UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 5, 2018
UQM Technologies, Inc.
(Exact Name of Registrant as Specified in Charter)
Colorado |
| 1-10869 |
| 84-0579156 |
(State or Other Jurisdiction of Incorporation) |
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| (IRS Employer |
4120 Specialty Place | ||||
(Address of principal executive offices, including zip code) | ||||
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Registrant’s telephone number, including area code: (303) 682-4900 | ||||
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Not Applicable | ||||
(Former Name or Former Address, if Changed Since Last Report) | ||||
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b–2 of the Securities Exchange Act of 1934 (§ 240.12b–2 of this chapter). Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item 7.01REGULATION FD DISCLOSURE.
On March 5, 2018, UQM Technologies, Inc. issued a press release announcing that it, along with China National Heavy Duty Truck Group Co., Ltd., have decided to withdraw their joint application to the Committee on Foreign Investment in the United States (CFIUS) for the approval of the second stage investment provided for in the previously announced stock purchase agreement signed by both parties on August 25, 2017. A copy of the press release is attached hereto as Exhibit 99.1 and incorporated by reference herein.
The information in Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, (“Exchange Act”) or otherwise subject to the liabilities of that section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act except as expressly set forth by specific reference in such filing.
Item 9.01FINANCIAL STATEMENTS AND EXHIBITS.
(d) Exhibits
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Exhibit No. |
Description |
99.1 | Press Release, dated March 5, 2018
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1
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| UQM TECHNOLOGIES, INC. |
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Date: March 5, 2018 | By: : /s/DAVID I. ROSENTHAL |
| David I. Rosenthal |
| Treasurer, Secretary and Chief Financial Officer |
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