J. Engelsen | Management | For | For |
1.3 | Elect Director Will Lewis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approval of Certain Equity Compensation Awards Previously Granted to Certain Employees and Directors Under the 2000 Stock Incentive Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
INTERLINE BRANDS, INC. MEETING DATE: AUG 29, 2012 | ||||
TICKER: IBI SECURITY ID: 458743101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
ISIS PHARMACEUTICALS, INC. MEETING DATE: JUN 25, 2013 | ||||
TICKER: ISIS SECURITY ID: 464330109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley T. Crooke | Management | For | For |
1.2 | Elect Director Joseph Klein, III | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
JAZZ PHARMACEUTICALS PLC MEETING DATE: JUL 27, 2012 | ||||
TICKER: JAZZ SECURITY ID: G50871105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kenneth W. O'Keefe | Management | For | For |
2 | Elect Director Alan M. Sebulsky | Management | For | For |
3 | Elect Director Catherine A. Sohn | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
JOHN WILEY & SONS, INC. MEETING DATE: SEP 20, 2012 | ||||
TICKER: JW.A SECURITY ID: 968223206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mari J. Baker | Management | For | For |
1.2 | Elect Director Raymond W. McDaniel, Jr | Management | For | For |
1.3 | Elect Director William B. Plummer | Management | For | For |
1.4 | Elect Director Kalpana Raina | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KAMAN CORPORATION MEETING DATE: APR 17, 2013 | ||||
TICKER: KAMN SECURITY ID: 483548103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neal J. Keating | Management | For | For |
1.2 | Elect Director Eileen S. Kraus | Management | For | For |
1.3 | Elect Director Scott E. Kuechle | Management | For | For |
1.4 | Elect Director Richard J. Swift | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
KB HOME MEETING DATE: APR 04, 2013 | ||||
TICKER: KBH SECURITY ID: 48666K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.3 | Elect Director Timothy W. Finchem | Management | For | For |
1.4 | Elect Director Thomas W. Gilligan | Management | For | For |
1.5 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | For |
1.7 | Elect Director Melissa Lora | Management | For | For |
1.8 | Elect Director Michael G. McCaffery | Management | For | For |
1.9 | Elect Director Jeffrey T. Mezger | Management | For | For |
1.10 | Elect Director Luis G. Nogales | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KRATON PERFORMANCE POLYMERS, INC. MEETING DATE: JUN 05, 2013 | ||||
TICKER: KRA SECURITY ID: 50077C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anna C. Catalano | Management | For | For |
1.2 | Elect Director Barry J. Goldstein | Management | For | For |
1.3 | Elect Director Dan F. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LA-Z-BOY INCORPORATED MEETING DATE: AUG 22, 2012 | ||||
TICKER: LZB SECURITY ID: 505336107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kurt L. Darrow | Management | For | For |
1.2 | Elect Director John H. Foss | Management | For | For |
1.3 | Elect Director Janet E. Kerr | Management | For | For |
1.4 | Elect Director H. George Levy | Management | For | For |
1.5 | Elect Director W. Alan McCollough | Management | For | For |
1.6 | Elect Director Nido R. Qubein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Articles of Incorporation to Eliminate the Right to Reorganize Under State Statues | Management | For | For |
LIFE TIME FITNESS, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: LTM SECURITY ID: 53217R207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bahram Akradi | Management | For | For |
1b | Elect Director Giles H. Bateman | Management | For | For |
1c | Elect Director Jack W. Eugster | Management | For | For |
1d | Elect Director Guy C. Jackson | Management | For | For |
1e | Elect Director John K. Lloyd | Management | For | For |
1f | Elect Director Martha A. Morfitt | Management | For | For |
1g | Elect Director John B. Richards | Management | For | For |
1h | Elect Director Joseph S. Vassalluzzo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MANPOWERGROUP INC. MEETING DATE: APR 30, 2013 | ||||
TICKER: MAN SECURITY ID: 56418H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gina R. Boswell | Management | For | For |
1.2 | Elect Director William Downe | Management | For | For |
1.3 | Elect Director Jack M. Greenberg | Management | For | For |
1.4 | Elect Director Patricia A. Hemingway-Hall | Management | For | For |
1.5 | Elect Director Terry A. Hueneke | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
MASTEC, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: MTZ SECURITY ID: 576323109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Dwyer | Management | For | For |
1.2 | Elect Director Frank E. Jaumot | Management | For | For |
1.3 | Elect Director Jose S. Sorzano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
MB FINANCIAL, INC. MEETING DATE: MAY 29, 2013 | ||||
TICKER: MBFI SECURITY ID: 55264U108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David P. Bolger | Management | For | For |
1b | Elect Director Robert S. Engelman, Jr. | Management | For | For |
1c | Elect Director Mitchell Feiger | Management | For | For |
1d | Elect Director Charles J. Gries | Management | For | For |
1e | Elect Director James N. Hallene | Management | For | For |
1f | Elect Director Thomas H. Harvey | Management | For | For |
1g | Elect Director Ronald D. Santo | Management | For | For |
1h | Elect Director Renee Togher | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MDC PARTNERS INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: MDZ.A SECURITY ID: 552697104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Miles S. Nadal | Management | For | For |
1.2 | Elect Director Clare R. Copeland | Management | For | For |
1.3 | Elect Director Thomas N. Davidson | Management | For | For |
1.4 | Elect Director Robert J. Kamerschen | Management | For | For |
1.5 | Elect Director Scott L. Kauffman | Management | For | For |
1.6 | Elect Director Michael J.L. Kirby | Management | For | For |
1.7 | Elect Director Stephen M. Pustil | Management | For | For |
1.8 | Elect Director Irwin D. Simon | Management | For | For |
2 | Approve BDO USA, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
4 | Amend Stock Appreciation Rights Plan | Management | For | For |
MEDASSETS, INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: MDAS SECURITY ID: 584045108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Bardis | Management | For | For |
1.2 | Elect Director Harris Hyman IV | Management | For | For |
1.3 | Elect Director Terrence J. Mulligan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
MEDIDATA SOLUTIONS, INC. MEETING DATE: APR 30, 2013 | ||||
TICKER: MDSO SECURITY ID: 58471A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tarek A. Sherif | Management | For | For |
1.2 | Elect Director Glen M. de Vries | Management | For | For |
1.3 | Elect Director Carlos Dominguez | Management | For | For |
1.4 | Elect Director Neil M. Kurtz | Management | For | For |
1.5 | Elect Director George W. McCulloch | Management | For | For |
1.6 | Elect Director Lee A. Shapiro | Management | For | For |
1.7 | Elect Director Robert B. Taylor | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
MEDIVATION, INC. MEETING DATE: JUL 13, 2012 | ||||
TICKER: MDVN SECURITY ID: 58501N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. Adams | Management | For | For |
1.2 | Elect Director Gregory H. Bailey | Management | For | For |
1.3 | Elect Director Kim D. Blickenstaff | Management | For | For |
1.4 | Elect Director David T. Hung | Management | For | For |
1.5 | Elect Director W. Anthony Vernon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Approve Stock Split | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MEDIVATION, INC. MEETING DATE: JUN 28, 2013 | ||||
TICKER: MDVN SECURITY ID: 58501N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. Adams | Management | For | For |
1.2 | Elect Director Kim D. Blickenstaff | Management | For | For |
1.3 | Elect Director Kathryn E. Falberg | Management | For | For |
1.4 | Elect Director Dawn Graham | Management | For | For |
1.5 | Elect Director David T. Hung | Management | For | For |
1.6 | Elect Director W. Anthony Vernon | Management | For | For |
1.7 | Elect Director Wendy L. Yarno | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Approve Executive Incentive Bonus Plan | Management | For | For |
MEDNAX, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: MD SECURITY ID: 58502B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cesar L. Alvarez | Management | For | For |
1.2 | Elect Director Waldemar A. Carlo | Management | For | For |
1.3 | Elect Director Michael B. Fernandez | Management | For | For |
1.4 | Elect Director Roger K. Freeman | Management | For | For |
1.5 | Elect Director Paul G. Gabos | Management | For | For |
1.6 | Elect Director Pascal J. Goldschmidt | Management | For | For |
1.7 | Elect Director Manuel Kadre | Management | For | For |
1.8 | Elect Director Roger J. Medel | Management | For | For |
1.9 | Elect Director Donna E. Shalala | Management | For | For |
1.10 | Elect Director Enrique J. Sosa | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MEI PHARMA, INC. MEETING DATE: MAR 26, 2013 | ||||
TICKER: MEIP SECURITY ID: 55279B202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles V. Baltic III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Certificate of Incorporation Declassifying the Board of Directors and Amend Other Provisions | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MERRIMACK PHARMACEUTICALS, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: MACK SECURITY ID: 590328100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Mulroy | Management | For | For |
1.2 | Elect Director Gary L. Crocker | Management | For | For |
1.3 | Elect Director James van B. Dresser | Management | For | For |
1.4 | Elect Director Gordon J. Fehr | Management | For | For |
1.5 | Elect Director John Mendelsohn | Management | For | For |
1.6 | Elect Director Sarah E. Nash | Management | For | For |
1.7 | Elect Director Michael E. Porter | Management | For | For |
1.8 | Elect Director James H. Quigley | Management | For | For |
1.9 | Elect Director Anthony J. Sinskey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NATIONAL PENN BANCSHARES, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: NPBC SECURITY ID: 637138108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christian F. Martin, IV | Management | For | For |
1.2 | Elect Director R. Chadwick Paul, Jr. | Management | For | For |
1.3 | Elect Director C. Robert Roth | Management | For | For |
1.4 | Elect Director Wayne R. Weidner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NATIONAL RETAIL PROPERTIES, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: NNN SECURITY ID: 637417106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don DeFosset | Management | For | For |
1.2 | Elect Director David M. Fick | Management | For | For |
1.3 | Elect Director Edward J. Fritsch | Management | For | For |
1.4 | Elect Director Kevin B. Habicht | Management | For | For |
1.5 | Elect Director Richard B. Jennings | Management | For | For |
1.6 | Elect Director Ted B. Lanier | Management | For | For |
1.7 | Elect Director Robert C. Legler | Management | For | For |
1.8 | Elect Director Craig Macnab | Management | For | For |
1.9 | Elect Director Robert Martinez | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NCR CORPORATION MEETING DATE: APR 24, 2013 | ||||
TICKER: NCR SECURITY ID: 62886E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward 'Pete' Boykin | Management | For | For |
1.2 | Elect Director Linda Fayne Levinson | Management | For | For |
1.3 | Elect Director Deanna W. Oppenheimer | Management | For | For |
1.4 | Elect Director Kurt P. Kuehn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
NETGEAR, INC. MEETING DATE: MAY 31, 2013 | ||||
TICKER: NTGR SECURITY ID: 64111Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick C.S. Lo | Management | For | For |
1.2 | Elect Director Jocelyn E. Carter-Miller | Management | For | For |
1.3 | Elect Director Ralph E. Faison | Management | For | For |
1.4 | Elect Director A. Timothy Godwin | Management | For | For |
1.5 | Elect Director Jef Graham | Management | For | For |
1.6 | Elect Director Linwood A. Lacy, Jr. | Management | For | For |
1.7 | Elect Director Gregory J. Rossmann | Management | For | For |
1.8 | Elect Director Barbara V. Scherer | Management | For | For |
1.9 | Elect Director Julie A. Shimer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
NEUROCRINE BIOSCIENCES, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: NBIX SECURITY ID: 64125C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
1.2 | Elect Director Richard F. Pops | Management | For | For |
1.3 | Elect Director Stephen A. Sherwin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NOVAVAX, INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: NVAX SECURITY ID: 670002104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley C. Erck | Management | For | For |
1.2 | Elect Director Michael A. McManus, Jr. | Management | For | For |
1.3 | Elect Director James F. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
NUANCE COMMUNICATIONS, INC. MEETING DATE: JAN 25, 2013 | ||||
TICKER: NUAN SECURITY ID: 67020Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul A. Ricci | Management | For | For |
1b | Elect Director Robert G. Teresi | Management | For | For |
1c | Elect Director Robert J. Frankenberg | Management | For | For |
1d | Elect Director Katharine A. Martin | Management | For | For |
1e | Elect Director Patrick T. Hackett | Management | For | For |
1f | Elect Director William H. Janeway | Management | For | For |
1g | Elect Director Mark B. Myers | Management | For | For |
1h | Elect Director Philip J. Quigley | Management | For | For |
1i | Elect Director Mark R. Laret | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ONCOGENEX PHARMACEUTICALS, INC. MEETING DATE: MAY 24, 2013 | ||||
TICKER: OGXI SECURITY ID: 68230A106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Cormack | Management | For | For |
1.2 | Elect Director Neil Clendeninn | Management | For | For |
1.3 | Elect Director Jack Goldstein | Management | For | For |
1.4 | Elect Director Martin Mattingly | Management | For | For |
1.5 | Elect Director Stewart Parker | Management | For | For |
1.6 | Elect Director David Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Eliminate Cumulative Voting | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
PACWEST BANCORP MEETING DATE: MAR 20, 2013 | ||||
TICKER: PACW SECURITY ID: 695263103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PACWEST BANCORP MEETING DATE: MAY 13, 2013 | ||||
TICKER: PACW SECURITY ID: 695263103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark N. Baker | Management | For | For |
1.2 | Elect Director Craig A. Carlson | Management | For | For |
1.3 | Elect Director Stephen M. Dunn | Management | For | For |
1.4 | Elect Director John M. Eggemeyer | Management | For | For |
1.5 | Elect Director Barry C. Fitzpatrick | Management | For | For |
1.6 | Elect Director George E. Langley | Management | For | For |
1.7 | Elect Director Susan E. Lester | Management | For | For |
1.8 | Elect Director Timothy B. Matz | Management | For | For |
1.9 | Elect Director Arnold W. Messer | Management | For | For |
1.10 | Elect Director Daniel B. Platt | Management | For | For |
1.11 | Elect Director John W. Rose | Management | For | For |
1.12 | Elect Director Robert A. Stine | Management | For | For |
1.13 | Elect Director Matthew P. Wagner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
5 | Other Business | Management | For | Against |
PARKWAY PROPERTIES, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: PKY SECURITY ID: 70159Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Avi Banyasz | Management | For | For |
1.2 | Elect Director Charles T. Cannada | Management | For | For |
1.3 | Elect Director Edward M. Casal | Management | For | For |
1.4 | Elect Director Kelvin L. Davis | Management | For | For |
1.5 | Elect Director Laurie L. Dotter | Management | For | For |
1.6 | Elect Director James R. Heistand | Management | For | For |
1.7 | Elect Director C. William Hosler | Management | For | For |
1.8 | Elect Director Adam S. Metz | Management | For | For |
1.9 | Elect Director Brenda J. Mixson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
PDC ENERGY, INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: PDCE SECURITY ID: 69327R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry F. Mazza | Management | For | For |
1.2 | Elect Director James M. Trimble | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
PERKINELMER, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: PKI SECURITY ID: 714046109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter Barrett | Management | For | For |
1b | Elect Director Robert F. Friel | Management | For | For |
1c | Elect Director Nicholas A. Lopardo | Management | For | For |
1d | Elect Director Alexis P. Michas | Management | For | For |
1e | Elect Director James C. Mullen | Management | For | For |
1f | Elect Director Vicki L. Sato | Management | For | For |
1g | Elect Director Kenton J. Sicchitano | Management | For | For |
1h | Elect Director Patrick J. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PHARMACYCLICS, INC. MEETING DATE: NOV 09, 2012 | ||||
TICKER: PCYC SECURITY ID: 716933106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Booth | Management | For | For |
1.2 | Elect Director Kenneth A. Clark | Management | For | For |
1.3 | Elect Director Robert W. Duggan | Management | For | For |
1.4 | Elect Director Eric H. Halvorson | Management | For | For |
1.5 | Elect Director Minesh P. Mehta | Management | For | Withhold |
1.6 | Elect Director David D. Smith | Management | For | For |
1.7 | Elect Director Richard A. van den Broek | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PHARMACYCLICS, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: PCYC SECURITY ID: 716933106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Booth | Management | For | For |
1.2 | Elect Director Kenneth A. Clark | Management | For | For |
1.3 | Elect Director Robert W. Duggan | Management | For | For |
1.4 | Elect Director Eric H. Halvorson | Management | For | For |
1.5 | Elect Director Minesh P. Mehta | Management | For | For |
1.6 | Elect Director David D. Smith | Management | For | For |
1.7 | Elect Director Richard A. van den Broek | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PNM RESOURCES, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: PNM SECURITY ID: 69349H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adelmo E. Archuleta | Management | For | For |
1.2 | Elect Director Patricia K. Collawn | Management | For | For |
1.3 | Elect Director Julie A. Dobson | Management | For | For |
1.4 | Elect Director Alan J. Fohrer | Management | For | For |
1.5 | Elect Director Robert R. Nordhaus | Management | For | For |
1.6 | Elect Director Bonnie S. Reitz | Management | For | For |
1.7 | Elect Director Donald K. Schwanz | Management | For | For |
1.8 | Elect Director Bruce W. Wilkinson | Management | For | For |
1.9 | Elect Director Joan B. Woodard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
POLYCOM, INC. MEETING DATE: JUN 05, 2013 | ||||
TICKER: PLCM SECURITY ID: 73172K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew M. Miller | Management | For | For |
1.2 | Elect Director Betsy S. Atkins | Management | For | For |
1.3 | Elect Director David G. DeWalt | Management | None | None |
1.4 | Elect Director John A. Kelley, Jr. | Management | For | For |
1.5 | Elect Director D. Scott Mercer | Management | For | For |
1.6 | Elect Director William A. Owens | Management | For | For |
1.7 | Elect Director Kevin T. Parker | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
POST HOLDINGS, INC. MEETING DATE: JAN 31, 2013 | ||||
TICKER: POST SECURITY ID: 737446104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory L. Curl | Management | For | For |
1.2 | Elect Director William H. Danforth | Management | For | For |
1.3 | Elect Director David P. Skarie | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PRIMERICA, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: PRI SECURITY ID: 74164M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Amend Certificate of Incorpoation | Management | For | For |
4.1 | Elect Director John A. Addison, Jr. | Management | For | For |
4.2 | Elect Director Joel M. Babbitt | Management | For | For |
4.3 | Elect Director P. George Benson | Management | For | For |
4.4 | Elect Director Michael E. Martin | Management | For | For |
4.5 | Elect Director Mark Mason | Management | For | For |
4.6 | Elect Director Robert F. McCullough | Management | For | For |
4.7 | Elect Director D. Richard Williams | Management | For | For |
4.8 | Elect Director Barbara A. Yastine | Management | For | For |
4.9 | Elect Director Daniel A. Zilberman | Management | For | For |
5.10 | Elect Director P. George Benson | Management | For | For |
5.11 | Elect Director Michael E. Martin | Management | For | For |
5.12 | Elect Director Mark Mason | Management | For | For |
6 | Ratify Auditors | Management | For | For |
PROASSURANCE CORPORATION MEETING DATE: MAY 22, 2013 | ||||
TICKER: PRA SECURITY ID: 74267C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Listwan | Management | For | For |
1.2 | Elect Director John J. McMahon, Jr. | Management | For | For |
1.3 | Elect Director W. Stancil Starnes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PTC INC MEETING DATE: MAR 06, 2013 | ||||
TICKER: PMTC SECURITY ID: 699173209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas F. Bogan | Management | For | For |
1.2 | Elect Director Michael E. Porter | Management | For | For |
1.3 | Elect Director Robert P. Schechter | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
QLIK TECHNOLOGIES INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: QLIK SECURITY ID: 74733T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Gavin, Jr. | Management | For | For |
1.2 | Elect Director Alexander Ott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QUANTUM CORPORATION MEETING DATE: AUG 15, 2012 | ||||
TICKER: QTM SECURITY ID: 747906204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul R. Auvil, III | Management | For | For |
1.2 | Elect Director Michael A. Brown | Management | For | For |
1.3 | Elect Director Thomas S. Buchsbaum | Management | For | For |
1.4 | Elect Director Elizabeth A. Fetter | Management | For | For |
1.5 | Elect Director Jon W. Gacek | Management | For | For |
1.6 | Elect Director David A. Krall | Management | For | For |
1.7 | Elect Director Joseph A. Marengi | Management | For | For |
1.8 | Elect Director David E. Roberson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
QUINSTREET, INC. MEETING DATE: OCT 26, 2012 | ||||
TICKER: QNST SECURITY ID: 74874Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Bradley | Management | For | For |
1.2 | Elect Director Douglas Valenti | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RAMCO-GERSHENSON PROPERTIES TRUST MEETING DATE: JUN 04, 2013 | ||||
TICKER: RPT SECURITY ID: 751452202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen R. Blank | Management | For | For |
1.2 | Elect Director Dennis Gershenson | Management | For | For |
1.3 | Elect Director Arthur H. Goldberg | Management | For | For |
1.4 | Elect Director Robert A. Meister | Management | For | For |
1.5 | Elect Director David J. Nettina | Management | For | For |
1.6 | Elect Director Matthew L. Ostrower | Management | For | For |
1.7 | Elect Director Joel M. Pashcow | Management | For | For |
1.8 | Elect Director Mark K. Rosenfeld | Management | For | For |
1.9 | Elect Director Michael A. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RENT-A-CENTER, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: RCII SECURITY ID: 76009N100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1. | Elect Director Mitchell E. Fadel | Management | For | For |
1.2 | Elect Director Paula Stern, Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RF MICRO DEVICES, INC. MEETING DATE: AUG 16, 2012 | ||||
TICKER: RFMD SECURITY ID: 749941100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter H. Wilkinson, Jr. | Management | For | For |
1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
1.3 | Elect Director Daniel A. DiLeo | Management | For | For |
1.4 | Elect Director Jeffery R. Gardner | Management | For | For |
1.5 | Elect Director John R. Harding | Management | For | For |
1.6 | Elect Director Masood A. Jabbar | Management | For | For |
1.7 | Elect Director Casimir S. Skrzypczak | Management | For | For |
1.8 | Elect Director Erik H. van der Kaay | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
RIGEL PHARMACEUTICALS, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: RIGL SECURITY ID: 766559603 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bradford S. Goodwin | Management | For | For |
1.2 | Elect Director Peter S. Ringrose | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
RIVERBED TECHNOLOGY, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: RVBD SECURITY ID: 768573107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Floyd | Management | For | For |
1.2 | Elect Director Christopher J. Schaepe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
ROCK-TENN COMPANY MEETING DATE: JAN 25, 2013 | ||||
TICKER: RKT SECURITY ID: 772739207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Stephen Felker | Management | For | For |
1.2 | Elect Director Lawrence L. Gellerstedt, III | Management | For | For |
1.3 | Elect Director John W. Spiegel | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
ROSETTA RESOURCES INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: ROSE SECURITY ID: 777779307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard W. Beckler | Management | For | For |
1.2 | Elect Director James E. Craddock | Management | For | For |
1.3 | Elect Director Matthew D. Fitzgerald | Management | For | For |
1.4 | Elect Director Philip L. Frederickson | Management | For | For |
1.5 | Elect Director D. Henry Houston | Management | For | For |
1.6 | Elect Director Carin S. Knickel | Management | For | For |
1.7 | Elect Director Donald D. Patteson, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
RYDER SYSTEM, INC. MEETING DATE: MAY 03, 2013 | ||||
TICKER: R SECURITY ID: 783549108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director J. Eck | Management | For | For |
1b | Elect Director Tamara L. Lundgren | Management | For | For |
1c | Elect Director Eugene A. Renna | Management | For | For |
1d | Elect Director Abbie J. Smith | Management | For | For |
1e | Elect Director Robert E. Sanchez | Management | For | For |
1f | Elect Director Michael F. Hilton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
SAPIENT CORPORATION MEETING DATE: JUN 06, 2013 | ||||
TICKER: SAPE SECURITY ID: 803062108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James M. Benson | Management | For | For |
1.2 | Elect Director Hermann Buerger | Management | For | For |
1.3 | Elect Director Jerry A. Greenberg | Management | For | For |
1.4 | Elect Director Alan J. Herrick | Management | For | For |
1.5 | Elect Director J. Stuart Moore | Management | For | For |
1.6 | Elect Director Robert L. Rosen | Management | For | For |
1.7 | Elect Director Eva M. Sage-Gavin | Management | For | For |
1.8 | Elect Director Ashok Shah | Management | For | For |
1.9 | Elect Director Vijay Singal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SERVICESOURCE INTERNATIONAL, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: SREV SECURITY ID: 81763U100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Madden | Management | For | Withhold |
1.2 | Elect Director Thomas F. Mendoza | Management | For | Withhold |
1.3 | Elect Director Richard J. Campione | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SIGNET JEWELERS LIMITED MEETING DATE: JUN 14, 2013 | ||||
TICKER: SIG SECURITY ID: G81276100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Dale W. Hilpert as Director | Management | For | For |
1b | Elect H. Todd Stitzer as Director | Management | For | For |
1c | Elect Marianne Parrs as Director | Management | For | For |
1d | Elect Michael W. Barnes as Director | Management | For | For |
1e | Elect Russell Walls as Director | Management | For | For |
1f | Elect Thomas Plaskett as Director | Management | For | For |
1g | Elect Virginia Drosos as Director | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SILGAN HOLDINGS INC. MEETING DATE: JUN 03, 2013 | ||||
TICKER: SLGN SECURITY ID: 827048109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Philip Silver | Management | For | For |
1.2 | Elect Director William C. Jennings | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SIRONA DENTAL SYSTEMS, INC. MEETING DATE: FEB 20, 2013 | ||||
TICKER: SIRO SECURITY ID: 82966C103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Simone Blank | Management | For | For |
1.2 | Elect Director Timothy P. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. McLachlan | Management | For | For |
1.2 | Elect Director David J. Aldrich | Management | For | For |
1.3 | Elect Director Kevin L. Beebe | Management | For | For |
1.4 | Elect Director Timothy R. Furey | Management | For | For |
1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.6 | Elect Director Thomas C. Leonard | Management | For | For |
1.7 | Elect Director David P. McGlade | Management | For | For |
1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SOLERA HOLDINGS, INC. MEETING DATE: NOV 15, 2012 | ||||
TICKER: SLH SECURITY ID: 83421A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tony Aquila | Management | For | For |
1.2 | Elect Director Arthur F. Kingsbury | Management | For | For |
1.3 | Elect Director Kenneth A. Viellieu | Management | For | For |
1.4 | Elect Director Thomas C. Wajnert | Management | For | For |
1.5 | Elect Director Stuart J. Yarbrough | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SONUS NETWORKS, INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: SONS SECURITY ID: 835916107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James K. Brewington | Management | For | For |
1.2 | Elect Director John P. Cunningham | Management | For | For |
1.3 | Elect Director Raymond P. Dolan | Management | For | For |
1.4 | Elect Director Beatriz V. Infante | Management | For | Withhold |
1.5 | Elect Director Howard E. Janzen | Management | For | For |
1.6 | Elect Director John A. Schofield | Management | For | Withhold |
1.7 | Elect Director Scott E. Schubert | Management | For | For |
1.8 | Elect Director H. Brian Thompson | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
STAMPS.COM INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: STMP SECURITY ID: 852857200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mohan P. Ananda | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STANTEC INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: STN SECURITY ID: 85472N109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas K. Ammerman | Management | For | For |
1.2 | Elect Director David L. Emerson | Management | For | Withhold |
1.3 | Elect Director Delores M. Etter | Management | For | For |
1.4 | Elect Director Anthony P. Franceschini | Management | For | For |
1.5 | Elect Director Robert J. Gomes | Management | For | For |
1.6 | Elect Director Susan E. Hartman | Management | For | For |
1.7 | Elect Director Aram H. Keith | Management | For | For |
1.8 | Elect Director Donald J. Lowry | Management | For | For |
1.9 | Elect Director Ivor M. Ruste | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
STEVEN MADDEN, LTD. MEETING DATE: MAY 24, 2013 | ||||
TICKER: SHOO SECURITY ID: 556269108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward R. Rosenfeld | Management | For | For |
1.2 | Elect Director John L. Madden | Management | For | For |
1.3 | Elect Director Peter Migliorini | Management | For | For |
1.4 | Elect Director Richard P. Randall | Management | For | For |
1.5 | Elect Director Ravi Sachdev | Management | For | For |
1.6 | Elect Director Thomas H. Schwartz | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STONE ENERGY CORPORATION MEETING DATE: MAY 23, 2013 | ||||
TICKER: SGY SECURITY ID: 861642106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George R. Christmas | Management | For | For |
1.2 | Elect Director B.J. Duplantis | Management | For | For |
1.3 | Elect Director Peter D. Kinnear | Management | For | For |
1.4 | Elect Director John P. Laborde | Management | For | For |
1.5 | Elect Director Robert S. Murley | Management | For | For |
1.6 | Elect Director Richard A. Pattarozzi | Management | For | For |
1.7 | Elect Director Donald E. Powell | Management | For | For |
1.8 | Elect Director Kay G. Priestly | Management | For | For |
1.9 | Elect Director Phyllis M. Taylor | Management | For | For |
1.10 | Elect Director David H. Welch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SUPER MICRO COMPUTER, INC. MEETING DATE: FEB 14, 2013 | ||||
TICKER: SMCI SECURITY ID: 86800U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chiu-Chu (Sara) Liu Liang | Management | For | For |
1.2 | Elect Director Hwei-Ming (Fred) Tsai | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUSSER HOLDINGS CORPORATION MEETING DATE: MAY 21, 2013 | ||||
TICKER: SUSS SECURITY ID: 869233106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Armand S. Shapiro | Management | For | For |
1.2 | Elect Director Sam L. Susser | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
SYNAGEVA BIOPHARMA CORP. MEETING DATE: JUN 06, 2013 | ||||
TICKER: GEVA SECURITY ID: 87159A103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sanj K. Patel | Management | For | For |
1.2 | Elect Director Felix J. Baker | Management | For | For |
1.3 | Elect Director Stephen R. Biggar | Management | For | For |
1.4 | Elect Director Stephen R. Davis | Management | For | For |
1.5 | Elect Director Thomas R. Malley | Management | For | For |
1.6 | Elect Director Barry Quart | Management | For | For |
1.7 | Elect Director Thomas J. Tisch | Management | For | For |
1.8 | Elect Director Peter Wirth | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
SYNAPTICS INCORPORATED MEETING DATE: OCT 23, 2012 | ||||
TICKER: SYNA SECURITY ID: 87157D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey D. Buchanan | Management | For | For |
1.2 | Elect Director Keith B. Geeslin | Management | For | For |
1.3 | Elect Director James L. Whims | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SYNCHRONOSS TECHNOLOGIES, INC. MEETING DATE: MAY 13, 2013 | ||||
TICKER: SNCR SECURITY ID: 87157B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Hoffman | Management | For | For |
1.2 | Elect Director James M. McCormick | Management | For | For |
1.3 | Elect Director Donnie M. Moore | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TARGA RESOURCES CORP. MEETING DATE: MAY 20, 2013 | ||||
TICKER: TRGP SECURITY ID: 87612G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rene R. Joyce | Management | For | For |
1.2 | Elect Director Peter R. Kagan | Management | For | For |
1.3 | Elect Director Chris Tong | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TEAM HEALTH HOLDINGS, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: TMH SECURITY ID: 87817A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Lynn Massingale | Management | For | For |
1.2 | Elect Director Neil P. Simpkins | Management | For | For |
1.3 | Elect Director Earl P. Holland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
TELEDYNE TECHNOLOGIES INCORPORATED MEETING DATE: APR 24, 2013 | ||||
TICKER: TDY SECURITY ID: 879360105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Crocker | Management | For | For |
1.2 | Elect Director Robert Mehrabian | Management | For | For |
1.3 | Elect Director Michael T. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TENNECO INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: TEN SECURITY ID: 880349105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas C. Freyman | Management | For | For |
1.2 | Elect Director Dennis J. Letham | Management | For | For |
1.3 | Elect Director Hari N. Nair | Management | For | For |
1.4 | Elect Director Roger B. Porter | Management | For | For |
1.5 | Elect Director David B. Price, Jr. | Management | For | For |
1.6 | Elect Director Gregg M. Sherrill | Management | For | For |
1.7 | Elect Director Paul T. Stecko | Management | For | For |
1.8 | Elect Director Jane L. Warner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TETRA TECH, INC. MEETING DATE: FEB 26, 2013 | ||||
TICKER: TTEK SECURITY ID: 88162G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan L. Batrack | Management | For | For |
1.2 | Elect Director Hugh M. Grant | Management | For | For |
1.3 | Elect Director Patrick C. Haden | Management | For | For |
1.4 | Elect Director J. Christopher Lewis | Management | For | For |
1.5 | Elect Director Albert E. Smith | Management | For | For |
1.6 | Elect Director J. Kenneth Thompson | Management | For | For |
1.7 | Elect Director Richard H. Truly | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE ADVISORY BOARD COMPANY MEETING DATE: SEP 11, 2012 | ||||
TICKER: ABCO SECURITY ID: 00762W107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sanju K. Bansal | Management | For | For |
1.2 | Elect Director Peter J. Grua | Management | For | For |
1.3 | Elect Director Kelt Kindick | Management | For | For |
1.4 | Elect Director Robert W. Musslewhite | Management | For | For |
1.5 | Elect Director Mark R. Neaman | Management | For | For |
1.6 | Elect Director Leon D. Shapiro | Management | For | For |
1.7 | Elect Director Frank J. Williams | Management | For | For |
1.8 | Elect Director LeAnne M. Zumwalt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE DUN & BRADSTREET CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: DNB SECURITY ID: 26483E100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Austin A. Adams | Management | For | For |
1b | Elect Director John W. Alden | Management | For | For |
1c | Elect Director Christopher J. Coughlin | Management | For | For |
1d | Elect Director James N. Fernandez | Management | For | For |
1e | Elect Director Paul R. Garcia | Management | For | For |
1f | Elect Director Sara Mathew | Management | For | For |
1g | Elect Director Sandra E. Peterson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
THE FRESH MARKET, INC. MEETING DATE: JUN 04, 2013 | ||||
TICKER: TFM SECURITY ID: 35804H106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ray Berry | Management | For | For |
1.2 | Elect Director Jeffrey Naylor | Management | For | For |
1.3 | Elect Director Jane Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THERAVANCE, INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: THRX SECURITY ID: 88338T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rick E Winningham | Management | For | For |
1.2 | Elect Director Henrietta Holsman Fore | Management | For | For |
1.3 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
1.4 | Elect Director Arnold J. Levine | Management | For | For |
1.5 | Elect Director Burton G. Malkiel | Management | For | For |
1.6 | Elect Director Peter S. Ringrose | Management | For | For |
1.7 | Elect Director William H. Waltrip | Management | For | For |
1.8 | Elect Director George M. Whitesides | Management | For | For |
1.9 | Elect Director William D. Young | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THRESHOLD PHARMACEUTICALS, INC. MEETING DATE: MAY 17, 2013 | ||||
TICKER: THLD SECURITY ID: 885807206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce C. Cozadd | Management | For | For |
1.2 | Elect Director David R. Hoffmann | Management | For | For |
1.3 | Elect Director George G.C. Parker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | Against |
TOTAL ENERGY SERVICES INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: TOT SECURITY ID: 89154B102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory S. Fletcher | Management | For | For |
2 | Elect Director Daniel K. Halyk | Management | For | For |
3 | Elect Director Randy S. Kwasnicia | Management | For | For |
4 | Elect Director Bruce L. Pachkowski | Management | For | For |
5 | Elect Director Gregory Melchin | Management | For | For |
6 | Elect Director Andrew B. Wiswell | Management | For | For |
7 | Ratify KPMG LLP as Auditors | Management | For | For |
8 | Amend Stock Option Plan | Management | For | For |
TOWERS WATSON & CO. MEETING DATE: NOV 16, 2012 | ||||
TICKER: TW SECURITY ID: 891894107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Victor F. Ganzi | Management | For | For |
1b | Elect Director John J. Haley | Management | For | For |
1c | Elect Director Leslie S. Heisz | Management | For | For |
1d | Elect Director Brendan R. O'Neill | Management | For | For |
1e | Elect Director Linda D. Rabbitt | Management | For | For |
1f | Elect Director Gilbert T. Ray | Management | For | For |
1g | Elect Director Paul Thomas | Management | For | For |
1h | Elect Director Wilhelm Zeller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TRIMAS CORPORATION MEETING DATE: MAY 09, 2013 | ||||
TICKER: TRS SECURITY ID: 896215209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marshall A. Cohen | Management | For | For |
1.2 | Elect Director David M. Wathen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
UMB FINANCIAL CORPORATION MEETING DATE: APR 23, 2013 | ||||
TICKER: UMBF SECURITY ID: 902788108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warner L. Baxter | Management | For | For |
1.2 | Elect Director David R. Bradley, Jr. | Management | For | For |
1.3 | Elect Director Nancy K. Buese | Management | For | For |
1.4 | Elect Director Peter J. deSilva | Management | For | For |
1.5 | Elect Director Terrence P. Dunn | Management | For | For |
1.6 | Elect Director Alexander C. Kemper | Management | For | For |
1.7 | Elect Director J. Mariner Kemper | Management | For | For |
1.8 | Elect Director Kris A. Robbins | Management | For | For |
1.9 | Elect Director Thomas D. Sanders | Management | For | For |
1.10 | Elect Director L. Joshua Sosland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
UNITED NATURAL FOODS, INC. MEETING DATE: DEC 12, 2012 | ||||
TICKER: UNFI SECURITY ID: 911163103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter A. Roy | Management | For | For |
1b | Elect Director Richard J. Schnieders | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
UNITED STATIONERS INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: USTR SECURITY ID: 913004107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy W. Haley | Management | For | For |
1.2 | Elect Director Susan J. Riley | Management | For | For |
1.3 | Elect Director Alexander M. Schmelkin | Management | For | For |
1.4 | Elect Director Alex D. Zoglin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNIVERSAL HEALTH SERVICES, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: UHS SECURITY ID: 913903100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Hotz | Management | For | For |
UNS ENERGY CORPORATION MEETING DATE: MAY 03, 2013 | ||||
TICKER: UNS SECURITY ID: 903119105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul J. Bonavia | Management | For | For |
1.2 | Elect Director Lawrence J. Aldrich | Management | For | For |
1.3 | Elect Director Barbara M. Baumann | Management | For | For |
1.4 | Elect Director Larry W. Bickle | Management | For | For |
1.5 | Elect Director Robert A. Elliott | Management | For | For |
1.6 | Elect Director Daniel W.L. Fessler | Management | For | For |
1.7 | Elect Director Louise L. Francesconi | Management | For | For |
1.8 | Elect Director Ramiro G. Peru | Management | For | For |
1.9 | Elect Director Gregory A. Pivirotto | Management | For | For |
1.10 | Elect Director Joaquin Ruiz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
URS CORPORATION MEETING DATE: MAY 23, 2013 | ||||
TICKER: URS SECURITY ID: 903236107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mickey P. Foret | Management | For | For |
1b | Elect Director William H. Frist | Management | For | For |
1c | Elect Director Lydia H. Kennard | Management | For | For |
1d | Elect Director Donald R. Knauss | Management | For | For |
1e | Elect Director Martin M. Koffel | Management | For | For |
1f | Elect Director Timothy R. McLevish | Management | For | For |
1g | Elect Director Joseph W. Ralston | Management | For | For |
1h | Elect Director John D. Roach | Management | For | For |
1i | Elect Director Douglas W. Stotlar | Management | For | For |
1j | Elect Director William P. Sullivan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UTI WORLDWIDE INC. MEETING DATE: JUN 10, 2013 | ||||
TICKER: UTIW SECURITY ID: G87210103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect C. John Langley, Jr. as a Director | Management | For | For |
1.2 | Elect Allan M. Rosenzweig as a Director | Management | For | For |
1.3 | Elect Donald W. Slager as a Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
VERINT SYSTEMS INC. MEETING DATE: FEB 04, 2013 | ||||
TICKER: VRNT SECURITY ID: 92343X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
VERINT SYSTEMS INC. MEETING DATE: JUN 25, 2013 | ||||
TICKER: VRNT SECURITY ID: 92343X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan Bodner | Management | For | For |
1.2 | Elect Director Victor DeMarines | Management | For | For |
1.3 | Elect Director John Egan | Management | For | For |
1.4 | Elect Director Larry Myers | Management | For | For |
1.5 | Elect Director Richard Nottenburg | Management | For | For |
1.6 | Elect Director Howard Safir | Management | For | For |
1.7 | Elect Director Earl Shanks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VIEWPOINT FINANCIAL GROUP, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: VPFG SECURITY ID: 92672A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bruce W. Hunt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VIROPHARMA INCORPORATED MEETING DATE: MAY 23, 2013 | ||||
TICKER: VPHM SECURITY ID: 928241108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Claypool | Management | For | For |
1.2 | Elect Director Julie H. McHugh | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
WADDELL & REED FINANCIAL, INC. MEETING DATE: APR 17, 2013 | ||||
TICKER: WDR SECURITY ID: 930059100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry J. Herrmann | Management | For | For |
1.2 | Elect Director James M. Raines | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WASHINGTON FEDERAL, INC. MEETING DATE: JAN 16, 2013 | ||||
TICKER: WAFD SECURITY ID: 938824109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Kelley | Management | For | For |
1.2 | Elect Director Barbara L. Smith | Management | For | For |
1.3 | Elect Director David K. Grant | Management | For | For |
1.4 | Elect Director Randall H. Talbot | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WATSCO, INC. MEETING DATE: MAY 20, 2013 | ||||
TICKER: WSO SECURITY ID: 942622200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David C. Darnell | Management | For | For |
WEB.COM GROUP, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: WWWW SECURITY ID: 94733A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip J. Facchina | Management | For | For |
1.2 | Elect Director Robert S. McCoy, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WESTERN REFINING, INC. MEETING DATE: JUN 04, 2013 | ||||
TICKER: WNR SECURITY ID: 959319104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Sanders | Management | For | For |
1.2 | Elect Director Ralph A. Schmidt | Management | For | For |
1.3 | Elect Director Jeff A. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION MEETING DATE: MAY 14, 2013 | ||||
TICKER: WAB SECURITY ID: 929740108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Brooks | Management | For | For |
1.2 | Elect Director William E. Kassling | Management | For | For |
1.3 | Elect Director Albert J. Neupaver | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
WHITEWAVE FOODS COMPANY MEETING DATE: APR 17, 2013 | ||||
TICKER: WWAV SECURITY ID: 966244105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen L. Green | Management | For | For |
1.2 | Elect Director Michelle P. Goolsby | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
WSFS FINANCIAL CORPORATION MEETING DATE: APR 25, 2013 | ||||
TICKER: WSFS SECURITY ID: 929328102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eleuthere I. du Pont | Management | For | For |
1.2 | Elect Director Calvert A. Morgan, Jr. | Management | For | For |
1.3 | Elect Director Marvin N. Schoenhals | Management | For | For |
1.4 | Elect Director David G. Turner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Stock Option Plan Grants | Management | For | For |
XENOPORT, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: XNPT SECURITY ID: 98411C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul L. Berns | Management | For | For |
1.2 | Elect Director John G. Freund | Management | For | For |
1.3 | Elect Director William J. Rieflin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
XOMA CORPORATION MEETING DATE: MAY 23, 2013 | ||||
TICKER: XOMA SECURITY ID: 98419J107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Varian | Management | For | For |
1.2 | Elect Director Patrick J. Scannon | Management | For | For |
1.3 | Elect Director W. Denman Van Ness | Management | For | For |
1.4 | Elect Director William K. Bowes, Jr. | Management | For | For |
1.5 | Elect Director Peter Barton Hutt | Management | For | For |
1.6 | Elect Director Joseph M. Limber | Management | For | For |
1.7 | Elect Director Kelvin Neu | Management | For | For |
1.8 | Elect Director Timothy P. Walbert | Management | For | For |
1.9 | Elect Director Jack L. Wyszomierski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ZOLTEK COMPANIES, INC. MEETING DATE: FEB 01, 2013 | ||||
TICKER: ZOLT SECURITY ID: 98975W104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Latta | Management | For | For |
1.2 | Elect Director Pedro Reynoso | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VOTE SUMMARY REPORT
FIDELITY VALUE FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABERCROMBIE & FITCH CO. MEETING DATE: JUN 20, 2013 | ||||
TICKER: ANF SECURITY ID: 002896207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James B. Bachmann | Management | For | For |
1b | Elect Director Michael E. Greenlees | Management | For | For |
1c | Elect Director Kevin S. Huvane | Management | For | For |
1d | Elect Director Michael S. Jeffries | Management | For | For |
1e | Elect Director John W. Kessler | Management | For | For |
1f | Elect Director Craig R. Stapleton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
5 | Require Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | Shareholder | Against | Against |
ACTAVIS, INC. MEETING DATE: MAY 10, 2013 | ||||
TICKER: ACT SECURITY ID: 00507K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jack Michelson | Management | For | For |
1b | Elect Director Ronald R. Taylor | Management | For | For |
1c | Elect Director Andrew L. Turner | Management | For | For |
1d | Elect Director Paul M. Bisaro | Management | For | For |
1e | Elect Director Christopher W. Bodine | Management | For | For |
1f | Elect Director Michael J. Feldman | Management | For | For |
1g | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention | Shareholder | Against | Against |
ACTIVISION BLIZZARD, INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: ATVI SECURITY ID: 00507V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philippe G. H. Capron | Management | For | Against |
1.2 | Elect Director Jean-Yves Charlier | Management | For | For |
1.3 | Elect Director Robert J. Corti | Management | For | Against |
1.4 | Elect Director Frederic R. Crepin | Management | For | Against |
1.5 | Elect Director Jean-Francois Dubos | Management | For | Against |
1.6 | Elect Director Lucian Grainge | Management | For | For |
1.7 | Elect Director Brian G. Kelly | Management | For | For |
1.8 | Elect Director Robert A. Kotick | Management | For | For |
1.9 | Elect Director Robert J. Morgado | Management | For | Against |
1.10 | Elect Director Richard Sarnoff | Management | For | For |
1.11 | Elect Director Regis Turrini | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ADVANCE AUTO PARTS, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: AAP SECURITY ID: 00751Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director John C. Brouillard | Management | For | For |
1.3 | Elect Director Fiona P. Dias | Management | For | For |
1.4 | Elect Director Darren R. Jackson | Management | For | For |
1.5 | Elect Director William S. Oglesby | Management | For | For |
1.6 | Elect Director J. Paul Raines | Management | For | For |
1.7 | Elect Director Gilbert T. Ray | Management | For | For |
1.8 | Elect Director Carlos A. Saladrigas | Management | For | For |
1.9 | Elect Director Jimmie L. Wade | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Ratify Auditors | Management | For | For |
AECOM TECHNOLOGY CORPORATION MEETING DATE: MAR 07, 2013 | ||||
TICKER: ACM SECURITY ID: 00766T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Dionisio | Management | For | For |
1.2 | Elect Director Robert J. Lowe | Management | For | For |
1.3 | Elect Director William P. Rutledge | Management | For | For |
1.4 | Elect Director Daniel R. Tishman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AERCAP HOLDINGS NV MEETING DATE: MAY 02, 2013 | ||||
TICKER: AER SECURITY ID: N00985106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Adopt Financial Statements | Management | For | For |
4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
5 | Approve Discharge of Board of Directors | Management | For | For |
6a | Reelect James N. Chapman as Non-Executive Director | Management | For | For |
6b | Elect Marius J.L. Jonkhart as Non-Executive Director | Management | For | For |
7 | Approve Remuneration of Non-Executive Directors | Management | For | For |
8 | Designate Keith A. Helming to Represent the Management in Case All Directors are Absent or Prevented from Acting | Management | For | For |
9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
10a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10b | Authorize Additionial Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Cancellation of Repurchased Shares | Management | For | For |
12a | Amend Article 6.1 Re: Acquisition of Own Shares | Management | For | For |
12b | Amend Article 21.2 Re: Right to Place Items on the Agenda | Management | For | For |
12c | Authorize Board Members and NautaDutilh N.V. to Ratify and Execute Approved Amendments Re: Item 12a and 12b | Management | For | For |
13 | Allow Questions | Management | None | None |
14 | Close Meeting | Management | None | None |
AEROFLEX HOLDING CORP. MEETING DATE: NOV 14, 2012 | ||||
TICKER: ARX SECURITY ID: 007767106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hugh Evans | Management | For | For |
1.2 | Elect Director Leonard Borow | Management | For | For |
1.3 | Elect Director John Buyko | Management | For | For |
1.4 | Elect Director Prescott H. Ashe | Management | For | For |
1.5 | Elect Director Joe Benavides | Management | For | For |
1.6 | Elect Director Bradley J. Gross | Management | For | For |
1.7 | Elect Director John D. Knoll | Management | For | For |
1.8 | Elect Director Ramzi M. Musallam | Management | For | For |
1.9 | Elect Director Richard N. Nottenburg | Management | For | For |
1.10 | Elect Director Benjamin M. Polk | Management | For | For |
1.11 | Elect Director Charles S. Ream | Management | For | For |
1.12 | Elect Director Mark H. Ronald | Management | For | For |
1.13 | Elect Director Peter J. Schoomaker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AFLAC INCORPORATED MEETING DATE: MAY 06, 2013 | ||||
TICKER: AFL SECURITY ID: 001055102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel P. Amos | Management | For | For |
1b | Elect Director John Shelby Amos, II | Management | For | For |
1c | Elect Director Paul S. Amos, II | Management | For | For |
1d | Elect Director W. Paul Bowers | Management | For | For |
1e | Elect Director Kriss Cloninger, III | Management | For | For |
1f | Elect Director Elizabeth J. Hudson | Management | For | For |
1g | Elect Director Douglas W. Johnson | Management | For | For |
1h | Elect Director Robert B. Johnson | Management | For | For |
1i | Elect Director Charles B. Knapp | Management | For | For |
1j | Elect Director E. Stephen Purdom | Management | For | For |
1k | Elect Director Barbara K. Rimer | Management | For | For |
1l | Elect Director Melvin T. Stith | Management | For | For |
1m | Elect Director David Gary Thompson | Management | For | For |
1n | Elect Director Takuro Yoshida | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AIR PRODUCTS AND CHEMICALS, INC. MEETING DATE: JAN 24, 2013 | ||||
TICKER: APD SECURITY ID: 009158106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William L. Davis, III | Management | For | For |
1b | Elect Director W. Douglas Ford | Management | For | For |
1c | Elect Director Evert Henkes | Management | For | For |
1d | Elect Director Margaret G. McGlynn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
ALBEMARLE CORPORATION MEETING DATE: MAY 07, 2013 | ||||
TICKER: ALB SECURITY ID: 012653101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Willam H. Hernandez | Management | For | For |
1.2 | Elect Director Luther C. Kissam, IV | Management | For | For |
1.3 | Elect Director Joseph M. Mahady | Management | For | For |
1.4 | Elect Director Jim W. Nokes | Management | For | For |
1.5 | Elect Director James J. O'Brien | Management | For | For |
1.6 | Elect Director Barry W. Perry | Management | For | For |
1.7 | Elect Director John Sherman Jr. | Management | For | For |
1.8 | Elect Director Harriett Tee Taggart | Management | For | For |
1.9 | Elect Director Anne Marie Whittemore | Management | For | For |
2 | Approve Non-Employee Director Restricted Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMDOCS LIMITED MEETING DATE: JUL 31, 2012 | ||||
TICKER: DOX SECURITY ID: G02602103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Dividends | Management | For | For |
AMDOCS LIMITED MEETING DATE: JAN 31, 2013 | ||||
TICKER: DOX SECURITY ID: G02602103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert A. Minicucci as a Director | Management | For | For |
1.2 | Elect Adrian Gardner as a Director | Management | For | For |
1.3 | Elect John T. McLennan as a Director | Management | For | For |
1.4 | Elect Simon Olswang as a Director | Management | For | For |
1.5 | Elect Zohar Zisapel as a Director | Management | For | For |
1.6 | Elect Julian A. Brodsky as a Director | Management | For | For |
1.7 | Elect Eli Gelman as a Director | Management | For | For |
1.8 | Elect James S. Kahan as a Director | Management | For | For |
1.9 | Elect Richard T.C. LeFave as a Director | Management | For | For |
1.10 | Elect Nehemia Lemelbaum as a Director | Management | For | For |
1.11 | Elect Giora Yaron as a Director | Management | For | For |
2 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
AMERICAN EAGLE OUTFITTERS, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: AEO SECURITY ID: 02553E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Hanson | Management | For | For |
1.2 | Elect Director Thomas R. Ketteler | Management | For | For |
1.3 | Elect Director Cary D. McMillan | Management | For | For |
1.4 | Elect Director David M. Sable | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMERICAN REALTY CAPITAL TRUST, INC. MEETING DATE: JAN 16, 2013 | ||||
TICKER: ARCT SECURITY ID: 02917L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
AMERICAN TOWER CORPORATION MEETING DATE: MAY 21, 2013 | ||||
TICKER: AMT SECURITY ID: 03027X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Raymond P. Dolan | Management | For | For |
1b | Elect Director Ronald M. Dykes | Management | For | For |
1c | Elect Director Carolyn F. Katz | Management | For | For |
1d | Elect Director Gustavo Lara Cantu | Management | For | For |
1e | Elect Director JoAnn A. Reed | Management | For | For |
1f | Elect Director Pamela D.A. Reeve | Management | For | For |
1g | Elect Director David E. Sharbutt | Management | For | For |
1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
1i | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Right to Call Special Meeting | Management | For | For |
AMERIPRISE FINANCIAL, INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: AMP SECURITY ID: 03076C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James M. Cracchiolo | Management | For | For |
1b | Elect Director Lon R. Greenberg | Management | For | For |
1c | Elect Director Warren D. Knowlton | Management | For | For |
1d | Elect Director W. Walker Lewis | Management | For | For |
1e | Elect Director Siri S. Marshall | Management | For | For |
1f | Elect Director Jeffery Noddle | Management | For | For |
1g | Elect Director H. Jay Sarles | Management | For | For |
1h | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
1i | Elect Director William H. Turner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
ANADARKO PETROLEUM CORPORATION MEETING DATE: MAY 14, 2013 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kevin P. Chilton | Management | For | For |
1b | Elect Director Luke R. Corbett | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Peter J. Fluor | Management | For | For |
1e | Elect Director Richard L. George | Management | For | For |
1f | Elect Director Preston M. Geren, III | Management | For | For |
1g | Elect Director Charles W. Goodyear | Management | For | For |
1h | Elect Director John R. Gordon | Management | For | For |
1i | Elect Director Eric D. Mullins | Management | For | For |
1j | Elect Director Paula Rosput Reynolds | Management | For | For |
1k | Elect Director R. A. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
ANHANGUERA EDUCACIONAL PARTICIPACOES S.A MEETING DATE: MAR 11, 2013 | ||||
TICKER: AEDU3 SECURITY ID: P0355L115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Plan | Management | For | For |
2 | Ratify Acquisition of Grupo Uniban, including Academia Paulista Anchieta Ltda (APA), Uniao Pan-Americana de Ensino S/C Ltda (UNIPAN) and Uniao Bandeirante de Educacao Ltda (UBE) | Management | For | For |
3 | Appoint Independent Firm to Appraise the Proposed Transaction | Management | For | For |
ANHANGUERA EDUCACIONAL PARTICIPACOES S.A MEETING DATE: APR 30, 2013 | ||||
TICKER: AEDU3 SECURITY ID: P0355L115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 3:1 Stock Split | Management | For | For |
2 | Amend Articles to Reflect Changes in Capital | Management | For | For |
ANHANGUERA EDUCACIONAL PARTICIPACOES S.A MEETING DATE: APR 30, 2013 | ||||
TICKER: AEDU3 SECURITY ID: P0355L115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012 | Management | For | For |
2 | Approve Capital Budget and Allocation of Income | Management | For | For |
3 | Elect Directors | Management | For | Against |
4 | Approve Remuneration of Company's Management | Management | For | For |
5 | Elect Fiscal Council Members and Approve their Remuneration | Management | For | For |
AON PLC MEETING DATE: MAY 17, 2013 | ||||
TICKER: AON SECURITY ID: G0408V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Lester B. Knight as Director | Management | For | For |
1.2 | Elect Gregory C. Case as Director | Management | For | For |
1.3 | Elect Fulvio Conti as Director | Management | For | For |
1.4 | Elect Cheryl A. Francis as Director | Management | For | For |
1.5 | Elect Edgar D. Jannotta as Director | Management | For | For |
1.6 | Elect J. Michael Losh as Director | Management | For | For |
1.7 | Elect Robert S. Morrison as Director | Management | For | For |
1.8 | Elect Richard B. Myers as Director | Management | For | For |
1.9 | Elect Richard C. Notebaert as Director | Management | For | For |
1.10 | Elect Gloria Santona as Director | Management | For | For |
1.11 | Elect Carolyn Y. Woo as Director | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Ratify Ernst and Young LLP as Aon's Auditors | Management | For | For |
4 | Ratify Ernst and Young LLP as Aon's U.K. Statutory Auditor | Management | For | For |
5 | Authorize Board to Fix Remuneration of Internal Statutory Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote to Ratify Directors' Remuneration Report | Management | For | For |
8 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
ARROW ELECTRONICS, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: ARW SECURITY ID: 042735100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry W. Perry | Management | For | For |
1.2 | Elect Director Philip K. Asherman | Management | For | For |
1.3 | Elect Director Gail E. Hamilton | Management | For | For |
1.4 | Elect Director John N. Hanson | Management | For | For |
1.5 | Elect Director Richard S. Hill | Management | For | For |
1.6 | Elect Director M.F. (Fran) Keeth | Management | For | For |
1.7 | Elect Director Andrew C. Kerin | Management | For | For |
1.8 | Elect Director Michael J. Long | Management | For | For |
1.9 | Elect Director Stephen C. Patrick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ASCENA RETAIL GROUP, INC. MEETING DATE: DEC 11, 2012 | ||||
TICKER: ASNA SECURITY ID: 04351G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Usdan | Management | For | For |
1.2 | Elect Director Randy L. Pearce | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ASHLAND INC. MEETING DATE: JAN 31, 2013 | ||||
TICKER: ASH SECURITY ID: 044209104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brendan M. Cummins | Management | For | For |
1.2 | Elect Director Mark C. Rohr | Management | For | For |
1.3 | Elect Director Janice J. Teal | Management | For | For |
1.4 | Elect Director Michael J. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
ASHMORE GROUP PLC MEETING DATE: OCT 31, 2012 | ||||
TICKER: ASHM SECURITY ID: G0609C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Michael Benson as Director | Management | For | For |
4 | Re-elect Mark Coombs as Director | Management | For | For |
5 | Re-elect Graeme Dell as Director | Management | For | For |
6 | Re-elect Nick Land as Director | Management | For | For |
7 | Re-elect Melda Donnelly as Director | Management | For | For |
8 | Elect Simon Fraser as Director | Management | For | For |
9 | Approve Remuneration Report | Management | For | For |
10 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise EU Political Donations and Expenditure | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
16 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ASML HOLDING NV MEETING DATE: SEP 07, 2012 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Announcements Re: Customer Co-Investment Program | Management | None | None |
3a | Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital Re: Customer Co-Investment Program | Management | For | For |
3b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 3a | Management | For | For |
4a | Amend Articles to Create New Share Class: Ordinary Shares M | Management | For | For |
4b | Increase Par Value per Ordinary Share | Management | For | For |
4c | Approve Reduction in Share Capital by Decreasing Nominal Value per Share | Management | For | For |
4d | Amend Articles Re: Consolidation of Ordinary Shares A at an Exchange Ratio | Management | For | For |
4e | Amend Articles to Eliminate Two Ordinary Share Classes A and M and Convert into One Ordinary Share Class | Management | For | For |
5 | Authorize each Director and any Lawyer and Paralegals from De Brauw Blackstone Westbroek NV to Execute the Notarial Deeds of Amendments | Management | For | For |
6a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
6b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a | Management | For | For |
6c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
6d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6c | Management | For | For |
7 | Other Business (Non-Voting) | Management | None | None |
8 | Close Meeting | Management | None | None |
ASML HOLDING NV MEETING DATE: APR 24, 2013 | ||||
TICKER: ASML SECURITY ID: N07059210 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
7 | Approve Dividends of EUR 0.53 Per Share | Management | For | For |
8 | Approve Remuneration Policy 2014 for Management Board Members | Management | For | For |
9a | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | For |
9b | Approve Performance Share Arrangement According to Remuneration Policy 2014 | Management | For | For |
10 | Approve Numbers of Stock Options, Respectively Shares, for Employees | Management | For | For |
11 | Announce Intention to Reappoint F.J. van Hout to Management Board | Management | None | None |
12a | Reelect H.C.J. van den Burg to Supervisory Board | Management | For | For |
12b | Reelect P.F.M. van der Meer Mohr to Supervisory Board | Management | For | For |
12c | Reelect W.H. Ziebart to Supervisory Board | Management | For | For |
12d | Elect D.A. Grose to Supervisory Board | Management | For | For |
12e | Elect C.M.S. Smits-Nusteling to Supervisory Board | Management | For | For |
13 | Announcement of Retirement of Supervisory Board Members F.W. Frohlich and OB Bilous by Rotation in 2014 | Management | None | None |
14 | Ratify Deloitte Accountants as Auditors | Management | For | For |
15a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | Management | For | For |
15b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 15a | Management | For | For |
15c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
15d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 15c | Management | For | For |
16a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
16b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
17 | Authorize Cancellation of Repurchased Shares | Management | For | For |
18 | Other Business (Non-Voting) | Management | None | None |
19 | Close Meeting | Management | None | None |
ATMOS ENERGY CORPORATION MEETING DATE: FEB 13, 2013 | ||||
TICKER: ATO SECURITY ID: 049560105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert W. Best | Management | For | For |
1b | Elect Director Kim R. Cocklin | Management | For | For |
1c | Elect Director Richard W. Douglas | Management | For | For |
1d | Elect Director Ruben E. Esquivel | Management | For | For |
1e | Elect Director Richard K. Gordon | Management | For | For |
1f | Elect Director Robert C. Grable | Management | For | For |
1g | Elect Director Thomas C. Meredith | Management | For | For |
1h | Elect Director Nancy K. Quinn | Management | For | For |
1i | Elect Director Richard A. Sampson | Management | For | For |
1j | Elect Director Stephen R. Springer | Management | For | For |
1k | Elect Director Richard Ware, II | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AUTODESK, INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: ADSK SECURITY ID: 052769106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carl Bass | Management | For | For |
1b | Elect Director Crawford W. Beveridge | Management | For | For |
1c | Elect Director J. Hallam Dawson | Management | For | For |
1d | Elect Director Thomas Georgens | Management | For | For |
1e | Elect Director Per-Kristian Halvorsen | Management | For | Against |
1f | Elect Director Mary T. McDowell | Management | For | For |
1g | Elect Director Lorrie M. Norrington | Management | For | For |
1h | Elect Director Stacy J. Smith | Management | For | For |
1i | Elect Director Steven M. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AVANIR PHARMACEUTICALS, INC. MEETING DATE: FEB 14, 2013 | ||||
TICKER: AVNR SECURITY ID: 05348P401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. Mazzo | Management | For | For |
1.2 | Elect Director Craig A. Wheeler | Management | For | For |
1.3 | Elect Director Scott M. Whitcup | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BALL CORPORATION MEETING DATE: APR 24, 2013 | ||||
TICKER: BLL SECURITY ID: 058498106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hanno C. Fiedler | Management | For | For |
1.2 | Elect Director John F. Lehman | Management | For | For |
1.3 | Elect Director Georgia R. Nelson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BED BATH & BEYOND INC. MEETING DATE: JUN 28, 2013 | ||||
TICKER: BBBY SECURITY ID: 075896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Warren Eisenberg | Management | For | For |
1b | Elect Director Leonard Feinstein | Management | For | For |
1c | Elect Director Steven H. Temares | Management | For | For |
1d | Elect Director Dean S. Adler | Management | For | For |
1e | Elect Director Stanley F. Barshay | Management | For | For |
1f | Elect Director Klaus Eppler | Management | For | For |
1g | Elect Director Patrick R. Gaston | Management | For | For |
1h | Elect Director Jordan Heller | Management | For | For |
1i | Elect Director Victoria A. Morrison | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BENCHMARK ELECTRONICS, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: BHE SECURITY ID: 08160H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Dawson | Management | For | For |
1.2 | Elect Director Gayla J. Delly | Management | For | For |
1.3 | Elect Director Peter G. Dorflinger | Management | For | For |
1.4 | Elect Director Douglas G. Duncan | Management | For | For |
1.5 | Elect Director David W. Scheible | Management | For | For |
1.6 | Elect Director Bernee D.L. Strom | Management | For | For |
1.7 | Elect Director Clay C. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 04, 2013 | ||||
TICKER: BRK.B SECURITY ID: 084670702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | For |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
1.13 | Elect Director Meryl B. Witmer | Management | For | For |
2 | Adopt Quantitative Goals for GHG and Other Air Emissions | Shareholder | Against | Abstain |
BEST BUY CO., INC. MEETING DATE: JUN 20, 2013 | ||||
TICKER: BBY SECURITY ID: 086516101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bradbury H. Anderson | Management | For | For |
1b | Elect Director Sanjay Khosla | Management | For | For |
1c | Elect Director Allen U. Lenzmeier | Management | For | For |
1d | Elect Director Hatim A. Tyabji | Management | For | For |
1e | Elect Director Russell P. Fradin | Management | For | For |
1f | Elect Director Hubert Joly | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
BMC SOFTWARE, INC. MEETING DATE: JUL 25, 2012 | ||||
TICKER: BMC SECURITY ID: 055921100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Elect Director Robert E. Beauchamp | Management | For | Against |
2 | Elect Director Jon E. Barfield | Management | For | Against |
3 | Elect Director Gary L. Bloom | Management | For | Against |
4 | Elect Director John M. Dillon | Management | For | For |
5 | Elect Director Meldon K. Gafner | Management | For | Against |
6 | Elect Director Mark J. Hawkins | Management | For | Against |
7 | Elect Director Stephan A. James | Management | For | Against |
8 | Elect Director P. Thomas Jenkins | Management | For | Against |
9 | Elect Director Louis J. Lavigne, Jr. | Management | For | Against |
10 | Elect Director Kathleen A. O'Neil | Management | For | Against |
11 | Elect Director Carl James Schaper | Management | For | For |
12 | Elect Director Tom C. Tinsley | Management | For | Against |
13 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Green Card) | ||||
1.1 | Elect Director Carl James Schaper | Shareholder | Do Not Vote | Did Not Vote |
1.2 | Elect Director Thomas E. Hogan | Shareholder | Do Not Vote | Did Not Vote |
1.3 | Elect Director John M. Dillon | Shareholder | Do Not Vote | Did Not Vote |
1.4 | Elect Director Andreas W. Mattes | Shareholder | Do Not Vote | Did Not Vote |
1.5 | Management Nominee - Robert E. Beauchamp | Shareholder | Do Not Vote | Did Not Vote |
1.6 | Management Nominee - Gary L. Bloom | Shareholder | Do Not Vote | Did Not Vote |
1.7 | Management Nominee - Mark J. Hawkins | Shareholder | Do Not Vote | Did Not Vote |
1.8 | Management Nominee - Stephan A. James | Shareholder | Do Not Vote | Did Not Vote |
1.9 | Management Nominee - P. Thomas Jenkins | Shareholder | Do Not Vote | Did Not Vote |
1.10 | Management Nominee - Louis J. Lavigne, Jr. | Shareholder | Do Not Vote | Did Not Vote |
2 | Approve Qualified Employee Stock Purchase Plan | Management | Do Not Vote | Did Not Vote |
3 | Ratify Auditors | Management | Do Not Vote | Did Not Vote |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | Did Not Vote |
5 | Repeal Any Bylaws Amendments Adopted after November 10, 2010 | Shareholder | Do Not Vote | Did Not Vote |
BOSTON PROPERTIES, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: BXP SECURITY ID: 101121101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zoe Baird Budinger | Management | For | For |
1.2 | Elect Director Carol B. Einiger | Management | For | For |
1.3 | Elect Director Jacob A. Frenkel | Management | For | For |
1.4 | Elect Director Joel I. Klein | Management | For | For |
1.5 | Elect Director Douglas T. Linde | Management | For | For |
1.6 | Elect Director Matthew J. Lustig | Management | For | For |
1.7 | Elect Director Alan J. Patricof | Management | For | For |
1.8 | Elect Director Owen D. Thomas | Management | For | For |
1.9 | Elect Director Martin Turchin | Management | For | For |
1.10 | Elect Director David A. Twardock | Management | For | For |
1.11 | Elect Director Mortimer B. Zuckerman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BPZ RESOURCES, INC. MEETING DATE: JUN 07, 2013 | ||||
TICKER: BPZ SECURITY ID: 055639108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Manuel Pablo Zuniga-Pflucker | Management | For | For |
1.2 | Elect Director John J. Lendrum, III | Management | For | For |
1.3 | Elect Director Stephen R. Brand | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA MEETING DATE: NOV 01, 2012 | ||||
TICKER: BRIN3 SECURITY ID: P1830M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of 39.99 Percent of Itax Consultoria e Corretora de Seguros de Vida Ltda | Management | For | For |
2 | Approve Acquisition of 39.99 Percent of SBX Corretora de Seguros de Vida Ltda | Management | For | For |
3 | Approve Acquisition of Pada Holding Ltda and the Issuance of 159,628 New Shares and 12 Subscription Warrants in Connection with Acquisition | Management | For | For |
BRE PROPERTIES, INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: BRE SECURITY ID: 05564E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving F. Lyons, III | Management | For | For |
1.2 | Elect Director Paula F. Downey | Management | For | For |
1.3 | Elect Director Christopher J. McGurk | Management | For | For |
1.4 | Elect Director Matthew T. Medeiros | Management | For | For |
1.5 | Elect Director Constance B. Moore | Management | For | For |
1.6 | Elect Director Jeanne R. Myerson | Management | For | For |
1.7 | Elect Director Jeffrey T. Pero | Management | For | For |
1.8 | Elect Director Thomas E. Robinson | Management | For | For |
1.9 | Elect Director Dennis E. Singleton | Management | For | For |
1.10 | Elect Director Thomas P. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
BRITVIC PLC MEETING DATE: JAN 08, 2013 | ||||
TICKER: BVIC SECURITY ID: G17387104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Matters Relating to Merger with A.G. Barr plc | Management | For | For |
BRITVIC PLC MEETING DATE: JAN 08, 2013 | ||||
TICKER: BVIC SECURITY ID: G17387104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
BROADCOM CORPORATION MEETING DATE: MAY 14, 2013 | ||||
TICKER: BRCM SECURITY ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
1.2 | Elect Director Nancy H. Handel | Management | For | For |
1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.4 | Elect Director Maria M. Klawe | Management | For | For |
1.5 | Elect Director John E. Major | Management | For | For |
1.6 | Elect Director Scott A. McGregor | Management | For | For |
1.7 | Elect Director William T. Morrow | Management | For | For |
1.8 | Elect Director Henry Samueli | Management | For | For |
1.9 | Elect Director Robert E. Switz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BROOKFIELD ASSET MANAGEMENT INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: BAM.A SECURITY ID: 112585104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marcel R. Coutu | Management | For | For |
1.2 | Elect Director Maureen Kempston Darkes | Management | For | For |
1.3 | Elect Director Lance Liebman | Management | For | For |
1.4 | Elect Director Frank J. McKenna | Management | For | For |
1.5 | Elect Director Youssef A. Nasr | Management | For | For |
1.6 | Elect Director James A. Pattison | Management | For | For |
1.7 | Elect Director Seek Ngee Huat | Management | For | For |
1.8 | Elect Director Diana L. Taylor | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
BRUNSWICK CORPORATION MEETING DATE: MAY 01, 2013 | ||||
TICKER: BC SECURITY ID: 117043109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director David C. Everitt | Management | For | For |
1.3 | Elect Director Roger J. Wood | Management | For | For |
1.4 | Elect Director Lawrence A. Zimmerman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BUNGE LIMITED MEETING DATE: MAY 24, 2013 | ||||
TICKER: BG SECURITY ID: G16962105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bernard de La Tour d'Auvergne Lauraguais | Management | For | For |
1b | Elect Director William Engels | Management | For | For |
1c | Elect Director L. Patrick Lupo | Management | For | For |
1d | Elect Director Soren Schroder | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors and Authorize Board to determine the independent auditor's fees | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CALPINE CORPORATION MEETING DATE: MAY 10, 2013 | ||||
TICKER: CPN SECURITY ID: 131347304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Cassidy | Management | For | For |
1.2 | Elect Director Jack A. Fusco | Management | For | For |
1.3 | Elect Director Robert C. Hinckley | Management | For | For |
1.4 | Elect Director Michael W. Hofmann | Management | For | For |
1.5 | Elect Director David C. Merritt | Management | For | For |
1.6 | Elect Director W. Benjamin Moreland | Management | For | For |
1.7 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
1.8 | Elect Director Denise M. O'Leary | Management | For | For |
1.9 | Elect Director J. Stuart Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CAMERON INTERNATIONAL CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: CAM SECURITY ID: 13342B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James T. Hackett | Management | For | For |
1.2 | Elect Director Michael E. Patrick | Management | For | For |
1.3 | Elect Director Jon Erik Reinhardsen | Management | For | For |
1.4 | Elect Director Bruce W. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard D. Fairbank | Management | For | For |
1b | Elect Director W. Ronald Dietz | Management | For | For |
1c | Elect Director Lewis Hay, III | Management | For | For |
1d | Elect Director Benjamin P. Jenkins, III | Management | For | For |
1e | Elect Director Peter E. Raskind | Management | For | For |
1f | Elect Director Mayo A. Shattuck, III | Management | For | For |
1g | Elect Director Bradford H. Warner | Management | For | For |
1h | Elect Director Catherine G. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4a | Reduce Supermajority Vote Requirement | Management | For | For |
4b | Reduce Supermajority Vote Requirement | Management | For | For |
4c | Reduce Supermajority Vote Requirement | Management | For | For |
CAREFUSION CORPORATION MEETING DATE: APR 15, 2013 | ||||
TICKER: CFN SECURITY ID: 14170T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Philip L. Francis | Management | For | For |
1b | Elect Director Robert F. Friel | Management | For | For |
1c | Elect Director Gregory T. Lucier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
CARLISLE COMPANIES INCORPORATED MEETING DATE: MAY 08, 2013 | ||||
TICKER: CSL SECURITY ID: 142339100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robin J. Adams | Management | For | For |
1b | Elect Director Robin S. Callahan | Management | For | For |
1c | Elect Director David A. Roberts | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CASEY'S GENERAL STORES, INC. MEETING DATE: SEP 14, 2012 | ||||
TICKER: CASY SECURITY ID: 147528103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth H. Haynie | Management | For | For |
1.2 | Elect Director William C. Kimball | Management | For | For |
1.3 | Elect Director Richard A. Wilkey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CASH AMERICA INTERNATIONAL, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: CSH SECURITY ID: 14754D100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel E. Berce | Management | For | For |
1.2 | Elect Director Jack R. Daugherty | Management | For | For |
1.3 | Elect Director Daniel R. Feehan | Management | For | For |
1.4 | Elect Director James H. Graves | Management | For | For |
1.5 | Elect Director B.D. Hunter | Management | For | For |
1.6 | Elect Director Timothy J. McKibben | Management | For | For |
1.7 | Elect Director Alfred M. Micallef | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CBRE GROUP, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: CBG SECURITY ID: 12504L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Blum | Management | For | For |
1.2 | Elect Director Brandon B. Boze | Management | For | For |
1.3 | Elect Director Curtis F. Feeny | Management | For | For |
1.4 | Elect Director Bradford M. Freeman | Management | For | For |
1.5 | Elect Director Michael Kantor | Management | For | For |
1.6 | Elect Director Frederic V. Malek | Management | For | For |
1.7 | Elect Director Jane J. Su | Management | For | For |
1.8 | Elect Director Robert E. Sulentic | Management | For | For |
1.9 | Elect Director Laura D. Tyson | Management | For | For |
1.10 | Elect Director Gary L. Wilson | Management | For | For |
1.11 | Elect Director Ray Wirta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CENTURYLINK, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: CTL SECURITY ID: 156700106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Bruce Hanks | Management | For | For |
1.2 | Elect Director C. G. Melville, Jr. | Management | For | For |
1.3 | Elect Director Fred R. Nichols | Management | For | For |
1.4 | Elect Director William A. Owens | Management | For | For |
1.5 | Elect Director Harvey P. Perry | Management | For | For |
1.6 | Elect Director Glen F. Post, III | Management | For | For |
1.7 | Elect Director Laurie A. Siegel | Management | For | For |
1.8 | Elect Director Joseph R. Zimmel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4a | Share Retention Policy | Shareholder | Against | Against |
4b | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
4c | Proxy Access | Shareholder | Against | Against |
4d | Provide for Confidential Voting | Shareholder | Against | Against |
CHECK POINT SOFTWARE TECHNOLOGIES LTD. MEETING DATE: JUN 25, 2013 | ||||
TICKER: CHKP SECURITY ID: M22465104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Six Directors | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration; Review Consolidated Financial Statements | Management | For | For |
3 | Approve Executive Compensation Policy | Management | For | For |
4 | Approve Compensation of Chairman/CEO | Management | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
CHICO'S FAS, INC. MEETING DATE: JUN 27, 2013 | ||||
TICKER: CHS SECURITY ID: 168615102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Verna K. Gibson | Management | For | For |
1.2 | Elect Director David F. Dyer | Management | For | For |
1.3 | Elect Director Janice L. Fields | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CIGNA CORPORATION MEETING DATE: APR 24, 2013 | ||||
TICKER: CI SECURITY ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Cordani | Management | For | For |
1.2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
1.3 | Elect Director Jane E. Henney | Management | For | For |
1.4 | Elect Director Donna F. Zarcone | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
CISCO SYSTEMS, INC. MEETING DATE: NOV 15, 2012 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director Marc Benioff | Management | For | For |
1c | Elect Director M. Michele Burns | Management | For | For |
1d | Elect Director Michael D. Capellas | Management | For | For |
1e | Elect Director Larry R. Carter | Management | For | For |
1f | Elect Director John T. Chambers | Management | For | For |
1g | Elect Director Brian L. Halla | Management | For | For |
1h | Elect Director John L. Hennessy | Management | For | For |
1i | Elect Director Kristina M. Johnson | Management | For | For |
1j | Elect Director Richard M. Kovacevich | Management | For | For |
1k | Elect Director Roderick C. McGeary | Management | For | For |
1l | Elect Director Arun Sarin | Management | For | For |
1m | Elect Director Steven M. West | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Eliminating Conflict Minerals from Supply Chain | Shareholder | Against | Abstain |
CIT GROUP INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: CIT SECURITY ID: 125581801 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John A. Thain | Management | For | For |
1b | Elect Director Michael J. Embler | Management | For | For |
1c | Elect Director William M. Freeman | Management | For | For |
1d | Elect Director David M. Moffett | Management | For | For |
1e | Elect Director R. Brad Oates | Management | For | For |
1f | Elect Director Marianne Miller Parrs | Management | For | For |
1g | Elect Director Gerald Rosenfeld | Management | For | For |
1h | Elect Director John R. Ryan | Management | For | For |
1i | Elect Director Seymour Sternberg | Management | For | For |
1j | Elect Director Peter J. Tobin | Management | For | For |
1k | Elect Director Laura S. Unger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CLOUD PEAK ENERGY INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: CLD SECURITY ID: 18911Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith Bailey | Management | For | For |
1.2 | Elect Director Patrick Condon | Management | For | For |
1.3 | Elect Director William Owens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
COCA-COLA ENTERPRISES, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: CCE SECURITY ID: 19122T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jan Bennink | Management | For | For |
1.2 | Elect Director John F. Brock | Management | For | For |
1.3 | Elect Director Calvin Darden | Management | For | For |
1.4 | Elect Director L. Phillip Humann | Management | For | For |
1.5 | Elect Director Orrin H. Ingram, II | Management | For | For |
1.6 | Elect Director Thomas H. Johnson | Management | For | For |
1.7 | Elect Director Suzanne B. Labarge | Management | For | For |
1.8 | Elect Director Veronique Morali | Management | For | For |
1.9 | Elect Director Andrea L. Saia | Management | For | For |
1.10 | Elect Director Garry Watts | Management | For | For |
1.11 | Elect Director Curtis R. Welling | Management | For | For |
1.12 | Elect Director Phoebe A. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
COMVERSE TECHNOLOGY, INC. MEETING DATE: OCT 10, 2012 | ||||
TICKER: CMVT SECURITY ID: 205862402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Spin-Off Agreement | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Reverse Stock Split | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
COMVERSE TECHNOLOGY, INC. MEETING DATE: FEB 04, 2013 | ||||
TICKER: CMVT SECURITY ID: 205862402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
COMVERSE, INC. MEETING DATE: JUN 27, 2013 | ||||
TICKER: CNSI SECURITY ID: 20585P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan D. Bowick | Management | For | For |
1.2 | Elect Director James Budge | Management | For | For |
1.3 | Elect Director Doron Inbar | Management | For | For |
1.4 | Elect Director Henry R. Nothhaft | Management | For | For |
1.5 | Elect Director Philippe Tartavull | Management | For | For |
1.6 | Elect Director Mark C. Terrell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CON-WAY INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: CNW SECURITY ID: 205944101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Anton | Management | For | For |
1.2 | Elect Director W. Keith Kennedy, Jr. | Management | For | For |
1.3 | Elect Director Michael J. Murray | Management | For | For |
1.4 | Elect Director Edith R. Perez | Management | For | For |
1.5 | Elect Director P. Cody Phipps | Management | For | For |
1.6 | Elect Director John C. Pope | Management | For | For |
1.7 | Elect Director William J. Schroeder | Management | For | For |
1.8 | Elect Director Douglas W. Stotlar | Management | For | For |
1.9 | Elect Director Peter W. Stott | Management | For | For |
1.10 | Elect Director Roy W. Templin | Management | For | For |
1.11 | Elect Director Chelsea C. White, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Increase in Size of Board | Management | For | For |
4 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Ratify Auditors | Management | For | For |
CONAGRA FOODS, INC. MEETING DATE: SEP 21, 2012 | ||||
TICKER: CAG SECURITY ID: 205887102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mogens C. Bay | Management | For | For |
1.2 | Elect Director Stephen G. Butler | Management | For | For |
1.3 | Elect Director Steven F. Goldstone | Management | For | For |
1.4 | Elect Director Joie A. Gregor | Management | For | For |
1.5 | Elect Director Rajive Johri | Management | For | For |
1.6 | Elect Director W.G. Jurgensen | Management | For | For |
1.7 | Elect Director Richard H. Lenny | Management | For | For |
1.8 | Elect Director Ruth Ann Marshall | Management | For | For |
1.9 | Elect Director Gary M. Rodkin | Management | For | For |
1.10 | Elect Director Andrew J. Schindler | Management | For | For |
1.11 | Elect Director Kenneth E. Stinson | Management | For | For |
2 | Ratification Of The Appointment Of Independent Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CONSTELLATION SOFTWARE INC. MEETING DATE: MAY 03, 2013 | ||||
TICKER: CSU SECURITY ID: 21037X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Brian Aune | Management | For | For |
1.2 | Elect Director Jeff Bender | Management | For | For |
1.3 | Elect Director Meredith (Sam) Hall Hayes | Management | For | For |
1.4 | Elect Director Mark Leonard | Management | For | For |
1.5 | Elect Director Ian McKinnon | Management | For | Withhold |
1.6 | Elect Director Mark Miller | Management | For | For |
1.7 | Elect Director Stephen R. Scotchmer | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CORNING INCORPORATED MEETING DATE: APR 25, 2013 | ||||
TICKER: GLW SECURITY ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Seely Brown | Management | For | For |
1.2 | Elect Director Stephanie A. Burns | Management | For | For |
1.3 | Elect Director John A. Canning, Jr. | Management | For | For |
1.4 | Elect Director Richard T. Clark | Management | For | For |
1.5 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
1.6 | Elect Director James B. Flaws | Management | For | For |
1.7 | Elect Director Kurt M. Landgraf | Management | For | For |
1.8 | Elect Director Kevin J. Martin | Management | For | For |
1.9 | Elect Director Deborah D. Rieman | Management | For | For |
1.10 | Elect Director Hansel E. Tookes, II | Management | For | For |
1.11 | Elect Director Wendell P. Weeks | Management | For | For |
1.12 | Elect Director Mark S. Wrighton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CORPORATE OFFICE PROPERTIES TRUST MEETING DATE: MAY 09, 2013 | ||||
TICKER: OFC SECURITY ID: 22002T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jay H. Shidler | Management | For | For |
1b | Elect Director Clay W. Hamlin, III | Management | For | For |
1c | Elect Director Thomas F. Brady | Management | For | For |
1d | Elect Director Robert L. Denton | Management | For | For |
1e | Elect Director Elizabeth A. Hight | Management | For | For |
1f | Elect Director David M. Jacobstein | Management | For | For |
1g | Elect Director Steven D. Kesler | Management | For | For |
1h | Elect Director Richard Szafranski | Management | For | For |
1i | Elect Director Roger A. Waesche, Jr. | Management | For | For |
1j | Elect Director Kenneth D. Wethe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COTT CORPORATION MEETING DATE: APR 30, 2013 | ||||
TICKER: BCB SECURITY ID: 22163N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Benadiba | Management | For | For |
1.2 | Elect Director George A. Burnett | Management | For | For |
1.3 | Elect Director Jerry Fowden | Management | For | For |
1.4 | Elect Director David T. Gibbons | Management | For | For |
1.5 | Elect Director Stephen H. Halperin | Management | For | For |
1.6 | Elect Director Betty Jane (BJ) Hess | Management | For | For |
1.7 | Elect Director Gregory Monahan | Management | For | For |
1.8 | Elect Director Mario Pilozzi | Management | For | For |
1.9 | Elect Director Andrew Prozes | Management | For | For |
1.10 | Elect Director Eric Rosenfeld | Management | For | For |
1.11 | Elect Director Graham Savage | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to ratify Named Executive Officer's Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
CSX CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: CSX SECURITY ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Donna M. Alvarado | Management | For | For |
1b | Elect Director John B. Breaux | Management | For | For |
1c | Elect Director Pamela L. Carter | Management | For | For |
1d | Elect Director Steven T. Halverson | Management | For | For |
1e | Elect Director Edward J. Kelly, III | Management | For | For |
1f | Elect Director Gilbert H. Lamphere | Management | For | For |
1g | Elect Director John D. McPherson | Management | For | For |
1h | Elect Director Timothy T. O'Toole | Management | For | For |
1i | Elect Director David M. Ratcliffe | Management | For | For |
1j | Elect Director Donald J. Shepard | Management | For | For |
1k | Elect Director Michael J. Ward | Management | For | For |
1l | Elect Director J.C. Watts, Jr. | Management | For | For |
1m | Elect Director J. Steven Whisler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CUMMINS INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director N. Thomas Linebarger | Management | For | For |
2 | Elect Director William I. Miller | Management | For | For |
3 | Elect Director Alexis M. Herman | Management | For | For |
4 | Elect Director Georgia R. Nelson | Management | For | For |
5 | Elect Director Carl Ware | Management | For | For |
6 | Elect Director Robert K. Herdman | Management | For | For |
7 | Elect Director Robert J. Bernhard | Management | For | For |
8 | Elect Director Franklin R. Chang Diaz | Management | For | For |
9 | Elect Director Stephen B. Dobbs | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Require Independent Board Chairman | Shareholder | Against | Against |
CVS CAREMARK CORPORATION MEETING DATE: MAY 09, 2013 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. David Brown II | Management | For | For |
1.2 | Elect Director David W. Dorman | Management | For | For |
1.3 | Elect Director Anne M. Finucane | Management | For | For |
1.4 | Elect Director Kristen Gibney Williams | Management | For | For |
1.5 | Elect Director Larry J. Merlo | Management | For | For |
1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
1.7 | Elect Director Richard J. Swift | Management | For | For |
1.8 | Elect Director William C. Weldon | Management | For | For |
1.9 | Elect Director Tony L. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Reduce Vote Requirement Under the Fair Price Provision | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
CYTEC INDUSTRIES INC. MEETING DATE: APR 18, 2013 | ||||
TICKER: CYT SECURITY ID: 232820100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Chris A. Davis | Management | For | For |
1b | Elect Director Shane D. Fleming | Management | For | For |
1c | Elect Director Louis L. Hoynes, Jr. | Management | For | For |
1d | Elect Director William P. Powell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DANONE MEETING DATE: APR 25, 2013 | ||||
TICKER: BN SECURITY ID: F12033134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.45 per Share | Management | For | For |
4 | Relect Franck Riboud as Director | Management | For | For |
5 | Relect Emmanuel Faber as Director | Management | For | For |
6 | Approve Auditors' Special Report Regarding New Related-Party Transactions | Management | For | For |
7 | Approve Transaction with J.P. Morgan | Management | For | For |
8 | Approve Severance Payment Agreement with Franck Riboud | Management | For | For |
9 | Approve Severance Payment Agreement with Emmanuel Faber | Management | For | For |
10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 800,000 | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 55.3 Million | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 23.6 Million | Management | For | For |
14 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
15 | Authorize Capital Increase of Up to EUR 15.7 Million for Future Exchange Offers | Management | For | For |
16 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
17 | Authorize Capitalization of Reserves of Up to EUR 40.7 Million for Bonus Issue or Increase in Par Value | Management | For | For |
18 | Approve Employee Stock Purchase Plan | Management | For | For |
19 | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
21 | Amend Article 5 of Bylaws Re: Company's Duration | Management | For | For |
22 | Amend Article 22.II of Bylaws Re: Proxy Voting | Management | For | For |
23 | Amend Article 24.I of Bylaws Re: Convening of General Meetings | Management | For | For |
24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
DEAN FOODS COMPANY MEETING DATE: MAY 15, 2013 | ||||
TICKER: DF SECURITY ID: 242370104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregg L. Engles | Management | For | For |
1.2 | Elect Director Tom C. Davis | Management | For | For |
1.3 | Elect Director Jim L. Turner | Management | For | For |
1.4 | Elect Director Robert T. Wiseman | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Adopt Policy to Require Suppliers to Eliminate Cattle Dehorning | Shareholder | Against | Abstain |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
DELPHI AUTOMOTIVE PLC MEETING DATE: APR 25, 2013 | ||||
TICKER: DLPH SECURITY ID: G27823106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Gary L. Cowger as a Director | Management | For | For |
1.2 | Reelect Nicholas M. Donofrio as a Director | Management | For | For |
1.3 | Reelect Mark P. Frissora as a Director | Management | For | For |
1.4 | Reelect Rajiv L. Gupta as a Director | Management | For | For |
1.5 | Reelect John A. Krol as a Director | Management | For | For |
1.6 | Reelect J. Randall MacDonald as a Director | Management | For | For |
1.7 | Reelect Sean O. Mahoney as a Director | Management | For | For |
1.8 | Reelect Rodney O'Neal as a Director | Management | For | For |
1.9 | Reelect Thomas W. Sidlik as a Director | Management | For | For |
1.10 | Reelect Bernd Wiedemann as a Director | Management | For | For |
1.11 | Reelect Lawrence A. Zimmerman as a Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DEVRY INC. MEETING DATE: NOV 07, 2012 | ||||
TICKER: DV SECURITY ID: 251893103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darren R. Huston | Management | For | For |
1.2 | Elect Director William T. Keevan | Management | For | For |
1.3 | Elect Director Lyle Logan | Management | For | For |
1.4 | Elect Director Alan G. Merten | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DIGITALGLOBE, INC. MEETING DATE: DEC 03, 2012 | ||||
TICKER: DGI SECURITY ID: 25389M877 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
DNB NOR ASA MEETING DATE: APR 30, 2013 | ||||
TICKER: DNBNOR SECURITY ID: R1812S105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Approve Remuneration of Supervisory Board, Control Committee, and Nominating Committee | Management | For | Did Not Vote |
5 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.10 per Share | Management | For | Did Not Vote |
7 | Reelect Skarholt, Andersen, Koc, Leire, Smith, Svenning, Sorensen, and Wang as Member, and Gravir, Haslestad, Landmark, and Skogsholm as New Members of Supervisory Board; Elect Deputy Members of Supervisory Board | Management | For | Did Not Vote |
8 | Elect Camilla Grieg and Karl Moursund as Members of Nominating Committee | Management | For | Did Not Vote |
9 | Reelect Frode Hassel (Chairman), Thorstein Overland, Karl Olav Hovden, and Vigdis Almestad as Members of Control Committee; Reelect Ida Johnson and Elect Agnar Langeland as Deputy Members of Control Committee | Management | For | Did Not Vote |
10 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
11a | Approve Advisory Part of Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
11b | Approve Binding Part of Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
12 | Approve Corporate Governance Statement | Management | For | Did Not Vote |
13 | Financial Structure for a New Real Economy; Financial Services Innovation; Requirements Regarding the Assignment of Roles and Impartiality; Selection of Board Members; Board Committee for Shared Financial Responsibility, Authorization and Common Interests | Shareholder | None | None |
DOUGLAS EMMETT, INC. MEETING DATE: JUN 04, 2013 | ||||
TICKER: DEI SECURITY ID: 25960P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan A. Emmett | Management | For | For |
1.2 | Elect Director Jordan L. Kaplan | Management | For | For |
1.3 | Elect Director Kenneth M. Panzer | Management | For | For |
1.4 | Elect Director Christopher H. Anderson | Management | For | For |
1.5 | Elect Director Leslie E. Bider | Management | For | For |
1.6 | Elect Director David T. Feinberg | Management | For | For |
1.7 | Elect Director Thomas E. O'Hern | Management | For | For |
1.8 | Elect Director William E. Simon, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DR PEPPER SNAPPLE GROUP, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: DPS SECURITY ID: 26138E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Adams | Management | For | For |
1.2 | Elect Director Ronald G. Rogers | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
DRESSER-RAND GROUP INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: DRC SECURITY ID: 261608103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Macaulay | Management | For | For |
1.2 | Elect Director Vincent R. Volpe, Jr. | Management | For | For |
1.3 | Elect Director Rita V. Foley | Management | For | For |
1.4 | Elect Director Louis A. Raspino | Management | For | For |
1.5 | Elect Director Philip R. Roth | Management | For | For |
1.6 | Elect Director Stephen A. Snider | Management | For | For |
1.7 | Elect Director Michael L. Underwood | Management | For | For |
1.8 | Elect Director Joseph C. Winkler, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
EASTMAN CHEMICAL COMPANY MEETING DATE: MAY 02, 2013 | ||||
TICKER: EMN SECURITY ID: 277432100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary E. Anderson | Management | For | For |
1.2 | Elect Director Brett D. Begemann | Management | For | For |
1.3 | Elect Director Stephen R. Demeritt | Management | For | For |
1.4 | Elect Director Robert M. Hernandez | Management | For | For |
1.5 | Elect Director Julie F. Holder | Management | For | For |
1.6 | Elect Director Renee J. Hornbaker | Management | For | For |
1.7 | Elect Director Lewis M. Kling | Management | For | For |
1.8 | Elect Director David W. Raisbeck | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
EATON CORPORATION PLC MEETING DATE: APR 24, 2013 | ||||
TICKER: ETN SECURITY ID: G29183103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director George S. Barrett | Management | For | For |
1b | Elect Director Todd M. Bluedorn | Management | For | For |
1c | Elect Director Christopher M. Connor | Management | For | For |
1d | Elect Director Michael J. Critelli | Management | For | For |
1e | Elect Director Alexander M. Cutler | Management | For | For |
1f | Elect Director Charles E. Golden | Management | For | For |
1g | Elect Director Linda A. Hill | Management | For | For |
1h | Elect Director Arthur E. Johnson | Management | For | For |
1i | Elect Director Ned C. Lautenbach | Management | For | For |
1j | Elect Director Deborah L. McCoy | Management | For | For |
1k | Elect Director Gregory R. Page | Management | For | For |
1l | Elect Director Gerald B. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approval of Overseas Market Purchases of the Company Shares | Management | For | For |
7 | Approve the Price Range for the Reissuance of Shares | Management | For | For |
EDISON INTERNATIONAL MEETING DATE: APR 25, 2013 | ||||
TICKER: EIX SECURITY ID: 281020107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jagjeet S. Bindra | Management | For | For |
1.2 | Elect Director Vanessa C.L. Chang | Management | For | For |
1.3 | Elect Director France A. Cordova | Management | For | For |
1.4 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1.5 | Elect Director Bradford M. Freeman | Management | For | For |
1.6 | Elect Director Luis G. Nogales | Management | For | For |
1.7 | Elect Director Ronald L. Olson | Management | For | For |
1.8 | Elect Director Richard T. Schlosberg, III | Management | For | For |
1.9 | Elect Director Thomas C. Sutton | Management | For | For |
1.10 | Elect Director Peter J. Taylor | Management | For | For |
1.11 | Elect Director Brett White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
ELAN CORPORATION PLC MEETING DATE: DEC 12, 2012 | ||||
TICKER: DRX SECURITY ID: 284131208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Demerger | Management | For | For |
ELAN CORPORATION PLC MEETING DATE: APR 12, 2013 | ||||
TICKER: DRX SECURITY ID: 284131208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Tender Offer | Management | For | For |
ELAN CORPORATION PLC MEETING DATE: MAY 30, 2013 | ||||
TICKER: DRX SECURITY ID: 284131208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3a | Reelect Robert Ingram as Director | Management | For | For |
3b | Reelect Gary Kennedy as Director | Management | For | Against |
3c | Reelect Patrick Kennedy as Director | Management | For | Against |
3d | Reelect Kelly Martin as Director | Management | For | For |
3e | Reelect Kieran McGowan as Director | Management | For | For |
3f | Reelect Kyran McLaughlin as Director | Management | For | For |
3g | Reelect Donal O'Connor as Director | Management | For | Against |
3h | Reelect Richard Pilnik as Director | Management | For | For |
3i | Reelect Andrew von Eschenbach as Director | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
6 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Approve Reduction in Share Capital | Management | For | For |
8 | Authorise Share Repurchase Program | Management | For | For |
9 | Authorise Reissuance of Repurchased Shares | Management | For | For |
10 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ELAN CORPORATION PLC MEETING DATE: JUN 17, 2013 | ||||
TICKER: DRX SECURITY ID: 284131208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Approve Theravance Transaction | Management | For | Against |
2 | Approve AOP Transaction | Management | For | Against |
3 | Approve ELND005 Transaction | Management | For | Against |
4 | Authorise Share Repurchase Program | Management | For | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Green Card) | ||||
1 | Approve Theravance Transaction | Management | Against | Did Not Vote |
2 | Approve AOP Transaction | Management | Against | Did Not Vote |
3 | Approve ELND005 Transaction | Management | Against | Did Not Vote |
4 | Authorise Share Repurchase Program | Management | Against | Did Not Vote |
EMERITUS CORPORATION MEETING DATE: MAY 29, 2013 | ||||
TICKER: ESC SECURITY ID: 291005106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley L. Baty | Management | For | For |
1.2 | Elect Director Granger Cobb | Management | For | For |
1.3 | Elect Director Richard W. Macedonia | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ENDO HEALTH SOLUTIONS INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: ENDP SECURITY ID: 29264F205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Roger H. Kimmel | Management | For | For |
1b | Elect Director Rajiv De Silva | Management | For | For |
1c | Elect Director John J. Delucca | Management | For | For |
1d | Elect Director Nancy J. Hutson | Management | For | For |
1e | Elect Director Michael Hyatt | Management | For | For |
1f | Elect Director William P. Montague | Management | For | For |
1g | Elect Director David B. Nash | Management | For | For |
1h | Elect Director Joseph C. Scodari | Management | For | For |
1i | Elect Director Jill D. Smith | Management | For | For |
1j | Elect Director William F. Spengler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ENERGEN CORPORATION MEETING DATE: APR 24, 2013 | ||||
TICKER: EGN SECURITY ID: 29265N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T. Michael Goodrich | Management | For | For |
1.2 | Elect Director Jay Grinney | Management | For | For |
1.3 | Elect Director Frances Powell Hawes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
EQT CORPORATION MEETING DATE: APR 17, 2013 | ||||
TICKER: EQT SECURITY ID: 26884L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vicky A. Bailey | Management | For | For |
1.2 | Elect Director Kenneth M. Burke | Management | For | For |
1.3 | Elect Director George L. Miles, Jr. | Management | For | For |
1.4 | Elect Director Stephen A. Thorington | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Feasibility of Prohibiting Political Contributions | Shareholder | Against | Against |
EQUITY LIFESTYLE PROPERTIES, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: ELS SECURITY ID: 29472R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip Calian | Management | For | For |
1.2 | Elect Director David Contis | Management | For | For |
1.3 | Elect Director Thomas Dobrowski | Management | For | For |
1.4 | Elect Director Thomas Heneghan | Management | For | For |
1.5 | Elect Director Marguerite Nader | Management | For | For |
1.6 | Elect Director Sheli Rosenberg | Management | For | For |
1.7 | Elect Director Howard Walker | Management | For | For |
1.8 | Elect Director Gary Waterman | Management | For | For |
1.9 | Elect Director William Young | Management | For | For |
1.10 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions and Lobbying Communications | Shareholder | Against | Abstain |
ESTERLINE TECHNOLOGIES CORPORATION MEETING DATE: MAR 06, 2013 | ||||
TICKER: ESL SECURITY ID: 297425100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul V. Haack | Management | For | For |
1.2 | Elect Director Scott E. Kuechle | Management | For | For |
1.3 | Elect Director R. Bradley Lawrence | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
EUROBANK PROPERTIES REAL ESTATE INVESTMENT COMPANY MEETING DATE: JUN 27, 2013 | ||||
TICKER: EUPRO SECURITY ID: X2379J101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Ratify Director Appointment | Management | For | For |
3 | Ratify Appointment of Members of Audit Committee | Management | For | For |
4 | Approve Discharge of Board and Auditors | Management | For | For |
5 | Approve Auditors and Fix Their Remuneration | Management | For | Abstain |
6 | Appoint Surveyors and Approve Their Fees | Management | For | Abstain |
7 | Approve Related Party Transactions | Management | For | Abstain |
8 | Authorize Board to Participate in Companies with Similar Business Interests | Management | For | For |
9 | Amend Company Articles | Management | For | For |
EVEREST RE GROUP, LTD. MEETING DATE: MAY 15, 2013 | ||||
TICKER: RE SECURITY ID: G3223R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic J. Addesso | Management | For | For |
1.2 | Elect Director John J. Amore | Management | For | For |
1.3 | Elect Director John R. Dunne | Management | For | Withhold |
1.4 | Elect Director Joseph V. Taranto | Management | For | Withhold |
1.5 | Elect Director John A. Weber | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
EXPRESS SCRIPTS HOLDING COMPANY MEETING DATE: MAY 09, 2013 | ||||
TICKER: ESRX SECURITY ID: 30219G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary G. Benanav | Management | For | For |
1b | Elect Director Maura C. Breen | Management | For | For |
1c | Elect Director William J. DeLaney | Management | For | For |
1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
1f | Elect Director Frank Mergenthaler | Management | For | For |
1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
1h | Elect Director John O. Parker, Jr. | Management | For | For |
1i | Elect Director George Paz | Management | For | For |
1j | Elect Director William L. Roper | Management | For | For |
1k | Elect Director Samuel K. Skinner | Management | For | For |
1l | Elect Director Seymour Sternberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXPRESS, INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: EXPR SECURITY ID: 30219E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sona Chawla | Management | For | For |
1.2 | Elect Director Theo Killion | Management | For | For |
1.3 | Elect Director Michael Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
5 | Ratify Auditors | Management | For | For |
EXXON MOBIL CORPORATION MEETING DATE: MAY 29, 2013 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director U.M. Burns | Management | For | For |
1.4 | Elect Director L.R. Faulkner | Management | For | For |
1.5 | Elect Director J.S. Fishman | Management | For | For |
1.6 | Elect Director H.H. Fore | Management | For | For |
1.7 | Elect Director K.C. Frazier | Management | For | For |
1.8 | Elect Director W.W. George | Management | For | For |
1.9 | Elect Director S.J. Palmisano | Management | For | For |
1.10 | Elect Director S.S. Reinemund | Management | For | For |
1.11 | Elect Director R.W. Tillerson | Management | For | For |
1.12 | Elect Director W.C. Weldon | Management | For | For |
1.13 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
8 | Study Feasibility of Prohibiting Political Contributions | Shareholder | Against | Against |
9 | Adopt Sexual Orientation Anti-bias Policy | Shareholder | Against | Against |
10 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
11 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
FAIRFAX FINANCIAL HOLDINGS LIMITED MEETING DATE: APR 11, 2013 | ||||
TICKER: FFH SECURITY ID: 303901102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony F. Griffiths | Management | For | For |
1.2 | Elect Director Robert J. Gunn | Management | For | For |
1.3 | Elect Director Alan D. Horn | Management | For | For |
1.4 | Elect Director John R.V. Palmer | Management | For | For |
1.5 | Elect Director Timothy R. Price | Management | For | For |
1.6 | Elect Director Brandon W. Sweitzer | Management | For | For |
1.7 | Elect Director V. Prem Watsa | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 29, 2013 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephan A. James | Management | For | For |
1b | Elect Director Frank R. Martire | Management | For | For |
1c | Elect Director Gary A. Norcross | Management | For | For |
1d | Elect Director James B. Stallings, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FINMECCANICA SPA MEETING DATE: MAY 29, 2013 | ||||
TICKER: FNC SECURITY ID: T4502J151 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3.1 | Replacement of Resigned Director Franco Bonferroni | Management | For | Abstain |
3.2 | Replacement of Resigned Director Giuseppe Orsi | Management | For | Abstain |
FIRST CITIZENS BANCSHARES, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: FCNCA SECURITY ID: 31946M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Alexander, Jr. | Management | For | For |
1.2 | Elect Director Victor E. Bell, III | Management | For | For |
1.3 | Elect Director Hope H. Connell | Management | For | For |
1.4 | Elect Director Hubert M. Craig, III | Management | For | For |
1.5 | Elect Director H. Lee Durham, Jr. | Management | For | For |
1.6 | Elect Director Daniel L. Heavner | Management | For | For |
1.7 | Elect Director Frank B. Holding | Management | For | For |
1.8 | Elect Director Frank B. Holding, Jr. | Management | For | For |
1.9 | Elect Director Lucius S. Jones | Management | For | For |
1.10 | Elect Director Robert E. Mason, IV | Management | For | For |
1.11 | Elect Director Robert T. Newcomb | Management | For | For |
1.12 | Elect Director James M. Parker | Management | For | For |
1.13 | Elect Director Ralph K. Shelton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
FIRST QUANTUM MINERALS LTD. MEETING DATE: MAY 07, 2013 | ||||
TICKER: FM SECURITY ID: 335934105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2.1 | Elect Director Philip K. R. Pascall | Management | For | For |
2.2 | Elect Director G. Clive Newall | Management | For | For |
2.3 | Elect Director Martin R. Rowley | Management | For | For |
2.4 | Elect Director Peter St. George | Management | For | For |
2.5 | Elect Director Andrew B. Adams | Management | For | For |
2.6 | Elect Director Michael Martineau | Management | For | For |
2.7 | Elect Director Paul Brunner | Management | For | For |
2.8 | Elect Director Michael Hanley | Management | For | For |
2.9 | Elect Director Robert Harding | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
FISERV, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: FISV SECURITY ID: 337738108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher M. Flink | Management | For | For |
1.2 | Elect Director Dennis F. Lynch | Management | For | For |
1.3 | Elect Director Kim M. Robak | Management | For | For |
1.4 | Elect Director Doyle R. Simons | Management | For | For |
1.5 | Elect Director Thomas C. Wertheimer | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: AUG 30, 2012 | ||||
TICKER: FLEX SECURITY ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect James A. Davidson as Director | Management | For | For |
1b | Reelect William D. Watkins as Director | Management | For | For |
2 | Reelect Lay Koon Tan as Director | Management | For | For |
3 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
1 | Authorize Share Repurchase Program | Management | For | For |
FOREST CITY ENTERPRISES, INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: FCE.A SECURITY ID: 345550107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director Scott S. Cowen | Management | For | For |
1.3 | Elect Director Michael P. Esposito, Jr | Management | For | For |
1.4 | Elect Director Stan Ross | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
FOREST LABORATORIES, INC. MEETING DATE: AUG 15, 2012 | ||||
TICKER: FRX SECURITY ID: 345838106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proposals (White Card) | ||||
1.1 | Elect Director Howard Solomon | Management | For | Did Not Vote |
1.2 | Elect Director Nesli Basgoz | Management | For | Did Not Vote |
1.3 | Elect Director Christopher J. Coughlin | Management | For | Did Not Vote |
1.4 | Elect Director Dan L. Goldwasser | Management | For | Did Not Vote |
1.5 | Elect Director Kenneth E. Goodman | Management | For | Did Not Vote |
1.6 | Elect Director Gerald M. Lieberman | Management | For | Did Not Vote |
1.7 | Elect Director Lawrence S. Olanoff | Management | For | Did Not Vote |
1.8 | Elect Director Lester B. Salans | Management | For | Did Not Vote |
1.9 | Elect Director Brenton L. Saunders | Management | For | Did Not Vote |
1.10 | Elect Director Peter J. Zimetbaum | Management | For | Did Not Vote |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
3 | Ratify Auditors | Management | For | Did Not Vote |
4 | Adopt Proxy Access Right | Shareholder | Against | Did Not Vote |
5 | Repeal Any Bylaws Amendments Implemented on or after June 18, 2012 | Shareholder | Against | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Eric J. Ende | Shareholder | For | Withhold |
1.2 | Elect Director Pierre Legault | Shareholder | For | For |
1.3 | Elect Director Andrew J. Fromkin | Shareholder | For | Withhold |
1.4 | Elect Director Daniel A. Ninivaggi | Shareholder | For | For |
1.5 | Management Nominee - Howard Solomon | Shareholder | For | For |
1.6 | Management Nominee - Nesli Basgoz | Shareholder | For | For |
1.7 | Management Nominee - Christopher J. Coughlin | Shareholder | For | For |
1.8 | Management Nominee - Gerald M. Lieberman | Shareholder | For | For |
1.9 | Management Nominee - Brenton L. Saunders | Shareholder | For | For |
1.10 | Management Nominee - Peter J. Zimetbaum | Shareholder | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Proxy Access Right | Shareholder | Abstain | Against |
5 | Repeal Any Bylaws Amendments Implemented on or after June 18, 2012 | Shareholder | For | For |
FORESTAR GROUP INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: FOR SECURITY ID: 346233109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jamed M. DeCosmo | Management | For | For |
1.2 | Elect Director Kenneth M. Jashrow, II | Management | For | For |
1.3 | Elect Director James A. Johnson | Management | For | For |
1.4 | Elect Director Charles W. Matthews | Management | For | For |
1.5 | Elect Director Richard M. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FOSTER WHEELER AG MEETING DATE: MAY 02, 2013 | ||||
TICKER: FWLT SECURITY ID: H27178104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Steven J. Demetriou as Director | Management | For | For |
1.2 | Elect John M. Malcolm as Director | Management | For | For |
1.3 | Elect Stephanie S. Newby as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
3 | Ratify BDO AG as Special Auditor | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Accept Financial Statements and Statutory Reports | Management | For | For |
7 | Approve Discharge of Board and Senior Management | Management | For | For |
8 | Approve CHF 1.56 Million Ordinary Capital Increase | Management | For | For |
9 | Approve CHF 12,778,287 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE EXTRAORDINARY GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
FREESCALE SEMICONDUCTOR, LTD. MEETING DATE: APR 30, 2013 | ||||
TICKER: FSL SECURITY ID: G3727Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chinh E. Chu | Management | For | Withhold |
1.2 | Elect Director John T. Dickson | Management | For | For |
1.3 | Elect Director Daniel J. Heneghan | Management | For | For |
1.4 | Elect Director Thomas H. Lister | Management | For | For |
1.5 | Elect Director Gregg A. Lowe | Management | For | For |
1.6 | Elect Director John W. Marren | Management | For | For |
1.7 | Elect Director J. Daniel McCranie | Management | For | For |
1.8 | Elect Director James A. Quella | Management | For | For |
1.9 | Elect Director Peter Smitham | Management | For | For |
1.10 | Elect Director Gregory L. Summe | Management | For | For |
1.11 | Elect Director Claudius E. Watts, IV | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FRONTIER COMMUNICATIONS CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: FTR SECURITY ID: 35906A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leroy T. Barnes, Jr. | Management | For | For |
1.2 | Elect Director Peter C.B. Bynoe | Management | For | For |
1.3 | Elect Director Jeri B. Finard | Management | For | For |
1.4 | Elect Director Edward Fraioli | Management | For | For |
1.5 | Elect Director James S. Kahan | Management | For | For |
1.6 | Elect Director Pamela D.A. Reeve | Management | For | For |
1.7 | Elect Director Howard L. Schrott | Management | For | For |
1.8 | Elect Director Larraine D. Segil | Management | For | For |
1.9 | Elect Director Mark Shapiro | Management | For | For |
1.10 | Elect Director Myron A. Wick, III | Management | For | For |
1.11 | Elect Director Mary Agnes Wilderotter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Ratify Auditors | Management | For | For |
FTI CONSULTING, INC. MEETING DATE: JUN 05, 2013 | ||||
TICKER: FCN SECURITY ID: 302941109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brenda J. Bacon | Management | For | For |
1.2 | Elect Director Denis J. Callaghan | Management | For | For |
1.3 | Elect Director Claudio Costamagna | Management | For | For |
1.4 | Elect Director James W. Crownover | Management | For | For |
1.5 | Elect Director Jack B. Dunn, IV | Management | For | For |
1.6 | Elect Director Vernon Ellis | Management | For | For |
1.7 | Elect Director Gerard E. Holthaus | Management | For | For |
1.8 | Elect Director Marc Holtzman | Management | For | For |
1.9 | Elect Director Dennis J. Shaughnessy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FUGRO NV MEETING DATE: MAY 08, 2013 | ||||
TICKER: FUR SECURITY ID: N3385Q197 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board and Supervisory Board (Non-Voting) | Management | None | None |
3 | Adopt Financial Statements | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Approve Dividends of EUR 2.00 Per Share | Management | For | For |
7a | Reelect M. Helmes to Supervisory Board | Management | For | For |
7b | Elect J.C.M. Schonfeld to Supervisory Board | Management | For | For |
8 | Elect S.J. Thomson to Executive Board | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10a) | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
10b) | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10a | Management | For | For |
11 | Other Business (Non-Voting) | Management | None | None |
12 | Close Meeting | Management | None | None |
GEA GROUP AG MEETING DATE: APR 18, 2013 | ||||
TICKER: G1A SECURITY ID: D28304109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0,55 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2013 | Management | For | For |
GEM DIAMONDS LTD MEETING DATE: JUN 11, 2013 | ||||
TICKER: GEMD SECURITY ID: G37959106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5 | Re-elect Clifford Elphick as Director | Management | For | For |
6 | Re-elect Gavin Beevers as Director | Management | For | For |
7 | Re-elect Dave Elzas as Director | Management | For | For |
8 | Re-elect Mike Salamon as Director | Management | For | For |
9 | Re-elect Richard Williams as Director | Management | For | For |
10 | Re-elect Alan Ashworth as Director | Management | For | For |
11 | Re-elect Glenn Turner as Director | Management | For | For |
12 | Re-elect Roger Davis as Director | Management | For | For |
13 | Elect Michael Michael as Director | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
GENERAL CABLE CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: BGC SECURITY ID: 369300108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory B. Kenny | Management | For | For |
1.2 | Elect Director Gregory E. Lawton | Management | For | For |
1.3 | Elect Director Craig P. Omtvedt | Management | For | For |
1.4 | Elect Director Patrick M. Prevost | Management | For | For |
1.5 | Elect Director Robert L. Smialek | Management | For | For |
1.6 | Elect Director John E. Welsh, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
GENERAL DYNAMICS CORPORATION MEETING DATE: MAY 01, 2013 | ||||
TICKER: GD SECURITY ID: 369550108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary T. Barra | Management | For | Against |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director James S. Crown | Management | For | Against |
1.4 | Elect Director William P. Fricks | Management | For | Against |
1.5 | Elect Director Paul G. Kaminski | Management | For | Against |
1.6 | Elect Director John M. Keane | Management | For | For |
1.7 | Elect Director Lester L. Lyles | Management | For | For |
1.8 | Elect Director Phebe N. Novakovic | Management | For | For |
1.9 | Elect Director William A. Osborn | Management | For | Against |
1.10 | Elect Director Robert Walmsley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Review and Assess Human Rights Policy | Shareholder | Against | Abstain |
GILDAN ACTIVEWEAR INC. MEETING DATE: FEB 07, 2013 | ||||
TICKER: GIL SECURITY ID: 375916103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Anderson | Management | For | For |
1.2 | Elect Director Glenn J. Chamandy | Management | For | For |
1.3 | Elect Director Russell Goodman | Management | For | For |
1.4 | Elect Director George Heller | Management | For | For |
1.5 | Elect Director Sheila O'Brien | Management | For | For |
1.6 | Elect Director Pierre Robitaille | Management | For | For |
1.7 | Elect Director James R. Scarborough | Management | For | For |
1.8 | Elect Director Richard P. Strubel | Management | For | For |
1.9 | Elect Director Gonzalo F. Valdes-Fauli | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
GLOBAL PAYMENTS INC. MEETING DATE: SEP 19, 2012 | ||||
TICKER: GPN SECURITY ID: 37940X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alex W. Hart | Management | For | For |
1.2 | Elect Director William I Jacobs | Management | For | For |
1.3 | Elect Director Alan M. Silberstein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
GOVERNOR AND COMPANY OF THE BANK OF IRELAND MEETING DATE: APR 24, 2013 | ||||
TICKER: BIR SECURITY ID: G49374146 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3.1a | Elect Archie Kane as Director | Management | For | For |
3.1b | Elect Wilbur Ross Jr. as Director | Management | For | For |
3.1c | Elect Prem Watsa as Director | Management | For | For |
3.2a | Reelect Kent Atkinson as Director | Management | For | For |
3.2b | Reelect Richie Boucher as Director | Management | For | For |
3.2c | Reelect Pat Butler Director | Management | For | For |
3.2d | Reelect Patrick Haren as Director | Management | For | For |
3.2e | Reelect Andrew Keating as Director | Management | For | For |
3.2f | Reelect Patrick Kennedy as Director | Management | For | For |
3.2g | Relect Patrick Mulvihill as Director | Management | For | For |
3.2h | Relect Patrick O'Sullivan as Director | Management | For | For |
3.3 | Elect Davida Marston as Director | Management | For | For |
4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
5 | Authorise Reissuance of Repurchased Shares | Management | For | For |
6 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Cash | Management | For | For |
7 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights Other than for Cash | Management | For | For |
8 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
GREENLIGHT CAPITAL RE, LTD. MEETING DATE: APR 30, 2013 | ||||
TICKER: GLRE SECURITY ID: G4095J109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Alan Brooks as GLRE Director | Management | For | For |
1b | Elect David Einhorn as GLRE Director | Management | For | For |
1c | Elect Leonard Goldberg as GLRE Director | Management | For | For |
1d | Elect Barton Hedges as GLRE Director | Management | For | For |
1e | Elect Ian Isaacs as GLRE Director | Management | For | For |
1f | Elect Frank Lackner as GLRE Director | Management | For | For |
1g | Elect Bryan Murphy as GLRE Director | Management | For | For |
1h | Elect Joseph Platt as GLRE Director | Management | For | For |
2a | Elect Alan Brooks as Greenlight Re Subsidiary Director | Management | For | For |
2b | Elect David Einhorn as Greenlight Re Subsidiary Director | Management | For | For |
2c | Elect Leonard Goldberg as Greenlight Re Subsidiary Director | Management | For | For |
2d | Elect Barton Hedges as Greenlight Re Subsidiary Director | Management | For | For |
2e | Elect Ian Isaacs as Greenlight Re Subsidiary Director | Management | For | For |
2f | Elect Frank Lackner as Greenlight Re Subsidiary Director | Management | For | For |
2g | Elect Bryan Murphy as Greenlight Re Subsidiary Director | Management | For | For |
2h | Elect Joseph Platt as Greenlight Re Subsidiary Director | Management | For | For |
3a | Elect Leonard Goldberg as GRIL Subsidiary Director | Management | For | For |
3b | Elect Philip Harkin as GRIL Subsidiary Director | Management | For | For |
3c | Elect Barton Hedges as GRIL Subsidiary Director | Management | For | For |
3d | Elect Frank Lackner as GRIL Subsidiary Director | Management | For | For |
3e | Elect Caryl Traynor as GRIL Subsidiary Director | Management | For | For |
3f | Elect Brendan Tuohy as GRIL Subsidiary Director | Management | For | For |
4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
5 | Ratify BDO Cayman Ltd. as Auditors of Greenlight Re | Management | For | For |
6 | Ratify BDO, Registered Auditors as Auditors of GRIL | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HALLIBURTON COMPANY MEETING DATE: MAY 15, 2013 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan M. Bennett | Management | For | For |
1.2 | Elect Director James R. Boyd | Management | For | For |
1.3 | Elect Director Milton Carroll | Management | For | For |
1.4 | Elect Director Nance K. Dicciani | Management | For | For |
1.5 | Elect Director Murry S. Gerber | Management | For | For |
1.6 | Elect Director Jose C. Grubisich | Management | For | For |
1.7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
1.8 | Elect Director David J. Lesar | Management | For | For |
1.9 | Elect Director Robert A. Malone | Management | For | For |
1.10 | Elect Director J. Landis Martin | Management | For | For |
1.11 | Elect Director Debra L. Reed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
HARLEY-DAVIDSON, INC. MEETING DATE: APR 27, 2013 | ||||
TICKER: HOG SECURITY ID: 412822108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry K. Allen | Management | For | For |
1.2 | Elect Director R. John Anderson | Management | For | For |
1.3 | Elect Director Richard R. Beattie | Management | For | For |
1.4 | Elect Director Martha F. Brooks | Management | For | For |
1.5 | Elect Director Michael J. Cave | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Donald A. James | Management | For | For |
1.8 | Elect Director Sara L. Levinson | Management | For | For |
1.9 | Elect Director N. Thomas Linebarger | Management | For | For |
1.10 | Elect Director George L. Miles, Jr. | Management | For | For |
1.11 | Elect Director James A. Norling | Management | For | For |
1.12 | Elect Director Keith E. Wandell | Management | For | For |
1.13 | Elect Director Jochen Zeitz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED MEETING DATE: DEC 05, 2012 | ||||
TICKER: HAR SECURITY ID: 413086109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jiren Liu | Management | For | For |
1b | Elect Director Edward H. Meyer | Management | For | For |
1c | Elect Director Dinesh C. Paliwal | Management | For | For |
1d | Elect Director Hellene S. Runtagh | Management | For | For |
1e | Elect Director Frank Sklarsky | Management | For | For |
1f | Elect Director Gary G. Steel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HARSCO CORPORATION MEETING DATE: APR 23, 2013 | ||||
TICKER: HSC SECURITY ID: 415864107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director P.K. Decker | Management | For | For |
1.2 | Elect Director J.F. Earl | Management | For | For |
1.3 | Elect DirectorK. G. Eddy | Management | For | For |
1.4 | Elect Director D. C. Everitt | Management | For | For |
1.5 | Elect Director S. E. Graham | Management | For | For |
1.6 | Elect Director T. D. Growcock | Management | For | For |
1.7 | Elect Director H. W. Knueppel | Management | For | For |
1.8 | Elect Director J. M. Loree | Management | For | For |
1.9 | Elect Director A. J. Sordoni, III | Management | For | For |
1.10 | Elect Director R. C. Wilburn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
HAWAIIAN ELECTRIC INDUSTRIES, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: HE SECURITY ID: 419870100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas B. Fargo | Management | For | For |
1.2 | Elect Director Kelvin H. Taketa | Management | For | For |
1.3 | Elect Director Jeffrey N. Watanabe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HEALTH CARE REIT, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: HCN SECURITY ID: 42217K106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Ballard, Jr. | Management | For | For |
1.2 | Elect Director George L. Chapman | Management | For | For |
1.3 | Elect Director Thomas J. DeRosa | Management | For | For |
1.4 | Elect Director Jeffrey H. Donahue | Management | For | For |
1.5 | Elect Director Peter J. Grua | Management | For | For |
1.6 | Elect Director Fred S. Klipsch | Management | For | For |
1.7 | Elect Director Sharon M. Oster | Management | For | For |
1.8 | Elect Director Jeffrey R. Otten | Management | For | For |
1.9 | Elect Director Judith C. Pelham | Management | For | For |
1.10 | Elect Director R. Scott Trumbull | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
HEALTH MANAGEMENT ASSOCIATES, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: HMA SECURITY ID: 421933102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Schoen | Management | For | For |
1.2 | Elect Director Gary D. Newsome | Management | For | For |
1.3 | Elect Director Kent P. Dauten | Management | For | For |
1.4 | Elect Director Pascal J. Goldschmidt | Management | For | For |
1.5 | Elect Director Donald E. Kiernan | Management | For | For |
1.6 | Elect Director Robert A. Knox | Management | For | For |
1.7 | Elect Director Vicki A. O'Meara | Management | For | For |
1.8 | Elect Director William C. Steere, Jr. | Management | For | For |
1.9 | Elect Director Randolph W. Westerfield | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Sustainability | Shareholder | Against | Abstain |
HERITAGE FINANCIAL CORPORATION MEETING DATE: MAY 01, 2013 | ||||
TICKER: HFWA SECURITY ID: 42722X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian S. Charneski | Management | For | For |
1.2 | Elect Director Gary B. Christensen | Management | For | For |
1.3 | Elect Director John A. Clees | Management | For | For |
1.4 | Elect Director Kimberly T. Ellwanger | Management | For | For |
1.5 | Elect Director Brian L. Vance | Management | For | For |
1.6 | Elect Director Ann Watson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 20, 2013 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Shumeet Banerji | Management | For | For |
1.3 | Elect Director Rajiv L. Gupta | Management | For | For |
1.4 | Elect Director John H. Hammergren | Management | For | For |
1.5 | Elect Director Raymond J. Lane | Management | For | For |
1.6 | Elect Director Ann M. Livermore | Management | For | For |
1.7 | Elect Director Gary M. Reiner | Management | For | For |
1.8 | Elect Director Patricia F. Russo | Management | For | For |
1.9 | Elect Director G. Kennedy Thompson | Management | For | For |
1.10 | Elect Director Margaret C. Whitman | Management | For | For |
1.11 | Elect Director Ralph V. Whitworth | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Proxy Access Right | Management | For | Against |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Establish Environmental/Social Issue Board Committee | Shareholder | Against | Against |
7 | Amend Human Rights Policies | Shareholder | Against | Abstain |
8 | Stock Retention/Holding Period | Shareholder | Against | Against |
HILLTOP HOLDINGS INC. MEETING DATE: SEP 20, 2012 | ||||
TICKER: HTH SECURITY ID: 432748101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
HOLOGIC, INC. MEETING DATE: MAR 11, 2013 | ||||
TICKER: HOLX SECURITY ID: 436440101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David R. LaVance, Jr. | Management | For | For |
1.2 | Elect Director Robert A. Cascella | Management | For | For |
1.3 | Elect Director Glenn P. Muir | Management | For | For |
1.4 | Elect Director Sally W. Crawford | Management | For | For |
1.5 | Elect Director Nancy L. Leaming | Management | For | For |
1.6 | Elect Director Lawrence M. Levy | Management | For | For |
1.7 | Elect Director Christiana Stamoulis | Management | For | For |
1.8 | Elect Director Elaine S. Ullian | Management | For | For |
1.9 | Elect Director Wayne Wilson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HOSPIRA, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: HSP SECURITY ID: 441060100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Connie R. Curran | Management | For | For |
1b | Elect Director William G. Dempsey | Management | For | For |
1c | Elect Director Dennis M. Fenton | Management | For | For |
1d | Elect Director Heino von Prondzynski | Management | For | For |
1e | Elect Director Mark F. Wheeler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
HUMANA INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: HUM SECURITY ID: 444859102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bruce D. Broussard | Management | For | For |
1b | Elect Director Frank A. D'Amelio | Management | For | For |
1c | Elect Director W. Roy Dunbar | Management | For | Against |
1d | Elect Director Kurt J. Hilzinger | Management | For | For |
1e | Elect Director David A. Jones, Jr. | Management | For | For |
1f | Elect Director Michael B. McCallister | Management | For | For |
1g | Elect Director William J. McDonald | Management | For | Against |
1h | Elect Director William E. Mitchell | Management | For | For |
1i | Elect Director David B. Nash | Management | For | For |
1j | Elect Director James J. O'Brien | Management | For | For |
1k | Elect Director Marissa T. Peterson | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
IMPAX LABORATORIES, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: IPXL SECURITY ID: 45256B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie Z. Benet | Management | For | Withhold |
1.2 | Elect Director Robert L. Burr | Management | For | Withhold |
1.3 | Elect Director Allen Chao | Management | For | Withhold |
1.4 | Elect Director Nigel Ten Fleming | Management | For | Withhold |
1.5 | Elect Director Larry Hsu | Management | For | Withhold |
1.6 | Elect Director Michael Markbreiter | Management | For | Withhold |
1.7 | Elect Director Peter R. Terreri | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INGERSOLL-RAND PLC MEETING DATE: JUN 06, 2013 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ann C. Berzin | Management | For | For |
1b | Elect Director John Bruton | Management | For | For |
1c | Elect Director Jared L. Cohon | Management | For | For |
1d | Elect Director Gary D. Forsee | Management | For | For |
1e | Elect Director Edward E. Hagenlocker | Management | For | For |
1f | Elect Director Constance J. Horner | Management | For | For |
1g | Elect Director Michael W. Lamach | Management | For | For |
1h | Elect Director Theodore E. Martin | Management | For | For |
1i | Elect Director Nelson Peltz | Management | For | For |
1j | Elect Director John P. Surma | Management | For | For |
1k | Elect Director Richard J. Swift | Management | For | For |
1l | Elect Director Tony L. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend the Company's Articles of Association to Give the Board of Directors Authority to Declare Non-Cash Dividends | Management | For | For |
6 | Capital Reduction and Creation of Distributable Reserves | Management | For | For |
7 | Amend the Company's Articles of Association to Expand the Authority to Execute Instruments of Transfer | Management | For | For |
8 | Amend the Company's Articles of Association to Provide for Escheatment in Accordance with U.S. Laws | Management | For | For |
INGREDION INCORPORATED MEETING DATE: MAY 15, 2013 | ||||
TICKER: INGR SECURITY ID: 457187102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard J. Almeida | Management | For | For |
1b | Elect Director Luis Aranguren-Trellez | Management | For | For |
1c | Elect Director David B. Fischer | Management | For | For |
1d | Elect Director Ilene S. Gordon | Management | For | For |
1e | Elect Director Paul Hanrahan | Management | For | For |
1f | Elect Director Wayne M. Hewett | Management | For | For |
1g | Elect Director Gregory B. Kenny | Management | For | For |
1h | Elect Director Barbara A. Klein | Management | For | For |
1i | Elect Director James M. Ringler | Management | For | For |
1j | Elect Director Dwayne A. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INTERCONTINENTALEXCHANGE, INC. MEETING DATE: MAY 17, 2013 | ||||
TICKER: ICE SECURITY ID: 45865V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charles R. Crisp | Management | For | For |
1b | Elect Director Jean-Marc Forneri | Management | For | For |
1c | Elect Director Judd A. Gregg | Management | For | For |
1d | Elect Director Fred W. Hatfield | Management | For | For |
1e | Elect Director Terrence F. Martell | Management | For | For |
1f | Elect Director Callum McCarthy | Management | For | For |
1g | Elect Director Robert Reid | Management | For | For |
1h | Elect Director Frederic V. Salerno | Management | For | For |
1i | Elect Director Jeffrey C. Sprecher | Management | For | For |
1j | Elect Director Judith A. Sprieser | Management | For | For |
1k | Elect Director Vincent Tese | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Non-Employee Director Stock Option Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
INTERCONTINENTALEXCHANGE, INC. MEETING DATE: JUN 03, 2013 | ||||
TICKER: ICE SECURITY ID: 45865V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2A | Increase Authorized Preferred and Common Stock | Management | For | Against |
2B | Approve Stock Ownership Limitations | Management | For | Against |
2C | Provisions Related to Disqualification of Officers and Directors and Certain Powers of the Board of Directors | Management | For | For |
2D | Provisions Related to Considerations of the Board of Directors | Management | For | For |
2E | Amend ICE Group Certificate of Incorporation | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
INTERSIL CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: ISIL SECURITY ID: 46069S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Necip Sayiner | Management | For | For |
1.2 | Elect Director Donald Macleod | Management | For | For |
1.3 | Elect Director Robert W. Conn | Management | For | For |
1.4 | Elect Director James V. Diller | Management | For | For |
1.5 | Elect Director Gary E. Gist | Management | For | For |
1.6 | Elect Director Mercedes Johnson | Management | For | For |
1.7 | Elect Director Gregory Lang | Management | For | For |
1.8 | Elect Director Jan Peeters | Management | For | For |
1.9 | Elect Director Robert N. Pokelwaldt | Management | For | For |
1.10 | Elect Director James A. Urry | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTRUM JUSTITIA AB MEETING DATE: APR 24, 2013 | ||||
TICKER: IJ SECURITY ID: W4662R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7a | Receive Report on the Work of the Board | Management | None | None |
7b | Receive President's Report | Management | None | None |
8 | Receive Financial Statements and Statutory Reports | Management | None | None |
9 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
10 | Approve Allocation of Income and Dividends of SEK 5.00 per Share | Management | For | Did Not Vote |
11 | Approve Discharge of Board and President | Management | For | Did Not Vote |
12 | Determine Number of Members (8) and Deputy Members (0) of Board; Receive Report from Nominating Committee | Management | For | Did Not Vote |
13 | Approve Remuneration of Directors in the Amount of SEK 770,000 for Chairman, and SEK 320,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Reelect Lars Lundquist (Chair), Matts Ekman, Joakim Rubin, Charlotte Stromberg, Fredrik Tragardh and Joakim Westh as Directors; Elect Synnove Trygg and Magnus Yngen as New Directors | Management | For | Did Not Vote |
15 | Ratify Ernst & Young AB as Auditors | Management | For | Did Not Vote |
16 | Authorize Representatives Five of Company's Largest Shareholders, and One Additional Co-Opted Member to Serve on Nominating Committee | Management | For | Did Not Vote |
17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
18 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
19 | Close Meeting | Management | None | None |
INVESCO LTD. MEETING DATE: MAY 16, 2013 | ||||
TICKER: IVZ SECURITY ID: G491BT108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph R. Canion | Management | For | For |
1.2 | Elect Director Edward P. Lawrence | Management | For | For |
1.3 | Elect Director Phoebe A. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ITC HOLDINGS CORP. MEETING DATE: APR 16, 2013 | ||||
TICKER: ITC SECURITY ID: 465685105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Issue Shares in Connection with Acquisition | Management | For | For |
4 | Advisory Vote on Golden Parachutes | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
ITC HOLDINGS CORP. MEETING DATE: MAY 15, 2013 | ||||
TICKER: ITC SECURITY ID: 465685105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher H. Franklin | Management | For | For |
1.2 | Elect Director Edward G. Jepsen | Management | For | For |
1.3 | Elect Director William J. Museler | Management | For | For |
1.4 | Elect Director Hazel R. O'Leary | Management | For | For |
1.5 | Elect Director Thomas G. Stephens | Management | For | For |
1.6 | Elect Director G. Bennett Stewart, III | Management | For | For |
1.7 | Elect Director Lee C. Stewart | Management | For | For |
1.8 | Elect Director J.C. Watts, Jr. | Management | For | For |
1.9 | Elect Director Joseph L. Welch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
ITT CORPORATION MEETING DATE: MAY 07, 2013 | ||||
TICKER: ITT SECURITY ID: 450911201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Denise L. Ramos | Management | For | For |
1b | Elect Director Frank T. MacInnis | Management | For | For |
1c | Elect Director Orlando D. Ashford | Management | For | For |
1d | Elect Director Peter D'Aloia | Management | For | For |
1e | Elect Director Donald DeFosset, Jr. | Management | For | For |
1f | Elect Director Christina A. Gold | Management | For | For |
1g | Elect Director Richard P. Lavin | Management | For | For |
1h | Elect Director Donald J. Stebbins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
JABIL CIRCUIT, INC. MEETING DATE: JAN 24, 2013 | ||||
TICKER: JBL SECURITY ID: 466313103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martha F. Brooks | Management | For | For |
1.2 | Elect Director Mel S. Lavitt | Management | For | For |
1.3 | Elect Director Timothy L. Main | Management | For | For |
1.4 | Elect Director Mark T. Mondello | Management | For | For |
1.5 | Elect Director Lawrence J. Murphy | Management | For | For |
1.6 | Elect Director Frank A. Newman | Management | For | For |
1.7 | Elect Director Steven A. Raymund | Management | For | For |
1.8 | Elect Director Thomas A. Sansone | Management | For | For |
1.9 | Elect Director David M. Stout | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Other Business | Management | For | Against |
JARDEN CORPORATION MEETING DATE: MAY 30, 2013 | ||||
TICKER: JAH SECURITY ID: 471109108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ian G. H. Ashken | Management | For | For |
1.2 | Elect Director William P. Lauder | Management | For | For |
1.3 | Elect Director Robert L. Wood | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
JAZZ PHARMACEUTICALS PLC MEETING DATE: JUL 27, 2012 | ||||
TICKER: JAZZ SECURITY ID: G50871105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kenneth W. O'Keefe | Management | For | For |
2 | Elect Director Alan M. Sebulsky | Management | For | For |
3 | Elect Director Catherine A. Sohn | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
JDA SOFTWARE GROUP, INC. MEETING DATE: NOV 13, 2012 | ||||
TICKER: JDAS SECURITY ID: 46612K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Michael Gullard | Management | For | For |
1.2 | Elect Director Richard Haddrill | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Restricted Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
JOS. A. BANK CLOTHIERS, INC. MEETING DATE: JUN 21, 2013 | ||||
TICKER: JOSB SECURITY ID: 480838101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Ferstl | Management | For | Against |
1.2 | Elect Director Sidney H. Ritman | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
JPMORGAN CHASE & CO. MEETING DATE: MAY 21, 2013 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James A. Bell | Management | For | For |
1b | Elect Director Crandall C.Bowles | Management | For | For |
1c | Elect Director Stephen B. Burke | Management | For | For |
1d | Elect Director David M. Cote | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Ellen V. Futter | Management | For | For |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
KABEL DEUTSCHLAND HOLDING AG MEETING DATE: OCT 11, 2012 | ||||
TICKER: KD8 SECURITY ID: D6424C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011/2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2011/2012 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011/2012 | Management | For | For |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2012/2013 | Management | For | For |
6a | Elect Antoinette Aris to the Supervisory Board | Management | For | For |
6b | Elect Catherine Muehlemann to the Supervisory Board | Management | For | For |
6c | Elect Paul Stodden to the Supervisory Board | Management | For | For |
6d | Elect Torsten Winkler to the Supervisory Board | Management | For | For |
7 | Approve Affiliation Agreement with Subsidiary Kabel Deutschland Vertrieb und Service GmbH | Management | For | For |
KENNEDY-WILSON HOLDINGS, INC. MEETING DATE: JUN 20, 2013 | ||||
TICKER: KW SECURITY ID: 489398107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cathy Hendrickson | Management | For | For |
1.2 | Elect Director Stanley R. Zax | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KOHL'S CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: KSS SECURITY ID: 500255104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter Boneparth | Management | For | For |
1b | Elect Director Steven A. Burd | Management | For | For |
1c | Elect Director Dale E. Jones | Management | For | For |
1d | Elect Director Kevin Mansell | Management | For | For |
1e | Elect Director John E. Schlifske | Management | For | For |
1f | Elect Director Frank V. Sica | Management | For | For |
1g | Elect Director Peter M. Sommerhauser | Management | For | For |
1h | Elect Director Stephanie A. Streeter | Management | For | For |
1i | Elect Director Nina G. Vaca | Management | For | For |
1j | Elect Director Stephen E. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Policy on Animal Cruelty | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
KONINKLIJKE PHILIPS ELECTRONICS MEETING DATE: MAY 03, 2013 | ||||
TICKER: PHGFF SECURITY ID: N6817P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | President's Speech | Management | None | None |
2a | Adopt Financial Statements | Management | For | For |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Approve Dividends of EUR 0.75 Per Share | Management | For | For |
2d | Approve Discharge of Management Board | Management | For | For |
2e | Approve Discharge of Supervisory Board | Management | For | For |
3a | Reelect C.A. Poon to Supervisory Board | Management | For | For |
3b | Reelect J.J. Schiro to Supervisory Board | Management | For | For |
3c | Reelect J. van der Veer to Supervisory Board | Management | For | For |
4a | Amend Long-Term Incentive Plan | Management | For | For |
4b | Approve Performance Share and Performance Stock Option Grants | Management | For | For |
5 | Change Company Name to Koninklijke Philips N.V. | Management | For | For |
6a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
6b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a | Management | For | For |
7 | Authorize Repurchase of Shares | Management | For | For |
8 | Approve Cancellation of Repurchased Shares | Management | For | For |
9 | Allow Questions | Management | None | None |
LIBERTY INTERACTIVE CORPORATION MEETING DATE: JUN 04, 2013 | ||||
TICKER: LINTA SECURITY ID: 53071M104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Malone | Management | For | For |
1.2 | Elect Director M. Ian G. Gilchrist | Management | For | For |
1.3 | Elect Director Andrea L. Wong | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
LIBERTY INTERACTIVE CORPORATION MEETING DATE: JUN 04, 2013 | ||||
TICKER: LINTA SECURITY ID: 53071M880 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Malone | Management | For | For |
1.2 | Elect Director M. Ian G. Gilchrist | Management | For | For |
1.3 | Elect Director Andrea L. Wong | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
LIFE TECHNOLOGIES CORPORATION MEETING DATE: APR 24, 2013 | ||||
TICKER: LIFE SECURITY ID: 53217V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George F. Adam, Jr. | Management | For | For |
1.2 | Elect Director Raymond V. Dittamore | Management | For | For |
1.3 | Elect Director Donald W. Grimm | Management | For | For |
1.4 | Elect Director Craig J. Mundie | Management | For | For |
1.5 | Elect Director Ora H. Pescovitz | Management | For | For |
1.6 | Elect Director Per A. Peterson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
LORILLARD, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: LO SECURITY ID: 544147101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
2.2 | Elect Director Virgis W. Colbert | Management | For | For |
2.3 | Elect Director Richard W. Roedel | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: MAY 22, 2013 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jacques Aigrain | Management | For | For |
1.2 | Elect Director Scott M. Kleinman | Management | For | For |
1.3 | Elect Director Bruce A. Smith | Management | For | For |
2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
7 | Approve Remuneration of Supervisory Board | Management | For | For |
8 | Approve Dividends of USD 4.20 Per Share | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
12 | Amend Articles of Association | Management | For | For |
MANPOWERGROUP INC. MEETING DATE: APR 30, 2013 | ||||
TICKER: MAN SECURITY ID: 56418H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gina R. Boswell | Management | For | For |
1.2 | Elect Director William Downe | Management | For | For |
1.3 | Elect Director Jack M. Greenberg | Management | For | For |
1.4 | Elect Director Patricia A. Hemingway-Hall | Management | For | For |
1.5 | Elect Director Terry A. Hueneke | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
MARATHON PETROLEUM CORPORATION MEETING DATE: APR 24, 2013 | ||||
TICKER: MPC SECURITY ID: 56585A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evan Bayh | Management | For | For |
1.2 | Elect Director William L. Davis | Management | For | For |
1.3 | Elect Director Thomas J. Usher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
MARKWEST ENERGY PARTNERS, L.P. MEETING DATE: MAY 29, 2013 | ||||
TICKER: MWE SECURITY ID: 570759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank M. Semple | Management | For | For |
1.2 | Elect Director Donald D. Wolf | Management | For | For |
1.3 | Elect Director Keith E. Bailey | Management | For | For |
1.4 | Elect Director Michael L. Beatty | Management | For | For |
1.5 | Elect Director Charles K. Dempster | Management | For | For |
1.6 | Elect Director Donald C. Heppermann | Management | For | For |
1.7 | Elect Director Randall J. Larson | Management | For | For |
1.8 | Elect Director Anne E. Fox Mounsey | Management | For | For |
1.9 | Elect Director William P. Nicoletti | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD. MEETING DATE: JUN 26, 2013 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sehat Sutardja | Management | For | For |
1b | Elect Director Juergen Gromer | Management | For | For |
1c | Elect Director John G. Kassakian | Management | For | For |
1d | Elect Director Arturo Krueger | Management | For | For |
1e | Elect Director Randhir Thakur | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MCGRAW-HILL COMPANIES, INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: MHP SECURITY ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pedro Aspe | Management | For | For |
1.2 | Elect Director Winfried Bischoff | Management | For | For |
1.3 | Elect Director William D. Green | Management | For | For |
1.4 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
1.5 | Elect Director Linda Koch Lorimer | Management | For | For |
1.6 | Elect Director Harold McGraw, III | Management | For | For |
1.7 | Elect Director Robert P. McGraw | Management | For | For |
1.8 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1.9 | Elect Director Michael Rake | Management | For | For |
1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.11 | Elect Director Kurt L. Schmoke | Management | For | For |
1.12 | Elect Director Sidney Taurel | Management | For | For |
1.13 | Elect Director Richard E. Thornburgh | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
MCKESSON CORPORATION MEETING DATE: JUL 25, 2012 | ||||
TICKER: MCK SECURITY ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby, III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director Jane E. Shaw | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
13 | Require Independent Board Chairman | Shareholder | Against | Against |
14 | Stock Retention | Shareholder | Against | Against |
15 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
MEDNAX, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: MD SECURITY ID: 58502B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cesar L. Alvarez | Management | For | For |
1.2 | Elect Director Waldemar A. Carlo | Management | For | For |
1.3 | Elect Director Michael B. Fernandez | Management | For | For |
1.4 | Elect Director Roger K. Freeman | Management | For | For |
1.5 | Elect Director Paul G. Gabos | Management | For | For |
1.6 | Elect Director Pascal J. Goldschmidt | Management | For | For |
1.7 | Elect Director Manuel Kadre | Management | For | For |
1.8 | Elect Director Roger J. Medel | Management | For | For |
1.9 | Elect Director Donna E. Shalala | Management | For | For |
1.10 | Elect Director Enrique J. Sosa | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MEGGITT PLC MEETING DATE: MAY 01, 2013 | ||||
TICKER: MGGT SECURITY ID: G59640105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Sir Colin Terry as Director | Management | For | For |
5 | Re-elect Stephen Young as Director | Management | For | For |
6 | Re-elect Philip Green as Director | Management | For | For |
7 | Re-elect Paul Heiden as Director | Management | For | For |
8 | Re-elect Brenda Reichelderfer as Director | Management | For | For |
9 | Re-elect David Robins as Director | Management | For | For |
10 | Re-elect David Williams as Director | Management | For | For |
11 | Elect Guy Berruyer as Director | Management | For | For |
12 | Elect Philip Cox as Director | Management | For | For |
13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Approve EU Political Donations and Expenditure | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
19 | Approve Increase in Maximum Aggregate Amount of Directors' Fees | Management | For | For |
MERCURY GENERAL CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: MCY SECURITY ID: 589400100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George Joseph | Management | For | For |
1.2 | Elect Director Martha E. Marcon | Management | For | For |
1.3 | Elect Director Donald R. Spuehler | Management | For | For |
1.4 | Elect Director Richard E. Grayson | Management | For | For |
1.5 | Elect Director Donald P. Newell | Management | For | For |
1.6 | Elect Director Bruce A. Bunner | Management | For | For |
1.7 | Elect Director Christopher Graves | Management | For | For |
1.8 | Elect Director Michael D. Curtius | Management | For | For |
1.9 | Elect Director Gabriel Tirador | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
METHANEX CORPORATION MEETING DATE: APR 25, 2013 | ||||
TICKER: MX SECURITY ID: 59151K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce Aitken | Management | For | For |
1.2 | Elect Director Howard Balloch | Management | For | For |
1.3 | Elect Director Phillip Cook | Management | For | For |
1.4 | Elect Director John Floren | Management | For | For |
1.5 | Elect Director Thomas Hamilton | Management | For | For |
1.6 | Elect Director Robert Kostelnik | Management | For | For |
1.7 | Elect Director Douglas Mahaffy | Management | For | For |
1.8 | Elect Director A. Terence Poole | Management | For | For |
1.9 | Elect Director John Reid | Management | For | For |
1.10 | Elect Director Janice Rennie | Management | For | For |
1.11 | Elect Director Monica Sloan | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
METLIFE, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Glenn Hubbard | Management | For | For |
1.2 | Elect Director Steven A. Kandarian | Management | For | For |
1.3 | Elect Director John M. Keane | Management | For | For |
1.4 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1.5 | Elect Director James M. Kilts | Management | For | For |
1.6 | Elect Director Catherine R. Kinney | Management | For | For |
1.7 | Elect Director Hugh B. Price | Management | For | For |
1.8 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MEXICHEM S.A.B. DE C.V. MEETING DATE: NOV 22, 2012 | ||||
TICKER: MEXCHEM SECURITY ID: P57908132 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Cash Dividends Up to a Maximum of MXN 0.48 Per Share | Management | For | For |
2 | Designate Delegates to Formalize Resolutions at this Meeting | Management | For | For |
MEXICHEM SAB DE CV MEETING DATE: APR 26, 2013 | ||||
TICKER: MEXCHEM SECURITY ID: P57908132 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Board of Directors, Audit Committee and Corporate Practice Committee Reports, CEO's Report on Compliance of Fiscal Obligations and Individual and Consolidated Financial Statements for Fiscal Year 2012 | Management | For | Abstain |
2 | Present Audit and Corporate Practices Committees' Reports | Management | For | Abstain |
3 | Approve Allocation of Income | Management | For | For |
4 | Elect or Ratify Directors and Alternates; Elect Secretary, Deputy Secretary; Elect Audit and Corporate Practices Committees Members and Secretaries | Management | For | Abstain |
5 | Approve Remuneration of Directors, and Audit and Corporate Practices Committees Members | Management | For | Abstain |
6 | Set Maximum Nominal Amount of Share Repurchase Reserve | Management | For | Abstain |
7 | Accept Report on Adoption or Modification of Policies in Share Repurchases of Company | Management | For | Abstain |
8 | Amend Company Bylaws | Management | For | Abstain |
9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
MFA FINANCIAL, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: MFA SECURITY ID: 55272X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James A. Brodsky | Management | For | For |
1b | Elect Director Alan L. Gosule | Management | For | For |
1c | Elect Director Stewart Zimmerman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MOLINA HEALTHCARE, INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: MOH SECURITY ID: 60855R100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Z. Fedak | Management | For | For |
1.2 | Elect Director Steven James | Management | For | For |
1.3 | Elect Director John C. Molina | Management | For | For |
1.4 | Elect Director Daniel Cooperman | Management | For | For |
1.5 | Elect Director Dale Wolf | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
4 | Ratify Auditors | Management | For | For |
MOLSON COORS BREWING COMPANY MEETING DATE: MAY 29, 2013 | ||||
TICKER: TAP SECURITY ID: 60871R209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger Eaton | Management | For | For |
1.2 | Elect Director Charles M. Herington | Management | For | For |
1.3 | Elect Director H. Sanford Riley | Management | For | For |
2 | Amend Certificate of Incorporation to Provide that Holders of Class A and Class B Common Stock shall Vote Together as a Single Class, on an Advisory Basis, to Approve Compensation | Management | For | For |
MONSTER BEVERAGE CORPORATION MEETING DATE: JUN 03, 2013 | ||||
TICKER: MNST SECURITY ID: 611740101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
1.3 | Elect Director Norman C. Epstein | Management | For | For |
1.4 | Elect Director Benjamin M. Polk | Management | For | For |
1.5 | Elect Director Sydney Selati | Management | For | For |
1.6 | Elect Director Harold C. Taber, Jr. | Management | For | For |
1.7 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MOODY'S CORPORATION MEETING DATE: APR 16, 2013 | ||||
TICKER: MCO SECURITY ID: 615369105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Darrell Duffie | Management | For | For |
1.3 | Elect Director Raymond W. McDaniel, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MORGAN STANLEY MEETING DATE: MAY 14, 2013 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Erskine B. Bowles | Management | For | For |
1.2 | Elect Director Howard J. Davies | Management | For | For |
1.3 | Elect Director Thomas H. Glocer | Management | For | For |
1.4 | Elect Director James P. Gorman | Management | For | For |
1.5 | Elect Director Robert H. Herz | Management | For | For |
1.6 | Elect Director C. Robert Kidder | Management | For | For |
1.7 | Elect Director Klaus Kleinfeld | Management | For | For |
1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.9 | Elect Director Hutham S. Olayan | Management | For | For |
1.10 | Elect Director James W. Owens | Management | For | For |
1.11 | Elect Director O. Griffith Sexton | Management | For | For |
1.12 | Elect Director Ryosuke Tamakoshi | Management | For | For |
1.13 | Elect Director Masaaki Tanaka | Management | For | For |
1.14 | Elect Director Laura D. Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Merrill A. Miller, Jr. | Management | For | For |
1B | Elect Director Greg L. Armstrong | Management | For | For |
1C | Elect Director Ben A. Guill | Management | For | For |
1D | Elect Director David D. Harrison | Management | For | For |
1E | Elect Director Roger L. Jarvis | Management | For | For |
1F | Elect Director Eric L. Mattson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
NEWS CORPORATION MEETING DATE: JUN 11, 2013 | ||||
TICKER: NWS SECURITY ID: 65248E104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation Clarifying the Ability to Make Distributions in Comparable Securities in Connection with Separation Transactions | Management | For | For |
2 | Amend Certificate of Incorporation Allowing for Certain Distributions on Subsidiary-owned Shares and the Creation of Additional Subsidiary-owned Shares | Management | For | For |
NEXTERA ENERGY, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: NEE SECURITY ID: 65339F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sherry S. Barrat | Management | For | For |
1b | Elect Director Robert M. Beall, II | Management | For | For |
1c | Elect Director James L. Camaren | Management | For | For |
1d | Elect Director Kenneth B. Dunn | Management | For | For |
1e | Elect Director Lewis Hay, III | Management | For | For |
1f | Elect Director Toni Jennings | Management | For | For |
1g | Elect Director James L. Robo | Management | For | For |
1h | Elect Director Rudy E. Schupp | Management | For | For |
1i | Elect Director John L. Skolds | Management | For | For |
1j | Elect Director William H. Swanson | Management | For | For |
1k | Elect Director Michael H. Thaman | Management | For | For |
1l | Elect Director Hansel E. Tookes, II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Minimize Pool Storage of Spent Nuclear Fuel | Shareholder | Against | Abstain |
NII HOLDINGS, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: NIHD SECURITY ID: 62913F201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald Guthrie | Management | For | For |
1.2 | Elect Director Steven M. Shindler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Ratify Auditors | Management | For | For |
NISOURCE INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: NI SECURITY ID: 65473P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Abdoo | Management | For | For |
1.2 | Elect Director Aristides S. Candris | Management | For | For |
1.3 | Elect Director Sigmund L. Cornelius | Management | For | For |
1.4 | Elect Director Michael E. Jesanis | Management | For | For |
1.5 | Elect Director Marty R. Kittrell | Management | For | For |
1.6 | Elect Director W. Lee Nutter | Management | For | For |
1.7 | Elect Director Deborah S. Parker | Management | For | For |
1.8 | Elect Director Robert C. Skaggs, Jr. | Management | For | For |
1.9 | Elect Director Teresa A. Taylor | Management | For | For |
1.10 | Elect Director Richard L. Thompson | Management | For | For |
1.11 | Elect Director Carolyn Y. Woo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Adopt Compensation Benchmarking Policy | Shareholder | Against | Against |
NOBLE ENERGY, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: NBL SECURITY ID: 655044105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey L. Berenson | Management | For | For |
1.2 | Elect Director Michael A. Cawley | Management | For | For |
1.3 | Elect Director Edward F. Cox | Management | For | For |
1.4 | Elect Director Charles D. Davidson | Management | For | For |
1.5 | Elect Director Thomas J. Edelman | Management | For | For |
1.6 | Elect Director Eric P. Grubman | Management | For | For |
1.7 | Elect Director Kirby L. Hedrick | Management | For | For |
1.8 | Elect Director Scott D. Urban | Management | For | For |
1.9 | Elect Director William T. Van Kleef | Management | For | For |
1.10 | Elect Director Molly K. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
6 | Amend Bylaws to Change Certain Provisions | Management | For | For |
NORTHEAST UTILITIES MEETING DATE: OCT 31, 2012 | ||||
TICKER: NU SECURITY ID: 664397106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Booth | Management | For | For |
1.2 | Elect Director John S. Clarkeson | Management | For | For |
1.3 | Elect Director Cotton M. Cleveland | Management | For | For |
1.4 | Elect Director Sanford Cloud, Jr. | Management | For | For |
1.5 | Elect Director James S. DiStasio | Management | For | For |
1.6 | Elect Director Francis A. Doyle | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Paul A. La Camera | Management | For | For |
1.9 | Elect Director Kenneth R. Leibler | Management | For | For |
1.10 | Elect Director Thomas J. May | Management | For | For |
1.11 | Elect Director Charles W. Shivery | Management | For | For |
1.12 | Elect Director William C. Van Faasen | Management | For | For |
1.13 | Elect Director Frederica M. Williams | Management | For | For |
1.14 | Elect Director Dennis R. Wraase | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NORTHEAST UTILITIES MEETING DATE: MAY 01, 2013 | ||||
TICKER: NU SECURITY ID: 664397106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Booth | Management | For | For |
1.2 | Elect Director John S. Clarkeson | Management | For | For |
1.3 | Elect Director Cotton M. Cleveland | Management | For | For |
1.4 | Elect Director Sanford Cloud, Jr. | Management | For | For |
1.5 | Elect Director James S. DiStasio | Management | For | For |
1.6 | Elect Director Francis A. Doyle | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Paul A. La Camera | Management | For | For |
1.9 | Elect Director Kenneth R. Leibler | Management | For | For |
1.10 | Elect Director Thomas J. May | Management | For | For |
1.11 | Elect Director Charles W. Shivery | Management | For | For |
1.12 | Elect Director William C. Van Faasen | Management | For | For |
1.13 | Elect Director Frederica M. Williams | Management | For | For |
1.14 | Elect Director Dennis R. Wraase | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NORTHERN OIL AND GAS, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: NOG SECURITY ID: 665531109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Reger | Management | For | For |
1.2 | Elect Director Robert Grabb | Management | For | For |
1.3 | Elect Director Delos Cy Jamison | Management | For | For |
1.4 | Elect Director Jack King | Management | For | For |
1.5 | Elect Director Lisa Bromiley | Management | For | For |
1.6 | Elect Director Loren O'Toole | Management | For | For |
1.7 | Elect Director Richard Weber | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NORTHSTAR REALTY FINANCE CORP. MEETING DATE: MAY 29, 2013 | ||||
TICKER: NRF SECURITY ID: 66704R100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Preston Butcher | Management | For | For |
1.2 | Elect Director Stephen E. Cummings | Management | For | For |
1.3 | Elect Director David T. Hamamoto | Management | For | For |
1.4 | Elect Director Judith A. Hannaway | Management | For | For |
1.5 | Elect Director Oscar Junquera | Management | For | For |
1.6 | Elect Director Wesley D. Minami | Management | For | For |
1.7 | Elect Director Louis J. Paglia | Management | For | For |
1.8 | Elect Director Sridhar Sambamurthy | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
OFFICEMAX INCORPORATED MEETING DATE: APR 29, 2013 | ||||
TICKER: OMX SECURITY ID: 67622P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Warren F. Bryant | Management | For | For |
1b | Elect Director Joseph M. DePinto | Management | For | For |
1c | Elect Director Rakesh Gangwal | Management | For | For |
1d | Elect Director V. James Marino | Management | For | For |
1e | Elect Director William J. Montgoris | Management | For | For |
1f | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
1g | Elect Director Ravichandra K. Saligram | Management | For | For |
1h | Elect Director David M. Szymanski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
OIL STATES INTERNATIONAL, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: OIS SECURITY ID: 678026105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin A. Lambert | Management | For | For |
1.2 | Elect Director Mark G. Papa | Management | For | For |
1.3 | Elect Director Stephen A. Wells | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
OLD REPUBLIC INTERNATIONAL CORPORATION MEETING DATE: MAY 24, 2013 | ||||
TICKER: ORI SECURITY ID: 680223104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jimmy A. Dew | Management | For | For |
1.2 | Elect Director John M. Dixon | Management | For | For |
1.3 | Elect Director Dennis P. Van Mieghem | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
OMNICOM GROUP INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: OMC SECURITY ID: 681919106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Wren | Management | For | For |
1.2 | Elect Director Bruce Crawford | Management | For | For |
1.3 | Elect Director Alan R. Batkin | Management | For | For |
1.4 | Elect Director Mary C. Choksi | Management | For | For |
1.5 | Elect Director Robert Charles Clark | Management | For | For |
1.6 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
1.7 | Elect Director Errol M. Cook | Management | For | For |
1.8 | Elect Director Susan S. Denison | Management | For | For |
1.9 | Elect Director Michael A. Henning | Management | For | For |
1.10 | Elect Director John R. Murphy | Management | For | For |
1.11 | Elect Director John R. Purcell | Management | For | For |
1.12 | Elect Director Linda Johnson Rice | Management | For | For |
1.13 | Elect Director Gary L. Roubos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
6 | Stock Retention | Shareholder | Against | Against |
ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: ONNN SECURITY ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Daniel McCranie | Management | For | For |
1.2 | Elect Director Emmanuel T. Hernandez | Management | For | For |
1.3 | Elect Director Teresa M. Ressel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
ORACLE CORPORATION MEETING DATE: NOV 07, 2012 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Donald L. Lucas | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Adopt Retention Ratio for Executives/Directors | Shareholder | Against | Against |
8 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
ORKLA ASA MEETING DATE: APR 18, 2013 | ||||
TICKER: ORKO SECURITY ID: R67787102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.50 per Share | Management | For | Did Not Vote |
2.1 | Receive Information on Remuneration Policy and Other Terms of Employment for Executive Management | Management | None | None |
2.2 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
2.3 | Approve Guidelines for Incentive-Based Compensation for Executive Management | Management | For | Did Not Vote |
3 | Receive Company's Corporate Governance Statement | Management | None | None |
4.a | Amend Articles Re: Discontinuation of Corporate Assembly and Increase Employee Representatives; Amend Articles Re: Reflect Changes in Corporate Assembly for Section Relating to Nomination Committee | Management | For | Did Not Vote |
4.b | Amend Articles Re: Number of Board Members and Deputies | Management | For | Did Not Vote |
5.1 | Authorize Repurchase of Shares for Use in Employee Incentive Programs | Management | For | Did Not Vote |
5.2 | Authorize Share Repurchase Program and Disposal of Repurchased Shares | Management | For | Did Not Vote |
6 | Authorize Company to Call EGM with Two Weeks' Notice | Management | For | Did Not Vote |
7.1 | Reelect Andresen, Kreutzer, Bjerke, Pettersson, Waersted, Windfelt, Svarva, Blystad, Selte, Venold, Brautaset, Gleditsch, and Rydning as Members of Corporate Assembly | Management | For | Did Not Vote |
7.2 | Reelect Bjorn, Berdal, Houg, Sorli, and Ideboen as Deputy Members of Corporate Assembly | Management | For | Did Not Vote |
8 | Elect Nils-Henrik Pettersson as Member of Nominating Committee | Management | For | Did Not Vote |
9 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
OSHKOSH CORPORATION MEETING DATE: JAN 29, 2013 | ||||
TICKER: OSK SECURITY ID: 688990761 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard M. Donnelly | Management | For | For |
1.2 | Elect Director Michael W. Grebe | Management | For | For |
1.3 | Elect Director Peter B. Hamilton | Management | For | For |
1.4 | Elect Director Kathleen J. Hempel | Management | For | For |
1.5 | Elect Director Leslie F. Kenne | Management | For | For |
1.6 | Elect Director J. Peter Mosling, Jr. | Management | For | For |
1.7 | Elect Director Stephen D. Newlin | Management | For | For |
1.8 | Elect Director Craig P. Omtvedt | Management | For | For |
1.9 | Elect Director Duncan J. Palmer | Management | For | For |
1.10 | Elect Director John S. Shiely | Management | For | For |
1.11 | Elect Director Richard G. Sim | Management | For | For |
1.12 | Elect Director Charles L. Szews | Management | For | For |
1.13 | Elect Director William S. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Retention Ratio for Executives | Shareholder | Against | Against |
OWENS CORNING MEETING DATE: APR 18, 2013 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph F. Hake | Management | For | For |
1.2 | Elect Director J. Brian Ferguson | Management | For | For |
1.3 | Elect Director F. Philip Handy | Management | For | For |
1.4 | Elect Director Michael H. Thaman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PACCAR INC MEETING DATE: APR 29, 2013 | ||||
TICKER: PCAR SECURITY ID: 693718108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alison J. Carnwath | Management | For | For |
1.2 | Elect Director Luiz Kaufmann | Management | For | For |
1.3 | Elect Director John M. Pigott | Management | For | For |
1.4 | Elect Director Gregory M. E. Spierkel | Management | For | For |
2 | Declassify the Board of Directors | Shareholder | Against | For |
3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
PARKER-HANNIFIN CORPORATION MEETING DATE: OCT 24, 2012 | ||||
TICKER: PH SECURITY ID: 701094104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Bohn | Management | For | For |
1.2 | Elect Director Linda S. Harty | Management | For | For |
1.3 | Elect Director William E. Kassling | Management | For | For |
1.4 | Elect Director Robert J. Kohlhepp | Management | For | For |
1.5 | Elect Director Klaus-Peter Muller | Management | For | For |
1.6 | Elect Director Candy M. Obourn | Management | For | For |
1.7 | Elect Director Joseph M. Scaminace | Management | For | For |
1.8 | Elect Director Wolfgang R. Schmitt | Management | For | For |
1.9 | Elect Director Ake Svensson | Management | For | For |
1.10 | Elect Director James L. Wainscott | Management | For | For |
1.11 | Elect Director Donald E. Washkewicz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
PATTERSON-UTI ENERGY, INC. MEETING DATE: JUN 05, 2013 | ||||
TICKER: PTEN SECURITY ID: 703481101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark S. Siegel | Management | For | For |
1.2 | Elect Director Kenneth N. Berns | Management | For | For |
1.3 | Elect Director Charles O. Buckner | Management | For | For |
1.4 | Elect Director Michael W. Conlon | Management | For | For |
1.5 | Elect Director Curtis W. Huff | Management | For | For |
1.6 | Elect Director Terry H. Hunt | Management | For | For |
1.7 | Elect Director Cloyce A. Talbott | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PENTAIR LTD. MEETING DATE: APR 29, 2013 | ||||
TICKER: PNR SECURITY ID: H6169Q108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director T. Michael Glenn | Management | For | For |
1b | Elect Director David H. Y. Ho | Management | For | For |
1c | Elect Director Ronald L. Merriman | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4a | Ratify Deloitte AG as Statutory Auditors | Management | For | For |
4b | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4c | Ratify PricewaterhouseCoopers as special auditors | Management | For | For |
5a | Appropriation of Results for the Year Ended December 31, 2012 | Management | For | For |
5b | Approve Conversion of Capital Contributions to Distribute an Ordinary Cash Dividend | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
PEOPLE'S UNITED FINANCIAL, INC. MEETING DATE: APR 18, 2013 | ||||
TICKER: PBCT SECURITY ID: 712704105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin T. Bottomley | Management | For | For |
1.2 | Elect Director John K. Dwight | Management | For | For |
1.3 | Elect Director Janet M. Hansen | Management | For | For |
1.4 | Elect Director Mark W. Richards | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PERKINELMER, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: PKI SECURITY ID: 714046109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter Barrett | Management | For | For |
1b | Elect Director Robert F. Friel | Management | For | For |
1c | Elect Director Nicholas A. Lopardo | Management | For | For |
1d | Elect Director Alexis P. Michas | Management | For | For |
1e | Elect Director James C. Mullen | Management | For | For |
1f | Elect Director Vicki L. Sato | Management | For | For |
1g | Elect Director Kenton J. Sicchitano | Management | For | For |
1h | Elect Director Patrick J. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PHILLIPS 66 MEETING DATE: MAY 08, 2013 | ||||
TICKER: PSX SECURITY ID: 718546104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Greg C. Garland | Management | For | For |
1b | Elect Director John E. Lowe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PMC-SIERRA, INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: PMCS SECURITY ID: 69344F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
1.2 | Elect Director James V. Diller, Sr. | Management | For | For |
1.3 | Elect Director Michael R. Farese | Management | For | For |
1.4 | Elect Director Jonathan J. Judge | Management | For | For |
1.5 | Elect Director Michael A. Klayko | Management | For | For |
1.6 | Elect Director William H. Kurtz | Management | For | For |
1.7 | Elect Director Gregory S. Lang | Management | For | For |
1.8 | Elect Director Richard N. Nottenburg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PNM RESOURCES, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: PNM SECURITY ID: 69349H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adelmo E. Archuleta | Management | For | For |
1.2 | Elect Director Patricia K. Collawn | Management | For | For |
1.3 | Elect Director Julie A. Dobson | Management | For | For |
1.4 | Elect Director Alan J. Fohrer | Management | For | For |
1.5 | Elect Director Robert R. Nordhaus | Management | For | For |
1.6 | Elect Director Bonnie S. Reitz | Management | For | For |
1.7 | Elect Director Donald K. Schwanz | Management | For | For |
1.8 | Elect Director Bruce W. Wilkinson | Management | For | For |
1.9 | Elect Director Joan B. Woodard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
PRIMERICA, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: PRI SECURITY ID: 74164M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Amend Certificate of Incorpoation | Management | For | For |
4.1 | Elect Director John A. Addison, Jr. | Management | For | For |
4.2 | Elect Director Joel M. Babbitt | Management | For | For |
4.3 | Elect Director P. George Benson | Management | For | For |
4.4 | Elect Director Michael E. Martin | Management | For | For |
4.5 | Elect Director Mark Mason | Management | For | For |
4.6 | Elect Director Robert F. McCullough | Management | For | For |
4.7 | Elect Director D. Richard Williams | Management | For | For |
4.8 | Elect Director Barbara A. Yastine | Management | For | For |
4.9 | Elect Director Daniel A. Zilberman | Management | For | For |
5.10 | Elect Director P. George Benson | Management | For | For |
5.11 | Elect Director Michael E. Martin | Management | For | For |
5.12 | Elect Director Mark Mason | Management | For | For |
6 | Ratify Auditors | Management | For | For |
PROLOGIS, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: PLD SECURITY ID: 74340W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hamid R. Moghadam | Management | For | For |
1b | Elect Director George L. Fotiades | Management | For | For |
1c | Elect Director Christine N. Garvey | Management | For | For |
1d | Elect Director Lydia H. Kennard | Management | For | For |
1e | Elect Director J. Michael Losh | Management | For | For |
1f | Elect Director Irving F. Lyons III | Management | For | For |
1g | Elect Director Jeffrey L. Skelton | Management | For | For |
1h | Elect Director D. Michael Steuert | Management | For | For |
1i | Elect Director Carl B. Webb | Management | For | For |
1j | Elect Director William D. Zollars | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PRUDENTIAL FINANCIAL, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: PRU SECURITY ID: 744320102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
1.2 | Elect Director Gordon M. Bethune | Management | For | For |
1.3 | Elect Director Gaston Caperton | Management | For | For |
1.4 | Elect Director Gilbert F. Casellas | Management | For | For |
1.5 | Elect Director James G. Cullen | Management | For | For |
1.6 | Elect Director William H. Gray, III | Management | For | For |
1.7 | Elect Director Mark B. Grier | Management | For | For |
1.8 | Elect Director Constance J. Horner | Management | For | For |
1.9 | Elect Director Martina Hund-Mejean | Management | For | For |
1.10 | Elect Director Karl J. Krapek | Management | For | For |
1.11 | Elect Director Christine A. Poon | Management | For | For |
1.12 | Elect Director John R. Strangfeld | Management | For | For |
1.13 | Elect Director James A. Unruh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
PRYSMIAN S.P.A. MEETING DATE: APR 16, 2013 | ||||
TICKER: PRY SECURITY ID: T7630L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2.1 | Slate 1 Submitted by Clubtre Srl | Shareholder | None | For |
2.2 | Slate 2 Submitted by Institutional Investors | Shareholder | None | Did Not Vote |
3 | Approve Internal Statutory Auditors' Remuneration | Shareholder | None | For |
4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
5 | Approve Employee Stock Purchase Plan | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
1 | Authorize Issuance of 13,444,113 Shares without Preemptive Rights to Service Convertible Bonds Reserved for Institutional Investors | Management | For | For |
QUALITY DISTRIBUTION, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: QLTY SECURITY ID: 74756M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary R. Enzor | Management | For | For |
1.2 | Elect Director Richard B. Marchese | Management | For | For |
1.3 | Elect Director Thomas R. Miklich | Management | For | For |
1.4 | Elect Director M. Ali Rashid | Management | For | For |
1.5 | Elect Director Annette M. Sandberg | Management | For | For |
1.6 | Elect Director Alan H. Schumacher | Management | For | For |
1.7 | Elect Director Thomas M. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QUEST DIAGNOSTICS INCORPORATED MEETING DATE: MAY 21, 2013 | ||||
TICKER: DGX SECURITY ID: 74834L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Baldwin | Management | For | For |
1.2 | Elect Director Gary M. Pfeiffer | Management | For | For |
1.3 | Elect Director Stephen H. Rusckowski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Eliminate Class of Preferred Stock | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | None | For |
7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
QUESTAR CORPORATION MEETING DATE: MAY 10, 2013 | ||||
TICKER: STR SECURITY ID: 748356102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Teresa Beck | Management | For | For |
1b | Elect Director R. D. Cash | Management | For | For |
1c | Elect Director Laurence M. Downes | Management | For | For |
1d | Elect Director Christopher A. Helms | Management | For | For |
1e | Elect Director Ronald W. Jibson | Management | For | For |
1f | Elect Director Keith O. Rattie | Management | For | For |
1g | Elect Director Harris H. Simmons | Management | For | For |
1h | Elect Director Bruce A. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
REALTY INCOME CORPORATION MEETING DATE: MAY 07, 2013 | ||||
TICKER: O SECURITY ID: 756109104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kathleen R. Allen | Management | For | For |
1b | Elect Director A. Larry Chapman | Management | For | For |
1c | Elect Director Priya Cherian Huskins | Management | For | For |
1d | Elect Director Thomas A. Lewis | Management | For | For |
1e | Elect Director Michael D. McKee | Management | For | For |
1f | Elect Director Gregory T. McLaughlin | Management | For | For |
1g | Elect Director Ronald L. Merriman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RECKITT BENCKISER GROUP PLC MEETING DATE: MAY 02, 2013 | ||||
TICKER: RB. SECURITY ID: G74079107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Adrian Bellamy as Director | Management | For | For |
5 | Re-elect Peter Harf as Director | Management | For | For |
6 | Re-elect Richard Cousins as Director | Management | For | For |
7 | Re-elect Kenneth Hydon as Director | Management | For | For |
8 | Re-elect Rakesh Kapoor as Director | Management | For | For |
9 | Re-elect Andre Lacroix as Director | Management | For | For |
10 | Re-elect Graham Mackay as Director | Management | For | For |
11 | Re-elect Judith Sprieser as Director | Management | For | For |
12 | Re-elect Warren Tucker as Director | Management | For | For |
13 | Elect Adrian Hennah as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
REGAL BELOIT CORPORATION MEETING DATE: APR 29, 2013 | ||||
TICKER: RBC SECURITY ID: 758750103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher L. Doerr | Management | For | For |
1b | Elect Director Mark J. Gliebe | Management | For | For |
1c | Elect Director Curtis W. Stoelting | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
REINSURANCE GROUP OF AMERICA, INCORPORATED MEETING DATE: MAY 15, 2013 | ||||
TICKER: RGA SECURITY ID: 759351604 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Bartlett | Management | For | For |
1.2 | Elect Director Alan C. Henderson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Ratify Auditors | Management | For | For |
RELIANCE STEEL & ALUMINUM CO. MEETING DATE: MAY 15, 2013 | ||||
TICKER: RS SECURITY ID: 759509102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sarah J. Anderson | Management | For | For |
1.2 | Elect Director John G. Figueroa | Management | For | For |
1.3 | Elect Director Thomas W. Gimbel | Management | For | For |
1.4 | Elect Director David H. Hannah | Management | For | For |
1.5 | Elect Director Douglas M. Hayes | Management | For | For |
1.6 | Elect Director Mark V. Kaminski | Management | For | For |
1.7 | Elect Director Gregg J. Mollins | Management | For | For |
1.8 | Elect Director Andrew G. Sharkey, III | Management | For | For |
1.9 | Elect Director Leslie A. Waite | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Ratify Auditors | Management | For | For |
RENT-A-CENTER, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: RCII SECURITY ID: 76009N100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1. | Elect Director Mitchell E. Fadel | Management | For | For |
1.2 | Elect Director Paula Stern, Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ROCK-TENN COMPANY MEETING DATE: JAN 25, 2013 | ||||
TICKER: RKT SECURITY ID: 772739207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Stephen Felker | Management | For | For |
1.2 | Elect Director Lawrence L. Gellerstedt, III | Management | For | For |
1.3 | Elect Director John W. Spiegel | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
ROCKWELL COLLINS, INC. MEETING DATE: FEB 07, 2013 | ||||
TICKER: COL SECURITY ID: 774341101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Edwardson | Management | For | For |
1.2 | Elect Director Andrew J. Policano | Management | For | For |
1.3 | Elect Director Jeffrey L. Turner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | None | For |
ROWAN COMPANIES PLC MEETING DATE: JUL 25, 2012 | ||||
TICKER: RDC SECURITY ID: G7665A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Thomas R. Hix as Director | Management | For | For |
2 | Re-elect Suzanne P. Nimocks as Director | Management | For | For |
3 | Re-elect P. Dexter Peacock as Director | Management | For | For |
4 | Appoint Deloitte & Touche LLP as U.S. Auditors | Management | For | For |
5 | Appoint Deloitte & Touche UK LLP as U.K. Auditors | Management | For | For |
6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ROWAN COMPANIES PLC MEETING DATE: APR 26, 2013 | ||||
TICKER: RDC SECURITY ID: G7665A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William T. Fox, III as Director | Management | For | For |
2 | Elect Sir Graham Hearne as Director | Management | For | For |
3 | Elect H. E. Lentz as Director | Management | For | For |
4 | Ratify Deloitte & Touche LLP as our U.S. Auditors | Management | For | For |
5 | Reappoint Deloitte & Touche U.K LLP as our U.K. Auditors | Management | For | For |
6 | Authorize the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
8 | Approve Remuneration Report | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RYMAN HOSPITALITY PROPERTIES, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: RHP SECURITY ID: 78377T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Bender | Management | For | Against |
1.2 | Elect Director E. K. Gaylord, II | Management | For | For |
1.3 | Elect Director Ralph Horn | Management | For | For |
1.4 | Elect Director Ellen Levine | Management | For | For |
1.5 | Elect Director Robert S. Prather, Jr. | Management | For | For |
1.6 | Elect Director Colin V. Reed | Management | For | For |
1.7 | Elect Director Michael D. Rose | Management | For | For |
1.8 | Elect Director Michael I. Roth | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SAPIENT CORPORATION MEETING DATE: JUN 06, 2013 | ||||
TICKER: SAPE SECURITY ID: 803062108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James M. Benson | Management | For | For |
1.2 | Elect Director Hermann Buerger | Management | For | For |
1.3 | Elect Director Jerry A. Greenberg | Management | For | For |
1.4 | Elect Director Alan J. Herrick | Management | For | For |
1.5 | Elect Director J. Stuart Moore | Management | For | For |
1.6 | Elect Director Robert L. Rosen | Management | For | For |
1.7 | Elect Director Eva M. Sage-Gavin | Management | For | For |
1.8 | Elect Director Ashok Shah | Management | For | For |
1.9 | Elect Director Vijay Singal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SEMPRA ENERGY MEETING DATE: MAY 09, 2013 | ||||
TICKER: SRE SECURITY ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director James G. Brocksmith, Jr. | Management | For | For |
1.3 | Elect Director William D. Jones | Management | For | For |
1.4 | Elect Director William G. Ouchi | Management | For | For |
1.5 | Elect Director Debra L. Reed | Management | For | For |
1.6 | Elect Director William C. Rusnack | Management | For | For |
1.7 | Elect Director William P. Rutledge | Management | For | For |
1.8 | Elect Director Lynn Schenk | Management | For | For |
1.9 | Elect Director Jack T. Taylor | Management | For | For |
1.10 | Elect Director Luis M. Tellez | Management | For | For |
1.11 | Elect Director James C. Yardley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
SIGNET JEWELERS LIMITED MEETING DATE: JUN 14, 2013 | ||||
TICKER: SIG SECURITY ID: G81276100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Dale W. Hilpert as Director | Management | For | For |
1b | Elect H. Todd Stitzer as Director | Management | For | For |
1c | Elect Marianne Parrs as Director | Management | For | For |
1d | Elect Michael W. Barnes as Director | Management | For | For |
1e | Elect Russell Walls as Director | Management | For | For |
1f | Elect Thomas Plaskett as Director | Management | For | For |
1g | Elect Virginia Drosos as Director | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SIMON PROPERTY GROUP, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: SPG SECURITY ID: 828806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Melvyn E. Bergstein | Management | For | For |
1b | Elect Director Larry C. Glasscock | Management | For | For |
1c | Elect Director Karen N. Horn | Management | For | For |
1d | Elect Director Allan Hubbard | Management | For | For |
1e | Elect Director Reuben S. Leibowitz | Management | For | For |
1f | Elect Director Daniel C. Smith | Management | For | For |
1g | Elect Director J. Albert Smith, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. McLachlan | Management | For | For |
1.2 | Elect Director David J. Aldrich | Management | For | For |
1.3 | Elect Director Kevin L. Beebe | Management | For | For |
1.4 | Elect Director Timothy R. Furey | Management | For | For |
1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.6 | Elect Director Thomas C. Leonard | Management | For | For |
1.7 | Elect Director David P. McGlade | Management | For | For |
1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SL GREEN REALTY CORP. MEETING DATE: JUN 13, 2013 | ||||
TICKER: SLG SECURITY ID: 78440X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edwin Thomas Burton, III. | Management | For | For |
1.2 | Elect Director Craig M. Hatkoff | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SLM CORPORATION MEETING DATE: MAY 30, 2013 | ||||
TICKER: SLM SECURITY ID: 78442P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ann Torre Bates | Management | For | For |
1b | Elect Director W.M. Diefenderfer III | Management | For | For |
1c | Elect Director Diane Suitt Gilleland | Management | For | For |
1d | Elect Director Earl A. Goode | Management | For | For |
1e | Elect Director Ronald F. Hunt | Management | For | For |
1f | Elect Director Albert L. Lord | Management | For | For |
1g | Elect Director Barry A. Munitz | Management | For | For |
1h | Elect Director Howard H. Newman | Management | For | For |
1i | Elect Director Frank C. Puleo | Management | For | For |
1j | Elect Director Wolfgang Schoellkopf | Management | For | For |
1k | Elect Director Steven L. Shapiro | Management | For | For |
1l | Elect Director Anthony P. Terracciano | Management | For | For |
1m | Elect Director Barry L. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
SNAP-ON INCORPORATED MEETING DATE: APR 25, 2013 | ||||
TICKER: SNA SECURITY ID: 833034101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Fiedler | Management | For | For |
1.2 | Elect Director James P. Holden | Management | For | For |
1.3 | Elect Director W. Dudley Lehman | Management | For | For |
1.4 | Elect Director Edward H. Rensi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
SONIC CORP. MEETING DATE: JAN 17, 2013 | ||||
TICKER: SONC SECURITY ID: 835451105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clifford Hudson | Management | For | For |
1.2 | Elect Director Federico F. Pena | Management | For | For |
1.3 | Elect Director Robert M. Rosenberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SONOCO PRODUCTS COMPANY MEETING DATE: APR 17, 2013 | ||||
TICKER: SON SECURITY ID: 835495102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Haley | Management | For | For |
1.2 | Elect Director John H. Mullin, III | Management | For | For |
1.3 | Elect Director Philippe R. Rollier | Management | For | For |
1.4 | Elect Director M. Jack Sanders | Management | For | For |
1.5 | Elect Director Thomas E. Whiddon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SPIRIT AEROSYSTEMS HOLDINGS, INC. MEETING DATE: APR 30, 2013 | ||||
TICKER: SPR SECURITY ID: 848574109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Chadwell | Management | For | For |
1.2 | Elect Director Ivor (Ike) Evans | Management | For | For |
1.3 | Elect Director Paul Fulchino | Management | For | For |
1.4 | Elect Director Richard Gephardt | Management | For | For |
1.5 | Elect Director Robert Johnson | Management | For | For |
1.6 | Elect Director Ronald Kadish | Management | For | For |
1.7 | Elect Director Larry A. Lawson | Management | For | For |
1.8 | Elect Director Tawfiq Popatia | Management | For | For |
1.9 | Elect Director Francis Raborn | Management | For | For |
1.10 | Elect Director Jeffrey L. Turner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: JUN 25, 2013 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
ST. JUDE MEDICAL, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: STJ SECURITY ID: 790849103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stuart M. Essig | Management | For | For |
1b | Elect Director Barbara B. Hill | Management | For | For |
1c | Elect Director Michael A. Rocca | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
STANCORP FINANCIAL GROUP, INC. MEETING DATE: MAY 13, 2013 | ||||
TICKER: SFG SECURITY ID: 852891100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debora D. Horvath | Management | For | For |
1.2 | Elect Director Duane C. McDougall | Management | For | For |
1.3 | Elect Director E. Kay Stepp | Management | For | For |
1.4 | Elect Director Michael G. Thorne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STANLEY BLACK & DECKER, INC. MEETING DATE: APR 16, 2013 | ||||
TICKER: SWK SECURITY ID: 854502101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George W. Buckley | Management | For | For |
1.2 | Elect Director Patrick D. Campbell | Management | For | For |
1.3 | Elect Director Carlos M. Cardoso | Management | For | For |
1.4 | Elect Director Robert B. Coutts | Management | For | For |
1.5 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
1.6 | Elect Director John F. Lundgren | Management | For | For |
1.7 | Elect Director Anthony Luiso | Management | For | For |
1.8 | Elect Director Marianne M. Parrs | Management | For | For |
1.9 | Elect Director Robert L. Ryan | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STAPLES, INC. MEETING DATE: JUN 03, 2013 | ||||
TICKER: SPLS SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Basil L. Anderson | Management | For | For |
1b | Elect Director Arthur M. Blank | Management | For | For |
1c | Elect Director Drew G. Faust | Management | For | For |
1d | Elect Director Justin King | Management | For | For |
1e | Elect Director Carol Meyrowitz | Management | For | For |
1f | Elect Director Rowland T. Moriarty | Management | For | For |
1g | Elect Director Robert C. Nakasone | Management | For | For |
1h | Elect Director Ronald L. Sargent | Management | For | For |
1i | Elect Director Elizabeth A. Smith | Management | For | For |
1j | Elect Director Robert E. Sulentic | Management | For | For |
1k | Elect Director Raul Vazquez | Management | For | For |
1l | Elect Director Vijay Vishwanath | Management | For | For |
1m | Elect Director Paul F. Walsh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Proxy Access | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
STATE STREET CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: STT SECURITY ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kennett F. Burnes | Management | For | For |
1b | Elect Director Peter Coym | Management | For | For |
1c | Elect Director Patrick de Saint-Aignan | Management | For | For |
1d | Elect Director Amelia C. Fawcett | Management | For | For |
1e | Elect Director Linda A. Hill | Management | For | For |
1f | Elect Director Joseph L. Hooley | Management | For | For |
1g | Elect Director Robert S. Kaplan | Management | For | For |
1h | Elect Director Richard P. Sergel | Management | For | For |
1i | Elect Director Ronald L. Skates | Management | For | For |
1j | Elect Director Gregory L. Summe | Management | For | For |
1k | Elect Director Thomas J. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STRAYER EDUCATION, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: STRA SECURITY ID: 863236105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Silberman | Management | For | For |
1.2 | Elect Director Robert R. Grusky | Management | For | For |
1.3 | Elect Director Charlotte F. Beason | Management | For | For |
1.4 | Elect Director William E. Brock | Management | For | For |
1.5 | Elect Director John T. Casteen III | Management | For | For |
1.6 | Elect Director Robert L. Johnson | Management | For | For |
1.7 | Elect Director Karl McDonnell | Management | For | For |
1.8 | Elect Director Todd A. Milano | Management | For | For |
1.9 | Elect Director G. Thomas Waite, III | Management | For | For |
1.10 | Elect Director J. David Wargo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STRYKER CORPORATION MEETING DATE: APR 30, 2013 | ||||
TICKER: SYK SECURITY ID: 863667101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howard E. Cox, Jr. | Management | For | For |
1b | Elect Director Srikant M. Datar | Management | For | For |
1c | Elect Director Roch Doliveux | Management | For | For |
1d | Elect Director Louise L. Francesconi | Management | For | For |
1e | Elect Director Allan C. Golston | Management | For | For |
1f | Elect Director Howard L. Lance | Management | For | For |
1g | Elect Director Kevin A. Lobo | Management | For | For |
1h | Elect Director William U. Parfet | Management | For | For |
1i | Elect Director Ronda E. Stryker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SYKES ENTERPRISES, INCORPORATED MEETING DATE: MAY 21, 2013 | ||||
TICKER: SYKE SECURITY ID: 871237103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul L. Whiting | Management | For | For |
1.2 | Elect Director Michael P. DeLong | Management | For | For |
1.3 | Elect Director Iain A. Macdonald | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SYMANTEC CORPORATION MEETING DATE: OCT 23, 2012 | ||||
TICKER: SYMC SECURITY ID: 871503108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen M. Bennett | Management | For | For |
1b | Elect Director Michael A. Brown | Management | For | For |
1c | Elect Director Frank E. Dangeard | Management | For | For |
1d | Elect Director Stephen E. Gillett | Management | For | For |
1e | Elect Director Geraldine B. Laybourne | Management | For | For |
1f | Elect Director David L. Mahoney | Management | For | For |
1g | Elect Director Robert S. Miller | Management | For | For |
1h | Elect Director Daniel H. Schulman | Management | For | For |
1i | Elect Director V. Paul Unruh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
TD AMERITRADE HOLDING CORPORATION MEETING DATE: FEB 13, 2013 | ||||
TICKER: AMTD SECURITY ID: 87236Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marshall A. Cohen | Management | For | For |
1.2 | Elect Director Kerry A. Peacock | Management | For | For |
1.3 | Elect Director J. Peter Ricketts | Management | For | For |
1.4 | Elect Director Allan R. Tessler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TE CONNECTIVITY LTD. MEETING DATE: JUL 25, 2012 | ||||
TICKER: TEL SECURITY ID: H84989104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reallocation of Legal Reserves to Free Reserves | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
TE CONNECTIVITY LTD. MEETING DATE: MAR 06, 2013 | ||||
TICKER: TEL SECURITY ID: H84989104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pierre R. Brondeau | Management | For | For |
1.2 | Elect Director Juergen W. Gromer | Management | For | For |
1.3 | Elect Director William A. Jeffrey | Management | For | For |
1.4 | Elect Director Thomas J. Lynch | Management | For | For |
1.5 | Elect Director Yong Nam | Management | For | For |
1.6 | Elect Director Daniel J. Phelan | Management | For | For |
1.7 | Elect Director Frederic M. Poses | Management | For | For |
1.8 | Elect Director Lawrence S. Smith | Management | For | For |
1.9 | Elect Director Paula A. Sneed | Management | For | For |
1.10 | Elect Director David P. Steiner | Management | For | For |
1.11 | Elect Director John C. Van Scoter | Management | For | For |
2.1 | Accept Annual Report for Fiscal 2011/2012 | Management | For | For |
2.2 | Accept Statutory Financial Statements for Fiscal 2012/2013 | Management | For | For |
2.3 | Accept Consolidated Financial Statements for Fiscal 2012/2013 | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2012/2013 | Management | For | For |
4.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2012/2013 | Management | For | For |
4.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2012/2013 | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve Ordinary Cash Dividend | Management | For | For |
7 | Renew Authorized Capital | Management | For | For |
8 | Approve Reduction in Share Capital | Management | For | For |
9 | Adjourn Meeting | Management | For | For |
TELEFLEX INCORPORATED MEETING DATE: MAY 03, 2013 | ||||
TICKER: TFX SECURITY ID: 879369106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Patricia C. Barron | Management | For | For |
1b | Elect Director W. Kim Foster | Management | For | For |
1c | Elect Director Jeffrey A. Graves | Management | For | For |
1d | Elect Director James W. Zug | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TENNECO INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: TEN SECURITY ID: 880349105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas C. Freyman | Management | For | For |
1.2 | Elect Director Dennis J. Letham | Management | For | For |
1.3 | Elect Director Hari N. Nair | Management | For | For |
1.4 | Elect Director Roger B. Porter | Management | For | For |
1.5 | Elect Director David B. Price, Jr. | Management | For | For |
1.6 | Elect Director Gregg M. Sherrill | Management | For | For |
1.7 | Elect Director Paul T. Stecko | Management | For | For |
1.8 | Elect Director Jane L. Warner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TEREX CORPORATION MEETING DATE: MAY 09, 2013 | ||||
TICKER: TEX SECURITY ID: 880779103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ronald M. DeFeo | Management | For | For |
1b | Elect Director G. Chris Andersen | Management | For | For |
1c | Elect Director Paula H. J. Cholmondeley | Management | For | For |
1d | Elect Director Donald DeFosset | Management | For | For |
1e | Elect Director Thomas J. Hansen | Management | For | For |
1f | Elect Director Raimund Klinkner | Management | For | For |
1g | Elect Director David A. Sachs | Management | For | For |
1h | Elect Director Oren G. Shaffer | Management | For | For |
1i | Elect Director David C. Wang | Management | For | For |
1j | Elect Director Scott W. Wine | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Deferred Compensation Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TEXTRON INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott C. Donnelly | Management | For | For |
1.2 | Elect Director Kathleen M. Bader | Management | For | For |
1.3 | Elect Director R. Kerry Clark | Management | For | For |
1.4 | Elect Director James T. Conway | Management | For | For |
1.5 | Elect Director Ivor J. Evans | Management | For | For |
1.6 | Elect Director Lawrence K. Fish | Management | For | For |
1.7 | Elect Director Paul E. Gagne | Management | For | For |
1.8 | Elect Director Dain M. Hancock | Management | For | For |
1.9 | Elect Director Lord Powell | Management | For | For |
1.10 | Elect Director Lloyd G. Trotter | Management | For | For |
1.11 | Elect Director James L. Ziemer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
THE AES CORPORATION MEETING DATE: APR 18, 2013 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andres R. Gluski | Management | For | For |
1.2 | Elect Director Zhang Guo Bao | Management | For | Against |
1.3 | Elect Director Kristina M. Johnson | Management | For | For |
1.4 | Elect Director Tarun Khanna | Management | For | For |
1.5 | Elect Director John A. Koskinen | Management | For | For |
1.6 | Elect Director Philip Lader | Management | For | For |
1.7 | Elect Director Sandra O. Moose | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Moises Naim | Management | For | For |
1.10 | Elect Director Charles O. Rossotti | Management | For | For |
1.11 | Elect Director Sven Sandstrom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE BANK OF NEW YORK MELLON CORPORATION MEETING DATE: APR 09, 2013 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruth E. Bruch | Management | For | For |
1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.3 | Elect Director Gerald L. Hassell | Management | For | For |
1.4 | Elect Director Edmund F. 'Ted' Kelly | Management | For | For |
1.5 | Elect Director Richard J. Kogan | Management | For | For |
1.6 | Elect Director Michael J. Kowalski | Management | For | For |
1.7 | Elect Director John A. Luke, Jr. | Management | For | For |
1.8 | Elect Director Mark A. Nordenberg | Management | For | For |
1.9 | Elect Director Catherine A. Rein | Management | For | For |
1.10 | Elect Director William C. Richardson | Management | For | For |
1.11 | Elect Director Samuel C. Scott, III | Management | For | For |
1.12 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE COOPER COMPANIES, INC. MEETING DATE: MAR 21, 2013 | ||||
TICKER: COO SECURITY ID: 216648402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Thomas Bender | Management | For | For |
1.2 | Elect Director Michael H. Kalkstein | Management | For | For |
1.3 | Elect Director Jody S. Lindell | Management | For | For |
1.4 | Elect Director Gary S. Petersmeyer | Management | For | For |
1.5 | Elect Director Donald Press | Management | For | For |
1.6 | Elect Director Steven Rosenberg | Management | For | For |
1.7 | Elect Director Allan E. Rubenstein | Management | For | For |
1.8 | Elect Director Robert S. Weiss | Management | For | For |
1.9 | Elect Director Stanley Zinberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE DUN & BRADSTREET CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: DNB SECURITY ID: 26483E100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Austin A. Adams | Management | For | For |
1b | Elect Director John W. Alden | Management | For | For |
1c | Elect Director Christopher J. Coughlin | Management | For | For |
1d | Elect Director James N. Fernandez | Management | For | For |
1e | Elect Director Paul R. Garcia | Management | For | For |
1f | Elect Director Sara Mathew | Management | For | For |
1g | Elect Director Sandra E. Peterson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
THE GEO GROUP, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: GEO SECURITY ID: 36159R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarence E. Anthony | Management | For | For |
1.2 | Elect Director Norman A. Carlson | Management | For | For |
1.3 | Elect Director Anne N. Foreman | Management | For | For |
1.4 | Elect Director Richard H. Glanton | Management | For | For |
1.5 | Elect Director Christopher C. Wheeler | Management | For | For |
1.6 | Elect Director George C. Zoley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Other Business | Management | For | Against |
THE J. M. SMUCKER COMPANY MEETING DATE: AUG 15, 2012 | ||||
TICKER: SJM SECURITY ID: 832696405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul J. Dolan | Management | For | For |
2 | Elect Director Nancy Lopez Knight | Management | For | For |
3 | Elect Director Gary A. Oatey | Management | For | For |
4 | Elect Director Alex Shumate | Management | For | For |
5 | Elect Director Timothy P. Smucker | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Declassify the Board of Directors | Shareholder | Against | For |
9 | Prepare Coffee Sustainability Plan | Shareholder | Against | Abstain |
THE KROGER CO. MEETING DATE: JUN 27, 2013 | ||||
TICKER: KR SECURITY ID: 501044101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Reuben V. Anderson | Management | For | For |
1b | Elect Director Robert D. Beyer | Management | For | For |
1c | Elect Director David B. Dillon | Management | For | For |
1d | Elect Director Susan J. Kropf | Management | For | For |
1e | Elect Director John T. LaMacchia | Management | For | For |
1f | Elect Director David B. Lewis | Management | For | For |
1g | Elect Director W. Rodney McMullen | Management | For | For |
1h | Elect Director Jorge P. Montoya | Management | For | For |
1i | Elect Director Clyde R. Moore | Management | For | For |
1j | Elect Director Susan M. Phillips | Management | For | For |
1k | Elect Director Steven R. Rogel | Management | For | For |
1l | Elect Director James A. Runde | Management | For | For |
1m | Elect Director Ronald L. Sargent | Management | For | For |
1n | Elect Director Bobby S. Shackouls | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Supply Chain Human Rights Risks and Management | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Abstain |
7 | Adopt and Implement Sustainable Palm Oil Policy | Shareholder | Against | Abstain |
THE NASDAQ OMX GROUP, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: NDAQ SECURITY ID: 631103108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven D. Black | Management | For | For |
1b | Elect Director Borje E. Ekholm | Management | For | For |
1c | Elect Director Robert Greifeld | Management | For | For |
1d | Elect Director Glenn H. Hutchins | Management | For | For |
1e | Elect Director Essa Kazim | Management | For | For |
1f | Elect Director John D. Markese | Management | For | For |
1g | Elect Director Ellyn A. McColgan | Management | For | For |
1h | Elect Director Thomas F. O'Neill | Management | For | For |
1i | Elect Director James S. Riepe | Management | For | For |
1j | Elect Director Michael R. Splinter | Management | For | For |
1k | Elect Director Lars R. Wedenborn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Approve Amendment and Restatement of NASDAQ OMX's Restated Certificate of Incorporation to Make Other Non-Substantive Changes | Management | For | For |
THE PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | For |
1.2 | Elect Director Charles E. Bunch | Management | For | For |
1.3 | Elect Director Paul W. Chellgren | Management | For | For |
1.4 | Elect Director William S. Demchak | Management | For | For |
1.5 | Elect Director Kay Coles James | Management | For | For |
1.6 | Elect Director Richard B. Kelson | Management | For | For |
1.7 | Elect Director Bruce C. Lindsay | Management | For | For |
1.8 | Elect Director Anthony A. Massaro | Management | For | For |
1.9 | Elect Director Jane G. Pepper | Management | For | For |
1.10 | Elect Director James E. Rohr | Management | For | For |
1.11 | Elect Director Donald J. Shepard | Management | For | For |
1.12 | Elect Director Lorene K. Steffes | Management | For | For |
1.13 | Elect Director Dennis F. Strigl | Management | For | For |
1.14 | Elect Director Thomas J. Usher | Management | For | For |
1.15 | Elect Director George H. Walls, Jr. | Management | For | For |
1.16 | Elect Director Helge H. Wehmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Climate Change Financing Risk | Shareholder | Against | Abstain |
THE PROGRESSIVE CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: PGR SECURITY ID: 743315103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawton W. Fitt | Management | For | For |
1.2 | Elect Director Jeffrey D. Kelly | Management | For | For |
1.3 | Elect Director Peter B. Lewis | Management | For | For |
1.4 | Elect Director Patrick H. Nettles | Management | For | For |
1.5 | Elect Director Glenn M. Renwick | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE TIMKEN COMPANY MEETING DATE: MAY 07, 2013 | ||||
TICKER: TKR SECURITY ID: 887389104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Ballbach | Management | For | For |
1.2 | Elect Director Phillip R. Cox | Management | For | For |
1.3 | Elect Director Diane C. Creel | Management | For | For |
1.4 | Elect Director James W. Griffith | Management | For | For |
1.5 | Elect Director John A. Luke, Jr. | Management | For | For |
1.6 | Elect Director Joseph W. Ralston | Management | For | For |
1.7 | Elect Director John P. Reilly | Management | For | For |
1.8 | Elect Director Frank C. Sullivan | Management | For | For |
1.9 | Elect Director John M. Timken, Jr. | Management | For | For |
1.10 | Elect Director Ward J. Timken | Management | For | For |
1.11 | Elect Director Ward J. Timken, Jr. | Management | For | For |
1.12 | Elect Director Jacqueline F. Woods | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Request Board Spin-off of Steel Business | Shareholder | Against | Against |
THE WESTERN UNION COMPANY MEETING DATE: MAY 30, 2013 | ||||
TICKER: WU SECURITY ID: 959802109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dinyar S. Devitre | Management | For | For |
2 | Elect Director Betsy D. Holden | Management | For | For |
3 | Elect Director Wulf von Schimmelmann | Management | For | For |
4 | Elect Director Solomon D. Trujillo | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Provide Right to Call Special Meeting | Management | For | For |
8 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Against |
THE WILLIAMS COMPANIES, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: WMB SECURITY ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan S. Armstrong | Management | For | For |
1.2 | Elect Director Joseph R. Cleveland | Management | For | For |
1.3 | Elect Director Kathleen B. Cooper | Management | For | For |
1.4 | Elect Director John A. Hagg | Management | For | For |
1.5 | Elect Director Juanita H. Hinshaw | Management | For | For |
1.6 | Elect Director Ralph Izzo | Management | For | For |
1.7 | Elect Director Frank T. MacInnis | Management | For | For |
1.8 | Elect Director Steven W. Nance | Management | For | For |
1.9 | Elect Director Murray D. Smith | Management | For | For |
1.10 | Elect Director Janice D. Stoney | Management | For | For |
1.11 | Elect Director Laura A. Sugg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TIME WARNER INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Barksdale | Management | For | For |
1.2 | Elect Director William P. Barr | Management | For | For |
1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.5 | Elect Director Robert C. Clark | Management | For | For |
1.6 | Elect Director Mathias Dopfner | Management | For | For |
1.7 | Elect Director Jessica P. Einhorn | Management | For | For |
1.8 | Elect Director Fred Hassan | Management | For | For |
1.9 | Elect Director Kenneth J. Novack | Management | For | For |
1.10 | Elect Director Paul D. Wachter | Management | For | For |
1.11 | Elect Director Deborah C. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
TORCHMARK CORPORATION MEETING DATE: APR 25, 2013 | ||||
TICKER: TMK SECURITY ID: 891027104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Adair | Management | For | For |
1.2 | Elect Director Marilyn A. Alexander | Management | For | For |
1.3 | Elect Director David L. Boren | Management | For | For |
1.4 | Elect Director Jane M. Buchan | Management | For | For |
1.5 | Elect Director Gary L. Coleman | Management | For | For |
1.6 | Elect Director Larry M. Hutchison | Management | For | For |
1.7 | Elect Director Robert W. Ingram | Management | For | For |
1.8 | Elect Director Mark S. McAndrew | Management | For | For |
1.9 | Elect Director Lloyd W. Newton | Management | For | For |
1.10 | Elect Director Wesley D. Protheroe | Management | For | For |
1.11 | Elect Director Darren M. Rebelez | Management | For | For |
1.12 | Elect Director Lamar C. Smith | Management | For | For |
1.13 | Elect Director Paul J. Zucconi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TOWERS WATSON & CO. MEETING DATE: NOV 16, 2012 | ||||
TICKER: TW SECURITY ID: 891894107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Victor F. Ganzi | Management | For | For |
1b | Elect Director John J. Haley | Management | For | For |
1c | Elect Director Leslie S. Heisz | Management | For | For |
1d | Elect Director Brendan R. O'Neill | Management | For | For |
1e | Elect Director Linda D. Rabbitt | Management | For | For |
1f | Elect Director Gilbert T. Ray | Management | For | For |
1g | Elect Director Paul Thomas | Management | For | For |
1h | Elect Director Wilhelm Zeller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TREASURY WINE ESTATES LTD. MEETING DATE: OCT 22, 2012 | ||||
TICKER: TWE SECURITY ID: Q9194S107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Remuneration Report | Management | For | For |
3 | Elect Peter Hearl as a Director | Management | For | For |
4 | Elect Garry Hounsell as a Director | Management | For | For |
5 | Elect Ed Chan as a Director | Management | For | For |
6 | Elect Michael Cheek as a Director | Management | For | For |
7 | Approve the Grant of 623,556 Performance Rights to David Dearie, Chief Executive Officer of the Company | Management | For | For |
8 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | None | For |
TTM TECHNOLOGIES, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: TTMI SECURITY ID: 87305R109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James K. Bass | Management | For | For |
1.2 | Elect Director Thomas T. Edman | Management | For | For |
1.3 | Elect Director Tang Chung Yen, Tom | Management | For | For |
1.4 | Elect Director Dov S. Zakheim | Management | For | For |
2 | Ratify Auditors | Management | For | For |
U.S. BANCORP MEETING DATE: APR 16, 2013 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director Y. Marc Belton | Management | For | For |
1c | Elect Director Victoria Buyniski Gluckman | Management | For | For |
1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1e | Elect Director Richard K. Davis | Management | For | For |
1f | Elect Director Roland A. Hernandez | Management | For | For |
1g | Elect Director Doreen Woo Ho | Management | For | For |
1h | Elect Director Joel W. Johnson | Management | For | For |
1i | Elect Director Olivia F. Kirtley | Management | For | For |
1j | Elect Director Jerry W. Levin | Management | For | For |
1k | Elect Director David B. O'Maley | Management | For | For |
1l | Elect Director O'dell M. Owens | Management | For | For |
1m | Elect Director Craig D. Schnuck | Management | For | For |
1n | Elect Director Patrick T. Stokes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
UBM PLC MEETING DATE: MAY 23, 2013 | ||||
TICKER: UBM SECURITY ID: G91709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Re-elect Dame Helen Alexander as Director | Management | For | For |
7 | Re-elect Alan Gillespie as Director | Management | For | For |
8 | Re-elect Robert Gray as Director | Management | For | For |
9 | Re-elect Pradeep Kar as Director | Management | For | For |
10 | Re-elect David Levin as Director | Management | For | For |
11 | Re-elect Greg Lock as Director | Management | For | For |
12 | Re-elect Terry Neill as Director | Management | For | For |
13 | Re-elect Jonathan Newcomb as Director | Management | For | For |
14 | Re-elect Karen Thomson as Director | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
UBS AG MEETING DATE: MAY 02, 2013 | ||||
TICKER: UBSN SECURITY ID: H89231338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 0.15 per Share from Capital Contribution Reserve | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1a | Reelect Axel Weber as Director | Management | For | Did Not Vote |
4.1b | Reelect Michel Demare as Director | Management | For | Did Not Vote |
4.1c | Reelect David Sidwell as Director | Management | For | Did Not Vote |
4.1d | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
4.1e | Relect Ann Godbehere as Director | Management | For | Did Not Vote |
4.1f | Reelect Axel Lehmann as Director | Management | For | Did Not Vote |
4.1g | Reelect Helmut Panke as Director | Management | For | Did Not Vote |
4.1h | Reelect William Parrett as Director | Management | For | Did Not Vote |
4.1i | Reelect Isabelle Romy as Director | Management | For | Did Not Vote |
4.1j | Reelect Beatrice Weder di Mauro as Director | Management | For | Did Not Vote |
4.1k | Reelect Joseph Yam as Director | Management | For | Did Not Vote |
4.2 | Elect Reto Francioni as Director | Management | For | Did Not Vote |
4.3 | Ratify Ernst & Young Ltd. as Auditors | Management | For | Did Not Vote |
ULTRAPETROL (BAHAMAS) LIMITED MEETING DATE: JUL 02, 2012 | ||||
TICKER: ULTR SECURITY ID: P94398107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Capital | Management | For | Against |
2 | Adopt Amended and Restated Memorandum and Articles of Association of the Company | Management | For | Against |
ULTRAPETROL (BAHAMAS) LIMITED MEETING DATE: DEC 07, 2012 | ||||
TICKER: ULTR SECURITY ID: P94398107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2.1 | Elect Felipe Menendez Ross as Director | Management | For | For |
2.2 | Elect Ricardo Menendez Ross as Director | Management | For | For |
2.3 | Elect Leonard J. Hoskinson as Director | Management | For | For |
2.4 | Elect George Wood as Director | Management | For | For |
2.5 | Elect Michael C. Hagan as Director | Management | For | For |
2.6 | Elect Fernando Barros Tocornal as Director | Management | For | For |
2.7 | Elect Eduardo Ojea Quintana as Director | Management | For | For |
3 | Authorize Board to Ratify and Execute Approved Resolutions and Approve Indemnification of Directors, Officers and Employees of the Company | Management | For | For |
UNISYS CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: UIS SECURITY ID: 909214306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director J. Edward Coleman | Management | For | For |
1b | Elect Director Alison Davis | Management | For | For |
1c | Elect Director Nathaniel A. Davis | Management | For | For |
1d | Elect Director Henry C. Duques | Management | For | For |
1e | Elect Director Matthew J. Espe | Management | For | For |
1f | Elect Director Denise K. Fletcher | Management | For | For |
1g | Elect Director Leslie F. Kenne | Management | For | For |
1h | Elect Director Lee D. Roberts | Management | For | For |
1i | Elect Director Paul E. Weaver | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 03, 2013 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Edson Bueno | Management | For | For |
1c | Elect Director Richard T. Burke | Management | For | For |
1d | Elect Director Robert J. Darretta | Management | For | For |
1e | Elect Director Stephen J. Hemsley | Management | For | For |
1f | Elect Director Michele J. Hooper | Management | For | For |
1g | Elect Director Rodger A. Lawson | Management | For | For |
1h | Elect Director Douglas W. Leatherdale | Management | For | For |
1i | Elect Director Glenn M. Renwick | Management | For | For |
1j | Elect Director Kenneth I. Shine | Management | For | For |
1k | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
UNIVERSAL HEALTH SERVICES, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: UHS SECURITY ID: 913903100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Hotz | Management | For | For |
UNUM GROUP MEETING DATE: MAY 23, 2013 | ||||
TICKER: UNM SECURITY ID: 91529Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. Michael Caulfield | Management | For | For |
1.2 | Elect Director Ronald E. Goldsberry | Management | For | For |
1.3 | Elect Director Kevin T. Kabat | Management | For | For |
1.4 | Elect Director Michael J. Passarella | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
URS CORPORATION MEETING DATE: MAY 23, 2013 | ||||
TICKER: URS SECURITY ID: 903236107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mickey P. Foret | Management | For | For |
1b | Elect Director William H. Frist | Management | For | For |
1c | Elect Director Lydia H. Kennard | Management | For | For |
1d | Elect Director Donald R. Knauss | Management | For | For |
1e | Elect Director Martin M. Koffel | Management | For | For |
1f | Elect Director Timothy R. McLevish | Management | For | For |
1g | Elect Director Joseph W. Ralston | Management | For | For |
1h | Elect Director John D. Roach | Management | For | For |
1i | Elect Director Douglas W. Stotlar | Management | For | For |
1j | Elect Director William P. Sullivan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UTI WORLDWIDE INC. MEETING DATE: JUN 10, 2013 | ||||
TICKER: UTIW SECURITY ID: G87210103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect C. John Langley, Jr. as a Director | Management | For | For |
1.2 | Elect Allan M. Rosenzweig as a Director | Management | For | For |
1.3 | Elect Donald W. Slager as a Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
VALASSIS COMMUNICATIONS, INC. MEETING DATE: MAY 03, 2013 | ||||
TICKER: VCI SECURITY ID: 918866104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
1.2 | Elect Director Kenneth V. Darish | Management | For | For |
1.3 | Elect Director Robert A. Mason | Management | For | For |
1.4 | Elect Director Robert L. Recchia | Management | For | For |
1.5 | Elect Director Thomas J. Reddin | Management | For | For |
1.6 | Elect Director Alan F. Schultz | Management | For | For |
1.7 | Elect Director Wallace S. Snyder | Management | For | For |
1.8 | Elect Director Luis A. Ubinas | Management | For | For |
1.9 | Elect Director Faith Whittlesey | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Other Business | Management | For | Against |
VALIDUS HOLDINGS, LTD. MEETING DATE: MAY 01, 2013 | ||||
TICKER: VR SECURITY ID: G9319H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward J. Noonan | Management | For | For |
1.2 | Elect Director Mahmoud Abdallah | Management | For | For |
1.3 | Elect Director Jeffrey W. Greenberg | Management | For | For |
1.4 | Elect Director John J. Hendrickson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers Hamilton Bermuda as Independent Auditors | Management | For | For |
VENTAS, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: VTR SECURITY ID: 92276F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Debra A. Cafaro | Management | For | For |
1b | Elect Director Douglas Crocker, II | Management | For | For |
1c | Elect Director Ronald G. Geary | Management | For | For |
1d | Elect Director Jay M. Gellert | Management | For | For |
1e | Elect Director Richard I. Gilchrist | Management | For | For |
1f | Elect Director Matthew J. Lustig | Management | For | For |
1g | Elect Director Douglas M. Pasquale | Management | For | For |
1h | Elect Director Robert D. Reed | Management | For | For |
1i | Elect Director Sheli Z. Rosenberg | Management | For | For |
1j | Elect Director Glenn J. Rufrano | Management | For | For |
1k | Elect Director James D. Shelton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
7 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
VERINT SYSTEMS INC. MEETING DATE: JUN 25, 2013 | ||||
TICKER: VRNT SECURITY ID: 92343X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan Bodner | Management | For | For |
1.2 | Elect Director Victor DeMarines | Management | For | For |
1.3 | Elect Director John Egan | Management | For | For |
1.4 | Elect Director Larry Myers | Management | For | For |
1.5 | Elect Director Richard Nottenburg | Management | For | For |
1.6 | Elect Director Howard Safir | Management | For | For |
1.7 | Elect Director Earl Shanks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VIASAT, INC. MEETING DATE: SEP 20, 2012 | ||||
TICKER: VSAT SECURITY ID: 92552V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Johnson | Management | For | For |
1.2 | Elect Director John Stenbit | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
VIROPHARMA INCORPORATED MEETING DATE: MAY 23, 2013 | ||||
TICKER: VPHM SECURITY ID: 928241108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Claypool | Management | For | For |
1.2 | Elect Director Julie H. McHugh | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
WALGREEN CO. MEETING DATE: JAN 09, 2013 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janice M. Babiak | Management | For | For |
1b | Elect Director David J. Brailer | Management | For | For |
1c | Elect Director Steven A. Davis | Management | For | For |
1d | Elect Director William C. Foote | Management | For | For |
1e | Elect Director Mark P. Frissora | Management | For | For |
1f | Elect Director Ginger L. Graham | Management | For | For |
1g | Elect Director Alan G. McNally | Management | For | For |
1h | Elect Director Dominic P. Murphy | Management | For | For |
1i | Elect Director Stefano Pessina | Management | For | For |
1j | Elect Director Nancy M. Schlichting | Management | For | For |
1k | Elect Director Alejandro Silva | Management | For | For |
1l | Elect Director James A. Skinner | Management | For | For |
1m | Elect Director Gregory D. Wasson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
WALTER ENERGY, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: WLT SECURITY ID: 93317Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director David R. Beatty | Management | For | For |
1.2 | Elect Director Mary R. Henderson | Management | For | For |
1.3 | Elect Director Jerry W. Kolb | Management | For | For |
1.4 | Elect Director Patrick A. Kriegshauser | Management | For | For |
1.5 | Elect Director Joseph B. Leonard | Management | For | For |
1.6 | Elect Director Graham Mascall | Management | For | For |
1.7 | Elect Director Bernard G. Rethore | Management | For | For |
1.8 | Elect Director Walter J. Scheller | Management | For | For |
1.9 | Elect Director Michael T. Tokarz | Management | For | For |
1.10 | Elect Director A.J. Wagner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Edward G. Scholtz | Shareholder | For | Did Not Vote |
1.2 | Elect Director Mark H. Lochtenberg | Shareholder | For | Did Not Vote |
1.3 | Elect Director Robert H. Stan | Shareholder | For | Did Not Vote |
1.4 | Elect Director Lawrence M. Clark, Jr. | Shareholder | For | Did Not Vote |
1.5 | Elect Director Julian A. Treger | Shareholder | For | Did Not Vote |
1.6 | Management Nominee - David R. Beatty | Shareholder | For | Did Not Vote |
1.7 | Management Nominee - Mary R. Henderson | Shareholder | For | Did Not Vote |
1.8 | Management Nominee - Patrick A. Kriegshauser | Shareholder | For | Did Not Vote |
1.9 | Management Nominee - Graham Mascall | Shareholder | For | Did Not Vote |
1.10 | Management Nominee - Walter J. Scheller | Shareholder | For | Did Not Vote |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
3 | Ratify Auditors | Management | None | Did Not Vote |
WARNER CHILCOTT PUBLIC LIMITED COMPANY MEETING DATE: MAY 07, 2013 | ||||
TICKER: WCRX SECURITY ID: G94368100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John P. Connaughton | Management | For | For |
1b | Elect Director Tamar D. Howson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WASTE MANAGEMENT, INC. MEETING DATE: MAY 10, 2013 | ||||
TICKER: WM SECURITY ID: 94106L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bradbury H. Anderson | Management | For | For |
1b | Elect Director Frank M. Clark, Jr. | Management | For | For |
1c | Elect Director Patrick W. Gross | Management | For | For |
1d | Elect Director Victoria M. Holt | Management | For | For |
1e | Elect Director John C. Pope | Management | For | For |
1f | Elect Director W. Robert Reum | Management | For | For |
1g | Elect Director David P. Steiner | Management | For | For |
1h | Elect Director Thomas H. Weidemeyer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Adopt Compensation Benchmarking Policy | Shareholder | Against | Against |
WELLS FARGO & COMPANY MEETING DATE: APR 23, 2013 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | For |
1b | Elect Director Elaine L. Chao | Management | For | For |
1c | Elect Director John S. Chen | Management | For | For |
1d | Elect Director Lloyd H. Dean | Management | For | For |
1e | Elect Director Susan E. Engel | Management | For | For |
1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1g | Elect Director Donald M. James | Management | For | For |
1h | Elect Director Cynthia H. Milligan | Management | For | For |
1i | Elect Director Federico F. Pena | Management | For | For |
1j | Elect Director Howard V. Richardson | Management | For | For |
1k | Elect Director Judith M. Runstad | Management | For | For |
1l | Elect Director Stephen W. Sanger | Management | For | For |
1m | Elect Director John G. Stumpf | Management | For | For |
1n | Elect Director Susan G. Swenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Abstain |
WESCO INTERNATIONAL, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: WCC SECURITY ID: 95082P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sandra Beach Lin | Management | For | For |
1.2 | Elect Director Robert J. Tarr, Jr. | Management | For | For |
1.3 | Elect Director Stephen A. Van Oss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
WESTLAKE CHEMICAL CORPORATION MEETING DATE: MAY 17, 2013 | ||||
TICKER: WLK SECURITY ID: 960413102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert T. Blakely | Management | For | For |
1.2 | Elect Director Albert Chao | Management | For | For |
1.3 | Elect Director Michael J. Graff | Management | For | For |
1.4 | Elect Director R. Bruce Northcutt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
WH SMITH PLC MEETING DATE: JAN 23, 2013 | ||||
TICKER: SMWH SECURITY ID: G8927V149 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Walker Boyd as Director | Management | For | For |
5 | Elect Steve Clarke as Director | Management | For | For |
6 | Elect Annemarie Durbin as Director | Management | For | For |
7 | Re-elect Drummond Hall as Director | Management | For | For |
8 | Re-elect Robert Moorhead as Director | Management | For | For |
9 | Re-elect Henry Staunton as Director | Management | For | For |
10 | Re-elect Kate Swann as Director | Management | For | For |
11 | Reappoint Deloitte LLP as Auditors | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise EU Political Donations and Expenditure | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
WHIRLPOOL CORPORATION MEETING DATE: APR 16, 2013 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Gary T. DiCamillo | Management | For | For |
1c | Elect Director Diane M. Dietz | Management | For | For |
1d | Elect Director Jeff M. Fettig | Management | For | For |
1e | Elect Director Michael F. Johnston | Management | For | For |
1f | Elect Director William T. Kerr | Management | For | For |
1g | Elect Director John D. Liu | Management | For | For |
1h | Elect Director Harish Manwani | Management | For | For |
1i | Elect Director William D. Perez | Management | For | For |
1j | Elect Director Michael A. Todman | Management | For | For |
1k | Elect Director Michael D. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
WHITING PETROLEUM CORPORATION MEETING DATE: MAY 07, 2013 | ||||
TICKER: WLL SECURITY ID: 966387102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas L. Aller | Management | For | For |
1.2 | Elect Director Michael B. Walen | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
WPX ENERGY, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: WPX SECURITY ID: 98212B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Carrig | Management | For | For |
1.2 | Elect Director Henry E. Lentz | Management | For | For |
1.3 | Elect Director William G. Lowrie | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
XEROX CORPORATION MEETING DATE: MAY 21, 2013 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glenn A. Britt | Management | For | For |
1.2 | Elect Director Ursula M. Burns | Management | For | For |
1.3 | Elect Director Richard J. Harrington | Management | For | For |
1.4 | Elect Director William Curt Hunter | Management | For | For |
1.5 | Elect Director Robert J. Keegan | Management | For | For |
1.6 | Elect Director Robert A. McDonald | Management | For | For |
1.7 | Elect Director Charles Prince | Management | For | For |
1.8 | Elect Director Ann N. Reese | Management | For | For |
1.9 | Elect Director Sara Martinez Tucker | Management | For | For |
1.10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
YAHOO! INC. MEETING DATE: JUL 12, 2012 | ||||
TICKER: YHOO SECURITY ID: 984332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alfred J. Amoroso | Management | For | For |
2 | Elect Director John D. Hayes | Management | For | For |
3 | Elect Director Susan M. James | Management | For | For |
4 | Elect Director David W. Kenny | Management | For | For |
5 | Elect Director Peter Liguori | Management | For | For |
6 | Elect Director Daniel S. Loeb | Management | For | For |
7 | Elect Director Thomas J. McInerney | Management | For | For |
8 | Elect Director Brad D. Smith | Management | For | For |
9 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
10 | Elect Director Harry J. Wilson | Management | For | For |
11 | Elect Director Michael J. Wolf | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
ZIMMER HOLDINGS, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: ZMH SECURITY ID: 98956P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher B. Begley | Management | For | For |
1b | Elect Director Betsy J. Bernard | Management | For | For |
1c | Elect Director Gail K. Boudreaux | Management | For | For |
1d | Elect Director David C. Dvorak | Management | For | For |
1e | Elect Director Larry C. Glasscock | Management | For | For |
1f | Elect Director Robert A. Hagemann | Management | For | For |
1g | Elect Director Arthur J. Higgins | Management | For | For |
1h | Elect Director John L. McGoldrick | Management | For | For |
1i | Elect Director Cecil B. Pickett | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I Fidelity Advisor Series VII Fidelity Advisor Series VIII Fidelity Beacon Street Trust Fidelity Capital Trust Fidelity Central Investment Portfolios LLC Fidelity Commonwealth Trust Fidelity Concord Street Trust Fidelity Congress Street Fund Fidelity Contrafund Fidelity Destiny Portfolios Fidelity Devonshire Trust Fidelity Exchange Fund Fidelity Financial Trust | Fidelity Hanover Street Trust Fidelity Hastings Street Trust Fidelity Investment Trust Fidelity Magellan Fund Fidelity Mt. Vernon Street Trust Fidelity Puritan Trust Fidelity Securities Fund Fidelity Select Portfolios Fidelity Summer Street Trust Fidelity Trend Fund Variable Insurance Products Fund Variable Insurance Products Fund II Variable Insurance Products Fund III Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Vito Arno my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after August 1, 2013.
WITNESS my hand on this 1st day of August 2013.
/s/Kenneth B. Robins
Kenneth B. Robins
Treasurer