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6-K Filing
Barclays (BCS) 6-KBatch Filing
Filed: 1 Mar 24, 12:19pm
Exhibit No. 1 | Total Voting Rights dated 01 February 2024 |
Exhibit No. 2 | Barclays US LLC Consolidated Financial Statements dated 15 February 2024 |
Exhibit No. 3 | Transaction in Own Shares dated 23 February 2024 |
Exhibit No. 4 | Director/PDMR Shareholding dated 23 February 2024 |
Exhibit No. 5 | Transaction in Own Shares dated 26 February 2024 |
Exhibit No. 6 | Transaction in Own Shares dated 27 February 2024 |
Director/PDMR Shareholding 27 February 2024 | |
Exhibit No. 8 | Transaction in Own Shares dated 28 February 2024 |
Exhibit No. 9 | Transaction in Own Shares dated 29 February 2024 |
Exhibit No. 10 | Director/PDMR Shareholding 29 February 2024 |
BARCLAYS PLC | |
(Registrant) |
By: /s/ Garth Wright -------------------------------- | |
Garth Wright | |
Assistant Secretary |
Investor Relations Marina Shchukina +44 (0)20 7116 2526 | Media Relations Jon Tracey +44 (0)20 7116 4755 |
Date of purchase: | 22 February 2024 |
Number of ordinary shares purchased: | 868,117 |
Highest price paid per share: | 160.0000p |
Lowest price paid per share: | 159.3000p |
Volume weighted average price paid per share: | 159.7949p |
Investor Relations Marina Shchukina +44 (0) 20 7116 2526 | Media Relations Tom Hoskin +44 (0) 20 7116 4755 |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Robert Berry | |
2 | Reason for the notification | ||
a) | Position/status | Non-Executive Director | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares') GB0031348658 | |
b) | Nature of the transaction | Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.628 | 5,280 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2024-02-22 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Tim Breedon | |
2 | Reason for the notification | ||
a) | Position/status | Non-Executive Director | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares') GB0031348658 | |
b) | Nature of the transaction | Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.628 | 7,075 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2024-02-22 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Mohamed A. El-Erian | |
2 | Reason for the notification | ||
a) | Position/status | Non-Executive Director | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares') GB0031348658 | |
b) | Nature of the transaction | Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.628 | 5,744 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2024-02-22 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Dawn Fitzpatrick | |
2 | Reason for the notification | ||
a) | Position/status | Non-Executive Director | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares') GB0031348658 | |
b) | Nature of the transaction | Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.628 | 5,827 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2024-02-22 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Mary Francis | |
2 | Reason for the notification | ||
a) | Position/status | Non-Executive Director | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares') GB0031348658 | |
b) | Nature of the transaction | Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.628 | 6,713 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2024-02-22 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Brian Gilvary | |
2 | Reason for the notification | ||
a) | Position/status | Senior Independent Director | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares') GB0031348658 | |
b) | Nature of the transaction | Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.628 | 19,182 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2024-02-22 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Nigel Higgins | |
2 | Reason for the notification | ||
a) | Position/status | Group Chairman | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares') GB0031348658 | |
b) | Nature of the transaction | Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.628 | 18,679 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2024-02-22 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Sir John Kingman | |
2 | Reason for the notification | ||
a) | Position/status | Non-Executive Director | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares') GB0031348658 | |
b) | Nature of the transaction | Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.628 | 4,846 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2024-02-22 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Marc Moses | |
2 | Reason for the notification | ||
a) | Position/status | Non-Executive Director | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares') GB0031348658 | |
b) | Nature of the transaction | Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.628 | 4,908 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2024-02-22 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | |
a) | Name | Diane Schueneman |
2 | Reason for the notification | |
a) | Position/status | Non-Executive Director |
b) | Initial notification /Amendment | Initial notification |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
a) | Name | Barclays PLC |
b) | LEI | 213800LBQA1Y9L22JB70 |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares') GB0031348658 |
b) | Nature of the transaction | Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board. |
c) | Price(s) and volume(s) | Price(s) Volume(s)£1.628 9,371 |
d) | Aggregated information - Aggregated volume - Price | Not applicable |
e) | Date of the transaction | 2024-02-22 |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Julia Wilson | |
2 | Reason for the notification | ||
a) | Position/status | Non-Executive Director | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares') GB0031348658 | |
b) | Nature of the transaction | Acquisition of Shares for Non-Executive Directors. The purchase arises from the policy of using part of the fee payable to each Director to purchase shares in the Company, which, together with any reinvested dividends, are retained for the Director until they leave the Board. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.628 | 5,220 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2024-02-22 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
Investor Relations Marina Shchukina +44 (0) 20 7116 2526 | Media Relations Jonathan Tracey +44 (0) 20 7116 4755 |
Date of purchase: | 23 February 2024 |
Number of ordinary shares purchased: | 4,250,000 |
Highest price paid per share: | 164.6000p |
Lowest price paid per share: | 162.4400p |
Volume weighted average price paid per share: | 163.8061p |
Investor Relations Marina Shchukina +44 (0) 20 7116 2526 | Media Relations Jonathan Tracey +44 (0) 20 7116 4755 |
Date of purchase: | 26 February 2024 |
Number of ordinary shares purchased: | 5,300,000 |
Highest price paid per share: | 166.6200p |
Lowest price paid per share: | 162.9200p |
Volume weighted average price paid per share: | 165.5407p |
Investor Relations Marina Shchukina +44 (0) 20 7116 2526 | Media Relations Jonathan Tracey +44 (0) 20 7116 4755 |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Adeel Khan | |
2 | Reason for the notification | ||
a) | Position/status | Global Head of Markets | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Disposal of Shares by Solium Capital UK Limited in its capacity as administrator of the Barclays' nominee service. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares sold |
£1.657 per Share | 2,439,378 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2024-02-26 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
Date of purchase: | 27 February 2024 |
Number of ordinary shares purchased: | 4,205,631 |
Highest price paid per share: | 167.3400p |
Lowest price paid per share: | 165.2000p |
Volume weighted average price paid per share: | 166.6983p |
Investor Relations Marina Shchukina +44 (0) 20 7116 2526 | Media Relations Jonathan Tracey +44 (0) 20 7116 4755 |
Date of purchase: | 28 February 2024 |
Number of ordinary shares purchased: | 4,194,000 |
Highest price paid per share: | 169.8800p |
Lowest price paid per share: | 166.8000p |
Volume weighted average price paid per share: | 169.0272p |
Investor Relations Marina Shchukina +44 (0) 20 7116 2526 | Media Relations Jonathan Tracey +44 (0) 20 7116 4755 |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Taylor Wright | |
2 | Reason for the notification | ||
a) | Position/status | Global Co-Head of Investment Banking | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Shares GB0031348658 | |
b) | Nature of the transaction | Disposal of Shares by Solium Capital UK Limited in its capacity as administrator of the Barclays' nominee service. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares sold |
£1.670 per Share | 32,393 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2024-02-27 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Taylor Wright | |
2 | Reason for the notification | ||
a) | Position/status | Global Co-Head of Investment Banking | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | ADS 06738E204 (CUSIP) | |
b) | Nature of the transaction | Disposal of ADS by Morgan Stanley in its capacity as nominee broker. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of ADS sold |
$8.579 per ADS | 49,855 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2024-02-27 | |
f) | Place of the transaction | New York Stock Exchange (NYSE) |