Exhibit 1.01
Dover Corporation
Conflict Minerals Report
For the Year Ended December 31, 2020
The Company has made statements in this Conflict Minerals Report that may constitute forward-looking statements about its plans to take additional actions or to implement additional policies or procedures with respect to its “reasonable country of origin inquiry” and due diligence to determine the origin of Conflict Minerals included in the Company products. The Company undertakes no obligation to update or revise any forward-looking statement, whether as a result of new information, future events or otherwise. The Company’s reporting obligations under the Dodd-Frank Act may change in the future, and its ability to implement certain processes may differ materially from those anticipated or implied in this report. Additionally, the Company relies on its direct material suppliers, which may be many steps removed from smelters or refiners of Conflict Minerals in supply chains, for information required to meet its reporting obligations. There can be no assurance that the information received from its direct suppliers will be complete and accurate or that when the Company receives such information, it will be able to make a determination as to whether the products manufactured contain Conflict Minerals originating in certain countries in support of armed groups operating in those countries.
This report for the year ended December 31, 2020 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (the “SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed by Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “Dodd-Frank Act”). The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals that are necessary to the functionality or production of their products. “Conflict Minerals” or “3TG” minerals are defined as cassiterite, columbite-tantalite, gold, wolframite and their derivatives, which are limited to tin, tantalum, tungsten and gold.
Based on information received to date, Dover Corporation (“Dover” or the “Company”) is unable to conclude whether the Conflict Minerals used in its products may have originated from the Democratic Republic of the Congo (the “DRC”) or adjoining countries (collectively, the DRC and adjoining countries are the “Covered Countries”) in circumstances that support armed groups in the region.
The information contained in this report is not audited.
The Company conducted a Reasonable Country of Origin Inquiry (“RCOI”) concerning Conflict Minerals included in its products.
I. Products
The Company’s products include a variety of industrial equipment as outlined below. These products, along with their manufacturing locations, are more fully described on its website, www.DoverCorporation.com.
Engineered Products. Products in the Company’s Engineered Products segment include electronic components that incorporate tantalum, tin and gold. Other product lines incorporate tungsten and tantalum where required for durability or strength.
Fueling Solutions. Products in the Company’s Fueling Solutions segment include electronic components and measuring device components that incorporate tantalum, tin and gold. Other product lines incorporate tungsten and tantalum where required for durability or strength.
Imaging and Identification. Products in the Company’s Imaging and Identification segment include electronic components that incorporate tantalum, tin and gold. Other product lines incorporate tungsten and tantalum where required for durability or strength.
1
Pumps and Process Solutions. Products in the Company’s Pumps and Process Solutions segment include electronic components and measuring device components that incorporate tantalum, tin and gold. Product lines incorporate tungsten and tantalum, as in the pump product lines, where required for durability.
Refrigeration and Food Equipment. Products manufactured in the Company’s Refrigeration and Food Equipment segment include electronic components that incorporate tantalum, tin and gold. Lighting in the refrigeration and food equipment may include tungsten. Other industrial product lines may include tantalum and tungsten where required for durability.
II. Policy
The Company has adopted a “conflict free” supply chain policy. The policy has been communicated to suppliers through the Company’s Supplier Code of Conduct, the Conflict Minerals survey process and through its efforts to implement related terms and conditions in supplier contracts. As part of its regular internal audit processes, the Company audits whether its operating companies have incorporated the Company’s Supplier Code of Conduct and approved terms and conditions into their standard documents.
The Company’s Conflict Minerals Policy is available on the Company’s website at:
https://www.dovercorporation.com/docs/libraries/governance/conflict-minerals/conflict-minerals-policy-2014-01.pdf
III. Design of the Due Diligence Process
The Company has undertaken to identify and assess the conflict mineral risk in its supply chain in accordance with The Organization for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict- Affected and High Risk Areas, including the Supplement on Tin, Tantalum and Tungsten, and the Supplement on Gold (the “OECD Guidance”) and in accordance with the requirements of the Dodd-Frank Act. The Company’s activities are described in the five steps outlined in that OECD Guidance and in the Responsible Minerals Initiative’s (formerly the Conflict Free Sourcing Initiative) Five Practical Steps for Conflict Minerals Due Diligence and SEC Disclosure.
Step 1. Establish Strong Company Management Systems
Since 2013, the Company has appointed senior executives to oversee the Conflict Minerals reporting and compliance processes. To manage the day-to-day administration of the RCOI process, the Company appointed a separate Conflict Minerals team. In 2013, the Company retained a major accounting firm to assist it in the preliminary planning and initial execution of its RCOI in accordance with the standards set forth in the OECD Guidance, and selected, developed and implemented a survey tool and database functionality that allowed it to receive, review and report on the results of its survey process. The Company has implemented a process to retain the information obtained through the survey tool for a period of not less than five years. In 2015, in anticipation of a requirement to obtain an audit of its Conflict Minerals disclosure, the Company retained a separate accounting firm to review its Conflict Minerals survey processes; however, the Company has not undertaken an audit, as permitted by guidance issued by the U.S. Securities and Exchange Commission. In 2019, the Company engaged a nationally recognized third party provider to assist with identifying and surveying suppliers, and to provide additional data collection and data analysis assistance. The third party provider’s survey tool replaced the Company-developed survey tool that was used through 2018 reporting. The third party provider was selected based on its experience, access to shared supplier databases and technical solutions to assist in the Conflict Minerals survey process, and has continued to work with the Company for the 2020 report. Information obtained through the third party provider’s survey tool will also be retained for five years, in accordance with the Company’s policy.
Step 2. Identify and Assess Risks in the Supply Chain
The Conflict Minerals team engaged with operating company supply chain, operations and engineering personnel to determine the applicable categories of purchasing activity and to identify parts, materials and components which its operating companies reasonably expected may contain Conflict Minerals or where mineral content is unknown.
2
Based on data collected in 2012 through 2019, the Company has been able to refine its process of identifying a list of suppliers to survey where the purchased items were directly incorporated into the Company’s products. Suppliers of indirect materials, consulting fees, and capital project costs, for example, were not included in the surveys. By following this approach, the Company was able to concentrate its 2019 survey efforts on relevant suppliers, including those with the potentially highest risk on the Company’s operating companies, based on the largest spend within the Company’s supply chain. The Company was also able to leverage its third party survey provider’s expertise and access to supplier surveys for other clients to obtain information from more suppliers who were potentially in scope for products that included Conflict Minerals, and help identify risks within the Company’s supply chains.
In 2020, Company has issued surveys to 580 suppliers of parts, materials and components that potentially include Conflict Minerals based on classifications in the Company’s spend management system and information available through supply chain and engineering personnel. The Company’s third party provider followed up on survey responses that included discrepancies or did not address the survey questions or where information provided by suppliers indicated potential sources within the Covered Countries.
In the 2020 survey responses, suppliers were asked to identify smelters located in the Covered Countries that might be the source of 3TG minerals included in products purchased by the Company. In some cases, suppliers were unable to identify the smelters or countries of origin in their supply chain. Many suppliers responded to the survey at the company level, by providing information related to all of the items the supplier produces, without identifying smelters specific to the items purchased by the Company. A large number of the Company’s suppliers remain several steps removed from the ultimate smelter, or are unable to identify smelters specific to the products purchased by the Company, because of the number of lower level suppliers with incomplete information about their own sources. In responses, 90 suppliers identified tin, 66 identified tungsten, 65 identified tantalum and 61 identified gold smelters as being located in the Covered Countries. Using the smelter information provided by suppliers, the third party survey provider reviewed the smelter information provided to determine if the smelters were included in the RBA Conformant Smelter or supplier identification list (the “RBA List”) and other published smelter information and reported findings to the Company.
The Company is aware that some of the smelters with identification numbers from the Responsible Business Alliance (“RBA,” formerly the Electronic Industry Citizenship Coalition or “EICC”) have not completed the RBA audit process or periodic reaudit or recertification processes. Smelters identified on an RBA active list have committed to participate in a certification program with respect to the sources of their raw materials. Smelters on the active list are at various stages of the audit cycle, which may include post-audit corrective actions. RBA has indicated that the time it takes a smelter to complete an audit cycle varies.
The Company has identified 344 smelters that align with RBA List numbers based on the information provided by its suppliers for the current year. Because of the functionality of the survey tool in use, smelters that could not be tied to or verified to the RBA List were also reviewed by the third party survey company to confirm that the names and locations did not match RBA smelters. The information provided for these non-RBA entities is not adequate for the Company to verify that the identified entities are, in fact, smelters.
A number of suppliers have indicated that the Conflict Minerals included in their products come from recycled sources, but generally could not certify that all of the Conflict Minerals used come from recycled sources. The Company relies on its suppliers to conduct the intermediate due diligence of second, third or lower level suppliers, and based on the responses from suppliers in its inquiry, suppliers have not received sufficient information to be able to complete those inquiries to date.
Step 3. Design and Implement a Strategy to Respond to Identified Risks
The Company’s management is briefed on the status of due diligence efforts on a regular basis. The Company’s Conflict Minerals Policy has been distributed to the operating companies in each of the Company’s five business segments and is incorporated into contracts and purchase orders. The Company has developed a risk management plan that outlines the Company’s response to any identified risks related to sourcing of materials from the Covered Countries, although the Company is currently not aware of any circumstance where it has been necessary to consider implementing those risk mitigation efforts, and has not suspended trade or disengaged from a supplier. Where suppliers have not been able to provide information on smelters, the Company may have a risk that the smelters used by such suppliers are not compliant with its policy.
Step 4. Carry Out an Independent Third-Party Audit of Smelter’s or Refiner’s Due Diligence Practices
3
The Company currently does not engage in independent auditing of smelters or refiners identified in its supply chain. The Company is a member of the Responsible Minerals Initiative (“RMI”) and supports the auditing efforts of that organization through its financial support.
Step 5. Report Annually on Supply Chain Due Diligence
This Conflict Minerals Report constitutes our annual report on the Conflict Minerals due diligence of the Company. A copy of this Conflict Minerals Report is available on the Dover Corporation website at https://www.dovercorporation.com/docs/libraries/governance/conflict-minerals/conflict-mineral-report-dec-31-2020.pdf.
IV. Results of the Company’s Due Diligence to Date1
Dover’s survey methodology was first developed, piloted and deployed during the 2013 calendar year. Surveys of operating company suppliers have been conducted beginning in 2013 and have continued through March 31, 2021. The original survey format used was updated as changes were made in the recommended RMI format. In 2019, the Company retained the services of a nationally recognized third party provider with expertise in Conflict Minerals solicitations and that also provided a platform to review responses and enhance follow- up on missing or incomplete surveys. That third party was also retained for the 2020 solicitation and reporting. In conducting a “Reasonable Country of Origin Inquiry” for the period from January 1, 2020 through March 31, 2021, the Company reviewed and determined applicability of the RCOI process for suppliers that account for about 41% of its annualized materials related spend for 2020.
The Company received survey responses back from about 82% of the suppliers surveyed. A number of respondents indicated that their products contain Conflict Minerals but those suppliers cannot yet determine whether those Conflict Minerals originate in the Covered Countries for one or more of the 3TG minerals. Of those suppliers who could not identify any sources, 71 suppliers included gold in their products, 57 included tantalum, 67 included tin, and 58 included tungsten.
Of those respondents that said they had identified all sources of a specific 3TG mineral, a number had identified that their supply chain sources included Covered Country sources. Of those suppliers who had said they had identified all sources for one or more 3TG minerals, including Covered Country sources, in their own supply chains, 59 had identified all gold sources, 48 identified all tantalum sources, 106 identified all tin sources and 53 identified all tungsten sources.
Of the respondents, 230 suppliers indicated that they have developed corrective action plans concerning Conflict Minerals in their products.
Many suppliers responded to the surveys by providing information for Conflict Mineral content and smelters for all products they sell, without distinguishing those contents or smelters applicable to the products purchased by the Company from them. Accordingly, Dover is unable to determine specific smelters or sources that may be included in the products purchased from those suppliers. The Company continues to issue surveys to suppliers and follow-up on the information received in response to surveys.
The Company’s suppliers have provided information on smelters in response to the Company’s surveys. Because the Company is a number of steps removed from the smelter sources and its suppliers are unable to link any specific smelter to the products and materials provided by those suppliers to the Company, the Company is unable to confirm that any of the smelter names provided are, in fact, sources of Conflict Minerals in the Company’s products. Based on these survey responses through March 31, 2021, the Company has identified 344 smelters from the RBA List. Such smelters are included in the list attached as Annex A to this Report. Suppliers have also provided over 2,164 names that the suppliers describe as “smelters” but could not be linked to smelters on the RBA List and may not, in fact, be smelters. Based on an analysis of these 2,164 names, which in most cases are partial names and/or locations, the Company believes there is substantial duplication among those 2,164 names and that the true number of submitted entities represented by the partial or incomplete names is on the order of 764 company or processor names, none of which are included in the RBA List as smelters.
4
Dover is unable to determine where the Conflict Minerals included in its supply chain originate. As a result, Dover is unable to make a determination as to whether the Conflict Minerals included in its supply chain financed or benefited armed groups in the Covered Countries, or came from recycled or scrap sources, or to discern which of the identified facilities (smelters or refiners) process such Conflict Minerals.
Because the Company is several steps removed from smelters and mines, the Company must rely on suppliers in its supply chain to complete their own due diligence on country of origin.
V. Additional Steps of the Company to Mitigate Risks and Improve Due Diligence
The Company, through members of its Conflict Minerals team, participates in industry-wide programs to facilitate sharing of information about smelter programs and conflict-free sourcing, including the RMI, and to review developments in reporting. The Company has also participated in training sessions with its third party survey provider.
The Company has considered processes for corrective actions including remediation or termination that may be taken where suppliers identify problematic sources of Conflict Minerals during the survey process. For specific suppliers, corrective actions may depend on factors such as vendor size, risk level, vendor capabilities and the Company’s ability to meet quality control requirements associated with customer specifications. To date, the Company has not undertaken remediation with any supplier. Because the Company is a number of steps removed from smelters within its supply chain, lack of information from suppliers on smelters continues to be a risk that the Company seeks to address.
The Company continues to implement Conflict Minerals contract clauses where appropriate for its suppliers. The Company’s Supplier Code of Conduct includes Conflict Minerals reporting requirements, and the Company’s operating companies are communicating those requirements to the supply chain.
5
ANNEX A
All Smelter Identification Numbers refer to CFS assigned numbers.
| Metal | Standard Smelter Name | Smelter Facility Location | Smelter ID | |||||||||||
| Gold | A.L.M.T. Corp. | Japan | CID000004 | |||||||||||
| Gold | Advanced Chemical Company | United States Of America | CID000015 | |||||||||||
| Gold | Aida Chemical Industries Co., Ltd. | Japan | CID000019 | |||||||||||
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | Germany | CID000035 | |||||||||||
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan | CID000041 | |||||||||||
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | Brazil | CID000058 | |||||||||||
| Gold | Argor-Heraeus S.A. | Switzerland | CID000077 | |||||||||||
| Gold | Asahi Pretec Corp. | Japan | CID000082 | |||||||||||
| Gold | Asaka Riken Co., Ltd. | Japan | CID000090 | |||||||||||
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Turkey | CID000103 | |||||||||||
| Gold | Aurubis AG | Germany | CID000113 | |||||||||||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines | CID000128 | |||||||||||
| Gold | Boliden AB | Sweden | CID000157 | |||||||||||
| Gold | C. Hafner GmbH + Co. KG | Germany | CID000176 | |||||||||||
| Gold | Caridad | Mexico | CID000180 | |||||||||||
| Gold | CCR Refinery - Glencore Canada Corporation | Canada | CID000185 | |||||||||||
| Gold | Cendres + Metaux S.A. | Switzerland | CID000189 | |||||||||||
| Gold | Yunnan Copper Industry Co., Ltd. | China | CID000197 | |||||||||||
| Gold | Chimet S.p.A. | Italy | CID000233 | |||||||||||
| Gold | Chugai Mining | Japan | CID000264 | |||||||||||
| Gold | Daye Non-Ferrous Metals Mining Ltd. | China | CID000343 | |||||||||||
| Gold | DSC (Do Sung Corporation) | Korea, Republic Of | CID000359 | |||||||||||
| Gold | DODUCO Contacts and Refining GmbH | Germany | CID000362 | |||||||||||
| Gold | Dowa | Japan | CID000401 | |||||||||||
| Gold | Eco-System Recycling Co., Ltd. East Plant | Japan | CID000425 | |||||||||||
| Gold | OJSC Novosibirsk Refinery | Russian Federation | CID000493 | |||||||||||
| Gold | Refinery of Seemine Gold Co., Ltd. | China | CID000522 | |||||||||||
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | China | CID000651 | |||||||||||
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | China | CID000671 | |||||||||||
| Gold | LT Metal Ltd. | Korea, Republic Of | CID000689 | |||||||||||
| Gold | Heimerle + Meule GmbH | Germany | CID000694 | |||||||||||
| Gold | Heraeus Metals Hong Kong Ltd. | China | CID000707 | |||||||||||
| Gold | Heraeus Precious Metals GmbH & Co. KG | Germany | CID000711 | |||||||||||
| Gold | Hunan Chenzhou Mining Co., Ltd. | China | CID000767 | |||||||||||
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | China | CID000773 | |||||||||||
| Gold | HwaSeong CJ CO., LTD. | Korea, Republic Of | CID000778 | |||||||||||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | China | CID000801 | |||||||||||
6
| Gold | Ishifuku Metal Industry Co., Ltd. | Japan | CID000807 | |||||||||||
| Gold | Istanbul Gold Refinery | Turkey | CID000814 | |||||||||||
| Gold | Japan Mint | Japan | CID000823 | |||||||||||
| Gold | Jiangxi Copper Co., Ltd. | China | CID000855 | |||||||||||
| Gold | Asahi Refining USA Inc. | United States Of America | CID000920 | |||||||||||
| Gold | Asahi Refining Canada Ltd. | Canada | CID000924 | |||||||||||
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Russian Federation | CID000927 | |||||||||||
| Gold | JSC Uralelectromed | Russian Federation | CID000929 | |||||||||||
| Gold | JX Nippon Mining & Metals Co., Ltd. | Japan | CID000937 | |||||||||||
| Gold | Kazakhmys Smelting LLC | Kazakhstan | CID000956 | |||||||||||
| Gold | Kazzinc | Kazakhstan | CID000957 | |||||||||||
| Gold | Kennecott Utah Copper LLC | United States Of America | CID000969 | |||||||||||
| Gold | Kojima Chemicals Co., Ltd. | Japan | CID000981 | |||||||||||
| Gold | Kyrgyzaltyn JSC | Kyrgyzstan | CID001029 | |||||||||||
| Gold | L'azurde Company For Jewelry | Saudi Arabia | CID001032 | |||||||||||
| Gold | Lingbao Gold Co., Ltd. | China | CID001056 | |||||||||||
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | China | CID001058 | |||||||||||
| Gold | LS-NIKKO Copper Inc. | Korea, Republic Of | CID001078 | |||||||||||
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | China | CID001093 | |||||||||||
| Gold | Materion | United States Of America | CID001113 | |||||||||||
| Gold | Matsuda Sangyo Co., Ltd. | Japan | CID001119 | |||||||||||
| Gold | Metalor Technologies (Suzhou) Ltd. | China | CID001147 | |||||||||||
| Gold | Metalor Technologies (Hong Kong) Ltd. | China | CID001149 | |||||||||||
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore | CID001152 | |||||||||||
| Gold | Metalor Technologies S.A. | Switzerland | CID001153 | |||||||||||
| Gold | Metalor USA Refining Corporation | United States Of America | CID001157 | |||||||||||
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | Mexico | CID001161 | |||||||||||
| Gold | Mitsubishi Materials Corporation | Japan | CID001188 | |||||||||||
| Gold | Mitsui Mining and Smelting Co., Ltd. | Japan | CID001193 | |||||||||||
| Gold | Moscow Special Alloys Processing Plant | Russian Federation | CID001204 | |||||||||||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | Turkey | CID001220 | |||||||||||
| Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan | CID001236 | |||||||||||
| Gold | Nihon Material Co., Ltd. | Japan | CID001259 | |||||||||||
| Gold | Ohura Precious Metal Industry Co., Ltd. | Japan | CID001325 | |||||||||||
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | Russian Federation | CID001326 | |||||||||||
| Gold | PAMP S.A. | Switzerland | CID001352 | |||||||||||
| Gold | Penglai Penggang Gold Industry Co., Ltd. | China | CID001362 | |||||||||||
| Gold | Prioksky Plant of Non-Ferrous Metals | Russian Federation | CID001386 | |||||||||||
| Gold | PT Aneka Tambang (Persero) Tbk | Indonesia | CID001397 | |||||||||||
| Gold | PT Bukit Timah | Indonesia | CID001428 | |||||||||||
| Gold | PT Prima Timah Utama | Indonesia | CID001458 | |||||||||||
| Gold | PX Precinox S.A. | Switzerland | CID001498 | |||||||||||
7
| Gold | Rand Refinery (Pty) Ltd. | South Africa | CID001512 | |||||||||||
| Gold | Royal Canadian Mint | Canada | CID001534 | |||||||||||
| Gold | Sabin Metal Corp. | United States Of America | CID001546 | |||||||||||
| Gold | Samduck Precious Metals | Korea, Republic Of | CID001555 | |||||||||||
| Gold | Samwon Metals Corp. | Korea, Republic Of | CID001562 | |||||||||||
| Gold | SEMPSA Joyeria Plateria S.A. | Spain | CID001585 | |||||||||||
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | China | CID001619 | |||||||||||
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China | CID001622 | |||||||||||
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | China | CID001736 | |||||||||||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation | CID001756 | |||||||||||
| Gold | Solar Applied Materials Technology Corp. | Taiwan, Province Of China | CID001761 | |||||||||||
| Gold | Sumitomo Metal Mining Co., Ltd. | Japan | CID001798 | |||||||||||
| Gold | Tanaka Kikinzoku Kogyo K.K. | Japan | CID001875 | |||||||||||
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | China | CID001909 | |||||||||||
| Gold | The Refinery of Shandong Gold Mining Co., Ltd. | China | CID001916 | |||||||||||
| Gold | Tokuriki Honten Co., Ltd. | Japan | CID001938 | |||||||||||
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | China | CID001947 | |||||||||||
| Gold | Torecom | Korea, Republic Of | CID001955 | |||||||||||
| Gold | Umicore S.A. Business Unit Precious Metals Refining | Belgium | CID001980 | |||||||||||
| Gold | United Precious Metal Refining, Inc. | United States Of America | CID001993 | |||||||||||
| Gold | Valcambi S.A. | Switzerland | CID002003 | |||||||||||
| Gold | Western Australian Mint (T/a The Perth Mint) | Australia | CID002030 | |||||||||||
| Gold | Yamakin Co., Ltd. | Japan | CID002100 | |||||||||||
| Gold | Yokohama Metal Co., Ltd. | Japan | CID002129 | |||||||||||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China | CID002224 | |||||||||||
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | China | CID002243 | |||||||||||
| Gold | Morris and Watson | New Zealand | CID002282 | |||||||||||
| Gold | SAFINA A.S. | Czechia | CID002290 | |||||||||||
| Gold | Guangdong Jinding Gold Limited | China | CID002312 | |||||||||||
| Gold | Umicore Precious Metals Thailand | Thailand | CID002314 | |||||||||||
| Gold | Geib Refining Corporation | United States Of America | CID002459 | |||||||||||
| Gold | MMTC-PAMP India Pvt., Ltd. | India | CID002509 | |||||||||||
| Gold | KGHM Polska Miedz Spolka Akcyjna | Poland | CID002511 | |||||||||||
| Gold | Fidelity Printers and Refiners Ltd. | Zimbabwe | CID002515 | |||||||||||
| Gold | Singway Technology Co., Ltd. | Taiwan, Province Of China | CID002516 | |||||||||||
| Gold | Shandong Humon Smelting Co., Ltd. | China | CID002525 | |||||||||||
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | China | CID002527 | |||||||||||
| Gold | Al Etihad Gold Refinery DMCC | United Arab Emirates | CID002560 | |||||||||||
| Gold | Emirates Gold DMCC | United Arab Emirates | CID002561 | |||||||||||
| Gold | International Precious Metal Refiners | United Arab Emirates | CID002562 | |||||||||||
| Gold | Kaloti Precious Metals | United Arab Emirates | CID002563 | |||||||||||
| Gold | Sudan Gold Refinery | Sudan | CID002567 | |||||||||||
8
| Gold | T.C.A S.p.A | Italy | CID002580 | |||||||||||
| Gold | REMONDIS PMR B.V. | Netherlands | CID002582 | |||||||||||
| Gold | Fujairah Gold FZC | United Arab Emirates | CID002584 | |||||||||||
| Gold | Tony Goetz NV | Belgium | CID002587 | |||||||||||
| Gold | Shirpur Gold Refinery Ltd. | India | CID002588 | |||||||||||
| Gold | Korea Zinc Co., Ltd. | Korea, Republic Of | CID002605 | |||||||||||
| Gold | Marsam Metals | Brazil | CID002606 | |||||||||||
| Gold | TOO Tau-Ken-Altyn | Kazakhstan | CID002615 | |||||||||||
| Gold | Abington Reldan Metals, LLC | United States Of America | CID002708 | |||||||||||
| Gold | SAAMP | France | CID002761 | |||||||||||
| Gold | L'Orfebre S.A. | Andorra | CID002762 | |||||||||||
| Gold | 8853 S.p.A. | Italy | CID002763 | |||||||||||
| Gold | Italpreziosi | Italy | CID002765 | |||||||||||
| Gold | SAXONIA Edelmetalle GmbH | Germany | CID002777 | |||||||||||
| Gold | WIELAND Edelmetalle GmbH | Germany | CID002778 | |||||||||||
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Austria | CID002779 | |||||||||||
| Gold | AU Traders and Refiners | South Africa | CID002850 | |||||||||||
| Gold | GCC Gujrat Gold Centre Pvt. Ltd. | India | CID002852 | |||||||||||
| Gold | Sai Refinery | India | CID002853 | |||||||||||
| Gold | Modeltech Sdn Bhd | Malaysia | CID002857 | |||||||||||
| Gold | Bangalore Refinery | India | CID002863 | |||||||||||
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | Russian Federation | CID002865 | |||||||||||
| Gold | Degussa Sonne / Mond Goldhandel GmbH | Germany | CID002867 | |||||||||||
| Gold | Pease & Curren | United States Of America | CID002872 | |||||||||||
| Gold | JALAN & Company | India | CID002893 | |||||||||||
| Gold | SungEel HiMetal Co., Ltd. | Korea, Republic Of | CID002918 | |||||||||||
| Gold | Planta Recuperadora de Metales SpA | Chile | CID002919 | |||||||||||
| Gold | Safimet S.p.A | Italy | CID002973 | |||||||||||
| Gold | State Research Institute Center for Physical Sciences and Technology | Lithuania | CID003153 | |||||||||||
| Gold | African Gold Refinery | Uganda | CID003185 | |||||||||||
| Gold | Gold Coast Refinery | Ghana | CID003186 | |||||||||||
| Gold | NH Recytech Company | Korea, Republic Of | CID003189 | |||||||||||
| Gold | DS PRETECH Co., Ltd. | Korea, Republic Of | CID003195 | |||||||||||
| Gold | QG Refining, LLC | United States Of America | CID003324 | |||||||||||
| Gold | Dijllah Gold Refinery FZC | United Arab Emirates | CID003348 | |||||||||||
| Gold | CGR Metalloys Pvt Ltd. | India | CID003382 | |||||||||||
| Gold | Sovereign Metals | India | CID003383 | |||||||||||
| Gold | C.I Metales Procesados Industriales SAS | Colombia | CID003421 | |||||||||||
| Gold | Eco-System Recycling Co., Ltd. North Plant | Japan | CID003424 | |||||||||||
| Gold | Eco-System Recycling Co., Ltd. West Plant | Japan | CID003425 | |||||||||||
| Gold | Augmont Enterprises Private Limited | India | CID003461 | |||||||||||
| Gold | Kundan Care Products Ltd. | India | CID003463 | |||||||||||
| Gold | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | Brazil | CID003486 | |||||||||||
9
| Gold | Emerald Jewel Industry India Limited (Unit 1) | India | CID003487 | |||||||||||
| Gold | Emerald Jewel Industry India Limited (Unit 2) | India | CID003488 | |||||||||||
| Gold | Emerald Jewel Industry India Limited (Unit 3) | India | CID003489 | |||||||||||
| Gold | Emerald Jewel Industry India Limited (Unit 4) | India | CID003490 | |||||||||||
| Gold | K.A. Rasmussen | Norway | CID003497 | |||||||||||
| Gold | Alexy Metals | United States Of America | CID003500 | |||||||||||
| Gold | Sancus ZFS (L’Orfebre, SA) | Colombia | CID003529 | |||||||||||
| Gold | Sellem Industries Ltd. | Mauritania | CID003540 | |||||||||||
| Gold | MD Overseas | India | CID003548 | |||||||||||
| Gold | Metallix Refining Inc. | United States Of America | CID003557 | |||||||||||
| Gold | Metal Concentrators SA (Pty) Ltd. | South Africa | CID003575 | |||||||||||
| Tantalum | Asaka Riken Co., Ltd. | Japan | CID000092 | |||||||||||
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | China | CID000211 | |||||||||||
| Tantalum | Exotech Inc. | United States Of America | CID000456 | |||||||||||
| Tantalum | F&X Electro-Materials Ltd. | China | CID000460 | |||||||||||
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | China | CID000616 | |||||||||||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China | CID000914 | |||||||||||
| Tantalum | Jiujiang Tanbre Co., Ltd. | China | CID000917 | |||||||||||
| Tantalum | LSM Brasil S.A. | Brazil | CID001076 | |||||||||||
| Tantalum | Metallurgical Products India Pvt., Ltd. | India | CID001163 | |||||||||||
| Tantalum | Mineracao Taboca S.A. | Brazil | CID001175 | |||||||||||
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | Japan | CID001192 | |||||||||||
| Tantalum | NPM Silmet AS | Estonia | CID001200 | |||||||||||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China | CID001277 | |||||||||||
| Tantalum | PT Babel Inti Perkasa | Indonesia | CID001402 | |||||||||||
| Tantalum | QuantumClean | United States Of America | CID001508 | |||||||||||
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | China | CID001522 | |||||||||||
| Tantalum | Solikamsk Magnesium Works OAO | Russian Federation | CID001769 | |||||||||||
| Tantalum | Taki Chemical Co., Ltd. | Japan | CID001869 | |||||||||||
| Tantalum | Telex Metals | United States Of America | CID001891 | |||||||||||
| Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan | CID001969 | |||||||||||
| Tantalum | CV Venus Inti Perkasa | Indonesia | CID002455 | |||||||||||
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China | CID002492 | |||||||||||
| Tantalum | D Block Metals, LLC | United States Of America | CID002504 | |||||||||||
| Tantalum | FIR Metals & Resource Ltd. | China | CID002505 | |||||||||||
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China | CID002506 | |||||||||||
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | China | CID002508 | |||||||||||
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China | CID002512 | |||||||||||
| Tantalum | KEMET Blue Metals | Mexico | CID002539 | |||||||||||
| Tantalum | H.C. Starck Co., Ltd. | Thailand | CID002544 | |||||||||||
| Tantalum | H.C. Starck Tantalum and Niobium GmbH | Germany | CID002545 | |||||||||||
| Tantalum | H.C. Starck Hermsdorf GmbH | Germany | CID002547 | |||||||||||
| Tantalum | H.C. Starck Inc. | United States Of America | CID002548 | |||||||||||
| Tantalum | H.C. Starck Ltd. | Japan | CID002549 | |||||||||||
| Tantalum | H.C. Starck Smelting GmbH & Co. KG | Germany | CID002550 | |||||||||||
| Tantalum | Global Advanced Metals Boyertown | United States Of America | CID002557 | |||||||||||
10
| Tantalum | Global Advanced Metals Aizu | Japan | CID002558 | |||||||||||
| Tantalum | Resind Industria e Comercio Ltda. | Brazil | CID002707 | |||||||||||
| Tantalum | Jiangxi Tuohong New Raw Material | China | CID002842 | |||||||||||
| Tantalum | Power Resources Ltd. | Macedonia | CID002847 | |||||||||||
| Tantalum | PM Kalco Inc | United States Of America | CID003396 | |||||||||||
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | China | CID000228 | |||||||||||
| Tin | CNMC (Guangxi) PGMA Co., Ltd. | China | CID000281 | |||||||||||
| Tin | Alpha | United States Of America | CID000292 | |||||||||||
| Tin | PT Aries Kencana Sejahtera | Indonesia | CID000309 | |||||||||||
| Tin | Dowa | Japan | CID000402 | |||||||||||
| Tin | EM Vinto | Bolivia (Plurinational State Of) | CID000438 | |||||||||||
| Tin | Estanho de Rondonia S.A. | Brazil | CID000448 | |||||||||||
| Tin | Fenix Metals | Poland | CID000468 | |||||||||||
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China | CID000538 | |||||||||||
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | China | CID000555 | |||||||||||
| Tin | Gejiu Kai Meng Industry and Trade LLC | China | CID000942 | |||||||||||
| Tin | China Tin Group Co., Ltd. | China | CID001070 | |||||||||||
| Tin | Malaysia Smelting Corporation (MSC) | Malaysia | CID001105 | |||||||||||
| Tin | Metallic Resources, Inc. | United States Of America | CID001142 | |||||||||||
| Tin | Mineracao Taboca S.A. | Brazil | CID001173 | |||||||||||
| Tin | Mineracao Taboca S.A. | Brazil | CID001175 | |||||||||||
| Tin | Minsur | Peru | CID001182 | |||||||||||
| Tin | Mitsubishi Materials Corporation | Japan | CID001188 | |||||||||||
| Tin | Mitsubishi Materials Corporation | Japan | CID001191 | |||||||||||
| Tin | Jiangxi New Nanshan Technology Ltd. | China | CID001231 | |||||||||||
| Tin | Novosibirsk Processing Plant Ltd. | Russian Federation | CID001305 | |||||||||||
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand | CID001314 | |||||||||||
| Tin | Operaciones Metalurgicas S.A. | Bolivia (Plurinational State Of) | CID001337 | |||||||||||
| Tin | PT Artha Cipta Langgeng | Indonesia | CID001399 | |||||||||||
| Tin | PT Babel Inti Perkasa | Indonesia | CID001402 | |||||||||||
| Tin | PT Babel Surya Alam Lestari | Indonesia | CID001406 | |||||||||||
| Tin | PT Bukit Timah | Indonesia | CID001428 | |||||||||||
| Tin | PT Mitra Stania Prima | Indonesia | CID001453 | |||||||||||
| Tin | PT Prima Timah Utama | Indonesia | CID001458 | |||||||||||
| Tin | PT Refined Bangka Tin | Indonesia | CID001460 | |||||||||||
| Tin | PT Stanindo Inti Perkasa | Indonesia | CID001468 | |||||||||||
| Tin | PT Timah Tbk Kundur | Indonesia | CID001477 | |||||||||||
| Tin | PT Timah Tbk Mentok | Indonesia | CID001482 | |||||||||||
| Tin | PT Timah Nusantara | Indonesia | CID001486 | |||||||||||
| Tin | PT Tinindo Inter Nusa | Indonesia | CID001490 | |||||||||||
| Tin | Rui Da Hung | Brazil | CID001539 | |||||||||||
| Tin | Soft Metais Ltda. | Thailand | CID001758 | |||||||||||
11
| Tin | Thaisarco | Brazil | CID001898 | |||||||||||
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China | CID001908 | |||||||||||
| Tin | VQB Mineral and Trading Group JSC | Viet Nam | CID002015 | |||||||||||
| Tin | White Solder Metalurgia e Mineracao Ltda. | Brazil | CID002036 | |||||||||||
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | China | CID002158 | |||||||||||
| Tin | Yunnan Tin Company Limited | China | CID002180 | |||||||||||
| Tin | CV Venus Inti Perkasa | Indonesia | CID002455 | |||||||||||
| Tin | Magnu's Minerais Metais e Ligas Ltda. | Brazil | CID002468 | |||||||||||
| Tin | Melt Metais e Ligas S.A. | Brazil | CID002500 | |||||||||||
| Tin | PT ATD Makmur Mandiri Jaya | Indonesia | CID002503 | |||||||||||
| Tin | O.M. Manufacturing Philippines, Inc. | Philippines | CID002517 | |||||||||||
| Tin | CV Ayi Jaya | Indonesia | CID002570 | |||||||||||
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Viet Nam | CID002572 | |||||||||||
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Viet Nam | CID002573 | |||||||||||
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Viet Nam | CID002574 | |||||||||||
| Tin | PT Rajehan Ariq | Indonesia | CID002593 | |||||||||||
| Tin | PT Cipta Persada Mulia | Indonesia | CID002696 | |||||||||||
| Tin | An Vinh Joint Stock Mineral Processing Company | Viet Nam | CID002703 | |||||||||||
| Tin | Resind Industria e Comercio Ltda. | Taiwan, Province Of China | CID002706 | |||||||||||
| Tin | Super Ligas | Brazil | CID002756 | |||||||||||
| Tin | Metallo Belgium N.V. | Belgium | CID002773 | |||||||||||
| Tin | Metallo Spain S.L.U. | Spain | CID002774 | |||||||||||
| Tin | Thai Nguyen Mining and Metallurgy Co., Ltd. | Viet Nam | CID002834 | |||||||||||
| Tin | PT Menara Cipta Mulia | Indonesia | CID002835 | |||||||||||
| Tin | HuiChang Hill Tin Industry Co., Ltd. | China | CID002844 | |||||||||||
| Tin | Gejiu Fengming Metallurgy Chemical Plant | China | CID002848 | |||||||||||
| Tin | Modeltech Sdn Bhd | Malaysia | CID002858 | |||||||||||
| Tin | PT Lautan Harmonis Sejahtera | Indonesia | CID002870 | |||||||||||
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | China | CID003116 | |||||||||||
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | China | CID003190 | |||||||||||
| Tin | PT Bangka Serumpun | Indonesia | CID003205 | |||||||||||
| Tin | Pongpipat Company Limited | Myanmar | CID003208 | |||||||||||
| Tin | Tin Technology & Refining | United States Of America | CID003325 | |||||||||||
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | China | CID003356 | |||||||||||
| Tin | Ma'anshan Weitai Tin Co., Ltd. | China | CID003379 | |||||||||||
| Tin | PT Rajawali Rimba Perkasa | Indonesia | CID003381 | |||||||||||
| Tin | Luna Smelter, Ltd. | Rwanda | CID003387 | |||||||||||
| Tin | OMODEO A. E S. METALLEGHE SRL | Italy | CID003395 | |||||||||||
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | China | CID003397 | |||||||||||
| Tin | Precious Minerals and Smelting Limited | India | CID003409 | |||||||||||
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | China | CID003410 | |||||||||||
12
| Tin | PT Mitra Sukses Globalindo | Indonesia | CID003449 | |||||||||||
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | Brazil | CID003486 | |||||||||||
| Tin | CRM Synergies | Spain | CID003524 | |||||||||||
| Tungsten | A.L.M.T. Corp. | Japan | CID000004 | |||||||||||
| Tungsten | Kennametal Huntsville | United States Of America | CID000105 | |||||||||||
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China | CID000218 | |||||||||||
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China | CID000258 | |||||||||||
| Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | China | CID000281 | |||||||||||
| Tungsten | Global Tungsten & Powders Corp. | United States Of America | CID000568 | |||||||||||
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | China | CID000766 | |||||||||||
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | China | CID000767 | |||||||||||
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | China | CID000769 | |||||||||||
| Tungsten | Japan New Metals Co., Ltd. | Japan | CID000825 | |||||||||||
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | China | CID000875 | |||||||||||
| Tungsten | Kennametal Fallon | United States Of America | CID000966 | |||||||||||
| Tungsten | Wolfram Bergbau und Hutten AG | Austria | CID002044 | |||||||||||
| Tungsten | Xiamen Tungsten Co., Ltd. | China | CID002082 | |||||||||||
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | China | CID002313 | |||||||||||
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China | CID002315 | |||||||||||
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China | CID002316 | |||||||||||
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China | CID002317 | |||||||||||
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China | CID002318 | |||||||||||
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China | CID002319 | |||||||||||
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China | CID002320 | |||||||||||
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China | CID002321 | |||||||||||
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China | CID002494 | |||||||||||
| Tungsten | Asia Tungsten Products Vietnam Ltd. | Viet Nam | CID002502 | |||||||||||
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | China | CID002513 | |||||||||||
| Tungsten | H.C. Starck Tungsten GmbH | Germany | CID002541 | |||||||||||
| Tungsten | H.C. Starck Smelting GmbH & Co. KG | Germany | CID002542 | |||||||||||
| Tungsten | Masan Tungsten Chemical LLC (MTC) | Viet Nam | CID002543 | |||||||||||
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China | CID002551 | |||||||||||
| Tungsten | Niagara Refining LLC | United States Of America | CID002589 | |||||||||||
| Tungsten | China Molybdenum Co., Ltd. | China | CID002641 | |||||||||||
| Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | China | CID002645 | |||||||||||
| Tungsten | Hydrometallurg, JSC | Russian Federation | CID002649 | |||||||||||
| Tungsten | Unecha Refractory metals plant | Russian Federation | CID002724 | |||||||||||
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | Philippines | CID002827 | |||||||||||
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | China | CID002830 | |||||||||||
| Tungsten | ACL Metais Eireli | Brazil | CID002833 | |||||||||||
13
| Tungsten | Woltech Korea Co., Ltd. | Korea, Republic Of | CID002843 | |||||||||||
| Tungsten | Moliren Ltd. | Russian Federation | CID002845 | |||||||||||
| Tungsten | KGETS Co., Ltd. | Korea, Republic Of | CID003388 | |||||||||||
| Tungsten | Fujian Ganmin RareMetal Co., Ltd. | China | CID003401 | |||||||||||
| Tungsten | Lianyou Metals Co., Ltd. | Taiwan, Province Of China | CID003407 | |||||||||||
| Tungsten | JSC "Kirovgrad Hard Alloys Plant" | Russian Federation | CID003408 | |||||||||||
| Tungsten | NPP Tyazhmetprom LLC | Russian Federation | CID003416 | |||||||||||
| Tungsten | GEM Co., Ltd. | China | CID003417 | |||||||||||
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | Brazil | CID003427 | |||||||||||
| Tungsten | Cronimet Brasil Ltda | Brazil | CID003468 | |||||||||||
| Tungsten | Artek LLC | Russian Federation | CID003553 | |||||||||||
14