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6-K Filing
BP p.l.c. (BP) 6-KBatch Filing
Filed: 8 Dec 15, 12:00am
Exhibit 1.1 | Holding(s) in Company dated 06 November 2015 |
Exhibit 1.2 | Director/PDMR Shareholding dated 10 November 2015 |
Exhibit 1.3 | Holding(s) in Company dated 11 November 2015 |
Exhibit 1.4 | Director Declaration dated 30 November 2015 |
Exhibit 1.5 | Total Voting Rights dated 30 November 2015 |
Exhibit 1.1 |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | BP p.l.c. GB0007980591 | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to the notification obligation: iii | UBS Investment Bank UBS Group AG | |||
4. Full name of shareholder(s) (if different from 3.):iv | UBS AG London Branch UBS Securities LLC | |||
5. Date of the transaction and date on which the threshold is crossed or reached: v | 4 November 2015 | |||
6. Date on which issuer notified: | 6 November 2015 | |||
7. Threshold(s) that is/are crossed or reached: vi, vii | 3% |
8. Notified details: | |||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||||||||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | |||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||
GB0007980591 | Below Notifiable Threshold | Below Notifiable Threshold | - | - | 593,143,739 | - | 3.24% | ||||||||
B: Qualifying Financial Instruments | |||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||
Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | |||||||||||
- | - | - | - | - | |||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||
Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | ||||||||||
- | - | - | - | - | Nominal | Delta | |||||||||
- | - | ||||||||||||||
Total (A+B+C) | |||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||
593,143,739 | 3.24% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi | ||
UBS Group AG is a group holding company for UBS Investment Bank business. Voting rights are held through its controlled undertakings as set out below. UBS AG: - directly through its branches: UBS AG London Branch - 592,738,739 (3.24%); and - indirectly through its subsidiaries: UBS Securities LLC - 405,000 (0.002%) | ||
Proxy Voting: | ||
10. Name of the proxy holder: | N/A | |
11. Number of voting rights proxy holder will cease to hold: | N/A | |
12. Date on which proxy holder will cease to hold voting rights: | N/A | |
13. Additional information: | N/A | |
14. Contact name: | Denise Dillon | |
15. Contact telephone number: | 020 7496 4476 |
Exhibit 1.2 |
Exhibit 1.3 |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | BP p.l.c. GB0007980591 | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to the notification obligation: iii | UBS Investment Bank UBS Group AG | |||
4. Full name of shareholder(s) (if different from 3.):iv | N/A | |||
5. Date of the transaction and date on which the threshold is crossed or reached: v | 9 November 2015 | |||
6. Date on which issuer notified: | 11 November 2015 | |||
7. Threshold(s) that is/are crossed or reached: vi, vii | Below Notifiable Threshold |
8. Notified details: | |||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||||||||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | |||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||
GB0007980591 | 593,143,739 | 593,143,739 | - | - | Below Notifiable Threshold | - | Below Notifiable Threshold | ||||||||
B: Qualifying Financial Instruments | |||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||
Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | |||||||||||
- | - | - | - | - | |||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||
Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | ||||||||||
- | - | - | - | - | Nominal | Delta | |||||||||
- | - | ||||||||||||||
Total (A+B+C) | |||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||
Below Notifiable Threshold | Below Notifiable Threshold |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi | ||
N/A | ||
Proxy Voting: | ||
10. Name of the proxy holder: | N/A | |
11. Number of voting rights proxy holder will cease to hold: | N/A | |
12. Date on which proxy holder will cease to hold voting rights: | N/A | |
13. Additional information: | N/A | |
14. Contact name: | Denise Dillon | |
15. Contact telephone number: | 020 7496 4476 |
Exhibit 1.4 |
Exhibit 1.5 |