UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): May 11, 2017
UQM Technologies, Inc.
(Exact name of registrant as specified in its charter)
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Colorado | 1-10869 | 84-0579156 |
(State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) |
4120 Specialty Place
Longmont, Colorado 80504
(Address of principal executive offices, including zip code)
(303) 682-4900
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ]Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ]Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a‑12)
[ ]Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ]Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02RESULTS OF OPERATIONS AND FINANCIAL CONDITION.
On May 11, 2017, UQM Technologies, Inc. issued a press release reporting its quarter results for the period ending March 31, 2017. A copy of this press release is furnished and attached hereto as Exhibit 99.1.
Item 9.01FINANCIAL STATEMENTS AND EXHIBITS
(d)Exhibits
The following exhibit is furnished as part of this Current Report on Form 8-K.
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Exhibit No. | Description of Exhibit |
99.1 | Press Release dated May 11, 2017 |
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The information in Item 2.02 of the Current Report, including the press release, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, (“Exchange Act”) or otherwise subject to the liabilities of that section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act except as expressly set forth by specific reference in such filing.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| UQM TECHNOLOGIES, INC. |
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Dated: May 11, 2017 | By: /s/DAVID I. ROSENTHAL |
| David I. Rosenthal |
| Treasurer, Secretary and Chief Financial Officer |
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EXHIBIT INDEX
Exhibit No.Description of Exhibit
99.1Press Release dated May 11, 2017