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6-K Filing
BP p.l.c. (BP) 6-KBatch Filing
Filed: 10 Mar 16, 12:00am
Exhibit 1.1 | Director/PDMR Shareholding dated 03 February 2016 |
Exhibit 1.2 | Director/PDMR Shareholding dated 04 February 2016 |
Exhibit 1.3 | Director/PDMR Shareholding dated 05 February 2016 |
Exhibit 1.4 | Transaction in Own Shares dated 09 February 2016 |
Exhibit 1.5 | Director/PDMR Shareholding dated 10 February 2016 |
Exhibit 1.6 | Director/PDMR Shareholding dated 10 February 2016 |
Exhibit 1.7 | Director/PDMR Shareholding dated 10 February 2016 |
Exhibit 1.8 | Holding(s) in Company dated 11 February 2016 |
Exhibit 1.9 | Director/PDMR Shareholding dated 17 February 2016 |
Exhibit 1.10 | 4Q 2015 Scrip Dividend Reference Price dated 18 February 2016 |
Exhibit 1.11 | Director/PDMR Shareholding dated 18 February 2016 |
Exhibit 1.12 | Holding(s) in Company dated 18 February 2016 |
Exhibit 1.13 | Director/PDMR Shareholding dated 22 February 2016 |
Exhibit 1.14 | Directorate Change dated 25 February 2016 |
Exhibit 1.15 | Total Voting Rights dated 29 February 2016 |
Exhibit 1.1 |
Exhibit 1.2 |
Exhibit 1.3 |
Deferred Award (including matched shares) |
ADS equivalents | ||
Mr H L McKay | RSU awards | 65,088 Restricted Share Units |
matching RSU awards | 65,088 Restricted Share Units |
Name of PDMR | Date of election | Number of Ordinary Shares | Number of Restricted Share Units |
Mr R Bondy | 04 February 2016 | 45,816 | 86,466 |
Mr T Erginbilgic | 05 February 2016 | 63,087 | 104,450 |
Mr B Looney | 05 February 2016 | 42,229 | 79,679 |
Mr H Schuster | 04 February 2016 | 25,166 | 50,333 |
Mr D Sanyal | 05 February 2016 | 35,100 | 66,227 |
Name of PDMR | Date of election | Number of ADSs | Number of Restricted Share Units |
Mr R Fryar | 04 February 2016 | 7,315 | 12,111 |
Exhibit 1.4 |
Exhibit 1.5 |
Exhibit 1.6 |
Vested amount | Shares sold for tax and expenses | Released amount | ||
Mr R W Dudley ADSs | 89,904 | 42,340 | 47,564 | |
Dr B Gilvary ordinary shares | 380,905 | 179,385 | 201,520 |
Exhibit 1.7 |
Name of PDMR | Date of election | Number of ADSs | Number of Restricted Share Units |
Mr A Hopwood | 9 February 2016 | 6,996 | 12,052 |
Exhibit 1.8 |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | BP p.l.c. GB0007980591 | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | Baseline notification required as a result of the implementation of changes to the transparency directive | |||
3. Full name of person(s) subject to the notification obligation: iii | BlackRock, Inc. | |||
4. Full name of shareholder(s) (if different from 3.):iv | N/A | |||
5. Date of the transaction and date on which the threshold is crossed or reached: v | 4 February, 2016 | |||
6. Date on which issuer notified: | 10 February, 2016 | |||
7. Threshold(s) that is/are crossed or reached: vi, vii | Voting rights attached to shares holding for BlackRock, Inc. has gone below 5% |
8. Notified details: | |||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||||||||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | |||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||
GB0007980591 | 1,046,705,234 | 1,046,705,234 | N/A | N/A | 720,610,816 | N/A | 3.91% | ||||||||
B: Qualifying Financial Instruments | |||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||
Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | |||||||||||
Securities Lending | 363,431,264 | 1.97% | |||||||||||||
American Depository Receipts | 30,462,046 | 0.16% | |||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||
Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | ||||||||||
CFD | 1,002,619 | Nominal | Delta | ||||||||||||
0.00% | 0.00% | ||||||||||||||
Total (A+B+C) | |||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||
1,115,506,745 | 6.06% | ||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi | |||||||||||||||
See Annex | |||||||||||||||
Proxy Voting: | |||||||||||||||
10. Name of the proxy holder: | |||||||||||||||
11. Number of voting rights proxy holder will cease to hold: | |||||||||||||||
12. Date on which proxy holder will cease to hold voting rights: | |||||||||||||||
13. Additional information: | N/A | ||||||||||||||
14. Contact name: | Denise Dillon | ||||||||||||||
15. Contact telephone number: | 020 7496 4476 |
Name | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock Holdco 4, LLC | |||
BlackRock Holdco 6, LLC | |||
BlackRock Delaware Holdings Inc. | |||
BlackRock Fund Advisors | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Group Limited | |||
BlackRock Investment Management (UK) Limited | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Group Limited | |||
BlackRock Advisors (UK) Limited | |||
BlackRock, Inc. | |||
Trident Merger, LLC | |||
BlackRock Investment Management, LLC | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock Holdco 4, LLC | |||
BlackRock Holdco 6, LLC | |||
BlackRock Delaware Holdings Inc. | |||
BlackRock Fund Advisors | |||
BlackRock Institutional Trust Company, National Association | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Australia Holdco Pty. Ltd. | |||
BlackRock Investment Management (Australia) Limited | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock (Singapore) Holdco Pte. Ltd. | |||
BlackRock Asia-Pac Holdco, LLC | |||
BlackRock HK Holdco Limited | |||
BlackRock Cayco Limited | |||
BlackRock Trident Holding Company Limited | |||
BlackRock Japan Holdings GK | |||
BlackRock Japan Co., Ltd. | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock Capital Holdings, Inc. | |||
BlackRock Advisors, LLC | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Group Limited | |||
BlackRock International Limited | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock (Singapore) Holdco Pte. Ltd. | |||
BlackRock (Singapore) Limited | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Group Limited | |||
BlackRock Investment Management (UK) Limited | |||
BlackRock Asset Management Deutschland AG | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Holdco 3, LLC | |||
BlackRock Canada Holdings LP | |||
BlackRock Canada Holdings ULC | |||
BlackRock Asset Management Canada Limited | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock (Singapore) Holdco Pte. Ltd. | |||
BlackRock Asia-Pac Holdco, LLC | |||
BlackRock HK Holdco Limited | |||
BlackRock Asset Management North Asia Limited | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Group Limited | |||
BlackRock (Netherlands) B.V. | |||
BlackRock, Inc. | |||
Xulu, Inc. | |||
Exhibit 1.9 |
Mr R. Fryar | 30,128 |
Mr A. Hopwood | 35,331 |
Mr H.L. McKay | 71,894 |
Exhibit 1.10 |
Exhibit 1.11 |
Mrs K. Landis | 28,408 |
Exhibit 1.12 |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | BP p.l.c. GB0007980591 | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | Baseline notification required as a result of the implementation of changes to the transparency directive | |||
3. Full name of person(s) subject to the notification obligation: iii | BlackRock, Inc. | |||
4. Full name of shareholder(s) (if different from 3.):iv | N/A | |||
5. Date of the transaction and date on which the threshold is crossed or reached: v | 15 February, 2016 | |||
6. Date on which issuer notified: | 17 February, 2016 | |||
7. Threshold(s) that is/are crossed or reached: vi, vii | Voting rights attached to shares holding for BlackRock, Inc. has gone above 5% |
8. Notified details: | |||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||||||||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | |||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||
GB0007980591 | 720,610,816 | 720,610,816 | N/A | N/A | 1,001,796,079 | N/A | 5.41% | ||||||||
B: Qualifying Financial Instruments | |||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||
Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | |||||||||||
Securities Lending | 87,161,514 | 0.47% | |||||||||||||
American Depository Receipts | 30,284,638 | 0.16% | |||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||
Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | ||||||||||
CFD | 894,739 | Nominal | Delta | ||||||||||||
0.00% | 0.00% | ||||||||||||||
Total (A+B+C) | |||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||
1,120,136,970 | 6.05% | ||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi | |||||||||||||||
See Annex | |||||||||||||||
Proxy Voting: | |||||||||||||||
10. Name of the proxy holder: | |||||||||||||||
11. Number of voting rights proxy holder will cease to hold: | |||||||||||||||
12. Date on which proxy holder will cease to hold voting rights: | |||||||||||||||
13. Additional information: | N/A | ||||||||||||||
14. Contact name: | Denise Dillon | ||||||||||||||
15. Contact telephone number: | 020 7496 4476 |
Name | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Holdco 3, LLC | |||
BlackRock Canada Holdings LP | |||
BlackRock Canada Holdings ULC | |||
BlackRock Asset Management Canada Limited | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Group Limited | |||
BlackRock Investment Management (UK) Limited | |||
BlackRock, Inc. | |||
Trident Merger, LLC | |||
BlackRock Investment Management, LLC | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock Holdco 4, LLC | |||
BlackRock Holdco 6, LLC | |||
BlackRock Delaware Holdings Inc. | |||
BlackRock Fund Advisors | |||
BlackRock Institutional Trust Company, National Association | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Group Limited | |||
BlackRock Advisors (UK) Limited | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock (Singapore) Holdco Pte. Ltd. | |||
BlackRock Asia-Pac Holdco, LLC | |||
BlackRock HK Holdco Limited | |||
BlackRock Cayco Limited | |||
BlackRock Trident Holding Company Limited | |||
BlackRock Japan Holdings GK | |||
BlackRock Japan Co., Ltd. | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Group Limited | |||
BlackRock Investment Management (UK) Limited | |||
BlackRock Asset Management Deutschland AG | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock Holdco 4, LLC | |||
BlackRock Holdco 6, LLC | |||
BlackRock Delaware Holdings Inc. | |||
BlackRock Fund Advisors | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock Capital Holdings, Inc. | |||
BlackRock Advisors, LLC | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Group Limited | |||
BlackRock International Limited | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Australia Holdco Pty. Ltd. | |||
BlackRock Investment Management (Australia) Limited | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock (Singapore) Holdco Pte. Ltd. | |||
BlackRock (Singapore) Limited | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock (Singapore) Holdco Pte. Ltd. | |||
BlackRock Asia-Pac Holdco, LLC | |||
BlackRock HK Holdco Limited | |||
BlackRock Asset Management North Asia Limited | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Group Limited | |||
BlackRock (Netherlands) B.V. | |||
BlackRock, Inc. | |||
Xulu, Inc. | |||
Exhibit 1.13 |
Mr R. Bondy | 224,490 |
Mr M.T. Erginbilgic | 163,191 |
Mr B. Looney | 168,369 |
Mr D. Sanyal | 138,434 |
Mr H. Schuster | 122,630 |
Exhibit 1.14 |
Exhibit 1.15 |