Eastman Kodak Form 4 / Jason Griffin New ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

New Jason Griffin

(Last)

(First)

(Middle)

C/O EASTMAN KODAK COMPANY

343 STATE STREET

(Street)

ROCHESTER

14650

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
EASTMAN KODAK CO [ KODK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/16/2023

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, par value $.01								85,894	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	$0⁽¹⁾							⁽¹⁾	⁽¹⁾	Common Stock, par value $.01	22,075		22,075	D
Stock Option (Right to Buy)	$3.03	02/16/2023		D⁽²⁾			21,081	⁽²⁾	05/19/2027	Common Stock, par value $.01	21,081	⁽²⁾	0	D
Stock Option (Right to Buy)	$3.03	02/16/2023		A⁽²⁾		21,081		⁽²⁾	05/19/2030	Common Stock, par value $.01	21,081	⁽²⁾	21,081	D
Stock Option (Right to Buy)	$4.53	02/16/2023		D⁽²⁾			6,416	⁽²⁾	05/19/2027	Common Stock, par value $.01	6,416	⁽²⁾	0	D
Stock Option (Right to Buy)	$4.53	02/16/2023		A⁽²⁾		6,416		⁽²⁾	05/19/2030	Common Stock, par value $.01	6,416	⁽²⁾	6,416	D
Stock Option (Right to Buy)	$6.03	02/16/2023		D⁽²⁾			6,416	⁽²⁾	05/19/2027	Common Stock, par value $.01	6,416	⁽²⁾	0	D
Stock Option (Right to Buy)	$6.03	02/16/2023		A⁽²⁾		6,416		⁽²⁾	05/19/2030	Common Stock, par value $.01	6,416	⁽²⁾	6,416	D
Stock Option (Right to Buy)	$12	02/16/2023		D⁽²⁾			3,666	⁽²⁾	05/19/2027	Common Stock, par value $.01	3,666	⁽²⁾	0	D
Stock Option (Right to Buy)	$12	02/16/2023		A⁽²⁾		3,666		⁽²⁾	05/19/2030	Common Stock, par value $.01	3,666	⁽²⁾	3,666	D

Explanation of Responses:

1. These restricted stock units, which convert into common stock on a one-for-one basis, vest on the day immediately preceding the Company's 2023 annual meeting of shareholders, except as otherwise provided in the award notice.

2. The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

	/s/ Roger W. Byrd, Attorney-in-fact for Jason Griffin New	02/21/2023
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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Eastman Kodak (KODK) Form 4EASTMAN KODAK / Jason Griffin New ownership change