UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): August 7, 2013
UQM Technologies, Inc.
(Exact name of registrant as specified in its charter)
Colorado | 1-10869 | 84-0579156 |
(State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) |
4120 Specialty Place
Longmont, Colorado 80504
(Address of principal executive offices, including zip code)
(303) 682-4900
(Registrant's telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07 Submission of Matters to a Vote of Security Holders.
The Annual Meeting of Stockholders of UQM Technologies, Inc. (the "Company") was held on August 7, 2013. At the Annual Meeting, the stockholders of the Company (i) elected the persons listed below to serve as directors of the Company until the 2014 Annual Meeting of Stockholders, (ii) ratified the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2014, and (iii) approved on an advisory basis the compensation for our named executive officers.
The Company had 37,028,364 shares of Common Stock outstanding as of June 11, 2013, the record date for the Annual Meeting. At the Annual Meeting, holders of a total of 31,622,143 shares of Common Stock were present in person or represented by proxy. The following sets forth information regarding the results of the voting at the Annual Meeting:
Proposal 1 The stockholders elected each of the six nominees to the Board of Directors for a one-year term. The voting results were as follows:
| Shares | Shares | Broker |
William G. Rankin | 5,804,775 | 3,530,446 | 22,286,922 |
Eric Ridenour | 9,018,060 | 317,161 | 22,286,922 |
Stephen J. Roy | 8,561,404 | 773,817 | 22,286,922 |
Donald W. Vanlandingham | 8,556,562 | 778,659 | 22,286,922 |
Joseph P. Sellinger | 8,559,342 | 775,879 | 22,286,922 |
John E. Sztykiel | 8,926,116 | 409,105 | 22,286,922 |
Proposal 2 The stockholders ratified the appointment of Grant Thornton LLP as the Company's independent auditors for the fiscal year ending March 31, 2014. The voting results were as follows:
Shares | Shares | Shares |
30,955,831 | 176,520 | 489,792 |
Proposal 3 The stockholders approved on an advisory basis the compensation of our named executive officers:
Shares | Shares | Shares | Broker |
6,092,769 | 3,061,600 | 180,852 | 22,286,922 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
UQM TECHNOLOGIES, INC. | ||
Dated: August 8, 2013 | By: | /s/DAVID I. ROSENTHAL |
| David I. Rosenthal | ||
| Treasurer, Secretary and Chief Financial Officer | ||