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3 Filing
Dollar General (DG) Form 3DOLLAR GENERAL / Tracey N Herrmann ownership change
Filed: 10 Feb 25, 7:25pm
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 02/01/2025 |
3. Issuer Name and Ticker or Trading Symbol
DOLLAR GENERAL CORP [ DG ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 14,191(1) | D | |
Common Stock | 1 | I | By Child |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy) | (2) | 05/30/2027 | Common Stock | 6,000 | 73.02 | D | |
Employee Stock Option (Right to Buy) | (3) | 03/21/2028 | Common Stock | 6,583 | 92.98 | D | |
Employee Stock Option (Right to Buy) | (4) | 03/20/2029 | Common Stock | 5,617 | 117.13 | D | |
Employee Stock Option (Right to Buy) | (5) | 03/17/2030 | Common Stock | 5,200 | 154.53 | D | |
Employee Stock Option (Right to Buy) | (6) | 03/16/2031 | Common Stock | 4,745 | 193.55 | D | |
Employee Stock Option (Right to Buy) | (7) | 03/15/2032 | Common Stock | 5,278 | 214.25 | D | |
Employee Stock Option (Right to Buy) | (8) | 03/28/2033 | Common Stock | 4,007 | 208.13 | D | |
Employee Stock Option (Right to Buy) | (9) | 03/27/2034 | Common Stock | 11,708 | 154.21 | D |
Explanation of Responses: |
1. Includes 184 restricted stock units representing the right to receive shares of common stock upon vesting ("RSUs") that are scheduled to vest on April 1, 2025, subject to certain forfeiture and accelerated vesting provisions; 368 RSUs that are scheduled to vest evenly on April 1, 2025 and April 1, 2026, subject to certain forfeiture and accelerated vesting provisions; 1,610 RSUs that are scheduled to vest evenly on April 1, 2025, April 1, 2026 and April 1, 2027, subject to certain forfeiture and accelerated vesting provisions; 4,184 RSUS that are scheduled to vest on November 4, 2026, subject to certain forfeiture and accelerated vesting provisions; and 142 earned but unvested performance share units representing the right to receive shares of common stock upon vesting that are scheduled to vest on April 1, 2025, subject to certain forfeiture and accelerated vesting provisions. |
2. Vested as to 1,298 shares on May 30, 2019 and as to 2,351 shares on each of May 30, 2020 and May 30, 2021. |
3. Vested as to 1,648 shares on April 1, 2019 and as to 1,645 shares on each of April 1, 2020, April 1, 2021 and April 1, 2022. |
4. Vested as to 1,405 shares on April 1, 2020 and as to 1,404 shares on each of April 1, 2021, April 1, 2022 and April 1, 2023. |
5. Vested as to 1,300 shares on each of April 1, 2021, April 1, 2022, April 1, 2023 and April 1, 2024. |
6. Vested as ato 1,187 shares on April 1, 2022 and as to 1,186 shares on each of April 1, 2023 and April 1, 2024. The remaining portion of the option is scheduled to vest as to 1,186 shares on April 1, 2025, subject to certain forfeiture and accelerated vesting provisions. |
7. Vested as to 1,321 shares on April 1, 2023 and as to 1,319 shares on April 1, 2024. The remaining portion of the option is scheduled to vest as to 1,319 shares on each of April 1, 2025 and April 1, 2026, subject to certain forfeiture and accelerated vesting provisions. |
8. Vested as to 1,004 shares on April 1, 2024. The remaining portion of the option is scheduled to vest as to 1,001 shares on each of April 1, 2025, April 1, 2026 and April 1, 2027, subject to certain forfeiture and accelerated vesting provisions. |
9. Vests in four annual installments of 25% beginning April 1, 2025, subject to certain forfeiture and accelerated vesting provisions. |
Remarks: |
Exhibit List: Exhibit 24--Power of Attorney |
/s/ Tracey N. Herrmann | 02/10/2025 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |