SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported) September 28, 2006
Credit Suisse (USA), Inc.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation or organization)
1-6862 |
| 13-1898818 |
(Commission File Number) |
| (I.R.S. Employer |
|
| Identification No.) |
|
|
|
Eleven Madison Avenue, New York, New York |
| 10010 |
(Address of principal executive office) |
| (Zip Code) |
(212) 325-2000
(Registrant’s telephone number, including area code)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
o | Soliciting material pursuant to Rule 14a-12 under Exchange Act (17 CFR 240.14a-12) |
o | Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 9.01. Financial Statements and Exhibits.
(c) Exhibits
Exhibit 4.01 |
| Form of Note for the Company’s Reverse Convertible Securities Linked to the Performance of Freeport-McMoran Copper & Gold, Inc. due March 30, 2007 |
|
|
|
Exhibit 4.02 |
| Form of Note for the Company’s Reverse Convertible Securities Linked to the Performance of Oregon Steel Mills, Inc. due March 30, 2007 |
|
|
|
Exhibit 4.03 |
| Form of Note for the Company’s Reverse Convertible Securities Linked to the Performance of XM Satellite Radio Holdings, Inc. due March 30, 2007 |
|
|
|
Exhibit 4.04 |
| Form of Note for the Company’s Reverse Convertible Securities Linked to the Performance of Boston Scientific Corp. due September 28, 2007 |
|
|
|
Exhibit 4.05 |
| Form of Note for the Company’s Reverse Convertible Securities Linked to the Performance of Las Vegas Sands Corp. due September 28, 2007 |
|
|
|
Exhibit 4.06 |
| Form of Note for the Company’s Reverse Convertible Securities Linked to the Performance of International Rectifier Corp. due September 28, 2007 |
|
|
|
Exhibit 4.07 |
| Form of Note for the Company’s Reverse Convertible Securities Linked to the Performance of Tempur-Pedic International, Inc. due September 28, 2007 |
|
|
|
Exhibit 4.08 |
| Form of Note for the Company’s Reverse Convertible Securities Linked to the Performance of Southwestern Energy Company due September 28, 2007 |
|
|
|
Exhibit 4.09 |
| Form of Note for the Company’s ProNotes Linked to the Value of a Global Basket of Indices due June 30, 2010 |
|
|
|
Exhibit 4.10 |
| Form of Note for the Company’s Buffered Accelerated Return Equity Securities (BARES) Linked to the Value of a Global Basket of Equity Indices due September 30, 2009 |
|
|
|
Exhibit 4.11 |
| Form of Note for the Company’s ProNotes Linked to the Value of a Basket of Commodities due September 30, 2010 |
|
|
|
Exhibit 4.12 |
| Form of Note for the Company’s 1 Year Non-Call Floating/Fixed Rate Securities due September 28, 2021 |
2
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| CREDIT SUISSE (USA), INC. | |||
|
| |||
|
| |||
| By: | /s/ Peter Feeney |
| |
|
| Name: | Peter Feeney | |
|
| Title: | Treasurer | |
September 29, 2006
3