UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
January 04, 2021
Barclays PLC
(Name of Registrant)
1 Churchill Place
London E14 5HP
England
(Address of Principal Executive Office)
Indicate by check mark whether the registrant files or will file annual reports
under cover of Form 20-F or Form 40-F.
Form 20-F x Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No x
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b):
This Report on Form 6-K is filed by Barclays PLC.
This Report comprises:
Information given to The London Stock Exchange and furnished pursuant to
General Instruction B to the General Instructions to Form 6-K.
EXHIBIT INDEX
Exhibit No. 1 | Total Voting Rights dated 01 December 2020 |
Exhibit No. 2 | Director/PDMR Shareholding dated 08 December 2020 |
Exhibit No. 3 | Director/PDMR Shareholding dated 15 December 2020 |
Exhibit No. 4 | Director/PDMR Shareholding dated 18 December 2020 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BARCLAYS PLC | |
(Registrant) |
Date: January 04, 2021
By: /s/ Karen Rowe -------------------------------- | |
Karen Rowe | |
Assistant Secretary |
Exhibit No. 1
1 December 2020
Barclays PLC - Total Voting Rights
In accordance with the Financial Conduct Authority's (FCA) Disclosure Guidance and Transparency Rule 5.6.1R, Barclays PLC notifies the market that as of 30 November 2020, Barclays PLC's issued share capital consists of 17,357,761,902 Ordinary shares with voting rights.
There are no Ordinary shares held in Treasury.
The above figure (17,357,761,902) may be used by shareholders (and others with notification obligations) as the denominator for the calculation by which they will determine if they are required to notify their interest in, or a change to their interest in, Barclays PLC under the FCA's Disclosure Guidance and Transparency Rules.
- Ends -
For further information, please contact:
Investor Relations | Media Relations |
Chris Manners | Tom Hoskin |
+44 (0)20 7773 2136 | +44 (0) 20 7116 4755 |
Exhibit No. 2
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Taalib Shaah | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Risk Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group Share Incentive Plan notified Barclays PLC that it acquired and now holds Shares on behalf of the individual described above. The Shares acquired include an allocation of Shares as matching shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.444 per share | 346 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-07 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
For further information please contact:
Investor Relations | Media Relations |
Chris Manners | Tom Hoskin |
+ 44 (0) 20 7773 2136 | +44 (0)20 7116 4755 |
Exhibit No. 3
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
Shares in respect of the quarterly payment of the Share element of PDMRs' fixed remuneration
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Jes Staley | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Executive Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 7 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Gross Number of Shares received |
£1.421 per Share | 206,662 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares sold |
£1.421 per Share | 97,131 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Tushar Morzaria | |
2 | Reason for the notification | ||
a) | Position/status | Group Finance Director | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Gross Number of Shares received |
£1.421 per Share | 145,103 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares sold |
£1.421 per Share | 75,453 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Mark Ashton-Rigby | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Operating Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 7 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Gross Number of Shares received |
£1.421 per Share | 123,118 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares | |
c) | Price(s) and volume(s) | Price(s) | Volume(s); Number of Shares sold |
£1.421 per Share | 57,865 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Paul Compton | |
2 | Reason for the notification | ||
a) | Position/status | Global Head of Banking and Co-President of BBPLC | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 20 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Gross Number of Shares received |
£1.421 per Share | 237,490 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares sold |
£1.421 per Share | 128,410 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Alistair Currie | |
2 | Reason for the notification | ||
a) | Position/status | Head of Barclays Corporate Banking | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 28 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Gross Number of Shares received |
£1.421 per Share | 63,757 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) : Number of Shares sold |
£1.421 per Share | 29,965 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Stephen Dainton | |
2 | Reason for the notification | ||
a) | Position/status | Deputy Global Head of Markets | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 30 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Gross Number of Shares received |
£1.421 per Share | 239,640 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares sold |
£1.421 per Share | 112,630 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Matthew Hammerstein | |
2 | Reason for the notification | ||
a) | Position/status | CEO, Barclays Bank UK PLC | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 28 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Gross Number of Shares received |
£1.421 per Share | 35,176 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares sold |
£1.421 per Share | 16,532 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Joseph McGrath | |
2 | Reason for the notification | ||
a) | Position/status | Chairman of Investment Banking | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 28 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Gross Number of Shares received |
£1.421 per Share | 237,723 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares sold |
£1.421 per Share | 116,412 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Laura Padovani | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Compliance Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 21 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): GrossNumber of Shares received |
£1.421 per Share | 79,147 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) : Number of Shares sold |
£1.421 per Share | 37,199 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Tristram Roberts | |
2 | Reason for the notification | ||
a) | Position/status | Group HR Director | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Gross Number of Shares received |
£1.421 per Share | 127,515 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) : Number of Shares sold |
£1.421 per Share | 59,932 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Taalib Shaah | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Risk Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 17 November 2020. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the period from 5th October 2020 to 31 December 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Gross Number of Shares received |
£1.421 per Share | 98,068 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) : Number of Shares sold |
£1.421 per Share | 46,091 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Stephen Shapiro | |
2 | Reason for the notification | ||
a) | Position/status | Group General Counsel and Company Secretary | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 27 August 2020. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the two month period to 31 December 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Gross Number of Shares received |
£1.421 per Share | 57,161 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) : Number of Shares sold |
£1.421 per Share | 26,865 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Ashok Vaswani | |
2 | Reason for the notification | ||
a) | Position/status | CEO, Consumer Banking & Payments | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 20 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Gross Number of Shares received |
£1.421 per Share | 145,103 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) : Number of Shares sold |
£1.421 per Share | 68,198 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | C.S. Venkatakrishnan | |
2 | Reason for the notification | ||
a) | Position/status | Head of Markets and Co-President of BBPLC | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Gross Number of Shares received |
£1.421 per Share | 223,636 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares sold |
£1.421 per Share | 109,514 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Sasha Wiggins | |
2 | Reason for the notification | ||
a) | Position/status | Group Head of Public Policy and Corporate Responsibility | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 June 2020. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Gross Number of Shares received |
£1.421 per Share | 35,176 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) : Number of Shares sold |
£1.421 per Share | 16,532 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
For further information please contact:
Investor Relations | Media Relations |
Chris Manners | Tom Hoskin |
+44 (0)20 7773 2136 | +44 (0)20 7116 4755 |
Exhibit No. 4
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Mark Ashton-Rigby | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Operating Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Disposal of Shares by Solium Capital UK Limited on behalf of the individual set out above. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares sold |
£1.439 | 10,008 | ||
d) | Aggregated information - Aggregated volume - Price | N/A | |
e) | Date of the transaction | 2020-12-17 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
For further information please contact:
Investor Relations | Media Relations |
Chris Manners | Tom Hoskin |
+ 44 (0)20 7773 2136 | +44 (0)20 7116 4755 |