| | | | |
OMB APPROVAL |
OMB Number: | | 3235-0582 |
Expires: | | May 31, 2021 |
Estimated average burden |
hours per response | | 7.2 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-2918
DUPREE MUTUAL FUNDS
(Exact name of registrant as specified in charter)
125 South Mill Street, Vine Center, Suite 100
Lexington, KY 40507
(Address of principal executive offices) (Zip code)
Allen E. Grimes, III
125 South Mill Street Lexington, KY 40507
(Name and address of agent for service)
Registrant’s telephone number, including area code: 859-254-7741
Date of fiscal year end: June 30, 2023
Date of reporting period: July 1, 2022 through June 30, 2023
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record
The Registrant offers the following series:
Alabama Tax-Free Income Series – portfolio holds no voting securities
Kentucky Tax-Free Income Series – portfolio holds no voting securities
Kentucky Tax-Free Short-to-Medium Series – portfolio holds no voting securities
Mississippi Tax-Free Income Series – portfolio holds no voting securities
North Carolina Tax-Free Income Series – portfolio holds no voting securities
North Carolina Tax-Free Short-to-Medium Series – portfolio holds no voting securities
Tennessee Tax-Free Income Series – portfolio holds no voting securities
Tennessee Tax-Free Short-to-Medium Series – portfolio holds no voting securities
Intermediate Government Bond Series – portfolio holds no voting securities
Taxable Municipal Bond Series – portfolio holds no voting securities
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | |
DUPREE MUTUAL FUNDS |
(Registrant) |
| |
By | | /s/ Allen E. Grimes, III. |
| | Allen E. Grimes, III, President |
Date: August 25, 2023