- BCS Dashboard
- Financials
- Filings
- Holdings
- Transcripts
- ETFs
-
Insider
- Institutional
- Shorts
-
6-K Filing
Barclays (BCS) 6-KBatch Filing
Filed: 4 Jan 21, 8:41am
Exhibit No. 1 | Total Voting Rights dated 01 December 2020 |
Exhibit No. 2 | Director/PDMR Shareholding dated 08 December 2020 |
Exhibit No. 3 | Director/PDMR Shareholding dated 15 December 2020 |
Exhibit No. 4 | Director/PDMR Shareholding dated 18 December 2020 |
BARCLAYS PLC | |
(Registrant) |
By: /s/ Karen Rowe -------------------------------- | |
Karen Rowe | |
Assistant Secretary |
Investor Relations | Media Relations |
Chris Manners | Tom Hoskin |
+44 (0)20 7773 2136 | +44 (0) 20 7116 4755 |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Taalib Shaah | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Risk Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group Share Incentive Plan notified Barclays PLC that it acquired and now holds Shares on behalf of the individual described above. The Shares acquired include an allocation of Shares as matching shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.444 per share | 346 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-07 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
Investor Relations | Media Relations |
Chris Manners | Tom Hoskin |
+ 44 (0) 20 7773 2136 | +44 (0)20 7116 4755 |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Jes Staley | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Executive Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 7 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Gross Number of Shares received |
£1.421 per Share | 206,662 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares sold |
£1.421 per Share | 97,131 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Tushar Morzaria | |
2 | Reason for the notification | ||
a) | Position/status | Group Finance Director | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Gross Number of Shares received |
£1.421 per Share | 145,103 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares sold |
£1.421 per Share | 75,453 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Mark Ashton-Rigby | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Operating Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 7 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Gross Number of Shares received |
£1.421 per Share | 123,118 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares | |
c) | Price(s) and volume(s) | Price(s) | Volume(s); Number of Shares sold |
£1.421 per Share | 57,865 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Paul Compton | |
2 | Reason for the notification | ||
a) | Position/status | Global Head of Banking and Co-President of BBPLC | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 20 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Gross Number of Shares received |
£1.421 per Share | 237,490 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares sold |
£1.421 per Share | 128,410 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Alistair Currie | |
2 | Reason for the notification | ||
a) | Position/status | Head of Barclays Corporate Banking | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 28 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Gross Number of Shares received |
£1.421 per Share | 63,757 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) : Number of Shares sold |
£1.421 per Share | 29,965 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Stephen Dainton | |
2 | Reason for the notification | ||
a) | Position/status | Deputy Global Head of Markets | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 30 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Gross Number of Shares received |
£1.421 per Share | 239,640 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares sold |
£1.421 per Share | 112,630 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Matthew Hammerstein | |
2 | Reason for the notification | ||
a) | Position/status | CEO, Barclays Bank UK PLC | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 28 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Gross Number of Shares received |
£1.421 per Share | 35,176 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares sold |
£1.421 per Share | 16,532 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Joseph McGrath | |
2 | Reason for the notification | ||
a) | Position/status | Chairman of Investment Banking | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 28 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Gross Number of Shares received |
£1.421 per Share | 237,723 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares sold |
£1.421 per Share | 116,412 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Laura Padovani | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Compliance Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 21 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): GrossNumber of Shares received |
£1.421 per Share | 79,147 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) : Number of Shares sold |
£1.421 per Share | 37,199 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Tristram Roberts | |
2 | Reason for the notification | ||
a) | Position/status | Group HR Director | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Gross Number of Shares received |
£1.421 per Share | 127,515 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) : Number of Shares sold |
£1.421 per Share | 59,932 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Taalib Shaah | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Risk Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 17 November 2020. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the period from 5th October 2020 to 31 December 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Gross Number of Shares received |
£1.421 per Share | 98,068 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) : Number of Shares sold |
£1.421 per Share | 46,091 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Stephen Shapiro | |
2 | Reason for the notification | ||
a) | Position/status | Group General Counsel and Company Secretary | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 27 August 2020. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the two month period to 31 December 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Gross Number of Shares received |
£1.421 per Share | 57,161 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) : Number of Shares sold |
£1.421 per Share | 26,865 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Ashok Vaswani | |
2 | Reason for the notification | ||
a) | Position/status | CEO, Consumer Banking & Payments | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 20 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Gross Number of Shares received |
£1.421 per Share | 145,103 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) : Number of Shares sold |
£1.421 per Share | 68,198 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | C.S. Venkatakrishnan | |
2 | Reason for the notification | ||
a) | Position/status | Head of Markets and Co-President of BBPLC | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Gross Number of Shares received |
£1.421 per Share | 223,636 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares sold |
£1.421 per Share | 109,514 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Sasha Wiggins | |
2 | Reason for the notification | ||
a) | Position/status | Group Head of Public Policy and Corporate Responsibility | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 June 2020. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Gross Number of Shares received |
£1.421 per Share | 35,176 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) : Number of Shares sold |
£1.421 per Share | 16,532 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-12-14 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
Investor Relations | Media Relations |
Chris Manners | Tom Hoskin |
+44 (0)20 7773 2136 | +44 (0)20 7116 4755 |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Mark Ashton-Rigby | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Operating Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Disposal of Shares by Solium Capital UK Limited on behalf of the individual set out above. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares sold |
£1.439 | 10,008 | ||
d) | Aggregated information - Aggregated volume - Price | N/A | |
e) | Date of the transaction | 2020-12-17 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
Investor Relations | Media Relations |
Chris Manners | Tom Hoskin |
+ 44 (0)20 7773 2136 | +44 (0)20 7116 4755 |