UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: | 811-02944 |
Exact name of registrant as specified in charter: | Oppenheimer Rising Dividends Fund |
Address of principal executive offices: | 6803 South Tucson Way |
Centennial, CO 80112-3924 | |
Name and address of agent for service: | Cynthia Lo Bessette, |
Executive Vice President & General Counsel | |
OFI Global Asset Management, Inc. | |
225 Liberty Street | |
New York, NY 10281-1008 | |
Registrant's telephone number, including area code: | 303-768-3200 |
Date of fiscal year end: | 10/31 |
Date of reporting period: | 07/01/2017-06/30/2018 |
Item 1.
FORM N-PX
ICA File Number: 811-02944
Registrant Name: Oppenheimer Rising Dividends Fund
Reporting Period: 07/01/2017 - 06/30/2018
Oppenheimer Rising Dividends Fund
ACCENTURE PLC Meeting Date: FEB 07, 2018 Record Date: DEC 11, 2017 Meeting Type: ANNUAL | ||||
Ticker: ACN Security ID: G1151C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jaime Ardila | Management | For | For |
1b | Elect Director Charles H. Giancarlo | Management | For | For |
1c | Elect Director Herbert Hainer | Management | For | For |
1d | Elect Director Marjorie Magner | Management | For | For |
1e | Elect Director Nancy McKinstry | Management | For | For |
1f | Elect Director Pierre Nanterme | Management | For | For |
1g | Elect Director Gilles C. Pelisson | Management | For | For |
1h | Elect Director Paula A. Price | Management | For | For |
1i | Elect Director Arun Sarin | Management | For | For |
1j | Elect Director Frank K. Tang | Management | For | For |
1k | Elect Director Tracey T. Travis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
6 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
8 | Approve Merger Agreement | Management | For | For |
9 | Amend Articles of Association to No Longer Require Shareholder Approval of Certain Internal Transactions | Management | For | For |
ACTIVISION BLIZZARD, INC. Meeting Date: JUN 26, 2018 Record Date: APR 27, 2018 Meeting Type: ANNUAL | ||||
Ticker: ATVI Security ID: 00507V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reveta Bowers | Management | For | For |
1.2 | Elect Director Robert Corti | Management | For | For |
1.3 | Elect Director Hendrik Hartong, III | Management | For | For |
1.4 | Elect Director Brian Kelly | Management | For | For |
1.5 | Elect Director Robert A. Kotick | Management | For | For |
1.6 | Elect Director Barry Meyer | Management | For | For |
1.7 | Elect Director Robert Morgado | Management | For | For |
1.8 | Elect Director Peter Nolan | Management | For | For |
1.9 | Elect Director Casey Wasserman | Management | For | For |
1.10 | Elect Director Elaine Wynn | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
AMERICAN TOWER CORPORATION Meeting Date: MAY 23, 2018 Record Date: MAR 28, 2018 Meeting Type: ANNUAL | ||||
Ticker: AMT Security ID: 03027X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gustavo Lara Cantu | Management | For | For |
1b | Elect Director Raymond P. Dolan | Management | For | For |
1c | Elect Director Robert D. Hormats | Management | For | For |
1d | Elect Director Grace D. Lieblein | Management | For | For |
1e | Elect Director Craig Macnab | Management | For | For |
1f | Elect Director JoAnn A. Reed | Management | For | For |
1g | Elect Director Pamela D.A. Reeve | Management | For | For |
1h | Elect Director David E. Sharbutt | Management | For | For |
1i | Elect Director James D. Taiclet, Jr. | Management | For | For |
1j | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
APPLE INC. Meeting Date: FEB 13, 2018 Record Date: DEC 15, 2017 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James Bell | Management | For | For |
1b | Elect Director Tim Cook | Management | For | For |
1c | Elect Director Al Gore | Management | For | For |
1d | Elect Director Bob Iger | Management | For | For |
1e | Elect Director Andrea Jung | Management | For | For |
1f | Elect Director Art Levinson | Management | For | For |
1g | Elect Director Ron Sugar | Management | For | For |
1h | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Proxy Access Amendments | Shareholder | Against | For |
6 | Establish Human Rights Committee | Shareholder | Against | Abstain |
BLACK HILLS CORPORATION Meeting Date: APR 24, 2018 Record Date: MAR 05, 2018 Meeting Type: ANNUAL | ||||
Ticker: BKH Security ID: 092113109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael H. Madison | Management | For | For |
1.2 | Elect Director Linda K. Massman | Management | For | For |
1.3 | Elect Director Steven R. Mills | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BRITISH AMERICAN TOBACCO PLC Meeting Date: APR 25, 2018 Record Date: APR 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: BATS Security ID: G1510J102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Reappoint KPMG LLP as Auditors | Management | For | For |
4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
5 | Re-elect Richard Burrows as Director | Management | For | For |
6 | Re-elect Nicandro Durante as Director | Management | For | For |
7 | Re-elect Sue Farr as Director | Management | For | For |
8 | Re-elect Dr Marion Helmes as Director | Management | For | Against |
9 | Re-elect Savio Kwan as Director | Management | For | For |
10 | Re-elect Dimitri Panayotopoulos as Director | Management | For | For |
11 | Re-elect Kieran Poynter as Director | Management | For | For |
12 | Re-elect Ben Stevens as Director | Management | For | For |
13 | Elect Luc Jobin as Director | Management | For | For |
14 | Elect Holly Koeppel as Director | Management | For | For |
15 | Elect Lionel Nowell, III as Director | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
BROADCOM LIMITED Meeting Date: MAR 23, 2018 Record Date: MAR 05, 2018 Meeting Type: COURT | ||||
Ticker: AVGO Security ID: Y09827109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
BROADCOM LIMITED Meeting Date: APR 04, 2018 Record Date: FEB 12, 2018 Meeting Type: ANNUAL | ||||
Ticker: AVGO Security ID: Y09827109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hock E. Tan | Management | For | For |
1b | Elect Director James V. Diller | Management | For | For |
1c | Elect Director Gayla J. Delly | Management | For | For |
1d | Elect Director Lewis C. Eggebrecht | Management | For | For |
1e | Elect Director Kenneth Y. Hao | Management | For | For |
1f | Elect Director Eddy W. Hartenstein | Management | For | For |
1g | Elect Director Check Kian Low | Management | For | For |
1h | Elect Director Donald Macleod | Management | For | For |
1i | Elect Director Peter J. Marks | Management | For | For |
1j | Elect Director Henry Samueli | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Issuance of Shares With or Without Preemptive Rights | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
CANADIAN NATIONAL RAILWAY COMPANY Meeting Date: APR 24, 2018 Record Date: MAR 01, 2018 Meeting Type: ANNUAL | ||||
Ticker: CNR Security ID: 136375102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shauneen Bruder | Management | For | For |
1.2 | Elect Director Donald J. Carty | Management | For | For |
1.3 | Elect Director Gordon D. Giffin | Management | For | For |
1.4 | Elect Director Julie Godin | Management | For | For |
1.5 | Elect Director Edith E. Holiday | Management | For | For |
1.6 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1.7 | Elect Director Denis Losier | Management | For | For |
1.8 | Elect Director Kevin G. Lynch | Management | For | For |
1.9 | Elect Director James E. O'Connor | Management | For | For |
1.10 | Elect Director Robert Pace | Management | For | For |
1.11 | Elect Director Robert L. Phillips | Management | For | For |
1.12 | Elect Director Laura Stein | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CEDAR FAIR, L.P. Meeting Date: JUN 07, 2018 Record Date: APR 09, 2018 Meeting Type: ANNUAL | ||||
Ticker: FUN Security ID: 150185106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Hanrahan | Management | For | For |
1.2 | Elect Director Lauri M. Shanahan | Management | For | For |
1.3 | Elect Director Debra Smithart-Oglesby | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CHEVRON CORPORATION Meeting Date: MAY 30, 2018 Record Date: APR 02, 2018 Meeting Type: ANNUAL | ||||
Ticker: CVX Security ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director John B. Frank | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director Charles W. Moorman, IV | Management | For | For |
1f | Elect Director Dambisa F. Moyo | Management | For | For |
1g | Elect Director Ronald D. Sugar | Management | For | For |
1h | Elect Director Inge G. Thulin | Management | For | For |
1i | Elect Director D. James Umpleby, III | Management | For | For |
1j | Elect Director Michael K. Wirth | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | Abstain |
6 | Report on Transition to a Low Carbon Business Model | Shareholder | Against | Abstain |
7 | Report on Methane Emissions | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Require Director Nominee with Environmental Experience | Shareholder | Against | For |
10 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
CME GROUP INC. Meeting Date: MAY 09, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL | ||||
Ticker: CME Security ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Terrence A. Duffy | Management | For | For |
1b | Elect Director Timothy S. Bitsberger | Management | For | For |
1c | Elect Director Charles P. Carey | Management | For | For |
1d | Elect Director Dennis H. Chookaszian | Management | For | For |
1e | Elect Director Ana Dutra | Management | For | For |
1f | Elect Director Martin J. Gepsman | Management | For | For |
1g | Elect Director Larry G. Gerdes | Management | For | For |
1h | Elect Director Daniel R. Glickman | Management | For | For |
1i | Elect Director Deborah J. Lucas | Management | For | For |
1j | Elect Director Alex J. Pollock | Management | For | For |
1k | Elect Director Terry L. Savage | Management | For | For |
1l | Elect Director William R. Shepard | Management | For | For |
1m | Elect Director Howard J. Siegel | Management | For | For |
1n | Elect Director Dennis A. Suskind | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMPASS MINERALS INTERNATIONAL, INC. Meeting Date: MAY 09, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL | ||||
Ticker: CMP Security ID: 20451N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David J. D'Antoni | Management | For | For |
1b | Elect Director Allan R. Rothwell | Management | For | For |
1c | Elect Director Lori A. Walker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
CUBESMART Meeting Date: MAY 30, 2018 Record Date: MAR 15, 2018 Meeting Type: ANNUAL | ||||
Ticker: CUBE Security ID: 229663109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Piero Bussani | Management | For | For |
1.2 | Elect Director Dorothy Dowling | Management | For | For |
1.3 | Elect Director John W. Fain | Management | For | For |
1.4 | Elect Director Marianne M. Keler | Management | For | For |
1.5 | Elect Director Christopher P. Marr | Management | For | For |
1.6 | Elect Director John F. Remondi | Management | For | For |
1.7 | Elect Director Jeffrey F. Rogatz | Management | For | For |
1.8 | Elect Director Deborah Ratner Salzberg | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CUMMINS INC. Meeting Date: MAY 08, 2018 Record Date: MAR 06, 2018 Meeting Type: ANNUAL | ||||
Ticker: CMI Security ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director N. Thomas Linebarger | Management | For | For |
2 | Elect Director Richard J. Freeland | Management | For | For |
3 | Elect Director Robert J. Bernhard | Management | For | For |
4 | Elect Director Franklin R. Chang Diaz | Management | For | For |
5 | Elect Director Bruno V. Di Leo Allen | Management | For | For |
6 | Elect Director Stephen B. Dobbs | Management | For | For |
7 | Elect Director Robert K. Herdman | Management | For | For |
8 | Elect Director Alexis M. Herman | Management | For | For |
9 | Elect Director Thomas J. Lynch | Management | For | For |
10 | Elect Director William I. Miller | Management | For | For |
11 | Elect Director Georgia R. Nelson | Management | For | For |
12 | Elect Director Karen H. Quintos | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Amend Charter to Allow Shareholders to Amend Bylaws | Management | For | For |
16 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
DUKE ENERGY CORPORATION Meeting Date: MAY 03, 2018 Record Date: MAR 09, 2018 Meeting Type: ANNUAL | ||||
Ticker: DUK Security ID: 26441C204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael G. Browning | Management | For | For |
1.2 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1.3 | Elect Director Robert M. Davis | Management | For | For |
1.4 | Elect Director Daniel R. DiMicco | Management | For | For |
1.5 | Elect Director John H. Forsgren | Management | For | For |
1.6 | Elect Director Lynn J. Good | Management | For | For |
1.7 | Elect Director John T. Herron | Management | For | For |
1.8 | Elect Director James B. Hyler, Jr. | Management | For | For |
1.9 | Elect Director William E. Kennard | Management | For | For |
1.10 | Elect Director E. Marie McKee | Management | For | For |
1.11 | Elect Director Charles W. Moorman, IV | Management | For | For |
1.12 | Elect Director Carlos A. Saladrigas | Management | For | For |
1.13 | Elect Director Thomas E. Skains | Management | For | For |
1.14 | Elect Director William E. Webster, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Report on Benefits of Lobbying | Shareholder | Against | For |
EASTMAN CHEMICAL COMPANY Meeting Date: MAY 03, 2018 Record Date: MAR 15, 2018 Meeting Type: ANNUAL | ||||
Ticker: EMN Security ID: 277432100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Humberto P. Alfonso | Management | For | For |
1.2 | Elect Director Brett D. Begemann | Management | For | For |
1.3 | Elect Director Michael P. Connors | Management | For | For |
1.4 | Elect Director Mark J. Costa | Management | For | For |
1.5 | Elect Director Stephen R. Demeritt | Management | For | For |
1.6 | Elect Director Robert M. Hernandez | Management | For | For |
1.7 | Elect Director Julie F. Holder | Management | For | For |
1.8 | Elect Director Renee J. Hornbaker | Management | For | For |
1.9 | Elect Director Lewis M. Kling | Management | For | For |
1.10 | Elect Director James J. O'Brien | Management | For | For |
1.11 | Elect Director David W. Raisbeck | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
EPR PROPERTIES Meeting Date: JUN 01, 2018 Record Date: MAR 09, 2018 Meeting Type: ANNUAL | ||||
Ticker: EPR Security ID: 26884U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas M. Bloch | Management | For | For |
1.2 | Elect Director Jack A. Newman, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
FASTENAL COMPANY Meeting Date: APR 24, 2018 Record Date: FEB 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: FAST Security ID: 311900104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Willard D. Oberton | Management | For | For |
1b | Elect Director Michael J. Ancius | Management | For | For |
1c | Elect Director Michael J. Dolan | Management | For | For |
1d | Elect Director Stephen L. Eastman | Management | For | For |
1e | Elect Director Daniel L. Florness | Management | For | For |
1f | Elect Director Rita J. Heise | Management | For | For |
1g | Elect Director Darren R. Jackson | Management | For | For |
1h | Elect Director Daniel L. Johnson | Management | For | For |
1i | Elect Director Scott A. Satterlee | Management | For | For |
1j | Elect Director Reyne K. Wisecup | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Outside Director Stock Awards/Options in Lieu of Cash | Management | For | For |
GILEAD SCIENCES, INC. Meeting Date: MAY 09, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: GILD Security ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John F. Cogan | Management | For | For |
1b | Elect Director Jacqueline K. Barton | Management | For | For |
1c | Elect Director Kelly A. Kramer | Management | For | For |
1d | Elect Director Kevin E. Lofton | Management | For | For |
1e | Elect Director John C. Martin | Management | For | For |
1f | Elect Director John F. Milligan | Management | For | For |
1g | Elect Director Richard J. Whitley | Management | For | For |
1h | Elect Director Gayle E. Wilson | Management | For | For |
1i | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
HASBRO, INC. Meeting Date: MAY 17, 2018 Record Date: MAR 21, 2018 Meeting Type: ANNUAL | ||||
Ticker: HAS Security ID: 418056107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.2 | Elect Director Michael R. Burns | Management | For | For |
1.3 | Elect Director Hope F. Cochran | Management | For | For |
1.4 | Elect Director Crispin H. Davis | Management | For | For |
1.5 | Elect Director Lisa Gersh | Management | For | For |
1.6 | Elect Director Brian D. Goldner | Management | For | For |
1.7 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.8 | Elect Director Tracy A. Leinbach | Management | For | For |
1.9 | Elect Director Edward M. Philip | Management | For | For |
1.10 | Elect Director Richard S. Stoddart | Management | For | For |
1.11 | Elect Director Mary Beth West | Management | For | For |
1.12 | Elect Director Linda K. Zecher | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Clawback of Incentive Payments | Shareholder | Against | For |
HUNTINGTON BANCSHARES INCORPORATED Meeting Date: APR 19, 2018 Record Date: FEB 14, 2018 Meeting Type: ANNUAL | ||||
Ticker: HBAN Security ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lizabeth Ardisana | Management | For | For |
1.2 | Elect Director Ann B. "Tanny" Crane | Management | For | For |
1.3 | Elect Director Robert S. Cubbin | Management | For | For |
1.4 | Elect Director Steven G. Elliott | Management | For | For |
1.5 | Elect Director Gina D. France | Management | For | For |
1.6 | Elect Director J. Michael Hochschwender | Management | For | For |
1.7 | Elect Director Chris Inglis | Management | For | For |
1.8 | Elect Director Peter J. Kight | Management | For | For |
1.9 | Elect Director Richard W. Neu | Management | For | For |
1.10 | Elect Director David L. Porteous | Management | For | For |
1.11 | Elect Director Kathleen H. Ransier | Management | For | For |
1.12 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Deferred Compensation Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
JOHNSON CONTROLS INTERNATIONAL PLC Meeting Date: MAR 07, 2018 Record Date: JAN 03, 2018 Meeting Type: ANNUAL | ||||
Ticker: JCI Security ID: G51502105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael E. Daniels | Management | For | For |
1b | Elect Director W. Roy Dunbar | Management | For | For |
1c | Elect Director Brian Duperreault | Management | For | For |
1d | Elect Director Gretchen R. Haggerty | Management | For | For |
1e | Elect Director Simone Menne | Management | For | For |
1f | Elect Director George R. Oliver | Management | For | For |
1g | Elect Director Juan Pablo del Valle Perochena | Management | For | For |
1h | Elect Director Jurgen Tinggren | Management | For | For |
1i | Elect Director Mark Vergnano | Management | For | For |
1j | Elect Director R. David Yost | Management | For | For |
1k | Elect Director John D. Young | Management | For | For |
2a | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
3 | Authorize Market Purchases of Company Shares | Management | For | For |
4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Approve the Directors' Authority to Allot Shares | Management | For | For |
7 | Approve the Disapplication of Statutory Pre-Emption Rights | Management | For | For |
8a | Approve Cancellation of Share Premium Account | Management | For | For |
8b | Approve Amendment of Articles to Facilitate Capital Reduction | Management | For | For |
JPMORGAN CHASE & CO. Meeting Date: MAY 15, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Stephen B. Burke | Management | For | For |
1d | Elect Director Todd A. Combs | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Mellody Hobson | Management | For | For |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Michael A. Neal | Management | For | For |
1k | Elect Director Lee R. Raymond | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
9 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
KAR AUCTION SERVICES, INC. Meeting Date: JUN 04, 2018 Record Date: APR 11, 2018 Meeting Type: ANNUAL | ||||
Ticker: KAR Security ID: 48238T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Todd F. Bourell | Management | For | For |
1b | Elect Director Donna R. Ecton | Management | For | For |
1c | Elect Director James P. Hallett | Management | For | For |
1d | Elect Director Mark E. Hill | Management | For | For |
1e | Elect Director J. Mark Howell | Management | For | For |
1f | Elect Director Lynn Jolliffe | Management | For | For |
1g | Elect Director Michael T. Kestner | Management | For | For |
1h | Elect Director John P. Larson | Management | For | For |
1i | Elect Director Stephen E. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
LAMAR ADVERTISING COMPANY Meeting Date: MAY 17, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
Ticker: LAMR Security ID: 512816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Koerner, III | Management | For | For |
1.2 | Elect Director Marshall A. Loeb | Management | For | For |
1.3 | Elect Director Stephen P. Mumblow | Management | For | For |
1.4 | Elect Director Thomas V. Reifenheiser | Management | For | For |
1.5 | Elect Director Anna Reilly | Management | For | For |
1.6 | Elect Director Kevin P. Reilly, Jr. | Management | For | For |
1.7 | Elect Director Wendell Reilly | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
LOCKHEED MARTIN CORPORATION Meeting Date: APR 26, 2018 Record Date: FEB 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: LMT Security ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel F. Akerson | Management | For | For |
1.2 | Elect Director Nolan D. Archibald | Management | For | For |
1.3 | Elect Director David B. Burritt | Management | For | For |
1.4 | Elect Director Bruce A. Carlson | Management | For | For |
1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.6 | Elect Director Thomas J. Falk | Management | For | For |
1.7 | Elect Director Ilene S. Gordon | Management | For | For |
1.8 | Elect Director Marillyn A. Hewson | Management | For | For |
1.9 | Elect Director Jeh C. Johnson | Management | For | For |
1.10 | Elect Director Joseph W. Ralston | Management | For | For |
1.11 | Elect Director James D. Taiclet, Jr. | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
LOWE'S COMPANIES, INC. Meeting Date: JUN 01, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL | ||||
Ticker: LOW Security ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David H. Batchelder | Management | For | For |
1.3 | Elect Director Angela F. Braly | Management | For | For |
1.4 | Elect Director Sandra B. Cochran | Management | For | For |
1.5 | Elect Director Laurie Z. Douglas | Management | For | For |
1.6 | Elect Director Richard W. Dreiling | Management | For | For |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director James H. Morgan | Management | For | For |
1.9 | Elect Director Robert A. Niblock | Management | For | For |
1.10 | Elect Director Brian C. Rogers | Management | For | For |
1.11 | Elect Director Bertram L. Scott | Management | For | For |
1.12 | Elect Director Lisa W. Wardell | Management | For | For |
1.13 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
MAGELLAN MIDSTREAM PARTNERS, L.P. Meeting Date: APR 26, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: MMP Security ID: 559080106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Croyle | Management | For | For |
1.2 | Elect Director Stacy P. Methvin | Management | For | For |
1.3 | Elect Director Barry R. Pearl | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
MARSH & MCLENNAN COMPANIES, INC. Meeting Date: MAY 17, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
Ticker: MMC Security ID: 571748102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony K. Anderson | Management | For | For |
1b | Elect Director Oscar Fanjul | Management | For | For |
1c | Elect Director Daniel S. Glaser | Management | For | For |
1d | Elect Director H. Edward Hanway | Management | For | For |
1e | Elect Director Deborah C. Hopkins | Management | For | For |
1f | Elect Director Elaine La Roche | Management | For | For |
1g | Elect Director Steven A. Mills | Management | For | For |
1h | Elect Director Bruce P. Nolop | Management | For | For |
1i | Elect Director Marc D. Oken | Management | For | For |
1j | Elect Director Morton O. Schapiro | Management | For | For |
1k | Elect Director Lloyd M. Yates | Management | For | For |
1l | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
MASTERCARD INCORPORATED Meeting Date: JUN 26, 2018 Record Date: APR 27, 2018 Meeting Type: ANNUAL | ||||
Ticker: MA Security ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Richard K. Davis | Management | For | For |
1f | Elect Director Steven J. Freiberg | Management | For | For |
1g | Elect Director Julius Genachowski | Management | For | For |
1h | Elect Director Choon Phong Goh | Management | For | For |
1i | Elect Director Merit E. Janow | Management | For | For |
1j | Elect Director Nancy Karch | Management | For | For |
1k | Elect Director Oki Matsumoto | Management | For | For |
1l | Elect Director Rima Qureshi | Management | For | For |
1m | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1n | Elect Director Jackson Tai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
MAXIM INTEGRATED PRODUCTS, INC. Meeting Date: NOV 10, 2017 Record Date: SEP 11, 2017 Meeting Type: ANNUAL | ||||
Ticker: MXIM Security ID: 57772K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William (Bill) P. Sullivan | Management | For | For |
1b | Elect Director Tunc Doluca | Management | For | For |
1c | Elect Director Tracy C. Accardi | Management | For | For |
1d | Elect Director James R. Bergman | Management | For | For |
1e | Elect Director Joseph R. Bronson | Management | For | For |
1f | Elect Director Robert E. Grady | Management | For | For |
1g | Elect Director William D. Watkins | Management | For | For |
1h | Elect Director MaryAnn Wright | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MCDONALD'S CORPORATION Meeting Date: MAY 24, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: MCD Security ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd Dean | Management | For | For |
1b | Elect Director Stephen Easterbrook | Management | For | For |
1c | Elect Director Robert Eckert | Management | For | For |
1d | Elect Director Margaret (Margo) Georgiadis | Management | For | For |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1f | Elect Director Jeanne Jackson | Management | For | For |
1g | Elect Director Richard Lenny | Management | For | For |
1h | Elect Director John Mulligan | Management | For | For |
1i | Elect Director Sheila Penrose | Management | For | For |
1j | Elect Director John Rogers, Jr. | Management | For | For |
1k | Elect Director Miles White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Report on Plastic Straws | Shareholder | Against | Abstain |
6 | Report on Charitable Contributions | Shareholder | Against | Abstain |
MICROSOFT CORPORATION Meeting Date: NOV 29, 2017 Record Date: SEP 29, 2017 Meeting Type: ANNUAL | ||||
Ticker: MSFT Security ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Gates, III | Management | For | For |
1.2 | Elect Director Reid G. Hoffman | Management | For | For |
1.3 | Elect Director Hugh F. Johnston | Management | For | For |
1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
1.5 | Elect Director Satya Nadella | Management | For | For |
1.6 | Elect Director Charles H. Noski | Management | For | For |
1.7 | Elect Director Helmut Panke | Management | For | For |
1.8 | Elect Director Sandra E. Peterson | Management | For | For |
1.9 | Elect Director Penny S. Pritzker | Management | For | For |
1.10 | Elect Director Charles W. Scharf | Management | For | For |
1.11 | Elect Director Arne M. Sorenson | Management | For | For |
1.12 | Elect Director John W. Stanton | Management | For | For |
1.13 | Elect Director John W. Thompson | Management | For | For |
1.14 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
MID-AMERICA APARTMENT COMMUNITIES, INC. Meeting Date: MAY 22, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: MAA Security ID: 59522J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director H. Eric Bolton, Jr. | Management | For | For |
1b | Elect Director Russell R. French | Management | For | For |
1c | Elect Director Alan B. Graf, Jr. | Management | For | For |
1d | Elect Director Toni Jennings | Management | For | For |
1e | Elect Director James K. Lowder | Management | For | For |
1f | Elect Director Thomas H. Lowder | Management | For | For |
1g | Elect Director Monica McGurk | Management | For | For |
1h | Elect Director Claude B. Nielsen | Management | For | For |
1i | Elect Director Philip W. Norwood | Management | For | For |
1j | Elect Director W. Reid Sanders | Management | For | For |
1k | Elect Director Gary Shorb | Management | For | For |
1l | Elect Director David P. Stockert | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
MOTOROLA SOLUTIONS, INC. Meeting Date: MAY 14, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: MSI Security ID: 620076307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory Q. Brown | Management | For | For |
1b | Elect Director Kenneth D. Denman | Management | For | For |
1c | Elect Director Egon P. Durban | Management | For | For |
1d | Elect Director Clayton M. Jones | Management | For | For |
1e | Elect Director Judy C. Lewent | Management | For | For |
1f | Elect Director Gregory K. Mondre | Management | For | For |
1g | Elect Director Anne R. Pramaggiore | Management | For | For |
1h | Elect Director Samuel C. Scott, III | Management | For | For |
1i | Elect Director Joseph M. Tucci | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Report on Efforts to Ensure Supply Chain Has No Forced Labor | Shareholder | Against | Abstain |
5 | Require Director Nominee with Human Rights Expertise | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
NATIONAL GRID PLC Meeting Date: JUL 31, 2017 Record Date: JUL 29, 2017 Meeting Type: ANNUAL | ||||
Ticker: NG. Security ID: G6S9A7120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Sir Peter Gershon as Director | Management | For | For |
4 | Re-elect John Pettigrew as Director | Management | For | For |
5 | Re-elect Andrew Bonfield as Director | Management | For | For |
6 | Re-elect Dean Seavers as Director | Management | For | For |
7 | Re-elect Nicola Shaw as Director | Management | For | For |
8 | Re-elect Nora Brownell as Director | Management | For | For |
9 | Re-elect Jonathan Dawson as Director | Management | For | For |
10 | Elect Pierre Dufour as Director | Management | For | For |
11 | Re-elect Therese Esperdy as Director | Management | For | For |
12 | Re-elect Paul Golby as Director | Management | For | For |
13 | Re-elect Mark Williamson as Director | Management | For | For |
14 | Appoint Deloitte LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Approve Remuneration Policy | Management | For | For |
17 | Approve Remuneration Report | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
PEPSICO, INC. Meeting Date: MAY 02, 2018 Record Date: MAR 01, 2018 Meeting Type: ANNUAL | ||||
Ticker: PEP Security ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Shona L. Brown | Management | For | For |
1b | Elect Director George W. Buckley | Management | For | For |
1c | Elect Director Cesar Conde | Management | For | For |
1d | Elect Director Ian M. Cook | Management | For | For |
1e | Elect Director Dina Dublon | Management | For | For |
1f | Elect Director Richard W. Fisher | Management | For | For |
1g | Elect Director William R. Johnson | Management | For | For |
1h | Elect Director Indra K. Nooyi | Management | For | For |
1i | Elect Director David C. Page | Management | For | For |
1j | Elect Director Robert C. Pohlad | Management | For | For |
1k | Elect Director Daniel Vasella | Management | For | For |
1l | Elect Director Darren Walker | Management | For | For |
1m | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
PFIZER INC. Meeting Date: APR 26, 2018 Record Date: FEB 27, 2018 Meeting Type: ANNUAL | ||||
Ticker: PFE Security ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director Ronald E. Blaylock | Management | For | For |
1.3 | Elect Director Albert Bourla | Management | For | For |
1.4 | Elect Director W. Don Cornwell | Management | For | For |
1.5 | Elect Director Joseph J. Echevarria | Management | For | For |
1.6 | Elect Director Helen H. Hobbs | Management | For | For |
1.7 | Elect Director James M. Kilts | Management | For | For |
1.8 | Elect Director Dan R. Littman | Management | For | For |
1.9 | Elect Director Shantanu Narayen | Management | For | For |
1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.11 | Elect Director Ian C. Read | Management | For | For |
1.12 | Elect Director James C. Smith | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
PINNACLE FOODS INC. Meeting Date: MAY 30, 2018 Record Date: APR 02, 2018 Meeting Type: ANNUAL | ||||
Ticker: PF Security ID: 72348P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ann Fandozzi | Management | For | For |
1.2 | Elect Director Mark Jung | Management | For | For |
1.3 | Elect Director Ioannis Skoufalos | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QUEST DIAGNOSTICS INCORPORATED Meeting Date: MAY 15, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
Ticker: DGX Security ID: 74834L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jenne K. Britell | Management | For | For |
1.2 | Elect Director Vicky B. Gregg | Management | For | For |
1.3 | Elect Director Jeffrey M. Leiden | Management | For | For |
1.4 | Elect Director Timothy L. Main | Management | For | For |
1.5 | Elect Director Gary M. Pfeiffer | Management | For | For |
1.6 | Elect Director Timothy M. Ring | Management | For | For |
1.7 | Elect Director Stephen H. Rusckowski | Management | For | For |
1.8 | Elect Director Daniel C. Stanzione | Management | For | For |
1.9 | Elect Director Helen I. Torley | Management | For | For |
1.10 | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Right to Call Special Meeting | Management | For | For |
5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
STRYKER CORPORATION Meeting Date: MAY 02, 2018 Record Date: MAR 05, 2018 Meeting Type: ANNUAL | ||||
Ticker: SYK Security ID: 863667101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary K. Brainerd | Management | For | For |
1b | Elect Director Srikant M. Datar | Management | For | For |
1c | Elect Director Roch Doliveux | Management | For | For |
1d | Elect Director Louise L. Francesconi | Management | For | For |
1e | Elect Director Allan C. Golston | Management | For | For |
1f | Elect Director Kevin A. Lobo | Management | For | For |
1g | Elect Director Sherilyn S. McCoy | Management | For | For |
1h | Elect Director Andrew K. Silvernail | Management | For | For |
1i | Elect Director Ronda E. Stryker | Management | For | For |
1j | Elect Director Rajeev Suri | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SUNCOR ENERGY INC. Meeting Date: MAY 02, 2018 Record Date: MAR 07, 2018 Meeting Type: ANNUAL | ||||
Ticker: SU Security ID: 867224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia M. Bedient | Management | For | For |
1.2 | Elect Director Mel E. Benson | Management | For | For |
1.3 | Elect Director Jacynthe Cote | Management | For | For |
1.4 | Elect Director Dominic D'Alessandro | Management | For | For |
1.5 | Elect Director John D. Gass | Management | For | For |
1.6 | Elect Director Dennis M. Houston | Management | For | For |
1.7 | Elect Director Maureen McCaw | Management | For | For |
1.8 | Elect Director Eira M. Thomas | Management | For | For |
1.9 | Elect Director Steven W. Williams | Management | For | For |
1.10 | Elect Director Michael M. Wilson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
SUNTRUST BANKS, INC. Meeting Date: APR 24, 2018 Record Date: FEB 14, 2018 Meeting Type: ANNUAL | ||||
Ticker: STI Security ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Agnes Bundy Scanlan | Management | For | For |
1.2 | Elect Director Dallas S. Clement | Management | For | For |
1.3 | Elect Director Paul R. Garcia | Management | For | For |
1.4 | Elect Director M. Douglas Ivester | Management | For | For |
1.5 | Elect Director Donna S. Morea | Management | For | For |
1.6 | Elect Director David M. Ratcliffe | Management | For | For |
1.7 | Elect Director William H. Rogers, Jr. | Management | For | For |
1.8 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
1.9 | Elect Director Bruce L. Tanner | Management | For | For |
1.10 | Elect Director Steven C. Voorhees | Management | For | For |
1.11 | Elect Director Thomas R. Watjen | Management | For | For |
1.12 | Elect Director Phail Wynn, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
TEXAS INSTRUMENTS INCORPORATED Meeting Date: APR 26, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
Ticker: TXN Security ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ralph W. Babb, Jr. | Management | For | For |
1b | Elect Director Mark A. Blinn | Management | For | For |
1c | Elect Director Todd M. Bluedorn | Management | For | For |
1d | Elect Director Daniel A. Carp | Management | For | For |
1e | Elect Director Janet F. Clark | Management | For | For |
1f | Elect Director Carrie S. Cox | Management | For | For |
1g | Elect Director Brian T. Crutcher | Management | For | For |
1h | Elect Director Jean M. Hobby | Management | For | For |
1i | Elect Director Ronald Kirk | Management | For | For |
1j | Elect Director Pamela H. Patsley | Management | For | For |
1k | Elect Director Robert E. Sanchez | Management | For | For |
1l | Elect Director Richard K. Templeton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
THE BANK OF NEW YORK MELLON CORPORATION Meeting Date: APR 10, 2018 Record Date: FEB 09, 2018 Meeting Type: ANNUAL | ||||
Ticker: BK Security ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven D. Black | Management | For | For |
1b | Elect Director Linda Z. Cook | Management | For | For |
1c | Elect Director Joseph J. Echevarria | Management | For | For |
1d | Elect Director Edward P. Garden | Management | For | For |
1e | Elect Director Jeffrey A. Goldstein | Management | For | For |
1f | Elect Director John M. Hinshaw | Management | For | For |
1g | Elect Director Edmund F. "Ted" Kelly | Management | For | For |
1h | Elect Director Jennifer B. Morgan | Management | For | For |
1i | Elect Director Mark A. Nordenberg | Management | For | For |
1j | Elect Director Elizabeth E. Robinson | Management | For | For |
1k | Elect Director Charles W. Scharf | Management | For | For |
1l | Elect Director Samuel C. Scott, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Report on and Assess Proxy Voting Policies in Relation to Climate Change Position | Shareholder | Against | Abstain |
THE BOEING COMPANY Meeting Date: APR 30, 2018 Record Date: MAR 01, 2018 Meeting Type: ANNUAL | ||||
Ticker: BA Security ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert A. Bradway | Management | For | For |
1b | Elect Director David L. Calhoun | Management | For | For |
1c | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
1f | Elect Director Lynn J. Good | Management | For | For |
1g | Elect Director Lawrence W. Kellner | Management | For | For |
1h | Elect Director Caroline B. Kennedy | Management | For | For |
1i | Elect Director Edward M. Liddy | Management | For | For |
1j | Elect Director Dennis A. Muilenburg | Management | For | For |
1k | Elect Director Susan C. Schwab | Management | For | For |
1l | Elect Director Ronald A. Williams | Management | For | For |
1m | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Require Shareholder Approval to Increase Board Size to More Than 14 | Shareholder | Against | Against |
THE TJX COMPANIES, INC. Meeting Date: JUN 05, 2018 Record Date: APR 09, 2018 Meeting Type: ANNUAL | ||||
Ticker: TJX Security ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zein Abdalla | Management | For | For |
1.2 | Elect Director Alan M. Bennett | Management | For | For |
1.3 | Elect Director David T. Ching | Management | For | For |
1.4 | Elect Director Ernie Herrman | Management | For | For |
1.5 | Elect Director Michael F. Hines | Management | For | For |
1.6 | Elect Director Amy B. Lane | Management | For | For |
1.7 | Elect Director Carol Meyrowitz | Management | For | For |
1.8 | Elect Director Jackwyn L. Nemerov | Management | For | For |
1.9 | Elect Director John F. O'Brien | Management | For | For |
1.10 | Elect Director Willow B. Shire | Management | For | For |
2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Gender, Race, or Ethnicity Pay Gaps | Shareholder | Against | Abstain |
5 | Clawback of Incentive Payments | Shareholder | Against | For |
6 | Adopt Policy Regarding Prison Labor in Supply Chain | Shareholder | Against | Abstain |
UNITEDHEALTH GROUP INCORPORATED Meeting Date: JUN 04, 2018 Record Date: APR 10, 2018 Meeting Type: ANNUAL | ||||
Ticker: UNH Security ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Richard T. Burke | Management | For | For |
1c | Elect Director Timothy P. Flynn | Management | For | For |
1d | Elect Director Stephen J. Hemsley | Management | For | For |
1e | Elect Director Michele J. Hooper | Management | For | For |
1f | Elect Director F. William McNabb, III | Management | For | For |
1g | Elect Director Valerie C. Montgomery Rice | Management | For | For |
1h | Elect Director Glenn M. Renwick | Management | For | For |
1i | Elect Director Kenneth I. Shine | Management | For | For |
1j | Elect Director David S. Wichmann | Management | For | For |
1k | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
WATSCO, INC. Meeting Date: JUN 04, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
Ticker: WSO Security ID: 942622200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Rubin | Management | For | For |
1.2 | Elect Director George P. Sape | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant: | Oppenheimer Rising Dividends Fund |
By: | Arthur P. Steinmetz* |
Arthur P. Steinmetz, |
Trustee, President and Principal Executive Officer |
Date: August 20, 2018
*By: | /s/ Taylor V. Edwards | |
------------------------------------------ | ||
Taylor V. Edwards, Attorney in Fact |