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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 10-Q/A
(Amendment No. 1)
ý | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the quarterly period ended July 28, 2002 | |
o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from to |
Commission File Number 1-7699
FLEETWOOD ENTERPRISES, INC.
(Exact name of registrant as specified in its charter)
Delaware (State or other jurisdiction of incorporation or organization) | 95-1948322 (I.R.S. Employer Identification Number) | |
3125 Myers Street, Riverside, California (Address of principal executive offices) | 92503-5527 (Zip code) |
Registrant's telephone number, including area code(909) 351-3500
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ý No o
Indicate the number of shares outstanding of each of the issuer's classes of Common stock as of the latest practicable date.
Class | Outstanding at August 29, 2002 | |
---|---|---|
Common stock, $1 par value | 35,787,032 shares |
The sole purpose of this Amendment to the Company's Quarterly Report on Form 10-Q is to attach Exhibit 15.1, which was inadvertently omitted from the original filing.
This Amendment No. 1 to Quarterly Report on Form 10-Q/A does not reflect events occurring after the filing of the Registrant's Quarterly Report on Form 10-Q for the fiscal quarter ended July 28, 2002, or materially modify or update those disclosures, except as described above.
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Item 6. Exhibits and Reports on Form 8-K
- (a)
- Exhibits.
10.1 | Employment agreement between the Company and Edward B. Caudill as of August 12, 2002.* | |||
10.2 | Letter agreement between the Company and Edward B. Caudill dated July 19, 2002.* | |||
15.1 | Letter of Acknowledgment of Use of Report on Unaudited Interim Financial Information. |
- *
- Incorporated by reference to Form 10-Q for quarter ended July 28, 2002, filed on September 5, 2002.
- (b)
- Reports on Form 8-K.
On July 12, 2002, we filed a current report on Form 8-K disclosing an amendment to the senior secured credit facility dated July 27, 2001.
On July 26, 2002, we filed a current report on Form 8-K announcing the appointment of Edward B. Caudill as our President and Chief Executive Officer.
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Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
FLEETWOOD ENTERPRISES, INC. | |||
By: | /s/ BOYD R. PLOWMAN Boyd R. Plowman Executive Vice President and Chief Financial Officer | ||
January 17, 2003 |
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Each of the undersigned, in his capacity as an officer of Fleetwood Enterprises, Inc., provides the following certifications required by 18 U.S.C. Section 1350, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, and 17 C.F.R. §240.13a-14.
I, Edward B. Caudill, certify that:
(1) I have reviewed this quarterly report on Form 10-Q/A of Fleetwood Enterprises, Inc.; and
(2) Based on my knowledge, this quarterly report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this quarterly report.
Dated: January 17, 2003
/s/ EDWARD B. CAUDILL Edward B. Caudill Chief Executive Officer |
I, Boyd R. Plowman, certify that:
(1) I have reviewed this quarterly report on Form 10-Q/A of Fleetwood Enterprises, Inc.; and
(2) Based on my knowledge, this quarterly report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this quarterly report.
Dated: January 17, 2003
/s/ BOYD R. PLOWMAN Boyd R. Plowman Chief Financial Officer |
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EXPLANATORY NOTE
SIGNATURE
CERTIFICATION