SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) September 16, 2002
DUCKWALL-ALCO STORES, Inc.
(Exact name of Registrant as specified in its charter)
Kansas | 0-20269 | 48-0201080 |
(State of Incorporation) | (Commission File Number) | (I.R.S. Employer Identification Number) |
401 Cottage Street
Abilene, Kansas 67410-2832
(Address of Principal Executive Offices) (Zip Code)
Registrant's telephone number, including area code (785) 263-3350
(Former name or former address, if changed since last report)
Item 9. Regulation FD Disclosure
On September 16, 2002, the Registrant filed its Quarterly Report on Form 10-Q for the quarterly period ended August 4, 2002 (the "Form 10-Q") with the Securities and Exchange Commission. In accordance with 18 U.S.C. Rule 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, the following certifications accompanied the Form 10-Q:
Certification of Chief Executive Officer
I, Glen L. Shank, Chief Executive Officer of Duckwall-ALCO Stores, Inc., hereby certify, in accordance with 18 U.S.C. Rule 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:
(a) The Quarterly Report on Form 10-Q for the quarter ended August 4, 2002, which accompanies this certification, fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and
(b) The information contained in the Quarterly Report on Form 10-Q for the quarter ended August 4, 2002, which accompanies this certification, fairly presents, in all material respects, the financial condition and results of operations of Duckwall-ALCO Stores, Inc.
Dated: September 16, 2002.
/s/ Glen L. Shank
Glen L. Shank
Chairman of the Board and President
Certification of Chief Financial Officer
I, Richard A. Mansfield, Principal Accounting Officer and Vice President - Finance and Treasurer of Duckwall-ALCO Stores, Inc., hereby certify, in accordance with 18 U.S.C. Rule 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:
(a) The Quarterly Report on Form 10-Q for the quarter ended August 4, 2002, which accompanies this certification, fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and
(b) The information contained in the Quarterly Report on Form 10-Q for the quarter ended August 4, 2002, which accompanies this certification, fairly presents, in all material respects, the financial condition and results of operations of Duckwall-ALCO Stores, Inc.
Dated: September 16, 2002.
/s/ Richard A. Mansfield
Richard A. Mansfield
Vice President, Chief Financial Officer
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this to be signed on its behalf by the undersigned, hereunto duly authorized.
DUCKWALL-ALCO STORES, INC.
Dated: September 16, 2002
By: /s/ Richard A. Mansfield
Richard A. Mansfield
Vice President, Chief Financial Officer
