United States
Securities and Exchange Commission
Washington, DC 20549
FORM N-PX/A
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-02896
Prudential Investment Portfolios, Inc. 15
(Exact name of registrant as specified in charter)
655 Broad Street
17th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)
Jonathan D. Shain, Esquire
655 Broad Street
17th Floor
Newark, NJ 07102
(Name and address of agent for service)
Registrant’s telephone number, including area code: 973-802-6469
Date of fiscal year end: August 31
Date of reporting period: 7/1/2010 through 6/30/2011
Item 1. Proxy Voting Record.
In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-02896
Reporting Period: 07/01/2010 - 06/30/2011
Prudential Investment Portfolios, Inc. 15
================ Prudential High Yield Fund - Sub-Adviser: PIM =================
CENTURYTEL INC
Ticker: CTL Security ID: 156700106
Meeting Date: MAY 18, 2011 Meeting Type: ANNUAL
Record Date: MAR 21, 2011
# Proposal Mgt Rec Vote Cast Sponsor
2.A DIRECTOR 1) VIRGINIA BOULET 2) PETER For For Management
C. BROWN 3) RICHARD A. GEPHARDT 4)
GREGORY J. MCCRAY 5) MICHAEL J. ROBERTS
2.B RATIFY THE APPOINTMENT OF KPMG LLP AS For For Management
OUR INDEPENDENT AUDITOR FOR 2011.
2.C APPROVE OUR 2011 EQUITY INCENTIVE PLAN. For For Management
2.D ADVISORY VOTE REGARDING OUR EXECUTIVE For For Management
COMPENSATION.
2.E ADVISORY VOTE REGARDING THE FREQUENCY 1 YEAR 1 YEAR Management
OF OUR EXECUTIVE COMPENSATION VOTES.
2.F SHAREHOLDER PROPOSAL REGARDING AGAINST For Shareholder
POLITICAL CONTRIBUTIONS REPORTS.
2.G SHAREHOLDER PROPOSAL REGARDING BOARD AGAINST For Shareholder
DECLASSIFICATION.
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DEX ONE CORP
Ticker: DEXO Security ID: 25212W100
Meeting Date: MAY 03, 2011 Meeting Type: ANNUAL
Record Date: MAR 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
3.A ELECTION OF DIRECTOR: JONATHAN B. For For Management
BULKELEY
3.B ELECTION OF DIRECTOR: EUGENE I. DAVIS For For Management
3.C ELECTION OF DIRECTOR: RICHARD L. For For Management
KUERSTEINER
3.D ELECTION OF DIRECTOR: W. KIRK LIDDELL For For Management
3.E ELECTION OR DIRECTOR: MARK A. MCEACHEN For For Management
3.F ELECTION OF DIRECTOR: ALFRED T. MOCKETT For For Management
3.G ELECTION OF DIRECTOR: ALAN F. SCHULTZ For For Management
3.H PROPOSAL TO APPROVE BY NON-BINDING For For Management
VOTE EXECUTIVE COMPENSATION
3.I TO RATIFY THE APPOINTMENT OF KPMG LLP For For Management
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
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GENON ENERGY INC
Ticker: GEN Security ID: 37244E107
Meeting Date: MAY 04, 2011 Meeting Type: ANNUAL/Special Meeting of Stockhold
Record Date: MAR 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
4.A ELECTION OF DIRECTOR: E. WILLIAM For For Management
BARNETT
4.B ELECTION OF DIRECTOR: TERRY G. DALLAS For For Management
4.C ELECTION OF DIRECTOR: MARK M. JACOBS For For Management
4.D ELECTION OF DIRECTOR: THOMAS H. JOHNSON For For Management
4.E ELECTION OF DIRECTOR: STEVEN L. MILLER For For Management
4.F ELECTION OF DIRECTOR: EDWARD R. MULLER For For Management
4.G ELECTION OF DIRECTOR: ROBERT C. MURRAY For For Management
4.H ELECTION OF DIRECTOR: LAREE E. PEREZ For For Management
4.I ELECTION OF DIRECTOR: EVAN J. For For Management
SILVERSTEIN
4.J ELECTION OF DIRECTOR: WILLIAM L. For For Management
THACKER
4.K RATIFY THE AUDIT COMMITTEE'S SELECTION For For Management
OF KPMG LLP AS OUR INDEPENDENT
AUDITORS FOR FISCAL YEAR 2011.
4.L ADOPT AN AMENDMENT TO OUR THIRD For For Management
RESTATED CERTIFICATE OF INCORPORATION
TO HELP PROTECT THE TAX BENEFITS OF
OUR NET OPERATING LOSSES.
4.M APPROVE THE STOCKHOLDER RIGHTS PLAN, For For Management
ADOPTED BY THE BOARD ON JANUARY 15,
2001, AS AMENDED NOVEMBER 23, 2010.
4.N APPROVE, ON AN ADVISORY BASIS, THE For For Management
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4.O DETERMINE, ON AN ADVISORY BASIS, THE 1 YEAR 1 YEAR Management
FREQUENCY OF CONDUCTING FUTURE
ADVISORY VOTES ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
4.P CONSIDER A STOCKHOLDER PROPOSAL, IF AGAINST AGAINST Shareholder
PROPERLY PRESENTED AT THE MEETING,
DESCRIBED IN THE PROXY MATERIALS.
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MIRANT CORP
Ticker: MIR Security ID: 60467R100
Meeting Date: OCT 25, 2010 Meeting Type: Special Meeting for shareholder
Record Date: SEP 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.A PROPOSAL TO ADOPT THE AGREEMENT AND For For Management
PLAN OF MERGER, DATED AS APRIL 11,
2010, BY AND AMONG RRI ENERGY, INC.,
RRI ENERGY HOLDINGS, INC., AND MIRANT
CORPORATION.
1.B PROPOSAL TO APPROVE ANY MOTION TO For For Management
ADJOURN THE MIRANT SPECIAL MEETING, IF
NECESSARY, TO SOLICIT ADDITIONAL
PROXIES.
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SEMGROUP LP
Ticker: SEMGRP Security ID: 81663A105
Meeting Date: MAY 25, 2011 Meeting Type: ANNUAL
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
5.A DIRECTOR: 1) RONALD A. BALLSCHMIEDE 2) For For Management
SARAH M. BARPOULIS 3) JOHN F.
CHLEBOWSKI 4) STANLEY C. HORTON 5)
KARL F. KURZ 6) THOMAS R. MCDANIEL 7)
NORMAN J. SZYDLOWSKI.
5.B TO APPROVE, ON A NON-BINDING ADVISORY For For Management
BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
5.C TO SELECT, ON A NON-BINDING ADVISORY 1 YEAR 1 YEAR Management
BASIS, THE FREQUENCY OF FUTURE
STOCKHOLDER ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
5.D RATIFICATION OF BDO USA, LLP AS For For Management
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
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SPRINT FON GRP
Ticker: S Security ID: 852061100
Meeting Date: MAY 10, 2011 Meeting Type: ANNUAL
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
6.A ELECTION OF DIRECTOR: ROBERT R. BENNETT For For Management
6.B ELECTION OF DIRECTOR: GORDON M. BETHUNE For For Management
6.C ELECTION OF DIRECTOR: LARRY C. For For Management
GLASSCOCK
6.D ELECTION OF DIRECTOR: JAMES H. HANCE, For For Management
JR.
6.E ELECTION OF DIRECTOR: DANIEL R. HESSE For For Management
6.F ELECTION OF DIRECTOR: V. JANET HILL For For Management
6.G ELECTION OF DIRECTOR: FRANK IANNA For For Management
6.H ELECTION OF DIRECTOR: SVEN-CHRISTER For For Management
NILSSON
6.I ELECTION OF DIRECTOR: WILLIAM R. NUTI For For Management
6.J ELECTION OF DIRECTOR: RODNEY O'NEAL For For Management
6.K TO RATIFY THE APPOINTMENT OF KPMG LLP For For Management
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF SPRINT NEXTEL FOR
2011.
6.L TO APPROVE, BY A NON-BINDING ADVISORY For For Management
VOTE, OUR EXECUTIVE COMPENSATION.
6.M TO RECOMMEND, BY A NON-BINDING 1 YEAR 1 YEAR Management
ADVISORY VOTE, THE FREQUENCY OF
ADVISORY VOTES ON OUR EXECUTIVE
COMPENSATION.
6.N TO VOTE ON A SHAREHOLDER PROPOSAL AGAINST For Shareholder
CONCERNING POLITICAL CONTRIBUTIONS.
6.O TO VOTE ON A SHAREHOLDER PROPOSAL AGAINST For Shareholder
CONCERNING THE RETENTION OF EQUITY
AWARDS.
6.P TO VOTE ON A SHAREHOLDER PROPOSAL AGAINST For Shareholder
REQUESTING CHANGE TO A VOTING
REQUIREMENT.
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XEROX CORP
Ticker: XRX Security ID: 984121103
Meeting Date: MAY 26, 2011 Meeting Type: ANNUAL
Record Date: MAR 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
7.A ELECTION OF DIRECTOR: GLENN A. BRITT For For Management
7.B ELECTION OF DIRECTOR: URSULA M. BURNS For For Management
7.C ELECTION OF DIRECTOR: RICHARD J. For For Management
HARRINGTON
7.D ELECTION OF DIRECTOR: WILLIAM CURT For For Management
HUNTER
7.E ELECTION OF DIRECTOR: ROBERT J. KEEGAN For For Management
7.F ELECTION OF DIRECTOR: ROBERT A. For For Management
MCDONALD
7.G ELECTION OF DIRECTOR: N.J. NICHOLAS, For For Management
JR.
7.H ELECTION OF DIRECTOR: CHARLES PRINCE For For Management
7.I ELECTION OF DIRECTOR: ANN N. REESE For For Management
7.J ELECTION OF DIRECTOR: MARY AGNES For For Management
WILDEROTTER
7.K RATIFICATION OF THE SELECTION OF For For Management
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
7.L APPROVAL, ON AN ADVISORY BASIS, OF THE For For Management
2010 COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
7.M SELECTION, ON AN ADVISORY BASIS, OF 1 YEAR 1 YEAR Management
THE FREQUENCY OF A SHAREHOLDER VOTE TO
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Prudential Investment Portfolios, Inc. 15
By:Stuart S. Parker*
Stuart S. Parker, President
* By:/s/ Jonathan D. Shain
Attorney-in-Fact
Date: December 19, 2016
POWER OF ATTORNEY
for the Prudential Fund Complex
The undersigned, Ellen S. Alberding, Kevin J. Bannon, Scott E. Benjamin, Linda W. Bynoe, Keith F. Hartstein, Michael S. Hyland, Stuart S. Parker, Richard A. Redeker, Stephen Stoneburn, Grace C. Torres as directors/ trustees of each of the registered investment companies listed in Appendix A hereto, and M. Sadiq Peshimam, as treasurer and principal financial and accounting officer of each of the registered investment companies listed in Appendix A hereto, hereby authorize Andrew French, Claudia DiGiacomo, Deborah A. Docs, Raymond A. O’Hara and Jonathan D. Shain, or any of them, as attorney-in-fact, to sign on his or her behalf in the capacities indicated (and not in such person’s personal individual capacity for personal financial or estate planning), the Registration Statement on Form N-1A, filed for such registered investment company or any amendment thereto (including any pre-effective or post-effective amendments) and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5 for or on behalf of each registered investment company listed in Appendix A or any current or future series thereof, and to file the same, with all exhibits thereto, with the Securities and Exchange Commission.
This Power of Attorney may be executed in multiple counterparts, each of which shall be deemed an original, but which taken together shall constitute one instrument.
| | |
/s/ Ellen S. Alberding
Ellen S. Alberding | /s/ Stuart S. Parker
Stuart S. Parker |
/s/ Kevin J. Bannon
Kevin J. Bannon | /s/ M. Sadiq Peshimam
M. Sadiq Peshimam |
/s/ Scott E. Benjamin
Scott E. Benjamin | /s/ Richard A. Redeker
Richard A. Redeker |
/s/ Linda W. Bynoe
Linda W. Bynoe | /s/ Stephen Stoneburn
Stephen Stoneburn |
/s/ Keith F. Hartstein
Keith F. Hartstein | /s/ Grace C. Torres
Grace C. Torres |
/s/ Michael S. Hyland
Michael S. Hyland | |
| | |
| | |
| Dated: December 7, 2016 | |
APPENDIX A
Prudential Government Money Market Fund, Inc.
The Prudential Investment Portfolios, Inc.
Prudential Investment Portfolios 2
Prudential Investment Portfolios 3
Prudential Investment Portfolios Inc. 14
Prudential Investment Portfolios 4
Prudential Investment Portfolios 5
Prudential Investment Portfolios 6
Prudential National Muni Fund, Inc.
Prudential Jennison Blend Fund, Inc.
Prudential Jennison Mid-Cap Growth Fund, Inc.
Prudential Investment Portfolios 7
Prudential Investment Portfolios 8
Prudential Jennison Small Company Fund, Inc.
Prudential Investment Portfolios 9
Prudential World Fund, Inc.
Prudential Investment Portfolios, Inc. 10
Prudential Jennison Natural Resources Fund, Inc.
Prudential Global Total Return Fund, Inc.
Prudential Investment Portfolios 12
Prudential Investment Portfolios, Inc. 15
Prudential Investment Portfolios 16
Prudential Investment Portfolios, Inc. 17
Prudential Investment Portfolios 18
Prudential Sector Funds, Inc.
Prudential Short-Term Corporate Bond Fund, Inc.
The Target Portfolio Trust
The Prudential Variable Contract Account-2
The Prudential Variable Contract Account-10
The Prudential Variable Contract Account-11
