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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
(No. 002-34393) | ☒ | |
Pre-Effective Amendment No. | ☐ | |
Post-Effective Amendment No. 310 | ☒ |
and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 (No. 811-01879) | ☒ | |||
Amendment No. 293 | ☒ |
(Check appropriate box or boxes.)
JANUS INVESTMENT FUND
(Exact Name of Registrant as Specified in Charter)
151 Detroit Street, Denver, Colorado 80206-4805
(Address of Principal Executive Offices) (Zip Code)
Registrant’s Telephone Number, including Area Code: 303-333-3863
Abigail Murray – 151 Detroit Street, Denver, Colorado 80206-4805
(Name and Address of Agent for Service)
It is proposed that this filing will become effective immediately pursuant to Rule 462(d) under the Securities Act of 1933, as amended (the “Securities Act”).
EXPLANATORY NOTE
This Post-Effective Amendment No. 310 to the Registration Statement on Form N-1A (File No. 002-34393) is being filed pursuant to Rule 462(d) under the Securities Act, solely for the purpose of filing certain revised exhibits to the Registration Statement. Accordingly, this Post-Effective Amendment No. 310 consists only of a facing page, this explanatory note, Part C of the Registration Statement, the Index of Exhibits, and the exhibits to the Registration Statement listed thereon. This Post-Effective Amendment No. 310 does not modify the Prospectus or Statement of Additional Information included in Post-Effective Amendment No. 309 to the Registration Statement on Form N-1A filed with the Securities and Exchange Commission (the “SEC”) on August 16, 2022. Pursuant to Rule 462(d) under the Securities Act, this Post-Effective Amendment No. 310 shall become effective immediately upon filing with the SEC. The contents of the Registration Statement are hereby incorporated by reference.
PART C - OTHER INFORMATION
Exhibit (a) – Articles of Incorporation | ||
(a)(1) | ||
(a)(2) | ||
(a)(3) | ||
(a)(4) | ||
(a)(5) | ||
(a)(6) | ||
(a)(7) | ||
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(a)(51) |
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(a)(53) | ||
(a)(54) | ||
(a)(55) | ||
Exhibit (b) – By-laws | ||
(b)(1) | ||
(b)(2) | ||
(b)(3) | ||
Exhibit (c) – Instruments Defining Rights of Security Holders | ||
(c)(1) | ||
(c)(2) | ||
(c)(3) | ||
(c)(4) | ||
(c)(5) | ||
(c)(6) | ||
(c)(7) | ||
(c)(8) | ||
(c)(9) | ||
(c)(10) | ||
(c)(11) | ||
(c)(12) | ||
Exhibit (d) – Investment Advisory Contracts | ||
(d)(1) |
(d)(2) | ||
(d)(3) | ||
(d)(4) | ||
(d)(5) | ||
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(d)(61) | ||
(d)(62) | ||
(d)(63) | ||
(d)(64) | ||
(d)(65) | ||
Exhibit (e) – Underwriting Contracts | ||
(e)(1) | ||
Exhibit (f) – Bonus or Profit Sharing Contracts (Not Applicable) | ||
Exhibit (g) – Custodian Agreements | ||
(g)(1) |
(g)(2) | ||
(g)(3) | ||
(g)(4) | ||
(g)(5) | ||
(g)(6) | ||
(g)(7) | ||
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(g)(27) | ||
Exhibit (h) – Other Material Contracts | ||
(h)(1) | ||
(h)(2) | ||
(h)(3) | ||
(h)(4) | ||
(h)(5) |
(h)(6) | ||
(h)(7) | ||
(h)(8) | ||
(h)(9) | ||
(h)(10) | ||
(h)(11) | ||
(h)(12) | ||
(h)(13) | Form of Administration Agreement between Janus Investment Fund, on behalf of Janus Smart Portfolio – Growth, Janus Smart Portfolio – Moderate and Janus Smart Portfolio – Conservative, and Janus Capital | |
(h)(14) | ||
(h)(15) | ||
(h)(16) | ||
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(h)(158) | ||
(h)(159) | ||
(h)(160) | ||
(h)(161) | ||
(h)(162) | ||
(h)(163) | ||
(h)(164) | ||
Exhibit (i) – Legal Opinion | ||
(i)(1) | ||
(i)(2) | ||
(i)(3) | ||
(i)(4) |
(i)(5) | ||
(i)(6) | ||
(i)(7) | ||
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(i)(22) |
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(i)(27) | ||
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(i)(29) | ||
(i)(30) | ||
(i)(31) | ||
(i)(32) | ||
(i)(33) | ||
(i)(34) | ||
Exhibit (j) – Other Opinions (Not Applicable) | ||
Exhibit (k) – Omitted Financial Statements (Not Applicable) | ||
Exhibit (l) – Initial Capital Agreements (Not Applicable) | ||
Exhibit (m) – Rule 12b-1 Plan | ||
(m)(1) | ||
(m)(2) | ||
(m)(3) | ||
(m)(4) | ||
Exhibit (n) – Rule 18f-3 Plan |
(n)(1) | ||
(n)(2) | ||
(n)(3) | ||
(n)(4) | ||
(n)(5) | ||
(n)(6) | ||
(n)(7) | ||
Exhibit (o) – Reserved | ||
Exhibit (p) – Codes of Ethics | ||
(p)(1) | ||
Exhibit (q) – Power of Attorney | ||
(q)(1) |
Name | Position(s) with Janus Henderson Distributors |
Nicholas J. Cherney | Head of Exchange Traded Products |
Peter Falconer | Assistant Secretary |
Stephanie Grauerholz | Head of Legal, North America |
Brennan A. Hughes | Chief Accounting Officer and Treasurer |
John E. Ingram | President |
Bruce L. Koepfgen | Head of North America |
Karlene J. Lacy | Global Head of Tax |
Kristin Mariani | Head of Compliance, North America |
Michael L. Mulder | Chief Compliance Officer |
Michelle R. Rosenberg | General Counsel and Secretary |
Russell P. Shipman | Head of Retirement Sales and Strategy |
JANUS INVESTMENT FUND | ||
By: | /s/ Michelle R. Rosenberg | |
Michelle R. Rosenberg, Interim President and Chief Executive Officer |
Signature | Title | Date |
/s/ Michelle R. Rosenberg | Interim President and Chief Executive Officer (Principal Executive Officer) | August 17, 2022 |
Michelle R. Rosenberg | ||
/s/ Jesper Nergaard | Vice President, Chief Financial Officer, Treasurer and Principal Accounting Officer (Principal Financial Officer and Principal Accounting Officer) | August 17, 2022 |
Jesper Nergaard | ||
Alan A. Brown* | Chairman and Trustee | August 17, 2022 |
Alan A. Brown | ||
William D. Cvengros* | Trustee | August 17, 2022 |
William D. Cvengros | ||
Raudline Etienne* | Trustee | August 17, 2022 |
Raudline Etienne | ||
William F. McCalpin* | Trustee | August 17, 2022 |
William F. McCalpin | ||
Gary A. Poliner* | Trustee | August 17, 2022 |
Gary A. Poliner | ||
Diane L. Wallace* | Trustee | August 17, 2022 |
Diane L. Wallace | ||
Linda S. Wolf* | Trustee | August 17, 2022 |
Linda S. Wolf |
/s/ Abigail Murray | ||
*By: | Abigail Murray Attorney-In-Fact |