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6-K Filing
Sony (SONY) 6-KSony Corporation 6-K
Filed: 15 Mar 21, 9:37am
Form 20-F X | Form 40-F __ |
SONY CORPORATION | |
(Registrant) | |
By: /s/ Hiroki Totoki | |
(Signature) | |
Hiroki Totoki | |
Executive Deputy President and | |
Chief Financial Officer |
1. | Status of Repurchase (1) Status of a repurchase pursuant to a resolution approved at a General Meeting of Shareholders Not applicable (2) Status of a repurchase pursuant to a resolution approved at a meeting of the Board of Directors |
Number of Shares | Total Amount (Yen) | ||
Resolution approved at the meeting of the Board of Directors held on August 4, 2020 (Period of Repurchase: August 5, 2020 to March 31, 2021) | 20,000,000 (Maximum) | 100,000,000,000 (Maximum) | |
Repurchases during the reporting month | (Date of repurchase) | ― | ― |
Total | ― | ― | ― |
Total number of shares repurchased as of the end of the reporting month | ― | ― | |
Progress of the repurchase (%) | ― | ― |
Note 1: | The dates identified above for the “Period of Repurchase” as well as the individual dates of repurchase are trade dates and the numbers of shares repurchased are the number of shares repurchased on such trade dates. |
Note 2: | It was resolved at the meeting of the Board of Directors held on August 4, 2020 that the method of repurchase is expected to be an open market purchase through the Tokyo Stock Exchange based on a discretionary trading contract. |
2. | Status of Disposition |
Number of Shares Disposed during the Reporting Month | Total Amount of Disposition (Yen) | ||
Acquired treasury stock offered to subscribers | ― | ― | ― |
Total | ― | ― | ― |
Acquired treasury stock which was canceled | ― | ― | ― |
Total | ― | ― | ― |
Acquired treasury stock transferred as a result of a merger, share exchange or company split | ― | ― | ― |
Total | ― | ― | ― |
Other (Exercise of stock acquisition rights (including the exercise of stock acquisition rights of the 130% callable unsecured convertible bonds with stock acquisition rights (6th series))) | (Date of disposition) February 1 February 3 February 4 February 5 February 8 February 9 February 10 February 12 February 15 February 16 February 17 February 18 February 19 February 22 February 24 February 25 February 26 | 1,600 36,600 300 404,912 133,580 11,513 94,901 322,708 50,458 401 50,600 7,007 50,600 1,700 14,600 52,170 400 | 9,102,656 208,223,256 1,706,748 2,303,609,154 759,957,993 65,499,299 539,906,973 1,835,937,445 287,063,635 2,281,353 287,871,496 39,863,944 287,871,496 9,671,572 83,061,736 296,803,477 2,275,665 |
Total | ― | 1,234,050 | 7,020,707,898 |
Other (Treasury stock sold due to requests for sale from shareholders holding fractional shares) | (Date of disposition) February 1 | 80 | 455,133 |
Total | ― | 80 | 455,133 |
Total amount | 1,234,130 | 7,021,163,031 |
3. | Status of Shares Held in Treasury |
Status as of the end of the reporting month | Number of Shares |
Total number of shares issued | 1,261,058,781 |
Number of treasury stock | 22,631,910 |