Exhibit 1.01
Flowserve Corporation
Conflict Minerals Report
For The Year Ended December 31, 2016
This report for the year ended December 31, 2016 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements related to Conflict Minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank Act”). The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain Conflict Minerals which are necessary to the functionality or production of their products.
Conflict Minerals are defined as cassiterite, columbite-tantalite, gold, wolframite, and their derivatives, which are limited to tin, tantalum and tungsten (“Conflict Minerals”). These requirements apply to all registrants that have Conflict Minerals that are essential to the functionality or production of their products whatever the geographic origin of the Conflict Minerals and whether or not they fund armed conflict.
1. Company Overview
This report has been prepared by management of Flowserve Corporation (herein referred to as “the Company,” “we,” “us,” or “our”). The information includes the activities of all majority-owned subsidiaries and variable interest entities that are required to be consolidated under U.S. generally accepted accounting principles.
Flowserve is a world-leading manufacturer and aftermarket service provider of comprehensive flow control systems. We develop and manufacture precision-engineered flow control equipment integral to the movement, control and protection of the flow of materials in our customers’ critical processes. Our product portfolio of pumps, valves, seals, automation and aftermarket services supports global infrastructure industries, including oil and gas, chemical, power generation and water management, as well as general industries markets where our products and services add value. Our principal products are sold through three business segments:
| • | Engineered Product Division for long lead-time, custom and other highly-engineered pumps and pump systems, mechanical seals, auxiliary systems and replacement parts and related services. |
| • | IPD for engineered andpre-configured industrial pumps and pump systems and related products and services; and |
| • | FCD for engineered and industrial valves, control valves, actuators and controls and related services. |
Supply chain
We manufacture a wide range of products that contain Conflict Minerals, but we do not purchase ore or unrefined Conflict Minerals from mines and generally are many steps removed in the supply chain from the mining of these minerals. As a result, we rely on suppliers for various components and parts that contain Conflict Minerals that are utilized in the assembly of our products. Due to the size of our Company, the complexity of our products, and our location in the supply chain being many steps downstream from miners and smelters, we must rely on our direct suppliers to provide information on the origin of the Conflict Minerals contained in the components and parts supplied to us – including sources of Conflict Minerals that are supplied to them from their suppliers. Further, many of our suppliers are not SEC registrants subject to the reporting requirements of the Rule and as a result, have immature Conflict Minerals programs. As a result of this complexity, we conducted a survey of the suppliers that focused not only on those who represented the majority of our expenditures in 2016, but also focused on suppliers where the nature of the component, or the location of the supplier, indicated that those components had a higher probability to contain Conflict Minerals.
1
| 2. | Reasonable Country of Origin Inquiry: |
Flowserve undertook the following measures to perform a country of origin inquiry on its Conflict Minerals:
| • | Utilized a risk based approach, based on an examination of internal records such as bills of sale or product specifications to identify business segments which contracted to manufacture products reasonably believed to contain one or more Conflict Minerals and identified the relevant suppliers of the Conflict Minerals for these products; |
| • | Sent surveys (using the Conflict-Free Sourcing Initiative (CFSI) Conflict Minerals Reporting Template developed as a result of the Electronic Industry Citizenship Coalition(EICC)/Globale-Sustainability Initiative (GeSI)) to approximately 1,500 suppliers, requesting confirmation of the presence of Conflict Minerals in the materials or components they supplied to Flowserve, and information regarding the origin of those minerals; |
| • | Identified and placed additional emphasis on suppliers that are most significant to Flowserve’s Conflict Minerals program using criteria developed by the business, such as the amount of sourcing spend with the supplier and the likelihood of Conflict Minerals being supplied from the supplier; |
| • | Reviewed the responses received for indicators (e.g., untimely or incomplete responses as well as inconsistencies within the data reported in the template) that Conflict Minerals may be sourced from the Covered Countries and attempted to further engage these suppliers to perform additional due diligence, as needed; and |
| • | Continued to follow up with suppliers and continued to regularly communicate Flowserve’s expectations on responsible supply chains of Conflict Minerals by transmitting surveys and other communications and continually requesting compliance with requests for information and documentation from unresponsive suppliers. |
The above efforts led to a response rate of 24%. As mentioned above, an additional metric of spend coverage is being utilized. The suppliers that responded captured over 40% of the relevant spend. As a result of the reasonable country of origin inquiry, we are unable to determine the origin of the Conflict Minerals in our products and therefore cannot exclude the possibility that some may have originated in the Covered Countries. For that reason, we performed additional due diligence and are required under the Rule to submit to the SEC this Conflict Minerals Report (CMR).
Conflict Minerals Policy:
Flowserve culture is centered on ethics, integrity and trust. Our values drive how we treat each other, our customers, suppliers, partners and even our competitors. By combining uncompromising character, transparent business behavior, mutual respect, and world-class products and services, we seek to build an enduring culture that creates satisfied customers, engaged employees and sustainable, profitable growth. As a result, our ethical business culture supports global efforts to assist in the eradication of Human Rights abuses in the Democratic Republic of Congo (DRC) and adjoining countries, where the mining of certain minerals has partially financed the long standing conflict in this region.
Flowserve supports the objectives and intent of this Conflict Minerals legislation. Additionally, we are committed to working toward a conflict free supply chain by implementing a management program integrated with our policies and processes to align our worldwide suppliers with this policy. Our Conflict Minerals program will be addressed in our Supplier Code of Business Conduct, our Terms and Conditions with suppliers, and our Purchase Order requirements.
For additional information about our commitment to responsible sourcing and for our full Conflict Minerals policy, pleasevisit our websiteat:http://www.flowserve.com/About-Flowserve/Corporate-Information/Conflict-Minerals-Policy
| 3. | Due Diligence Process |
3.1. Design of Due Diligence Framework
Our due diligence measures have been designed to conform, with the framework inThe Organisation for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas(Second edition, 2013) (OECD Guidance) and the relatedSupplement on Tin, Tantalum, and Tungsten and theSupplement on Gold.
2
3.2. Due Diligence Performed
3.2.1.Establish Strong Company Management Systems
As described above, Flowserve has adopted a company policy which is posted on our website. Additionally, as part of our management system for Conflict Minerals, Flowserve has established a cross functional internal task force. A senior Flowserve executive, supported by a senior Flowserve lawyer, has oversight responsibility for Flowserve’s Conflict Minerals task force. This task force is led by a program manager dedicated to implementing the Conflict Minerals management systems and communicating them throughout the organization and our business segments. The team is comprised of subject matter experts from relevant functional areas such as supply chain, engineering, communications, legal and business integrity and compliance. Senior management and the Board of Directors are briefed about our management systems and due diligence efforts on a regular basis.
3.2.2.Identify and Asses Risks in Supply Chain
Because of our size, the complexity of our products, and the depth, breadth, and constant evolution of our supply chain, it is difficult to identify actors upstream from our direct suppliers. Accordingly, we participate in a number of industry-wide initiatives to leverage information and common process. Further, as discussed above, we conducted a survey of all of our suppliers, identified and performed additional diligence on suppliers that supply products that may contain Conflict Minerals and continued to contact unresponsive suppliers. We also monitor and track suppliers that do not meet the requirements set forth in our Conflict Minerals Policy to determine their progress in meeting those requirements.
3.2.3.Design and Implement a Strategy to Respond to Risks
With respect to those products we manufacture or cause to be manufactured, Flowserve seeks to implement the following steps to mitigate the risk that necessary Conflict Minerals benefit armed groups:
| • | Seek, where practicable, alternative suppliers that responsibly source necessary Conflict Minerals, which may include sources within the DRC that do not benefit armed groups; |
| • | Engage with our suppliers to encourage their sourcing from conflict-free sources and identify and action suppliers that do not; |
| • | When smelters are identified through our Tier 1 suppliers survey, request from our supplier they solicit participation in a program to obtain a “conflict free” designation from the smelters they utilize; |
| • | Attempt to negotiate clauses in future supplier contracts requiring suppliers to adhere to rules and regulations relating to the use of Conflict Minerals; and |
| • | Provide progress reports to our senior management and Board of Directors summarizing information gathered during our annual supply chain survey and providing a status of our risk mitigation efforts. |
3.2.4.Carry out Independent Third Party Audit of Supply Chain Due Diligence
Flowserve does not have a direct relationship with smelters and refiners, nor do we perform direct audits of these entities that potentially provide our supply chain with Conflict Minerals. However, we do rely upon industry efforts to influence smelters and refineries to get audited and certified through CFSI’s program.
3.2.5.Report on Supply Chain Due Diligence
In addition to this report, see our website athttp://www.flowserve.com/About-Flowserve/Corporate-Information/Conflict-Minerals-Policy for our full Conflict Minerals policy.
| 4. | Due Diligence Results |
Survey Responses
Responses included the names of 876 entities listed by our suppliers as smelters or refiners, based on our due diligenceto-date and information available from public sources, the Company believes that only 351 of the entities identified by our suppliers are engaged in smelting and/or refining activities. See Appendix A. Approximately 70% (or 245) of the 351 entities were identified as certified Conflict-Free using the CFSI Reporting Template Revisions 4.01a & b. We compared the names of smelters or refiners to the CFSI list of smelters and where a supplier indicated that the facility was certified as Conflict-Free, we ensured that the name was listed by CFSI. The final comparison was done utilizing the certified smelter listings from May 24, 2017.
3
The large majority of our suppliers provided data at the company or divisional level, as described above, and, as such, we were unable to specify the smelters or refiners used for components supplied to Flowserve. We are therefore unable to determine whether any of the Conflict Minerals reported by the suppliers were contained in components or parts supplied to us or to validate that any of these smelters or refiners are actually in our supply chain.
Efforts to determine mine or location of origin
Through our participation in CFSI, the OECD implementation programs, and requesting our suppliers to complete the template, we have determined that seeking information from our suppliers and their diligence with theirsub-suppliers about Conflict Minerals smelters and refiners in our supply chain represents the most reasonable effort to determine the mines or locations of origin of the Conflict Minerals in our supply chain.
Smelters or Refiners
To date, Flowserve has received very limited information regarding smelters and/or refiners involved in the Company’s supply chain, as well as the origin of any materials they may potentially produce for Flowserve’s suppliers. The majority of our suppliers were unable to represent and/or confirm to us that Conflict Minerals from entities that are smelters and refiners had actually been included in components such suppliers supplied to Flowserve. Again, this reality is principally due to the fact that our suppliers, provided data at a company or divisional level, and, not specific to the products such suppliers produce for Flowserve.
Appendix A, as attached, contains a list of smelters and refiners that Flowserve suppliers identified as being present in their supply chains that we believe may have processed 3TG contained in materials supplied to the Company. While our suppliers have provided names of additional entities to those listed in Appendix A, our review process remains ongoing related to the determination of whether they are smelters or refiners for conflict minerals relevant to our products.
We are uncertain of the Conflict Mineral status of the products that we manufacture that are subject to the reporting obligations of Rule13p-1, because we have been unable to determine the origin of the Conflict Minerals they contain or to determine whether they come from recycled or scrap sources; the facilities used to process them; their country of origin; or their mine or location of origin. This said, however, Flowserve will continue due diligence efforts going forward.
| 5. | Due Diligence Improvement Steps |
We intend to take the following steps to improve the due diligence conducted to further mitigate any risk that the necessary Conflict Minerals in our products could benefit armed groups in the DRC or adjoining countries:
| a. | Continue requesting and implementing a Conflict Minerals flow-down clause in new or renewed supplier long term agreements. |
| b. | Continue to engage with suppliers and direct them to training resources to increase the response rate and improve the content of the supplier survey responses. |
| c. | Intensify the identification of and communication with Flowserve’s second-tier smelters and refiners – i.e., smelters and refiners that sell Conflict Minerals directly to Flowserve’s first-tier suppliers and push to increase the number of smelters and refiners that participate in CFSP. |
| d. | Spread best practices learned during execution of due diligence process in previous years across Flowserve business units. |
| e. | Continue to engage suppliers found to be supplying us with Conflict Minerals from sources that support conflict in the DRC or any adjoining country and seek to establish an alternative source of Conflict Minerals that does not support such conflict. |
| f. | Continue to work with the OECD and relevant trade associations to define and improve best practices and build leverage over the supply chain in accordance with the OECD Guidance. |
4
APPENDIX A
Metal | Smelter ID | Smelter Name | Smelter Country | |||
| Gold | CID000015 | Advanced Chemical Company | UNITED STATES OF AMERICA | |||
| Gold | CID000019 | Aida Chemical Industries Co., Ltd. | JAPAN | |||
| Gold | CID000035 | AllgemeineGold-und Silberscheideanstalt A.G. | GERMANY | |||
| Gold | CID000041 | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | |||
| Gold | CID000058 | AngloGold Ashanti Córrego do Sítio Mineração | BRAZIL | |||
| Gold | CID000077 | Argor-Heraeus S.A. | SWITZERLAND | |||
| Gold | CID000082 | Asahi Pretec Corp. | JAPAN | |||
| Gold | CID000090 | Asaka Riken Co., Ltd. | JAPAN | |||
| Gold | CID000103 | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | |||
| Gold | CID000113 | Aurubis AG | GERMANY | |||
| Gold | CID000128 | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | |||
| Gold | CID000141 | Bauer-Walser AG | GERMANY | |||
| Gold | CID000157 | Boliden AB | SWEDEN | |||
| Gold | CID000176 | C. Hafner GmbH + Co. KG | GERMANY | |||
| Gold | CID000180 | Caridad | MEXICO | |||
| Gold | CID000185 | CCR Refinery - Glencore Canada Corporation | CANADA | |||
| Gold | CID000189 | Cendres & Métaux SA | SWITZERLAND | |||
| Gold | CID000197 | Yunnan Copper Industry Co Ltd | CHINA | |||
| Gold | CID000233 | Chimet S.p.A. | ITALY | |||
| Gold | CID000242 | China National Gold Group Corporation | CHINA | |||
| Gold | CID000264 | Chugai Mining | JAPAN | |||
| Gold | CID000288 | Colt Refining | UNITED STATES | |||
| Gold | CID000328 | Daejin Indus Co. Ltd | KOREA, REPUBLIC OF | |||
| Gold | CID000333 | DaeryongENC | KOREA, REPUBLIC OF | |||
| Gold | CID000343 | DayeNon-Ferrous Metals Mining Ltd. | CHINA | |||
| Gold | CID000359 | DSC (Do Sung Corporation) | KOREA (REPUBLIC OF) | |||
| Gold | CID000362 | DODUCO GmbH | GERMANY | |||
| Gold | CID000401 | Dowa | JAPAN | |||
| Gold | CID000425 | Eco-System Recycling Co., Ltd. | JAPAN | |||
| Gold | CID000493 | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION | |||
| Gold | CID000522 | Gansu Seemine MaterialHi-Tech Co., Ltd. | CHINA | |||
| Gold | CID000651 | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA | |||
| Gold | CID000671 | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | |||
| Gold | CID000694 | Heimerle + Meule GmbH | GERMANY | |||
| Gold | CID000707 | Heraeus Ltd. Hong Kong | CHINA | |||
| Gold | CID000711 | Heraeus Precious Metals GmbH & Co. KG | GERMANY | |||
5
| Gold | CID000767 | Hunan Chenzhou Mining Co., Ltd. | CHINA | |||
| Gold | CID000778 | HwaSeong CJ Co., Ltd. | KOREA (REPUBLIC OF) | |||
| Gold | CID000801 | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA | |||
| Gold | CID000807 | Ishifuku Metal Industry Co., Ltd. | JAPAN | |||
| Gold | CID000814 | Istanbul Gold Refinery | TURKEY | |||
| Gold | CID000823 | Japan Mint | JAPAN | |||
| Gold | CID000855 | Jiangxi Copper Co., Ltd. | CHINA | |||
| Gold | CID000920 | Asahi Refining USA Inc. | UNITED STATES | |||
| Gold | CID000924 | Asahi Refining Canada Ltd. | CANADA | |||
| Gold | CID000927 | JSC EkaterinburgNon-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | |||
| Gold | CID000929 | JSC Uralelectromed | RUSSIAN FEDERATION | |||
| Gold | CID000937 | JX Nippon Mining & Metals Co., Ltd. | JAPAN | |||
| Gold | CID000956 | Kazakhmys Smelting LLC | KAZAKHSTAN | |||
| Gold | CID000957 | Kazzinc | KAZAKHSTAN | |||
| Gold | CID000969 | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA | |||
| Gold | CID000981 | Kojima Chemicals Co., Ltd. | JAPAN | |||
| Gold | CID000988 | Korea Metal Co., Ltd. | KOREA, REPUBLIC OF | |||
| Gold | CID001029 | Kyrgyzaltyn JSC | KYRGYZSTAN | |||
| Gold | CID001032 | L’ azurde Company For Jewelry | SAUDI ARABIA | |||
| Gold | CID001056 | Lingbao Gold Company Limited | CHINA | |||
| Gold | CID001058 | Lingbao Jinyuan tonghu | CHINA | |||
| Gold | CID001078 | LS-Nikko Copper | KOREA, REPUBLIC OF | |||
| Gold | CID001093 | Luo Yang ZIJIN YINHUI Gold Smelting Co., Ltd. | CHINA | |||
| Gold | CID001113 | Materion | UNITED STATES | |||
| Gold | CID001119 | Matsuda Sangyo Co. Ltd | JAPAN | |||
| Gold | CID001147 | Metalor Technologies (Suzhou) Ltd. | CHINA | |||
| Gold | CID001149 | Metalor Technologies (Hong Kong) Ltd. | CHINA | |||
| Gold | CID001152 | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | |||
| Gold | CID001153 | Metalor Technologies S.A. | SWITZERLAND | |||
| Gold | CID001157 | Metalor USA Refining Corporation | UNITED STATES | |||
| Gold | CID001161 | Metalúrgica Met-Mex Peñoles S.A. De C.V. | MEXICO | |||
| Gold | CID001188 | Mitsubishi Materials Corporation | JAPAN | |||
| Gold | CID001193 | Mitsui Mining and Smelting Co., Ltd. | JAPAN | |||
| Gold | CID001204 | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | |||
| Gold | CID001220 | Nadir Metal Rafineri San. Ve Tic. A.Ş. | Turkey | |||
| Gold | CID001236 | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | |||
| Gold | CID001259 | Nihon Material Co. LTD | JAPAN | |||
| Gold | CID001322 | Elemetal Refining, LLC | UNITED STATES | |||
| Gold | CID001325 | Ohura Precious Metal Industry Co., Ltd. | JAPAN | |||
| Gold | CID001326 | OJSC “The Gulidov KrasnoyarskNon-Ferrous Metals Plant” (OJSC Krastsvetmet) | RUSSIAN FEDERATION | |||
6
| Gold | CID001328 | OJSC Kolyma Refinery | RUSSIAN FEDERATION | |||
| Gold | CID001352 | PAMP S.A. | SWITZERLAND | |||
| Gold | CID001362 | Penglai Penggang Gold Industry Co Ltd | CHINA | |||
| Gold | CID001386 | Prioksky Plant ofNon-Ferrous Metals | RUSSIAN FEDERATION | |||
| Gold | CID001397 | PT Aneka Tambang (Persero) Tbk | INDONESIA | |||
| Gold | CID001498 | PX Précinox SA | SWITZERLAND | |||
| Gold | CID001512 | Rand Refinery (Pty) Ltd | SOUTH AFRICA | |||
| Gold | CID001534 | Royal Canadian Mint | CANADA | |||
| Gold | CID001546 | Sabin Metal Corp. | UNITED STATES | |||
| Gold | CID001555 | Samduck Precious Metals | KOREA (REPUBLIC OF) | |||
| Gold | CID001562 | SAMWON Metals Corp. | KOREA, REPUBLIC OF | |||
| Gold | CID001573 | Schone Edelmetaal B.V. | NETHERLANDS | |||
| Gold | CID001585 | SEMPSA Joyería Platería S.A. | SPAIN | |||
| Gold | CID001619 | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA | |||
| Gold | CID001622 | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | |||
| Gold | CID001736 | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | |||
| Gold | CID001754 | So Accurate Group, Inc. | UNITED STATES OF AMERICA | |||
| Gold | CID001756 | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | |||
| Gold | CID001761 | Solar Applied Materials Technology Corp. | TAIWAN | |||
| Gold | CID001798 | Sumitomo Metal Mining Co., Ltd. | JAPAN | |||
| Gold | CID001875 | Tanaka Kikinzoku Kogyo K.K. | JAPAN | |||
| Gold | CID001909 | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA | |||
| Gold | CID001916 | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA | |||
| Gold | CID001938 | Tokuriki Honten Co., Ltd | JAPAN | |||
| Gold | CID001947 | Tongling Nonferrous Metals Group Co., Ltd. | CHINA | |||
| Gold | CID001955 | Torecom | KOREA, REPUBLIC OF | |||
| Gold | CID001977 | Umicore Brasil Ltda. | BRAZIL | |||
| Gold | CID001980 | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM | |||
| Gold | CID001993 | United Precious Metal Refining, Inc. | UNITED STATES | |||
| Gold | CID002003 | Valcambi S.A. | SWITZERLAND | |||
| Gold | CID002030 | Western Australian Mint trading as The Perth Mint | AUSTRALIA | |||
| Gold | CID002100 | Yamamoto Precious Metal Co., Ltd. | JAPAN | |||
| Gold | CID002129 | Yokohama Metal Co., Ltd. | JAPAN | |||
| Gold | CID002224 | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | |||
| Gold | CID002243 | Zijin Mining Group Co., Ltd. Gold Refinery | CHINA | |||
| Gold | CID002282 | Morris and Watson | NEW ZEALAND | |||
| Gold | CID002290 | SAFINA A.S. | CZECH REPUBLIC | |||
| Gold | CID002312 | Guangdong Jinding Gold Limited | CHINA | |||
| Gold | CID002314 | Umicore Precious Metals Thailand | THAILAND | |||
| Gold | CID002355 | Faggi Enrico S.p.A. | ITALY | |||
7
| Gold | CID002459 | Geib Refining Corporation | UNITED STATES OF AMERICA | |||
| Gold | CID002509 | MMTC-PAMP India Pvt., Ltd. | INDIA | |||
| Gold | CID002510 | Republic Metals Corporation | UNITED STATES OF AMERICA | |||
| Gold | CID002511 | KGHM Polska Miedź Spółka Akcyjna | POLAND | |||
| Gold | CID002515 | Fidelity Printers and Refiners Ltd. | ZIMBABWE | |||
| Gold | CID002516 | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | |||
| Gold | CID002560 | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES | |||
| Gold | CID002561 | Emirates Gold DMCC | UNITED ARAB EMIRATES | |||
| Gold | CID002563 | Kaloti Precious Metals | UNITED ARAB EMIRATES | |||
| Gold | CID002567 | Sudan Gold Refinery | SUDAN | |||
| Gold | CID002580 | T.C.A S.p.A | ITALY | |||
| Gold | CID002582 | Remondis Argentia B.V. | NETHERLANDS | |||
| Gold | CID002587 | Tony Goetz NV | BELGIUM | |||
| Gold | CID002605 | Korea Zinc Co., Ltd. | KOREA (REPUBLIC OF) | |||
| Gold | CID002615 | TOOTau-Ken-Altyn | KAZAKHSTAN | |||
| Gold | CID002708 | Abington Reldan Metals, LLC | UNITED STATES OF AMERICA | |||
| Gold | CID002761 | SAAMP | FRANCE | |||
| Gold | CID002777 | SAXONIA Edelmetalle GmbH | GERMANY | |||
| Gold | CID002778 | WIELAND Edelmetalle GmbH | GERMANY | |||
| Gold | CID002779 | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | |||
| Gold | CID002850 | AU Traders and Refiners | SOUTH AFRICA | |||
| Gold | CID002851 | AURA-II | UNITED STATES OF AMERICA | |||
| Gold | CID002852 | Gujarat Gold Centre | INDIA | |||
| Gold | CID002853 | Sai Refinery | INDIA | |||
| Gold | CID002854 | Universal Precious Metals Refining Zambia | ZAMBIA | |||
| Gold | CID002857 | Modeltech Sdn Bhd | MALAYSIA | |||
| Gold | CID002863 | Bangalore Refinery | INDIA | |||
| Gold | CID002865 | Kyshtym Copper-Electrolytic Plant ZAO | RUSSIAN FEDERATION | |||
| Tantalum | CID000211 | Changsha South Tantalum Niobium Co., Ltd. | CHINA | |||
| Tantalum | CID000291 | Conghua Tantalum and Niobium Smeltry | CHINA | |||
| Tantalum | CID000410 | Duoluoshan | CHINA | |||
| Tantalum | CID000456 | Exotech Inc. | UNITED STATES | |||
| Tantalum | CID000460 | F&X Electro-Materials Ltd. | CHINA | |||
| Tantalum | CID000616 | Guangdong Zhiyuan New Material Co., Ltd. | CHINA | |||
| Tantalum | CID000654 | H.C. Starck GmbH | GERMANY | |||
| Tantalum | CID000731 | Hi-Temp Specialty Metals, Inc. | UNITED STATES OF AMERICA | |||
| Tantalum | CID000914 | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | |||
| Tantalum | CID000917 | Jiujiang Tanbre Co., Ltd. | CHINA | |||
| Tantalum | CID000973 | King-Tan Tantalum Industry Ltd. | CHINA | |||
| Tantalum | CID001076 | LSM Brasil S.A. | BRAZIL | |||
| Tantalum | CID001163 | Metallurgical Products India (Pvt.) Ltd. | INDIA | |||
8
| Tantalum | CID001175 | Mineração Taboca S.A. | BRAZIL | |||
| Tantalum | CID001192 | Mitsui Mining and Smelting Co., Ltd. | JAPAN | |||
| Tantalum | CID001200 | Molycorp Silmet A.S. | ESTONIA | |||
| Tantalum | CID001277 | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | |||
| Tantalum | CID001368 | Plansee | AUSTRIA | |||
| Tantalum | CID001508 | QuantumClean | UNITED STATES OF AMERICA | |||
| Tantalum | CID001522 | RFH Tantalum Smeltry Co., Ltd. | CHINA | |||
| Tantalum | CID001634 | Shanghai Jiangxi Metals Co. Ltd | CHINA | |||
| Tantalum | CID001769 | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | |||
| Tantalum | CID001869 | Taki Chemical Co., Ltd. | JAPAN | |||
| Tantalum | CID001879 | Tantalite Resources | SOUTH AFRICA | |||
| Tantalum | CID001891 | Telex | UNITED STATES | |||
| Tantalum | CID001969 | Ulba | KAZAKHSTAN | |||
| Tantalum | CID002232 | Zhuzhou Cemented Carbide Group Co., Ltd. | CHINA | |||
| Tantalum | CID002307 | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA | |||
| Tantalum | CID002492 | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | |||
| Tantalum | CID002504 | D Block Metals, LLC | UNITED STATES OF AMERICA | |||
| Tantalum | CID002505 | FIR Metals & Resource Ltd. | CHINA | |||
| Tantalum | CID002506 | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | |||
| Tantalum | CID002508 | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | |||
| Tantalum | CID002512 | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | |||
| Tantalum | CID002539 | KEMET Blue Metals | MEXICO | |||
| Tantalum | CID002540 | Plansee SE Liezen | AUSTRIA | |||
| Tantalum | CID002544 | H.C. Starck Co., Ltd. | THAILAND | |||
| Tantalum | CID002545 | H.C. Starck GmbH Goslar | GERMANY | |||
| Tantalum | CID002546 | H.C. Starck GmbH Laufenburg | GERMANY | |||
| Tantalum | CID002547 | H.C. Starck Hermsdorf GmbH | GERMANY | |||
| Tantalum | CID002548 | H.C. Starck Inc. | UNITED STATES OF AMERICA | |||
| Tantalum | CID002549 | H.C. Starck Ltd. | JAPAN | |||
| Tantalum | CID002550 | H.C. Starck Smelting GmbH & Co. KG | GERMANY | |||
| Tantalum | CID002556 | Plansee SE Reutte | AUSTRIA | |||
| Tantalum | CID002557 | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA | |||
| Tantalum | CID002558 | Global Advanced Metals Aizu | JAPAN | |||
| Tantalum | CID002568 | KEMET Blue Powder | UNITED STATES OF AMERICA | |||
| Tantalum | CID002571 | Tranzact, Inc. | UNITED STATES OF AMERICA | |||
| Tantalum | CID002590 | E.S.R. Electronics | UNITED STATES OF AMERICA | |||
| Tantalum | CID002707 | Resind Indústria e Comércio Ltda. | BRAZIL | |||
| Tantalum | CID002842 | Jiangxi Tuohong New Raw Material | China | |||
| Tantalum | CID002847 | Power Resources Ltd. | MACEDONIA (THE FORMER YUGOSLAV REPUBLIC OF) | |||
9
| Tin | CID000228 | Chenzhou Yunxiang Mining and Metallurgy Company Limited | CHINA | |||
| Tin | CID000244 | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA | |||
| Tin | CID000278 | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | |||
| Tin | CID000292 | Alpha | UNITED STATES OF AMERICA | |||
| Tin | CID000295 | Cooperativa Metalurgica de Rondônia Ltda. | BRAZIL | |||
| Tin | CID000306 | CV Gita Pesona | INDONESIA | |||
| Tin | CID000307 | PT Justindo | INDONESIA | |||
| Tin | CID000309 | PT Aries Kencana Sejahtera | INDONESIA | |||
| Tin | CID000313 | CV Serumpun Sebalai | INDONESIA | |||
| Tin | CID000315 | CV United Smelting | INDONESIA | |||
| Tin | CID000402 | Dowa | JAPAN | |||
| Tin | CID000438 | EM Vinto | BOLIVIA (PLURINATIONAL STATE OF) | |||
| Tin | CID000448 | Estanho de Rondônia S.A. | BRAZIL | |||
| Tin | CID000466 | Feinhütte Halsbrücke GmbH | GERMANY | |||
| Tin | CID000468 | Fenix Metals | POLAND | |||
| Tin | CID000538 | GejiuNon-Ferrous Metal Processing Co., Ltd. | CHINA | |||
| Tin | CID000555 | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA | |||
| Tin | CID000760 | Huichang Jinshunda Tin Co., Ltd. | CHINA | |||
| Tin | CID000864 | Jiangxi Nanshan | CHINA | |||
| Tin | CID000942 | Gejiu Kai Meng Industry and Trade LLC | CHINA | |||
| Tin | CID001063 | Linwu Xianggui Ore Smelting Co., Ltd. | CHINA | |||
| Tin | CID001070 | China Tin Group Co., Ltd. | CHINA | |||
| Tin | CID001105 | Malaysia Smelting Corporation (MSC) | MALAYSIA | |||
| Tin | CID001136 | Metahub Industries Sdn. Bhd. | MALAYSIA | |||
| Tin | CID001142 | Metallic Resources, Inc. | UNITED STATES OF AMERICA | |||
| Tin | CID001143 | Metallo Chimique | BELGIUM | |||
| Tin | CID001173 | Mineração Taboca S.A. | BRAZIL | |||
| Tin | CID001179 | Minmetals Ganzhou Tin Co. Ltd. | CHINA | |||
| Tin | CID001182 | Minsur | PERU | |||
| Tin | CID001191 | Mitsubishi Materials Corporation | JAPAN | |||
| Tin | CID001231 | Nankang Nanshan Tin Manufactory Co., Ltd. | CHINA | |||
| Tin | CID001305 | Novosibirsk Integrated Tin Works | RUSSIAN FEDERATION | |||
| Tin | CID001314 | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | |||
| Tin | CID001337 | Operaciones Metalurgical S.A. | BOLIVIA | |||
| Tin | CID001393 | PT Alam Lestari Kencana | INDONESIA | |||
| Tin | CID001399 | PT Artha Cipta Langgeng | INDONESIA | |||
| Tin | CID001402 | PT Babel Inti Perkasa | INDONESIA | |||
| Tin | CID001409 | PT Bangka Kudai Tin | INDONESIA | |||
| Tin | CID001416 | PT Bangka Timah Utama Sejahtera | INDONESIA | |||
| Tin | CID001419 | PT Bangka Tin Industry | INDONESIA | |||
| Tin | CID001421 | PT Belitung Industri Sejahtera | INDONESIA | |||
| Tin | CID001424 | PT BilliTin Makmur Lestari | INDONESIA | |||
10
| Tin | CID001428 | PT Bukit Timah | INDONESIA | |||
| Tin | CID001434 | PT DS Jaya Abadi | INDONESIA | |||
| Tin | CID001438 | PT Eunindo Usaha Mandiri | INDONESIA | |||
| Tin | CID001442 | PT Fang Di MulTindo | INDONESIA | |||
| Tin | CID001448 | PT Karimun Mining | INDONESIA | |||
| Tin | CID001453 | PT Mitra Stania Prima | INDONESIA | |||
| Tin | CID001457 | PT Panca Mega Persada | INDONESIA | |||
| Tin | CID001458 | PT Prima Timah Utama | INDONESIA | |||
| Tin | CID001460 | PT Refined Bangka Tin | INDONESIA | |||
| Tin | CID001463 | PT Sariwiguna Binasentosa | INDONESIA | |||
| Tin | CID001466 | PT Seirama Tin Investment | INDONESIA | |||
| Tin | CID001468 | PT Stanindo Inti Perkasa | INDONESIA | |||
| Tin | CID001471 | PT Sumber Jaya Indah | INDONESIA | |||
| Tin | CID001476 | PT Supra Sukses Trinusa | INDONESIA | |||
| Tin | CID001477 | PT Timah (Persero) Tbk Kundur | INDONESIA | |||
| Tin | CID001482 | PT Timah (Persero) Tbk Mentok | INDONESIA | |||
| Tin | CID001486 | PT Pelat Timah Nusantara Tbk | INDONESIA | |||
| Tin | CID001490 | PT Tinindo Inter Nusa | INDONESIA | |||
| Tin | CID001493 | PT Tommy Utama | INDONESIA | |||
| Tin | CID001539 | Rui Da Hung | TAIWAN, PROVINCE OF CHINA | |||
| Tin | CID001758 | Soft Metais Ltda. | BRAZIL | |||
| Tin | CID001898 | Thaisarco | THAILAND | |||
| Tin | CID001908 | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | |||
| Tin | CID002015 | VQB Mineral and Trading Group JSC | VIET NAM | |||
| Tin | CID002036 | White Solder Metalurgia e Mineração Ltda. | BRAZIL | |||
| Tin | CID002158 | Yunnan ChengfengNon-ferrous Metals Co.,Ltd. | CHINA | |||
| Tin | CID002180 | Yunnan Tin Company Limited | CHINA | |||
| Tin | CID002455 | CV Venus Inti Perkasa | INDONESIA | |||
| Tin | CID002468 | Magnu’s Minerais Metais e Ligas Ltda. | BRAZIL | |||
| Tin | CID002478 | PT Tirus Putra Mandiri | INDONESIA | |||
| Tin | CID002479 | PT Wahana Perkit Jaya | INDONESIA | |||
| Tin | CID002500 | Melt Metais e Ligas S/A | BRAZIL | |||
| Tin | CID002503 | PT ATD Makmur Mandiri Jaya | INDONESIA | |||
| Tin | CID002507 | Phoenix Metal Ltd. | RWANDA | |||
| Tin | CID002517 | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | |||
| Tin | CID002530 | PT Inti Stania Prima | INDONESIA | |||
| Tin | CID002570 | CV Ayi Jaya | INDONESIA | |||
| Tin | CID002572 | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM | |||
| Tin | CID002573 | Nghe TinhNon-Ferrous Metals Joint Stock Company | VIET NAM | |||
| Tin | CID002574 | Tuyen QuangNon-Ferrous Metals Joint Stock Company | VIET NAM | |||
| Tin | CID002592 | CV Dua Sekawan | Indonesia | |||
| Tin | CID002593 | CV Tiga Sekawan | Indonesia | |||
| Tin | CID002696 | PT Cipta Persada Mulia | INDONESIA | |||
11
| Tin | CID002703 | An Vinh Joint Stock Mineral Processing Company | VIET NAM | |||
| Tin | CID002706 | Resind Indústria e Comércio Ltda. | BRAZIL | |||
| Tin | CID002757 | PT O.M. Indonesia | INDONESIA | |||
| Tin | CID002773 | Metallo-Chimique N.V. | BELGIUM | |||
| Tin | CID002774 | Elmet S.L.U. | SPAIN | |||
| Tin | CID002776 | PT Bangka Prima Tin | INDONESIA | |||
| Tin | CID002816 | PT Sukses Inti Makmur | INDONESIA | |||
| Tin | CID002825 | An Thai Minerals Co., Ltd. | VIET NAM | |||
| Tin | CID002829 | PT Kijang Jaya Mandiri | Indonesia | |||
| Tin | CID002844 | HuiChang Hill Tin Industry Co., Ltd. | China | |||
| Tin | CID002848 | Gejiu Fengming Metallurgy Chemical Plant | CHINA | |||
| Tin | CID002849 | Guanyang Guida Nonferrous Metal Smelting Plant | China | |||
| Tin | CID002858 | Modeltech Sdn Bhd | MALAYSIA | |||
| Tin | CID002859 | Gejiu Jinye Mineral Company | CHINA | |||
| Tin | CID002870 | PT Lautan Harmonis Sejahtera | INDONESIA | |||
| Tungsten | CID000004 | A.L.M.T. TUNGSTEN Corp. | JAPAN | |||
| Tungsten | CID000105 | Kennametal Huntsville | UNITED STATES OF AMERICA | |||
| Tungsten | CID000218 | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | |||
| Tungsten | CID000258 | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | |||
| Tungsten | CID000345 | Dayu Weiliang Tungsten Co., Ltd. | CHINA | |||
| Tungsten | CID000499 | Fujian Jinxin Tungsten Co., Ltd. | CHINA | |||
| Tungsten | CID000568 | Global Tungsten & Powders Corp. | UNITED STATES OF AMERICA | |||
| Tungsten | CID000683 | HC Starck GmbH | GERMANY | |||
| Tungsten | CID000766 | Hunan Chenzhou Mining Co., Ltd. | CHINA | |||
| Tungsten | CID000769 | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | |||
| Tungsten | CID000825 | Japan New Metals Co., Ltd. | JAPAN | |||
| Tungsten | CID000868 | GanzhouNon-ferrous Metals Smelting Co., Ltd. | CHINA | |||
| Tungsten | CID000875 | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | |||
| Tungsten | CID000966 | Kennametal Fallon | UNITED STATES OF AMERICA | |||
| Tungsten | CID001889 | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM | |||
| Tungsten | CID002011 | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIET NAM | |||
| Tungsten | CID002044 | Wolfram Bergbau und Hütten AG | AUSTRIA | |||
| Tungsten | CID002047 | Wolfram Company CJSC | RUSSIAN FEDERATION | |||
| Tungsten | CID002082 | Xiamen Tungsten Co., Ltd | CHINA | |||
| Tungsten | CID002095 | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA | |||
| Tungsten | CID002236 | Zhuzhou Cemented Carbide Group Co Ltd | CHINA | |||
| Tungsten | CID002313 | Jiangxi Minmetals Gao’anNon-ferrous Metals Co., Ltd. | CHINA | |||
| Tungsten | CID002315 | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | |||
12
| Tungsten | CID002316 | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | |||
| Tungsten | CID002317 | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | |||
| Tungsten | CID002318 | Jiangxi TongguNon-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | |||
| Tungsten | CID002319 | Malipo Haiyu Tungsten Co., Ltd. | CHINA | |||
| Tungsten | CID002320 | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | |||
| Tungsten | CID002321 | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | |||
| Tungsten | CID002493 | Jiangxi Richsea New Materials Co., Ltd. | CHINA | |||
| Tungsten | CID002494 | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | |||
| Tungsten | CID002502 | Asia Tungsten Products Vietnam Ltd. | VIET NAM | |||
| Tungsten | CID002513 | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | |||
| Tungsten | CID002518 | Dayu Jincheng Tungsten Industry Co., Ltd. | CHINA | |||
| Tungsten | CID002531 | Ganxian Shirui New Material Co., Ltd. | CHINA | |||
| Tungsten | CID002532 | Pobedit, JSC | RUSSIAN FEDERATION | |||
| Tungsten | CID002535 | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CHINA | |||
| Tungsten | CID002536 | Ganzhou Yatai Tungsten Co., Ltd. | CHINA | |||
| Tungsten | CID002538 | Sanher Tungsten Vietnam Co., Ltd. | VIET NAM | |||
| Tungsten | CID002541 | H.C. Starck GmbH | GERMANY | |||
| Tungsten | CID002542 | H.C. Starck Smelting GmbH & Co.KG | GERMANY | |||
| Tungsten | CID002543 | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIET NAM | |||
| Tungsten | CID002551 | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | |||
| Tungsten | CID002578 | Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin | CHINA | |||
| Tungsten | CID002579 | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA | |||
| Tungsten | CID002589 | Niagara Refining LLC | UNITED STATES OF AMERICA | |||
| Tungsten | CID002647 | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | CHINA | |||
| Tungsten | CID002649 | Hydrometallurg, JSC | RUSSIAN FEDERATION | |||
| Tungsten | CID002724 | Unecha Refractory metals plant | RUSSIAN FEDERATION | |||
| Tungsten | CID002815 | South-East Nonferrous Metal Company Limited of Hengyang City | China | |||
| Tungsten | CID002827 | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES | |||
| Tungsten | CID002830 | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | China | |||
| Tungsten | CID002833 | ACL Metais Eireli | BRAZIL | |||
| Tungsten | CID002843 | Woltech Korea Co., Ltd. | KOREA (REPUBLIC OF) | |||
| Tungsten | CID002845 | Moliren Ltd | RUSSIAN FEDERATION | |||
13
