UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-2968
NAME OF REGISTRANT: VANGUARD TRUSTEES' EQUITY FUND
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: HEIDI STAM
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: OCTOBER 31
DATE OF REPORTING PERIOD: JULY 1, 2013 - JUNE 30, 2014
FUND: VANGUARD INTERNATIONAL VALUE FUND
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ISSUER: ABB Ltd.
TICKER: ABBN CUSIP: H0010V101
MEETING DATE: 4/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.2: APPROVE REMUNERATION REPORT (NON- ISSUER YES FOR FOR
BINDING)
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 0.70 PER SHARE FROM CAPITAL
CONTRIBUTION RESERVES
PROPOSAL #5: APPROVE CHF 154.5 MILLION POOL OF ISSUER YES FOR FOR
CONDITIONAL CAPITAL TO FUND EQUITY COMPENSATION TO
EMPLOYEES
PROPOSAL #6: AMEND ARTICLES RE: ORDINANCE AGAINST ISSUER YES FOR FOR
EXCESSIVE REMUNERATION AT LISTED COMPANIES
PROPOSAL #7.1: ELECT ROGER AGNELLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT MATTI ALAHUHTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.3: ELECT LOUIS HUGHES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.4: ELECT MICHEL DE ROSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.5: ELECT MICHAEL TRESCHOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.6: ELECT JACOB WALLENBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.7: ELECT YING YEH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.8: ELECT HUBERTUS VON GRUNBERG AS ISSUER YES FOR FOR
DIRECTOR AND BOARD CHAIRMAN
PROPOSAL #8.1: APPOINT MICHEL DE ROSEN AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #8.2: APPOINT MICHAEL TRESCHOW AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #8.3: APPOINT YING YEH AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #9: DESIGNATE HANS ZEHNDER AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #10: RATIFY ERNST AND YOUNG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
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ISSUER: Airbus Group
TICKER: AIR CUSIP: N0280E105
MEETING DATE: 5/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4.1: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.75 PER SHARE
PROPOSAL #4.3: APPROVE DISCHARGE OF NON-EXECUTIVE ISSUER YES FOR FOR
MEMBERS OF THE BOARD OF DIRECTORS
PROPOSAL #4.4: APPROVE DISCHARGE OF EXECUTIVE MEMBERS ISSUER YES FOR FOR
OF THE BOARD OF DIRECTORS
PROPOSAL #4.5: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4.6: APPROVE AMENDMENTS TO REMUNERATION ISSUER YES FOR FOR
POLICY FOR THE BOARD OF DIRECTORS
PROPOSAL #4.7: AMEND ARTICLES RE: CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #4.8: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 0.77 PERCENT OF ISSUED SHARE CAPITAL AND
EXCLUDING PREEMPTIVE RIGHTS RE: ESOP AND LTIP PLANS
PROPOSAL #4.9: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 1.15 PERCENT OF ISSUED SHARE CAPITAL AND
EXCLUDING PREEMPTIVE RIGHTS RE: COMPANY FUNDING
PROPOSAL #4.10: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
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ISSUER: Akzo Nobel NV
TICKER: AKZA CUSIP: N01803100
MEETING DATE: 4/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3b: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3d: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.45 PER SHARE
PROPOSAL #4a: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4b: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5a: ELECT B.E. GROTE TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5b: REELECT A. BURGMANS TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #5c: REELECT L.R. HUGHES TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #5d: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10
PERCENT IN CASE OF TAKEOVER/MERGER
PROPOSAL #7b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM ISSUANCE UNDER ITEM 7B
PROPOSAL #8: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
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ISSUER: Alliance Global Group, Inc.
TICKER: AGI CUSIP: Y00334105
MEETING DATE: 9/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE MINUTES OF THE ANNUAL GENERAL ISSUER YES FOR FOR
MEETING OF STOCKOLDERS HELD ON SEPT. 18, 2012
PROPOSAL #5: APPOINT INDEPENDENT AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: RATIFY ACTS OF THE BOARD OF DIRECTORS, ISSUER YES FOR FOR
BOARD COMMITTEES, AND OFFICERS FOR THE YEAR 2012
PROPOSAL #7.1: ELECT ANDREW L. TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT SERGIO R. ORTIZ-LUIS JR. AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.3: ELECT KINGSON U. SIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.4: ELECT KATHERINE L. TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.5: ELECT WINSTON S. CO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.6: ELECT KEVIN ANDREW L. TAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7.7: ELECT ALEJO L. VILLANUEVA JR. AS ISSUER YES FOR FOR
DIRECTOR
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ISSUER: Allianz SE
TICKER: ALV CUSIP: D03080112
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 5.30 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #5: ELECT JIM HAGEMANN SNABE TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6: APPROVE CREATION OF EUR 550 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
PROPOSAL #7: APPROVE CREATION OF EUR 15 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN
PROPOSAL #8: APPROVE ISSUANCE OF WARRANTS/BONDS WITH ISSUER YES FOR FOR
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF
EUR10 BILLION; APPROVE CREATION OF EUR 230 MILLION
POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS
PROPOSAL #9: AUTHORIZE THE ACQUISITION TREASURY ISSUER YES FOR FOR
SHARES FOR TRADING PURPOSES
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES
PROPOSAL #11: AUTHORIZE USE OF FINANCIAL DERIVATIVES ISSUER YES FOR FOR
WHEN REPURCHASING SHARES
PROPOSAL #12: AMEND AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARIES
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ISSUER: Anheuser-Busch InBev SA
TICKER: ABI CUSIP: B6399C107
MEETING DATE: 4/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A1: EXCHANGE ALL OUTSTANDING WARRANTS UNDER ISSUER YES FOR FOR
EXECUTIVE AND SENIOR MANAGER INCENTIVE SCHEME INTO
STOCK OPTIONS
PROPOSAL #A2b: RENEW AUTHORIZATION TO INCREASE SHARE ISSUER YES FOR FOR
CAPITAL UP TO 3 PERCENT OF ISSUED CAPITAL
PROPOSAL #B1a: AUTHORIZE REPURCHASE AND REISSUANCE OF ISSUER YES FOR FOR
UP TO 20 PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #B1b: AMEND ARTICLES TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL RE: REPURCHASE AUTHORIZATION UNDER ITEM B1A
PROPOSAL #C4: APPROVE FINANCIAL STATEMENTS, ISSUER YES FOR FOR
ALLOCATION OF INCOME, AND DIVIDENDS OF EUR 2.05 PER
PROPOSAL #C5: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #C6: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #C7a: REELECT KEES STORM AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #C7b: REELECT MARK WINKELMAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #C7c: REELECT ALEXANDRE VAN DAMME AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #C7d: REELECT GREGOIRE DE SPOELBERCH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #C7e: REELECT CARLOS ALBERTO DE VEIGA ISSUER YES FOR FOR
SICUPERA AS DIRECTOR
PROPOSAL #C7f: REELECT MARCEL HERRMANN TELLES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #C7g: ELECT PAULO LEMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #C7h: ELECT ALEXANDRE BEHRING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #C7i: ELECT ELIO LEONI SCETI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #C7j: ELECT MARIA ASUNCION ARAMBURUZABALA ISSUER YES FOR FOR
LARREGUI AS DIRECTOR
PROPOSAL #C7k: ELECT VALENTIN DIEZ MORODO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #C8a: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #C8b: APPROVE NON-EMPLOYEE DIRECTOR STOCK ISSUER YES FOR FOR
OPTION PLAN AND ACCORDING STOCK OPTION GRANTS TO NON-
EXECUTIVE DIRECTORS
PROPOSAL #D1: AUTHORIZE IMPLEMENTATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS AND FILING OF REQUIRED
DOCUMENTS/FORMALITIES AT TRADE REGISTRY
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ISSUER: Anhui Conch Cement Company Ltd
TICKER: 600585 CUSIP: Y01373102
MEETING DATE: 5/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: ACCEPT AUDITED FINANCIAL REPORTS AND ISSUER YES FOR FOR
INTERNATIONAL FINANCIAL REPORTING STANDARDS
PROPOSAL #4: ELECT WANG JIANCHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE KPMG HUAZHEN AND KPMG AS THE PRC ISSUER YES FOR FOR
AND INTERNATIONAL (FINANCIAL) AUDITORS RESPECTIVELY,
REAPPOINT KPMG HUAZHEN AS THE INTERNAL CONTROL
AUDITOR OF THE COMPANY, AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION PROPOSAL ISSUER YES FOR FOR
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
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ISSUER: ArcelorMittal
TICKER: MT CUSIP: L0302D129
MEETING DATE: 5/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #I: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #II: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #III: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #IV: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #V: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #VI: REELECT LAKSHMI N. MITTAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #VII: REELECT LEWIS B. KADEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #VIII: REELECT ANTOINE SPILLMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #IX: REELECT BRUNO LAFONT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #X: ELECT MICHEL WURTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #XI: APPOINT DELOITTE AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #XII: APPROVE 2014 PERFORMANCE SHARE UNIT ISSUER YES FOR FOR
PLAN
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ISSUER: Asahi Group Holdings Ltd.
TICKER: 2502 CUSIP: J02100113
MEETING DATE: 3/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 21.5
PROPOSAL #2.1: ELECT DIRECTOR IZUMIYA, NAOKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KAWATSURA, KATSUYUKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR IKEDA, SHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TAKAHASHI, KATSUTOSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR OKUDA, YOSHIHIDE ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KOJI, AKIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR BANDO, MARIKO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TANAKA, NAOKI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR ITO, ICHIRO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR SAITO, ISSUER YES FOR FOR
KATSUTOSHI
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ISSUER: Assa Abloy AB
TICKER: ASSA B CUSIP: W0817X105
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 5.70 PER SHARE
PROPOSAL #9c: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #10: DETERMINE NUMBER OF MEMBERS (8) AND ISSUER �� YES FOR FOR
DEPUTY MEMBERS OF BOARD (0)
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNTS OF SEK 1.6 MILLION TO THE CHAIRMAN, SEK
750,000 TO THE VICE CHAIRMAN, AND SEK 500,000 TO
OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE
WORK; APPROVE REMUNERATION OF AUDITORS
PROPOSAL #12: REELECT LARS RENSTRÖM (CHAIR), CARL ISSUER YES AGAINST AGAINST
DOUGLAS (VICE CHAIR), BIRGITTA KLASEN, EVA LINDQVIST,
JOHAN MOLIN, SVEN-CHRISTER NILSSON, JAN SVENSSON AND
ULRIK SVENSSON AS DIRECTORS
PROPOSAL #13: ELECT GUSTAF DOUGLAS (CHAIRMAN), MIKAEL ISSUER YES FOR FOR
EKDAHL, LISELOTT LEDIN, MARIANNE NILSSON, AND ANDERS
OSCARSSON AS MEMBERS OF NOMINATING COMMITTEE
PROPOSAL #14: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #16: APPROVE 2014 SHARE MATCHING PLAN ISSUER YES FOR FOR
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ISSUER: Associated British Foods plc
TICKER: ABF CUSIP: G05600138
MEETING DATE: 12/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT EMMA ADAMO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT JOHN BASON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT TIMOTHY CLARKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT LORD JAY OF EWELME AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JAVIER FERRAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT CHARLES SINCLAIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT PETER SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT GEORGE WESTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: APPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #17: APPROVE LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
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ISSUER: AstraZeneca plc
TICKER: AZN CUSIP: G0593M107
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: APPOINT KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5(a): RE-ELECT LEIF JOHANSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(b): RE-ELECT PASCAL SORIOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(c): ELECT MARC DUNOYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(d): RE-ELECT GENEVIEVE BERGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(e): RE-ELECT BRUCE BURLINGTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(f): ELECT ANN CAIRNS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(g): RE-ELECT GRAHAM CHIPCHASE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(h): RE-ELECT JEAN-PHILIPPE COURTOIS AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5(i): RE-ELECT RUDY MARKHAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(j): RE-ELECT NANCY ROTHWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(k): RE-ELECT SHRITI VADERA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(l): RE-ELECT JOHN VARLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(m): RE-ELECT MARCUS WALLENBERG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #8: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #9: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #10: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #11: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #12: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #13: APPROVE PERFORMANCE SHARE PLAN ISSUER YES FOR FOR
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ISSUER: Atlantia SPA
TICKER: ATL CUSIP: T05404107
MEETING DATE: 8/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENT TO MERGER AGREEMENT ISSUER YES AGAINST AGAINST
WITH GEMINA SPA
PROPOSAL #2: REVOKE MERGER AGREEMENT WITH GEMINA SPA ISSUER YES FOR FOR
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ISSUER: Atlantia SPA
TICKER: ATL CUSIP: T05404107
MEETING DATE: 4/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: AMEND STOCK OPTION PLAN 2011 AND STOCK ISSUER YES FOR FOR
GRANT PLAN - MBO
PROPOSAL #5: APPROVE PHANTOM OPTION PLAN 2014 ISSUER YES AGAINST AGAINST
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ISSUER: BAE Systems plc
TICKER: BA. CUSIP: G06940103
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT PAUL ANDERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT HARRIET GREEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT IAN KING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT PETER LYNAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT PAULA ROSPUT REYNOLDS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: RE-ELECT NICHOLAS ROSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT CARL SYMON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT SIR ROGER CARR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT JERRY DEMURO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT CHRISTOPHER GRIGG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT IAN TYLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: APPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #18: APPROVE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: APPROVE LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
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ISSUER: Banco Bilbao Vizcaya Argentaria, S.A.
TICKER: BBVA CUSIP: E11805103
MEETING DATE: 3/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STANDALONE AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS, ALLOCATION OF INCOME, AND
DISCHARGE DIRECTORS
PROPOSAL #2.1: REELECT TOMÁS ALFARO DRAKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: REELECT CARLOS LORING MARTÍNEZ DE ISSUER YES FOR FOR
IRUJO AS DIRECTOR
PROPOSAL #2.3: REELECT JOSÉ LUIS PALAO GARCÍA-SUELTO ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #2.4: REELECT SUSANA RODRÍGUEZ VIDARTE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: RATIFY APPOINTMENT OF AND ELECT JOSÉ ISSUER YES FOR FOR
MANUEL GONZÁLEZ-PÁRAMO MARTÍNEZ-MURILLO AS DIRECTOR
PROPOSAL #2.6: APPOINT LOURDES MÁIZ CARRO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #4.1: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
FOR SCRIP DIVIDENDS
PROPOSAL #4.2: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
FOR SCRIP DIVIDENDS
PROPOSAL #4.3: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
FOR SCRIP DIVIDENDS
PROPOSAL #4.4: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
FOR SCRIP DIVIDENDS
PROPOSAL #5: APPROVE DEFERRED SHARE BONUS PLAN FOR FY ISSUER YES FOR FOR
2014
PROPOSAL #6: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES FOR FOR
PROPOSAL #7: RENEW APPOINTMENT OF DELOITTE AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #9: ADVISORY VOTE ON REMUNERATION POLICY ISSUER YES FOR FOR
REPORT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Santander S.A.
TICKER: SAN CUSIP: E19790109
MEETING DATE: 3/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.A: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #1.B: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3.A: RATIFY APPOINTMENT OF AND ELECT JOSÉ ISSUER YES FOR FOR
JAVIER MARÍN ROMANO AS DIRECTOR
PROPOSAL #3.B: RATIFY APPOINTMENT OF JUAN MIGUEL ISSUER YES FOR FOR
VILLAR MIR AS DIRECTOR
PROPOSAL #3.C: RATIFY APPOINTMENT OF AND ELECT SHEILA ISSUER YES FOR FOR
BAIR AS DIRECTOR
PROPOSAL #3.D: REELECT ANA PATRICIA BOTÍN-SANZ DE ISSUER YES FOR FOR
SAUTUOLA Y O'SHEA AS DIRECTOR
PROPOSAL #3.E: REELECT RODRIGO ECHENIQUE GORDILLO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.F: REELECT ESTHER GIMÉNEZ-SALINAS I ISSUER YES FOR FOR
COLOMER AS DIRECTOR
PROPOSAL #3.G: REELECT VITTORIO CORBO LIOI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: RENEW APPOINTMENT OF DELOITTE AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #6.A: AMEND ARTICLES RE: BOARD COMPOSITION ISSUER YES FOR FOR
AND DIRECTOR COMPENSATION
PROPOSAL #6.B: AMEND ARTICLES RE: BOARD AND ISSUER YES FOR FOR
COMMITTEES
PROPOSAL #7: AMEND ARTICLE 18 OF GENERAL MEETING ISSUER YES FOR FOR
REGULATIONS RE: AUDIT COMMITTEE
PROPOSAL #8: APPROVE CAPITAL RAISING OF UP TO EUR 500 ISSUER YES FOR FOR
MILLION
PROPOSAL #9: AUTHORIZE INCREASE IN CAPITAL UP TO 50 ISSUER YES FOR FOR
PERCENT VIA ISSUANCE OF NEW SHARES, EXCLUDING
PREEMPTIVE RIGHTS OF UP TO 20 PERCENT
PROPOSAL #10.A: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
FOR SCRIP DIVIDENDS
PROPOSAL #10.B: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
FOR SCRIP DIVIDENDS
PROPOSAL #10.C: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
FOR SCRIP DIVIDENDS
PROPOSAL #10.D: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
FOR SCRIP DIVIDENDS
PROPOSAL #11.A: AUTHORIZE ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS, DEBENTURES, WARRANTS, AND OTHER DEBT
SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO EUR 10
PROPOSAL #11.B: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBT SECURITIES UP TO EUR 50 BILLION
PROPOSAL #12: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES FOR FOR
PROPOSAL #13.A: APPROVE DEFERRED SHARE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #13.B: APPROVE PERFORMANCE SHARES PLAN ISSUER YES FOR FOR
PROPOSAL #13.C: APPROVE EMPLOYEE STOCK PURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #13.D: APPROVE EMPLOYEE STOCK PURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #14: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #15: ADVISORY VOTE ON REMUNERATION POLICY ISSUER YES FOR FOR
REPORT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barclays plc
TICKER: BARC CUSIP: G08036124
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE MAXIMUM RATIO OF FIXED TO ISSUER YES FOR FOR
VARIABLE REMUNERATION
PROPOSAL #5: ELECT MIKE ASHLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT WENDY LUCAS-BULL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT TUSHAR MORZARIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT FRITS VAN PAASSCHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT STEVE THIEKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT TIM BREEDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT REUBEN JEFFERY III AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT ANTONY JENKINS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT DAMBISA MOYO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT SIR MICHAEL RAKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT DIANE DE SAINT VICTOR AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16: RE-ELECT SIR JOHN SUNDERLAND AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17: RE-ELECT SIR DAVID WALKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #19: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #20: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #23: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN RELATION TO THE ISSUANCE OF
CONTINGENT EQUITY CONVERSION NOTES
PROPOSAL #24: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN RELATION TO THE ISSUANCE OF
CONTINGENT EQUITY CONVERSION NOTES
PROPOSAL #25: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #26: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BASF SE
TICKER: BAS CUSIP: D06216317
MEETING DATE: 5/2/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.70 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #4: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2014
PROPOSAL #6.1: ELECT ALISON CARNWATH TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.2: ELECT FRANCOIS DIDERICH TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.3: ELECT MICHAEL DIEKMANN TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.4: ELECT FRANZ FEHRENBACH TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.5: ELECT JUERGEN HAMBRECHT TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.6: ELECT ANKE SCHAEFERKORDT TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #7: APPROVE CREATION OF EUR 500 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
PROPOSAL #8.a: AMEND AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARIY BASF PLANT SCIENCE COMPANY GMBH
PROPOSAL #8.b: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARY BASF PIGMENT GMBH
PROPOSAL #8.c: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARY BASF IMMOBILIEN-GESELLSCHAFT MBH
PROPOSAL #8.d: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARY BASF HANDELS- UND EXPORTGESELLSCHAFT MBH
PROPOSAL #8.e: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARY LUWOGE GMBH
PROPOSAL #8.f: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARY BASF SCHWARZHEIDE GMBH
PROPOSAL #8.g: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARY BASF COATINGS GMBH
PROPOSAL #8.h: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARY BASF POLYURETHANES GMBH
PROPOSAL #8.i: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARY BASF NEW BUSINESS GMBH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bayer AG
TICKER: BAYN CUSIP: D0712D163
MEETING DATE: 4/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RECIVE ANNUAL FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL 2013 AND APPROVE
ALLOCATION OF INCOME AND DIVIDENDS OF EUR 2.10 PER
SHARE
PROPOSAL #2: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #3: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #4a: ELECT SIMONE BAGEL-TRAH TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #4b: ELECT ERNST-LUDWIG WINNACKER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #5: APPROVE CREATION OF EUR 530 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
PROPOSAL #6: APPROVE CREATION OF EUR 211.7 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
RIGHTS
PROPOSAL #7: APPROVE ISSUANCE OF WARRANTS/BONDS WITH ISSUER YES FOR FOR
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF
EUR 6 BILLION; APPROVE CREATION OF EUR 211.7 MILLION
POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS
PROPOSAL #8a: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES
PROPOSAL #8b: AUTHORIZE USE OF FINANCIAL DERIVATIVES ISSUER YES FOR FOR
WHEN REPURCHASING SHARES
PROPOSAL #9a: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY BAYER BUSINESS SERVICES GMBH
PROPOSAL #9b: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY BAYER TECHNOLOGY SERVICES GMBH
PROPOSAL #9c: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY BAYER US IP GMBH
PROPOSAL #9d: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY BAYER BITTERFELD GMBH
PROPOSAL #9e: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY BAYER INNOVATION GMBH
PROPOSAL #9f: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY BAYER REAL ESTATE GMBH
PROPOSAL #9g: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY ERSTE K-W-A BETEILIGUNGSGESELLSCHAFT MBH
PROPOSAL #9h: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY ZWEITE K-W-A BETEILIGUNGSGESELLSCHAFT MBH
PROPOSAL #10: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2014
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BB Seguridade Participacoes S.A.
TICKER: BBSE3 CUSIP: P1R1WJ103
MEETING DATE: 11/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #2: ELECT FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
REPRESENTING MINORITY SHAREHOLDERS
PROPOSAL #3: ELECT DIRECTOR REPRESENTING MINORITY ISSUER YES FOR FOR
SHAREHOLDERS
PROPOSAL #4: ELECT DIRECTOR REPRESENTING FINANCE ISSUER YES AGAINST AGAINST
MINISTRY
PROPOSAL #5: ELECT DIRECTOR REPRESENTING BANCO DO ISSUER YES AGAINST AGAINST
BRASIL S.A.
PROPOSAL #6: ELECT FISCAL COUNCIL MEMBER REPRESENTING ISSUER YES FOR FOR
FINANCE MINISTRY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BB Seguridade Participacoes S.A.
TICKER: BBSE3 CUSIP: P1R1WJ103
MEETING DATE: 4/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2013
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: ELECT FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
PROPOSAL #5: ELECT CEO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BG Group plc
TICKER: BG. CUSIP: G1245Z108
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT SIMON LOWTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT PAM DALEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT MARTIN FERGUSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT VIVIENNE COX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT ANDREW GOULD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT BARONESS HOGG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT DR JOHN HOOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT CAIO KOCH-WESER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT LIM HAW-KUANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT SIR DAVID MANNING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT MARK SELIGMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: RE-ELECT PATRICK THOMAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #19: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #20: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #23: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #24: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BHP Billiton Limited
TICKER: BHP CUSIP: Q1498M100
MEETING DATE: 11/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPOINT KPMG LLP AS THE AUDITOR OF BHP ISSUER YES FOR FOR
BILLITON PLC
PROPOSAL #3: AUTHORIZE THE BOARD TO FIX REMUNERATION ISSUER YES FOR FOR
OF THE AUDITOR
PROPOSAL #4: APPROVE THE AUTHORITY TO ISSUE SHARES IN ISSUER YES FOR FOR
BHP BILLITON PLC
PROPOSAL #5: APPROVE THE AUTHORITY TO ISSUE SHARES IN ISSUER YES FOR FOR
BHP BILLITON PLC FOR CASH
PROPOSAL #6: APPROVE THE REPURCHASE OF UP TO 213.62 ISSUER YES FOR FOR
MILLION SHARES IN BHP BILLITON PLC
PROPOSAL #7: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE THE LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE THE GRANT OF DEFERRED SHARES AND ISSUER YES FOR FOR
PERFORMANCE SHARES TO ANDREW MACKENZIE, EXECUTIVE
DIRECTOR OF THE COMPANY
PROPOSAL #10: ELECT ANDREW MACKENZIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT MALCOLM BROOMHEAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT JOHN BUCHANAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT CARLOS CORDEIRO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT DAVID CRAWFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT PAT DAVIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: ELECT CAROLYN HEWSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: ELECT LINDSAY MAXSTED AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: ELECT WAYNE MURDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19: ELECT KEITH RUMBLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #20: ELECT JOHN SCHUBERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #21: ELECT SHRITI VADERA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #22: ELECT JAC NASSER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23: ELECT IAN DUNLOP AS DIRECTOR SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BMW Group Bayerische Motoren Werke AG
TICKER: BMW CUSIP: D12096109
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.62 PER PREFFERED SHARE AND 2.60
PER ORDINARY SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2014
PROPOSAL #6.1: ELECT FRANZ HANIEL TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6.2: ELECT SUSANNE KLATTEN TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.3: ELECT ROBERT LANE TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6.4: ELECT WOLFGANG MAYRHUBER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.5: ELECT STEFAN QUANDT TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES
PROPOSAL #8: APPROVE CREATION OF EUR 5 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN
PROPOSAL #9: APPROVE REMUNERATION SYSTEM FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BNP Paribas SA
TICKER: BNP CUSIP: F1058Q238
MEETING DATE: 5/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.50 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #6: REELECT JEAN-FRANCOIS LEPETIT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: REELECT BAUDOUIN PROT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT FIELDS WICKER-MIURIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RATIFY APPOINTMENT AND REELECT MONIQUE ISSUER YES FOR FOR
COHEN AS DIRECTOR
PROPOSAL #10: ELECT DANIELA SCHWARZER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
BAUDOUIN PROT, CHAIRMAN
PROPOSAL #12: ADVISORY VOTE ON COMPENSATION OF JEAN- ISSUER YES FOR FOR
LAURENT BONNAFE, CEO
PROPOSAL #13: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
GEORGES CHODRON DE COURCEL, PHILIPPE BORDENAVE, AND
FRANCOIS VILLEROY DE GALHAU, VICE-CEOS
PROPOSAL #14: ADVISORY VOTE ON THE OVERALL ENVELOPE ISSUER YES FOR FOR
OF COMPENSATION OF CERTAIN SENIOR MANAGEMENT,
RESPONSIBLE OFFICERS AND THE RISK-TAKERS
PROPOSAL #15: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES FOR FOR
FOR EXECUTIVES AND RISK TAKERS
PROPOSAL #16: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 1 BILLION
PROPOSAL #17: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 240 MILLION
PROPOSAL #18: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
240 MILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #19: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #20: SET TOTAL LIMIT FOR CAPITAL INCREASE ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS TO RESULT FROM ISSUANCE
REQUESTS UNDER ITEMS 17 TO 19 AT EUR 240 MILLION
PROPOSAL #21: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 1 BILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #22: SET TOTAL LIMIT FOR CAPITAL INCREASE ISSUER YES FOR FOR
WITH OR WITHOUT PREEMPTIVE RIGHTS TO RESULT FROM
ISSUANCE REQUESTS UNDER ITEMS 16 TO 19 AT EUR 1
PROPOSAL #23: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #24: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #25: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BP plc
TICKER: BP. CUSIP: 055622104
MEETING DATE: 4/10/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT BOB DUDLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT IAIN CONN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT DR BRIAN GILVARY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT PAUL ANDERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT FRANK BOWMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ANTONY BURGMANS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT CYNTHIA CARROLL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT GEORGE DAVID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT IAN DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT DAME ANN DOWLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT BRENDAN NELSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT PHUTHUMA NHLEKO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT ANDREW SHILSTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: RE-ELECT CARL-HENRIC SVANBERG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORISE THEIR REMUNERATION
PROPOSAL #19: APPROVE EXECUTIVE DIRECTORS' INCENTIVE ISSUER YES FOR FOR
PLAN
PROPOSAL #20: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #23: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #24: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bridgestone Corp.
TICKER: 5108 CUSIP: J04578126
MEETING DATE: 3/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2.1: ELECT DIRECTOR TSUYA, MASAAKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NISHIGAI, KAZUHISA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MORIMOTO, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ZAITSU, NARUMI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TACHIBANA FUKUSHIMA, ISSUER YES FOR FOR
SAKIE
PROPOSAL #2.6: ELECT DIRECTOR MUROFUSHI, KIMIKO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SCOTT TREVOR DAVIS ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR OKINA, YURI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR TSUJI, ISSUER YES FOR FOR
MASAHITO
PROPOSAL #4: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: British American Tobacco plc
TICKER: BATS CUSIP: G1510J102
MEETING DATE: 4/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: RE-ELECT RICHARD BURROWS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT KAREN DE SEGUNDO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT NICANDRO DURANTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT ANN GODBEHERE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT CHRISTINE MORIN-POSTEL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: RE-ELECT GERRY MURPHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT KIERAN POYNTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT BEN STEVENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT RICHARD TUBB AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: ELECT SAVIO KWAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: APPROVE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carlsberg
TICKER: CARL B CUSIP: K36628137
MEETING DATE: 3/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PUBLICATION OF ANNUAL REPORT IN ISSUER YES FOR FOR
ENGLISH
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORT; APPROVE DISCHARGE OF DIRECTORS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 8.00 PER SHARE
PROPOSAL #5a: APPROVE GUIDELINES FOR INCENTIVE-BASED ISSUER YES FOR FOR
COMPENSATION FOR EXECUTIVE MANAGEMENT AND BOARD
PROPOSAL #5b: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF DKK 1,400,000 FOR THE CHAIRMAN, DKK
600,000 FOR THE VICE CHAIRMAN, AND DKK 400,000 FOR
OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE
PROPOSAL #5c: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES AGAINST AGAINST
PROPOSAL #5d1: REQUIRE INCLUSION OF CERTAIN FINANCIAL SHAREHOLDER YES AGAINST FOR
INFORMATION TO MEETING NOTICE
PROPOSAL #5d2: REQUIRE AVAILABILITY OF CERTAIN SHAREHOLDER YES AGAINST FOR
REPORTS IN DANISH FOR FIVE YEARS ON COMPANY WEBSITE
PROPOSAL #5d3: SIMPLIFY ACCESS TO DOCUMENTS AVAILABLE SHAREHOLDER YES AGAINST FOR
ON COMPANY'S WEBSITE
PROPOSAL #5d4: REQUIRE COMPANY TO OFFER AT AGM A MEAL SHAREHOLDER YES AGAINST FOR
CORRESPONDING TO COMPANY'S OUTLOOK
PROPOSAL #6a: REELECT FLEMMING BESENBACHER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6b: REELECT JESS SODERBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6c: REELECT LARS STEMMERIK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6d: REELECT RICHARD BURROWS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6e: REELECT CORNELIS JOB VAN DER GRAAF AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6f: REELECT DONNA CORDNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6g: REELECT ELISABETH FLEURIOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6h: REELECT SOREN-PETER OLESEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6i: REELECT NINA SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6j: ELECT CARL BACHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RATIFY KPMG 2014 P/S AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carnival plc
TICKER: CCL CUSIP: G19081101
MEETING DATE: 4/17/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT MICKY ARISON AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #2: RE-ELECT SIR JONATHON BAND AS DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #3: RE-ELECT ARNOLD DONALD AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #4: RE-ELECT RICHARD GLASIER AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #5: RE-ELECT DEBRA KELLY-ENNIS AS DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #6: RE-ELECT SIR JOHN PARKER AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #7: RE-ELECT STUART SUBOTNICK AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #8: RE-ELECT LAURA WEIL AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #9: RE-ELECT RANDALL WEISENBURGER AS ISSUER YES FOR FOR
DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC
PROPOSAL #10: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS OF CARNIVAL PLC; RATIFY THE
SELECTION OF THE U.S. FIRM OF PRICEWATERHOUSECOOPERS
LLP AS THE INDEPENDENT REGISTEREDCERTIFIED PUBLIC
ACCOUNTING FIRM OF CARNIVAL CORPORATION
PROPOSAL #11: AUTHORISE THE AUDIT COMMITTEE OF ISSUER YES FOR FOR
CARNIVAL PLC TO FIX REMUNERATION OF AUDITORS
PROPOSAL #12: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #13: ADVISORY VOTE TO APPROVE COMPENSATION ISSUER YES FOR FOR
OF THE NAMED EXECUTIVE OFFICERS
PROPOSAL #14: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #15: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: APPROVE EMPLOYEE SHARE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cheung Kong (Holdings) Limited
TICKER: 00001 CUSIP: Y13213106
MEETING DATE: 5/16/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT LI KA-SHING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT CHUNG SUN KEUNG, DAVY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3c: ELECT PAU YEE WAN, EZRA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3d: ELECT FRANK JOHN SIXT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT GEORGE COLIN MAGNUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: ELECT SIMON MURRAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3g: ELECT CHEONG YING CHEW, HENRY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPOINT PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5a: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5b: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #5c: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #6: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Construction Bank Corporation
TICKER: 00939 CUSIP: Y1397N101
MEETING DATE: 10/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION DISTRIBUTION AND ISSUER YES FOR FOR
SETTLEMENT PLAN FOR DIRECTORS AND SUPERVISORS
PROPOSAL #2: ELECT ZHANG LONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ZHANG YANLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT GUO YANPENG AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Construction Bank Corporation
TICKER: 00939 CUSIP: Y1397N101
MEETING DATE: 6/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT REPORT OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT REPORT OF BOARD OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE BUDGET OF 2014 FIXED ASSETS ISSUER YES FOR FOR
INVESTMENT
PROPOSAL #6: APPOINT ACCOUNTING FIRM FOR 2014 ISSUER YES FOR FOR
PROPOSAL #7: ELECT DONG SHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT GUO YOU AS SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE SUPERVISOR
PROPOSAL #9: APPROVE PLAN ON AUTHORISATION TO THE ISSUER YES FOR FOR
BOARD OF DIRECTORS GRANTED BY SHAREHOLDERS' GENERAL
MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Machinery Engineering Corporation
TICKER: 01829 CUSIP: Y1501U108
MEETING DATE: 2/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2013 REMUNERATION PACKAGE OF SUN ISSUER YES FOR FOR
BAI
PROPOSAL #2a: ELECT SUN BAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT ZHANG CHUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT WANG ZHIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT YU BENLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: ELECT ZHANG FUSHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2f: ELECT LIU LI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2g: ELECT LIU HONGYU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2h: ELECT FANG YONGZHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2i: ELECT WU TAK LUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a: ELECT QUAN HUAQIANG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT QIAN XIANGDONG AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED H SHARE CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Machinery Engineering Corporation
TICKER: 01829 CUSIP: Y1501U108
MEETING DATE: 2/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED H SHARE CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Machinery Engineering Corporation
TICKER: 01829 CUSIP: Y1501U108
MEETING DATE: 6/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE WORK REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN AND ISSUER YES FOR FOR
DISTRIBUTION OF FINAL DIVIDEND
PROPOSAL #5: REAPPOINT KPMG AS INTERNATIONAL AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AMEND PROCEDURAL RULES OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED H SHARE CAPITAL
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Machinery Engineering Corporation
TICKER: 01829 CUSIP: Y1501U108
MEETING DATE: 6/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED H SHARE CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Mobile Limited
TICKER: 00941 CUSIP: Y14965100
MEETING DATE: 5/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT XI GUOHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT SHA YUEJIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT LIU AILI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4a: ELECT LO KA SHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: ELECT PAUL CHOW MAN YIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AND ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Shenhua Energy Co., Ltd.
TICKER: 01088 CUSIP: Y1504C113
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #6: APPOINT DELOITTE TOUCHE TOHMATSU ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS LLP AND DELOITTE TOUCHE
TOHMATSU AS THE PRC AND INTERNATIONAL AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED A SHARE AND H SHARE CAPITAL
PROPOSAL #9: APPROVE ISSUANCE OF DEBT FINANCING ISSUER YES AGAINST AGAINST
INSTRUMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Shenhua Energy Co., Ltd.
TICKER: 01088 CUSIP: Y1504C113
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China ZhengTong Auto Services Holdings Ltd
TICKER: 01728 CUSIP: G215A8108
MEETING DATE: 5/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT WONG TIN YAU, KELVIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT ZHAO CHUNJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT CHANG XIUZE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #5: REAPPOINT KPMG AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cielo SA
TICKER: CIEL3 CUSIP: P2859E100
MEETING DATE: 3/31/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
BONUS ISSUE
PROPOSAL #2: AMEND ARTICLE 11 ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cielo SA
TICKER: CIEL3 CUSIP: P2859E100
MEETING DATE: 3/31/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2013
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: ELECT DIRECTORS, FISCAL COUNCIL MEMBERS, ISSUER YES AGAINST AGAINST
AND APPROVE REMUNERATION OF EXECUTIVE OFFICERS, NON-
EXECUTIVE DIRECTORS, AND FISCAL COUNCIL MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CNP Assurances
TICKER: CNP CUSIP: F1876N318
MEETING DATE: 5/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.77 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: ADVISORY VOTE ON COMPENSATION OF JEAN- ISSUER YES FOR FOR
PAUL FAUGERE, CHAIRMAN OF THE BOARD
PROPOSAL #6: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
FREDERIC LAVENIR, CEO
PROPOSAL #7: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #8: AMEND ARTICLE 16.1 OF BYLAWS RE: ISSUER YES FOR FOR
DIRECTORS' LENGTH OF MANDATE
PROPOSAL #9: AMEND ARTICLE 25 OF BYLAWS RE: CENSORS' ISSUER YES FOR FOR
LENGTH OF MANDATE
PROPOSAL #10: RATIFY APPOINTMENT OF ODILE RENAUD- ISSUER YES FOR FOR
BASSO AS DIRECTOR
PROPOSAL #11: RATIFY APPOINTMENT OF ROSE-MARIE VAN ISSUER YES FOR FOR
LEBERGHE AS DIRECTOR
PROPOSAL #12: RATIFY APPOINTMENT OF OLIVIER MAREUSE ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #13: REELECT OLIVIER MAREUSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RATIFY APPOINTMENT OF REMY WEBER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15: REELECT REMY WEBER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REELECT JEAN-YVES FOREL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: REELECT FRANCOIS PEROL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: REELECT FRANCK SILVENT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19: REELECT PHILIPPE WAHL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #20: RENEW APPOINTMENT OF PIERRE GARCIN AS ISSUER YES FOR FOR
CENSOR
PROPOSAL #21: APPOINT JEAN-LOUIS DAVET AS CENSOR ISSUER YES FOR FOR
PROPOSAL #22: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compagnie Financiere Richemont SA
TICKER: CFR CUSIP: H25662158
MEETING DATE: 9/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 1.00 PER A BEARER SHARE AND CHF 0.10
PER B REGISTERED SHARE
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1: REELECT JOHANN RUPERT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.2: REELECT FRANCO COLOGNI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: REELECT LORD DOURO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: REELECT YVES-ANDRE ISTEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: REELECT RICHARD LEPEU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: REELECT RUGGERO MAGNONI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: REELECT JOSUA MALHERBE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.8: REELECT FREDERICK MOSTERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.9: REELECT SIMON MURRAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.10: REELECT ALAIN DOMINIQUE PERRIN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.11: REELECT GUILLAUME PICTET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.12: REELECT NORBERT PLATT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.13: REELECT ALAN QUASHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.14: REELECT MARIA RAMOS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.15: REELECT LORD RENWICK OF CLIFTON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.16: REELECT JAN RUPERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.17: REELECT GARY SAAGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.18: REELECT JUERGEN SCHREMPP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.19: ELECT BERNARD FORNAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.20: ELECT JEAN-BLAISE ECKERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: APPROVE CONVERSION OF A BEARER SHARES ISSUER YES FOR FOR
INTO REGISTERED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia Saneamento Basico do Estado de Sao Paulo - SABESP
TICKER: SBSP3 CUSIP: P8228H104
MEETING DATE: 4/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
PROPOSAL #2.a: AMEND ARTICLES TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2.b: APPROVE INCREASE IN AUTHORIZED CAPITAL ISSUER YES FOR FOR
PROPOSAL #2.c: AMEND ARTICLE 14 ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia Saneamento Basico do Estado de Sao Paulo - SABESP
TICKER: SBSP3 CUSIP: P8228H104
MEETING DATE: 4/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2013
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTORS AND APPOINT CHAIRMAN FOR ISSUER YES FOR FOR
TWO-YEAR TERM
PROPOSAL #5: ELECT FISCAL COUNCIL MEMBERS FOR ONE- ISSUER YES FOR FOR
YEAR TERM
PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Credit Suisse Group AG
TICKER: CSGN CUSIP: H3698D419
MEETING DATE: 5/9/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.2: APPROVE REMUNERATION REPORT (NON- ISSUER YES FOR FOR
BINDING)
PROPOSAL #1.3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3.1: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3.2: APPROVE DIVIDENDS OF CHF 0.70 PER ISSUER YES FOR FOR
SHARE FROM CAPITAL CONTRIBUTIONS RESERVES
PROPOSAL #4: AMEND ARTICLES RE: ORDINANCE AGAINST ISSUER YES FOR FOR
EXCESSIVE REMUNERATION AT LISTED COMPANIES
PROPOSAL #5: RESERVE ADDITIONAL CHF 1.2 MILLION IN ISSUER YES FOR FOR
NOMINAL SHARE CAPITAL FOR POOL OF CONDITIONAL CAPITAL
WITHOUT PREEMPTIVE RIGHTS FOR EMPLOYEE STOCK OPTION
PROGRAMS
PROPOSAL #6.1.a: REELECT URS ROHNER AS DIRECTOR AND ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #6.1.b: REELECT JASSIM AL THANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1.c: REELECT IRIS BOHNET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1.d: REELECT NOREEN DOYLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1.e: REELECT JEAN-DANIEL GERBER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1.f: REELECT ANDREAS KOOPMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1.g: REELECT JEAN LANIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1.h: REELECT KAI NARGOLWALA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1.i: REELECT ANTON VAN ROSSUM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1.j: REELECT RICHARD THORNBURGH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1.k: REELECT JOHN TINER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1.l: REELECT SEVERIN SCHWAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1.m: REELECT SEBASTIAN THRUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2.1: APPOINT IRIS BOHNET AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #6.2.2: APPOINT ANDREAS KOOPMANN AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #6.2.3: APPOINT JEAN LANIER AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #6.2.4: APPOINT KAI NARGOLWALA AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6.3: RATIFY KPMG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6.4: RATIFY BDO AG AS SPECIAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #6.5: DESIGNATE ANDREAS KELLER AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #7: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daewoo International Corp.
TICKER: 047050 CUSIP: Y1911C102
MEETING DATE: 3/17/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, AND DIVIDEND OF KRW 300 PER SHARE
PROPOSAL #2.1.1: REELECT JEON BYUNG-IL AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.1.2: ELECT CHOI JUNG-WOO AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: REELECT JANG IN-HWAN AS NON- ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #2.3.1: REELECT SHIN JAE-HYUN AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3.2: REELECT KIM YOUNG-GUL AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: REELECT SHIN JAE-HYUN AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.2: REELECT KIM YOUNG-GUL AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.3: ELECT YOO CHANG-MOO AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dai Nippon Printing Co. Ltd.
TICKER: 7912 CUSIP: J10584100
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 16
PROPOSAL #2.1: ELECT DIRECTOR KITAJIMA, YOSHITOSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TAKANAMI, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR YAMADA, MASAYOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KITAJIMA, YOSHINARI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR HAKII, MITSUHIKO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR WADA, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MORINO, TETSUJI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR AKISHIGE, KUNIKAZU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KITAJIMA, MOTOHARU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR TSUKADA, MASAKI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR HIKITA, SAKAE ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR YAMAZAKI, FUJIO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR KANDA, TOKUJI ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR SAITO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR HASHIMOTO, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.16: ELECT DIRECTOR INOUE, SATORU ISSUER YES FOR FOR
PROPOSAL #2.17: ELECT DIRECTOR TSUKADA, TADAO ISSUER YES AGAINST AGAINST
PROPOSAL #2.18: ELECT DIRECTOR MIYAJIMA, TSUKASA ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daihatsu Motor Co. Ltd.
TICKER: 7262 CUSIP: J09072117
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 34
PROPOSAL #2.1: ELECT DIRECTOR INA, KOICHI ISSUER YES AGAINST AGAINST
PROPOSAL #2.2: ELECT DIRECTOR MITSUI, MASANORI ISSUER YES AGAINST AGAINST
PROPOSAL #2.3: ELECT DIRECTOR KANEKO, TATSUYA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NAKAWAKI, YASUNORI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KITAGAWA, NAOTO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SUDIRMAN MAMAN RUSDI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR FUKUTSUKA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR IRIE, MAKOTO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
BESSHO, NORIHIDE
PROPOSAL #4: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS AND STATUTORY AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daikin Industries Ltd.
TICKER: 6367 CUSIP: J10038115
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? �� VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 27
PROPOSAL #2: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR INOUE, NORIYUKI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR TOGAWA, MASANORI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR TERADA, CHIYONO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR IKEBUCHI, KOSUKE ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR KAWAMURA, GUNTARO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR TAYANO, KEN ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR MINAKA, MASATSUGU ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR TOMITA, JIRO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR MATSUZAKI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR TAKAHASHI, KOICHI ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR FRANS HOORELBEKE ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR DAVID SWIFT ISSUER YES FOR FOR
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ONO, ISSUER YES FOR FOR
ICHIRO
PROPOSAL #5: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE ADJUSTMENT TO AGGREGATE ISSUER YES FOR FOR
COMPENSATION CEILINGS FOR DIRECTORS AND STATUTORY
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daiwa House Industry Co. Ltd.
TICKER: 1925 CUSIP: J11508124
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2.1: ELECT DIRECTOR HIGUCHI, TAKEO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ONO, NAOTAKE ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OGAWA, TETSUJI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ISHIBASHI, TAMIO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NISHIMURA, TATSUSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KAWAI, KATSUTOMO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ISHIBASHI, TAKUYA ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR NUMATA, SHIGERU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR FUJITANI, OSAMU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR HAMA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR TSUCHIDA, KAZUTO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR YAMAMOTO, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR HORI, FUKUJIRO ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR KOSOKABE, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR YOSHII, KEIICHI ISSUER YES FOR FOR
PROPOSAL #2.16: ELECT DIRECTOR KIGUCHI, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.17: ELECT DIRECTOR KAMIKAWA, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.18: ELECT DIRECTOR KIMURA, KAZUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.19: ELECT DIRECTOR SHIGEMORI, YUTAKA ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR MATSUMOTO, ISSUER YES FOR FOR
KUNIAKI
PROPOSAL #4: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS AND STATUTORY AUDITORS
PROPOSAL #5: APPROVE RETIREMENT BONUS PAYMENT FOR ISSUER YES FOR FOR
STATUTORY AUDITOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DBS Group Holdings Ltd.
TICKER: D05 CUSIP: Y20246107
MEETING DATE: 4/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND PER ORDINARY ISSUER YES FOR FOR
SHARE
PROPOSAL #3: DECLARE FINAL DIVIDEND PER NON-VOTING ISSUER YES FOR FOR
REDEEMABLE CONVERTIBLE PREFERENCE SHARE
PROPOSAL #4: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #5: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: ELECT PIYUSH GUPTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT BART JOSEPH BROADMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT HO TIAN YEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT NIHAL VIJAYA DEVADAS KAVIRATNE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: APPROVE GRANT OF AWARDS AND ISSUE OF ISSUER YES FOR FOR
SHARES PURSUANT TO THE DBSH SHARE OPTION PLAN AND
DBSH SHARE PLAN
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: APPROVE ISSUANCE OF SHARES AND NON- ISSUER YES FOR FOR
VOTING REDEEMABLE CONVERTIBLE PREFERENCE SHARES UNDER
THE DBSH SCRIP DIVIDEND SCHEME FOR THE FINAL
DIVIDENDS FOR THE YEAR ENDED DEC. 31, 2013
PROPOSAL #13: APPROVE ISSUANCE OF SHARES AND NON- ISSUER YES FOR FOR
VOTING REDEEMABLE CONVERTIBLE PREFERENCE SHARES UNDER
THE DBSH SCRIP DIVIDEND SCHEME FOR THE DIVIDENDS
WHICH MAY BE DECLARED FOR THE YEAR ENDING DEC. 31,
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DBS Group Holdings Ltd.
TICKER: D05 CUSIP: Y20246107
MEETING DATE: 4/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DeNA Co Ltd
TICKER: 2432 CUSIP: J1257N107
MEETING DATE: 6/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 37
PROPOSAL #2: APPOINT STATUTORY AUDITOR KONDO, YUKINAO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dongyue Group Limited
TICKER: 00189 CUSIP: G2816P107
MEETING DATE: 5/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT CUI TONGZHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT LIU YI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT YUE RUNDONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: REAPPOINT DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #6a: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6b: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #6c: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DSV A/S
TICKER: DSV CUSIP: K3013J154
MEETING DATE: 3/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
2014 IN THE AMOUNT OF DKK 1.2 MILLION FOR THE
CHAIRMAN, DKK 600,000 FOR THE VICE CHAIRMAN, AND DKK
400,000 FOR OTHER MEMBERS; APPROVE REMUNERATION FOR
COMMITTEE WORK
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 1.50 ($) PER SHARE
PROPOSAL #5.1: ELECT KURT LARSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: REELECT ERIK PEDERSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: REELECT ANNETTE SADOLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: REELECT BIRGIT NORGAARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: REELECT THOMAS PLENBORG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.6: ELECT ROBERT KLEDAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: RATIFY KPMG STATSAUTORISERET ISSUER YES FOR FOR
REVISIONSPARTNERSELSKAB AS AUDITORS
PROPOSAL #6.2: RATIFY KMPG INTERNATIONAL, KPMG 2014 SHAREHOLDER YES ABSTAIN FOR
P/S AS AUDITORS
PROPOSAL #7.1: APPROVE DKK 3 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL VIA SHARE CANCELLATION; AMEND ARTICLES
ACCORDINGLY
PROPOSAL #7.2: AMEND ARTICLES RE: AMEND GENERAL ISSUER YES FOR FOR
GUIDELINES FOR INCENTIVE PAY FOR EMPLOYEES OF DSV A/S
PROPOSAL #7.3: AMEND ARTICLES RE: VALIDITY OF PROXIES ISSUER YES FOR FOR
ISSUED TO BOARD OF DIRECTORS
PROPOSAL #7.4: AMEND ARTICLES RE: AUDITOR DUTIES ISSUER YES FOR FOR
PROPOSAL #7.5a: AMEND ARTICLES: INCLUSION OF SHAREHOLDER YES AGAINST FOR
ADDITIONAL FINANCIAL INFORMATION ALONGSIDE MEETING
NOTICE
PROPOSAL #7.5b: REQUIRE NO MORE THAN THREE MENUS TO SHAREHOLDER YES AGAINST FOR
ACCESS FINANCIAL STATEMENTS ON COMPANY WEBSITE
PROPOSAL #7.5c: REQUIRE COMPANY TO OFFER AT AGM A SHAREHOLDER YES AGAINST FOR
MEAL CORRESPONDING TO COMPANY'S OUTLOOK
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: East Japan Railway Co.
TICKER: 9020 CUSIP: J1257M109
MEETING DATE: 6/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 60
PROPOSAL #2.1: ELECT DIRECTOR SEINO, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR OGATA, MASAKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TOMITA, TETSURO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR FUKASAWA, YUUJI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR YAGISHITA, NAOMICHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MORIMOTO, YUUJI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HARAGUCHI, TSUKASA ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KAWANOBE, OSAMU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR ICHINOSE, TOSHIRO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SAWAMOTO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR NAKAI, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR UMEHARA, YASUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR TAKAHASHI, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR FUKUDA, YASUSHI ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR NISHIYAMA, TAKAO ISSUER YES FOR FOR
PROPOSAL #2.16: ELECT DIRECTOR ETO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.17: ELECT DIRECTOR SASAKI, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.18: ELECT DIRECTOR HAMAGUCHI, TOMOKAZU ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS AND STATUTORY AUDITORS
PROPOSAL #4: AMEND ARTICLES TO ALLOW SHAREHOLDER SHAREHOLDER YES AGAINST FOR
MEETING RESOLUTIONS ON BUSINESS PLANS RELATED TO
TOHOKU EARTHQUAKE RECONSTRUCTION
PROPOSAL #5: CREATE DAMAGED RAILROAD RECONSTRUCTION SHAREHOLDER YES AGAINST FOR
COMMITTEE
PROPOSAL #6: AMEND ARTICLES TO ALLOW PROPOSALS ON SHAREHOLDER YES AGAINST FOR
COMPLIANCE MATTERS AT SHAREHOLDER MEETINGS
PROPOSAL #7: CREATE COMPLIANCE COMMITTEE SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: AMEND ARTICLES TO REQUIRE DISCLOSURE OF SHAREHOLDER YES AGAINST FOR
TOP FIVE INDIVIDUAL DIRECTOR COMPENSATION IN PROXY
MATERIALS
PROPOSAL #9: AMEND ARTICLES TO REQUIRE AT LEAST THREE SHAREHOLDER YES FOR AGAINST
OUTSIDERS ON BOARD OF DIRECTORS
PROPOSAL #10.1: REMOVE CHAIRMAN SATOSHI SEINO FROM SHAREHOLDER YES AGAINST FOR
THE BOARD OF DIRECTORS
PROPOSAL #10.2: REMOVE VICE CHAIRMAN MASAKI OGATA SHAREHOLDER YES AGAINST FOR
FROM THE BOARD OF DIRECTORS
PROPOSAL #10.3: REMOVE REPRESENTATIVE DIRECTOR AND SHAREHOLDER YES AGAINST FOR
PRESIDENT TETSURO TOMITA FROM THE BOARD OF DIRECTORS
PROPOSAL #10.4: REMOVE REPRESENTATIVE DIRECTOR AND SHAREHOLDER YES AGAINST FOR
VICE PRESIDENT YUUJI FUKASAWA FROM THE BOARD OF
DIRECTORS
PROPOSAL #10.5: REMOVE EXECUTIVE DIRECTOR YUUJI SHAREHOLDER YES AGAINST FOR
MORIMOTO FROM THE BOARD OF DIRECTORS
PROPOSAL #11: REDUCE DIRECTOR AND STATUTORY AUDITOR SHAREHOLDER YES AGAINST FOR
COMPENSATION BY 20 PERCENT
PROPOSAL #12: APPROVE ALTERNATE INCOME ALLOCATION TO SHAREHOLDER YES AGAINST FOR
ESTABLISH RESERVES FOR DISASTER RECOVERY FUND FOR THE
TOHOKU EARTHQUAKE AND FOR CONSOLIDATION OF LOCAL
RAIL LINES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: E-MART Co. Ltd.
TICKER: 139480 CUSIP: Y228A3102
MEETING DATE: 3/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, AND DIVIDEND OF KRW 1,500 PER SHARE
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT LEE GAB-SOO AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT YANG CHOON-MAN AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eni S.p.A.
TICKER: ENI CUSIP: T3643A145
MEETING DATE: 5/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES RE: DIRECTOR HONORABILITY SHAREHOLDER YES AGAINST N/A
REQUIREMENTS
PROPOSAL #5: AMEND COMPANY BYLAWS RE: SHAREHOLDER ISSUER YES FOR FOR
MEETINGS
PROPOSAL #6: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: FIX BOARD TERMS FOR DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8.1: SLATE SUBMITTED BY THE ITALIAN SHAREHOLDER NO N/A N/A
TREASURY
PROPOSAL #8.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS
PROPOSAL #9: ELECT BOARD CHAIR ISSUER YES FOR N/A
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #11: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR N/A
DIRECTORS
PROPOSAL #12.1: SLATE SUBMITTED BY THE ITALIAN SHAREHOLDER YES AGAINST N/A
TREASURY
PROPOSAL #12.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS
PROPOSAL #13: APPOINT CHAIR OF THE BOARD OF STATUTORY SHAREHOLDER YES FOR N/A
AUDITORS
PROPOSAL #14: APPROVE INTERNAL AUDITORS' REMUNERATION ISSUER YES FOR FOR
PROPOSAL #15: APPROVE COMPENSATION OF THE JUDICIAL ISSUER YES FOR FOR
OFFICER OF CORTE DEI CONTI RESPONSIBLE FOR ENI'S
FINANCIAL CONTROL
PROPOSAL #16: APPROVE LONG-TERM MONETARY INCENTIVE ISSUER YES FOR FOR
PLAN 2014-2016
PROPOSAL #17: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ensco plc
TICKER: ESV CUSIP: G3157S106
MEETING DATE: 5/19/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: RE-ELECT J. RODERICK CLARK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1b: RE-ELECT ROXANNE J. DECYK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1c: RE-ELECT MARY E. FRANCIS CBE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1d: RE-ELECT C. CHRISTOPHER GAUT AS ���� ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1e: RE-ELECT GERALD W. HADDOCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1f: RE-ELECT FRANCIS S. KALMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1g: RE-ELECT DANIEL W. RABUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1h: RE-ELECT KEITH O. RATTIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1i: RE-ELECT PAUL E. ROWSEY, III AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ISSUE OF EQUITY OR EQUITY-LINKED ISSUER YES FOR FOR
SECURITIES WITH PRE-EMPTIVE RIGHTS
PROPOSAL #3: REAPPOINT KPMG LLP AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY
PROPOSAL #4: REAPPOINT KPMG AUDIT PLC AS AUDITORS OF ISSUER YES FOR FOR
THE COMPANY
PROPOSAL #5: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #9: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #10: APPROVE CAPITAL REORGANISATION ISSUER YES FOR FOR
CONVERTING UNDISTRIBUTABLE RESERVES TO DISTRIBUTABLE
RESERVES
PROPOSAL #11: ISSUE OF EQUITY OR EQUITY-LINKED ISSUER YES FOR FOR
SECURITIES WITHOUT PRE-EMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Esprit Holdings Limited
TICKER: 00330 CUSIP: G3122U145
MEETING DATE: 12/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a1: ELECT RAYMOND OR CHING FAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a2: ELECT PAUL CHENG MING FUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a3: ELECT EVA CHENG LI KAM FUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a4: ELECT ALEXANDER REID HAMILTON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2a5: ELECT CARMELO LEE KA SZE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a6: ELECT NORBERT ADOLF PLATT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: REAPPOINT PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Estacio Participacoes SA
TICKER: ESTC3 CUSIP: P3784E108
MEETING DATE: 4/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3.1: APPROVE ACQUISITION OF INSTITUTO DE ISSUER YES FOR FOR
ENSINO SUPERIOR SOCIAL E TECNOLOGICO LTDA. (IESST)
PROPOSAL #3.2: APPROVE ACQUISITION OF SOCIEDADE ISSUER YES FOR FOR
EDUCACIONAL DE SANTA CATARINA LTDA. (ASSESC)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Estacio Participacoes SA
TICKER: ESTC3 CUSIP: P3784E108
MEETING DATE: 4/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2013
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE CAPITAL BUDGET ISSUER YES FOR FOR
PROPOSAL #4: FIX BOARD SIZE AND ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ELECT FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fresenius Medical Care AG & Co. KGaA
TICKER: FME CUSIP: D2734Z107
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.77 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF PERSONALLY LIABLE ISSUER YES FOR FOR
PARTNER FOR FISCAL 2013
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2014
PROPOSAL #6: AMEND AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARY FRESENIUS MEDICAL CARE
BETEILIGUNGSGESELLSCHAFT MBH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gam Holding Ltd.
TICKER: GAM CUSIP: H2878E106
MEETING DATE: 4/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 0.65 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4: APPROVE CHF 328,396 REDUCTION IN SHARE ISSUER YES FOR FOR
CAPITAL VIA CANCELLATION OF REPURCHASED SHARES
PROPOSAL #5.1: REELECT JOHANNES DE GIER AS DIRECTOR ISSUER YES FOR FOR
AND BOARD CHAIRMAN
PROPOSAL #5.2: REELECT DANIEL DAENIKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: REELECT DIETER ENKELMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: REELECT DIEGO DU MONCEAU AS DIRECTOR ISSUER �� YES FOR FOR
PROPOSAL #5.5: REELECT HUGO SCOTT-BARRETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.6: REELECT TANJA WEIHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: APPOINT DIETER ENKELMANN AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6.2: APPOINT DANIEL DAENIKER AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6.3: APPOINT DIEGO DU MONCEAU AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #7: RATIFY KPMG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: DESIGNATE TOBIAS ROHNER AS INDEPENDENT ISSUER YES FOR FOR
PROXY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gazprom OAO
TICKER: GAZP CUSIP: 368287207
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDENDS OF RUB 7.20 PER SHARE ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ZAO PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE REMUNERATION OF MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #8: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #9: AMEND REGULATIONS ON BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE LARGE-SCALE RELATED-PARTY ISSUER YES FOR FOR
TRANSACTION WITH SOUTH STREAM TRANSPORT B.V.:
GUARANTEE AGREEMENT FOR SECURING OBLIGATIONS OF LLC
GAZPROM EXPORT
PROPOSAL #11.1: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: LOAN AGREEMENTS
PROPOSAL #11.2: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SBERBANK OF RUSSIA RE: LOAN AGREEMENTS
PROPOSAL #11.3: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BANK VTB RE: LOAN AGREEMENTS
PROPOSAL #11.4: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: LOAN FACILITY AGREEMENT
PROPOSAL #11.5: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SBERBANK OF RUSSIA RE: LOAN FACILITY
PROPOSAL #11.6: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BANK VTB RE: LOAN FACILITY AGREEMENT
PROPOSAL #11.7: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO AB ROSSIYA RE: LOAN FACILITY AGREEMENT
PROPOSAL #11.8: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK AND OAO SBERBANK OF RUSSIA RE:
AGREEMENTS ON TRANSFER OF FUNDS AND MAINTAINING
MINIMUM BALANCE ON BANK ACCOUNTS
PROPOSAL #11.9: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO AB ROSSIYA RE: AGREEMENTS ON TRANSFER OF
FUNDS AND MAINTAINING MINIMUM BALANCE ON BANK
PROPOSAL #11.10: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK, OAO SBERBANK OF RUSSIA, AND OAO
AB ROSSIYA RE: AGREEMENTS ON USING ELECTRONIC
PAYMENTS SYSTEM
PROPOSAL #11.11: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: AGREEMENTS ON FOREIGN
CURRENCY PURCHASE/SALE
PROPOSAL #11.12: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BANK VTB RE: AGREEMENTS ON FOREIGN CURRENCY
PURCHASE/SALE
PROPOSAL #11.13: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BANK VTB RE: AGREEMENT ON FORWARD/SWAP
CONVERSION OPERATIONS
PROPOSAL #11.14: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SBERBANK OF RUSSIA RE: AGREEMENTS ON FOREIGN
CURRENCY PURCHASE/SALE
PROPOSAL #11.15: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BANK VTB RE: DEPOSIT AGREEMENTS
PROPOSAL #11.16: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: DEPOSIT AGREEMENTS
PROPOSAL #11.17: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SBERBANK OF RUSSIA RE: DEPOSIT AGREEMENTS
PROPOSAL #11.18: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: GUARANTEE AGREEMENTS FOR
SECURING OBLIGATIONS OF GAZPROM'S SUBSIDIARIES
PROPOSAL #11.19: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SBERBANK OF RUSSIA RE: GUARANTEE AGREEMENTS
FOR SECURING OBLIGATIONS OF GAZPROM'S SUBSIDIARIES
PROPOSAL #11.20: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BANK VTB RE: GUARANTEE AGREEMENTS FOR
SECURING OBLIGATIONS OF GAZPROM'S SUBSIDIARIES
PROPOSAL #11.21: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: AGREEMENTS ON GUARANTEES TO
TAX AUTHORITIES
PROPOSAL #11.22: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BANK VTB RE: AGREEMENTS ON GUARANTEES TO TAX
AUTHORITIES
PROPOSAL #11.23: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SBERBANK OF RUSSIA RE: AGREEMENTS ON
GUARANTEES TO TAX AUTHORITIES
PROPOSAL #11.24: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH DOAO TSENTRENERGOGAZ RE: AGREEMENTS ON TEMPORARY
POSSESSION AND USE OF BUILDING AND EQUIPMENT
PROPOSAL #11.25: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO TSENTRGAZ RE: AGREEMENTS ON TEMPORARY
POSSESSION AND USE OF SOFTWARE AND HARDWARE SOLUTIONS
PROPOSAL #11.26: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: AGREEMENTS ON TEMPORARY
POSSESSION AND USE OF NON-RESIDENTIAL PREMISES
PROPOSAL #11.27: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM EXPORT RE: AGREEMENTS ON TEMPORARY
POSSESSION AND USE OF SOFTWARE AND HARDWARE SOLUTIONS
PROPOSAL #11.28: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMNEFT RE: AGREEMENTS ON TEMPORARY
POSSESSION AND USE OF SOFTWARE AND HARDWARE
SOLUTIONS, AND SPECIAL-PURPOSE TELECOMMUNICATIONS
PROPOSAL #11.29: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM KOSMICHESKIYE SISTEMY RE: AGREEMENTS
ON TEMPORARY POSSESSION AND USE OF SOFTWARE AND
HARDWARE SOLUTIONS
PROPOSAL #11.30: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM MEZHREGIONGAZ RE: AGREEMENTS ON
TEMPORARY POSSESSION AND USE OF SOFTWARE AND HARDWARE
SOLUTIONS
PROPOSAL #11.31: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM EXPORT RE: AGREEMENTS ON SALE OF
COMMERCIAL PRODUCTS OWNED BY GAZPROM
PROPOSAL #11.32: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM TSENTRREMONT RE: AGREEMENTS ON
TEMPORARY POSSESSION AND USE OF SOFTWARE AND HARDWARE
SOLUTIONS
PROPOSAL #11.33: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM GAZORASPREDELENIYE RE: AGREEMENTS ON
TEMPORARY POSSESSION AND USE OF GAS DISTRIBUTION
SYSTEM, SOFTWARE AND HARDWARE SOLUTIONS
PROPOSAL #11.34: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO DRUZHBA RE: AGREEMENTS ON TEMPORARY
POSSESSION AND USE OF FACILITIES OF DRUZHBA VACATION
CENTE
PROPOSAL #11.35: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM INVESTPROYEKT RE: PROVISION OF
CONSULTING SERVICES
PROPOSAL #11.36: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO NOVATEK RE: AGREEMENTS ON ARRANGING OF
INJECTION AND STORAGE OF GAS
PROPOSAL #11.37: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM KOMPLEKTATSIYA RE: AGREEMENTS ON
TEMPORARY POSSESSION AND USE OF SOFTWARE AND HARDWARE
SOLUTIONS
PROPOSAL #11.38: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SEVERNEFTEGAZPROM RE: AGREEMENTS ON DELIVERY
OF GAS
PROPOSAL #11.39: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO TOMSKGAZPROM RE: AGREEMENTS ON
TRANSPORTATION OF GAS
PROPOSAL #11.40: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM MEZHREGIONGAZ RE: AGREEMENTS ON
TRANSPORTATION OF GAS
PROPOSAL #11.41: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENT ON ENVIRONMENT, LIFE,
HEALTH, AND INDIVIDUAL PROPERTY INSURANCE
PROPOSAL #11.42: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM MEZHREGIONGAZ RE: AGREEMENTS ON
SALE/PURCHASE OF GAS
PROPOSAL #11.43: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH A/S LATVIJAS GAZE RE: AGREEMENTS ON SALE OF GAS,
ARRANGING OF INJECTION, AND STORAGE OF GAS
PROPOSAL #11.44: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO ROSSELKHOZBANK RE: AGREEMENTS ON TRANSFER OF
FUNDS
PROPOSAL #11.45: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH AB LIETUVOS DUJOS RE: AGREEMENTS ON SALE OF GAS
PROPOSAL #11.46: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH AO MOLDOVAGAZ RE: AGREEMENTS ON SALE
ANDTRANSPORTATION OF GAS
PROPOSAL #11.47: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH KAZROSGAZ LLP RE: AGREEMENTS ON TRANSPORTATION
OF GAS
PROPOSAL #11.48: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM NEFT RE: AGREEMENTS ON
TRANSPORTATION OF GAS
PROPOSAL #11.49: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO AK TRANSNEFT RE: AGREEMENTS ON
TRANSPORTATION OF OIL AND STORAGE OF OIL
PROPOSAL #11.50: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH GUBKIN RUSSIAN STATE UNIVERSITY OF OIL AND GAS
RE: AGREEMENTS ON RESEARCH AND DEVELOPMENT WORK
PROPOSAL #11.51: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH GUBKIN RUSSIAN STATE UNIVERSITY OF OIL AND GAS
RE: AGREEMENTS ON RESEARCH AND DEVELOPMENT WORK
PROPOSAL #11.52: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH GUBKIN RUSSIAN STATE UNIVERSITY OF OIL AND GAS
RE: AGREEMENTS ON RESEARCH AND DEVELOPMENT WORK
PROPOSAL #11.53: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH GUBKIN RUSSIAN STATE UNIVERSITY OF OIL AND GAS
RE: AGREEMENTS ON RESEARCH AND DEVELOPMENT WORK
PROPOSAL #11.54: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH GUBKIN RUSSIAN STATE UNIVERSITY OF OIL AND GAS
RE: AGREEMENTS ON RESEARCH AND DEVELOPMENT WORK
PROPOSAL #11.55: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH GUBKIN RUSSIAN STATE UNIVERSITY OF OIL AND GAS
RE: AGREEMENTS ON RESEARCH AND DEVELOPMENT WORK
PROPOSAL #11.56: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BANK VTB RE: AGREEMENTS ON TRANSFER OFFUNDS
AND MAINTAINING MINIMUM BALANCE ON BANK ACCOUNTS WORK
PROPOSAL #11.57: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH GUBKIN RUSSIAN STATE UNIVERSITY OF OIL AND GAS
RE: AGREEMENTS ON RESEARCH AND DEVELOPMENT WORK
PROPOSAL #11.58: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH GUBKIN RUSSIAN STATE UNIVERSITY OF OIL AND GAS
RE: AGREEMENTS ON RESEARCH AND DEVELOPMENT WORK
PROPOSAL #11.59: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH GUBKIN RUSSIAN STATE UNIVERSITY OF OIL AND GAS
RE: AGREEMENTS ON RESEARCH AND DEVELOPMENT WORK
PROPOSAL #11.60: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM TSENTRREMONT RE: LICENSE TO USE
SOFTWARE
PROPOSAL #11.61: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM KOSMICHESKIYE SISTEMY RE: AGREEMENTS
ON INVESTMENT PROJECTS
PROPOSAL #11.62: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM TSENTRREMONT RE: AGREEMENTS ON
INVESTMENT PROJECTS
PROPOSAL #11.63: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM TSENTRREMONT RE: AGREEMENTS ON WORKS
RELATED TO COST ESTIMATE DOCUMENTATION AND ON-LOAD
PRE-COMMISSIONING TESTS
PROPOSAL #11.64: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH MULTIPLE PARTIES RE: AGREEMENTS ON
ARRANGINGSTOCKTAKING OF PROPERTY
PROPOSAL #11.65: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENTS ON INSURANCE OFPROPERTY
PROPOSAL #11.66: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENT ON LIABILITY INSURANCE
TO MEMBERS OF BOARD OF DIRECTORS AND MANAGEMENT BOARD
PROPOSAL #11.67: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENTS ON INSURANCE OFPROPERTY
PROPOSAL #11.68: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENTS ON INSURANCE OF
GAZPROM'S EMPLOYEES
PROPOSAL #11.69: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENTS ON INSURANCE
OFGAZPROM'S EMPLOYEES, THEIR FAMILIY MEMBERS, AND
RETIRED FORMER EMPLOYEES
PROPOSAL #11.70: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENTS ON INSURANCE
OFTRANSPORTATION VEHICLES OWNED BY GAZPROM
PROPOSAL #11.71: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENTS ON INSURANCE
OFGAZPROM'S EMPLOYEES TRAVELLING ON OFFICIAL BUSINESS
PROPOSAL #11.72: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO BANK VTB RE: AGREEMENTS ON USINGELECTRONIC
PAYMENTS SYSTEM
PROPOSAL #11.73: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM GAZOMOTORNOYE TOPLIVO RE: LICENSE TO
USE OAO GAZPROM'S TRADEMARKSELECTRONIC PAYMENTS
PROPOSAL #11.74: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH EQUIPMENT MANUFACTURERS ASSOCIATION NOVYE
TECHNOLOGII GAZOVOY OTRASLI RE: LICENSE TO USE OAO
GAZPROM'S TRADEMARKSELECTRONIC PAYMENTS SYSTEM
PROPOSAL #11.75: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM NEFT RE: EXCLUSIVE LICENSE TO USE
OAO GAZPROM'S TRADEMARKSELECTRONIC PAYMENTS SYSTEM
PROPOSAL #11.76: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO ROSSELKHOZBANK RE: AGREEMENTS ON
USINGELECTRONIC PAYMENTS SYSTEM
PROPOSAL #11.77: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM MEZHREGIONGAZ RE: GAS SUPPLY
AGREEMENTS
PROPOSAL #11.78: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM NEFT RE: CRUDE OIL SUPPLY AGREEMENTS
PROPOSAL #11.79: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO NOVATEK RE: AGREEMENTS ONTRANSPORTATION OF
PROPOSAL #11.80: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM TRANSGAZ BELARUS RE: AGREEMENTS ON
SALE OF GAS AND TRANSIT TRANSPORTATION OF GAS
PROPOSAL #12.1: ELECT ANDREY AKIMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #12.2: ELECT FARIT GAZIZULLIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #12.3: ELECT VIKTOR ZUBKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #12.4: ELECT ELENA KARPEL AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #12.5: ELECT TIMUR KULIBAYEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #12.6: ELECT VITALIY MARKELOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #12.7: ELECT VIKTOR MARTYNOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #12.8: ELECT VLADIMIR MAU AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #12.9: ELECT ALEKSEY MILLER AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #12.10: ELECT VALERY MUSIN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #12.11: ELECT SEPPO REMES AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #12.12: ELECT OLEG SAVELIEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #12.13: ELECT ANDREY SAPELIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #12.14: ELECT MIKHAIL SEREDA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #13.1: ELECT VLADIMIR ALISOV AS MEMBER OF ISSUER YES AGAINST AGAINST
AUDIT COMMISSION
PROPOSAL #13.1: ELECT VLADIMIR ALISOV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #13.2: ELECT DMITRY ARKHIPOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #13.3: ELECT ALEKSEY AFONYASHIN AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #13.3: ELECT ALEKSEY AFONYASHIN AS MEMBER OF ISSUER YES AGAINST AGAINST
AUDIT COMMISSION
PROPOSAL #13.4: ELECT IRINA BABENKOVA AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #13.4: ELECT IRINA BABENKOVA AS MEMBER OF ISSUER YES AGAINST AGAINST
AUDIT COMMISSION
PROPOSAL #13.5: ELECT ANDREY BELOBROV AS MEMBER OF ISSUER YES AGAINST AGAINST
AUDIT COMMISSION
PROPOSAL #13.5: ELECT ANDREY BELOBROV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #13.6: ELECT VADIM BIKULOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #13.7: ELECT LARISA VITJ AS MEMBER OF AUDIT ISSUER YES AGAINST AGAINST
COMMISSION
PROPOSAL #13.7: ELECT LARISA VITJ AS MEMBER OF AUDIT ISSUER NO N/A N/A
COMMISSION
PROPOSAL #13.8: ELECT ALEKSANDR IVANNINKOV AS MEMBER ISSUER NO N/A N/A
OF AUDIT COMMISSION
PROPOSAL #13.8: ELECT ALEKSANDR IVANNINKOV AS MEMBER ISSUER YES AGAINST AGAINST
OF AUDIT COMMISSION
PROPOSAL #13.9: ELECT MARINA MIKHINA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #13.10: ELECT YURIY NOSOV AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #13.11: ELECT KAREN OGANYAN AS MEMBER OF ISSUER YES AGAINST AGAINST
AUDIT COMMISSION
PROPOSAL #13.11: ELECT KAREN OGANYAN AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #13.12: ELECT OLEG OSIPENKO AS MEMBER OF ISSUER YES AGAINST AGAINST
AUDIT COMMISSION
PROPOSAL #13.12: ELECT OLEG OSIPENKO AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #13.13: ELECT SERGEY PLATONOV AS MEMBER OF ISSUER YES AGAINST AGAINST
AUDIT COMMISSION
PROPOSAL #13.13: ELECT SERGEY PLATONOV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #13.14: ELECT SVETLANA RAY AS MEMBER OF ISSUER YES AGAINST AGAINST
AUDIT COMMISSION
PROPOSAL #13.15: ELECT MIKHAIL ROSSEYEV AS MEMBER OF ISSUER YES AGAINST AGAINST
AUDIT COMMISSION
PROPOSAL #13.16: ELECT TATYANA FISENKO AS MEMBER OF ISSUER YES AGAINST AGAINST
AUDIT COMMISSION
PROPOSAL #13.17: ELECT ALAN KHADZIEV AS MEMBER OF ISSUER YES AGAINST AGAINST
AUDIT COMMISSION
PROPOSAL #13.18: ELECT ALEKSANDR SHEVCHUK AS MEMBER ISSUER YES FOR FOR
OF AUDIT COMMISSION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GDF Suez
TICKER: GSZ CUSIP: F42768105
MEETING DATE: 4/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.50 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS REGARDING NEW TRANSACTIONS
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #6: RENEW APPOINTMENT OF ERNST AND YOUNG ET ISSUER YES FOR FOR
AUTRES AS AUDITOR
PROPOSAL #7: RENEW APPOINTMENT OF DELOITTE AND ISSUER YES FOR FOR
ASSOCIES AS AUDITOR
PROPOSAL #8: RENEW APPOINTMENT OF AUDITEX AS ISSUER YES FOR FOR
ALTERNATE AUDITOR
PROPOSAL #9: RENEW APPOINTMENT OF BEAS AS ALTERNATE ISSUER YES FOR FOR
AUDITOR
PROPOSAL #10: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 225 MILLION
PROPOSAL #11: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 225 MILLION
PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 225 MILLION
PROPOSAL #13: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #14: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #15: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #16: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLAN RESERVED FOR EMPLOYEES
OF INTERNATIONAL SUBSIDIARIES
PROPOSAL #17: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ALL ISSUANCE REQUESTS AT EUR 265 MILLION
PROPOSAL #18: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
FOR BONUS ISSUE OR INCREASE IN PAR VALUE
PROPOSAL #19: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #20: AUTHORIZE UP TO 0.5 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLAN
PROPOSAL #21: AUTHORIZE UP TO 0.5 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLAN RESERVED FOR
A FEW EMPLOYEES AND CORPORATE OFFICERS
PROPOSAL #22: ALLOW LOYALTY DIVIDENDS TO LONG-TERM ISSUER YES AGAINST AGAINST
REGISTERED SHAREHOLDERS, AND AMEND ARTICLE 26
ACCORDINGLY
PROPOSAL #23: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
PROPOSAL #24: ADVISORY VOTE ON COMPENSATION OF GERARD ISSUER YES AGAINST AGAINST
MESTRALLET, CHAIRMAN AND CEO
PROPOSAL #25: ADVISORY VOTE ON COMPENSATION OF JEAN- ISSUER YES AGAINST AGAINST
FRANCOIS CIRELLI, VICE-CHAIRMAN AND VICE-CEO
PROPOSAL #A: APPROVE DIVIDENDS OF EUR 0.83 PER SHARE SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genting Singapore PLC
TICKER: G13 CUSIP: G3825Q102
MEETING DATE: 4/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #2: ELECT TAN SRI LIM KOK THAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT KOH SEOW CHUAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REAPPOINT PRICEWATERHOUSECOOPERS LLP, ISSUER YES AGAINST AGAINST
SINGAPORE AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #5: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE MANDATE FOR TRANSACTIONS WITH ISSUER YES FOR FOR
RELATED PARTIES
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hana Financial Group Inc.
TICKER: 086790 CUSIP: Y29975102
MEETING DATE: 3/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPROPRIATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND OF KRW 250 PER SHARE
PROPOSAL #3: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT FIVE OUTSIDE DIRECTORS (BUNDLED) ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT FIVE MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HeidelbergCement AG
TICKER: HEI CUSIP: D31709104
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.60 PER SHARE
PROPOSAL #3a: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER BERND SCHEIFELE FOR FISCAL 2013
PROPOSAL #3b: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER DOMINIK VON ACHTEN FOR FISCAL 2013
PROPOSAL #3c: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER DANIEL GAUTHIER FOR FISCAL 2013
PROPOSAL #3d: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER ANDREAS KERN FOR FISCAL 2013
PROPOSAL #3e: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER LORENZ NAEGER FOR FISCAL 2013
PROPOSAL #3f: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER ALBERT SCHEUER FOR FISCAL 2013
PROPOSAL #4a: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER FRITZ-JUERGEN HECKMANN FOR FISCAL 2013
PROPOSAL #4b: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER HEINZ SCHMITT FOR FISCAL 2013
PROPOSAL #4c: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER ROBERT FEIGER FOR FISCAL 2013
PROPOSAL #4d: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER JOSEF HEUMANN FOR FISCAL 2013
PROPOSAL #4e: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER MAX KLEY FOR FISCAL 2013
PROPOSAL #4f: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER HANS KRAUT FOR FISCAL 2013
PROPOSAL #4g: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER LUDWIG MERCKLE FOR FISCAL 2013
PROPOSAL #4h: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER TOBIAS MERCKLE FOR FISCAL 2013
PROPOSAL #4i: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER ALLAN MURRAY FOR FISCAL 2013
PROPOSAL #4j: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER WERNER SCHRAEDER FOR FISCAL 2013
PROPOSAL #4k: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER FRANK-DIRK STEININGER FOR FISCAL 2013
PROPOSAL #4l: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER MARION WEISSENBERGER-EIBLFOR FISCAL 2013
PROPOSAL #5: RATIFY ERNST & YOUNG GMBH AS AUDITORS ISSUER YES FOR FOR
FOR FISCAL 2014
PROPOSAL #6.1: ELECT FRITZ-JUERGEN HECKMANN TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.2: ELECT LUDWIG MERCKLE TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.3: ELECT TOBIAS MERCKLE TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.4: ELECT ALAN MURRAY TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6.5: ELECT DR. JUERGEN SCHNEIDER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.6: ELECT MARION WEISSENBERGER-EIBL TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #7: APPROVE REMUNERATION SYSTEM FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
PROPOSAL #8: AMEND AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heineken NV
TICKER: HEIA CUSIP: N39427211
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1c: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #1d: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.89 PER SHARE
PROPOSAL #1e: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #1f: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES AGAINST AGAINST
PROPOSAL #2a: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #2b: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL
PROPOSAL #2c: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM ISSUANCE UNDER ITEM 2B
PROPOSAL #3: AMEND PERFORMANCE CRITERIA OF LONG-TERM ISSUER YES FOR FOR
INCENTIVE PLAN
PROPOSAL #4: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5a: REELECT A.M. FENTENER VAN VLISSINGEN TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #5b: REELECT J.A. FERNÁNDEZ CARBAJAL TO ISSUER YES FOR FOR
SUPERVISORY BOARDTO SUPERVISORY BOARD
PROPOSAL #5c: REELECT J.G. ASTABURUAGA SANJINES TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #5d: ELECT J.M. HUET TO SUPERVISORY BOARD ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HSBC Holdings plc
TICKER: HSBA CUSIP: G4634U169
MEETING DATE: 5/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE VARIABLE PAY CAP ISSUER YES FOR FOR
PROPOSAL #5(a): ELECT KATHLEEN CASEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(b): ELECT SIR JONATHAN EVANS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(c): ELECT MARC MOSES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(d): ELECT JONATHAN SYMONDS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(e): RE-ELECT SAFRA CATZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(f): RE-ELECT LAURA CHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(g): RE-ELECT MARVIN CHEUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(h): RE-ELECT JOACHIM FABER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(i): RE-ELECT RONA FAIRHEAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(j): RE-ELECT RENATO FASSBIND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(k): RE-ELECT DOUGLAS FLINT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(l): RE-ELECT STUART GULLIVER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(m): RE-ELECT SAM LAIDLAW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(n): RE-ELECT JOHN LIPSKY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(o): RE-ELECT RACHEL LOMAX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(p): RE-ELECT IAIN MACKAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(q): RE-ELECT SIR SIMON ROBERTSON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: REAPPOINT KPMG AUDIT PLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AUTHORISE THE GROUP AUDIT COMMITTEE TO ISSUER YES FOR FOR
FIX REMUNERATION OF AUDITORS
PROPOSAL #8: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #9: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #10: AUTHORISE DIRECTORS TO ALLOT ANY ISSUER YES FOR FOR
REPURCHASED SHARES
PROPOSAL #11: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #12: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN RELATION TO CONTINGENT CONVERTIBLE
SECURITIES
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN RELATION TO CONTINGENT CONVERTIBLE
SECURITIES
PROPOSAL #14: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huabao International Holdings Limited
TICKER: 00336 CUSIP: G4639H122
MEETING DATE: 8/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2b: DECLARE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT CHU LAM YIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT LEE LUK SHIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT XIONG QING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT DING NINGNING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT WU CHI KEUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: AUTHORIZE THE BOARD TO FIX REMUNERATION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #4: REAPPOINT PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5a: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5b: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #5c: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #6a: AMEND BYE-LAWS OF THE COMPANY ISSUER YES FOR FOR
PROPOSAL #6b: ADOPT NEW SET OF BYE-LAWS OF THE ISSUER YES FOR FOR
COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huabao International Holdings Limited
TICKER: 00336 CUSIP: G4639H122
MEETING DATE: 9/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVISION OF ANNUAL CAPS UNDER ISSUER YES FOR FOR
THE HONGTA FRAMEWORK AGREEMENT
PROPOSAL #2: APPROVE REVISION OF ANNUAL CAPS UNDER ISSUER YES FOR FOR
THE GD FRAMEWORK AGREEMENT
PROPOSAL #3a: AMEND BYE-LAWS OF THE COMPANY ISSUER YES FOR FOR
PROPOSAL #3b: ADOPT NEW BYE-LAWS OF THE COMPANY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hutchison Whampoa Limited
TICKER: 00013 CUSIP: Y38024108
MEETING DATE: 5/16/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT FOK KIN NING, CANNING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT LAI KAI MING, DOMINIC AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3c: ELECT KAM HING LAM AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3d: ELECT WILLIAM SHURNIAK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT WONG CHUNG HIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #5a: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5b: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #5c: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #6: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #7a: ADD CHINESE NAME TO EXISTING COMPANY ISSUER YES FOR FOR
NAME
PROPOSAL #7b: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hyundai Home Shopping Network Corporation
TICKER: 057050 CUSIP: Y3822J101
MEETING DATE: 3/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, AND DIVIDEND OF KRW 1,100 PER SHARE
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT TWO INSIDE DIRECTORS (BUNDLED) ISSUER YES FOR FOR
PROPOSAL #3.2: REELECT KIM JUNG-MIN AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: REELECT KIM JUNG-MIN AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hyundai Mobis Co.
TICKER: 012330 CUSIP: Y3849A109
MEETING DATE: 3/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, AND DIVIDEND OF KRW 1,950 PER SHARE
PROPOSAL #2: ELECT TWO INSIDE DIRECTORS AND TWO ISSUER YES FOR FOR
OUTSIDE DIRECTORS (BUNDLED)
PROPOSAL #3: REELECT TWO MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inchcape plc
TICKER: INCH CUSIP: G47320208
MEETING DATE: 5/16/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT KEN HANNA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ANDRE LACROIX AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: RE-ELECT JOHN MCCONNELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SIMON BORROWS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ALISON COOPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT JOHN LANGSTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT NIGEL NORTHRIDGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT VICKY BINDRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT TILL VESTRING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #20: APPROVE SAYE SHARE OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #21: APPROVE CREATION OF OVERSEAS SHARE ISSUER YES FOR FOR
PLANS BASED ON THE SAYE SHARE OPTION PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Industrial and Commercial Bank of China Limited
TICKER: 01398 CUSIP: Y3990B112
MEETING DATE: 9/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PAYMENT OF REMUNERATION TO ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #2: ELECT YI XIQUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT FU ZHONGJUN AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Industrial and Commercial Bank of China Limited
TICKER: 01398 CUSIP: Y3990B112
MEETING DATE: 4/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ZHANG HONGLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2014 FIXED ASSETS INVESTMENT ISSUER YES FOR FOR
BUDGET
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Industrial and Commercial Bank of China Limited
TICKER: 01398 CUSIP: Y3990B112
MEETING DATE: 6/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: ACCEPT WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #3: ELECT ZHAO LIN AS SHAREHOLDER SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT 2013 AUDITED ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2013 PROFIT DISTRIBUTION PLANS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROPOSAL ON LAUNCHING THE ISSUER YES FOR FOR
ENGAGEMENT OF ACCOUNTING FIRM FOR 2014
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Informa plc
TICKER: INF CUSIP: G4770C106
MEETING DATE: 5/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT DEREK MAPP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT STEPHEN CARTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JOHN DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT DR BRENDAN O'NEILL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT CINDY ROSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT GEOFFREY COOPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT HELEN OWERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT GARETH BULLOCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Informa plc
TICKER: INF CUSIP: G4770C106
MEETING DATE: 5/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Informa plc
TICKER: INF CUSIP: G4770C106
MEETING DATE: 5/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MATTERS RELATING TO SCHEME OF ISSUER YES FOR FOR
RECONSTRUCTION
PROPOSAL #2: APPROVE REDUCTION OF CAPITAL ISSUER YES FOR FOR
PROPOSAL #3: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #4a: APPROVE INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #4b: APPROVE LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Infosys Ltd.
TICKER: 500209 CUSIP: 456788108
MEETING DATE: 6/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND OF INR 43.00 PER ISSUER YES FOR FOR
SHARE AND CONFIRM INTERIM DIVIDEND OF INR 20.00 PER
SHARE
PROPOSAL #4: REELECT S. GOPALAKRISHNAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE BSR & CO. LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: ELECT U.B.P. RAO AS DIRECTOR AND APPROVE ISSUER YES FOR FOR
APPOINTMENT AND REMUNERATION OF U.B.P. RAO AS
EXECUTIVE DIRECTOR
PROPOSAL #7: ELECT K. MAZUMDAR-SHAW AS INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #8: ELECT C.M. BROWNER AS INDEPENDENT NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #9: ELECT R. VENKATESAN AS INDEPENDENT NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #10: APPROVE SALE, TRANSFER, AND/OR DISPOSAL ISSUER YES FOR FOR
OF THE PRODUCTS, PLATFORMS AND SOLUTIONS BUSINESS TO
EDGEVERVE SYSTEMS LTD., A WHOLLY-OWNED SUBSIDIARY OF
THE COMPANY, FOR A CONSIDERATION OF USD 80 MILLION
PROPOSAL #11: APPROVE VACANCY ON THE BOARD RESULTING ISSUER YES FOR FOR
FROM THE RETIREMENT OF A.M. FUDGE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ING Groep NV
TICKER: INGA CUSIP: N4578E413
MEETING DATE: 5/12/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2d: APPROVE AMENDMENTS TO REMUNERATION ISSUER YES FOR FOR
POLICY FOR MANAGEMENT BOARD MEMBERS
PROPOSAL #2e: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4b: INCREASE SHARE CAPITAL BY EUR 13 ISSUER YES FOR FOR
BILLION BY REDUCTION IN SHARE PREMIUM RESERVE AND
INCREASE NOMINAL PER SHARE
PROPOSAL #4c: DECREASE SHARE CAPITAL BY EUR 13 ISSUER YES FOR FOR
BILLION BY REDUCTION IN NOMINAL VALUE PER SHARE AND
WITH REPAYMENT OF CAPITAL IN KIND TO SHAREHOLDERS
PROPOSAL #4d: AMEND ARTICLES RE: REPRESENTATION OF ISSUER YES FOR FOR
THE BOARD
PROPOSAL #6a: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #6b: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #7: ELECT ERIC BOYER DE LA GIRODAY TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL AND
RESTRICTING/EXCLUDING PREEMPTIVE RIGHTS
PROPOSAL #8b: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL IN CASE OF
TAKEOVER/MERGER AND RESTRICTING/EXCLUDING PREEMPTIVE
RIGHTS
PROPOSAL #9a: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #9b: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL IN CONNECTION WITH A
MAJOR CAPITAL RESTRUCTURING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intesa SanPaolo SPA
TICKER: ISP CUSIP: T55067101
MEETING DATE: 5/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME THROUGH ISSUER YES FOR FOR
PARTIAL DISTRIBUTION OF RESERVES
PROPOSAL #2a: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2b: APPROVE LEVERAGED EMPLOYEE CO- ISSUER YES FOR FOR
INVESTMENT PLAN 2014
PROPOSAL #2c: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #1: AMEND COMPANY BYLAWS RE: ARTICLE 5 ISSUER YES FOR FOR
(EQUITY-PLAN RELATED)
PROPOSAL #2: APPROVE EQUITY PLAN FINANCING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Japan Tobacco Inc
TICKER: 2914 CUSIP: J27869106
MEETING DATE: 6/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 50
PROPOSAL #2: AMEND ARTICLES TO CHANGE FISCAL YEAR END ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR TANGO, YASUTAKE ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR KOIZUMI, MITSUOMI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR SHINGAI, YASUSHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR OKUBO, NORIAKI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR SAEKI, AKIRA ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR MIYAZAKI, HIDEKI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR OKA, MOTOYUKI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR KODA, MAIN ISSUER YES FOR FOR
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
MASAKI, MICHIO
PROPOSAL #5: APPROVE ALTERNATE INCOME ALLOCATION, SHAREHOLDER YES AGAINST FOR
WITH A FINAL DIVIDEND OF JPY 150
PROPOSAL #6: AUTHORIZE SHARE REPURCHASE OF UP TO 200 SHAREHOLDER YES AGAINST FOR
MILLION SHARES IN THE COMING YEAR
PROPOSAL #7: AMEND ARTICLES TO ALLOW BINDING SHAREHOLDER YES AGAINST FOR
SHAREHOLDER MEETING RESOLUTIONS ON CANCELLATION OF
TREASURY SHARES
PROPOSAL #8: CANCEL THE COMPANY'S TREASURY SHARES SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: AMEND ARTICLES TO ALLOW SHAREHOLDER SHAREHOLDER YES AGAINST FOR
MEETINGS TO RESOLVE ON SHARE WARRANTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jardine Matheson Holdings Ltd.
TICKER: J36 CUSIP: G50736100
MEETING DATE: 4/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF LISTING SEGMENT FROM ISSUER YES FOR FOR
PREMIUM TO STANDARD ON THE LONDON STOCK EXCHANGE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jardine Matheson Holdings Ltd.
TICKER: J36 CUSIP: G50736100
MEETING DATE: 5/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS AND APPROVE FINAL DIVIDEND
PROPOSAL #2: REELECT ADAM KESWICK AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: REELECT MARK GREENBERG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT SIMON KESWICK AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: REELECT RICHARD LEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORISE BOARD TO FIX THEIR
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORISE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Julius Baer Gruppe AG
TICKER: BAER CUSIP: H4414N103
MEETING DATE: 4/9/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 0.60 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1.1: REELECT DANIEL SAUTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.2: REELECT GILBERT ACHERMANN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1.3: REELECT ANDREAS AMSCHWAND AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1.4: REELECT HEINRICH BAUMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.5: REELECT CLAIRE GIRAUT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.6: REELECT GARETH PENNY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.7: REELECT CHARLES STONEHILL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2: ELECT DANIEL SAUTER AS BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4.3.1: APPOINT GILBERT ACHERMANN AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #4.3.2: APPOINT HEINRICH BAUMANN AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #4.3.3: APPOINT GARETH PENNY AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: AMEND ARTICLES RE: ORDINANCE AGAINST ISSUER YES FOR FOR
EXCESSIVE REMUNERATION AT LISTED COMPANIES
PROPOSAL #7: DESIGNATE MARC NATER AS INDEPENDENT ISSUER YES FOR FOR
PROXY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kasikornbank PCL
TICKER: KBANK CUSIP: Y4591R118
MEETING DATE: 4/4/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND OF THB 3.50 PER SHARE
PROPOSAL #5.1: ELECT PAIRASH THAJCHAYAPONG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT KOBKARN WATTANAVRANGKUL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT KRISADA LAMSAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT TEERANUN SRIHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT RAPEE SUCHARITAKUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT PUNTIP SURATHIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE KPMG PHOOMCHAI AUDIT LIMITED AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KDDI Corporation
TICKER: 9433 CUSIP: J31843105
MEETING DATE: 6/18/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 70
PROPOSAL #2.1: ELECT DIRECTOR ONODERA, TADASHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TANAKA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MOROZUMI, HIROFUMI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TAKAHASHI, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ISHIKAWA, YUUZO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR INOUE, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YUASA, HIDEO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR FUKUZAKI, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TAJIMA, HIDEHIKO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR UCHIDA, YOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR KUBA, TETSUO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR KODAIRA, NOBUYORI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR FUKUKAWA, SHINJI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR KOBAYASHI, ISSUER YES FOR FOR
HIROSHI
PROPOSAL #4: APPROVE ADJUSTMENT TO AGGREGATE ISSUER YES FOR FOR
COMPENSATION CEILING FOR DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kingboard Laminates Holdings Ltd.
TICKER: 01888 CUSIP: G5257K107
MEETING DATE: 12/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NEW KBL/HALLGAIN PURCHASE ISSUER YES FOR FOR
FRAMEWORK AGREEMENT AND RELATED ANNUAL CAPS
PROPOSAL #2: APPROVE NEW KBL/HALLGAIN SUPPLY ISSUER YES FOR FOR
FRAMEWORK AGREEMENT AND RELATED ANNUAL CAPS
PROPOSAL #3: APPROVE NEW KBL/KBC MATERIALS PURCHASE ISSUER YES FOR FOR
FRAMEWORK AGREEMENT AND RELATED ANNUAL CAPS
PROPOSAL #4: APPROVE NEW KBL/KBC SUPPLY AND SERVICE ISSUER YES FOR FOR
FRAMEWORK AGREEMENT AND RELATED ANNUAL CAPS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kingboard Laminates Holdings Ltd.
TICKER: 01888 CUSIP: G5257K107
MEETING DATE: 5/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT CHEUNG KWOK WA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT LAM KA PO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT CHEUNG KA HO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT LEUNG TAI CHIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: AUTHORIZE BOARD TO FIX DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #4: REAPPOINT AUDITORS AND AUTHORIZE BOARD ISSUER YES FOR FOR
TO FIX THEIR REMUNERATION
PROPOSAL #5a: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5b: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #5c: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Koc Holding AS
TICKER: KCHOL CUSIP: M63751107
MEETING DATE: 4/2/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION POLICY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2014
PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Komatsu Ltd.
TICKER: 6301 CUSIP: J35759125
MEETING DATE: 6/18/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 29
PROPOSAL #2.1: ELECT DIRECTOR NOJI, KUNIO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR OHASHI, TETSUJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR FUJITSUKA, MIKIO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TAKAMURA, FUJITOSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SHINOZUKA, HISASHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KUROMOTO, KAZUNORI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MORI, MASANAO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR IKEDA, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR OKU, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR YABUNAKA, MITOJI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR YAMAGUCHI, ISSUER YES FOR FOR
HIROHIDE
PROPOSAL #4: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ladbrokes plc
TICKER: LAD CUSIP: G5337D107
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT DAVID MARTIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT PETER ERSKINE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT RICHARD GLYNN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT IAN BULL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT SLY BAILEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT CHRISTINE HODGSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT JOHN KELLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT RICHARD MOROSS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT DARREN SHAPLAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: APPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #15: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LENTA LTD
TICKER: N/A CUSIP: 52634T200
MEETING DATE: 6/4/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLC AS AUDITOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX ITS REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Li & Fung Limited
TICKER: 00494 CUSIP: G5485F169
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT WILLIAM FUNG KWOK LUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT ALLAN WONG CHI YUN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3c: ELECT PAUL EDWARD SELWAY-SWIFT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #5: REAPPOINT PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: ADOPT SHARE OPTION SCHEME ISSUER YES FOR FOR
PROPOSAL #9: APPROVE SHARE PREMIUM REDUCTION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lintec Corp.
TICKER: 7966 CUSIP: J13776109
MEETING DATE: 6/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OUCHI, AKIHIKO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NISHIO, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ASAI, HITOSHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAWASAKI, SHIGERU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ICHIHASHI, KOJI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KOBAYASHI, KENJI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KOYAMA, KOJI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR IIUMI, MAKOTO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EBE, KAZUYOSHI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR NAKAMURA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SATO, SHINICHI ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR OOKA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR YAMAMOTO, ISSUER YES FOR FOR
TOSHIO
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR NOZAWA, TORU ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lloyds Banking Group plc
TICKER: LLOY CUSIP: G5533W248
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT JUAN COLOMBAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT DYFRIG JOHN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT LORD BLACKWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT GEORGE CULMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT CAROLYN FAIRBAIRN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ANITA FREW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ANTONIO HORTA-OSORIO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: RE-ELECT NICHOLAS LUFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT DAVID ROBERTS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ANTHONY WATSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT SARA WELLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #15: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN RELATION TO THE ISSUE OF REGULATORY
CAPITAL CONVERTIBLE INSTRUMENTS
PROPOSAL #18: APPROVE SCRIP DIVIDEND PROGRAMME ISSUER YES FOR FOR
PROPOSAL #19: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #20: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #21: APPROVE VARIABLE COMPONENT OF ISSUER YES FOR FOR
REMUNERATION FOR CODE STAFF
PROPOSAL #22: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #23: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #24: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN RELATION TO THE ISSUE OF REGULATORY
CAPITAL CONVERTIBLE INSTRUMENTS
PROPOSAL #25: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #26: AUTHORISE MARKET PURCHASE OF PREFERENCE ISSUER YES FOR FOR
SHARES
PROPOSAL #27: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #28: APPROVE RELATED PARTY AND CLASS 1 ISSUER YES FOR FOR
TRANSACTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lonking Holdings Ltd.
TICKER: 03339 CUSIP: G5636C107
MEETING DATE: 5/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT LI SAN YIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT QIU DEBO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT CHEN CHAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT LUO JIANRU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT ZHENG KEWEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: ELECT YIN KUNLUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3g: ELECT LIN ZHONG MING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3h: ELECT NGAI NGAN YING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3i: ELECT PAN LONGQING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3j: ELECT JIN ZHIGUO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3k: ELECT WU JIAN MING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3l: AUTHORIZE BOARD TO FIX DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #4: ELECT QIAN SHIZHENG AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX DIRECTOR'S REMUNERATION
PROPOSAL #5: REAPPOINT ERNST & YOUNG, CERTIFIED ISSUER YES FOR FOR
PUBLIC ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Luk Fook Holdings (International) Ltd.
TICKER: 00590 CUSIP: G5695X125
MEETING DATE: 8/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT TSE MOON CHUEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT YEUNG PO LING, PAULINE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3a3: ELECT HUI CHIU CHUNG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3a4: ELECT FOK KWONG MAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a5: ELECT MAK WING SUM, ALVIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #4: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Makita Corp.
TICKER: 6586 CUSIP: J39584107
MEETING DATE: 6/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 73
PROPOSAL #2: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mediclinic International Ltd
TICKER: MDC CUSIP: S48510127
MEETING DATE: 7/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 MARCH 2013
PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH NH DOMAN AS THE
INDIVIDUAL REGISTERED AUDITOR
PROPOSAL #3.1: ELECT ALAN GRIEVE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT NANDI MANDELA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT TREVOR PETERSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT PIETER UYS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: RE-ELECT DESMOND SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: RE-ELECT ROBERT LEU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: RE-ELECT DESMOND SMITH AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND RISK COMMITTEE
PROPOSAL #4.2: ELECT ALAN GRIEVE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #4.3: ELECT TREVOR PETERSEN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #4.4: RE-ELECT ANTON RAATH AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND RISK COMMITTEE
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #7: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
UP TO A MAXIMUM OF FIVE PERCENT OF ISSUED SHARE
PROPOSAL #1: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION FOR THE FINANCIAL YEAR ENDED 31 MARCH
PROPOSAL #2: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION FOR THE FINANCIAL YEAR ENDING 31 MARCH
2014
PROPOSAL #3: AUTHORISE REPURCHASE OF UP TO FIVE ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANIES AND CORPORATIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mediolanum SPA
TICKER: MED CUSIP: T66932111
MEETING DATE: 4/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.1: APPROVE ALLOCATION OF DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #3.1: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.2: FIX BOARD TERMS FOR DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3.3.1: SLATE SUBMITTED BY FIN.PROG. ITALIA SHAREHOLDER NO N/A N/A
SAPA AND FININVEST SPA
PROPOSAL #3.3.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #3.4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #4.1: APPROVE INTERNAL AUDITORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #4.2.1: SLATE SUBMITTED BY FIN.PROG. ITALIA SHAREHOLDER YES AGAINST N/A
SAPA AND FININVEST SPA
PROPOSAL #4.2.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS (ASSOGESTIONI)
PROPOSAL #5: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Metro AG
TICKER: MEO CUSIP: D53968125
MEETING DATE: 2/12/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDENDS
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR ABBREVIATED FISCAL YEAR 2013
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR ABBREVIATED FISCAL YEAR 2013
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2013/2014
PROPOSAL #6: ELECT FREDY RAAS TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #7: APPROVE REMUNERATION SYSTEM FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Miraca Holdings Inc
TICKER: 4544 CUSIP: J4352B101
MEETING DATE: 6/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUZUKI, HIROMASA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR OGAWA, SHINJI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KOYAMA, TAKESHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HATTORI, NOBUMICHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KANEKO, YASUNORI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NONAKA, HISATSUGU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR IGUCHI, NAOKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ISHIGURO, MIYUKI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ITO, RYOJI ISSUER YES FOR FOR
PROPOSAL #2: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mitsubishi Corp.
TICKER: 8058 CUSIP: J43830116
MEETING DATE: 6/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 38
PROPOSAL #2: AMEND ARTICLES TO CLARIFY THAT COMPANY ISSUER YES FOR FOR
PRESIDENT IS A ROLE FILLED BY AN EXECUTIVE OFFICER
PROPOSAL #3.1: ELECT DIRECTOR KOJIMA, YORIHIKO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR KOBAYASHI, KEN ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR NAKAHARA, HIDETO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR YANAI, JUN ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR KINUKAWA, JUN ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR MIYAUCHI, TAKAHISA ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR UCHINO, SHUMA ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR MORI, KAZUYUKI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR HIROTA, YASUHITO ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR ITO, KUNIO ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR TSUKUDA, KAZUO ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR KATO, RYOZO ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR KONNO, HIDEHIRO ISSUER YES FOR FOR
PROPOSAL #3.14: ELECT DIRECTOR SAKIE TACHIBANA ISSUER YES FOR FOR
FUKUSHIMA
PROPOSAL #4: APPOINT STATUTORY AUDITOR NABESHIMA, ISSUER YES FOR FOR
HIDEYUKI
PROPOSAL #5: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mobile Telesystems OJSC
TICKER: MTSS CUSIP: 607409109
MEETING DATE: 9/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MEETING PROCEDURES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INTERIM DIVIDENDS FOR FIRST SIX ISSUER YES FOR FOR
MONTHS OF FISCAL 2013
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mobile Telesystems OJSC
TICKER: MTSS CUSIP: 607409109
MEETING DATE: 6/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MEETING PROCEDURES, ELECT ISSUER YES FOR FOR
MEETING CHAIRMAN
PROPOSAL #2: APPROVE ANNUAL REPORT, FINANCIAL ISSUER YES FOR FOR
STATEMENTS, AND ALLOCATION OF INCOME, INCLUDING
DIVIDENDS OF RUB 18.60 PER SHARE
PROPOSAL #3.1: ELECT ANTON ABUGOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.2: ELECT ALEKSANDR GORBUNOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.3: ELECT SERGEY DROZDOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.4: ELECT ANDREY DUBOVSKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.5: ELECT RON SOMMER AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.6: ELECT MICHEL COMBES AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.7: ELECT STANLEY MILLER AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #3.8: ELECT VSEVOLOD ROZANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #3.9: ELECT THOMAS HOLTROP AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #4.1: ELECT IRINA BORISENKOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #4.2: ELECT NATALIA DEMESHKINA AS MEMBER OF ISSUER YES AGAINST AGAINST
AUDIT COMMISSION
PROPOSAL #4.3: ELECT MAKSIM MAMONOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #4.4: ELECT ANDREY TVERDOKHLEB AS MEMBER OF ISSUER YES AGAINST AGAINST
AUDIT COMMISSION
PROPOSAL #5: RATIFY DELOITTE AND TOUCHE CIS AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #6: APPROVE REORGANIZATION OF COMPANY VIA ISSUER YES FOR FOR
MERGER WITH SUBSIDIARIES ZAO ELF, ZAO EFKOM, ZAO
PILOT, ZAO FIRMA TVK I K, ZAO ZHELGORTELECOM, ZAO
INTERCOM, ZAO TRK TVT, ZAO KASKAD-TV, ZAO
KUZNETSKTELEMOST, ZAO SYSTEMA TELECOM, ZAO TZ
PROPOSAL #7: AMEND CHARTER IN CONNECTION WITH ISSUER YES FOR FOR
REORGANIZATION PROPOSED UNDER ITEM 6
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MR Price Group Limited
TICKER: MPC CUSIP: S5256M101
MEETING DATE: 8/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 30 MARCH 2013
PROPOSAL #2.1: RE-ELECT KEITH GETZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT BOBBY JOHNSTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT MYLES RUCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: RE-ELECT MOSES TEMBE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.1: RE-ELECT NEILL ABRAMS AS ALTERNATE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: RE-ELECT TRACEY CHIAPPINI-YOUNG AS ISSUER YES FOR FOR
ALTERNATE DIRECTOR
PROPOSAL #3.3: RE-ELECT STEVE ELLIS AS ALTERNATE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: REAPPOINT ERNST & YOUNG INC AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY
PROPOSAL #5.1: RE-ELECT BOBBY JOHNSTON AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #5.2: RE-ELECT DAISY NAIDOO AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #5.3: RE-ELECT MYLES RUCK AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #5.4: RE-ELECT JOHN SWAIN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7: ADOPT THE REPORT OF THE SOCIAL, ETHICS, ISSUER YES FOR FOR
TRANSFORMATION AND SUSTAINABILITY COMMITTEE
PROPOSAL #8: AUTHORISE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #1.1: APPROVE REMUNERATION OF INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE CHAIRMAN OF THE COMPANY
PROPOSAL #1.2: APPROVE REMUNERATION OF HONORARY ISSUER YES FOR FOR
CHAIRMAN OF THE COMPANY
PROPOSAL #1.3: APPROVE REMUNERATION OF LEAD DIRECTOR ISSUER YES FOR FOR
OF THE COMPANY
PROPOSAL #1.4: APPROVE REMUNERATION OF OTHER DIRECTOR ISSUER YES FOR FOR
OF THE COMPANY
PROPOSAL #1.5: APPROVE REMUNERATION OF CHAIRMAN OF ISSUER YES FOR FOR
THE AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #1.6: APPROVE REMUNERATION OF MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND COMPLIANCE COMMITTEE
PROPOSAL #1.7: APPROVE REMUNERATION OF MEMBER OF THE ISSUER YES FOR FOR
BOARD RISK COMMITTEE
PROPOSAL #1.8: APPROVE REMUNERATION OF CHAIRMAN OF ISSUER YES FOR FOR
THE REMUNERATION AND NOMINATIONS COMMITTEE
PROPOSAL #1.9: APPROVE REMUNERATION OF MEMBER OF THE ISSUER YES FOR FOR
REMUNERATION AND NOMINATIONS COMMITTEE
PROPOSAL #1.10: APPROVE REMUNERATION OF CHAIRMAN OF ISSUER YES FOR FOR
THE SOCIAL, ETHICS, TRANSFORMATION AND SUSTAINABILITY
COMMITTEE
PROPOSAL #1.11: APPROVE REMUNERATION OF MEMBER OF THE ISSUER YES FOR FOR
SOCIAL, ETHICS, TRANSFORMATION AND SUSTAINABILITY
COMMITTEE
PROPOSAL #2: AUTHORISE REPURCHASE OF UP TO 20 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANY OR CORPORATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nampak Ltd
TICKER: NPK CUSIP: S5326R114
MEETING DATE: 2/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT ANDRE DE RUYTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT EMMANUEL IKAZOBOH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT IPELENG MKHARI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT ROY ANDERSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT PHINDA MADI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH AF MACKIE AS THE INDIVIDUAL
REGISTERED AUDITOR
PROPOSAL #7: RE-ELECT ROY SMITHER AS CHAIRMAN OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #8: RE-ELECT ROY ANDERSEN AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #9: RE-ELECT NOMFANELO MAGWENTSHU AS MEMBER ISSUER YES FOR FOR
OF THE AUDIT COMMITTEE
PROPOSAL #10: RE-ELECT NOSIPHO MOLOPE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #11: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #12: APPROVE NON-EXECUTIVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE REPURCHASE OF UP TO 20 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Newcrest Mining Ltd.
TICKER: NCM CUSIP: Q6651B114
MEETING DATE: 10/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT PHILIP AIKEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT PETER HAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT RICHARD LEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: ELECT TIM POOLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: ELECT JOHN SPARK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nintendo Co. Ltd.
TICKER: 7974 CUSIP: J51699106
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 100
PROPOSAL #2: AMEND ARTICLES TO INDEMNIFY DIRECTORS ISSUER YES FOR FOR
AND STATUTORY AUDITORS
PROPOSAL #3.1: ELECT DIRECTOR IWATA, SATORU ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR TAKEDA, GENYO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR MIYAMOTO, SHIGERU ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR KIMISHIMA, TATSUMI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR TAKAHASHI, SHIGEYUKI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR YAMATO, SATOSHI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR TANAKA, SUSUMU ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR TAKAHASHI, SHINYA ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR SHINSHI, HIROKAZU ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR MIZUTANI, NAOKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nissan Motor Co. Ltd.
TICKER: 7201 CUSIP: J57160129
MEETING DATE: 6/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 15
PROPOSAL #2.1: ELECT DIRECTOR SAKAMOTO, HIDEYUKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MATSUMOTO, FUMIAKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR BERNARD REY ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR IMAZU, ISSUER YES FOR FOR
HIDETOSHI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR NAKAMURA, ISSUER YES FOR FOR
TOSHIYUKI
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR NAGAI, MOTOO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Novartis AG
TICKER: NOVN CUSIP: H5820Q150
MEETING DATE: 2/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 2.45 PER SHARE
PROPOSAL #4.1: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF CHF 8.0 MILLION (NON-BINDING)
PROPOSAL #4.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 67.7 MILLION FOR
PERFORMANCE CYCLE 2013 (NON-BINDING)
PROPOSAL #5.1: REELECT JOERG REINHARDT AS DIRECTOR ISSUER YES FOR FOR
AND CHAIRMAN OF THE BOARD OF DIRECTORS
PROPOSAL #5.2: REELECT DIMITRI AZAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: REELECT VERENA BRINER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: REELECT SRIKANT DATAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: REELECT ANN FUDGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.6: REELECT PIERRE LANDOLT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.7: REELECT ULRICH LEHNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.8: REELECT ANDREAS VON PLANTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.9: REELECT CHARLES SAWYERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.10: REELECT ENRICO VANNI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.11: REELECT WILLIAM WINTERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT SRIKANT DATAR AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #6.2: ELECT ANN FUDGE AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #6.3: ELECT ULRICH LEHNER AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #6.4: ELECT ENRICO VANNI AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #7: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #8: DESIGNATE PETER ANDREAS ZAHN AS ISSUER YES FOR FOR
INDEPENDENT PROXY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Novo Nordisk A/S
TICKER: NOVO B CUSIP: K72807132
MEETING DATE: 3/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3.1: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
2013 IN THE AGGREGATE AMOUNT OF DKK 9.2 MILLION
PROPOSAL #3.2: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
2013 IN THE AMOUNT OF DKK 1.5 MILLION FOR CHAIRMAN,
DKK 1 MILLION FOR VICE CHAIRMAN, AND BASE AMOUNT OF
DKK 500,000 FOR OTHER MEMBERS; APPROVE REMUNERATION
FOR COMMITTEE WORK
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 4.5 PER SHARE
PROPOSAL #5.1: ELECT GORAN ANDO (CHAIRMAN) AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT JEPPE CHRISTIANSEN (VICE ISSUER YES FOR FOR
CHAIRMAN) AS NEW DIRECTOR
PROPOSAL #5.3a: ELECT BRUNO ANGELICI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3b: ELECT LIZ HEWITT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3c: ELECT THOMAS KOESTLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3d: ELECT HELGE LUND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3e: ELECT HANNU RYOPPONEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7.1: APPROVE DKK 20 MILLION REDUCTION IN ISSUER YES FOR FOR
CLASS B SHARE CAPITAL VIA SHARE CANCELLATION
PROPOSAL #7.2: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #7.3: APPROVE DONATION TO THE WORLD DIABETES ISSUER YES FOR FOR
FOUNDATION (WDF) OF UP TO DKK 654 MILLION FOR THE
YEARS 2005-2024
PROPOSAL #7.4.1: APPROVE PUBLICATION OF ANNUAL REPORT ISSUER YES FOR FOR
IN ENGLISH
PROPOSAL #7.4.2: CHANGE LANGUAGE OF ANNUAL MEETING TO ISSUER YES FOR FOR
ENGLISH
PROPOSAL #7.5: APPROVE GUIDELINES FOR INCENTIVE-BASED ISSUER YES FOR FOR
COMPENSATION FOR EXECUTIVE MANAGEMENT AND BOARD
PROPOSAL #8.1: PROVIDE FINANCIAL INFORMATION IN SHAREHOLDER YES AGAINST FOR
NOTICE TO CONVENE AGM
PROPOSAL #8.2: PUBLISH ANNUAL REPORTS AND OTHER SHAREHOLDER YES AGAINST FOR
DOCUMENTS IN DANISH AND KEEP THEM PUBLIC FOR AT LEAST
FIVE YEARS
PROPOSAL #8.3: SIMPLIFY ACCESS TO DOCUMENTS AVAILABLE SHAREHOLDER YES AGAINST FOR
ON COMPANY'S WEBSITE
PROPOSAL #8.4: REQUIRE REFRESHMENTS TO BE AVAILABLE SHAREHOLDER YES AGAINST FOR
DURING ANNUAL GENERAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Omron Corp.
TICKER: 6645 CUSIP: J61374120
MEETING DATE: 6/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 28
PROPOSAL #2.1: ELECT DIRECTOR TATEISHI, FUMIO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR YAMADA, YOSHIHITO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SUZUKI, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SAKUMIYA, AKIO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NITTO, KOJI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TOYAMA, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KOBAYASHI, EIZO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
WATANABE, TORU
PROPOSAL #4: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE CEILING FOR PERFORMANCE-BASED ISSUER YES FOR FOR
CASH COMPENSATION FOR DIRECTORS FOR 2014-2017
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OPAP (Greek Organisation of Football Prognostics SA)
TICKER: OPAP CUSIP: X3232T104
MEETING DATE: 11/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPOINT MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO PARTICIPATE IN ISSUER YES FOR FOR
COMPANIES WITH SIMILAR BUSINESS INTERESTS
PROPOSAL #5: APPROVE REMUNERATION OF BOARD CHAIRMAN ISSUER YES FOR FOR
AND CEO
PROPOSAL #6: APPROVE REMUNERATION OF EXECUTIVE BOARD ISSUER YES FOR FOR
MEMBER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orange
TICKER: ORA CUSIP: F6866T100
MEETING DATE: 5/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.80 PER SHARE
PROPOSAL #4: APPROVE TRANSACTION WITH BERNARD DUFAU ISSUER YES FOR FOR
RE: COMPENSATION
PROPOSAL #5: REELECT STEPHANE RICHARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT PATRICE BRUNET AS REPRESENTATIVE ISSUER YES FOR FOR
OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #7: ELECT JEAN-LUC BURGAIN AS REPRESENTATIVE ISSUER YES FOR FOR
OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AGGREGATE AMOUNT OF EUR 750,000
PROPOSAL #9: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
STEPHANE RICHARD, CHAIRMAN AND CEO
PROPOSAL #10: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
GERVAIS PELLISSIER, VICE-CEO
PROPOSAL #11: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #12: AMEND ARTICLE 15.1 OF BYLAWS RE: BOARD ISSUER YES FOR FOR
DECISIONS
PROPOSAL #13: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #14: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oriflame Cosmetics S.A.
TICKER: ORI SDB CUSIP: L7272A100
MEETING DATE: 5/19/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPOINT PONTUS ANDREASSON AS CHAIRMAN OF ISSUER YES FOR FOR
MEETING
PROPOSAL #3: RECEIVE AND APPROVE BOARD'S AND ISSUER YES FOR FOR
AUDITOR'S REPORTS
PROPOSAL #4: APPROVE STANDALONE AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #5.i: APPROVE TO CARRY FORWARD THE 2013 ISSUER YES FOR FOR
PROFIT
PROPOSAL #5.ii: APPROVE DIVIDENDS OF EUR 1.00 ISSUER YES FOR FOR
PROPOSAL #5.iii: AUTHORIZE BOARD TO DECIDE ON TIMING ISSUER YES FOR FOR
AND SIZE OF QUARTERLY INSTALLMENTS
PROPOSAL #7.i: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7.ii: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #8.i.1: REELECT MAGNUS BRÄNNSTRÖM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.i.2: REELECT ANDERS DAHLVIG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.i.3: REELECT LILIAN FOSSUM BINER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.i.4: REELECT ALEXANDER AF JOCHNICK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.i.5: REELECT JONAS AF JOCHNICK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.i.6: REELECT ROBERT AF JOCHNICK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.i.7: ELECT ANNA MALMHAKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.i.8: REELECT HELLE KRUSE NIELSEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.i.9: REELECT CHRISTIAN SALAMON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.ii: REELECT ROBERT AF JOCHNICK AS ISSUER YES FOR FOR
CHAIRMAN OF THE BOARD
PROPOSAL #8.iii: RENEW APPOINTMENT OF KPMG AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE (I) CONTINUATION OF NOMINATION ISSUER YES FOR FOR
COMMITTEE AND (II) PROPOSED APPOINTMENT PROCEDURE FOR
NOMINATION COMMITTEE MEMBERS
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #15: RECEIVE AND APPROVE DIRECTORS' SPECIAL ISSUER YES FOR FOR
REPORTS RE: UNIVERSAL CONTRIBUTION
PROPOSAL #16: RECEIVE AND APPROVE AUDITORS' SPECIAL ISSUER YES FOR FOR
REPORTS RE: UNIVERSAL CONTRIBUTION
PROPOSAL #18: APPROVE TERMS OF THE UNIVERSAL ISSUER YES FOR FOR
CONTRIBUTION
PROPOSAL #19: APPROVE UNIVERSAL CONTRIBUTION ISSUER YES FOR FOR
PROPOSAL #20: AUTHORIZE BOARD TO COMPLETE FORMALITIES ISSUER YES FOR FOR
IN RELATION TO UNIVERSAL CONTRIBUTION
PROPOSAL #21: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #22: APPROVE CHANGE OF JURISDICTION FROM �� ISSUER YES FOR FOR
LUXEMBOURG TO SWITZERLAND
PROPOSAL #23: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Panasonic Corp
TICKER: 6752 CUSIP: J6354Y104
MEETING DATE: 6/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NAGAE, SHUUSAKU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATSUSHITA, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TSUGA, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YAMADA, YOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TAKAMI, KAZUNORI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAWAI, HIDEAKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MIYABE, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR YOSHIOKA, TAMIO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TOYAMA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR YOSHIDA, MAMORU ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR NOMURA, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR UNO, IKUO ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR OKU, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR OTA, HIROKO ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR ITO, YOSHIO ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR ISHII, JUN ISSUER YES FOR FOR
PROPOSAL #1.17: ELECT DIRECTOR SATO, MOTOTSUGU ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR SATO, YOSHIO ISSUER YES FOR FOR
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR KINOSHITA, ISSUER YES FOR FOR
TOSHIO
PROPOSAL #3: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PDG Realty S.A Empreendimentos e Participacoes
TICKER: PDGR3 CUSIP: P7649U108
MEETING DATE: 12/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PDG Realty S.A. Empreendimentos e Participacoes
TICKER: PDGR3 CUSIP: P7649U108
MEETING DATE: 4/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2013
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES�� FOR FOR
DIVIDENDS
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: INSTALL FISCAL COUNCIL ISSUER YES FOR FOR
PROPOSAL #6: FIX NUMBER OF FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #7: ELECT FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PDG Realty S.A. Empreendimentos e Participacoes
TICKER: PDGR3 CUSIP: P7649U108
MEETING DATE: 5/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: AMEND ARTICLE 17 ISSUER YES FOR FOR
PROPOSAL #3: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: 71654V101
MEETING DATE: 4/2/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4.b.1: ELECT JOSE GUIMARAES MONFORTE AS SHAREHOLDER YES FOR N/A
DIRECTOR NOMINATED BY PREFERRED SHAREHOLDERS
PROPOSAL #4.b.2: ELECT JOSE GERDAU JOHANNPETER AS SHAREHOLDER YES AGAINST N/A
DIRECTOR NOMINATED BY PREFERRED SHAREHOLDERS
PROPOSAL #6.b.1: ELECT WALTER LUIS BERNARDES SHAREHOLDER YES FOR N/A
ALBERTONI AND ROBERTO LAMB (ALTERNATE) AS FISCAL
COUNCIL MEMBERS NOMINATED BY PREFERRED SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: 71654V408
MEETING DATE: 9/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF INNOVA SA ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ABSORPTION OF COMPERJ ISSUER YES FOR FOR
PARTICIPACOES S.A. (COMPERJPAR)
PROPOSAL #3: APPROVE ABSORPTION OF COMPERJ ISSUER YES FOR FOR
ESTIRENICOS S.A. (EST)
PROPOSAL #4: APPROVE ABSORPTION OF COMPERJ MEG ISSUER YES FOR FOR
S.A.(MEG)
PROPOSAL #5: APPROVE ABSORPTION OF COMPERJ ISSUER YES FOR FOR
POLIOLEFINAS S.A.(POL)
PROPOSAL #6: APPROVE ABSORPTION OF SFE - SOCIEDADE ISSUER YES FOR FOR
FLUMINENSE DE ENERGIA LTDA. (SFE)
PROPOSAL #7: WAIVE PETROBRAS' PREEMPTIVE RIGHTS TO ISSUER YES FOR FOR
SUBSCRIBE CONVERTIBLE DEBENTURES TO BE ISSUED BY SETE
BRASIL PARTICIPACOES SA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: 71654V408
MEETING DATE: 12/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ABSORPTION OF REFINARIA ABREU E ISSUER YES FOR FOR
LIMA S.A. (RNEST)
PROPOSAL #2: APPROVE ABSORPTION OF COMPANHIA DE ISSUER YES FOR FOR
RECUPERACAO SECUNDARIA (CRSEC)
PROPOSAL #3: APPROVE PARTIAL SPIN-OFF OF PETROBRAS ISSUER YES FOR FOR
INTERNATIONAL FINANCE COMPANY S.A. (PIIFCO)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: 71654V408
MEETING DATE: 4/2/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2013
PROPOSAL #2: APPROVE CAPITAL BUDGET FOR UPCOMING ISSUER YES FOR FOR
FISCAL YEAR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4.a: ELECT DIRECTORS APPOINTED BY ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
PROPOSAL #4.b: ELECT MAURO GENTILE RODRIGUES DA CUNHA SHAREHOLDER YES FOR N/A
AS DIRECTOR APPOINTED BY MINORITY ORDINARY
PROPOSAL #5: ELECT BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #6.a: ELECT FISCAL COUNCIL MEMBERS APPOINTED ISSUER YES FOR FOR
BY CONTROLLING SHAREHOLDER
PROPOSAL #6.b: ELECT REGINALDO FERREIRA ALEXANDRE AND SHAREHOLDER YES FOR N/A
MARIO CORDEIRO FILHO (ALTERNATE) AS FISCAL COUNCIL
MEMBERS APPOINTED BY MINORITY ORDINARY SHAREHOLDERS
PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #2: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ABSORPTION OF TERMOACU S.A. ISSUER YES FOR FOR
(TERMOACU)
PROPOSAL #4: APPROVE ABSORPTION OF TERMOCEARA LTDA ISSUER YES FOR FOR
(TERMOCEARA)
PROPOSAL #5: APPROVE ABSORPTION OF COMPANHIA LOCADORA ISSUER YES FOR FOR
DE EQUIPAMENTOS PETROLIFEROS (CLEP)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleum Geo-Services Asa
TICKER: PGS CUSIP: R69628114
MEETING DATE: 11/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #2.1: ELECT ANNE DALANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT WALTER QVAM AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleum Geo-Services Asa
TICKER: PGS CUSIP: R69628114
MEETING DATE: 5/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NOTICE OF MEETING AND AGENDA ISSUER YES FOR FOR
PROPOSAL #2: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR �� FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF NOK 2.30 PER SHARE
PROPOSAL #5: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7a: REELECT ROBERT GUGEN AS CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #7b: REELECT HARALD NORVIK AS VICE-CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #7c: REELECT DANIEL PIETTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7d: REELECT HOLLY VAN DEURSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7e: REELECT CAROL BELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7f: REELECT INGAR SKAUG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7g: REELECT ANNE DALANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7h: REELECT WALTER QVAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8a: REELECT ROGER O'NEIL AS CHAIRMAN OF ISSUER YES FOR FOR
NOMINATING COMMITTEE
PROPOSAL #8b: REELECT MAURY DEVINE AS MEMBER OF ISSUER YES FOR FOR
NOMINATING COMMITTEE
PROPOSAL #8c: REELECT HANNE HARLEM AS MEMBER OF ISSUER YES FOR FOR
NOMINATING COMMITTEE
PROPOSAL #9a: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
NOMINATING COMMITTEE MEMBERS
PROPOSAL #9b: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
2014-2015
PROPOSAL #9c: APPROVE REMUNERATION OF NOMINATING ISSUER YES FOR FOR
COMMITTEE MEMBERS FOR 2014-2015
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #11: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #12: AUTHORIZE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #13a: APPROVE CREATION OF NOK 65 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #13b: APPROVE EQUITY PLAN FINANCING ISSUER YES FOR FOR
PROPOSAL #14: APPROVE ISSUANCE OF CONVERTIBLE LOANS ISSUER YES FOR FOR
PROPOSAL #15: APPROVE DIRECTOR INDEMNIFICATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Prudential plc
TICKER: PRU CUSIP: G72899100
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT PIERRE-OLIVIER BOUEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT JACQUELINE HUNT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT ANTHONY NIGHTINGALE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT ALICE SCHROEDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT SIR HOWARD DAVIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT ANN GODBEHERE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ALEXANDER JOHNSTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT PAUL MANDUCA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT MICHAEL MCLINTOCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT KAIKHUSHRU NARGOLWALA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15: RE-ELECT NICOLAOS NICANDROU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT PHILIP REMNANT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: RE-ELECT BARRY STOWE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: RE-ELECT TIDJANE THIAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19: RE-ELECT LORD TURNBULL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #20: RE-ELECT MICHAEL WELLS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #21: APPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #22: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #23: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #24: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #25: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS TO INCLUDE REPURCHASED SHARES
PROPOSAL #26: AUTHORISE ISSUE OF PREFERENCE SHARES ISSUER YES FOR FOR
PROPOSAL #27: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #28: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #29: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Telekomunikasi Indonesia Tbk
TICKER: TLKM CUSIP: 715684106
MEETING DATE: 4/4/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT, INCLUDING ISSUER YES FOR FOR
COMMISSIONERS' SUPERVISORY REPORT
PROPOSAL #2: RATIFY COMPANY'S FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND REPORT OF PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM (PCDP) AND DISCHARGE DIRECTORS AND
COMMISSIONERS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #5: APPROVE AUDITORS OF THE COMPANY AND PCDP ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTORS AND COMMISSIONERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Red Electrica Corporacion SA
TICKER: REE CUSIP: E42807102
MEETING DATE: 5/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INDIVIDUAL FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #5.1: RATIFY APPOINTMENT OF AND ELECT JOSÉ ISSUER YES FOR FOR
ÁNGEL PARTEARROYO MARTÍN AS DIRECTOR
PROPOSAL #5.2: ELECT SOCORRO FERNÁNDEZ LARREA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.3: ELECT ANTONIO GÓMEZ CIRIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #6.2: APPROVE STOCK-FOR-SALARY PLAN ISSUER YES FOR FOR
PROPOSAL #6.3: VOID PREVIOUS SHARE REPURCHASE ISSUER YES FOR FOR
AUTHORIZATION
PROPOSAL #7.1: APPROVE REMUNERATION POLICY REPORT ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
FY 2013
PROPOSAL #7.3: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
FY 2014
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RenaissanceRe Holdings Ltd.
TICKER: RNR CUSIP: G7496G103
MEETING DATE: 5/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. BUSHNELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES L. GIBBONS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEAN D. HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY M. SANTOMERO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE ERNST & YOUNG LTD. AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rexam plc
TICKER: REX CUSIP: G1274K212
MEETING DATE: 5/2/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT ROS RIVAZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT STUART CHAMBERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT GRAHAM CHIPCHASE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT DAVID ROBBIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT JOHN LANGSTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT LEO OOSTERVEER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT JOHANNA WATEROUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #17: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rexam plc
TICKER: REX CUSIP: G1274K212
MEETING DATE: 5/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MATTERS RELATING TO THE RETURN ISSUER YES FOR FOR
OF CASH TO SHAREHOLDERS
PROPOSAL #2: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #3: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #4: AUTHORISE MARKET PURCHASE OF NEW ISSUER YES FOR FOR
ORDINARY SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rio Tinto plc
TICKER: RIO CUSIP: G75754104
MEETING DATE: 4/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT FOR UK LAW ISSUER YES FOR FOR
PURPOSES
PROPOSAL #4: APPROVE REMUNERATION REPORT FOR ISSUER YES FOR FOR
AUSTRALIAN LAW PURPOSES
PROPOSAL #5: APPROVE POTENTIAL TERMINATION BENEFITS ISSUER YES FOR FOR
PROPOSAL #6: ELECT ANNE LAUVERGEON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT SIMON THOMPSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ROBERT BROWN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT JAN DU PLESSIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT MICHAEL FITZPATRICK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: RE-ELECT ANN GODBEHERE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT RICHARD GOODMANSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT LORD KERR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT CHRIS LYNCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT PAUL TELLIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT JOHN VARLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: RE-ELECT SAM WALSH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #19: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #24: APPROVE SCRIP DIVIDEND ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rolls-Royce Holdings plc
TICKER: RR. CUSIP: G76225104
MEETING DATE: 5/1/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: ELECT LEE HSIEN YANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT WARREN EAST AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT IAN DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT JOHN RISHTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT DAME HELEN ALEXANDER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: RE-ELECT LEWIS BOOTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT SIR FRANK CHAPMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT JAMES GUYETTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT JOHN MCADAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT MARK MORRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT JOHN NEILL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT COLIN SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT JASMIN STAIBLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: APPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #19: APPROVE PAYMENT TO SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #20: APPROVE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #21: APPROVE PERFORMANCE SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #22: APPROVE DEFERRED SHARE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #23: APPROVE INCREASE IN AGGREGATE ISSUER YES FOR FOR
COMPENSATION CEILING FOR NON-EXECUTIVE DIRECTORS
PROPOSAL #24: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #25: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #26: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Royal Bank of Scotland Group plc
TICKER: RBS CUSIP: G7S86Z172
MEETING DATE: 6/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT MORTEN FRIIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: AUTHORISE INDEPENDENT SHAREHOLDER TO ISSUER YES FOR FOR
ELECT MORTEN FRIIS AS DIRECTOR
PROPOSAL #3.1: ELECT ROBERT GILLESPIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: AUTHORISE INDEPENDENT SHAREHOLDER TO ISSUER YES FOR FOR
ELECT ROBERT GILLESPIE AS DIRECTOR
PROPOSAL #4: ELECT ROSS MCEWAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT EWEN STEVENSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: RE-ELECT SANDY CROMBIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: AUTHORISE INDEPENDENT SHAREHOLDER TO ISSUER YES FOR FOR
RE-ELECT SANDY CROMBIE AS DIRECTOR
PROPOSAL #7.1: RE-ELECT ALISON DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: AUTHORISE INDEPENDENT SHAREHOLDER TO ISSUER YES FOR FOR
RE-ELECT ALISON DAVIS AS DIRECTOR
PROPOSAL #8: RE-ELECT PHILIP HAMPTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.1: RE-ELECT PENNY HUGHES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.2: AUTHORISE INDEPENDENT SHAREHOLDER TO ISSUER YES FOR FOR
RE-ELECT PENNY HUGHES AS DIRECTOR
PROPOSAL #10.1: RE-ELECT BRENDAN NELSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10.2: AUTHORISE INDEPENDENT SHAREHOLDER TO ISSUER YES FOR FOR
RE-ELECT BRENDAN NELSON AS DIRECTOR
PROPOSAL #11.1: RE-ELECT BARONESS NOAKES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11.2: AUTHORISE INDEPENDENT SHAREHOLDER TO ISSUER YES FOR FOR
RE-ELECT BARONESS NOAKES AS DIRECTOR
PROPOSAL #12.1: RE-ELECT PHILIP SCOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12.2: AUTHORISE INDEPENDENT SHAREHOLDER TO ISSUER YES FOR FOR
RE-ELECT PHILIP SCOTT AS DIRECTOR
PROPOSAL #13: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE THE GROUP AUDIT COMMITTEE TO ISSUER YES FOR FOR
FIX REMUNERATION OF AUDITORS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #18: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #20: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #21: APPROVE EMPLOYEE SHARE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Royal Bank of Scotland Group plc
TICKER: RBS CUSIP: G7S86Z172
MEETING DATE: 6/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE ENTRY INTO THE DIVIDEND ISSUER YES FOR FOR
ACCESS SHARE RETIREMENT AGREEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Royal Bank of Scotland Group plc
TICKER: RBS CUSIP: G7S86Z172
MEETING DATE: 6/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH EQUITY CONVERTIBLE
NOTES
PROPOSAL #2: AUTHORISE ALLOTMENT BY WAY OF ISSUER YES FOR FOR
CAPITALISATION ISSUE IN CONNECTION WITH CONVERTING B
SHARES INTO ORDINARY SHARES
PROPOSAL #3: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH EQUITY CONVERTIBLE
NOTES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Royal Dutch Shell plc
TICKER: RDSA CUSIP: G7690A100
MEETING DATE: 5/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: ELECT EULEEN GOH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT PATRICIA WOERTZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT BEN VAN BEURDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT GUY ELLIOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SIMON HENRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT CHARLES HOLLIDAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT GERARD KLEISTERLEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT JORMA OLLILA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT SIR NIGEL SHEINWALD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: RE-ELECT LINDA STUNTZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT HANS WIJERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT GERRIT ZALM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: APPROVE LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #22: APPROVE DEFERRED BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #23: APPROVE RESTRICTED SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #24: APPROVE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RSA Insurance Group plc
TICKER: RSA CUSIP: G7705H116
MEETING DATE: 5/9/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PERFORMANCE SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT MARTIN SCICLUNA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT STEPHEN HESTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT RICHARD HOUGHTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ALASTAIR BARBOUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT KATH CATES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT HUGH MITCHELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT JOSEPH STREPPEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT JOHANNA WATEROUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #17: APPROVE SCRIP DIVIDEND SCHEME ISSUER YES FOR FOR
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: APPROVE SHARE SUB-DIVISION AND ISSUER YES FOR FOR
CONSOLIDATION
PROPOSAL #20: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RWE AG
TICKER: RWE CUSIP: D6629K109
MEETING DATE: 4/16/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.00 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #5: APPROVE REMUNERATION SYSTEM FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2014
PROPOSAL #7: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS FOR THE FIRST HALF OF THE FISCAL 2014
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE
PROPOSAL #9: APPROVE CREATION OF EUR 314.7 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
RIGHTS
PROPOSAL #10: AMEND AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ryohin Keikaku Co. Ltd.
TICKER: 7453 CUSIP: J6571N105
MEETING DATE: 5/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 80
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR KANAI, MASAAKI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR SUZUKI, KEI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR SAKAMAKI, HISASHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR ITO, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR HARA, KUNIAKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Saipem
TICKER: SPM CUSIP: T82000117
MEETING DATE: 5/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: FIX BOARD TERMS FOR DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5.1: SLATE SUBMITTED BY ENI SPA SHAREHOLDER NO N/A N/A
PROPOSAL #5.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS
PROPOSAL #6: ELECT BOARD CHAIR ISSUER YES FOR N/A
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8.1: SLATE SUBMITTED BY ENI SPA SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS
PROPOSAL #9: ELECT CHAIR OF THE INTERNAL AUDITORS SHAREHOLDER YES FOR N/A
PROPOSAL #10: APPROVE INTERNAL AUDITORS' REMUNERATION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE MONETARY INCENTIVE PLAN ISSUER YES FOR �� FOR
PROPOSAL #13: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sampo Oyj
TICKER: SAMAS CUSIP: X75653109
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.65 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 160,000 FOR CHAIRMAN, EUR 100,000
FOR VICE CHAIRMAN, AND EUR 80,000 FOR OTHER DIRECTORS
PROPOSAL #11: FIX NUMBER OF DIRECTORS AT EIGHT ISSUER YES FOR FOR
PROPOSAL #12: REELECT ANNE BRUNILA, JANNICA ISSUER YES FOR FOR
FAGERHOLM, ADINE AXEN, VELI-MATTI MATTILA, EIRA
PALIN-LEHTINEN, PER SORLIE, MATTI VUORIA, AND BJORN
WAHLROOS AS DIRECTORS
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Samsung Electronics Co. Ltd.
TICKER: 005930 CUSIP: Y74718100
MEETING DATE: 3/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, AND DIVIDEND OF KRW 13,800 PER SHARE
PROPOSAL #2: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sands China Ltd.
TICKER: 01928 CUSIP: G7800X107
MEETING DATE: 7/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPOINT DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sands China Ltd.
TICKER: 01928 CUSIP: G7800X107
MEETING DATE: 5/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT CHIANG YUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT IAIN FERGUSON BRUCE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT CHARLES DANIEL FORMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT ROBERT GLEN GOLDSTEIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: AUTHORIZE BOARD TO FIX DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #4: APPROVE DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sanofi
TICKER: SAN CUSIP: F5548N101
MEETING DATE: 5/5/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.80 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: REELECT CHRISTOPHER VIEHBACHER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: REELECT ROBERT CASTAIGNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT CHRISTIAN MULLIEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT PATRICK KRON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ADVISORY VOTE ON COMPENSATION OF SERGE ISSUER YES FOR FOR
WEINBERG, CHAIRMAN
PROPOSAL #10: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
CHRISTOPHER VIEHBACHER, CEO
PROPOSAL #11: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #12: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SAP AG
TICKER: SAP CUSIP: D66992104
MEETING DATE: 5/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.00 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2014
PROPOSAL #6a: AMEND AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARY SAP ERSTE BETEILIGUNGS- UND
VERMOEGENSVERWALTUNGS GMBH
PROPOSAL #6b: AMEND AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARY SAP ZWEITE BETEILIGUNGS- UND
VERMOEGENSVERWALTUNGS GMBH
PROPOSAL #7: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARY SAP VENTURES INVESTMENT GMBH
PROPOSAL #8a: CHANGE OF CORPORATE FORM TO SOCIETAS ISSUER YES FOR FOR
EUROPAEA (SE)
PROPOSAL #8b.1: ELECT HASSO PLATTNER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8b.2: ELECT PEKKA ALA-PIETILAE TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8b.3: ELECT ANJA FELDMANN TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8b.4: ELECT WILHELM HAARMANN TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8b 5: ELECT BERNARD LIAUTAUD TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8b.6: ELECT HARTMUT MEHDORN TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8b.7: ELECT ERHARD SCHIPPOREIT TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8b.8: ELECT HAGEMANN SNABE TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8b.9: ELECT KLAUS WUCHERER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sberbank of Russia
TICKER: SBER CUSIP: 80585Y308
MEETING DATE: 6/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT MARTIN GILMAN GRANT AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.2: ELECT VALERY GOREGLYAD AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.3: ELECT GERMAN GREF AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.4: ELECT YEVSEY GURVICH AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.5: ELECT BELLA ZLATKIS AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.6: ELECT NADEZHDA IVANOVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.7: ELECT SERGEY IGNATYEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.8: ELECT PETER KRALICH AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.9: ELECT ALEXEI KUDRIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.10: ELECT GEORGY LUNTOVSKY AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.11: ELECT VLADIMIR MAU AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.12: ELECT GENNADY MELIKYAN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.13: ELECT LEIF PAGROTSKI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.14: ELECT ALESSANDRO PROFUMO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.15: ELECT SERGEY SINELNIKOV-MURYLEV AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #5.16: ELECT DMITRIY TULIN AS MEMBER AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #5.17: ELECT NADIA WELLS AS MEMBER AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #5.18: ELECT SERGEY SHVETSOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #6.1: ELECT NATALYA BORODINA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.2: ELECT VLADIMIR VOLKOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.3: ELECT TATIYANA DOMANSKAYA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.4: ELECT YULIYA ISAKHANOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.5: ELECT ALEKSEY MINENKO AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.6: ELECT OLGA POLYAKOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.7: ELECT NATALIA REVINA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #7: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
PROPOSAL #8: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL MEETINGS
PROPOSAL #9: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #10: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #11: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #12: APPROVE REMUNERATION OF MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMISSION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sberbank of Russia
TICKER: SBER CUSIP: X76317100
MEETING DATE: 6/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT MARTIN GILMAN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.2: ELECT VALERY GOREGLYAD AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.3: ELECT GERMAN GREF AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.4: ELECT YEVSEY GURVICH AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.5: ELECT BELLA ZLATKIS AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.6: ELECT NADEZHDA IVANOVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.7: ELECT SERGEY IGNATYEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.8: ELECT PETER KRALICH AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.9: ELECT ALEXEI KUDRIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.10: ELECT GEORGY LUNTOVSKY AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.11: ELECT VLADIMIR MAU AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.12: ELECT GENNADY MELIKYAN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.13: ELECT LEIF PAGROTSKI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.14: ELECT ALESSANDRO PROFUMO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.15: ELECT SERGEY SINELNIKOV-MURYLEV AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #5.16: ELECT DMITRIY TULIN AS MEMBER AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #5.17: ELECT NADIA WELLS AS MEMBER AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #5.18: ELECT SERGEY SHVETSOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #6.1: ELECT NATALYA BORODINA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.2: ELECT VLADIMIR VOLKOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.3: ELECT TATIYANA DOMANSKAYA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.4: ELECT YULIYA ISAKHANOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.5: ELECT ALEKSEY MINENKO AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.6: ELECT OLGA POLYAKOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.7: ELECT NATALIA REVINA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #7: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
PROPOSAL #8: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL MEETINGS
PROPOSAL #9: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #10: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #11: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #12: APPROVE REMUNERATION OF MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMISSION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Schneider Electric SA
TICKER: SU CUSIP: F86921107
MEETING DATE: 5/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE TREATMENT OF LOSSES AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.87 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: APPROVE SEVERANCE PAYMENT AGREEMENT AND ISSUER YES FOR FOR
ADDITIONAL PENSION SCHEME AGREEMENT WITH JEAN-PASCAL
TRICOIRE
PROPOSAL #6: APPROVE SEVERANCE PAYMENT AGREEMENT AND ISSUER YES FOR FOR
ADDITIONAL PENSION SCHEME AGREEMENT WITH EMMANUEL
BABEAU
PROPOSAL #7: ADVISORY VOTE ON COMPENSATION OF JEAN- ISSUER YES FOR FOR
PASCAL TRICOIRE
PROPOSAL #8: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
EMMANUEL BABEAU
PROPOSAL #9: ELECT LINDA KNOLL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT NOEL FORGEARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REELECT WILLY KISSLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REELECT CATHY KOPP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REELECT HENRI LACHMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REELECT RICHARD THOMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RATIFY APPOINTMENT OF JEONG KIM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #17: APPROVE CHANGE OF CORPORATE FORM TO ISSUER YES FOR FOR
SOCIETAS EUROPAEA (SE)
PROPOSAL #18: CHANGE COMPANY NAME TO SCHNEIDER ISSUER YES FOR FOR
ELECTRIC SE AND AMEND BYLAWS ACCORDINGLY, PURSUANT TO
ITEM ABOVE
PROPOSAL #19: AMEND ARTICLES 1 AND 3 OF BYLAWS RE: ISSUER YES FOR FOR
CHANGE OF CORPORATE FORM
PROPOSAL #20: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #21: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS RESERVED FOR
INTERNATIONAL SUBSIDIARIES
PROPOSAL #22: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
PROPOSAL #23: ELECT LONE FONSS SCHRODER AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Serco Group plc
TICKER: SRP CUSIP: G80400107
MEETING DATE: 5/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT EDWARD CASEY JR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: ELECT RUPERT SOAMES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT MICHAEL CLASPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT RACHEL LOMAX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT TAMARA INGRAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT ALASTAIR LYONS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ANDREW JENNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT MALCOLM WYMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT RALPH CROSBY JR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT ANGIE RISLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: APPROVE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seven & i Holdings Co Ltd
TICKER: 3382 CUSIP: J7165H108
MEETING DATE: 5/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 35
PROPOSAL #2.1: ELECT DIRECTOR SUZUKI, TOSHIFUMI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MURATA, NORITOSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR GOTO, KATSUHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KOBAYASHI, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ITO, JUNRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TAKAHASHI, KUNIO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SHIMIZU, AKIHIKO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR ISAKA, RYUICHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR ANZAI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR OTAKA, ZENKO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR SCOTT TREVOR DAVIS ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR TSUKIO, YOSHIO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR ITO, KUNIO ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR YONEMURA, TOSHIRO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR NOMURA, ISSUER YES FOR FOR
HIDEO
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR HAYAKAWA, ISSUER YES FOR FOR
TADAO
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR SUZUKI, YOKO ISSUER YES FOR FOR
PROPOSAL #3.4: APPOINT STATUTORY AUDITOR FUJINUMA, ISSUER YES FOR FOR
TSUGUOKI
PROPOSAL #3.5: APPOINT STATUTORY AUDITOR KIRIYAMA, ISSUER YES FOR FOR
KAZUKO
PROPOSAL #4: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Siemens AG
TICKER: SIE CUSIP: D69671218
MEETING DATE: 1/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 3 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2012/2013
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2012/2013
PROPOSAL #5: APPROVE REMUNERATION SYSTEM FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
PROPOSAL #6: RATIFY ERNST & YOUNG AS AUDITORS FOR ISSUER YES FOR FOR
FISCAL 2013/2014
PROPOSAL #7: ELECT JIM HAGEMANN SNABE TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8: APPROVE CREATION OF EUR 528.6 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
RIGHTS
PROPOSAL #9: APPROVE ISSUANCE OF WARRANTS/BONDS WITH ISSUER YES FOR FOR
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF
EUR 15 BILLION; APPROVE CREATION OF EUR 240 MILLION
POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS
PROPOSAL #10: APPROVE CANCELLATION OF CAPITAL ISSUER YES FOR FOR
AUTHORIZATION
PROPOSAL #11: AMEND ARTICLES RE: REMUNERATION OF THE ISSUER YES FOR FOR
SUPERVISORY BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Signet Jewelers Limited
TICKER: SIG CUSIP: G81276100
MEETING DATE: 6/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT H. TODD STITZER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT VIRGINIA DROSOS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DALE W. HILPERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT MARIANNE MILLER PARRS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT THOMAS G. PLASKETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT RUSSELL WALLS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT HELEN MCCLUSKEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT ROBERT STACK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT EUGENIA ULASEWICZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT MICHAEL W. BARNES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Singapore Telecommunications Ltd.
TICKER: Z74 CUSIP: Y79985209
MEETING DATE: 7/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT SIMON ISRAEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT PETER MASON AM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT DAVID GONSKI AC AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #7: REAPPOINT AUDITORS AND AUTHORIZE BOARD ISSUER YES FOR FOR
TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #9: APPROVE ISSUANCE OF SHARES AND GRANT OF ISSUER YES FOR FOR
AWARDS PURSUANT TO THE SINGTEL PERFORMANCE SHARE PLAN
2012
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Singapore Telecommunications Ltd.
TICKER: Z74 CUSIP: Y79985209
MEETING DATE: 7/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PARTICIPATION BY THE RELEVANT ISSUER YES FOR FOR
PERSON IN THE SINGTEL PERFORMANCE SHARE PLAN 2012
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SK Innovation Co., Ltd.
TICKER: 096770 CUSIP: Y8063L103
MEETING DATE: 3/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, AND DIVIDEND OF KRW 3,200 PER SHARE
PROPOSAL #2: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES AGAINST AGAINST
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Software AG
TICKER: SOW CUSIP: D7045M133
MEETING DATE: 5/16/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.46 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #5: RATIFY BDO AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2014
PROPOSAL #6: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARY IDS SCHEER EMEA GMBH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sumitomo Electric Industries Ltd.
TICKER: 5802 CUSIP: J77411114
MEETING DATE: 6/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 12
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR MATSUMOTO, MASAYOSHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR TAKENAKA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR UCHIOKE, FUMIKIYO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR NISHIDA, MITSUO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR TANAKA, SHIGERU ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR NAKAJIMA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR YANO, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR KAWAI, FUMIYOSHI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR USHIJIMA, NOZOMI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR HIRAMATSU, KAZUO ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR SAITO, SHIGEO ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR ITO, JUNJI ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR TANI, MAKOTO ISSUER YES FOR FOR
PROPOSAL #3.14: ELECT DIRECTOR KASUI, YOSHITOMO ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR INAYAMA, ISSUER YES FOR FOR
HIDEAKI
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR HAYASHI, KAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sumitomo Mitsui Financial Group, Inc.
TICKER: 8316 CUSIP: J7771X109
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 65
PROPOSAL #2.1: ELECT DIRECTOR MIYATA, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KURUMATANI, NOBUAKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR INOUE, ATSUHIKO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR OTA, JUN ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR YOKOYAMA, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR NAKAO, ISSUER YES FOR FOR
KAZUHIKO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sumitomo Mitsui Trust Holdings, Inc.
TICKER: 8309 CUSIP: J0752J108
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 5
PROPOSAL #2.1: ELECT DIRECTOR TSUNEKAGE, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KITAMURA, KUNITARO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OTSUKA, AKIO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR IWASAKI, NOBUO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR OKUBO, TETSUO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HASHIMOTO, MASARU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR OKUNO, JUN ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MUKOHARA, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR HOSHINO, TOSHIO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SHINOHARA, SOICHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR SUGITA, ISSUER YES FOR FOR
TERUHIKO
PROPOSAL #4: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Swatch Group AG
TICKER: UHR CUSIP: H83949141
MEETING DATE: 5/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 1.50 PER REGISTERED SHARE AND CHF
7.50 PER BEARER SHARE
PROPOSAL #4.1: REELECT NAYLA HAYEK AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.2: REELECT ESTHER GRETHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: REELECT ERNST TANNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: REELECT GEORGES N. HAYEK AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.5: REELECT CLAUDE NICOLLIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: REELECT JEAN-PIERRE ROTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: REELECT NAYLA HAYEK AS BOARD CHAIRMAN ISSUER YES AGAINST AGAINST
PROPOSAL #5.1: APPOINT NAYLA HAYEK AS MEMBER OF THE ISSUER YES AGAINST AGAINST
COMPENSATION COMMITTEE
PROPOSAL #5.2: APPOINT ESTHER GRETHER AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.3: APPOINT ERNST TANNER AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #5.4: APPOINT GEORGES N. HAYEK AS MEMBER OF ISSUER YES AGAINST AGAINST
THE COMPENSATION COMMITTEE
PROPOSAL #5.5: APPOINT CLAUDE NICOLLIER AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.6: APPOINT JEAN-PIERRE ROTH AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #6: DESIGNATE BERNHARD LEHMANN AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #7: RATIFY PRICEWATERHOUSECOOPERS LTD AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Swedbank AB
TICKER: SWED A CUSIP: W9423X102
MEETING DATE: 3/19/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #8: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 10.10 PER SHARE
PROPOSAL #10: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #11: DETERMINE NUMBER OF MEMBERS ´(9) AND ISSUER YES FOR FOR
DEPUTY MEMBERS OF BOARD
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS; ISSUER YES FOR FOR
APPROVE REMUNERATION OF AUDITORS
PROPOSAL #13: REELECT ULRIKA FRANCKE, GÖRAN HEDMAN, ISSUER YES FOR FOR
LARS IDERMARK, ANDERS IGEL, PIA RUDENGREN, ANDERS
SUNDSTRÖM (CHAIR), KARL-HENRIK SUNDSTRÖM, AND SIV
SVENSSON AS DIRECTORS; ELECT MAJ-CHARLOTTE WALLIN AS
NEW DIRECTOR
PROPOSAL #14: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORIZE CHAIRMAN OF BOARD AND ISSUER YES FOR FOR
REPRESENTATIVES OF FOUR OF COMPANY'S LARGEST
SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE
PROPOSAL #16: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #17: AMEND ARTICLES RE: REMOVE REFERENCES TO ISSUER YES FOR FOR
PREFERENCE SHARES AND C SHARES
PROPOSAL #18: AUTHORIZE REPURCHASE AUTHORIZATION FOR ISSUER YES FOR FOR
TRADING IN OWN SHARES
PROPOSAL #19: AUTHORIZE GENERAL SHARE REPURCHASE ISSUER YES FOR FOR
PROGRAM
PROPOSAL #20: APPROVE ISSUANCE OF CONVERTIBLES ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #21a: APPROVE COMMON DEFERRED SHARE BONUS ISSUER YES FOR FOR
PLAN
PROPOSAL #21b: APPROVE DEFERRED SHARE BONUS PLAN FOR ISSUER YES FOR FOR
KEY EMPLOYEES
PROPOSAL #21c: APPROVE EQUITY PLAN FINANCING TO ISSUER YES FOR FOR
PARTICIPANTS OF 2014 AND PREVIOUS PROGRAMS
PROPOSAL #22: APPROVE SPECIAL INVESTIGATION INTO CARL SHAREHOLDER YES AGAINST N/A
ERIK STÅLBERG'S TIME AS CHAIRMAN AS WELL AS THE
REASONABLENESS OF HIS PENSION AGREEMENT
PROPOSAL #23: APPROVE FORMATION OF A LANDSKRONA-VEN- SHAREHOLDER YES AGAINST N/A
COPENHAGEN INTEGRATION INSTITUTE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Swire Pacific Limited
TICKER: 00019 CUSIP: Y83310105
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT M CUBBON AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT BARONESS DUNN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT T G FRESHWATER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT C LEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT I S C SHIU AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #1f: ELECT M C C SZE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT I K L CHU AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Taiwan Semiconductor Manufacturing Co., Ltd.
TICKER: 2330 CUSIP: Y84629107
MEETING DATE: 6/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2013 BUSINESS OPERATIONS REPORT ISSUER YES FOR FOR
AND FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE 2013 PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS AND
APPROVE AMENDMENTS TO TRADING PROCEDURES GOVERNING
DERIVATIVES PRODUCTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TDC A/S
TICKER: TDC CUSIP: K94545116
MEETING DATE: 3/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT AND ISSUER YES FOR FOR
BOARD
PROPOSAL #4: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #5a: REELECT VAGN SORENSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5b: REELECT PIERRE DANON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5c: REELECT STINE BOSSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5d: REELECT ANGUS PORTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5e: REELECT SOREN SORENSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5f: REELECT PIETER KNOOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7a: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #7b: AMEND GUIDELINES FOR INCENTIVE-BASED ISSUER YES FOR FOR
COMPENSATION FOR EXECUTIVE MANAGEMENT AND BOARD
PROPOSAL #7c: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF DKK 1.1 MILLION FOR CHAIRMAN, DKK
700,000 FOR VICE CHAIRMAN, AND DKK 400,000 FOR OTHER
MEMBERS; APPROVE REMUNERATION FOR COMMITTEE WORK
PROPOSAL #7d: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #7e: AMEND AUTHORISATION TO INCREASE SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #7f: APPROVE PUBLICATION OF INFORMATION IN ISSUER YES FOR FOR
ENGLISH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tesco plc
TICKER: TSCO CUSIP: G87621101
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT MARK ARMOUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT SIR RICHARD BROADBENT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: RE-ELECT PHILIP CLARKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT GARETH BULLOCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT PATRICK CESCAU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT STUART CHAMBERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT OLIVIA GARFIELD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT KEN HANNA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT DEANNA OPPENHEIMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT JACQUELINE TAMMENOMS BAKKER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER �� YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TGS Nopec Geophysical Co. ASA
TICKER: TGS CUSIP: R9138B102
MEETING DATE: 6/3/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING; DESIGNATE ISSUER YES FOR FOR
INSPECTOR(S) OF MINUTES OF MEETING
PROPOSAL #2: APPROVE NOTICE OF MEETING AND AGENDA ISSUER YES FOR FOR
PROPOSAL #3a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF NOK 8.50 PER SHARE
PROPOSAL #4: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #5a: REELECT HENRY H. HAMILTON III AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5b: REELECT COLETTE LEWINER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5c: REELECT ELISABETH HARSTAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5d: REELECT MARK LEONARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5e: REELECT BENGT LIE HANSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5f: REELECT VICKI MESSER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5g: REELECT TOR MAGNE LONNUM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AMOUNT OF USD 220,000 FOR CHAIRMAN AND NOK 295,000
FOR OTHER MEMBERS
PROPOSAL #7: APPROVE REMUNERATION OF NOMINATING ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #8: ELECT JARLE SJO AS MEMBER OF NOMINATING ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REDUCTION IN SHARE CAPITAL VIA ISSUER YES FOR FOR
SHARE CANCELLATION
PROPOSAL #12: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #13: APPROVE STOCK UNIT PLAN ISSUER YES FOR FOR
PROPOSAL #14: APPROVE CREATION OF NOK 2.6 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tokyo Electron Ltd.
TICKER: 8035 CUSIP: J86957115
MEETING DATE: 6/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE EXCHANGE AGREEMENT WITH ISSUER YES FOR FOR
TEL JAPAN GK REGARDING BUSINESS COMBINATION BETWEEN
TOKYO ELECTRON LTD. AND APPLIED MATERIALS, INC
PROPOSAL #2.1: ELECT DIRECTOR HIGASHI, TETSURO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TSUNEISHI, TETSUO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KITAYAMA, HIROFUMI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ITO, HIKARU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR WASHINO, KENJI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HARADA, YOSHITERU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HORI, TETSURO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR INOUE, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SAKANE, MASAHIRO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Total SA
TICKER: FP CUSIP: F92124100
MEETING DATE: 5/16/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.38 PER SHARE
PROPOSAL #4: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #5: REELECT PATRICIA BARBIZET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT MARIE-CHRISTINE COISNE-ROQUETTE ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #7: REELECT PAUL DESMARAIS JR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT BARBARA KUX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
CHRISTOPHE DE MARGERIE
PROPOSAL #10: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 2.5 BILLION AND/OR
AUTHORIZE CAPITALIZATION OF RESERVES FOR BONUS ISSUE
OR INCREASE IN PAR VALUE
PROPOSAL #11: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 575 MILLION
PROPOSAL #12: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE UNDER ITEM 11
PROPOSAL #13: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #14: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #15: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS RESERVED FOR
INTERNATIONAL SUBSIDIARIES
PROPOSAL #16: AUTHORIZE UP TO 0.8 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #17: AMEND ARTICLE 11 OF BYLAWS RE: EMPLOYEE ISSUER YES FOR FOR
REPRESENTATIVES AND EMPLOYEE SHAREHOLDER
REPRESENTATIVES
PROPOSAL #18: AMEND ARTICLE 12 OF BYLAWS RE: AGE ISSUER YES FOR FOR
LIMIT FOR CHAIRMAN OF THE BOARD
PROPOSAL #19: AMEND ARTICLE 15 OF BYLAWS RE: AGE ISSUER YES FOR FOR
LIMIT FOR CEO
PROPOSAL #20: AMEND ARTICLE 17 OF BYLAWS RE: PROXY ISSUER YES FOR FOR
VOTING
PROPOSAL #A: AMEND BOARD INTERNAL RULES RE: SHAREHOLDER YES AGAINST FOR
PUBLICATION OF A QUARTERLY NEWSLETTER WRITTEN BY
EMPLOYEE SHAREHOLDER REPRESENTATIVES AND EMPLOYEE
REPRESENTATIVES
PROPOSAL #B: AMEND THE SOCIAL CRITERIA THAT ARE SHAREHOLDER YES AGAINST FOR
CURRENTLY LINKED TO EXECUTIVE COMPENSATION FROM
NEGATIVE SAFETY INDICATORS TO POSITIVE SAFETY
PROPOSAL #C: ALLOW LOYALTY DIVIDENDS TO LONG-TERM SHAREHOLDER YES AGAINST FOR
REGISTERED SHAREHOLDERS AND AMEND ARTICLE 20 OF
PROPOSAL #D: APPROVE APPOINTMENT OF EMPLOYEE SHAREHOLDER YES AGAINST FOR
REPRESENTATIVES TO THE BOARD COMMITTEES AND AMEND
ARTICLE 12.5 OF BYLAWS
PROPOSAL #E: AMEND ARTICLE 12.7 OF BYLAWS: SHAREHOLDER YES AGAINST FOR
REMUNERATION OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toyota Motor Corp.
TICKER: 7203 CUSIP: J92676113
MEETING DATE: 6/17/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 100
PROPOSAL #2.1: ELECT DIRECTOR UCHIYAMADA, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TOYODA, AKIO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OZAWA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KODAIRA, NOBUYORI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KATO, MITSUHISA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MAEKAWA, MASAMOTO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR IHARA, YASUMORI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SUDO, SEIICHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SAGA, KOEI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR FUKUICHI, TOKUO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR TERASHI, SHIGEKI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR ISHII, YOSHIMASA ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR UNO, IKUO ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR KATO, HARUHIKO ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR MARK T. HOGAN ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR NAKATSUGAWA, ISSUER YES FOR FOR
MASAKI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR KITAYAMA, ISSUER YES FOR FOR
TEISUKE
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
SAKAI, RYUUJI
PROPOSAL #5: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE DISPOSAL OF TREASURY SHARES FOR ISSUER YES FOR FOR
A PRIVATE PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Turkcell Iletisim Hizmetleri AS
TICKER: TCELL CUSIP: M8903B102
MEETING DATE: 5/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: AUTHORIZE PRESIDING COUNCIL TO SIGN ISSUER YES FOR FOR
MINUTES OF MEETING
PROPOSAL #3: ACCEPT BOARD REPORT FOR 2010 ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT INTERNAL AUDITOR REPORT FOR 2010 ISSUER YES FOR FOR
PROPOSAL #5: ACCEPT EXTERNAL AUDITOR REPORT FOR 2010 ISSUER YES FOR FOR
PROPOSAL #6: ACCEPT FINANCIAL STATEMENTS FOR 2010 ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME FOR 2010 ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DISCHARGE OF COLIN J. WILLIAMS ISSUER YES FOR FOR
FOR 2010
PROPOSAL #9: APPROVE DISCHARGE OF AUDITORS FOR 2010 ISSUER YES FOR FOR
PROPOSAL #10: ACCEPT BOARD REPORT FOR 2011 ISSUER YES FOR FOR
PROPOSAL #11: ACCEPT INTERNAL AUDITOR REPORT FOR 2011 ISSUER YES FOR FOR
PROPOSAL #12: ACCEPT EXTERNAL AUDITOR REPORT FOR 2011 ISSUER YES FOR FOR
PROPOSAL #13: ACCEPT FINANCIAL STATEMENTS FOR 2011 ISSUER YES FOR FOR
PROPOSAL #14: APPROVE ALLOCATION OF INCOME FOR 2011 ISSUER YES FOR FOR
PROPOSAL #15: APPROVE DISCHARGE OF BOARD FOR 2011 ISSUER YES FOR FOR
PROPOSAL #16: APPROVE DISCHARGE OF AUDITORS FOR 2011 ISSUER YES FOR FOR
PROPOSAL #17: ACCEPT BOARD REPORT FOR 2012 ISSUER YES FOR FOR
PROPOSAL #18: ACCEPT INTERNAL AUDIT REPORT FOR 2012 ISSUER YES FOR FOR
PROPOSAL #19: RATIFY EXTERNAL AUDITORS FOR 2012 ISSUER YES FOR FOR
PROPOSAL #20: ACCEPT EXTERNAL AUDIT REPORT FOR 2012 ISSUER YES FOR FOR
PROPOSAL #21: ACCEPT FINANCIAL STATEMENTS FOR 2012 ISSUER YES FOR FOR
PROPOSAL #22: APPROVE ALLOCATION OF INCOME FOR 2012 ISSUER YES FOR FOR
PROPOSAL #23: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES FOR FOR
2013 AND RECEIVE INFORMATION ON CHARITABLE DONATIONS
FOR 2011 AND 2012
PROPOSAL #24: APPROVE DISCHARGE OF BOARD FOR 2012 ISSUER YES FOR FOR
PROPOSAL #25: APPROVE DISCHARGE OF AUDITORS FOR 2012 ISSUER YES FOR FOR
PROPOSAL #26: ACCEPT BOARD REPORT FOR 2013 ISSUER YES FOR FOR
PROPOSAL #27: RATIFY EXTERNAL AUDITORS FOR 2013 ISSUER YES FOR FOR
PROPOSAL #28: ACCEPT EXTERNAL AUDIT REPORT FOR 2013 ISSUER YES FOR FOR
PROPOSAL #29: ACCEPT FINANCIAL STATEMENTS FOR 2013 ISSUER YES FOR FOR
PROPOSAL #30: APPROVE ALLOCATION OF INCOME FOR 2013 ISSUER YES FOR FOR
PROPOSAL #31: APPROVE DISCHARGE OF BOARD FOR 2013 ISSUER YES FOR FOR
PROPOSAL #32: AMEND COMPANY ARTICLES ISSUER YES FOR FOR
PROPOSAL #33: RATIFY DIRECTOR APPOINTMENTS ISSUER YES FOR FOR
PROPOSAL #34: ELECT DIRECTORS AND DETERMINE TERMS OF ISSUER YES AGAINST AGAINST
OFFICE
PROPOSAL #35: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #36: RATIFY EXTERNAL AUDITORS FOR 2014 ISSUER YES FOR FOR
PROPOSAL #37: APPROVE WORKING PRINCIPLES OF THE ISSUER YES FOR FOR
GENERAL ASSEMBLY
PROPOSAL #38: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
PROPOSAL #40: APPROVE PROFIT DISTRIBUTION POLICY ISSUER YES FOR FOR
PROPOSAL #42: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES FOR FOR
2014 AND RECEIVE INFORMATION ON CHARITABLE DONATIONS
FOR 2013
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Turkiye Halk Bankasi A.S.
TICKER: HALKB CUSIP: M9032A106
MEETING DATE: 3/31/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD AND AUDIT REPORTS ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DIRECTOR APPOINTMENT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF BOARD AND AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #7: ELECT BOARD OF DIRECTORS AND INTERNAL ISSUER YES AGAINST AGAINST
AUDITORS
PROPOSAL #8: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #9: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PROFIT DISTRIBUTION POLICY ISSUER YES FOR FOR
PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ultra Petroleum Corp.
TICKER: UPL CUSIP: 903914109
MEETING DATE: 5/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL D. WATFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. CHARLES HELTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN J. MCDANIEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER A. BROWN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. KEEFFE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICER'S COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unilever NV
TICKER: UNA CUSIP: N8981F271
MEETING DATE: 5/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #5: APPROVE DISCHARGE OF EXECUTIVE BOARD ISSUER YES FOR FOR
MEMBERS
PROPOSAL #6: APPROVE DISCHARGE OF NON-EXECUTIVE BOARD ISSUER YES FOR FOR
MEMBERS
PROPOSAL #7: REELECT P.G.J.M. POLMAN AS AN EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: RELECT R.J-M.S. HUET AS AN EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: REELECT L.M. CHA AS A NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: REELECT L.O. FRESCO AS A NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: REELECT A.M. FUDGE AS A NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: REELECT B.E. GROTE AS A NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: REELECT M.MA AS A NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14: REELECT H. NYASULU AS A NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15: REELECT M. RIFKIND AS A NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16: REELECT J. RISHTON AS A NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17: REELECT K.J. STORM AS A NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18: REELECT M. TRESCHOW AS A NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #19: REELECT P.S. WALSH AS A NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #20: ELECT F SIJBESMA AS A NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #21: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #22: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10
PERCENT IN CASE OF TAKEOVER/MERGER AND
RESTRICTING/EXCLUDING PREEMPTIVE RIGHTS
PROPOSAL #23: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #24: APPROVE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unilever plc
TICKER: ULVR CUSIP: G92087165
MEETING DATE: 5/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT PAUL POLMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT JEAN-MARC HUET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT LAURA CHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT LOUISE FRESCO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ANN FUDGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT DR BYRON GROTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT MARY MA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT HIXONIA NYASULU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT SIR MALCOLM RIFKIND AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: RE-ELECT JOHN RISHTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT KEES STORM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT MICHAEL TRESCHOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT PAUL WALSH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: ELECT FEIKE SIJBESMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: APPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #19: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #24: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Valeo
TICKER: FR CUSIP: F96221126
MEETING DATE: 5/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: REELECT DANIEL CAMUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT JEROME CONTAMINE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT NOELLE LENOIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.70 PER SHARE
PROPOSAL #7: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
NEW TRANSACTIONS
PROPOSAL #8: ADVISORY VOTE ON COMPENSATION OF PASCAL ISSUER YES FOR FOR
COLOMBANI, CHAIRMAN OF THE BOARD
PROPOSAL #9: ADVISORY VOTE ON COMPENSATION OF JACQUES ISSUER YES FOR FOR
ASCHENBROICH, CEO
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 700,000
PROPOSAL #11: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #12: AUTHORIZE UP TO 1,500,000 SHARES FOR ISSUER YES FOR FOR
USE IN RESTRICTED STOCK PLAN
PROPOSAL #13: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #14: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vodafone Group plc
TICKER: VOD CUSIP: G93882135
MEETING DATE: 7/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: RE-ELECT GERARD KLEISTERLEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT VITTORIO COLAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT ANDY HALFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT STEPHEN PUSEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT RENEE JAMES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ALAN JEBSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SAMUEL JONAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT OMID KORDESTANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT NICK LAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ANNE LAUVERGEON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT LUC VANDEVELDE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT ANTHONY WATSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT PHILIP YEA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #16: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #17: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: AUTHORISE THE AUDIT AND RISK COMMITTEE ISSUER YES FOR FOR
TO FIX REMUNERATION OF AUDITORS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vodafone Group plc
TICKER: VOD CUSIP: G93882135
MEETING DATE: 1/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vodafone Group plc
TICKER: VOD CUSIP: G93882135
MEETING DATE: 1/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL OF ALL OF THE SHARES IN ISSUER YES FOR FOR
VODAFONE AMERICAS FINANCE 1 BY VODAFONE 4 LIMITED TO
VERIZON COMMUNICATIONS INC
PROPOSAL #2: APPROVE MATTERS RELATING TO THE RETURN ISSUER YES FOR FOR
OF VALUE TO SHAREHOLDERS
PROPOSAL #3: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #4: AUTHORISE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Volkswagen AG (VW)
TICKER: VOW3 CUSIP: D94523103
MEETING DATE: 5/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF WARRANTS/BONDS WITH ISSUER YES FOR FOR
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF
EUR 10 BILLION; APPROVE CREATION OF EUR 119 MILLION
POOL OF PREFERRED SHARES TO GUARANTEE CONVERSION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VTB Bank JSC.
TICKER: VTBR CUSIP: 46630Q202
MEETING DATE: 6/19/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDENDS OF RUB 0.00116 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: FIX NUMBER OF DIRECTORS AT 11 ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT MATTHIAS WARNIG AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.2: ELECT YVES-THIBAUIL DE SILGUY AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #7.3: ELECT SERGEY DUBININ AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.4: ELECT SIMEON DYANKOV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #7.5: ELECT MIKHAIL KOPEYKIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.6: ELECT ANDREY KOSTIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.7: ELECT NIKOLAY KROPACHEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.8: ELECT SHAHMAR MOVSUMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.9: ELECT ALEKSEY MOISEEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.10: ELECT ELENA POPOVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.11: ELECT VLADIMIR CHISTYUKHIN AS ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #8: FIX NUMBER OF AUDIT COMMISSION MEMBERS ISSUER YES FOR FOR
AT SIX
PROPOSAL #9: ELECT SIX MEMBERS OF AUDIT COMMISSION ISSUER YES FOR FOR
PROPOSAL #10: RATIFY ERNST & YOUNG LLC AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE NEW EDITION OF CHARTER ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL MEETINGS
PROPOSAL #13: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #14: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #15: APPROVE TERMINATION OF COMPANY'S ISSUER YES FOR FOR
MEMBERSHIP IN ASSOCIATION OF BILL MARKET PARTICIPANTS
(AUVER)
PROPOSAL #16.1: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH AIRPORT ALLIANCE (NETHERLANDS) B.V.
PROPOSAL #16.2: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH GAZPROM SCHWEIZ AG
PROPOSAL #16.3: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH NORD STREAM AG
PROPOSAL #16.4: APPROVE LOAN AGREEMENT WITH TELE2 ISSUER YES FOR FOR
RUSSIA HOLDING AB
PROPOSAL #16.5: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH UC RUSAL PLC
PROPOSAL #16.6: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH VTB BANK (AUSTRIA) AG
PROPOSAL #16.7: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH VTB BANK (FRANCE) SA
PROPOSAL #16.8: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH VTB CAPITAL PLC (UNITED KINGDOM)
PROPOSAL #16.9: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH OJSC ALROSA
PROPOSAL #16.10: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH AVTOTOR HOLDING LLC
PROPOSAL #16.11: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH OJSC TRANSNEFT
PROPOSAL #16.12: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH OJSC ROSSIYA BANK
PROPOSAL #16.13: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH CJSC VTB24
PROPOSAL #16.14: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH OJSC VTB BANK (AZERBAIJAN)
PROPOSAL #16.15: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH CJSC VTB BANK (BELARUS)
PROPOSAL #16.16: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH JSC VTB BANK (BELGRADE)
PROPOSAL #16.17: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH JSC VTB BANK (GEORGIA)
PROPOSAL #16.18: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH OJSC BANK MOSCOW-MINSK
PROPOSAL #16.19: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH BANK OF MOSCOW
PROPOSAL #16.20: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH PJSC VTB BANK (UKRAINE)
PROPOSAL #16.21: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH CJSC VTB DEVELOPMENT
PROPOSAL #16.22: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH VTB DEBT CENTER LTD
PROPOSAL #16.23: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH CJSC VTB CAPITAL
PROPOSAL #16.24: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH VTB CAPITAL INVESTMENT MANAGEMENT LTD.
PROPOSAL #16.25: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH JSC VTB LEASING
PROPOSAL #16.26: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH CJSC VTB SPECIALIZED DEPOSITORY
PROPOSAL #16.27: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH VTB INSURANCE LTD.
PROPOSAL #16.28: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH OJSC HALS-DEVELOPMENT
PROPOSAL #16.29: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH JOINT-STOCK COMMERCIAL BANK EVROFINANCE
PROPOSAL #16.30: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH OJSC LETO BANK
PROPOSAL #16.31: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH OJSC ROSNEFT OIL COMPANY
PROPOSAL #16.32: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH JSC UNITED AIRCRAFT CORPORATION
PROPOSAL #16.33: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH OJSC SBERBANK ROSSII
PROPOSAL #16.34: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH CJSC DYNAMO MANAGEMENT COMPANY
PROPOSAL #16.35: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH VTB FACTORING LTD.
PROPOSAL #16.36: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH THE ARTISTIC GYMNASTIC FEDERATION OF RUSSIA
PROPOSAL #16.37: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH CJSC DYNAMO MOSCOW FOOTBALL CLUB
PROPOSAL #16.38: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH CJSC VTB CAPITAL HOLDING
PROPOSAL #16.39: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH VTB CAPITAL IB HOLDING LTD.
PROPOSAL #16.40: APPROVE RELATED-PARTY TRANSACTIONS ISSUER�� YES FOR FOR
WITH THE BANK OF RUSSIA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VTB Bank JSC.
TICKER: VTBR CUSIP: X0494D108
MEETING DATE: 6/19/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDENDS OF RUB 0.00116 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: FIX NUMBER OF DIRECTORS AT 11 ISSUER YES FOR FOR
PROPOSAL #7.1: ELECT MATTHIAS WARNIG AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.2: ELECT YVES-THIBAUIL DE SILGUY AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #7.3: ELECT SERGEY DUBININ AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.4: ELECT SIMEON DYANKOV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #7.5: ELECT MIKHAIL KOPEYKIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.6: ELECT ANDREY KOSTIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.7: ELECT NIKOLAY KROPACHEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.8: ELECT SHAHMAR MOVSUMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.9: ELECT ALEKSEY MOISEEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.10: ELECT ELENA POPOVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #7.11: ELECT VLADIMIR CHISTYUKHIN AS ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #8: FIX NUMBER OF AUDIT COMMISSION MEMBERS ISSUER YES FOR FOR
AT SIX
PROPOSAL #9: ELECT SIX MEMBERS OF AUDIT COMMISSION ISSUER YES FOR FOR
PROPOSAL #10: RATIFY ERNST & YOUNG AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE NEW EDITION OF CHARTER ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL MEETINGS
PROPOSAL #13: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #14: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #15: APPROVE TERMINATION OF COMPANY'S ISSUER YES FOR FOR
MEMBERSHIP IN ASSOCIATION OF BILL MARKET PARTICIPANTS
(AUVER)
PROPOSAL #16.1: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH AIRPORT ALLIANCE (NETHERLANDS) B.V.
PROPOSAL #16.2: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH GAZPROM SCHWEIZ AG
PROPOSAL #16.3: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH NORD STREAM AG
PROPOSAL #16.4: APPROVE LOAN AGREEMENT WITH TELE2 ISSUER YES FOR FOR
RUSSIA HOLDING AB
PROPOSAL #16.5: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH UC RUSAL PLC
PROPOSAL #16.6: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH VTB BANK (AUSTRIA) AG
PROPOSAL #16.7: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH VTB BANK (FRANCE) SA
PROPOSAL #16.8: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH VTB CAPITAL PLC (UNITED KINGDOM)
PROPOSAL #16.9: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH OJSC ALROSA
PROPOSAL #16.10: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH AVTOTOR HOLDING LLC
PROPOSAL #16.11: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH OJSC TRANSNEFT
PROPOSAL #16.12: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH OJSC ROSSIYA BANK
PROPOSAL #16.13: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH CJSC VTB24
PROPOSAL #16.14: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH OJSC VTB BANK (AZERBAIJAN)
PROPOSAL #16.15: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH CJSC VTB BANK (BELARUS)
PROPOSAL #16.16: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH JSC VTB BANK (BELGRADE)
PROPOSAL #16.17: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH JSC VTB BANK (GEORGIA)
PROPOSAL #16.18: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH OJSC BANK MOSCOW-MINSK
PROPOSAL #16.19: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH BANK OF MOSCOW
PROPOSAL #16.20: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH PJSC VTB BANK (UKRAINE)
PROPOSAL #16.21: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH CJSC VTB DEVELOPMENT
PROPOSAL #16.22: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH VTB DEBT CENTER LTD
PROPOSAL #16.23: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH CJSC VTB CAPITAL
PROPOSAL #16.24: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH VTB CAPITAL INVESTMENT MANAGEMENT LTD.
PROPOSAL #16.25: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH JSC VTB LEASING
PROPOSAL #16.26: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH CJSC VTB SPECIALIZED DEPOSITORY
PROPOSAL #16.27: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH VTB INSURANCE LTD.
PROPOSAL #16.28: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH OJSC HALS-DEVELOPMENT
PROPOSAL #16.29: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH JOINT-STOCK COMMERCIAL BANK EVROFINANCE
PROPOSAL #16.30: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH OJSC LETO BANK
PROPOSAL #16.31: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH OJSC ROSNEFT OIL COMPANY
PROPOSAL #16.32: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH JSC UNITED AIRCRAFT CORPORATION
PROPOSAL #16.33: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH OJSC SBERBANK OF RUSSIA
PROPOSAL #16.34: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH CJSC DYNAMO MANAGEMENT COMPANY
PROPOSAL #16.35: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH VTB FACTORING LTD.
PROPOSAL #16.36: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH THE ARTISTIC GYMNASTIC FEDERATION OF RUSSIA
PROPOSAL #16.37: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH CJSC DYNAMO MOSCOW FOOTBALL CLUB
PROPOSAL #16.38: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH CJSC VTB CAPITAL HOLDING
PROPOSAL #16.39: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH VTB CAPITAL IB HOLDING LTD.
PROPOSAL #16.40: APPROVE RELATED-PARTY TRANSACTIONS ISSUER YES FOR FOR
WITH THE BANK OF RUSSIA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Weatherford International Ltd.
TICKER: WFT CUSIP: H27013103
MEETING DATE: 6/16/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE STATE OF INCORPORATION [FROM ISSUER YES FOR FOR
SWITZERLAND TO IRELAND]
PROPOSAL #2: APPROVE CREATION OF DISTRIBUTABLE ISSUER YES FOR FOR
PROFITS
PROPOSAL #3: ADDITIONAL AND/OR COUNTER-PROPOSALS ISSUER YES AGAINST AGAINST
PRESENTED AT THE MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wistron Corp.
TICKER: 3231 CUSIP: Y96738102
MEETING DATE: 6/11/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2013 BUSINESS OPERATIONS REPORT ISSUER YES FOR FOR
AND FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE 2013 PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #5: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #6: AMEND PROCEDURES FOR LENDING FUNDS TO ISSUER YES FOR FOR
OTHER PARTIES
PROPOSAL #7: AMEND PROCEDURES FOR ENDORSEMENT AND ISSUER YES FOR FOR
GUARANTEES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wm Morrison Supermarkets plc
TICKER: MRW CUSIP: G62748119
MEETING DATE: 6/5/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT SIR IAN GIBSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT DALTON PHILIPS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: RE-ELECT TREVOR STRAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT PHILIP COX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT RICHARD GILLINGWATER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: RE-ELECT PENNY HUGHES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT JOHANNA WATEROUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: APPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- �� ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wolseley plc
TICKER: WOS CUSIP: G9736L116
MEETING DATE: 11/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT TESSA BAMFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT MICHAEL CLARKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT GARETH DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT PILAR LOPEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JOHN MARTIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT IAN MEAKINS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT ALAN MURRAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT FRANK ROACH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT MICHAEL WAREING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: APPROVE SPECIAL DIVIDEND AND THE ISSUER YES FOR FOR
ASSOCIATED SHARE CONSOLIDATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WPP plc
TICKER: WPP CUSIP: G9788D103
MEETING DATE: 6/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SUSTAINABILITY REPORT ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ROGER AGNELLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT DR JACQUES AIGRAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT COLIN DAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT PHILIP LADER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT RUIGANG LI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT MARK READ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT PAUL RICHARDSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT JEFFREY ROSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT HUGO SHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT TIMOTHY SHRIVER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT SIR MARTIN SORRELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: RE-ELECT SALLY SUSMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: RE-ELECT SOLOMON TRUJILLO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19: ELECT DR JOHN HOOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #20: ELECT CHARLENE BEGLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #21: ELECT NICOLE SELIGMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #22: ELECT DANIELA RICCARDI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23: REAPPOINT DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORISE THEIR REMUNERATION
PROPOSAL #24: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #25: APPROVE INCREASE IN THE MAXIMUM ISSUER YES FOR FOR
AGGREGATE FEES PAYABLE TO NON-EXECUTIVE DIRECTORS
PROPOSAL #26: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #27: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: X5 Retail Group NV
TICKER: FIVE CUSIP: 98387E205
MEETING DATE: 7/19/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT ALEXANDER MALIS TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #2b: ELECT IGOR SHEKHTERMAN TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #3: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #4: ELECT VLADLENA YAVORSKAYA TO EXECUTIVE ISSUER YES FOR FOR
BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: X5 Retail Group NV
TICKER: FIVE CUSIP: 98387E205
MEETING DATE: 9/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT PAWEL MUSIAL TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #3a: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #3b: APPROVE RESTRICTED STOCK GRANTS TO ISSUER YES FOR FOR
INDEPENDENT SUPERVISORY BOARD MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: X5 Retail Group NV
TICKER: FIVE CUSIP: 98387E205
MEETING DATE: 4/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3c: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3d: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #6: REELECT DAVID GOULD TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #7: REELECT CHRISTIAN COUVREUX TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #9: GRANT BOARD AUTHORITY TO ISSUE SHARES UP ISSUER YES FOR FOR
TO 10 PERCENT OF ISSUED CAPITAL
PROPOSAL #10: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM ISSUANCE UNDER ITEM 9
PROPOSAL #11: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #12: AMEND ARTICLES RE: COMPOSITION, ISSUER YES FOR FOR
DECISION-MAKING, DELEGATION OF POWERS AND
REPRESENTATION OF THE MANAGEMENT BOARD
PROPOSAL #13: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yahoo Japan Corporation
TICKER: 4689 CUSIP: J95402103
MEETING DATE: 6/19/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MIYASAKA, MANABU ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SON, MASAYOSHI ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR KAWABE, KENTARO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR OYA, TOSHIKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MIYAUCHI, KEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR IMAI, YASUYUKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH GOLDMAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yamada Denki Co.
TICKER: 9831 CUSIP: J95534103
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR YAMADA, NOBORU ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR ICHIMIYA, TADAO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR IIZUKA, HIROYASU ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR OKAMOTO, JUN ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR KARASAWA, GINJI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR KURIHARA, MASAAKI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR KUWANO, MITSUMASA ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR HIGUCHI, HARUHIKO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR KOBAYASHI, TATSUO ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR SAMATA, SHINICHI ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR FUKUI, AKIRA ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR YAMADA, SHIGEAKI ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR YAMADA, MASARU ISSUER YES FOR FOR
PROPOSAL #3.14: ELECT DIRECTOR KOYANO, KENICHI ISSUER YES FOR FOR
PROPOSAL #3.15: ELECT DIRECTOR ORITA, SHOJI ISSUER YES FOR FOR
PROPOSAL #3.16: ELECT DIRECTOR TOKUHIRA, TSUKASA ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR IGARASHI, ISSUER YES FOR FOR
MAKOTO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yamato Kogyo Co. Ltd.
TICKER: 5444 CUSIP: J96524111
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 17
PROPOSAL #2.1: ELECT DIRECTOR KAJIHARA, KAZUMI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR YOSHIDA, TAKAFUMI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KOBAYASHI, MIKIO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KAWATA, SHIGEO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE RETIREMENT BONUS PAYMENT FOR ISSUER YES FOR FOR
DIRECTORS
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ISSUER: Zhongsheng Group Holdings Ltd.
TICKER: 00881 CUSIP: G9894K108
MEETING DATE: 3/11/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
PROPOSAL #2: ELECT ADAM KESWICK AS DIRECTOR ISSUER YES FOR FOR
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ISSUER: Zhongsheng Group Holdings Ltd.
TICKER: 00881 CUSIP: G9894K108
MEETING DATE: 6/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT LI GUOQIANG AS DIRECTOR ISSUER YES FOR �� FOR
PROPOSAL #4: ELECT DU QINGSHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT YU GUANGMING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT ZHANG ZHICHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT LENG XUESONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT LIN YONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE BOARD TO FIX DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #10: REAPPOINT ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #11: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #12: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #13: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has
duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD TRUSTEES' EQUITY FUND
By: /s/F. William McNabb III
F. William McNabb III*
Chairman and Chief Executive Officer
Date: August 28, 2014
*By: /s/Heidi Stam
Heidi Stam, pursuant to a Power of Attorney filed on April 22, 2014,
see File Number 2-17620. Incorporated by Reference.
