FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03010
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Advisor Series VII
82 DEVONSHIRE STREET, BOSTON, MA 02109
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 82 DEVONSHIRE STREET, BOSTON, MA 02109
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 7/31
DATE OF REPORTING PERIOD: 07/01/2009 - 06/30/2010
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Advisor Series VII
BY: /s/KENNETH B. ROBINS*
KENNETH B. ROBINS, TREASURER
DATE: 08/16/2010 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED JUNE 1, 2009 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY ADVISOR BIOTECHNOLOGY FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACADIA PHARMACEUTICALS INC. MEETING DATE: JUN 11, 2010 | ||||
TICKER: ACAD SECURITY ID: 004225108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laura Brege | Management | For | For |
1.2 | Elect Director Leslie L. Iversen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
ACORDA THERAPEUTICS, INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: ACOR SECURITY ID: 00484M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Kelley | Management | For | For |
1.2 | Elect Director Sandra Panem | Management | For | For |
1.3 | Elect Director Wise Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ADOLOR CORP MEETING DATE: MAY 18, 2010 | ||||
TICKER: ADLR SECURITY ID: 00724X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Goddard | Management | For | For |
1.2 | Elect Director Claude H. Nash | Management | For | For |
1.3 | Elect Director Donald Nickelson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AFFYMAX, INC. MEETING DATE: MAY 24, 2010 | ||||
TICKER: AFFY SECURITY ID: 00826A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen LaPorte | Management | For | For |
1.2 | Elect Director Keith R. Leonard | Management | For | For |
1.3 | Elect Director Christi van Heek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AKORN, INC. MEETING DATE: AUG 7, 2009 | ||||
TICKER: AKRX SECURITY ID: 009728106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John N. Kapoor | Management | For | For |
1.2 | Elect Director Jerry N. Ellis | Management | For | For |
1.3 | Elect Director Ronald M. Johnson | Management | For | For |
1.4 | Elect Director Subhash Kapre | Management | For | Withhold |
1.5 | Elect Director Brian Tambi | Management | For | For |
1.6 | Elect Director Steven J. Meyer | Management | For | For |
1.7 | Elect Director Alan Weinstein | Management | For | For |
1.8 | Elect Director Randall J. Wall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
AKORN, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: AKRX SECURITY ID: 009728106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John N. Kapoor | Management | For | Withhold |
1.2 | Elect Director Ronald M. Johnson | Management | For | Withhold |
1.3 | Elect Director Brian Tambi | Management | For | Withhold |
1.4 | Elect Director Steven J. Meyer | Management | For | Withhold |
1.5 | Elect Director Alan Weinstein | Management | For | Withhold |
1.6 | Elect Director Kenneth S. Abramowitz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director Joseph A. Madri | Management | For | For |
1.5 | Elect Director Larry L. Mathis | Management | For | For |
1.6 | Elect Director R. Douglas Norby | Management | For | For |
1.7 | Elect Director Alvin S. Parven | Management | For | For |
1.8 | Elect Director Andreas Rummelt | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALEXZA PHARMACEUTICALS, INC. MEETING DATE: AUG 26, 2009 | ||||
TICKER: ALXA SECURITY ID: 015384100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
ALEXZA PHARMACEUTICALS, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: ALXA SECURITY ID: 015384100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas B. King | Management | For | For |
1.2 | Elect Director Hal V. Barron | Management | For | Withhold |
1.3 | Elect Director Andrew L. Busser | Management | For | For |
1.4 | Elect Director Samuel D. Colella | Management | For | For |
1.5 | Elect Director Alan D. Frazier | Management | For | For |
1.6 | Elect Director Deepika R. Pakianathan | Management | For | For |
1.7 | Elect Director J. Leighton Read | Management | For | For |
1.8 | Elect Director Gordon Ringold | Management | For | For |
1.9 | Elect Director Isaac Stein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALKERMES, INC. MEETING DATE: OCT 6, 2009 | ||||
TICKER: ALKS SECURITY ID: 01642T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Anstice | Management | For | For |
1.2 | Elect Director Floyd E. Bloom | Management | For | For |
1.3 | Elect Director Robert A. Breyer | Management | For | For |
1.4 | Elect Director David A. Broecker | Management | For | For |
1.5 | Elect Director Geraldine Henwood | Management | For | For |
1.6 | Elect Director Paul J. Mitchell | Management | For | For |
1.7 | Elect Director Richard F. Pops | Management | For | For |
1.8 | Elect Director Alexander Rich | Management | For | For |
1.9 | Elect Director Mark B. Skaletsky | Management | For | For |
1.10 | Elect Director Michael A. Wall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALLOS THERAPEUTICS, INC. MEETING DATE: JUN 22, 2010 | ||||
TICKER: ALTH SECURITY ID: 019777101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S.J. Hoffman | Management | For | For |
1.2 | Elect Director Paul L. Berns | Management | For | For |
1.3 | Elect Director Nishan De Silva | Management | For | For |
1.4 | Elect Director Jeffrey R. Latts | Management | For | For |
1.5 | Elect Director Jonathan S. Leff | Management | For | For |
1.6 | Elect Director Timothy P. Lynch | Management | For | For |
1.7 | Elect Director David M. Stout | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: JUN 2, 2010 | ||||
TICKER: ALNY SECURITY ID: 02043Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor J. Dzau | Management | For | For |
1.2 | Elect Director Kevin P. Starr | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMAG PHARMACEUTICALS, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: AMAG SECURITY ID: 00163U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph V. Bonventre | Management | For | Withhold |
1.2 | Elect Director Michael Narachi | Management | For | Withhold |
1.3 | Elect Director Brian J.G. Pereira | Management | For | Withhold |
1.4 | Elect Director Robert J. Perez | Management | For | Withhold |
1.5 | Elect Director Lesley Russell | Management | For | Withhold |
1.6 | Elect Director Davey S. Scoon | Management | For | Withhold |
1.7 | Elect Director Ron Zwanziger | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AMGEN, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dr. David Baltimore | Management | For | For |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
3 | Elect Director Francois De Carbonnel | Management | For | For |
4 | Elect Director Jerry D. Choate | Management | For | For |
5 | Elect Director Dr. Vance D. Coffman | Management | For | For |
6 | Elect Director Frederick W. Gluck | Management | For | For |
7 | Elect Director Dr. Rebecca M. Henderson | Management | For | For |
8 | Elect Director Frank C. Herringer | Management | For | For |
9 | Elect Director Dr. Gilbert S. Omenn | Management | For | For |
10 | Elect Director Judith C. Pelham | Management | For | For |
11 | Elect Director Adm. J. Paul Reason, USN (Retired) | Management | For | For |
12 | Elect Director Leonard D. Schaeffer | Management | For | For |
13 | Elect Director Kevin W. Sharer | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
16 | Stock Retention/Holding Period | Shareholder | Against | Against |
AMYLIN PHARMACEUTICALS, INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: AMLN SECURITY ID: 032346108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adrian Adams | Management | For | For |
1.2 | Elect Director Teresa Beck | Management | For | For |
1.3 | Elect Director M. Kathleen Behrens, Ph.D. | Management | For | For |
1.4 | Elect Director Daniel M. Bradbury | Management | For | For |
1.5 | Elect Director Paul N. Clark | Management | For | For |
1.6 | Elect Director Paulo F. Costa | Management | For | For |
1.7 | Elect Director Alexander Denner, Ph.D. | Management | For | For |
1.8 | Elect Director Karin Eastham | Management | For | For |
1.9 | Elect Director James R. Gavin III, M.D., Ph.D. | Management | For | For |
1.10 | Elect Director Jay S. Skyler, M.D. | Management | For | For |
1.11 | Elect Director Joseph P. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ANTIGENICS INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: AGEN SECURITY ID: 037032109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian Corvese | Management | For | For |
1.2 | Elect Director Timothy Rothwell | Management | For | For |
1.3 | Elect Director Timothy R. Wright | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ARADIGM CORPORATION MEETING DATE: MAY 28, 2010 | ||||
TICKER: ARDM SECURITY ID: 038505301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank H. Barker | Management | For | For |
1.2 | Elect Director Igor Gonda | Management | For | For |
1.3 | Elect Director John M. Siebert | Management | For | For |
1.4 | Elect Director Virgil D. Thompson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ARENA PHARMACEUTICALS, INC. MEETING DATE: JUN 11, 2010 | ||||
TICKER: ARNA SECURITY ID: 040047102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack Lief | Management | For | For |
1.2 | Elect Director Dominic P. Behan | Management | For | For |
1.3 | Elect Director Donald D. Belcher | Management | For | For |
1.4 | Elect Director Scott H. Bice | Management | For | For |
1.5 | Elect Director Harry F. Hixson, Jr. | Management | For | For |
1.6 | Elect Director Tina S. Nova | Management | For | For |
1.7 | Elect Director Phillip M. Schneider | Management | For | For |
1.8 | Elect Director Christine A. White | Management | For | For |
1.9 | Elect Director Randall E. Woods | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARIAD PHARMACEUTICALS, INC. MEETING DATE: JUN 24, 2010 | ||||
TICKER: ARIA SECURITY ID: 04033A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Lavidas | Management | For | For |
1.2 | Elect Director M. Radaelli | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AUXILIUM PHARMACEUTICALS, INC. MEETING DATE: JUN 3, 2010 | ||||
TICKER: AUXL SECURITY ID: 05334D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf A. Classon | Management | For | For |
1.2 | Elect Director Al Altomari | Management | For | For |
1.3 | Elect Director Armando Anido | Management | For | For |
1.4 | Elect Director Edwin A. Bescherer, Jr. | Management | For | For |
1.5 | Elect Director Philippe O. Chambon | Management | For | For |
1.6 | Elect Director Oliver S. Fetzer | Management | For | For |
1.7 | Elect Director Paul A. Friedman | Management | For | For |
1.8 | Elect Director Renato Fuchs | Management | For | For |
1.9 | Elect Director William T. McKee | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BIODEL INC. MEETING DATE: MAR 2, 2010 | ||||
TICKER: BIOD SECURITY ID: 09064M105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Solomon S. Steiner | Management | For | For |
1.2 | Elect Director Ira Lieberman | Management | For | For |
1.3 | Elect Director Scott Weisman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nancy L. Leaming | Management | For | Against |
2 | Elect Director Brian S. Posner | Management | For | Against |
3 | Elect Director Eric K. Rowinsky | Management | For | Against |
4 | Elect Director Stephen A. Sherwin | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
BIOMARIN PHARMACEUTICAL INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: BMRN SECURITY ID: 09061G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Miachael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron, Ph.D. | Management | For | For |
1.4 | Elect Director Pierre Lapalme | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis, Ph.D. | Management | For | For |
1.6 | Elect Director Alan J. Lewis, Ph.D. | Management | For | For |
1.7 | Elect Director Richard Meier | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CADENCE PHARMACEUTICALS, INC. MEETING DATE: JUN 16, 2010 | ||||
TICKER: CADX SECURITY ID: 12738T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Berman | Management | For | For |
1.2 | Elect Director Todd W. Rich | Management | For | For |
1.3 | Elect Director Theodore R. Schroeder | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CELERA CORPORATION MEETING DATE: MAY 26, 2010 | ||||
TICKER: CRA SECURITY ID: 15100E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard H. Ayers | Management | For | For |
2 | Elect Director Wayne I. Roe | Management | For | For |
3 | Elect Director Bennett M. Shapiro | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CELGENE CORPORATION MEETING DATE: JUN 16, 2010 | ||||
TICKER: CELG SECURITY ID: 151020104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sol J. Barer | Management | For | For |
1.2 | Elect Director Robert J. Hugin | Management | For | For |
1.3 | Elect Director Michael D. Casey | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Rodman L. Drake | Management | For | For |
1.6 | Elect Director Gilla Kaplan | Management | For | For |
1.7 | Elect Director James J. Loughlin | Management | For | For |
1.8 | Elect Director Ernest Mario | Management | For | For |
1.9 | Elect Director Walter L. Robb | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CEPHALON, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: CEPH SECURITY ID: 156708109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Management | For | For |
1.2 | Elect Director William P. Egan | Management | For | For |
1.3 | Elect Director Martyn D. Greenacre | Management | For | For |
1.4 | Elect Director Vaughn M. Kailian | Management | For | For |
1.5 | Elect Director Kevin E. Moley | Management | For | For |
1.6 | Elect Director Charles A. Sanders, M.D. | Management | For | For |
1.7 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
1.8 | Elect Director Dennis L. Winger | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CEPHEID MEETING DATE: APR 29, 2010 | ||||
TICKER: CPHD SECURITY ID: 15670R107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas L. Gutshall | Management | For | For |
1.2 | Elect Director Cristina H. Kepner | Management | For | For |
1.3 | Elect Director David H. Persing | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CLINICAL DATA, INC. MEETING DATE: SEP 17, 2009 | ||||
TICKER: CLDA SECURITY ID: 18725U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew J. Fromkin | Management | For | For |
1.2 | Elect Director Larry D. Horner | Management | For | For |
1.3 | Elect Director Randal J. Kirk | Management | For | For |
1.4 | Elect Director Arthur B. Malman | Management | For | For |
1.5 | Elect Director Burton E. Sobel | Management | For | For |
1.6 | Elect Director Scott L. Tarriff | Management | For | For |
1.7 | Elect Director Richard J. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CUBIST PHARMACEUTICALS, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: CBST SECURITY ID: 229678107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Bonney | Management | For | For |
1.2 | Elect Director Mark Corrigan | Management | For | For |
1.3 | Elect Director Sylvie Gregoire | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
DELCATH SYSTEM, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: DCTH SECURITY ID: 24661P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold S. Koplewicz, M.D. | Management | For | For |
1.2 | Elect Director Robert B. Ladd | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
DENDREON CORPORATION MEETING DATE: JUN 2, 2010 | ||||
TICKER: DNDN SECURITY ID: 24823Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerardo Canet | Management | For | For |
1.2 | Elect Director Bogdan Dziurzynski | Management | For | For |
1.3 | Elect Director Douglas G. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ELAN CORPORATION PLC MEETING DATE: JUL 16, 2009 | ||||
TICKER: DRX SECURITY ID: 284131208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive And Consider The Financial Statements For The Year Ended December 31, 2008 Together With The Reports Of The Directors And Auditors Thereon | Management | For | For |
2 | Re-elect Shane Cooke Who Retires From The Board Byrotation In Accordance With The Articles Of Association | Management | For | For |
3 | Re-elect Lars Ekman Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
4 | Re-elect Gary Kennedy Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
5 | Elect Patrick Kennedy Who Retires From The Board In Accordance With The Articles Of Association | Management | For | For |
6 | Re-elect Kieran McGowan Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
7 | Re-elect G. Kelly Martin Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
8 | Re-elect Kyran McLaughlin Who Retires From The Board In Accordance With The Combined Code | Management | For | For |
9 | Elect Donal O Connor Who Retires From The Board In Accordance With The Articles Of Association | Management | For | For |
10 | Elect Vaughn Bryson To The Board With Effect From The End Of The Meeting | Management | For | For |
11 | Elect Richard Pilnik To The Board With Effect From The End Of The Meeting | Management | For | For |
12 | Elect Jack Schuler To The Board With Effect From The End of The Meeting | Management | For | For |
13 | Authorise The Directors To Fix The Remuneration Of The Auditors | Management | For | For |
14 | Authorise Electronic Communications With Shareholders | Management | For | For |
15 | Authorise The Directors To Issue Securities | Management | For | For |
16 | Authorise The Disapplication Of Pre-emption Rights On The Allotment Of Up To 40 Million Shares | Management | For | For |
17 | Authorise The Company To Make Market Purchases Of Its Own Shares | Management | For | For |
18 | Set The Re-issue Price Range For Treasury Shares | Management | For | For |
19 | Approve Amendments To The Articles Of Association | Management | For | For |
20 | Authorise 14 Day Notice Period For Extraordinary General Meetings | Management | For | For |
ELAN CORPORATION PLC MEETING DATE: MAY 27, 2010 | ||||
TICKER: DRX SECURITY ID: 284131208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Kieran McGowan Director | Management | For | Abstain |
3 | Reelect Kyran McLaughlin Director | Management | For | Abstain |
4 | Elect Dennis Selkoe Director | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
7 | Increase Authorised Share Capital | Management | For | For |
8 | Amend Articles to Reflect Changes in Capital | Management | For | For |
9 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
10 | Authorise Shares for Market Purchase | Management | For | For |
11 | Authorise Reissuance of Repurchased Shares | Management | For | For |
12 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ENZON PHARMACEUTICALS, INC. MEETING DATE: JAN 27, 2010 | ||||
TICKER: ENZN SECURITY ID: 293904108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Sale of Company Assets | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
EXELIXIS, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: EXEL SECURITY ID: 30161Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl B. Feldbaum | Management | For | For |
1.2 | Elect Director Alan M. Garber | Management | For | For |
1.3 | Elect Director Vincent T. Marchesi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
GENOMIC HEALTH INC MEETING DATE: JUN 10, 2010 | ||||
TICKER: GHDX SECURITY ID: 37244C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randal W. Scott | Management | For | For |
1.2 | Elect Director Kimberly J. Popovits | Management | For | For |
1.3 | Elect Director Julian C. Baker | Management | For | For |
1.4 | Elect Director Brook H. Byers | Management | For | For |
1.5 | Elect Director Fred E. Cohen | Management | For | For |
1.6 | Elect Director Samuel D. Colella | Management | For | For |
1.7 | Elect Director Ginger L. Graham | Management | For | For |
1.8 | Elect Director Randall S. Livingston | Management | For | For |
1.9 | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GENZYME CORPORATION MEETING DATE: JUN 16, 2010 | ||||
TICKER: GENZ SECURITY ID: 372917104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Douglas A. Berthiaume | Management | For | For |
1.2 | Elect Director Robert J. Bertolini | Management | For | For |
1.3 | Elect Director Gail K. Boudreaux | Management | For | For |
1.4 | Elect Director Robert J. Carpenter | Management | For | For |
1.5 | Elect Director Charles L. Cooney | Management | For | For |
1.6 | Elect Director Victor J. Dzau | Management | For | For |
1.7 | Elect Director Connie Mack, III | Management | For | For |
1.8 | Elect Director Richard F. Syron | Management | For | For |
1.9 | Elect Director Henri A. Termeer | Management | For | For |
1.10 | Elect Director Ralph V. Whitworth | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Ratify Auditors | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Steven Burakoff | Shareholder | For | Did Not Vote |
1.2 | Elect Director Alexander J. Denner | Shareholder | For | Did Not Vote |
1.3 | Elect Director Carl C. Icahn | Shareholder | For | Did Not Vote |
1.4 | Elect Director Richard Mulligan | Shareholder | For | Did Not Vote |
1.5 | Management Nominee - Douglas A. Berthiaume | Shareholder | For | Did Not Vote |
1.6 | Management Nominee - Robert J. Bertolini | Shareholder | For | Did Not Vote |
1.7 | Management Nominee - Gail K. Boudreaux | Shareholder | For | Did Not Vote |
1.8 | Management Nominee - Robert J. Carpenter | Shareholder | For | Did Not Vote |
1.9 | Management Nominee - Victor J. Dzau | Shareholder | For | Did Not Vote |
1.10 | Management Nominee - Ralph V. Whitworth | Shareholder | For | Did Not Vote |
2 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Did Not Vote |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | Against | Did Not Vote |
5 | Provide Right to Call Special Meeting | Management | For | Did Not Vote |
6 | Ratify Auditors | Management | For | Did Not Vote |
GILEAD SCIENCES, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Berg | Management | For | For |
1.2 | Elect Director John F. Cogan | Management | For | For |
1.3 | Elect Director Etienne F. Davignon | Management | For | For |
1.4 | Elect Director James M. Denny | Management | For | For |
1.5 | Elect Director Carla A. Hills | Management | For | For |
1.6 | Elect Director Kevin E. Lofton | Management | For | For |
1.7 | Elect Director John W. Madigan | Management | For | For |
1.8 | Elect Director John C. Martin | Management | For | For |
1.9 | Elect Director Gordon E. Moore | Management | For | For |
1.10 | Elect Director Nicholas G. Moore | Management | For | For |
1.11 | Elect Director Richard J. Whitley | Management | For | For |
1.12 | Elect Director Gayle E. Wilson | Management | For | For |
1.13 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
HALOZYME THERAPEUTICS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: HALO SECURITY ID: 40637H109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Engler | Management | For | For |
1.2 | Elect Director Gregory I. Frost | Management | For | For |
1.3 | Elect Director Connie L. Matsui | Management | For | For |
1.4 | Ratify Auditors | Management | For | For |
HUMAN GENOME SCIENCES, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: HGSI SECURITY ID: 444903108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Danzig | Management | For | For |
1.2 | Elect Director Jurgen Drews | Management | For | For |
1.3 | Elect Director Maxine Gowen | Management | For | For |
1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
1.6 | Elect Director John L. LaMattina | Management | For | For |
1.7 | Elect Director Augustine Lawlor | Management | For | For |
1.8 | Elect Director H. Thomas Watkins | Management | For | For |
1.9 | Elect Director Robert C. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
IMMUNOGEN, INC. MEETING DATE: NOV 11, 2009 | ||||
TICKER: IMGN SECURITY ID: 45253H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2.1 | Elect Director Mitchel Sayare, Ph.d. | Management | For | For |
2.2 | Elect Director David W. Carter | Management | For | For |
2.3 | Elect Director Mark Skaletsky | Management | For | For |
2.4 | Elect Director J.j. Villafranca | Management | For | For |
2.5 | Elect Director Nicole Onetto | Management | For | For |
2.6 | Elect Director Stephen C. Mccluski | Management | For | For |
2.7 | Elect Director Richard J. Wallace | Management | For | For |
2.8 | Elect Director Daniel M. Junius | Management | For | For |
2.9 | Elect Director Howard H. Pien | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
INCYTE CORPORATION MEETING DATE: NOV 24, 2009 | ||||
TICKER: INCY SECURITY ID: 45337C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
INCYTE CORPORATION MEETING DATE: MAY 18, 2010 | ||||
TICKER: INCY SECURITY ID: 45337C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard U. De Schutter | Management | For | For |
1.2 | Elect Director Barry M. Ariko | Management | For | For |
1.3 | Elect Director Julian C. Baker | Management | For | For |
1.4 | Elect Director Paul A. Brooke | Management | For | For |
1.5 | Elect Director Paul A. Friedman | Management | For | For |
1.6 | Elect Director John F. Niblack | Management | For | Withhold |
1.7 | Elect Director Roy A. Whitfield | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INHIBITEX, INC. MEETING DATE: JUN 23, 2010 | ||||
TICKER: INHX SECURITY ID: 45719T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Henos | Management | For | For |
1.2 | Elect Director Marc L. Preminger | Management | For | For |
1.3 | Elect Director Christopher McGuigan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
INSPIRE PHARMACEUTICALS MEETING DATE: JUN 3, 2010 | ||||
TICKER: ISPH SECURITY ID: 457733103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George B. Abercrombie | Management | For | For |
1.2 | Elect Director Adrian Adams | Management | For | For |
1.3 | Elect Director Richard S. Kent | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
INTERMUNE, INC. MEETING DATE: MAY 10, 2010 | ||||
TICKER: ITMN SECURITY ID: 45884X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David S. Kabakoff | Management | For | For |
1.2 | Elect Director Daniel G. Welch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ISIS PHARMACEUTICALS, INC. MEETING DATE: JUN 2, 2010 | ||||
TICKER: ISIS SECURITY ID: 464330109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley T. Crooke | Management | For | For |
1.2 | Elect Director Joseph Klein, III | Management | For | For |
1.3 | Elect Director John C. Reed | Management | For | For |
2 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
JAZZ PHARMACEUTICALS, INC. MEETING DATE: DEC 15, 2009 | ||||
TICKER: JAZZ SECURITY ID: 472147107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel D. Colella | Management | For | For |
1.2 | Elect Director James C. Momtazee | Management | For | For |
1.3 | Elect Director Robert M. Myers | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Director/Officer Liability and Indemnification | Management | For | For |
JAZZ PHARMACEUTICALS, INC. MEETING DATE: JUN 7, 2010 | ||||
TICKER: JAZZ SECURITY ID: 472147107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce C. Cozadd | Management | For | For |
1.2 | Elect Director Michael W. Michelson | Management | For | For |
1.3 | Elect Director Kenneth W. O'Keefe | Management | For | For |
1.4 | Elect Director Alan M. Sebulsky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LEXICON PHARMACEUTICALS, INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: LXRX SECURITY ID: 528872104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Debbane | Management | For | For |
1.2 | Elect Director Robert J. Lefkowitz, M.D. | Management | For | For |
1.3 | Elect Director Alan S. Nies, M.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LIGAND PHARMACEUTICALS INCORPORATED MEETING DATE: MAY 25, 2010 | ||||
TICKER: LGND SECURITY ID: 53220K207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jason Aryeh | Management | For | For |
1.2 | Elect Director Todd C. Davis | Management | For | For |
1.3 | Elect Director John L. Higgins | Management | For | For |
1.4 | Elect Director David M. Knott | Management | For | For |
1.5 | Elect Director John W. Kozarich | Management | For | For |
1.6 | Elect Director Stephen L. Sabba | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MARTEK BIOSCIENCES CORP. MEETING DATE: MAR 18, 2010 | ||||
TICKER: MATK SECURITY ID: 572901106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harry J. D'Andrea | Management | For | For |
2 | Elect Director James R. Beery | Management | For | For |
3 | Elect Director Michael G. Devine | Management | For | For |
4 | Elect Director Steve Dubin | Management | For | For |
5 | Elect Director Robert J. Flanagan | Management | For | For |
6 | Elect Director Polly B. Kawalek | Management | For | For |
7 | Elect Director Jerome C. Keller | Management | For | For |
8 | Elect Director Douglas J. MacMaster, Jr. | Management | For | For |
9 | Elect Director Robert H. Mayer | Management | For | For |
10 | Elect Director David M. Pernock | Management | For | For |
11 | Elect Director Eugene H. Rotberg | Management | For | For |
12 | Ratify Auditors | Management | For | For |
MICROMET, INC. MEETING DATE: JUN 22, 2010 | ||||
TICKER: MITI SECURITY ID: 59509C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry C. Benjamin | Management | For | For |
1.2 | Elect Director Kapil Dhingra | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MOMENTA PHARMACEUTICALS, INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: MNTA SECURITY ID: 60877T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ram Sasisekharan | Management | For | Withhold |
1.2 | Elect Director Bennett M. Shapiro | Management | For | For |
1.3 | Elect Director Elizabeth Stoner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MYRIAD GENETICS, INC. MEETING DATE: NOV 5, 2009 | ||||
TICKER: MYGN SECURITY ID: 62855J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Henderson | Management | For | For |
1.2 | Elect Director S. Louise Phanstiel | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
MYRIAD PHARMACEUTICALS, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: MYRX SECURITY ID: 62856H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Change Company Name | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
NEUROCRINE BIOSCIENCES, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: NBIX SECURITY ID: 64125C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
1.2 | Elect Director Richard F. Pops | Management | For | For |
1.3 | Elect Director Stephen A. Sherwin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
4 | Adopt A Policy Establishing An Engagement Process With The Proponents Of Certain Stockholder Proposals | Shareholder | Against | Against |
5 | Limit Executive Compensation | Shareholder | Against | Against |
NPS PHARMACEUTICALS, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: NPSP SECURITY ID: 62936P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael W. Bonney | Management | For | For |
1.2 | Elect Director Colin Broom | Management | For | For |
1.3 | Elect Director James G. Groninger | Management | For | For |
1.4 | Elect Director Donald E. Kuhla | Management | For | For |
1.5 | Elect Director Francois Nader | Management | For | For |
1.6 | Elect Director Rachel R. Selisker | Management | For | For |
1.7 | Elect Director Peter G. Tombros | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ONYX PHARMACEUTICALS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: ONXX SECURITY ID: 683399109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
1.2 | Elect Director Thomas G. Wiggans | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OPTIMER PHARMACEUTICALS, INC MEETING DATE: MAY 5, 2010 | ||||
TICKER: OPTR SECURITY ID: 68401H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Auerbach | Management | For | For |
1.2 | Elect Director Joseph Y. Chang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PDL BIOPHARMA, INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: PDLI SECURITY ID: 69329Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold E. Selick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PHARMASSET, INC. MEETING DATE: MAR 18, 2010 | ||||
TICKER: VRUS SECURITY ID: 71715N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert J. Conrad | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PROGENICS PHARMACEUTICALS, INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: PGNX SECURITY ID: 743187106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kurt W. Briner | Management | For | For |
1.2 | Elect Director Charles A. Baker | Management | For | For |
1.3 | Elect Director Mark R. Baker | Management | For | For |
1.4 | Elect Director Peter J. Crowley | Management | For | For |
1.5 | Elect Director Mark F. Dalton | Management | For | For |
1.6 | Elect Director Stephen P. Goff | Management | For | For |
1.7 | Elect Director Paul J. Maddon | Management | For | For |
1.8 | Elect Director David A. Scheinberg | Management | For | For |
1.9 | Elect Director Nicole S. Williams | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
QUIDEL CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: QDEL SECURITY ID: 74838J101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas D. Brown | Management | For | For |
1.2 | Elect Director Douglas C. Bryant | Management | For | For |
1.3 | Elect Director Kenneth F. Buechler | Management | For | For |
1.4 | Elect Director Rod F. Dammeyer | Management | For | For |
1.5 | Elect Director Mary Lake Polan | Management | For | For |
1.6 | Elect Director Mark A. Pulido | Management | For | For |
1.7 | Elect Director Jack W. Schuler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
REGENERON PHARMACEUTICALS, INC. MEETING DATE: JUN 11, 2010 | ||||
TICKER: REGN SECURITY ID: 75886F107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard S. Schleifer | Management | For | For |
1.2 | Elect Director Eric M. Shooter | Management | For | For |
1.3 | Elect Director George D. Yancopoulos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RIGEL PHARMACEUTICALS, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: RIGL SECURITY ID: 766559603 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean Deleage | Management | For | For |
1.2 | Elect Director Peter S. Ringrose | Management | For | For |
1.3 | Elect Director Bradford S. Goodwin | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SANGAMO BIOSCIENCES, INC MEETING DATE: JUN 2, 2010 | ||||
TICKER: SGMO SECURITY ID: 800677106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward O. Lanphier, II | Management | For | For |
1.2 | Elect Director Paul B. Cleveland | Management | For | For |
1.3 | Elect Director Stephen G. Dilly | Management | For | For |
1.4 | Elect Director William G. Gerber | Management | For | For |
1.5 | Elect Director John W. Larson | Management | For | For |
1.6 | Elect Director Steven J. Mento | Management | For | For |
1.7 | Elect Director William R. Ringo | Management | For | For |
1.8 | Elect Director Thomas G. Wiggans | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
SAVIENT PHARMACEUTICALS, INC MEETING DATE: JUN 8, 2010 | ||||
TICKER: SVNT SECURITY ID: 80517Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert Conrad | Management | For | For |
1.2 | Elect Director Ginger Constantine | Management | For | For |
1.3 | Elect Director Alan L. Heller | Management | For | For |
1.4 | Elect Director Stephen O. Jaeger | Management | For | For |
1.5 | Elect Director Joseph Klein III | Management | For | For |
1.6 | Elect Director Lee S. Simon | Management | For | For |
1.7 | Elect Director Virgil Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SEATTLE GENETICS, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: SGEN SECURITY ID: 812578102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc E. Lippman | Management | For | For |
1.2 | Elect Director Franklin M. Berger | Management | For | For |
1.3 | Elect Director Daniel G. Welch | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
THERATECHNOLOGIES INC. MEETING DATE: MAR 25, 2010 | ||||
TICKER: TH SECURITY ID: 88338H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Paul Pommier, Gilles Cloutier, A. Jean de Grandpre, Robert G. Goyer, Gerald A. Lacoste, Bernard Reculeau, Yves Rosconi,Jean-Denis Talon, and Luc Tanguay as Directors | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 28, 2010 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher Causey | Management | For | For |
1.2 | Elect Director Richard Giltner | Management | For | For |
1.3 | Elect Director R. Paul Gray | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VANDA PHARMACEUTICALS INC MEETING DATE: AUG 27, 2009 | ||||
TICKER: VNDA SECURITY ID: 921659108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mihael H. Polymeropoulos | Management | For | Withhold |
1.2 | Elect Director Argeris N. Karabelas | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
VERTEX PHARMACEUTICALS INCORPORATED MEETING DATE: MAY 13, 2010 | ||||
TICKER: VRTX SECURITY ID: 92532F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joshua Boger | Management | For | For |
1.2 | Elect Director Charles A. Sanders | Management | For | For |
1.3 | Elect Director Elaine S. Ullian | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VIROPHARMA INCORPORATED MEETING DATE: MAY 24, 2010 | ||||
TICKER: VPHM SECURITY ID: 928241108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Baldino, Jr. | Management | For | For |
1.2 | Elect Director William D. Claypool | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
WYETH MEETING DATE: JUL 20, 2009 | ||||
TICKER: WYE SECURITY ID: 983024100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3.1 | Elect Director Robert M. Amen | Management | For | For |
3.2 | Elect Director Michael J. Critelli | Management | For | For |
3.3 | Elect Director Frances D. Fergusson | Management | For | For |
3.4 | Elect Director Victor F. Ganzi | Management | For | For |
3.5 | Elect Director Robert Langer | Management | For | For |
3.6 | Elect Director John P. Mascotte | Management | For | For |
3.7 | Elect Director Raymond J. McGuire | Management | For | For |
3.8 | Elect Director Mary Lake Polan | Management | For | For |
3.9 | Elect Director Bernard Poussot | Management | For | For |
3.10 | Elect Director Gary L. Rogers | Management | For | For |
3.11 | Elect Director John R. Torell III | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
XENOPORT, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: XNPT SECURITY ID: 98411C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul L. Berns | Management | For | For |
1.2 | Elect Director John G. Freund | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ZIOPHARM ONCOLOGY, INC. MEETING DATE: JUN 23, 2010 | ||||
TICKER: ZIOP SECURITY ID: 98973P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Lewis | Management | For | For |
1.2 | Elect Director Richard E. Bagley | Management | For | For |
1.3 | Elect Director Murray Brennan | Management | For | For |
1.4 | Elect Director George B. Abercrombie | Management | For | For |
1.5 | Elect Director James A. Cannon | Management | For | For |
1.6 | Elect Director Wyche Fowler, Jr. | Management | For | For |
1.7 | Elect Director Timothy McInerney | Management | For | For |
1.8 | Elect Director Michael Weiser | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ZYMOGENETICS INC. MEETING DATE: NOV 10, 2009 | ||||
TICKER: ZGEN SECURITY ID: 98985T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | Against |
ZYMOGENETICS, INC. MEETING DATE: JUN 17, 2010 | ||||
TICKER: ZGEN SECURITY ID: 98985T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce L.A. Carter | Management | For | For |
1.2 | Elect Director James A. Harper | Management | For | For |
1.3 | Elect Director Edward E. Penhoet | Management | For | For |
1.4 | Elect Director A. Bruce Montgomery | Management | For | For |
1.5 | Elect Director Lars F. Jorgensen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR COMMUNICATIONS EQUIPMENT FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3COM CORP. MEETING DATE: SEP 23, 2009 | ||||
TICKER: COMS SECURITY ID: 885535104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen A. Cote | Management | For | For |
1.2 | Elect Director David H.Y. Ho | Management | For | For |
1.3 | Elect Director Robert Y.L. Mao | Management | For | For |
1.4 | Elect Director J. Donald Sherman | Management | For | For |
1.5 | Elect Director Dominique Trempont | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
A123 SYSTEMS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: AONE SECURITY ID: 03739T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gilbert N. Riley, Jr. | Management | For | For |
1.2 | Elect Director Jeffrey P. McCarthy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ACME PACKET, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: APKT SECURITY ID: 004764106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Thurk | Management | For | Withhold |
1.2 | Elect Director Andrew D. Ory | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ACTEL CORPORATION MEETING DATE: MAY 24, 2010 | ||||
TICKER: ACTL SECURITY ID: 004934105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. East | Management | For | For |
1.2 | Elect Director James R. Fiebiger | Management | For | For |
1.3 | Elect Director Jacob S. Jacobsson | Management | For | For |
1.4 | Elect Director Patrick W. Little | Management | For | For |
1.5 | Elect Director J. Daniel McCranie | Management | For | For |
1.6 | Elect Director Jeffrey C. Smith | Management | For | For |
1.7 | Elect Director Robert G. Spencer | Management | For | For |
1.8 | Elect Director Eric J. Zahler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ADC TELECOMMUNICATIONS, INC. MEETING DATE: FEB 9, 2010 | ||||
TICKER: ADCT SECURITY ID: 000886309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Ten | Management | For | For |
2.1 | Elect Director John J. Boyle III | Management | For | Withhold |
2.2 | Elect Director William R. Spivey | Management | For | Withhold |
2.3 | Elect Director Robert E. Switz | Management | For | Withhold |
2.4 | Elect Director Larry W. Wangberg | Management | For | Withhold |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ADTRAN, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: ADTN SECURITY ID: 00738A106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Stanton | Management | For | For |
1.2 | Elect Director H. Fenwick Huss | Management | For | For |
1.3 | Elect Director Ross K. Ireland | Management | For | For |
1.4 | Elect Director William L. Marks | Management | For | For |
1.5 | Elect Director James E. Matthews | Management | For | For |
1.6 | Elect Director Balan Nair | Management | For | For |
1.7 | Elect Director Roy J. Nichols | Management | For | For |
2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ADVA AG OPTICAL NETWORKING MEETING DATE: JUN 9, 2010 | ||||
TICKER: ADV SECURITY ID: D0190E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
4 | Approve Variable Remuneration of Supervisory Board | Management | For | For |
5 | Ratify PriceWaterhouseCoopers as Auditors for Fiscal 2010 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
AKAMAI TECHNOLOGIES, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: AKAM SECURITY ID: 00971T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Thomson Leighton | Management | For | For |
2 | Elect Director Paul Sagan | Management | For | For |
3 | Elect Director Naomi O. Seligman | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALCATEL LUCENT MEETING DATE: JUN 1, 2010 | ||||
TICKER: ALU SECURITY ID: 013904305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
4 | Reelect Philippe Camus as Director | Management | For | For |
5 | Reelect Ben Verwaayen as Director | Management | For | For |
6 | Reelect Daniel Bernard as Director | Management | For | For |
7 | Reelect Frank Blount as Director | Management | For | For |
8 | Reelect Stuart E. Eizenstat as Director | Management | For | For |
9 | Reeect Louis R. Hughes as Director | Management | For | For |
10 | Reelect Jean C. Monty as Director | Management | For | For |
11 | Reelect Olivier Piou as Director | Management | For | For |
12 | Elect Carla Cico as Director | Management | For | For |
13 | Subject to Approval of Item 12 Above, Approve Remuneration of Directors in the Aggregate Amount of EUR 990,000 | Management | For | For |
14 | Reappoint Jean-Pierre Desbois as Censor | Management | For | For |
15 | Appoint Bertrand Lapraye as Censor | Management | For | For |
16 | Approve Auditors' Special Report Regarding Ongoing Related-Party Transactions | Management | For | For |
17 | Approve Transaction with Philippe Camus Re: Vesting of Free Shares in the Event of Termination of Corporate Mandate | Management | For | For |
18 | Approve Transaction with Ben Verwaayen Re: Vesting of Equity Based Plans in the Event of Termination of Corporate Mandate, and Pension Scheme | Management | For | For |
19 | Ratify Change of Registered Office to 3, Avenue Octave Greard, 75007 Paris and Amend Article 4 of Bylaws Accordingly | Management | For | For |
20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
21 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
22 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 700 Million | Management | For | For |
23 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 920 Million | Management | For | For |
24 | Approve Issuance of Shares Reserved for Qualified Investors or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 920 Million | Management | For | For |
25 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 22 to 24 | Management | For | For |
26 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
27 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 22 to 26 at EUR 1.620 Million | Management | For | For |
28 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
29 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
30 | Authorize up to 4 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
31 | Approve Employee Stock Purchase Plan | Management | For | For |
32 | Amend Articles 13 and 14 of Bylaws Re: Length of Terms for Directors and Censors | Management | For | For |
33 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ALLOT COMMUNICATIONS LTD. MEETING DATE: DEC 15, 2009 | ||||
TICKER: ALLT SECURITY ID: M0854Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Rami Hadar as Director | Management | For | For |
1.2 | Elect Yigal Jacoby as Director | Management | For | For |
2.1 | Elect Nurit Benjamini as External Director | Management | For | For |
2.1a | Indicate If You Are a Controlling Shareholder | Management | None | Against |
2.2 | Elect Steven Levy as External Director | Management | For | For |
2.2a | Indicate If You Are a Controlling Shareholder | Management | None | Against |
3a | Approve Remuneration of External Directors | Management | For | For |
3b | Approve Grant of Options to External Directors | Management | For | For |
3b.1 | Indicate If You Are a Controlling Shareholder | Management | None | Against |
4 | Approve Grant of Options to Rami Hadar | Management | For | For |
5 | Amend Article Re: Director/Officer Liability and Indemnification | Management | For | For |
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ALTERA CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: ALTR SECURITY ID: 021441100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John P. Daane | Management | For | For |
2 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
3 | Elect Director Kevin McGarity | Management | For | For |
4 | Elect Director T. Michael Nevens | Management | For | For |
5 | Elect Director Krish A. Prabhu | Management | For | For |
6 | Elect Director John Shoemaker | Management | For | For |
7 | Elect Director Susan Wang | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
AMDOCS LIMITED MEETING DATE: JAN 21, 2010 | ||||
TICKER: DOX SECURITY ID: G02602103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Bruce K. Anderson as a Director | Management | For | For |
1.2 | Elect Adrian Gardner as a Director | Management | For | For |
1.3 | Elect Charles E. Foster as a Director | Management | For | For |
1.4 | Elect James S. Kahan as a Director | Management | For | For |
1.5 | Elect Zohar Zisapel as a Director | Management | For | For |
1.6 | Elect Dov Baharav as a Director | Management | For | For |
1.7 | Elect Julian A. Brodsky as a Director | Management | For | For |
1.8 | Elect Eli Gelman as a Director | Management | For | For |
1.9 | Elect Nehemia Lemelbaum as a Director | Management | For | For |
1.10 | Elect John T. McLennan as a Director | Management | For | For |
1.11 | Elect Robert A. Minicucci as a Director | Management | For | For |
1.12 | Elect Simon Olswang as a Director | Management | For | For |
1.13 | Elect Giora Yaron as a Director | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
AMERICAN TOWER CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director: Raymond P. Dolan | Management | For | For |
1.2 | Elect Director: Ronald M. Dykes | Management | For | For |
1.3 | Elect Director: Carolyn F. Katz | Management | For | For |
1.4 | Elect Director: Gustavo Lara Cantu | Management | For | For |
1.5 | Elect Director: Joann A. Reed | Management | For | For |
1.6 | Elect Director: Pamela D.a. Reeve | Management | For | For |
1.7 | Elect Director: David E. Sharbutt | Management | For | For |
1.8 | Elect Director: James D. Taiclet, Jr. | Management | For | For |
1.9 | Elect Director: Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
APPLIED MICRO CIRCUITS CORP. MEETING DATE: AUG 18, 2009 | ||||
TICKER: AMCC SECURITY ID: 03822W406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cesar Cesaratto | Management | For | For |
1.2 | Elect Director Donald Colvin | Management | For | For |
1.3 | Elect Director Paramesh Gopi | Management | For | For |
1.4 | Elect Director Paul R. Gray | Management | For | For |
1.5 | Elect Director Fred Shlapak | Management | For | For |
1.6 | Elect Director Arthur B. Stabenow | Management | For | For |
1.7 | Elect Director Julie H. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ARM HOLDINGS PLC MEETING DATE: MAY 14, 2010 | ||||
TICKER: ARM SECURITY ID: 042068106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Kathleen O'Donovan as Director | Management | For | Against |
5 | Re-elect Young Sohn as Director | Management | For | For |
6 | Re-elect Warren East as Director | Management | For | Against |
7 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
11 | Authorise Market Purchase | Management | For | For |
12 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
13 | Adopt New Articles of Association | Management | For | For |
ARRIS GROUP, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: ARRS SECURITY ID: 04269Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alex B. Best | Management | For | For |
1.2 | Elect Director Harry L. Bosco | Management | For | For |
1.3 | Elect Director James A. Chiddix | Management | For | For |
1.4 | Elect Director John Anderson Craig | Management | For | For |
1.5 | Elect Director Matthew B. Kearney | Management | For | For |
1.6 | Elect Director William H. Lambert | Management | For | For |
1.7 | Elect Director John R. Petty | Management | For | For |
1.8 | Elect Director Robert J. Stanzione | Management | For | For |
1.9 | Elect Director David A. Woodle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARUBA NETWORKS, INC. MEETING DATE: DEC 14, 2009 | ||||
TICKER: ARUN SECURITY ID: 043176106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic P. Orr | Management | For | Withhold |
1.2 | Elect Director Keerti Melkote | Management | For | Withhold |
1.3 | Elect Director Bernard Guidon | Management | For | Withhold |
1.4 | Elect Director Emmanuel Hernandez | Management | For | Withhold |
1.5 | Elect Director Michael R. Kourey | Management | For | Withhold |
1.6 | Elect Director Douglas Leone | Management | For | Withhold |
1.7 | Elect Director Willem P. Roelandts | Management | For | Withhold |
1.8 | Elect Director Shirish S. Sathaye | Management | For | Withhold |
1.9 | Elect Director Daniel Warmenhoven | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
AVAGO TECHNOLOGIES LTD. MEETING DATE: MAR 31, 2010 | ||||
TICKER: AVGO SECURITY ID: Y0486S104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Hock E. Tan as Director | Management | For | For |
1b | Reelect Adam H. Clammer as Director | Management | For | For |
1c | Reelect James A. Davidson as Director | Management | For | For |
1d | Reelect James V. Diller as Director | Management | For | For |
1e | Reelect James H. Greene, Jr. as Director | Management | For | For |
1f | Reelect Kenneth Y. Hao as Director | Management | For | For |
1g | Reelect John R. Joyce as Director | Management | For | For |
1h | Reelect David Kerko as Director | Management | For | For |
1i | Reelect Justine F. Lien as Director | Management | For | For |
1j | Reelect Donald Macleod as Director | Management | For | For |
1k | Reelect Bock Seng Tan as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Cash Compensation to Directors | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
5 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
BENCHMARK ELECTRONICS, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: BHE SECURITY ID: 08160H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cary T. Fu | Management | For | For |
1.2 | Elect Director Michael R. Dawson | Management | For | For |
1.3 | Elect Director Peter G. Dorflinger | Management | For | For |
1.4 | Elect Director Douglas G. Duncan | Management | For | For |
1.5 | Elect Director Laura W. Lang | Management | For | For |
1.6 | Elect Director Bernee D.L. Strom | Management | For | For |
1.7 | Elect Director Clay C. Williams | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BIGBAND NETWORKS, INC. MEETING DATE: MAY 24, 2010 | ||||
TICKER: BBND SECURITY ID: 089750509 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Amir Bassan-Eskenazi | Management | For | For |
1.2 | Elect Director Kenneth Goldman | Management | For | For |
1.3 | Elect Director Ran Oz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BLUE COAT SYSTEMS, INC. MEETING DATE: OCT 30, 2009 | ||||
TICKER: BCSI SECURITY ID: 09534T508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian M. NeSmith | Management | For | For |
1.2 | Elect Director David W. Hanna | Management | For | For |
1.3 | Elect Director James A. Barth | Management | For | For |
1.4 | Elect Director Keith Geeslin | Management | For | For |
1.5 | Elect Director Timothy A. Howes | Management | For | For |
1.6 | Elect Director James R. Tolonen | Management | For | For |
1.7 | Elect Director Carol G. Mills | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
BROCADE COMMUNICATIONS SYSTEMS, INC. MEETING DATE: APR 12, 2010 | ||||
TICKER: BRCD SECURITY ID: 111621306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Renato DiPentima | Management | For | For |
2 | Elect Director Alan Earhart | Management | For | For |
3 | Elect Director Sanjay Vaswani | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Amend Supermajority Vote Requirement | Management | For | For |
BYD COMPANY LTD. MEETING DATE: MAY 13, 2010 | ||||
TICKER: 1211 SECURITY ID: Y1023R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Working Report of the Board of Directors | Management | For | For |
2 | Accept Working Report of the Supervisory Committee | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Proposal for Appropriation of Profit | Management | For | For |
5 | Reappoint Ernst and Young as International Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Approve Remuneration of Supervisors | Management | For | For |
8 | Approve Provision of Joint Liability Guarantees for Domestic Subsidiaries in Respect of Bank Loans | Management | For | For |
9 | Approve Pledging of Shares to Secure Borrowings | Management | For | For |
10 | Other Business (Voting) | Management | For | Against |
11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
12 | Approve Issuance by the Directors of BYD Electronic (International) Co. Ltd. of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
BYD ELECTRONIC INTERNATIONAL CO., LTD. MEETING DATE: FEB 5, 2010 | ||||
TICKER: 285 SECURITY ID: Y1045N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Supply Agreement and New Caps | Management | For | For |
2 | Approve Purchase Agreement and New Caps | Management | For | For |
3 | Approve Utility Services Master Agreement and New Caps | Management | For | For |
BYD ELECTRONIC INTERNATIONAL CO., LTD. MEETING DATE: MAY 13, 2010 | ||||
TICKER: 285 SECURITY ID: Y1045N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividends of RMB 0.067 Per Share | Management | For | For |
3 | Relect Li Ke as Director and Authorize Board to Fix Her Remuneration | Management | For | Against |
4 | Relect Wang Chuan-fu as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
5 | Reelect Wu Jing-sheng as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
6 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Authorize Reissuance of Repurchased Shares | Management | For | For |
CAVIUM NETWORKS, INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: CAVM SECURITY ID: 14965A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Syed B. Ali | Management | For | For |
1.2 | Elect Director Anthony S. Thornley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CERAGON NETWORKS LTD. MEETING DATE: DEC 9, 2009 | ||||
TICKER: CRNT SECURITY ID: M22013102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Zohar Zisapel | Management | For | For |
1.2 | Director Joseph Atsmon | Management | For | For |
2 | To Approve The Grant Of Options To All The Directors, Other Than the External Directors, As Described In The Proxy Statement | Management | For | For |
3 | To Re-elect Yair Orgler And Avi Patir To Serve On The Board Of directors Of The Company As External Directors, To Approve Their remuneration And To Approve The Grant Of Options To The External directors, As Described In The Proxy Statement | Management | For | For |
4 | To Amend The 2003 Stock Option Plan Of The Company, As Described in The Proxy Statement | Management | For | For |
5 | To Re-appoint Kost Forer Gabbay & Kasierer, A Member Of Ernst & young Global, As The Company S Independent Auditor | Management | For | For |
6 | Approve Director/Officer Liability and Indemnification Insurance | Management | For | For |
CERAGON NETWORKS LTD. MEETING DATE: JUN 29, 2010 | ||||
TICKER: CRNT SECURITY ID: M22013102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Ratify Kost Forer Gabbay and Kasierer as Auditors as Auditors | Management | For | For |
2 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
CEVA, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: CEVA SECURITY ID: 157210105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eliyahu Ayalon | Management | For | For |
1.2 | Elect Director Zvi Limon | Management | For | For |
1.3 | Elect Director Bruce A. Mann | Management | For | For |
1.4 | Elect Director Peter McManamon | Management | For | For |
1.5 | Elect Director Sven-Christer Nilsson | Management | For | For |
1.6 | Elect Director Louis Silver | Management | For | For |
1.7 | Elect Director Dan Tocatly | Management | For | For |
1.8 | Elect Director Gideon Wertheizer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CIENA CORPORATION MEETING DATE: APR 14, 2010 | ||||
TICKER: CIEN SECURITY ID: 171779309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lawton W. Fitt | Management | For | For |
2 | Elect Director Patrick H. Nettles, Ph.D. | Management | For | For |
3 | Elect Director Michael J. Rowny | Management | For | For |
4 | Elect Director Patrick T. Gallagher | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 12, 2009 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Arun Sarin | Management | For | For |
12 | Elect Director Steven M. West | Management | For | For |
13 | Elect Director Jerry Yang | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
19 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
CITRIX SYSTEMS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: CTXS SECURITY ID: 177376100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark B. Templeton | Management | For | For |
2 | Elect Director Stephen M. Dow | Management | For | For |
3 | Elect Director Godfrey R. Sullivan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
COMMSCOPE, INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: CTV SECURITY ID: 203372107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Boyd L. George | Management | For | For |
1.2 | Elect Director George N. Hutton | Management | For | For |
1.3 | Elect Director Katsuhiko (Kat) Okubo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COMPAL ELECTRONICS INC. MEETING DATE: JUN 18, 2010 | ||||
TICKER: 2324 SECURITY ID: Y16907100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve the Issuance of New Shares from Capital Surplus | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
6 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
8 | Transact Other Business | Management | None | None |
COMSCORE INC MEETING DATE: JUL 29, 2009 | ||||
TICKER: SCOR SECURITY ID: 20564W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Henderson | Management | For | For |
1.2 | Elect Director Ronald J. Korn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CONEXANT SYSTEMS, INC. MEETING DATE: FEB 18, 2010 | ||||
TICKER: CNXT SECURITY ID: 207142308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W.E. Bendush | Management | For | Withhold |
1.2 | Elect Director B.S. Iyer | Management | For | Withhold |
1.3 | Elect Director J.L. Stead | Management | For | Withhold |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
CROWN CASTLE INTERNATIONAL CORP. MEETING DATE: MAY 18, 2010 | ||||
TICKER: CCI SECURITY ID: 228227104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward C. Hutcheson, Jr | Management | For | For |
1.2 | Elect Director J. Landis Martin | Management | For | For |
1.3 | Elect Director W. Benjamin Moreland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CSR PLC MEETING DATE: MAY 19, 2010 | ||||
TICKER: CSR SECURITY ID: G1790J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Ron Mackintosh as Director | Management | For | Against |
4 | Re-elect Sergio Giacoletto-Roggio as Director | Management | For | Against |
5 | Elect Kanwar Chadha as Director | Management | For | Against |
6 | Elect Diosdado Banatao as Director | Management | For | For |
7 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
8 | Authorise Board to Determine Remuneration of Auditors | Management | For | For |
9 | Authorise EU Political Donations and Expenditure | Management | For | For |
10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorise Market Purchase | Management | For | For |
13 | Adopt New Articles of Association | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CYBERLINK CO LTD MEETING DATE: JUN 17, 2010 | ||||
TICKER: 5203 SECURITY ID: Y1853F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve the Issuance of New Shares from Retained Earnings | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Amend Operating Procedures for Loan of Funds to Other Parties and Endorsement and Guarantee | Management | For | For |
6 | Transact Other Business | Management | None | None |
DRAGONWAVE INC MEETING DATE: JUN 15, 2010 | ||||
TICKER: DWI SECURITY ID: 26144M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Gerry Spencer, Peter Allen, Jean-Paul Cossart, Russell Frederick, Claude Haw, Thomas Manley and Terry Matthews as Directors | Management | For | For |
1.1 | Elect Gerry Spencer as Director | Management | For | For |
1.2 | Elect Peter Allen as Director | Management | For | For |
1.3 | Elect Jean-Paul Cossart as Director | Management | For | For |
1.4 | Elect Russell Frederick as Director | Management | For | For |
1.5 | Elect Claude Haw as Director | Management | For | For |
1.6 | Elect Thomas Manley as Director | Management | For | For |
1.7 | Elect Terry Matthews as Director | Management | For | For |
2 | Ratify Ernst and Young LLP as Auditors | Management | For | For |
3 | Amend By-Law No.1A with Respect to Quorum Requirements | Management | For | For |
4 | Amend By-Law No.1A with Respect Allowing for the Issuance of Uncertified Shares | Management | For | For |
5 | Approve Amendment Provisions of the Stock Option Plan | Management | For | For |
6 | Approve Maximum Number of Shares Issuable Under the Stock Option Plan | Management | For | For |
7 | Approve All Unallocated Options Under the Stock Option Plan | Management | For | For |
ECHOSTAR CORPORATION MEETING DATE: MAY 4, 2010 | ||||
TICKER: SATS SECURITY ID: 278768106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph P. Clayton | Management | For | For |
1.2 | Elect Director R. Stanton Dodge | Management | For | Withhold |
1.3 | Elect Director Michael T. Dugan | Management | For | Withhold |
1.4 | Elect Director Charles W. Ergen | Management | For | Withhold |
1.5 | Elect Director David K. Moskowitz | Management | For | Withhold |
1.6 | Elect Director Tom A. Ortolf | Management | For | For |
1.7 | Elect Director C. Michael Schroeder | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EMCORE CORPORATION MEETING DATE: MAY 21, 2010 | ||||
TICKER: EMKR SECURITY ID: 290846104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles T. Scott | Management | For | For |
1.2 | Elect Director Hong Q. Hou | Management | For | For |
1.3 | Elect Director Sherman McCorkle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
EMULEX CORPORATION MEETING DATE: JUL 10, 2009 | ||||
TICKER: ELX SECURITY ID: 292475209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Revoke Consent to Amend Bylaws to Allow Holders of 10% of the Company's Common Stock to Call Special Shareholder Meetings | Management | None | Did Not Vote |
2 | Revoke Consent to Appoint Eric Brandt and Arthur Chong as Stockholders' Agents | Management | None | Did Not Vote |
3 | Revoke Consent to Require Advance Notice for Shareholder Nominations | Management | None | Did Not Vote |
4 | Revoke Consent to Amend Bylaws to Require Board to Fix Record Date for Special Meetings | Management | None | Did Not Vote |
5 | Revoke Consent to Repeal Any Amendments to Bylaws Adopted on or After January 15, 2009 | Management | None | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1 | Consent to Amend Bylaws to Allow Holders of 10% of the Company's Common Stock to Call Special Shareholder Meetings | Management | None | Did Not Vote |
2 | Consent to Appoint Eric Brandt and Arthur Chong as Stockholders' Agents | Management | None | Did Not Vote |
3 | Consent to Require Advance Notice for Shareholder Nominations | Management | None | Did Not Vote |
4 | Consent to Amend Bylaws to Require Board to Fix Record Date for Special Meetings | Management | None | Did Not Vote |
5 | Consent to Repeal Any Amendments to Bylaws Adopted on or After January 15, 2009 | Management | None | Did Not Vote |
EMULEX CORPORATION MEETING DATE: NOV 19, 2009 | ||||
TICKER: ELX SECURITY ID: 292475209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred B. Cox | Management | For | For |
1.2 | Elect Director Michael P. Downey | Management | For | For |
1.3 | Elect Director Bruce C. Edwards | Management | For | For |
1.4 | Elect Director Paul F. Folino | Management | For | For |
1.5 | Elect Director Robert H. Goon | Management | For | For |
1.6 | Elect Director Don M. Lyle | Management | For | For |
1.7 | Elect Director James M. McCluney | Management | For | For |
1.8 | Elect Director Dean A. Yoost | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EQUINIX, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: EQIX SECURITY ID: 29444U502 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven T. Clontz | Management | For | For |
1.2 | Elect Director Gary F. Hromadko | Management | For | For |
1.3 | Elect Director Scott G. Kriens | Management | For | For |
1.4 | Elect Director William K. Luby | Management | For | For |
1.5 | Elect Director Irving F. Lyons, III | Management | For | For |
1.6 | Elect Director Christopher B. Paisley | Management | For | For |
1.7 | Elect Director Stephen M. Smith | Management | For | For |
1.8 | Elect Director Peter F. Van Camp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EXAR CORPORATION MEETING DATE: SEP 16, 2009 | ||||
TICKER: EXAR SECURITY ID: 300645108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Izak Bencuya | Management | For | For |
1.2 | Elect Director Pierre Guilbault | Management | For | For |
1.3 | Elect Director Brian Hilton | Management | For | For |
1.4 | Elect Director Richard L. Leza | Management | For | For |
1.5 | Elect Director Gary Meyers | Management | For | For |
1.6 | Elect Director Juan (Oscar) Rodriguez | Management | For | For |
1.7 | Elect Director Pedro P. Rodriquez | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EXTREME NETWORKS, INC. MEETING DATE: DEC 23, 2009 | ||||
TICKER: EXTR SECURITY ID: 30226D106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John H. Kispert | Management | For | For |
1.2 | Elect Director Edward B. Meyercord, III | Management | For | For |
1.3 | Elect Director Harry Silverglide | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Stock Option Exchange Program | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
F5 NETWORKS, INC. MEETING DATE: MAR 11, 2010 | ||||
TICKER: FFIV SECURITY ID: 315616102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Deborah L. Bevier | Management | For | For |
2 | Elect Director Alan J. Higginson | Management | For | For |
3 | Elect Director John McAdam | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FINISAR CORP. MEETING DATE: NOV 18, 2009 | ||||
TICKER: FNSR SECURITY ID: 31787A507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger C. Ferguson | Management | For | For |
1.2 | Elect Director Larry D. Mitchell | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: JUL 13, 2009 | ||||
TICKER: FLEX SECURITY ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Exisiting Equity Incentive Plans | Management | For | For |
FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: SEP 22, 2009 | ||||
TICKER: FLEX SECURITY ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-election Of Director: James A. Davidson | Management | For | For |
2 | Re-election Of Director: Lip Bu Tan | Management | For | For |
3 | Re-election Of Director: Robert L. Edwards | Management | For | For |
4 | Re-election Of Director: Daniel H. Schulman | Management | For | For |
5 | Re-election Of Director: William D. Watkins | Management | For | For |
6 | Approve The Reappointment Of Deloitte & Touche Llp As Flextronics' Independent Auditors For The 2010 Fiscal Year Andto Authorize The Board Of Directors To Fix Its Remuneration. | Management | For | For |
7 | Approve The General Authorization For The Directors Offlextronics To Allot And Issue Ordinary Shares. | Management | For | For |
8 | Approve The Renewal Of The Share Purchase Mandate Relating To Acquisitions By Flextronics Of Its Own Issued Ordinary Shares. | Management | For | For |
9 | Approve Changes In The Cash Compensation Payable To Flextronics' Non-employee Directors And Additional Cash Compensation For The Chairman Of The Board Of Directors. | Management | For | For |
FOXCONN INTERNATIONAL HOLDINGS LTD. MEETING DATE: JUN 8, 2010 | ||||
TICKER: 2038 SECURITY ID: G36550104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Lee Jin Ming as Director and Authorize Board to Fix His Remuneration | Management | For | For |
3 | Reelect Chih Yu Yang as Director and Authorize Board to Fix His Remuneration | Management | For | For |
4 | Elect Lee Jer Sheng as Director and Authorize Board to Fix Her Remuneration | Management | For | For |
5 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
9 | Approve Issuance of Shares and Grant of Option Pursuant to the Share Option Scheme | Management | For | For |
HARMONIC INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: HLIT SECURITY ID: 413160102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick J. Harshman | Management | For | For |
1.2 | Elect Director Lewis Solomon | Management | For | For |
1.3 | Elect Director Harold Covert | Management | For | For |
1.4 | Elect Director Patrick Gallagher | Management | For | For |
1.5 | Elect Director E. Floyd Kvamme | Management | For | For |
1.6 | Elect Director Anthony J. Ley | Management | For | For |
1.7 | Elect Director William F. Reddersen | Management | For | For |
1.8 | Elect Director David R. Van Valkenburg | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
HARRIS STRATEX NETWORKS, INC. MEETING DATE: NOV 19, 2009 | ||||
TICKER: HSTX SECURITY ID: 41457P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles D. Kissner | Management | For | Withhold |
1.2 | Elect Director Harald J. Braun | Management | For | Withhold |
1.3 | Elect Director Eric C. Evans | Management | For | Withhold |
1.4 | Elect Director William A. Hasler | Management | For | Withhold |
1.5 | Elect Director Clifford H. Higgerson | Management | For | Withhold |
1.6 | Elect Director Dr. Mohsen Sohi | Management | For | Withhold |
1.7 | Elect Director Dr. James C. Stoffel | Management | For | Withhold |
1.8 | Elect Director Edward F. Thompson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Eliminate Class of Common Stock | Management | For | For |
HITTITE MICROWAVE CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: HITT SECURITY ID: 43365Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Daly | Management | For | For |
1.2 | Elect Director Ernest L. Godshalk | Management | For | For |
1.3 | Elect Director Rick D. Hess | Management | For | For |
1.4 | Elect Director Adrienne M. Markham | Management | For | For |
1.5 | Elect Director Brian P. McAloon | Management | For | For |
1.6 | Elect Director Cosmo S. Trapani | Management | For | For |
1.7 | Elect Director Franklin Weigold | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HTC CORPORATION MEETING DATE: JUN 18, 2010 | ||||
TICKER: 2498 SECURITY ID: Y3732M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2009 Dividends and Employee Profit Sharing | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
7 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
8.1 | Elect Cher Wang with ID Number 2 as Director | Management | For | Against |
8.2 | Elect Wen-Chi Chen with ID Number 5 as Director | Management | For | Against |
8.3 | Elect HT Cho with ID Number 22 as Director | Management | For | Against |
8.4 | Elect Ho-Chen Tan with ID Number D101161444 as Director | Management | For | Against |
8.5 | Elect Josef Felder with ID Number 19610425FE as Independent Director | Management | For | For |
8.6 | Elect Chen-Kuo Lin with ID Number F102690133 as Independent Director | Management | For | For |
8.7 | Elect Representative of Way-Chih Investment Co., Ltd. with ID Number 15 as Supervisor | Management | For | For |
8.8 | Elect Po-Cheng Ko with ID Number 14257 as Supervisor | Management | For | For |
8.9 | Elect Caleb Ou-Yang with ID Number D101424339 as Supervisor | Management | For | For |
9 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
10 | Transact Other Business | Management | None | None |
IKANOS COMMUNICATIONS, INC. MEETING DATE: AUG 21, 2009 | ||||
TICKER: IKAN SECURITY ID: 45173E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adjourn Meeting | Management | For | Against |
IKANOS COMMUNICATIONS, INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: IKAN SECURITY ID: 45173E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Danial Faizullabhoy | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
INFINEON TECHNOLOGIES AG MEETING DATE: FEB 11, 2010 | ||||
TICKER: IFX SECURITY ID: D35415104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008/2009 (Non-Voting) | Management | None | None |
2 | Discussion of Remuneration System for Management Board Members (Non-Voting) | Management | None | None |
3.1 | Approve Discharge of Management Board Member Peter Bauer for Fiscal 2008/2009 | Management | For | For |
3.2 | Approve Discharge of Management Board Member Hermann Eul for Fiscal 2008/2009 | Management | For | For |
3.3 | Approve Discharge of Management Board Member Reinhard Ploss for Fiscal 2008/2009 | Management | For | For |
3.4 | Approve Discharge of Management Board Member Marco Schroeter for Fiscal 2008/2009 | Management | For | For |
4.1 | Approve Discharge of Supervisory Board Member Max Dietrich Kley for Fiscal 2008/2009 | Management | For | For |
4.2 | Approve Discharge of Supervisory Board Member Wigand Cramer for Fiscal 2008/2009 | Management | For | For |
4.3 | Approve Discharge of Supervisory Board Member Alfred Eibl for Fiscal 2008/2009 | Management | For | For |
4.4 | Approve Discharge of Former Supervisory Board Member Johannes Feldmayer for Fiscal 2008/2009 | Management | For | For |
4.5 | Approve Discharge of Supervisory Board Member Peter Gruber for Fiscal 2008/2009 | Management | For | For |
4.6 | Approve Discharge of Former Supervisory Board Member Jakob Hauser for Fiscal 2008/2009 | Management | For | For |
4.7 | Approve Discharge of Supervisory Board Member Gerhard Hobbach for Fiscal 2008/2009 | Management | For | For |
4.8 | Approve Discharge of Supervisory Board Member Renate Koecher for Fiscal 2008/2009 | Management | For | For |
4.9 | Approve Discharge of Supervisory Board Member Siegfried Luther for Fiscal 2008/2009 | Management | For | For |
4.10 | Approve Discharge of Former Supervisory Board Member Franz Neppl for Fiscal 2008/2009 | Management | For | For |
4.11 | Approve Discharge of Supervisory Board Member Manfred Puffer for Fiscal 2008/2009 | Management | For | For |
4.12 | Approve Discharge of Former Supervisory Board Member Michael Ruth for Fiscal 2008/2009 | Management | For | For |
4.13 | Approve Discharge of Supervisory Board Member Gerd Schmidt for Fiscal 2008/2009 | Management | For | For |
4.14 | Approve Discharge of Supervisory Board Member Doris Schmitt-Landsiedel for Fiscal 2008/2009 | Management | For | For |
4.15 | Approve Discharge of Supervisory Board Member Horst Schuler for Fiscal 2008/2009 | Management | For | For |
4.16 | Approve Discharge of Supervisory Board Member Kerstin Schulzendorf for Fiscal 2008/2009 | Management | For | For |
4.17 | Approve Discharge of Supervisory Board Member Eckart Suenner for Fiscal 2008/2009 | Management | For | For |
4.18 | Approve Discharge of Supervisory Board Member Alexander Trueby for Fiscal 2008/2009 | Management | For | For |
4.19 | Approve Discharge of Supervisory Board Member Arnaud de Weert for Fiscal 2008/2009 | Management | For | For |
4.20 | Approve Discharge of Former Supervisory Board Member Martin Winterkorn for Fiscal 2008/2009 | Management | For | For |
4.21 | Approve Discharge of Supervisory Board Member Klaus Wucherer for Fiscal 2008/2009 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7.1 | Elect Hans-Ulrich Holdenried to the Supervisory Board | Management | For | For |
7.2 | Elect Renate Koecher to the Supervisory Board | Management | For | For |
7.3 | Elect Manfred Puffer to the Supervisory Board | Management | For | For |
7.4 | Elect Doris Schmitt-Landsiedel to the Supervisory Board | Management | For | For |
7.5 | Elect Eckart Suenner to the Supervisory Board | Management | For | For |
7.6 | Elect Klaus Wucherer to the Supervisory Board | Management | For | For |
7.7 | Elect Willi Berchtold to the Supervisory Board | Shareholder | Against | Did Not Vote |
8 | Approve Cancellation of Two Authorizations to Issue Options and Convertible Bonds as well as Corresponding Pools of Capital | Management | For | For |
9 | Approve Reduction of 2002 Pool of Conditional Capital and Allow for Share Issuances in Conjunction with Convertible Bond Issuance from May 2009 | Management | For | For |
10 | Approve Creation of EUR 648 Million Pool of Capital without Preemptive Rights | Management | For | For |
11 | Approve Creation of EUR 40 Million Pool of Capital without Preemptive Rights for Employee Share Awards | Management | For | For |
12 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 24 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
13 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
14.1 | Amend Articles Re: Deadline for the Convocation of and Registration for the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
14.2 | Amend Articles Re: Postal Voting at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
14.3 | Amend Articles Re: Online Participation and Online Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
14.4 | Amend Articles Re: Designation of Power of Attorney Rights due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
14.5 | Amend Articles Re: Audio and Video Transmission of the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
15 | Approve Affiliation Agreement with Subsidiary Hitex Development Tools GmbH | Management | For | For |
16 | Approve Affiliation Agreement with Subsidiary Infineon Technologies Mantel 21 GmbH | Management | For | For |
INFINERA CORP MEETING DATE: MAY 19, 2010 | ||||
TICKER: INFN SECURITY ID: 45667G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth A. Goldman | Management | For | For |
1.2 | Elect Director Carl Redfield | Management | For | For |
2 | Ratify Auditors | Management | For | For |
IXIA MEETING DATE: MAY 27, 2010 | ||||
TICKER: XXIA SECURITY ID: 45071R109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurent Asscher | Management | For | For |
1.2 | Elect Director Atul Bhatnagar | Management | For | For |
1.3 | Elect Director Jonathan Fram | Management | For | For |
1.4 | Elect Director Errol Ginsberg | Management | For | For |
1.5 | Elect Director Gail Hamilton | Management | For | For |
1.6 | Elect Director Jon F. Rager | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
JDS UNIPHASE CORP. MEETING DATE: NOV 11, 2009 | ||||
TICKER: JDSU SECURITY ID: 46612J507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
1.2 | Elect Director Harold L. Covert | Management | For | For |
1.3 | Elect Director Penelope A. Herscher | Management | For | For |
1.4 | Elect Director Masood Jabbar | Management | For | For |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pradeep Sindhu | Management | For | For |
1.2 | Elect Director Robert M. Calderoni | Management | For | For |
1.3 | Elect Director William F. Meehan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KONGZHONG CORPORATION MEETING DATE: NOV 10, 2009 | ||||
TICKER: KONG SECURITY ID: 50047P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Hope Ni as a Director | Management | For | For |
2 | Indicate Charles Xue and Hope Ni as Independent Directors | Management | For | For |
3 | Ratify Deloitte Touche Tohmatsu as Auditors | Management | For | For |
LATTICE SEMICONDUCTOR CORPORATION MEETING DATE: MAY 4, 2010 | ||||
TICKER: LSCC SECURITY ID: 518415104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David E. Coreson | Management | For | For |
1.2 | Elect Director Gerhard H. Parker | Management | For | For |
1.3 | Elect Director Hans Schwarz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LEAP WIRELESS INTERNATIONAL, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: LEAP SECURITY ID: 521863308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John H. Chapple | Management | For | For |
1.2 | Elect Director John D. Harkey, Jr. | Management | For | For |
1.3 | Elect Director S. Douglas Hutcheson | Management | For | For |
1.4 | Elect Director Ronald J. Kramer | Management | For | For |
1.5 | Elect Director Robert V. LaPenta | Management | For | For |
1.6 | Elect Director Mark H. Rachesky | Management | For | For |
1.7 | Elect Director William A. Roper, Jr. | Management | For | For |
1.8 | Elect Director Michael B. Targoff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LSI CORP MEETING DATE: MAY 12, 2010 | ||||
TICKER: LSI SECURITY ID: 502161102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles A. Haggerty | Management | For | For |
2 | Elect Director Richard S. Hill | Management | For | For |
3 | Elect Director John H.f. Miner | Management | For | For |
4 | Elect Director Arun Netravali | Management | For | For |
5 | Elect Director Matthew J. O Rourke | Management | For | For |
6 | Elect Director Gregorio Reyes | Management | For | For |
7 | Elect Director Michael G. Strachan | Management | For | For |
8 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
9 | Elect Director Susan M. Whitney | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
MICROSEMI CORPORATION MEETING DATE: FEB 17, 2010 | ||||
TICKER: MSCC SECURITY ID: 595137100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Peterson | Management | For | For |
1.2 | Elect Director Dennis R. Leibel | Management | For | For |
1.3 | Elect Director Thomas R. Anderson | Management | For | For |
1.4 | Elect Director William E. Bendush | Management | For | For |
1.5 | Elect Director William L. Healey | Management | For | For |
1.6 | Elect Director Paul F. Folino | Management | For | For |
1.7 | Elect Director Matthew E. Massengill | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MOTOROLA, INC. MEETING DATE: MAY 3, 2010 | ||||
TICKER: MOT SECURITY ID: 620076109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory Q. Brown | Management | For | For |
2 | Elect Director David W. Dorman | Management | For | For |
3 | Elect Director William R. Hambrecht | Management | For | Against |
4 | Elect Director Sanjay K. Jha | Management | For | For |
5 | Elect Director Keith A. Meister | Management | For | For |
6 | Elect Director Thomas J. Meredith | Management | For | For |
7 | Elect Director Samuel C. Scott III | Management | For | Against |
8 | Elect Director James R. Stengel | Management | For | Against |
9 | Elect Director Anthony J. Vinciquerra | Management | For | For |
10 | Elect Director Douglas A. Warner III | Management | For | For |
11 | Elect Director John A. White | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Human Rights Policies | Shareholder | Against | Abstain |
15 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
NETEASE COM INC MEETING DATE: SEP 4, 2009 | ||||
TICKER: NTES SECURITY ID: 64110W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-election Of Director: William Ding | Management | For | Against |
2 | Re-election Of Director: Alice Cheng | Management | For | For |
3 | Re-election Of Director: Denny Lee | Management | For | Against |
4 | Re-election Of Director: Joseph Tong | Management | For | For |
5 | Re-election Of Director: Lun Feng | Management | For | Against |
6 | Re-election Of Director: Michael Leung | Management | For | For |
7 | Re-election Of Director: Michael Tong | Management | For | Against |
8 | Appoint Pricewaterhousecoopers Zhong Tian CPAs Limited Company as Independent Auditors Of Netease.com, Inc. For The Fiscal Year Ending December 31, 2009. | Management | For | For |
NETLOGIC MICROSYSTEMS, INC. MEETING DATE: OCT 23, 2009 | ||||
TICKER: NETL SECURITY ID: 64118B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NETLOGIC MICROSYSTEMS, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: NETL SECURITY ID: 64118B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Perham | Management | For | For |
1.2 | Elect Director Alan Krock | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
NETSCOUT SYSTEMS, INC. MEETING DATE: SEP 9, 2009 | ||||
TICKER: NTCT SECURITY ID: 64115T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor A. Demarines | Management | For | For |
1.2 | Elect Director Vincent J. Mullarkey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NEUSTAR, INC. MEETING DATE: JUN 23, 2010 | ||||
TICKER: NSR SECURITY ID: 64126X201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gareth C.C. Chang | Management | For | For |
1.2 | Elect Director Jeffrey E. Ganek | Management | For | For |
1.3 | Elect Director Hellene S. Runtagh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NOVATEL WIRELESS, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: NVTL SECURITY ID: 66987M604 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Ledwith | Management | For | For |
1.2 | Elect Director John Wakelin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OCLARO INC MEETING DATE: OCT 21, 2009 | ||||
TICKER: OCLR SECURITY ID: 67555N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bernard Couillaud | Management | For | For |
1.2 | Elect Director Greg Dougherty | Management | For | For |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Approve Reverse Stock Split | Management | For | For |
4 | Ratify Auditors | Management | For | For |
OMNIVISION TECHNOLOGIES, INC. MEETING DATE: SEP 24, 2009 | ||||
TICKER: OVTI SECURITY ID: 682128103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph Jeng | Management | For | For |
1.2 | Elect Director Dwight Steffensen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Employee Stock Option Exchange Program | Management | For | For |
5 | Approve Officer Stock Option Exchange Program | Management | For | Against |
ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 18, 2010 | ||||
TICKER: ONNN SECURITY ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Daniel McCranie | Management | For | For |
1.2 | Elect Director Emmanuel T. Hernandez | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OPLINK COMMUNICATIONS, INC. MEETING DATE: NOV 4, 2009 | ||||
TICKER: OPLK SECURITY ID: 68375Q403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tim Christoffersen | Management | For | For |
1.2 | Elect Director Jesse W. Jack | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
OPNET TECHNOLOGIES, INC. MEETING DATE: JUL 20, 2009 | ||||
TICKER: OPNT SECURITY ID: 683757108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
OPNET TECHNOLOGIES, INC. MEETING DATE: SEP 14, 2009 | ||||
TICKER: OPNT SECURITY ID: 683757108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc A. Cohen | Management | For | For |
1.2 | Elect Director William F. Stasior | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
OPNEXT, INC. MEETING DATE: JAN 27, 2010 | ||||
TICKER: OPXT SECURITY ID: 68375V105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harry L. Bosco | Management | For | For |
1.2 | Elect Director William L. Smith | Management | For | For |
1.3 | Elect Director Shinjiro Iwata | Management | For | For |
1.4 | Elect Director John F. Otto, Jr. | Management | For | For |
1.5 | Elect Director Gilles Bouchard | Management | For | For |
1.6 | Elect Director Isamu Kuru | Management | For | For |
2 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PALM INC MEETING DATE: SEP 30, 2009 | ||||
TICKER: PALM SECURITY ID: 696643105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Hagerty | Management | For | For |
1.2 | Elect Director Jonathan J. Rubinstein | Management | For | For |
1.3 | Elect Director Paul S. Mountford | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PERICOM SEMICONDUCTOR CORPORATION MEETING DATE: DEC 11, 2009 | ||||
TICKER: PSEM SECURITY ID: 713831105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alex Chiming Hui | Management | For | For |
1.2 | Elect Director Chi-Hung (John) Hui | Management | For | For |
1.3 | Elect Director Hau L. Lee | Management | For | For |
1.4 | Elect Director Dennis McKenna | Management | For | For |
1.5 | Elect Director Michael J. Sophie | Management | For | For |
1.6 | Elect Director Siu-Weng Simon Wong | Management | For | For |
1.7 | Elect Director Edward Yang | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PLEXUS CORP. MEETING DATE: FEB 10, 2010 | ||||
TICKER: PLXS SECURITY ID: 729132100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralf R. Boer | Management | For | For |
1.2 | Elect Director Stephen P. Cortinovis | Management | For | For |
1.3 | Elect Director David J. Drury | Management | For | For |
1.4 | Elect Director Dean A. Foate | Management | For | For |
1.5 | Elect Director Peter Kelly | Management | For | For |
1.6 | Elect Director John L. Nussbaum | Management | For | For |
1.7 | Elect Director Michael V. Schrock | Management | For | For |
1.8 | Elect Director Charles M. Strother | Management | For | For |
1.9 | Elect Director Mary A. Winston | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PLX TECHNOLOGY, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: PLXT SECURITY ID: 693417107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Salameh | Management | For | For |
1.2 | Elect Director D. James Guzy | Management | For | For |
1.3 | Elect Director John H. Hart | Management | For | For |
1.4 | Elect Director Robert H. Smith | Management | For | For |
1.5 | Elect Director Thomas Riordan | Management | For | For |
1.6 | Elect Director Patrick Verderico | Management | For | For |
1.7 | Elect Director Ralph H. Schmitt | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PMC-SIERRA, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: PMCS SECURITY ID: 69344F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Bailey | Management | For | For |
1.2 | Elect Director Richard E. Belluzzo | Management | For | For |
1.3 | Elect Director James V. Diller, Sr. | Management | For | For |
1.4 | Elect Director Michael R. Farese | Management | For | For |
1.5 | Elect Director Jonathan J. Judge | Management | For | For |
1.6 | Elect Director William H. Kurtz | Management | For | For |
1.7 | Elect Director Gregory S. Lang | Management | For | For |
1.8 | Elect Director Frank J. Marshall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Performance-Based Equity Awards | Shareholder | Against | Against |
POLYCOM, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: PLCM SECURITY ID: 73172K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Hagerty | Management | For | For |
1.2 | Elect Director Michael R. Kourey | Management | For | For |
1.3 | Elect Director Betsy S. Atkins | Management | For | For |
1.4 | Elect Director David G. DeWalt | Management | For | For |
1.5 | Elect Director John A. Kelley, Jr. | Management | For | For |
1.6 | Elect Director D. Scott Mercer | Management | For | For |
1.7 | Elect Director William A. Owens | Management | For | For |
1.8 | Elect Director Kevin T. Parker | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
POWERWAVE TECHNOLOGIES, INC. MEETING DATE: AUG 12, 2009 | ||||
TICKER: PWAV SECURITY ID: 739363109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Moiz M. Beguwala | Management | For | For |
1.2 | Elect Director Ken J. Bradley | Management | For | For |
1.3 | Elect Director Ronald J. Buschur | Management | For | For |
1.4 | Elect Director John L. Clendenin | Management | For | For |
1.5 | Elect Director David L. George | Management | For | For |
1.6 | Elect Director Eugene L. Goda | Management | For | For |
1.7 | Elect Director Carl W. Neun | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PRIME VIEW INTERNATIONAL CO., LTD. MEETING DATE: JUN 18, 2010 | ||||
TICKER: 8069 SECURITY ID: Y70814101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Statement of Profit & Loss Appropriation | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Release of Restrictions of Competitive Activities of Directors and Their Representatives | Management | For | For |
5 | Amend Operating Procedures for Loan of Funds to Other Parties and Endorsement and Guarantee | Management | For | For |
QUALCOMM INCORPORATED MEETING DATE: MAR 2, 2010 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Brent Scowcroft | Management | For | For |
1.12 | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
RADVISION LTD. MEETING DATE: NOV 30, 2009 | ||||
TICKER: RVSN SECURITY ID: M81869105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2 | Amend Articles | Management | For | For |
3 | Approve Grant of Options and Extend Term of Granted Options | Management | For | Against |
4 | Approve Grant of Options to Board Chairman | Management | For | Against |
4a | Indicate Personal Interest in Proposed Agenda Item | Management | None | Against |
5a | Elect Joseph Atsmon as External Director | Management | For | For |
5b | Elect Liora Lev as External Director | Management | For | For |
6a | Approve Cash Compensation of Joseph Atsmon | Management | For | For |
6b | Approve Cash Compensation of Liora Lev | Management | For | For |
RESEARCH IN MOTION LTD MEETING DATE: JUL 14, 2009 | ||||
TICKER: RIM SECURITY ID: 760975102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mike Lazaridis | Management | For | For |
1.2 | Elect Director James Estill | Management | For | For |
1.3 | Elect Director David Kerr | Management | For | For |
1.4 | Elect Director Roger Martin | Management | For | For |
1.5 | Elect Director John Richardson | Management | For | For |
1.6 | Elect Director Barbara Stymiest | Management | For | For |
1.7 | Elect Director John Wetmore | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
RF MICRO DEVICES, INC. MEETING DATE: JUL 29, 2009 | ||||
TICKER: RFMD SECURITY ID: 749941100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter H. Wilkinson,jr. | Management | For | Withhold |
1.2 | Elect Director Robert A. Bruggeworth | Management | For | Withhold |
1.3 | Elect Director Daniel A. Dileo | Management | For | Withhold |
1.4 | Elect Director Jeffery R. Gardner | Management | For | Withhold |
1.5 | Elect Director John R. Harding | Management | For | Withhold |
1.6 | Elect Director Masood A. Jabbar | Management | For | For |
1.7 | Elect Director Casimir S. Skrzypczak | Management | For | Withhold |
1.8 | Elect Director Erik H. Van Der Kaay | Management | For | Withhold |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Ratify Auditors | Management | For | For |
RIVERBED TECHNOLOGY, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: RVBD SECURITY ID: 768573107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Floyd | Management | For | For |
1.2 | Elect Director Christopher J. Schaepe | Management | For | For |
1.3 | Elect Director James R. Swartz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
SANDVINE CORPORATION MEETING DATE: APR 6, 2010 | ||||
TICKER: SVC SECURITY ID: 800213100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Roger Maggs as Director | Management | For | For |
1.2 | Elect Mark Guibert as Director | Management | For | For |
1.3 | Elect John Keating as Director | Management | For | For |
1.4 | Elect Ken Taylor as Director | Management | For | For |
1.5 | Elect Dave Caputo as Director | Management | For | For |
1.6 | Elect Steven McCartney as Director | Management | For | For |
1.7 | Elect Scott Hamilton as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Approve Unallocated Options Under the Stock Option Plan | Management | For | For |
SBA COMMUNICATIONS CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: SBAC SECURITY ID: 78388J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George R. Krouse, Jr. | Management | For | For |
1.2 | Elect Director Kevin L. Beebe | Management | For | For |
1.3 | Elect Director Jack Langer | Management | For | For |
1.4 | Elect Director Jeffrey A. Stoops | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
SHORETEL INC. MEETING DATE: NOV 4, 2009 | ||||
TICKER: SHOR SECURITY ID: 825211105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary J. Daichendt | Management | For | For |
1.2 | Elect Director Michael Gregoire | Management | For | For |
1.3 | Elect Director Charles D. Kissner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SIERRA WIRELESS INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: SW SECURITY ID: 826516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jason W. Cohenour as Director | Management | For | For |
1.2 | Elect Gregory D. Aasen as Director | Management | For | For |
1.3 | Elect Robin A. Abrams as Director | Management | For | For |
1.4 | Elect Paul G. Cataford as Director | Management | For | For |
1.5 | Elect Charles E. Levine as Director | Management | For | For |
1.6 | Elect S. Jane Rowe as Director | Management | For | For |
1.7 | Elect David B. Sutcliffe as Director | Management | For | For |
1.8 | Elect Kent Thexton as Director | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SILICON STORAGE TECHNOLOGY, INC. MEETING DATE: APR 8, 2010 | ||||
TICKER: SSTI SECURITY ID: 827057100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
SINA CORPORATION MEETING DATE: DEC 7, 2009 | ||||
TICKER: SINA SECURITY ID: G81477104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Yan Wang as Director | Management | For | For |
1.2 | Elect Song-Yi Zhang as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers Zhong Tian CPAs Limited as Auditors | Management | For | For |
3 | Allow Electronic Distribution of Company Communications | Management | For | For |
4 | Amend Articles Re: Modernize Company's Articles of Association with Corporate Governance Provisions | Management | For | Against |
5 | Amend Articles Re: Board Procedures and Governance | Management | For | For |
6 | Amend Articles Re: Increase Requisite Paid-up Capital for Calling General Meetings from One-Tenth to 25 Percent | Management | For | Against |
7 | Amend Articles Re: Approve Restatement of Amended and Restated Articles of Association to Reflect Proposed Changes to Relevant Articles | Management | For | Against |
SMART MODULAR TECHNOLOGIES (WWH) INC. MEETING DATE: AUG 25, 2009 | ||||
TICKER: SMOD SECURITY ID: G82245104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Option Exchange Program for Employees | Management | For | For |
SMART MODULAR TECHNOLOGIES (WWH) INC. MEETING DATE: JAN 26, 2010 | ||||
TICKER: SMOD SECURITY ID: G82245104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Iain MacKenzie as Director | Management | For | For |
1.2 | Elect Ajay Shah as Director | Management | For | For |
1.3 | Elect Harry W. (Webb) McKinney as Director | Management | For | For |
1.4 | Elect Kimberly E. Alexy as Director | Management | For | For |
1.5 | Elect Dennis McKenna as Director | Management | For | For |
1.6 | Elect C.S. Park as Director | Management | For | For |
1.7 | Elect Mukesh Patel as Director | Management | For | For |
1.8 | Elect Clifton Thomas Weatherford as Director | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
SMITH MICRO SOFTWARE, INC. MEETING DATE: AUG 24, 2009 | ||||
TICKER: SMSI SECURITY ID: 832154108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas G. Campbell | Management | For | For |
1.2 | Elect Director Ted L. Hoffman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
SMITH MICRO SOFTWARE, INC. MEETING DATE: JUN 24, 2010 | ||||
TICKER: SMSI SECURITY ID: 832154108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel Gulko | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
SOFTBANK CORP MEETING DATE: JUN 25, 2010 | ||||
TICKER: 9984 SECURITY ID: J75963108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
SONUS NETWORKS, INC. MEETING DATE: JUN 16, 2010 | ||||
TICKER: SONS SECURITY ID: 835916107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Beatriz V. Infante | Management | For | For |
1.2 | Elect Director Howard E. Janzen | Management | For | For |
1.3 | Elect Director H. Brian Thompson | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 11, 2010 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Robert R. Bennett | Management | For | For |
2 | Election Director Gordon M. Bethune | Management | For | For |
3 | Election Director Larry C. Glasscock | Management | For | For |
4 | Election Director James H. Hance, Jr. | Management | For | For |
5 | Election Director Daniel R. Hesse | Management | For | For |
6 | Election Director V. Janet Hill | Management | For | For |
7 | Election Director Frank Ianna | Management | For | For |
8 | Election Director Sven-Christer Nilsson | Management | For | For |
9 | Election Director William R. Nuti | Management | For | For |
10 | Election Director Rodney O' Neal | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Approve Repricing of Options | Management | For | For |
13 | Report on Political Contributions | Shareholder | Against | Abstain |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
STANDARD MICROSYSTEMS CORP. MEETING DATE: JUL 8, 2009 | ||||
TICKER: SMSC SECURITY ID: 853626109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew M. Caggia | Management | For | For |
1.2 | Elect Director James A. Donahue | Management | For | For |
1.3 | Elect Director Kenneth Kin | Management | For | For |
1.4 | Elect Director Christine King | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SYNCHRONOSS TECHNOLOGIES, INC. MEETING DATE: MAY 10, 2010 | ||||
TICKER: SNCR SECURITY ID: 87157B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Hoffman | Management | For | For |
1.2 | Elect Director James M. McCormick | Management | For | For |
1.3 | Elect Director Donnie M. Moore | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
SYNIVERSE HOLDINGS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: SVR SECURITY ID: 87163F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Marino | Management | For | For |
1.2 | Elect Director Tony G. Holcombe | Management | For | For |
1.3 | Elect Director Jason Few | Management | For | For |
1.4 | Elect Director Robert J. Gerrard, Jr. | Management | For | For |
1.5 | Elect Director James B. Lipham | Management | For | For |
1.6 | Elect Director Wendy J. Murdock | Management | For | For |
1.7 | Elect Director Jack Pearlstein | Management | For | For |
1.8 | Elect Director Timothy A. Samples | Management | For | For |
1.9 | Elect Director Fritz E. von Mering | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
TALEO CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: TLEO SECURITY ID: 87424N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Gregoire | Management | For | For |
1.2 | Elect Director Michael Tierney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TEKELEC MEETING DATE: MAY 14, 2010 | ||||
TICKER: TKLC SECURITY ID: 879101103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald W. Buckly | Management | For | For |
1.2 | Elect Director Hubert de Pesquidoux | Management | For | For |
1.3 | Elect Director Mark A. Floyd | Management | For | For |
1.4 | Elect Director David R. Laube | Management | For | For |
1.5 | Elect Director Carol G. Mills | Management | For | For |
1.6 | Elect Director Franco Plastina | Management | For | For |
1.7 | Elect Director Krish A. Prabhu | Management | For | For |
1.8 | Elect Director Michael P. Ressner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TELECOMMUNICATION SYSTEMS, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: TSYS SECURITY ID: 87929J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maurice B. Tose | Management | For | For |
1.2 | Elect Director James M. Bethmann | Management | For | For |
1.3 | Elect Director Richard A. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
TELLABS, INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: TLAB SECURITY ID: 879664100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael J. Birck | Management | For | For |
2 | Elect Director Linda Wells Kahangi | Management | For | For |
3 | Elect Director Robert W. Pullen | Management | For | For |
4 | Elect Director Vincent H. Tobkin | Management | For | For |
5 | Ratify Auditors | Management | For | For |
TENCENT HOLDINGS LTD. MEETING DATE: MAY 12, 2010 | ||||
TICKER: 700 SECURITY ID: G87572148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Reelect Zhang Zhidong as Director | Management | For | Against |
3a2 | Reelect Charles St Leger Searle as Director | Management | For | Against |
3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
TESSERA TECHNOLOGIES, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: TSRA SECURITY ID: 88164L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J Boehlke | Management | For | For |
1.2 | Elect Director Nicholas E. Brathwaite | Management | For | For |
1.3 | Elect Director John B. Goodrich | Management | For | For |
1.4 | Elect Director Bruce M. McWilliams | Management | For | For |
1.5 | Elect Director David C. Nagel | Management | For | For |
1.6 | Elect Director Henry R. Nothhaft | Management | For | For |
1.7 | Elect Director Robert A. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TRIMBLE NAVIGATION LIMITED MEETING DATE: MAY 19, 2010 | ||||
TICKER: TRMB SECURITY ID: 896239100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven W. Berglund | Management | For | For |
1.2 | Elect Director John B. Goodrich | Management | For | For |
1.3 | Elect Director William Hart | Management | For | For |
1.4 | Elect Director Merit E. Janow | Management | For | For |
1.5 | Elect Director Ulf J. Johansson | Management | For | For |
1.6 | Elect Director Bradford W. Parkinson | Management | For | For |
1.7 | Elect Director Mark S. Peek | Management | For | For |
1.8 | Elect Director Nickolas W. Vande Steeg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
TRIQUINT SEMICONDUCTOR, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: TQNT SECURITY ID: 89674K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Paul A. Gary,PHD | Management | For | For |
2 | Election Director Charles Scott Gibson | Management | For | For |
3 | Election Director David H.Y. Ho | Management | For | For |
4 | Election Director Nicolas Kauser | Management | For | For |
5 | Election Director Ralph G. Quinsey | Management | For | For |
6 | Election Director Dr. Walden C. Rhines | Management | For | For |
7 | Election Director Steven J. Sharp | Management | For | For |
8 | Election Director Willis C. Young | Management | For | For |
9 | Ratify Auditors | Management | For | For |
UBISOFT ENTERTAINMENT SA MEETING DATE: JUL 10, 2009 | ||||
TICKER: UBI SECURITY ID: F9396N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
7 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million with the Possibility Not to Offer them to the Public | Management | For | For |
10 | Approve Employee Stock Purchase Plan | Management | For | For |
11 | Authorize up to 3.4 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
12 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
13 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 4 Million | Management | For | For |
14 | Amend Article 9 of Bylaws Re: Length of terms for Directors | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ULTICOM, INC. MEETING DATE: JUN 3, 2010 | ||||
TICKER: ULCM SECURITY ID: 903844207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul D. Baker | Management | For | For |
1.2 | Elect Director John A. Bunyan | Management | For | For |
1.3 | Elect Director Michael J. Chill | Management | For | For |
1.4 | Elect Director Andre Dahan | Management | For | For |
1.5 | Elect Director Ron Hiram | Management | For | For |
1.6 | Elect Director Joel E. Legon | Management | For | For |
1.7 | Elect Director Rex A. McWilliams | Management | For | For |
1.8 | Elect Director Shawn K. Osborne | Management | For | For |
1.9 | Elect Director Shefali A. Shah | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
UNIVERSAL DISPLAY CORPORATION MEETING DATE: JUN 24, 2010 | ||||
TICKER: PANL SECURITY ID: 91347P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven V. Abramson | Management | For | For |
1.2 | Elect Director Leonard Becker | Management | For | Withhold |
1.3 | Elect Director Elizabeth H. Gemmill | Management | For | Withhold |
1.4 | Elect Director C. Keith Hartley | Management | For | Withhold |
1.5 | Elect Director Lawrence Lacerte | Management | For | Withhold |
1.6 | Elect Director Sidney D. Rosenblatt | Management | For | For |
1.7 | Elect Director Sherwin I. Seligsohn | Management | For | For |
2 | Increase Authorized Common and Capital Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VERISIGN, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: VRSN SECURITY ID: 92343E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. James Bidzos | Management | For | For |
1.2 | Elect Director William L. Chenevich | Management | For | For |
1.3 | Elect Director Kathleen A. Cote | Management | For | For |
1.4 | Elect Director Mark D. McLaughlin | Management | For | For |
1.5 | Elect Director Roger H. Moore | Management | For | For |
1.6 | Elect Director John D. Roach | Management | For | For |
1.7 | Elect Director Louis A. Simpson | Management | For | For |
1.8 | Elect Director Timothy Tomlinson | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VIRGIN MEDIA INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: VMED SECURITY ID: 92769L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Allen | Management | For | For |
1.2 | Elect Director Andrew J. Cole | Management | For | For |
1.3 | Elect Director Gordon D. McCallum | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
VISIONCHINA MEDIA INC. MEETING DATE: DEC 29, 2009 | ||||
TICKER: VISN SECURITY ID: 92833U103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Deloitte Touche Tohmatsu CPA Ltd. as Auditors | Management | For | For |
XILINX, INC. MEETING DATE: AUG 12, 2009 | ||||
TICKER: XLNX SECURITY ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip T. Gianos | Management | For | For |
1.2 | Elect Director Moshe N. Gavrielov | Management | For | For |
1.3 | Elect Director John L. Doyle | Management | For | For |
1.4 | Elect Director Jerald G. Fishman | Management | For | For |
1.5 | Elect Director William G. Howard, Jr. | Management | For | For |
1.6 | Elect Director J. Michael Patterson | Management | For | For |
1.7 | Elect Director Marshall C. Turner | Management | For | For |
1.8 | Elect Director E.W. Vanderslice | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD) MEETING DATE: JUN 3, 2010 | ||||
TICKER: 763 SECURITY ID: Y0004F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Report of the Board of Directors | Management | For | For |
3 | Accept Report of the Supervisory Committee | Management | For | For |
4 | Accept Report of the President of the Company | Management | For | For |
5 | Accept Final Financial Accounts | Management | For | For |
6 | Approve Application to the Bank of China Ltd., Shenzhen Branch for a RMB 24.9 Billion Composite Credit Facility | Management | For | For |
7a | Reappoint Ernst & Young Hua Ming as the PRC Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7b | Reappoint Ernst & Young as the Hong Kong Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Reelect Timothy Alexander Steinart as Independent Director | Management | For | For |
9 | Approve Adjustment of Allowance Granted to the Independent Directors | Management | For | For |
10 | Approve the 2010 Investment Quota for Fixed-income Derivatives | Shareholder | None | Against |
11 | Approve Profit Distribution Proposal and Capitalization from Capital Reserves of the Company for 2009 | Management | For | For |
12 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
13a | Amend Articles Re: Issued Share Capital and Registered Capital | Management | For | For |
13b | Ammend Articles of Association and Process Any Changes in Registration Capital | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR CONSUMER DISCRETIONARY FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ADVANCE AUTO PARTS INC MEETING DATE: MAY 19, 2010 | ||||
TICKER: AAP SECURITY ID: 00751Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director John C. Brouillard | Management | For | For |
1.3 | Elect Director Fiona P. Dias | Management | For | For |
1.4 | Elect Director Frances X. Frei | Management | For | For |
1.5 | Elect Director Darren R. Jackson | Management | For | For |
1.6 | Elect Director William S. Oglesby | Management | For | For |
1.7 | Elect Director J. Paul Raines | Management | For | For |
1.8 | Elect Director Gilbert T. Ray | Management | For | For |
1.9 | Elect Director Carlos A. Saladrigas | Management | For | For |
1.10 | Elect Director Francesca M. Spinelli | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMAZON.COM, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director William B. Gordon | Management | For | For |
5 | Elect Director Alain Monie | Management | For | For |
6 | Elect Director Thomas O. Ryder | Management | For | For |
7 | Elect Director Patricia Q. Stonesifer | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Report on Political Contributions | Shareholder | Against | Abstain |
AUTOZONE, INC. MEETING DATE: DEC 16, 2009 | ||||
TICKER: AZO SECURITY ID: 053332102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Crowley | Management | For | For |
1.2 | Elect Director Sue E. Gove | Management | For | For |
1.3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
1.4 | Elect Director Robert R. Grusky | Management | For | For |
1.5 | Elect Director J. R. Hyde, III | Management | For | For |
1.6 | Elect Director W. Andrew McKenna | Management | For | For |
1.7 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.8 | Elect Director Luis P. Nieto | Management | For | For |
1.9 | Elect Director William C. Rhodes, III | Management | For | For |
1.10 | Elect Director Theodore W. Ullyot | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BALLY TECHNOLOGIES, INC MEETING DATE: DEC 2, 2009 | ||||
TICKER: BYI SECURITY ID: 05874B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Robbins | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BED BATH & BEYOND INC. MEETING DATE: JUN 29, 2010 | ||||
TICKER: BBBY SECURITY ID: 075896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Warren Eisenberg | Management | For | For |
2 | Elect Director Leonard Feinstein | Management | For | For |
3 | Elect Director Steven H. Temares | Management | For | For |
4 | Elect Director Dean S. Adler | Management | For | For |
5 | Elect Director Stanley F. Barshay | Management | For | For |
6 | Elect Director Klaus Eppler | Management | For | For |
7 | Elect Director Patrick R. Gaston | Management | For | For |
8 | Elect Director Jordan Heller | Management | For | For |
9 | Elect Director Victoria A. Morrison | Management | For | For |
10 | Ratify Auditors | Management | For | For |
BEST BUY CO., INC. MEETING DATE: JUN 24, 2010 | ||||
TICKER: BBY SECURITY ID: 086516101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lisa M. Caputo | Management | For | For |
1.2 | Elect Director Brian J. Dunn | Management | For | For |
1.3 | Elect Director Kathy J. Higgins Victor | Management | For | For |
1.4 | Elect Director Rogelio M. Rebolledo | Management | For | For |
1.5 | Elect Director Gerard R. Vittecoq | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BJ WHOLESALE CLUB, INC MEETING DATE: MAY 25, 2010 | ||||
TICKER: BJ SECURITY ID: 05548J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leonard A. Schlesinger | Management | For | For |
2 | Elect Director Thomas J. Shields | Management | For | For |
3 | Elect Director Herbert J Zarkin | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
BJ'S RESTAURANTS, INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: BJRI SECURITY ID: 09180C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald W. Deitchle | Management | For | For |
1.2 | Elect Director James ('Jim') A. Dal Pozzo | Management | For | For |
1.3 | Elect Director J. Roger King | Management | For | For |
1.4 | Elect Director Larry D. Bouts | Management | For | For |
1.5 | Elect Director John ('Jack') F. Grundhofer | Management | For | For |
1.6 | Elect Director Peter ('Pete') A. Bassi | Management | For | For |
1.7 | Elect Director William ('Bill') L. Hyde, Jr. | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BLUE NILE, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: NILE SECURITY ID: 09578R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Diane Irvine | Management | For | For |
1.2 | Elect Director Leslie Lane | Management | For | For |
1.3 | Elect Director Ned Mansour | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
BMW GROUP BAYERISCHE MOTOREN WERKE AG MEETING DATE: MAY 18, 2010 | ||||
TICKER: BMW SECURITY ID: D12096109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.30 per Common Share and EUR 0.32 per Preference Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
6 | Elect Henning Kagermann to the Supervisory Board | Management | For | For |
7 | Amend Articles Re: Registration for, Electronic Voting and Voting Right Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Right Directive) | Management | For | For |
8 | Approve Remuneration System for Management Board Members | Management | For | For |
9a | Approve Affiliation Agreement with Bavaria Wirtschaftsagentur GmbH | Management | For | For |
9b | Approve Affiliation Agreement with BMW Anlagen Verwaltungs GmbH | Management | For | For |
9c | Approve Affiliation Agreement with BMW Bank GmbH | Management | For | For |
9d | Approve Affiliation Agreement with BMW Fahrzeugtechnik GmbH | Management | For | For |
9e | Approve Affiliation Agreement with BMW Forschung und Technik GmbH | Management | For | For |
9f | Approve Affiliation Agreement with BMW INTEC Beteiligungs GmbH | Management | For | For |
9g | Approve Affiliation Agreement with BMW Leasing GmbH | Management | For | For |
9h | Approve Affiliation Agreement with BMW M GmbH | Management | For | For |
9i | Approve Affiliation Agreement with BMW Verwaltungs GmbH | Management | For | For |
BORGWARNER INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: BWA SECURITY ID: 099724106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jere A. Drummond | Management | For | For |
1.2 | Elect Director Timothy M. Manganello | Management | For | For |
1.3 | Elect Director John R. Mckernan, Jr. | Management | For | For |
1.4 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BURGER KING HOLDINGS, INC. MEETING DATE: NOV 19, 2009 | ||||
TICKER: BKC SECURITY ID: 121208201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Chidsey | Management | For | For |
1.2 | Elect Director Richard W. Boyce | Management | For | For |
1.3 | Elect Director David A. Brandon | Management | For | For |
1.4 | Elect Director Ronald M. Dykes | Management | For | For |
1.5 | Elect Director Peter R. Formanek | Management | For | For |
1.6 | Elect Director Manuel A. Garcia | Management | For | For |
1.7 | Elect Director Sanjeev K. Mehra | Management | For | For |
1.8 | Elect Director Brian T. Swette | Management | For | For |
1.9 | Elect Director Kneeland C. Youngblood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CABELA'S INCORPORATED MEETING DATE: MAY 11, 2010 | ||||
TICKER: CAB SECURITY ID: 126804301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Theodore M. Armstrong | Management | For | For |
2 | Elect Director Richard N. Cabela | Management | For | For |
3 | Elect Director James W. Cabela | Management | For | For |
4 | Elect Director John H. Edmondson | Management | For | For |
5 | Elect Director John Gottschalk | Management | For | For |
6 | Elect Director Dennis Highby | Management | For | For |
7 | Elect Director Reuben Mark | Management | For | For |
8 | Elect Director Michael R. McCarthy | Management | For | For |
9 | Elect Director Thomas L. Millner | Management | For | For |
10 | Ratify Auditors | Management | For | For |
CABLEVISION SYSTEMS CORPORATION MEETING DATE: MAY 21, 2010 | ||||
TICKER: CVC SECURITY ID: 12686C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zachary W. Carter | Management | For | For |
1.2 | Elect Director Thomas V. Reifenheiser | Management | For | Withhold |
1.3 | Elect Director John R. Ryan | Management | For | Withhold |
1.4 | Elect Director Vincent Tese | Management | For | Withhold |
1.5 | Elect Director Leonard Tow | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Ronald Dietz | Management | For | For |
2 | Elect Director Lewis Hay, III | Management | For | For |
3 | Elect Director Mayo A. Shattuck III | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Declassify the Board of Directors | Shareholder | Against | For |
CAREER EDUCATION CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: CECO SECURITY ID: 141665109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis H. Chookaszian | Management | For | For |
2 | Elect Director David W. Devonshire | Management | For | For |
3 | Elect Director Patrick W. Gross | Management | For | For |
4 | Elect Director Gregory L. Jackson | Management | For | For |
5 | Elect Director Thomas B. Lally | Management | For | For |
6 | Elect Director Steven H. Lesnik | Management | For | For |
7 | Elect Director Gary E. McCullough | Management | For | For |
8 | Elect Director Edward A. Snyder | Management | For | For |
9 | Elect Director Leslie T. Thornton | Management | For | For |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Ratify Auditors | Management | For | For |
CARNIVAL CORP. MEETING DATE: APR 13, 2010 | ||||
TICKER: CCL SECURITY ID: 143658300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Micky Arison As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
2 | Elect Sir Jonathon Band As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
3 | Reelect Robert H. Dickinson As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
4 | Reelect Arnold W. Donald As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
5 | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
6 | Reelect Howard S. Frank As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
7 | Reelect Richard J. Glasier As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
8 | Reelect Modesto A. Maidique As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
9 | Reelect Sir John Parker As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
10 | Reelect Peter G. Ratcliffe As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
11 | Reelect Stuart Subotnick As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
12 | Reelect Laura Weil As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
13 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
14 | Reelect Uzi Zucker As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
15 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation. | Management | For | For |
16 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc. | Management | For | For |
17 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2009 | Management | For | For |
18 | Approve The Directors Remuneration Report Of Carnival Plc For The Year Ended November 30, 2009 | Management | For | For |
19 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Shares for Market Purchase | Management | For | For |
22 | Stock Retention/Holding Period | Shareholder | Against | Against |
23 | Transact Other Business (Non-Voting) | Management | None | None |
CENTEX CORP. MEETING DATE: AUG 18, 2009 | ||||
TICKER: CTX SECURITY ID: 152312104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
CHEESECAKE FACTORY, INC., THE MEETING DATE: JUN 2, 2010 | ||||
TICKER: CAKE SECURITY ID: 163072101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Allen J. Bernstein | Management | For | For |
2 | Elect Director Thomas L. Gregory | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
CHIPOTLE MEXICAN GRILL, INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: CMG SECURITY ID: 169656105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert S. Baldocchi | Management | For | For |
1.2 | Elect Director Neil W. Flanzraich | Management | For | For |
1.3 | Elect Director Darlene J. Friedman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CITI TRENDS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: CTRN SECURITY ID: 17306X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Carney | Management | For | For |
1.2 | Elect Director John S. Lupo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COACH, INC. MEETING DATE: NOV 5, 2009 | ||||
TICKER: COH SECURITY ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lew Frankfort | Management | For | For |
1.2 | Elect Director Susan Kropf | Management | For | For |
1.3 | Elect Director Gary Loveman | Management | For | For |
1.4 | Elect Director Ivan Menezes | Management | For | For |
1.5 | Elect Director Irene Miller | Management | For | For |
1.6 | Elect Director Michael Murphy | Management | For | For |
1.7 | Elect Director Jide Zeitlin | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Report on Ending Use of Animal Fur in Products | Shareholder | Against | Abstain |
COINSTAR, INC. MEETING DATE: JUN 1, 2010 | ||||
TICKER: CSTR SECURITY ID: 19259P300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arik A. Ahitov | Management | For | For |
2 | Elect Director Ronald B. Woodard | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
COMCAST CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Decker Anstrom | Management | For | For |
1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Julian A. Brodsky | Management | For | For |
1.6 | Elect Director Joseph J. Collins | Management | For | For |
1.7 | Elect Director J. Michael Cook | Management | For | For |
1.8 | Elect Director Gerald L. Hassell | Management | For | For |
1.9 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
1.11 | Elect Director Ralph J. Roberts | Management | For | For |
1.12 | Elect Director Judith Rodin | Management | For | For |
1.13 | Elect Director Michael I. Sovern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
COSTCO WHOLESALE CORPORATION MEETING DATE: JAN 28, 2010 | ||||
TICKER: COST SECURITY ID: 22160K105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director B.S. Carson, Sr., M.D. | Management | For | For |
1.2 | Elect Director William H. Gates | Management | For | For |
1.3 | Elect Director Hamilton E. James | Management | For | For |
1.4 | Elect Director Jill S. Ruckelshaus | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
DARDEN RESTAURANTS, INC. MEETING DATE: SEP 25, 2009 | ||||
TICKER: DRI SECURITY ID: 237194105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard L. Berry | Management | For | For |
1.2 | Elect Director Odie C. Donald | Management | For | For |
1.3 | Elect Director Christopher J. Fraleigh | Management | For | For |
1.4 | Elect Director David H. Hughes | Management | For | For |
1.5 | Elect Director Charles A Ledsinger, Jr | Management | For | For |
1.6 | Elect Director William M. Lewis, Jr. | Management | For | For |
1.7 | Elect Director Senator Connie Mack III | Management | For | For |
1.8 | Elect Director Andrew H. (Drew) Madsen | Management | For | For |
1.9 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.10 | Elect Director Michael D. Rose | Management | For | For |
1.11 | Elect Director Maria A. Sastre | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DEVRY INC. MEETING DATE: NOV 11, 2009 | ||||
TICKER: DV SECURITY ID: 251893103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darren R. Huston | Management | For | For |
1.2 | Elect Director William T. Keevan | Management | For | For |
1.3 | Elect Director Lyle Logan | Management | For | For |
1.4 | Elect Director Julia A. McGee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Policy Prohibiting Medically Unnecessary Veterinary Training Surgeries | Shareholder | Against | Abstain |
DIRECTV MEETING DATE: JUN 3, 2010 | ||||
TICKER: DTV SECURITY ID: 25490A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil R. Austrian | Management | For | For |
1.2 | Elect Director Ralph F. Boyd, Jr. | Management | For | For |
1.3 | Elect Director Paul A. Gould | Management | For | For |
1.4 | Elect Director Charles R. Lee | Management | For | For |
1.5 | Elect Director Peter A. Lund | Management | For | For |
1.6 | Elect Director Gregory B. Maffei | Management | For | For |
1.7 | Elect Director John C. Malone | Management | For | For |
1.8 | Elect Director Nancy S. Newcomb | Management | For | For |
1.9 | Elect Director Haim Saban | Management | For | For |
1.10 | Elect Director Michael D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
DISH NETWORK CORPORATION MEETING DATE: MAY 3, 2010 | ||||
TICKER: DISH SECURITY ID: 25470M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Defranco | Management | For | For |
1.2 | Elect Director Cantey Ergen | Management | For | For |
1.3 | Elect Director Charles W. Ergen | Management | For | For |
1.4 | Elect Director Steven R. Goodbarn | Management | For | For |
1.5 | Elect Director Gary S. Howard | Management | For | For |
1.6 | Elect Director David K. Moskowitz | Management | For | For |
1.7 | Elect Director Tom A. Ortolf | Management | For | For |
1.8 | Elect Director Carl E. Vogel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
DOLLAR TREE, INC. MEETING DATE: JUN 17, 2010 | ||||
TICKER: DLTR SECURITY ID: 256746108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Ray Compton | Management | For | For |
1.2 | Elect Director Conrad M. Hall | Management | For | For |
1.3 | Elect Director Lemuel E. Lewis | Management | For | For |
1.4 | Elect Director Bob Sasser | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
DREAMWORKS ANIMATION SKG, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: DWA SECURITY ID: 26153C103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Katzenberg | Management | For | For |
1.2 | Elect Director Roger A. Enrico | Management | For | For |
1.3 | Elect Director Lewis Coleman | Management | For | For |
1.4 | Elect Director Harry Brittenham | Management | For | For |
1.5 | Elect Director Thomas Freston | Management | For | Withhold |
1.6 | Elect Director Judson C. Green | Management | For | For |
1.7 | Director Mellody Hobson | Management | For | Withhold |
1.8 | Elect Director Michael Montgomery | Management | For | For |
1.9 | Elect Director Nathan Myhrvold | Management | For | Withhold |
1.10 | Elect Director Richard Sherman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
EXPEDIA, INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: EXPE SECURITY ID: 30212P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. George "Skip" Battle | Management | For | For |
1.2 | Elect Director Barry Diller | Management | For | For |
1.3 | Elect Director Jonathan L. Dolgen | Management | For | For |
1.4 | Elect Director William R. Fitzgerald | Management | For | For |
1.5 | Elect Director Craig A. Jacobson | Management | For | For |
1.6 | Elect Director Victor A. Kaufman | Management | For | For |
1.7 | Elect Director Peter M. Kern | Management | For | For |
1.8 | Elect Director Dara Khosrowshahi | Management | For | For |
1.9 | Elect Director John C. Malone | Management | For | For |
1.10 | Elect Director Jose A. Tazon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FORD MOTOR COMPANY MEETING DATE: MAY 13, 2010 | ||||
TICKER: F SECURITY ID: 345370860 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Butler | Management | For | For |
1.2 | Elect Director Kimberly A. Casiano | Management | For | For |
1.3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.4 | Elect Director Edsel B. Ford II | Management | For | For |
1.5 | Elect Director William Clay Ford, Jr. | Management | For | For |
1.6 | Elect Director Richard A. Gephardt | Management | For | For |
1.7 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
1.8 | Elect Director Richard A. Manoogian | Management | For | For |
1.9 | Elect Director Ellen R. Marram | Management | For | For |
1.10 | Elect Director Alan Mulally | Management | For | For |
1.11 | Elect Director Homer A. Neal | Management | For | For |
1.12 | Elect Director Gerald L. Shaheen | Management | For | For |
1.13 | Elect Director John L. Thornton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt NOL Rights Plan (NOL Pill) | Management | For | Against |
4 | Disclose Prior Government Service | Shareholder | Against | Against |
5 | Adopt Recapitalization Plan | Shareholder | Against | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
8 | Prohibit Energy Projects Only Concerned With CO2 Reduction | Shareholder | Against | Abstain |
G-III APPAREL GROUP, LTD. MEETING DATE: JUN 8, 2010 | ||||
TICKER: GIII SECURITY ID: 36237H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Morris Goldfarb | Management | For | For |
1.2 | Elect Director Sammy Aaron | Management | For | For |
1.3 | Elect Director Thomas J. Brosig | Management | For | For |
1.4 | Elect Director Alan Feller | Management | For | For |
1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
1.6 | Elect Director Carl Katz | Management | For | For |
1.7 | Elect Director Laura Pomerantz | Management | For | For |
1.8 | Elect Director Willem van Bokhorst | Management | For | For |
1.9 | Elect Director Richard White | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GENTEX CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: GNTX SECURITY ID: 371901109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Mulder | Management | For | For |
1.2 | Elect Director Frederick Sotok | Management | For | For |
1.3 | Elect Director Wallace Tsuha | Management | For | For |
2 | Prepare Sustainability Report | Shareholder | Against | Abstain |
3 | Ratify Auditors | Management | For | For |
GOOGLE INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Schmidt | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Larry Page | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director John L. Hennessy | Management | For | For |
1.6 | Elect Director Ann Mather | Management | For | For |
1.7 | Elect Director Paul S. Otellini | Management | For | For |
1.8 | Elect Director K. Ram Shriram | Management | For | For |
1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
5 | Adopt Principles for Online Advertising | Shareholder | Against | Abstain |
6 | Amend Human Rights Policies Regarding Chinese Operations | Shareholder | Against | Abstain |
GROUP 1 AUTOMOTIVE, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: GPI SECURITY ID: 398905109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Adams | Management | For | For |
1.2 | Elect Director J. Terry Strange | Management | For | For |
1.3 | Elect Director Max P. Watson, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GYMBOREE CORPORATION, THE MEETING DATE: JUN 8, 2010 | ||||
TICKER: GYMB SECURITY ID: 403777105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Blair W. Lambert | Management | For | For |
1.2 | Elect Director Daniel R. Lyle | Management | For | For |
1.3 | Elect Director Scott A. Ryles | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
HARLEY-DAVIDSON, INC. MEETING DATE: APR 24, 2010 | ||||
TICKER: HOG SECURITY ID: 412822108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry K. Allen | Management | For | For |
1.2 | Elect Director Richard I. Beattie | Management | For | For |
1.3 | Elect Director Judson C. Green | Management | For | For |
1.4 | Elect Director N. Thomas Linebarger | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Bonus Plan | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Approve the Adoption of Simple Majority Vote | Shareholder | Against | For |
HENGDELI HOLDINGS LTD MEETING DATE: MAY 11, 2010 | ||||
TICKER: 3389 SECURITY ID: G45048108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect Shi Zhongyang as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
3b | Reelect Cai Jianmin as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
3c | Reelect Wong Kam Fai William Director and Authorize Board to Fix His Remuneration | Management | For | For |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
HOME DEPOT, INC., THE MEETING DATE: MAY 20, 2010 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director David H. Batchelder | Management | For | For |
3 | Elect Director Francis S. Blake | Management | For | For |
4 | Elect Director Ari Bousbib | Management | For | For |
5 | Elect Director Gregory D. Brenneman | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
16 | Require Independent Board Chairman | Shareholder | Against | Against |
17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
18 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
ICONIX BRAND GROUP, INC. MEETING DATE: AUG 13, 2009 | ||||
TICKER: ICON SECURITY ID: 451055107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil Cole | Management | For | For |
1.2 | Elect Director Barry Emanuel | Management | For | For |
1.3 | Elect Director Steven Mendelow | Management | For | For |
1.4 | Elect Director Drew Cohen | Management | For | For |
1.5 | Elect Director F. Peter Cuneo | Management | For | For |
1.6 | Elect Director Mark Friedman | Management | For | For |
1.7 | Elect Director James A. Marcum | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
INTERNATIONAL GAME TECHNOLOGY MEETING DATE: SEP 30, 2009 | ||||
TICKER: IGT SECURITY ID: 459902102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | For |
INTERNATIONAL GAME TECHNOLOGY MEETING DATE: MAR 2, 2010 | ||||
TICKER: IGT SECURITY ID: 459902102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paget L. Alves | Management | For | For |
1.2 | Elect Director Patti S. Hart | Management | For | For |
1.3 | Elect Director Robert A. Mathewson | Management | For | For |
1.4 | Elect Director Thomas J. Matthews | Management | For | For |
1.5 | Elect Director Robert J. Miller | Management | For | For |
1.6 | Elect Director Frederick B. Rentschler | Management | For | For |
1.7 | Elect Director David E. Roberson | Management | For | For |
1.8 | Elect Director Philip G. Satre | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INTERPUBLIC GROUP OF COMPANIES, INC., THE MEETING DATE: MAY 27, 2010 | ||||
TICKER: IPG SECURITY ID: 460690100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Reginald K. Brack | Management | For | For |
2 | Elect Director Jocelyn Carter-Miller | Management | For | For |
3 | Elect Director Jill M. Considine | Management | For | For |
4 | Elect Director Richard A. Goldstein | Management | For | For |
5 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
6 | Elect Director H. John Greeniaus | Management | For | For |
7 | Elect Director William T. Kerr | Management | For | For |
8 | Elect Director Michael I. Roth | Management | For | For |
9 | Elect Director David M. Thomas | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
JACK IN THE BOX INC. MEETING DATE: FEB 10, 2010 | ||||
TICKER: JACK SECURITY ID: 466367109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael E. Alpert | Management | For | For |
1.2 | Elect Director David L. Goebel | Management | For | For |
1.3 | Elect Director Murray H. Hutchison | Management | For | For |
1.4 | Elect Director Linda A. Lang | Management | For | For |
1.5 | Elect Director Michael W. Murphy | Management | For | For |
1.6 | Elect Director David M. Tehle | Management | For | For |
1.7 | Elect Director Winifred M. Webb | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
JOHNSON CONTROLS, INC. MEETING DATE: JAN 27, 2010 | ||||
TICKER: JCI SECURITY ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David P. Abney | Management | For | For |
1.2 | Elect Director Robert L. Barnett | Management | For | For |
1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
KOHL'S CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: KSS SECURITY ID: 500255104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter Boneparth | Management | For | For |
2 | Elect Director Steven A. Burd | Management | For | For |
3 | Elect Director John F. Herma | Management | For | For |
4 | Elect Director Dale E. Jones | Management | For | For |
5 | Elect Director William S. Kellogg | Management | For | For |
6 | Elect Director Kevin Mansell | Management | For | For |
7 | Elect Director Frank V. Sica | Management | For | For |
8 | Elect Director Peter M. Sommerhauser | Management | For | For |
9 | Elect Director Stephanie A. Streeter | Management | For | For |
10 | Elect Director Nina G. Vaca | Management | For | For |
11 | Elect Director Stephen E. Watson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | Against |
14 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
LAMAR ADVERTISING COMPANY MEETING DATE: MAY 20, 2010 | ||||
TICKER: LAMR SECURITY ID: 512815101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Maxwell Hamilton | Management | For | Withhold |
1.2 | Elect Director John E. Koerner, III | Management | For | Withhold |
1.3 | Elect Director Edward H. McDermott | Management | For | Withhold |
1.4 | Elect Director Stephen P. Mumblow | Management | For | Withhold |
1.5 | Elect Director Thomas V. Reifenheiser | Management | For | Withhold |
1.6 | Elect Director Anna Reilly | Management | For | Withhold |
1.7 | Elect Director Kevin P. Reilly, Jr. | Management | For | Withhold |
1.8 | Elect Director Wendell Reilly | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
LENNAR CORPORATION MEETING DATE: APR 14, 2010 | ||||
TICKER: LEN SECURITY ID: 526057104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Irving Bolotin | Management | For | For |
1.2 | Director Steven L. Gerard | Management | For | For |
1.3 | Director Sherrill W. Hudson | Management | For | For |
1.4 | Director R. Kirk Landon | Management | For | For |
1.5 | Director Sidney Lapidus | Management | For | For |
1.6 | Director Stuart A. Miller | Management | For | For |
1.7 | Director Donna E. Shalala | Management | For | For |
1.8 | Director Jeffrey Sonnenfeld | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
LI & FUNG LIMITED MEETING DATE: MAY 18, 2010 | ||||
TICKER: 494 SECURITY ID: G5485F144 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend of HK$0.49 Per Share | Management | For | For |
3a | Reelect Victor Fung Kwok King as Director | Management | For | Against |
3b | Reelect Bruce Philip Rockowitz as Director | Management | For | Against |
3c | Reelect Paul Edward Selway-Swift as Director | Management | For | Against |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Increase in Authorized Share Capital from HK$100 Million to HK$150 Million by the Creation of 2 Billion New Shares | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
9 | Approve Refreshment of Scheme Mandate Limit Under Share Option Scheme | Management | For | For |
LIBERTY MEDIA CORPORATION MEETING DATE: NOV 19, 2009 | ||||
TICKER: LINTA SECURITY ID: 53071M500 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Redemption Proposal | Management | For | For |
2.1 | Approve Spin-Off Agreement | Management | For | For |
2.2 | Approve Merger Agreement | Management | For | For |
2.3 | Approve Contribution Proposal | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
LIBERTY MEDIA CORPORATION MEETING DATE: JUN 24, 2010 | ||||
TICKER: LINTA SECURITY ID: 53071M104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Malone | Management | For | Withhold |
1.2 | Elect Director Robert R. Bennett | Management | For | Withhold |
1.3 | Elect Director M. Ian G. Gilchrist | Management | For | For |
1.4 | Elect Director Andrea L. Wong | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 28, 2010 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Bernauer | Management | For | For |
1.2 | Elect Director Leonard L. Berry | Management | For | For |
1.3 | Elect Director Dawn E. Hudson | Management | For | For |
1.4 | Elect Director Robert A. Niblock | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
LUMBER LIQUIDATORS HOLDINGS, INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: LL SECURITY ID: 55003T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Macon F. Brock | Management | For | For |
1.2 | Elect Director John M. Presley | Management | For | For |
1.3 | Elect Director Thomas D. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
M.D.C. HOLDINGS, INC. MEETING DATE: APR 26, 2010 | ||||
TICKER: MDC SECURITY ID: 552676108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Berman | Management | For | For |
1.2 | Elect Director Herbert T. Buchwald | Management | For | For |
1.3 | Elect Director Larry A. Mizel | Management | For | For |
2 | Require Independent Board Chairman | Shareholder | Against | Against |
3 | Ratify Auditors | Management | For | For |
MCDONALD'S CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Walter E. Massey | Management | For | For |
2 | Elect Director John W. Rogers, Jr. | Management | For | For |
3 | Elect Director Roger W. Stone | Management | For | For |
4 | Elect Director Miles D. White | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
8 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
9 | Adopt Cage-Free Eggs Purchasing Policy | Shareholder | Against | Abstain |
MCGRAW-HILL COMPANIES, INC., THE MEETING DATE: APR 28, 2010 | ||||
TICKER: MHP SECURITY ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pedro Aspe | Management | For | For |
1.2 | Elect Director Robert P. McGraw | Management | For | For |
1.3 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Reduce Supermajority Vote Requirement Related to the Classified Board | Management | For | For |
4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
5 | Reduce Supermajority Vote Requirement Regarding the Sale, Lease, Exchange of the Company's Assets | Management | For | For |
6 | Reduce Supermajority Vote Requirement Regarding the Plan for Exchanging Shares | Management | For | For |
7 | Reduce Supermajority Vote Requirement Regarding Authorization of Dissolution | Management | For | For |
8 | Rescind Fair Price Provision | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
MELCO CROWN ENTERTAINMENT LTD. MEETING DATE: MAY 19, 2010 | ||||
TICKER: MPEL SECURITY ID: 585464100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratification of the Audited Financial Statements and Inclusion Thereof in the Annual Report on Form 20-F | Management | For | For |
2 | Ratify Deloitte Touche Tohmatsu as Auditors | Management | For | For |
MERITAGE HOMES CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: MTH SECURITY ID: 59001A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. Hilton | Management | For | For |
1.2 | Elect Director Raymond Oppel | Management | For | For |
1.3 | Elect Director Richard T. Burke, Sr. | Management | For | For |
1.4 | Elect Director Dana Bradford | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
MOHAWK INDUSTRIES, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: MHK SECURITY ID: 608190104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phyllis O. Bonanno | Management | For | For |
1.2 | Elect Director David L. Kolb | Management | For | For |
1.3 | Elect Director Joseph A. Onorato | Management | For | For |
1.4 | Elect Director W. Christopher Wellborn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MONRO MUFFLER BRAKE, INC. MEETING DATE: AUG 11, 2009 | ||||
TICKER: MNRO SECURITY ID: 610236101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick M. Danziger | Management | For | For |
1.2 | Elect Director Robert G. Gross | Management | For | For |
1.3 | Elect Director Peter J. Solomon | Management | For | For |
1.4 | Elect Director Francis R. Strawbridge | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
MONSTER WORLDWIDE, INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: MWW SECURITY ID: 611742107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Salvatore Iannuzzi | Management | For | For |
2 | Elect Director Robert J. Chrenc | Management | For | For |
3 | Elect Director John Gaulding | Management | For | For |
4 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
5 | Elect Director Cynthia P. McCague | Management | For | For |
6 | Elect Director Jeffrey F. Rayport | Management | For | For |
7 | Elect Director Roberto Tunioli | Management | For | For |
8 | Elect Director Timothy T. Yates | Management | For | For |
9 | Ratify Auditors | Management | For | For |
NATIONAL CINEMEDIA, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: NCMI SECURITY ID: 635309107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Campbell | Management | For | For |
1.2 | Elect Director Gerardo I. Lopez | Management | For | For |
1.3 | Elect Director Lee Roy Mitchell | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NAVITAS LTD. MEETING DATE: NOV 20, 2009 | ||||
TICKER: NVT SECURITY ID: AU000000NVT2 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | Management | For | For |
2 | Elect Harvey Collins as a Director | Management | For | For |
3 | Elect Ted Evans as a Director | Management | For | For |
NEWS CORPORATION MEETING DATE: OCT 16, 2009 | ||||
TICKER: NWSA SECURITY ID: 65248E203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jose Maria Aznar | Management | For | Abstain |
1.2 | Elect Director Natalie Bancroft | Management | For | Abstain |
1.3 | Elect Director Peter L. Barnes | Management | For | Abstain |
1.4 | Elect Director Chase Carey | Management | For | Abstain |
1.5 | Elect Director Kenneth E. Cowley | Management | For | Abstain |
1.6 | Elect Director David F. DeVoe | Management | For | Abstain |
1.7 | Elect Director Viet Dinh | Management | For | Abstain |
1.8 | Elect Director Sir Roderick I. Eddington | Management | For | Abstain |
1.9 | Elect Director Mark Hurd | Management | For | Abstain |
1.10 | Elect Director Andrew S.B. Knight | Management | For | Abstain |
1.11 | Elect Director James R. Murdoch | Management | For | Abstain |
1.12 | Elect Director K. Rupert Murdoch | Management | For | Abstain |
1.13 | Elect Director Lachlan K. Murdoch | Management | For | Abstain |
1.14 | Elect Director Thomas J. Perkins | Management | For | Abstain |
1.15 | Elect Director Arthur M. Siskind | Management | For | Abstain |
1.16 | Elect Director John L. Thornton | Management | For | Abstain |
2 | Ratify Auditors | Management | For | For |
NIKE, INC. MEETING DATE: SEP 21, 2009 | ||||
TICKER: NKE SECURITY ID: 654106103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jill K. Conway | Management | For | For |
1.2 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.3 | Elect Director John C. Lechleiter | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NORDSTROM, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: JWN SECURITY ID: 655664100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Phyllis J. Campbell | Management | For | For |
2 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
3 | Elect Director Robert G. Miller | Management | For | For |
4 | Elect Director Blake W. Nordstrom | Management | For | For |
5 | Elect Director Erik B. Nordstrom | Management | For | For |
6 | Elect Director Peter E. Nordstrom | Management | For | For |
7 | Elect Director Philip G. Satre | Management | For | For |
8 | Elect Director Robert D. Walter | Management | For | For |
9 | Elect Director Alison A. Winter | Management | For | For |
10 | Approve Omnibus Stock Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
NVR, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: NVR SECURITY ID: 62944T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Manuel H. Johnson | Management | For | For |
2 | Elect Director David A. Preiser | Management | For | For |
3 | Elect Director John M. Toups | Management | For | For |
4 | Elect Director Paul W. Whetsell | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
O'REILLY AUTOMOTIVE, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: ORLY SECURITY ID: 686091109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lawrence P. O'Reilly | Management | For | For |
2 | Elect Director Rosalie O'Reilly-Wooten | Management | For | For |
3 | Elect Director Thomas T. Hendrickson | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
OFFICE DEPOT, INC. MEETING DATE: APR 21, 2010 | ||||
TICKER: ODP SECURITY ID: 676220106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lee A. Ault III | Management | For | For |
2 | Elect Director Neil R. Austrian | Management | For | For |
3 | Elect Director Justin Bateman | Management | For | For |
4 | Elect Director David W. Bernauer | Management | For | For |
5 | Elect Director Thomas J. Colligan | Management | For | For |
6 | Elect Director Marsha J. Evans | Management | For | For |
7 | Elect Director David I. Fuente | Management | For | For |
8 | Elect Director Brenda J. Gaines | Management | For | For |
9 | Elect Director Myra M. Hart | Management | For | For |
10 | Elect Director W. Scott Hedrick | Management | For | For |
11 | Elect Director Kathleen Mason | Management | For | For |
12 | Elect Director Steve Odland | Management | For | For |
13 | Elect Director James S. Rubin | Management | For | For |
14 | Elect Director Raymond Svider | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Approve Stock Option Repricing Program | Management | For | Against |
OFFICEMAX INCORPORATED MEETING DATE: APR 14, 2010 | ||||
TICKER: OMX SECURITY ID: 67622P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dorrit J. Bern | Management | For | Withhold |
2 | Elect Director Warren F. Bryant | Management | For | For |
3 | Elect Director Joseph M. DePinto | Management | For | Withhold |
4 | Elect Director Sam K. Duncan | Management | For | For |
5 | Elect Director Rakesh Gangwal | Management | For | Withhold |
6 | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
7 | Elect Director William J. Montgoris | Management | For | Withhold |
8 | Elect Director David M. Szymanski | Management | For | Withhold |
9 | Ratify Auditors | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
PHILLIPS-VAN HEUSEN CORPORATION MEETING DATE: JUN 24, 2010 | ||||
TICKER: PVH SECURITY ID: 718592108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Baglivo | Management | For | For |
1.2 | Elect Director Emanuel Chirico | Management | For | For |
1.3 | Elect Director Edward H. Cohen | Management | For | For |
1.4 | Elect Director Joseph B. Fuller | Management | For | For |
1.5 | Elect Director Fred Gehring | Management | For | For |
1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
1.7 | Elect Director David Landau | Management | For | For |
1.8 | Elect Director Bruce Maggin | Management | For | For |
1.9 | Elect Director V. James Marino | Management | For | For |
1.10 | Elect Director Henry Nasella | Management | For | For |
1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
1.12 | Elect Director Craig Rydin | Management | For | For |
1.13 | Elect Director Christian Stahl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
POLARIS INDUSTRIES INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: PII SECURITY ID: 731068102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Caulk | Management | For | For |
1.2 | Elect Director Bernd F. Kessler | Management | For | For |
1.3 | Elect Director Scott W. Wine | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
PULTE HOMES INC. MEETING DATE: AUG 18, 2009 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Change Company Name | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
PULTEGROUP, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas M. Schoewe | Management | For | For |
1.2 | Elect Director Timothy R. Eller | Management | For | For |
1.3 | Elect Director Clint W. Murchison III | Management | For | For |
1.4 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
1.5 | Elect Director David N. McCammon | Management | For | For |
1.6 | Elect Director James J. Postl | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Stock Ownership Limitations | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Performance-Based Equity Awards | Shareholder | Against | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
10 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
REGIS CORP. MEETING DATE: OCT 29, 2009 | ||||
TICKER: RGS SECURITY ID: 758932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf F. Bjelland | Management | For | Withhold |
1.2 | Elect Director Paul D. Finkelstein | Management | For | Withhold |
1.3 | Elect Director Thomas L. Gregory | Management | For | Withhold |
1.4 | Elect Director Van Zandt Hawn | Management | For | Withhold |
1.5 | Elect Director Susan S. Hoyt | Management | For | Withhold |
1.6 | Elect Director David B. Kunin | Management | For | Withhold |
1.7 | Elect Director Stephen Watson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
ROSS STORES, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: ROST SECURITY ID: 778296103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Bush | Management | For | Withhold |
1.2 | Elect Director Norman A. Ferber | Management | For | Withhold |
1.3 | Elect Director Gregory L. Quesnel | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ROYAL CARIBBEAN CRUISES LTD. MEETING DATE: MAY 20, 2010 | ||||
TICKER: RCL SECURITY ID: V7780T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect William L. Kimsey as Director | Management | For | For |
1.2 | Reelect Gert W. Munthe as Director | Management | For | For |
1.3 | Reelect Thomas J. Pritzker as Director | Management | For | For |
1.4 | Reelect Bernt Reitan as Director | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Approve Executives and Directors to Hold Equity Based Compensation for a Period Beyond Their Tenure | Shareholder | Against | Against |
RUE21, INC. MEETING DATE: JUN 11, 2010 | ||||
TICKER: RUE SECURITY ID: 781295100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert N. Fisch | Management | For | For |
1.2 | Elect Director Arnold S. Barron | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SIGNET JEWELERS LTD. MEETING DATE: JUN 17, 2010 | ||||
TICKER: SIG SECURITY ID: G81276100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Robert Blanchard as Director | Management | For | For |
1b | Elect Terry Burman as Director | Management | For | For |
2 | Approve KPMG Audit Plc as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
SONIC CORP. MEETING DATE: JAN 14, 2010 | ||||
TICKER: SONC SECURITY ID: 835451105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Clifford Hudson | Management | For | For |
1.2 | Elect Director Federico F. Pena | Management | For | For |
1.3 | Elect Director Robert M. Rosenberg | Management | For | For |
1.4 | Elect Director Douglas N. Benham | Management | For | For |
1.5 | Elect Director Kathryn L. Taylor | Management | For | For |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SOTHEBY'S MEETING DATE: MAY 6, 2010 | ||||
TICKER: BID SECURITY ID: 835898107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Angelo | Management | For | Withhold |
1.2 | Elect Director Michael Blakenham | Management | For | Withhold |
1.3 | Elect Director The Duke Of Devonshire | Management | For | Withhold |
1.4 | Elect Director James Murdoch | Management | For | For |
1.5 | Elect Director Allen Questrom | Management | For | Withhold |
1.6 | Elect Director William F. Ruprecht | Management | For | Withhold |
1.7 | Elect Director Michael I. Sovern | Management | For | Withhold |
1.8 | Elect Director Donald M. Stewart | Management | For | Withhold |
1.9 | Elect Director Robert S. Taubman | Management | For | Withhold |
1.10 | Elect Director Diana L. Taylor | Management | For | Withhold |
1.11 | Elect Director Dennis M. Weibling | Management | For | Withhold |
1.12 | Elect Director Robin G. Woodhead | Management | For | Withhold |
2 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STANLEY BLACK & DECKER, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: SWK SECURITY ID: 854502101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director John G. Breen | Management | For | Withhold |
1.3 | Elect Director George W. Buckley | Management | For | For |
1.4 | Elect Director Virgis W. Colbert | Management | For | Withhold |
1.5 | Elect Director Manuel A. Fernandez | Management | For | For |
1.6 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
1.7 | Elect Director Anthony Luiso | Management | For | For |
1.8 | Elect Director John F. Lundgren | Management | For | Withhold |
1.9 | Elect Director Robert L. Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STANLEY WORKS, THE MEETING DATE: MAR 12, 2010 | ||||
TICKER: SWK SECURITY ID: 854616109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Certificate Of Incorporation Increasing Authorized Common Stock and Changing Company Name | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adjourn Meeting | Management | For | For |
STAPLES, INC. MEETING DATE: JUN 7, 2010 | ||||
TICKER: SPLS SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Basil L. Anderson | Management | For | For |
2 | Elect Director Arthur M. Blank | Management | For | For |
3 | Elect Director Mary Elizabeth Burton | Management | For | For |
4 | Elect Director Justin King | Management | For | For |
5 | Elect Director Carol Meyrowitz | Management | For | For |
6 | Elect Director Rowland T. Moriarty | Management | For | For |
7 | Elect Director Robert C. Nakasone | Management | For | For |
8 | Elect Director Ronald L. Sargent | Management | For | For |
9 | Elect Director Elizabeth A. Smith | Management | For | For |
10 | Elect Director Robert E. Sulentic | Management | For | For |
11 | Elect Director Vijay Vishwanath | Management | For | For |
12 | Elect Director Paul F. Walsh | Management | For | For |
13 | Approve Executive Incentive Bonus Plan | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
STARBUCKS CORP. MEETING DATE: MAR 24, 2010 | ||||
TICKER: SBUX SECURITY ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard Schultz | Management | For | For |
1.2 | Elect Director Barbara Bass | Management | For | For |
1.3 | Elect Director William W. Bradley | Management | For | For |
1.4 | Elect Director Mellody Hobson | Management | For | For |
1.5 | Elect Director Kevin R. Johnson | Management | For | For |
1.6 | Elect Director Olden Lee | Management | For | For |
1.7 | Elect Director Sheryl Sandberg | Management | For | For |
1.8 | Elect Director James G. Shennan, Jr. | Management | For | For |
1.9 | Elect Director Javier G. Teruel | Management | For | For |
1.10 | Elect Director Myron E. Ullman, III | Management | For | For |
1.11 | Elect Director Craig E. Weatherup | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: HOT SECURITY ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam M. Aron | Management | For | For |
1.2 | Elect Director Charlene Barshefsky | Management | For | For |
1.3 | Elect Director Thomas E. Clarke | Management | For | For |
1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.5 | Elect Director Bruce W. Duncan | Management | For | For |
1.6 | Elect Director Lizanne Galbreath | Management | For | For |
1.7 | Elect Director Eric Hippeau | Management | For | For |
1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
1.9 | Elect Director Thomas O. Ryder | Management | For | For |
1.10 | Elect Director Frits van Paasschen | Management | For | For |
1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
STEINER LEISURE LTD. MEETING DATE: JUN 10, 2010 | ||||
TICKER: STNR SECURITY ID: P8744Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Cynthia R. Cohen as Director | Management | For | For |
1.2 | Elect Denise Dickins as Director | Management | For | For |
2 | Ratification Of The Appointment Of Ernst & Young LLP As Independent Auditors for the fiscal year ending December 31, 2010. | Management | For | For |
STRAYER EDUCATION, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: STRA SECURITY ID: 863236105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert S. Silberman | Management | For | For |
2 | Elect Director Charlotte F. Beason, M.D. | Management | For | For |
3 | Elect Director William E. Brock | Management | For | For |
4 | Elect Director David A. Coulter | Management | For | For |
5 | Elect Director Robert R. Grusky | Management | For | For |
6 | Elect Director Robert L. Johnson | Management | For | For |
7 | Elect Director Todd A. Milano | Management | For | For |
8 | Elect Director G. Thomas Waite, III | Management | For | For |
9 | Elect Director J. David Wargo | Management | For | For |
10 | Ratify Auditors | Management | For | For |
SUSSER HOLDINGS CORPORATION MEETING DATE: MAY 26, 2010 | ||||
TICKER: SUSS SECURITY ID: 869233106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Armand S. Shapiro | Management | For | For |
1.2 | Elect Director Sam L. Susser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Repricing of Options | Management | For | Against |
TARGET CORPORATION MEETING DATE: JUN 9, 2010 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Calvin Darden | Management | For | For |
2 | Elect Director Anne M. Mulcahy | Management | For | For |
3 | Elect Director Stephen W. Sanger | Management | For | For |
4 | Elect Director Gregg W. Steinhafel | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Amend Articles of Incorporation | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
TEMPUR-PEDIC INTERNATIONAL INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: TPX SECURITY ID: 88023U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark Sarvary | Management | For | For |
2 | Elect Director Evelyn Dilsaver | Management | For | For |
3 | Elect Director Francis A. Doyle | Management | For | For |
4 | Elect Director John A. Heil | Management | For | For |
5 | Elect Director Peter K. Hoffman | Management | For | For |
6 | Elect Director Sir Paul Judge | Management | For | For |
7 | Elect Director Nancy F. Koehn | Management | For | For |
8 | Elect Director Christopher A. Masto | Management | For | For |
9 | Elect Director P. Andrews McLane | Management | For | For |
10 | Elect Director Robert B. Trussell, Jr. | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Approve Executive Incentive Bonus Plan | Management | For | For |
TENCENT HOLDINGS LTD. MEETING DATE: MAY 12, 2010 | ||||
TICKER: 700 SECURITY ID: G87572148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Reelect Zhang Zhidong as Director | Management | For | Against |
3a2 | Reelect Charles St Leger Searle as Director | Management | For | Against |
3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
TENNECO INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: TEN SECURITY ID: 880349105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles W. Cramb | Management | For | For |
2 | Elect Director Dennis J. Letham | Management | For | For |
3 | Elect Director Frank E. Macher | Management | For | For |
4 | Elect Director Hari N. Nair | Management | For | For |
5 | Elect Director Roger B. Porter | Management | For | For |
6 | Elect Director David B. Price, Jr. | Management | For | For |
7 | Elect Director Gregg M. Sherrill | Management | For | For |
8 | ElectDirector Paul T. Stecko | Management | For | For |
9 | Elect Director Mitsunobu Takeuchi | Management | For | For |
10 | Elect Director Jane L. Warner | Management | For | For |
11 | Ratify Auditors | Management | For | For |
TEXAS ROADHOUSE, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: TXRH SECURITY ID: 882681109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G.J. Hart | Management | For | For |
1.2 | Elect Director Gregory N. Moore | Management | For | For |
1.3 | Elect Director James F. Parker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TIME WARNER CABLE INC. MEETING DATE: MAY 24, 2010 | ||||
TICKER: TWC SECURITY ID: 88732J207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carole Black | Management | For | For |
2 | Elect Director Glenn A. Britt | Management | For | For |
3 | Elect Director Thomas H. Castro | Management | For | For |
4 | Elect Director David C. Chang | Management | For | For |
5 | Elect Director James E. Copeland, Jr. | Management | For | For |
6 | Elect Director Peter R. Haje | Management | For | For |
7 | Elect Director Donna A. James | Management | For | For |
8 | Elect Director Don Logan | Management | For | For |
9 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
10 | Elect Director Wayne H. Pace | Management | For | For |
11 | Elect Director Edward D. Shirley | Management | For | For |
12 | Elect Director John E. Sununu | Management | For | For |
13 | Ratification Of Auditors | Management | For | For |
TIME WARNER INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director William P. Barr | Management | For | For |
3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
4 | Elect Director Stephen F. Bollenbach | Management | For | For |
5 | Elect Director Frank J. Caufield | Management | For | For |
6 | Elect Director Robert C. Clark | Management | For | For |
7 | Elect Director Mathias Dopfner | Management | For | For |
8 | Elect Director Jessica P. Einhorn | Management | For | For |
9 | Elect Director Fred Hassan | Management | For | For |
10 | Elect Director Michael A. Miles | Management | For | For |
11 | Elect Director Kenneth J. Novack | Management | For | For |
12 | Elect Director Deborah C. Wright | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Provide Right to Call Special Meeting | Management | For | Against |
16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
17 | Stock Retention/Holding Period | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
TOLL BROTHERS, INC. MEETING DATE: MAR 17, 2010 | ||||
TICKER: TOL SECURITY ID: 889478103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zvi Barzilay | Management | For | For |
1.2 | Elect Director Edward G. Boehne | Management | For | For |
1.3 | Elect Director Richard J. Braemer | Management | For | For |
1.4 | Elect Director Carl B. Marbach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Stock Ownership Limitations | Management | For | For |
4 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
URBAN OUTFITTERS, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: URBN SECURITY ID: 917047102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott A. Belair | Management | For | For |
1.2 | Elect Director Robert H. Strouse | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
VAIL RESORTS, INC. MEETING DATE: DEC 4, 2009 | ||||
TICKER: MTN SECURITY ID: 91879Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roland A. Hernandez | Management | For | For |
1.2 | Elect Director Thomas D. Hyde | Management | For | For |
1.3 | Elect Director Jeffrey W. Jones | Management | For | For |
1.4 | Elect Director Robert A. Katz | Management | For | For |
1.5 | Elect Director Richard D. Kincaid | Management | For | For |
1.6 | Elect Director John T. Redmond | Management | For | For |
1.7 | Elect Director John F. Sorte | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
VIAD CORP MEETING DATE: MAY 18, 2010 | ||||
TICKER: VVI SECURITY ID: 92552R406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Isabella Cunningham | Management | For | For |
2 | Elect Director Jess Hay | Management | For | For |
3 | Elect Director Albert M. Teplin | Management | For | For |
4 | Ratify Auditors | Management | For | For |
VIRGIN MEDIA INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: VMED SECURITY ID: 92769L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Allen | Management | For | For |
1.2 | Elect Director Andrew J. Cole | Management | For | For |
1.3 | Elect Director Gordon D. McCallum | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
VITAMIN SHOPPE, INC. MEETING DATE: JUN 2, 2010 | ||||
TICKER: VSI SECURITY ID: 92849E101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Markee | Management | For | For |
1.2 | Elect Director B. Michael Becker | Management | For | For |
1.3 | Elect Director Catherine E. Buggeln | Management | For | For |
1.4 | Elect Director John H. Edmondson | Management | For | For |
1.5 | Elect Director David H. Edwab | Management | For | For |
1.6 | Elect Director John D. Howard | Management | For | Withhold |
1.7 | Elect Director Douglas R. Korn | Management | For | For |
1.8 | Elect Director Richard L. Perkal | Management | For | For |
1.9 | Elect Director Beth M. Pritchard | Management | For | For |
1.10 | Elect Director Katherine Savitt-Lennon | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WALT DISNEY COMPANY, THE MEETING DATE: MAR 10, 2010 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director John E. Bryson | Management | For | For |
3 | Elect Director John S. Chen | Management | For | For |
4 | Elect Director Judith L. Estrin | Management | For | For |
5 | Elect Director Robert A. Iger | Management | For | For |
6 | Elect Director Steven P. Jobs | Management | For | For |
7 | Elect Director Fred H. Langhammer | Management | For | For |
8 | Elect Director Aylwin B. Lewis | Management | For | For |
9 | Elect Director Monica C. Lozano | Management | For | For |
10 | Elect Director Robert W. Matschullat | Management | For | For |
11 | Elect Director John E. Pepper, Jr. | Management | For | For |
12 | Elect Director Sheryl Sandberg | Management | For | For |
13 | Elect Director Orin C. Smith | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Reduce Supermajority Vote Requirement | Management | For | For |
17 | Reduce Supermajority Vote Requirement | Management | For | For |
18 | Amend Articles of Incorporation to Delete Certain Tracking Stock Provisions | Management | For | For |
19 | Amend Articles of Incorporation to Delete Classified Board Transition Provisions | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
21 | Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay Status | Shareholder | Against | Abstain |
WEST MARINE, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: WMAR SECURITY ID: 954235107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randolph K. Repass | Management | For | For |
1.2 | Elect Director Geoffrey A. Eisenberg | Management | For | For |
1.3 | Elect Director David McComas | Management | For | For |
1.4 | Elect Director Barbara L. Rambo | Management | For | For |
1.5 | Elect Director Alice M. Richter | Management | For | For |
1.6 | Elect Director Peter Roy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WHIRLPOOL CORPORATION MEETING DATE: APR 20, 2010 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael F. Johnston | Management | For | For |
1.2 | Elect Director William T. Kerr | Management | For | For |
1.3 | Elect Director William D. Perez | Management | For | For |
1.4 | Elect Director Janice D. Stoney | Management | For | For |
1.5 | Elect Director Michael D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
WMS INDUSTRIES INC. MEETING DATE: DEC 10, 2009 | ||||
TICKER: WMS SECURITY ID: 929297109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold H. Bach, Jr. | Management | For | For |
1.2 | Elect Director Robert J. Bahash | Management | For | For |
1.3 | Elect Director Brian R. Gamache | Management | For | For |
1.4 | Elect Director Patricia M. Nazemetz | Management | For | For |
1.5 | Elect Director Louis J. Nicastro | Management | For | For |
1.6 | Elect Director Neil D. Nicastro | Management | For | For |
1.7 | Elect Director Edward W. Rabin, Jr | Management | For | For |
1.8 | Elect Director Ira S. Sheinfeld | Management | For | For |
1.9 | Elect Director Bobby L. Siller | Management | For | For |
1.10 | Elect Director William J. Vareschi, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
WYNDHAM WORLDWIDE CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: WYN SECURITY ID: 98310W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Honourable B. Mulroney | Management | For | For |
1.2 | ElectDirector Michael H. Wargotz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
ZALE CORPORATION MEETING DATE: DEC 7, 2009 | ||||
TICKER: ZLC SECURITY ID: 988858106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Yuval Braverman | Management | For | For |
1.2 | Elect Director Richard C. Breeden | Management | For | For |
1.3 | Elect Director James M. Cotter | Management | For | For |
1.4 | Elect Director Neal L. Goldberg | Management | For | For |
1.5 | Elect Director John B. Lowe, Jr. | Management | For | For |
1.6 | Elect Director Thomas C. Shull | Management | For | For |
1.7 | Elect Director Charles M. Sonsteby | Management | For | For |
1.8 | Elect Director David M. Szymanski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR ELECTRONICS FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACTEL CORPORATION MEETING DATE: MAY 24, 2010 | ||||
TICKER: ACTL SECURITY ID: 004934105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. East | Management | For | For |
1.2 | Elect Director James R. Fiebiger | Management | For | For |
1.3 | Elect Director Jacob S. Jacobsson | Management | For | For |
1.4 | Elect Director Patrick W. Little | Management | For | For |
1.5 | Elect Director J. Daniel McCranie | Management | For | For |
1.6 | Elect Director Jeffrey C. Smith | Management | For | For |
1.7 | Elect Director Robert G. Spencer | Management | For | For |
1.8 | Elect Director Eric J. Zahler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ADVANCED ANALOGIC TECHNOLOGIES INCORPORATED MEETING DATE: MAY 24, 2010 | ||||
TICKER: AATI SECURITY ID: 00752J108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel J. Anderson | Management | For | For |
2 | Elect Director Thomas P. Redfern | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ADVANCED ENERGY INDUSTRIES, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: AEIS SECURITY ID: 007973100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas S. Schatz | Management | For | For |
1.2 | Elect Director Frederick A. Ball | Management | For | For |
1.3 | Elect Director Richard P. Beck | Management | For | For |
1.4 | Elect Director Hans Georg Betz | Management | For | For |
1.5 | Elect Director Trung T. Doan | Management | For | For |
1.6 | Elect Director Edward C. Grady | Management | For | For |
1.7 | Elect Director Terry Hudgens | Management | For | For |
1.8 | Elect Director Thomas M. Rohrs | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
ADVANCED MICRO DEVICES, INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: AMD SECURITY ID: 007903107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bruce L. Claflin | Management | For | For |
2 | Elect Director W. Michael Barnes | Management | For | For |
3 | Elect Director John E. Caldwell | Management | For | For |
4 | Elect Director Craig A. Conway | Management | For | For |
5 | Elect Director Nicholas M. Donofrio | Management | For | For |
6 | Elect Director H. Paulett Eberhart | Management | For | For |
7 | Elect Director Derrick R. Meyer | Management | For | For |
8 | Elect Director Waleed Al Mokarrab Al Muhairi | Management | For | For |
9 | Elect Director Robert B. Palmer | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
ALTERA CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: ALTR SECURITY ID: 021441100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John P. Daane | Management | For | For |
2 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
3 | Elect Director Kevin McGarity | Management | For | For |
4 | Elect Director T. Michael Nevens | Management | For | For |
5 | Elect Director Krish A. Prabhu | Management | For | For |
6 | Elect Director John Shoemaker | Management | For | For |
7 | Elect Director Susan Wang | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
AMKOR TECHNOLOGY, INC. MEETING DATE: MAY 3, 2010 | ||||
TICKER: AMKR SECURITY ID: 031652100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Kim | Management | For | For |
1.2 | Elect Director Roger A. Carolin | Management | For | For |
1.3 | Elect Director Winston J. Churchill | Management | For | For |
1.4 | Elect Director Kenneth T. Joyce | Management | For | For |
1.5 | Elect Director John T. Kim | Management | For | For |
1.6 | Elect Director Stephen G. Newberry | Management | For | For |
1.7 | Elect Director John F. Osborne | Management | For | For |
1.8 | Elect Director James W. Zug | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ANALOG DEVICES, INC. MEETING DATE: JUL 20, 2009 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | Against |
ANALOG DEVICES, INC. MEETING DATE: MAR 9, 2010 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ray Stata | Management | For | Against |
1.2 | Elect Director Jerald G. Fishman | Management | For | Against |
1.3 | Elect Director James A. Champy | Management | For | Against |
1.4 | Elect Director John L. Doyle | Management | For | Against |
1.5 | Elect Director John C. Hodgson | Management | For | Against |
1.6 | Elect Director Yves-Andre Istel | Management | For | Against |
1.7 | Elect Director Neil Novich | Management | For | Against |
1.8 | Elect Director F. Grant Saviers | Management | For | Against |
1.9 | Elect Director Paul J. Severino | Management | For | Against |
1.10 | Elect Director Kenton J. Sicchitano | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
APPLIED MATERIALS, INC. MEETING DATE: MAR 9, 2010 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Splinter | Management | For | For |
1.2 | Elect Director Aart J. de Geus | Management | For | For |
1.3 | Elect Director Stephen R. Forrest | Management | For | For |
1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
1.5 | Elect Director Susan M. James | Management | For | For |
1.6 | Elect Director Alexander A. Karsner | Management | For | For |
1.7 | Elect Director Gerhard H. Parker | Management | For | For |
1.8 | Elect Director Dennis D. Powell | Management | For | For |
1.9 | Elect Director Willem P. Roelandts | Management | For | For |
1.10 | Elect Director James E. Rogers | Management | For | For |
1.11 | Elect Director Robert H. Swan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
APPLIED MICRO CIRCUITS CORP. MEETING DATE: AUG 18, 2009 | ||||
TICKER: AMCC SECURITY ID: 03822W406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cesar Cesaratto | Management | For | For |
1.2 | Elect Director Donald Colvin | Management | For | For |
1.3 | Elect Director Paramesh Gopi | Management | For | For |
1.4 | Elect Director Paul R. Gray | Management | For | For |
1.5 | Elect Director Fred Shlapak | Management | For | For |
1.6 | Elect Director Arthur B. Stabenow | Management | For | For |
1.7 | Elect Director Julie H. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ARM HOLDINGS PLC MEETING DATE: MAY 14, 2010 | ||||
TICKER: ARM SECURITY ID: 042068106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Kathleen O'Donovan as Director | Management | For | Against |
5 | Re-elect Young Sohn as Director | Management | For | For |
6 | Re-elect Warren East as Director | Management | For | Against |
7 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
11 | Authorise Market Purchase | Management | For | For |
12 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
13 | Adopt New Articles of Association | Management | For | For |
ARROW ELECTRONICS, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: ARW SECURITY ID: 042735100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel W. Duval | Management | For | For |
1.2 | Elect Director Gail E. Hamilton | Management | For | For |
1.3 | Elect Director John N. Hanson | Management | For | For |
1.4 | Elect Director Richard S. Hill | Management | For | For |
1.5 | Elect Director M.F. (Fran) Keeth | Management | For | For |
1.6 | Elect Director Roger King | Management | For | For |
1.7 | Elect Director Michael J. Long | Management | For | For |
1.8 | Elect Director Stephen C. Patrick | Management | For | For |
1.9 | Elect Director Barry W. Perry | Management | For | For |
1.10 | Elect Director John C. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
ASM INTERNATIONAL NV MEETING DATE: MAY 20, 2010 | ||||
TICKER: ASM SECURITY ID: N07045102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
6 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
7 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
8a | Elect Chuck del Prado to Executive Board | Management | For | Did Not Vote |
8b | Elect Peter van Bommel to Executive Board | Management | For | Did Not Vote |
9a | Elect Heinrich W. Kreutzer to Supervisory Board | Management | For | Did Not Vote |
9b | Elect C.J. van Pernis to Supervisory Board | Management | For | Did Not Vote |
10 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
11a | Amend Articles Re: Appointment of Members of Management and Supervisory Boards | Management | For | Did Not Vote |
11b | Amend Articles Re: Dismissal of Members of Management and Supervisory Boards | Management | For | Did Not Vote |
11c | Amend Articles Re: Ownership Threshold to Place Item on Meeting Agenda | Management | For | Did Not Vote |
11d | Amend Articles Re: Other Legal Changes | Management | For | Did Not Vote |
12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
13 | Postpone Discussion on Company Structure to 2010 | Management | For | Did Not Vote |
14a | Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
14b | Grant Board Authority to Issue Shares In Order To Finance Company's Stock Option Plans | Management | For | Did Not Vote |
14c | Authorize Board to Exclude Preemptive Rights from Issuance under Items 14a and 14b | Management | For | Did Not Vote |
15 | Authorize Repurchase of Shares | Management | For | Did Not Vote |
16 | Other Business (Non-Voting) | Management | None | Did Not Vote |
17 | Close Meeting | Management | None | Did Not Vote |
ASML HOLDING NV MEETING DATE: MAR 24, 2010 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Discuss the Company's Business and Finacial Situation | Management | None | Did Not Vote |
3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
7 | Approve Dividends of EUR 0.20 Per Share | Management | For | Did Not Vote |
8.a | Discuss Remuneration Report | Management | None | Did Not Vote |
8.b | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
9.a | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | Did Not Vote |
9.b | Approve Performance Share Grant According to Remuneration Policy 2008 | Management | For | Did Not Vote |
9.c | Approve Performance Stock Option Grants | Management | For | Did Not Vote |
10 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
11 | Notification of the Intended Election of F. Schneider-Manoury to the Management Board | Management | None | Did Not Vote |
12 | Discussion of Supervisory Board Profile | Management | None | Did Not Vote |
13 | Notification of the Retirement of W.T. Siegle and J.W.B. Westerburgen of the Supervisory Board by Rotation in 2011 | Management | None | Did Not Vote |
14.a | Grant Board Authority to Issue Shares up To Five Percent of Issued Capital | Management | For | Did Not Vote |
14.b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.a | Management | For | Did Not Vote |
14.c | Grant Board Authority to Issue Additional Shares of up to Five Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
14.d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.c | Management | For | Did Not Vote |
15 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
16 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
17 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
18 | Other Business | Management | None | Did Not Vote |
19 | Close Meeting | Management | None | Did Not Vote |
ATHEROS COMMUNICATIONS, INC MEETING DATE: MAY 21, 2010 | ||||
TICKER: ATHR SECURITY ID: 04743P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Harris | Management | For | For |
1.2 | Elect Director Marshall L. Mohr | Management | For | For |
1.3 | Elect Director Andrew S. Rappaport | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ATMEL CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: ATML SECURITY ID: 049513104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven Laub | Management | For | For |
2 | Elect Director Tsung-Ching Wu | Management | For | For |
3 | Elect Director David Sugishita | Management | For | For |
4 | Elect Director Papken Der Torossian | Management | For | For |
5 | Elect Director Jack L. Saltich | Management | For | For |
6 | Elect Director Charles Carinalli | Management | For | For |
7 | Elect Director Edward Ross | Management | For | For |
8 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
9 | Ratify Auditors | Management | For | For |
ATMI, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: ATMI SECURITY ID: 00207R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Hillas | Management | For | For |
1.2 | Elect Director Cheryl L. Shavers | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AVAGO TECHNOLOGIES LTD. MEETING DATE: MAR 31, 2010 | ||||
TICKER: AVGO SECURITY ID: Y0486S104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Hock E. Tan as Director | Management | For | For |
1b | Reelect Adam H. Clammer as Director | Management | For | For |
1c | Reelect James A. Davidson as Director | Management | For | For |
1d | Reelect James V. Diller as Director | Management | For | For |
1e | Reelect James H. Greene, Jr. as Director | Management | For | For |
1f | Reelect Kenneth Y. Hao as Director | Management | For | For |
1g | Reelect John R. Joyce as Director | Management | For | For |
1h | Reelect David Kerko as Director | Management | For | For |
1i | Reelect Justine F. Lien as Director | Management | For | For |
1j | Reelect Donald Macleod as Director | Management | For | For |
1k | Reelect Bock Seng Tan as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Cash Compensation to Directors | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
5 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
AVNET, INC. MEETING DATE: NOV 5, 2009 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eleanor Baum | Management | For | For |
1.2 | Elect Director J. Veronica Biggins | Management | For | For |
1.3 | Elect Director Lawrence W. Clarkson | Management | For | For |
1.4 | Elect Director Ehud Houminer | Management | For | For |
1.5 | Elect Director Frank R. Noonan | Management | For | For |
1.6 | Elect Director Ray M. Robinson | Management | For | For |
1.7 | Elect Director William P. Sullivan | Management | For | For |
1.8 | Elect Director Gary L. Tooker | Management | For | For |
1.9 | Elect Director Roy Vallee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BENCHMARK ELECTRONICS, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: BHE SECURITY ID: 08160H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cary T. Fu | Management | For | For |
1.2 | Elect Director Michael R. Dawson | Management | For | For |
1.3 | Elect Director Peter G. Dorflinger | Management | For | For |
1.4 | Elect Director Douglas G. Duncan | Management | For | For |
1.5 | Elect Director Laura W. Lang | Management | For | For |
1.6 | Elect Director Bernee D.L. Strom | Management | For | For |
1.7 | Elect Director Clay C. Williams | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BROADCOM CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: BRCM SECURITY ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joan L. Amble | Management | For | For |
1.2 | Elect Director Nancy H. Handel | Management | For | For |
1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.4 | Elect Director John E. Major | Management | For | For |
1.5 | Elect Director Scott A. McGregor | Management | For | For |
1.6 | Elect Director William T. Morrow | Management | For | For |
1.7 | Elect Director Robert E. Switz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BROOKS AUTOMATION, INC. MEETING DATE: FEB 4, 2010 | ||||
TICKER: BRKS SECURITY ID: 114340102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Clinton Allen | Management | For | Withhold |
1.2 | Elect Director Robert J. Lepofsky | Management | For | Withhold |
1.3 | Elect Director Joseph R. Martin | Management | For | Withhold |
1.4 | Elect Director John K. McGillicuddy | Management | For | Withhold |
1.5 | Elect Director Krishna G. Palepu | Management | For | Withhold |
1.6 | Elect Director C.S. Park | Management | For | Withhold |
1.7 | Elect Director Kirk P. Pond | Management | For | Withhold |
1.8 | Elect Director Alfred Woollacott, III | Management | For | Withhold |
1.9 | Elect Director Mark S. Wrighton | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CABOT MICROELECTRONICS CORPORATION MEETING DATE: MAR 2, 2010 | ||||
TICKER: CCMP SECURITY ID: 12709P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Laurance Fuller | Management | For | For |
1.2 | Elect Director Edward J. Mooney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CALIFORNIA MICRO DEVICES CORP. MEETING DATE: SEP 17, 2009 | ||||
TICKER: CAMD SECURITY ID: 130439102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Jon S. Castor | Management | For | For |
1.2 | Elect Director Robert V. Dickinson | Management | For | For |
1.3 | Elect Director Wade F. Meyercord | Management | For | For |
1.4 | Elect Director Edward C. Ross | Management | For | For |
1.5 | Elect Director David W. Sear | Management | For | For |
1.6 | Elect Director John L. Sprague | Management | For | For |
1.7 | Elect Director David L. Wittrock | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director John Fichthorn | Shareholder | For | None |
1.2 | Elect Director J. Michael Gullard | Shareholder | For | None |
1.3 | Elect Director Kenneth Potashner | Shareholder | For | None |
1.4 | Management Nominee - Jon S. Castor | Shareholder | For | None |
1.5 | Management Nominee - Robert V. Dickinson | Shareholder | For | None |
1.6 | Management Nominee - Edward C. Ross | Shareholder | For | None |
1.7 | Management Nominee - David L. Wittrock | Shareholder | For | None |
2 | Ratify Auditors | Management | For | None |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | None |
CHARTERED SEMICONDUCTOR MANUFACTURING LTD MEETING DATE: NOV 4, 2009 | ||||
TICKER: ADTEI SECURITY ID: 16133R205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
2.1 | Amend Articles Re: Compulsory Acquisition of Ordinary Shares by ATIC Int'l Investment Co. LLC (ATIC) for the Same Consideration Price Under the Scheme or Offer | Management | For | For |
2.2 | Amend Articles Re: Conversion of Preference Shares | Management | For | For |
CIRRUS LOGIC, INC. MEETING DATE: JUL 24, 2009 | ||||
TICKER: CRUS SECURITY ID: 172755100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Hackworth | Management | For | For |
1.2 | Elect Director John C. Carter | Management | For | For |
1.3 | Elect Director Timothy R. Dehne | Management | For | For |
1.4 | Elect Director D. James Guzy | Management | For | For |
1.5 | Elect Director Jason P. Rhode | Management | For | For |
1.6 | Elect Director William D. Sherman | Management | For | For |
1.7 | Elect Director Robert H. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 12, 2009 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Arun Sarin | Management | For | For |
12 | Elect Director Steven M. West | Management | For | For |
13 | Elect Director Jerry Yang | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
19 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
COHU, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: COHU SECURITY ID: 192576106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. Bilodeau | Management | For | For |
1.2 | Elect Director James A. Donahue | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CREE, INC. MEETING DATE: OCT 29, 2009 | ||||
TICKER: CREE SECURITY ID: 225447101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Swoboda | Management | For | For |
1.2 | Elect Director John W. Palmour | Management | For | For |
1.3 | Elect Director Dolph W. von Arx | Management | For | For |
1.4 | Elect Director Clyde R. Hosein | Management | For | For |
1.5 | Elect Director Robert A. Ingram | Management | For | For |
1.6 | Elect Director Franco Plastina | Management | For | For |
1.7 | Elect Director Harvey A. Wagner | Management | For | For |
1.8 | Elect Director Thomas H. Werner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CYMER, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: CYMI SECURITY ID: 232572107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles J. Abbe | Management | For | For |
1.2 | Elect Director Robert P. Akins | Management | For | For |
1.3 | Elect Director Edward H. Braun | Management | For | For |
1.4 | Elect Director Michael R. Gaulke | Management | For | For |
1.5 | Elect Director William G. Oldham | Management | For | For |
1.6 | Elect Director Eric M. Ruttenberg | Management | For | For |
1.7 | Elect Director Peter J. Simone | Management | For | For |
1.8 | Elect Director Young K. Sohn | Management | For | For |
1.9 | Elect Director Jon D. Tompkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DDI CORP. MEETING DATE: MAY 11, 2010 | ||||
TICKER: DDIC SECURITY ID: 233162502 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Amman | Management | For | For |
1.2 | Elect Director Jay B. Hunt | Management | For | For |
1.3 | Elect Director Andrew E. Lietz | Management | For | For |
1.4 | Elect Director Bryant R. Riley | Management | For | For |
1.5 | Elect Director Steven C. Schlepp | Management | For | For |
1.6 | Elect Director Carl R. Vertuca Jr. | Management | For | For |
1.7 | Elect Director Mikel H. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ENTEGRIS, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: ENTG SECURITY ID: 29362U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gideon Argov | Management | For | For |
1.2 | Elect Director Michael A. Bradley | Management | For | For |
1.3 | Elect Director Marvin D. Burkett | Management | For | For |
1.4 | Elect Director Michael P.C. Carns | Management | For | For |
1.5 | Elect Director Daniel W. Christman | Management | For | For |
1.6 | Elect Director Gary F. Klingl | Management | For | For |
1.7 | Elect Director Roger D. McDaniel | Management | For | For |
1.8 | Elect Director Paul L.H. Olson | Management | For | For |
1.9 | Elect Director Brian F. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
EXAR CORPORATION MEETING DATE: SEP 16, 2009 | ||||
TICKER: EXAR SECURITY ID: 300645108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Izak Bencuya | Management | For | For |
1.2 | Elect Director Pierre Guilbault | Management | For | For |
1.3 | Elect Director Brian Hilton | Management | For | For |
1.4 | Elect Director Richard L. Leza | Management | For | For |
1.5 | Elect Director Gary Meyers | Management | For | For |
1.6 | Elect Director Juan (Oscar) Rodriguez | Management | For | For |
1.7 | Elect Director Pedro P. Rodriquez | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: FCS SECURITY ID: 303726103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles P. Carinalli | Management | For | For |
1.2 | Elect Director Randy W. Carson | Management | For | For |
1.3 | Elect Director Anthony Lear | Management | For | For |
1.4 | Elect Director Thomas L. Magnanti | Management | For | For |
1.5 | Elect Director Kevin J. Mcgarity | Management | For | For |
1.6 | Elect Director Bryan R. Roub | Management | For | For |
1.7 | Elect Director Ronald W. Shelly | Management | For | For |
1.8 | Elect Director Mark S. Thompson | Management | For | For |
2 | Eliminate Cumulative Voting | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: JUL 13, 2009 | ||||
TICKER: FLEX SECURITY ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Exisiting Equity Incentive Plans | Management | For | For |
FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: SEP 22, 2009 | ||||
TICKER: FLEX SECURITY ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-election Of Director: James A. Davidson | Management | For | For |
2 | Re-election Of Director: Lip Bu Tan | Management | For | For |
3 | Re-election Of Director: Robert L. Edwards | Management | For | For |
4 | Re-election Of Director: Daniel H. Schulman | Management | For | For |
5 | Re-election Of Director: William D. Watkins | Management | For | For |
6 | Approve The Reappointment Of Deloitte & Touche Llp As Flextronics' Independent Auditors For The 2010 Fiscal Year Andto Authorize The Board Of Directors To Fix Its Remuneration. | Management | For | For |
7 | Approve The General Authorization For The Directors Offlextronics To Allot And Issue Ordinary Shares. | Management | For | For |
8 | Approve The Renewal Of The Share Purchase Mandate Relating To Acquisitions By Flextronics Of Its Own Issued Ordinary Shares. | Management | For | For |
9 | Approve Changes In The Cash Compensation Payable To Flextronics' Non-employee Directors And Additional Cash Compensation For The Chairman Of The Board Of Directors. | Management | For | For |
HARMAN INTERNATIONAL INDUSTRIES, INC. MEETING DATE: DEC 8, 2009 | ||||
TICKER: HAR SECURITY ID: 413086109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dinesh C. Paliwal | Management | For | For |
1.2 | Elect Director Edward H. Meyer | Management | For | For |
1.3 | Elect Director Gary G. Steel | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 17, 2010 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
1.3 | Elect Director Sari M. Baldauf | Management | For | For |
1.4 | Elect Director Rajiv L. Gupta | Management | For | For |
1.5 | Elect Director John H. Hammergren | Management | For | For |
1.6 | Elect Director Mark V. Hurd | Management | For | For |
1.7 | Elect Director Joel Z. Hyatt | Management | For | For |
1.8 | Elect Director John R. Joyce | Management | For | For |
1.9 | Elect Director Robert L. Ryan | Management | For | For |
1.10 | Elect Director Lucille S. Salhany | Management | For | For |
1.11 | Elect Director G. Kennedy Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Company Request on Advisory Vote on Executive Compensation | Management | For | For |
HIMAX TECHNOLOGIES INC. MEETING DATE: AUG 6, 2009 | ||||
TICKER: HIMX SECURITY ID: 43289P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt The 2008 Audited Accounts And Financial Reports | Management | For | For |
2 | Re-elect Chun-yen Chang As A Director And Elect Yan-kuin Su And Chih-chung Tsai As New Directors Of The Company | Management | For | Against |
3 | Approve The Increase Of Authorised Share Capital, Bonus Issue, Share Consolidation And Amendments To Memorandum And Articles Of Association Of The Company | Management | For | For |
4 | Waive And Dis-apply Any And All Preemptive Rights Of offerings Re Cash Capital Increase For Dual Listing On The Taiwan Stock Exchange | Management | For | For |
5 | Re-instate The Existing Amended And Restated Memorandum And Articles Of Association Of The Company Where The Company Aborts the Application To List Its Shares On The Taiwan Stock Exchange | Management | For | For |
6 | Transact Any Other Business Properly Brought Before The Meeting | Management | For | Against |
INGRAM MICRO INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: IM SECURITY ID: 457153104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Amend Certificate of Incorporation to Provide Directors May be Removed Without Cause | Management | For | For |
3.1 | Elect Director Howard I. Atkins | Management | For | For |
3.2 | Elect Director Leslie Stone Heisz | Management | For | For |
3.3 | Elect Director John R. Ingram | Management | For | For |
3.4 | Elect Director Orrin H. Ingram, II | Management | For | For |
3.5 | Elect Director Dale R. Laurance | Management | For | For |
3.6 | Elect Director Linda Fayne Levinson | Management | For | For |
3.7 | Elect Director Michael T. Smith | Management | For | For |
3.8 | Elect Director Gregory M.E. Spierkel | Management | For | For |
3.9 | Elect Director Joe B. Wyatt | Management | For | For |
3.10 | Elect Director Orrin H. Ingram, II | Management | For | For |
3.11 | Elect Director Michael T. Smith | Management | For | For |
3.12 | Elect Director Gregory M.E. Spierkel | Management | For | For |
3.13 | Elect Director Joe B. Wyatt | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INTEL CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | For |
2 | Elect Director Susan L. Decker | Management | For | For |
3 | Elect Director John J. Donahoe | Management | For | For |
4 | Elect Director Reed E. Hundt | Management | For | For |
5 | Elect Director Paul S. Otellini | Management | For | For |
6 | Elect Director James D. Plummer | Management | For | For |
7 | Elect Director David S. Pottruck | Management | For | For |
8 | Elect Director Jane E. Shaw | Management | For | For |
9 | Elect Director Frank D. Yeary | Management | For | For |
10 | Elect Director David B. Yoffie | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTERNATIONAL RECTIFIER CORP. MEETING DATE: NOV 9, 2009 | ||||
TICKER: IRF SECURITY ID: 460254105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Attiyeh | Management | For | For |
1.2 | Elect Director Oleg Khaykin | Management | For | For |
1.3 | Elect Director James D. Plummer | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Establish Mandatory Retirement Age for Directors | Shareholder | Against | Against |
INTERSIL CORPORATION MEETING DATE: OCT 6, 2009 | ||||
TICKER: ISIL SECURITY ID: 46069S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | Against |
2 | Approve Stock Option Exchange Program | Management | For | For |
INTERSIL CORPORATION MEETING DATE: MAY 5, 2010 | ||||
TICKER: ISIL SECURITY ID: 46069S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David B. Bell | Management | For | For |
1.2 | Elect Director Dr. Robert W. Conn | Management | For | For |
1.3 | Elect Director James V. Diller | Management | For | For |
1.4 | Elect Director Gary E. Gist | Management | For | For |
1.5 | Elect Director Mercedes Johnson | Management | For | For |
1.6 | Elect Director Gregory Lang | Management | For | For |
1.7 | Elect Director Jan Peeters | Management | For | For |
1.8 | Elect Director Robert N. Pokelwaldt | Management | For | For |
1.9 | Elect Director James A. Urry | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Other Business | Management | For | Against |
JABIL CIRCUIT, INC. MEETING DATE: JAN 21, 2010 | ||||
TICKER: JBL SECURITY ID: 466313103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel S. Lavitt | Management | For | For |
1.2 | Elect Director Timothy L. Main | Management | For | For |
1.3 | Elect Director William D. Morean | Management | For | For |
1.4 | Elect Director Lawrence J. Murphy | Management | For | For |
1.5 | Elect Director Frank A. Newman | Management | For | For |
1.6 | Elect Director Steven A. Raymund | Management | For | For |
1.7 | Elect Director Thomas A. Sansone | Management | For | For |
1.8 | Elect Director David M. Stout | Management | For | For |
1.9 | Elect Director Kathleen A. Walters | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
KLA-TENCOR CORP. MEETING DATE: NOV 4, 2009 | ||||
TICKER: KLAC SECURITY ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. Akins | Management | For | For |
1.2 | Elect Director Robert T. Bond | Management | For | For |
1.3 | Elect Director Kiran M. Patel | Management | For | For |
1.4 | Elect Director David C. Wang | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
KULICKE & SOFFA INDUSTRIES, INC. MEETING DATE: FEB 9, 2010 | ||||
TICKER: KLIC SECURITY ID: 501242101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. O'Steen | Management | For | For |
1.2 | Elect Director MacDonell Roehm Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LAM RESEARCH CORPORATION MEETING DATE: NOV 5, 2009 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director David G. Arscott | Management | For | For |
1.3 | Elect Director Robert M. Berdahl | Management | For | For |
1.4 | Elect Director Richard J. Elkus, Jr. | Management | For | For |
1.5 | Elect Director Grant M. Inman | Management | For | For |
1.6 | Elect Director Catherine P. Lego | Management | For | For |
1.7 | Elect Director Stephen G. Newberry | Management | For | For |
1.8 | Elect Director Patricia S. Wolpert | Management | For | For |
2 | Eliminate Cumulative Voting | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LINEAR TECHNOLOGY CORPORATION MEETING DATE: NOV 4, 2009 | ||||
TICKER: LLTC SECURITY ID: 535678106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Swanson, Jr. | Management | For | Withhold |
1.2 | Elect Director David S. Lee | Management | For | Withhold |
1.3 | Elect Director Lothar Maier | Management | For | Withhold |
1.4 | Elect Director Richard M. Moley | Management | For | Withhold |
1.5 | Elect Director Thomas S. Volpe | Management | For | Withhold |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
LSI CORP MEETING DATE: MAY 12, 2010 | ||||
TICKER: LSI SECURITY ID: 502161102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles A. Haggerty | Management | For | For |
2 | Elect Director Richard S. Hill | Management | For | For |
3 | Elect Director John H.f. Miner | Management | For | For |
4 | Elect Director Arun Netravali | Management | For | For |
5 | Elect Director Matthew J. O Rourke | Management | For | For |
6 | Elect Director Gregorio Reyes | Management | For | For |
7 | Elect Director Michael G. Strachan | Management | For | For |
8 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
9 | Elect Director Susan M. Whitney | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
LTX-CREDENCE CORPORATION MEETING DATE: DEC 9, 2009 | ||||
TICKER: LTXC SECURITY ID: 502403108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger W. Blethen | Management | For | For |
1.2 | Elect Director Roger J. Maggs | Management | For | For |
1.3 | Elect Director Ping Yang | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUL 10, 2009 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Sehat Sutardja as Director | Management | For | For |
1b | Elect Pantas Sutardja as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MATTSON TECHNOLOGY, INC. MEETING DATE: JUN 7, 2010 | ||||
TICKER: MTSN SECURITY ID: 577223100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth Kannappan | Management | For | For |
1.2 | Elect Director John C. Bolger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MAXIM INTEGRATED PRODUCTS, INC. MEETING DATE: DEC 10, 2009 | ||||
TICKER: MXIM SECURITY ID: 57772K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tunc Doluca | Management | For | Withhold |
1.2 | Elect Director B. Kipling Hagopian | Management | For | Withhold |
1.3 | Elect Director James R. Bergman | Management | For | Withhold |
1.4 | Elect Director Joseph R. Bronson | Management | For | Withhold |
1.5 | Elect Director Robert E. Grady | Management | For | Withhold |
1.6 | Elect Director William D. Watkins | Management | For | Withhold |
1.7 | Elect Director A.R. Frank Wazzan | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
MEMC ELECTRONIC MATERIALS, INC. MEETING DATE: APR 20, 2010 | ||||
TICKER: WFR SECURITY ID: 552715104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Emmanuel T. Hernandez | Management | For | For |
2 | Elect Director John Marren | Management | For | For |
3 | Elect Director William E. Stevens | Management | For | For |
4 | Elect Director James B. Williams | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Other Business | Management | For | Against |
MICROCHIP TECHNOLOGY INCORPORATED MEETING DATE: AUG 14, 2009 | ||||
TICKER: MCHP SECURITY ID: 595017104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Sanghi | Management | For | Withhold |
1.2 | Elect Director Albert J. Hugo-martinez | Management | For | Withhold |
1.3 | Elect Director L.b. Day | Management | For | Withhold |
1.4 | Elect Director Matthew W. Chapman | Management | For | Withhold |
1.5 | Elect Director Wade F. Meyercord | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 10, 2009 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven R. Appleton | Management | For | For |
2 | Elect Director Teruaki Aoki | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Approve Executive Incentive Bonus Plan | Management | For | For |
9 | Ratify Auditors | Management | For | For |
MICROSEMI CORPORATION MEETING DATE: FEB 17, 2010 | ||||
TICKER: MSCC SECURITY ID: 595137100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Peterson | Management | For | For |
1.2 | Elect Director Dennis R. Leibel | Management | For | For |
1.3 | Elect Director Thomas R. Anderson | Management | For | For |
1.4 | Elect Director William E. Bendush | Management | For | For |
1.5 | Elect Director William L. Healey | Management | For | For |
1.6 | Elect Director Paul F. Folino | Management | For | For |
1.7 | Elect Director Matthew E. Massengill | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MONOLITHIC POWER SYSTEMS, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: MPWR SECURITY ID: 609839105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Hsing | Management | For | For |
1.2 | Elect Director Herbert Chang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MOTECH INDUSTRIES CO., LTD. MEETING DATE: JAN 26, 2010 | ||||
TICKER: 6244 SECURITY ID: Y61397108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association | Management | For | For |
2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
3 | Transact Other Business (Non-Voting) | Management | None | None |
MOTECH INDUSTRIES CO., LTD. MEETING DATE: MAY 26, 2010 | ||||
TICKER: 6244 SECURITY ID: Y61397108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Capitalization of Surplus | Management | For | For |
5 | Amend Election Rules of Directors and Supervisors | Management | For | For |
6.1 | Elect Tsuo, Simon Y.H with ID Number 5 as Director | Management | For | Against |
6.2 | Elect Tsai, Rick L from TSMC with ID Number 73921 as Director | Management | For | Against |
6.3 | Elect Chao, Yingchen from TSMC with ID Number 73921 as Director | Management | For | Against |
6.4 | Elect Li, Chingming with ID Number 25697 as Director | Management | For | Against |
6.5 | Elect Tsing, Yunghui with ID Number 2 as Director | Management | For | Against |
6.6 | Elect Wu, Chengching with ID Number 106 as Independent Director | Management | For | For |
6.7 | Elect Lee, Sanboh with ID Number 52 as Independent Director | Management | For | For |
6.8 | Elect Wang, Ching-I with ID Number N100305897 as Supervisor | Management | For | For |
6.9 | Elect Huang, Shaohua with ID Number A101313365 as Supervisor | Management | For | For |
6.10 | Elect Lee, Chihkaou with ID Number 6 as Supervisor | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
8 | Transact Other Business | Management | None | None |
NATIONAL SEMICONDUCTOR CORPORATION MEETING DATE: SEP 25, 2009 | ||||
TICKER: NSM SECURITY ID: 637640103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian L. Halla | Management | For | For |
1.2 | Elect Director Steven R. Appleton | Management | For | For |
1.3 | Elect Director Gary P. Arnold | Management | For | For |
1.4 | Elect Director Richard J. Danzig | Management | For | For |
1.5 | Elect Director John T. Dickson | Management | For | For |
1.6 | Elect Director Robert J. Frankenberg | Management | For | For |
1.7 | Elect Director Modesto A. Maidique | Management | For | For |
1.8 | Elect Director Edward R. McCracken | Management | For | For |
1.9 | Elect Director Roderick C. McGeary | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Approve Repricing of Options | Management | For | Against |
NETLOGIC MICROSYSTEMS, INC. MEETING DATE: OCT 23, 2009 | ||||
TICKER: NETL SECURITY ID: 64118B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NOVELLUS SYSTEMS, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: NVLS SECURITY ID: 670008101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard S. Hill | Management | For | For |
1.2 | Elect Director Neil R. Bonke | Management | For | For |
1.3 | Elect Director Youssef A. El-Mansy | Management | For | For |
1.4 | Elect Director Yoshio Nishi | Management | For | For |
1.5 | Elect Director Glen G. Possley | Management | For | For |
1.6 | Elect Director Ann D. Rhoads | Management | For | For |
1.7 | Elect Director William R. Spivey | Management | For | For |
1.8 | Elect Director Delbert A. Whitaker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NVIDIA CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Gaither | Management | For | For |
1.2 | Elect Director Jen-Hsun Huang | Management | For | For |
1.3 | Elect Director A. Brooke Seawell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OMNIVISION TECHNOLOGIES, INC. MEETING DATE: SEP 24, 2009 | ||||
TICKER: OVTI SECURITY ID: 682128103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph Jeng | Management | For | For |
1.2 | Elect Director Dwight Steffensen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Employee Stock Option Exchange Program | Management | For | For |
5 | Approve Officer Stock Option Exchange Program | Management | For | Against |
ON SEMICONDUCTOR CORPORATION MEETING DATE: MAY 18, 2010 | ||||
TICKER: ONNN SECURITY ID: 682189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Daniel McCranie | Management | For | For |
1.2 | Elect Director Emmanuel T. Hernandez | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PMC-SIERRA, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: PMCS SECURITY ID: 69344F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Bailey | Management | For | For |
1.2 | Elect Director Richard E. Belluzzo | Management | For | For |
1.3 | Elect Director James V. Diller, Sr. | Management | For | For |
1.4 | Elect Director Michael R. Farese | Management | For | For |
1.5 | Elect Director Jonathan J. Judge | Management | For | For |
1.6 | Elect Director William H. Kurtz | Management | For | For |
1.7 | Elect Director Gregory S. Lang | Management | For | For |
1.8 | Elect Director Frank J. Marshall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Performance-Based Equity Awards | Shareholder | Against | Against |
QUALCOMM INCORPORATED MEETING DATE: MAR 2, 2010 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Brent Scowcroft | Management | For | For |
1.12 | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
RF MICRO DEVICES, INC. MEETING DATE: JUL 29, 2009 | ||||
TICKER: RFMD SECURITY ID: 749941100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter H. Wilkinson,jr. | Management | For | Withhold |
1.2 | Elect Director Robert A. Bruggeworth | Management | For | Withhold |
1.3 | Elect Director Daniel A. Dileo | Management | For | Withhold |
1.4 | Elect Director Jeffery R. Gardner | Management | For | Withhold |
1.5 | Elect Director John R. Harding | Management | For | Withhold |
1.6 | Elect Director Masood A. Jabbar | Management | For | For |
1.7 | Elect Director Casimir S. Skrzypczak | Management | For | Withhold |
1.8 | Elect Director Erik H. Van Der Kaay | Management | For | Withhold |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SAMSUNG ELECTRONICS CO. LTD. MEETING DATE: MAR 19, 2010 | ||||
TICKER: 5930 SECURITY ID: ��Y74718100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Year-End Dividends of KRW 7,500 per Common Share and KRW 7,550 per Preferred Share | Management | For | For |
2.1 | Elect Lee In-Ho as Outside Director | Management | For | For |
2.2 | Elect Lee In-Ho as Member of Audit Committee | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
SANDISK CORP. MEETING DATE: JUN 2, 2010 | ||||
TICKER: SNDK SECURITY ID: 80004C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eli Harari | Management | For | For |
1.2 | Elect Director Kevin DeNuccio | Management | For | For |
1.3 | Elect Director Irwin Federman | Management | For | For |
1.4 | Elect Director Steven J. Gomo | Management | For | For |
1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.6 | Elect Director Chenming Hu | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Michael E. Marks | Management | For | For |
1.9 | Elect Director James D. Meindl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SEAGATE TECHNOLOGY MEETING DATE: OCT 28, 2009 | ||||
TICKER: STX SECURITY ID: G7945J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Stephen J. Luczo as Director | Management | For | For |
1b | Election Frank J. Biondi, Jr. as Director | Management | For | For |
1c | Election William W. Bradley as Director | Management | For | For |
1d | Election David F. Marquardt as Director | Management | For | For |
1e | Election Lydia M. Marshall as Director | Management | For | For |
1f | Election Albert A. Pimentel as Director | Management | For | For |
1g | Election C.S. Park as Director | Management | For | For |
1h | Election Gregorio Reyes as Director | Management | For | For |
1i | Election John W. Thompson as Director | Management | For | For |
1j | Election Edward J. Zander as Director | Management | For | For |
2 | Increase Number of Shares Reserved Under Seagate Technology's Employee Stock Purchase Plan in the Amount of 10 Million Shares | Management | For | For |
3 | Approve Employee Stock Option Exchange Program | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Transact Other Business (Non-Voting) | Management | None | None |
SEAGATE TECHNOLOGY MEETING DATE: APR 14, 2010 | ||||
TICKER: STX SECURITY ID: G7945J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval Of The Scheme Of Arrangement, A Copy Of Which Is attached To The Accompanying Proxy Statement As Annex A . | Management | For | For |
2 | Approval Of A Motion To Adjourn The Special Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders | Management | For | For |
1 | Approval Of The Cancellation Of Seagate-Cayman's Share Capital,which Is Necessary In Order To Effect The Scheme Of Arrangement and Is A Condition To Proceeding With The Scheme Of Arrangement(the Capital Reduction Proposal ). | Management | For | For |
2 | Approval Of The Creation Of Distributable Reserves Of Seagate-Ireland Which Are Required Under Irish Law In Order To Permit Us To Pay Dividends And Repurchase Or Redeem Shares | Management | For | For |
3 | Approval Of A Motion To Adjourn The Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders, All As More Fully Described In Proxy Statement | Management | For | For |
SIGMA DESIGNS, INC. MEETING DATE: JUL 30, 2009 | ||||
TICKER: SIGM SECURITY ID: 826565103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thinh Q. Tran | Management | For | For |
1.2 | Elect Director William J. Almon | Management | For | For |
1.3 | Elect Director Julien Nguyen | Management | For | For |
1.4 | Elect Director Lung C. Tsai | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Stock Option Exchange Program | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SILICON STORAGE TECHNOLOGY, INC. MEETING DATE: APR 8, 2010 | ||||
TICKER: SSTI SECURITY ID: 827057100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin L. Beebe | Management | For | For |
1.2 | Elect Director Timothy R. Furey | Management | For | For |
1.3 | Elect Director David J. McLachlan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STANDARD MICROSYSTEMS CORP. MEETING DATE: JUL 8, 2009 | ||||
TICKER: SMSC SECURITY ID: 853626109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew M. Caggia | Management | For | For |
1.2 | Elect Director James A. Donahue | Management | For | For |
1.3 | Elect Director Kenneth Kin | Management | For | For |
1.4 | Elect Director Christine King | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
STATS CHIPPAC LIMITED MEETING DATE: APR 26, 2010 | ||||
TICKER: S24 SECURITY ID: Y8162B113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2a | Reelect Tan Lay Koon as Director | Management | For | For |
2b | Reelect Peter Seah Lim Huat as Director | Management | For | For |
3a | Reelect Charles R. Wofford as Director | Management | For | For |
3b | Reelect R. Douglas Norby as Director | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Directors' Fees of $467,000 for the Year Ending Dec. 26, 2010 | Management | For | For |
6a | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
6b | Approve Issuance of Shares Pursuant to the STATS ChipPAC Ltd. Substitute Share Purchase and Option Plan and the STATS ChipPAC Ltd. Substitute Equity Incentive Plan | Management | For | For |
6c | Approve Issuance of Shares Pursuant to the STATS ChipPAC Ltd. Share Option Plan | Management | For | For |
6d | Approve Grants of Performance Shares and Issuance of Shares Pursuant to the STATS ChipPAC Ltd. Performance Share Plan 2009 | Management | For | For |
6e | Approve Award and Issuance of Shares Pursuant to the STATS ChipPAC Ltd. Equity Grant Plan for Non-Executive Directors | Management | For | For |
7 | Other Business (Voting) | Management | For | Against |
SUNPOWER CORPORATION MEETING DATE: MAY 4, 2010 | ||||
TICKER: SPWRA SECURITY ID: 867652307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Steve Albrecht | Management | For | For |
1.2 | Elect Director Betsy S. Atkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUPERTEX, INC. MEETING DATE: AUG 14, 2009 | ||||
TICKER: SUPX SECURITY ID: 868532102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry C. Pao | Management | For | For |
1.2 | Elect Director Benedict C.K. Choy | Management | For | For |
1.3 | Elect Director W. Mark Loveless | Management | For | For |
1.4 | Elect Director Elliott Schlam | Management | For | For |
1.5 | Elect Director Milton Feng | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SYNOPSYS, INC. MEETING DATE: MAR 25, 2010 | ||||
TICKER: SNPS SECURITY ID: 871607107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. De Geus | Management | For | For |
1.2 | Elect Director Alfred Castino | Management | For | For |
1.3 | Elect Director Chi-Foon Chan | Management | For | For |
1.4 | Elect Director Bruce R. Chizen | Management | For | For |
1.5 | Elect Director Deborah A. Coleman | Management | For | For |
1.6 | Elect Director John Schwarz | Management | For | For |
1.7 | Elect Director Roy Vallee | Management | For | For |
1.8 | Elect Director Steven C. Walske | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
TERADYNE, INC. MEETING DATE: MAY 28, 2010 | ||||
TICKER: TER SECURITY ID: 880770102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Bagley | Management | For | For |
2 | Elect Director Michael A. Bradley | Management | For | For |
3 | Elect Director Albert Carnesale | Management | For | For |
4 | Elect Director Edwin J. Gillis | Management | For | For |
5 | Elect Director Paul J. Tufano | Management | For | For |
6 | Elect Director Roy A. Vallee | Management | For | For |
7 | Elect Director Patricia S. Wolpert | Management | For | For |
8 | Ratify Auditors | Management | For | For |
TESSERA TECHNOLOGIES, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: TSRA SECURITY ID: 88164L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J Boehlke | Management | For | For |
1.2 | Elect Director Nicholas E. Brathwaite | Management | For | For |
1.3 | Elect Director John B. Goodrich | Management | For | For |
1.4 | Elect Director Bruce M. McWilliams | Management | For | For |
1.5 | Elect Director David C. Nagel | Management | For | For |
1.6 | Elect Director Henry R. Nothhaft | Management | For | For |
1.7 | Elect Director Robert A. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TEXAS INSTRUMENTS INCORPORATED MEETING DATE: APR 15, 2010 | ||||
TICKER: TXN SECURITY ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director R.W. Babb, Jr. | Management | For | For |
2 | Elect Director D.L. Boren | Management | For | For |
3 | Elect Director D.A. Carp | Management | For | For |
4 | Elect Director C.S. Cox | Management | For | For |
5 | Elect Director D.R. Goode | Management | For | For |
6 | Elect Director S.P. MacMillan | Management | For | For |
7 | Elect Director P.H. Patsley | Management | For | For |
8 | Elect Director W.R. Sanders | Management | For | For |
9 | Elect Director R.J. Simmons | Management | For | For |
10 | Elect Director R.K. Templeton | Management | For | For |
11 | Elect Director C.T. Whitman | Management | For | For |
12 | Ratify Auditors | Management | For | For |
TTM TECHNOLOGIES, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: TTMI SECURITY ID: 87305R109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James K. Bass | Management | For | For |
1.2 | Elect Director Thomas T. Edman | Management | For | For |
1.3 | Elect Director Tang Chung Yen, Tom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TYCO ELECTRONICS LTD. MEETING DATE: OCT 8, 2009 | ||||
TICKER: TEL SECURITY ID: H8912P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Approve Payment Of A Distribution To Shareholders Through Areduction Of The Par Value Of Our Shares, Such Payment To Bemade In Two Installments On Or Before March 26, 2010 (the End Ofthe Second Fiscal Quarter Of 2010). | Management | For | For |
2 | To Approve Any Adjournments Or Postponements Of Theextraordinary General Meeting. | Management | For | For |
3 | Transact Other Business (Voting) | Management | For | Against |
TYCO ELECTRONICS LTD. MEETING DATE: MAR 10, 2010 | ||||
TICKER: TEL SECURITY ID: H8912P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Pierre Brondeau as Director | Management | For | For |
1.2 | Reelect Ram Charan as Director | Management | For | For |
1.3 | Reelect Juergen Gromer as Director | Management | For | For |
1.4 | Reelect Robert Hernandez as Director | Management | For | For |
1.5 | Reelect Thomas Lynch as Director | Management | For | For |
1.6 | Reelect Daniel Phelan as Director | Management | For | For |
1.7 | Reelect Frederic Poses as Director | Management | For | For |
1.8 | Reelect Lawrence Smith as Director | Management | For | For |
1.9 | Reelect Paula Sneed as Director | Management | For | For |
1.10 | Reelect David Steiner as Director | Management | For | For |
1.11 | Reelect John Van Scoter as Director | Management | For | For |
2.1 | Accept Annual Report for Fiscal 2008/2009 | Management | For | For |
2.2 | Accept Statutory Financial Statements for Fiscal 2008/2009 | Management | For | For |
2.3 | Accept Consolidated Financial Statements for Fiscal 2008/2009 | Management | For | For |
3 | Approve Share Capital Reduction and Repayment of $0.64 per Share | Management | For | For |
4 | Approve Discharge of Board and Senior Management | Management | For | For |
5 | Increase the Number of Shares Available for Awards under Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
6.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
6.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2009/2010 | Management | For | For |
6.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2009/2010 | Management | For | For |
7 | Adjourn Meeting | Management | For | Against |
8 | Transact Other Business (Voting) | Management | For | Against |
ULTRATECH INC. MEETING DATE: JUL 21, 2009 | ||||
TICKER: UTEK SECURITY ID: 904034105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis R. Raney | Management | For | For |
1.2 | Elect Director Henri Richard | Management | For | For |
1.3 | Elect Director Vincent F. Sollitto, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Other Business | Management | For | Against |
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC. MEETING DATE: FEB 8, 2010 | ||||
TICKER: VSEA SECURITY ID: 922207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Xun (Eric) Chen | Management | For | For |
1.2 | Elect Director Dennis G. Schmal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VERIGY LIMITED MEETING DATE: APR 6, 2010 | ||||
TICKER: VRGY SECURITY ID: Y93691106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Eric Meurice as Director | Management | For | For |
2 | Reelect Steven W. Berglund as Director | Management | For | For |
3 | Reelect Claudine Simson as Director | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Annual Cash Compensation and Pro Rated Cash Compensation to Non-Employee Directors, Lead Independent Director, or Committee Chairperson for Services Rendered | Management | For | For |
6 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
7 | Authorize Share Repurchase Program | Management | For | For |
8 | Amend 2006 Equity Incentive Plan to Increase Maximum Number of Ordinary Shares Authorized for Issuance by 3.0 Million Ordinary Shares | Management | For | For |
9 | Amend 2006 Employee Shares Purchase Plan to Increase Maximum Number of Ordinary Shares Authorized for Issuance by 1.5 Million Ordinary Shares | Management | For | For |
VOLTERRA SEMICONDUCTOR CORPORATION MEETING DATE: APR 23, 2010 | ||||
TICKER: VLTR SECURITY ID: 928708106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Staszak | Management | For | For |
1.2 | Elect Director Edward Winn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WESTERN DIGITAL CORPORATION MEETING DATE: NOV 11, 2009 | ||||
TICKER: WDC SECURITY ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter D. Behrendt | Management | For | Against |
2 | Elect Director Kathleen A. Cote | Management | For | Against |
3 | Elect Director John F. Coyne | Management | For | Against |
4 | Elect Director Henry T. DeNero | Management | For | Against |
5 | Elect Director William L. Kimsey | Management | For | Against |
6 | Elect Director Michael D. Lambert | Management | For | Against |
7 | Elect Director Matthew E. Massengill | Management | For | Against |
8 | Elect Director Roger H. Moore | Management | For | Against |
9 | Elect Director Thomas E. Pardun | Management | For | Against |
10 | Elect Director Arif Shakeel | Management | For | Against |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
XILINX, INC. MEETING DATE: AUG 12, 2009 | ||||
TICKER: XLNX SECURITY ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip T. Gianos | Management | For | For |
1.2 | Elect Director Moshe N. Gavrielov | Management | For | For |
1.3 | Elect Director John L. Doyle | Management | For | For |
1.4 | Elect Director Jerald G. Fishman | Management | For | For |
1.5 | Elect Director William G. Howard, Jr. | Management | For | For |
1.6 | Elect Director J. Michael Patterson | Management | For | For |
1.7 | Elect Director Marshall C. Turner | Management | For | For |
1.8 | Elect Director E.W. Vanderslice | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ZORAN CORPORATION MEETING DATE: JUN 25, 2010 | ||||
TICKER: ZRAN SECURITY ID: 98975F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Levy Gerzberg | Management | For | For |
1.2 | Elect Director Uzia Galil | Management | For | For |
1.3 | Elect Director Raymond A. Burgess | Management | For | For |
1.4 | Elect Director James D. Meindl | Management | For | For |
1.5 | Elect Director James B. Owens, Jr. | Management | For | For |
1.6 | Elect Director Arthur B. Stabenow | Management | For | For |
1.7 | Elect Director Philip M. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR ENERGY FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ALPHA NATURAL RESOURCES, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: ANR SECURITY ID: 02076X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Quillen | Management | For | For |
1.2 | Elect Director William J. Crowley Jr. | Management | For | For |
1.3 | Elect Director Kevin S. Crutchfield | Management | For | For |
1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
1.6 | Elect Director John W. Fox, Jr. | Management | For | For |
1.7 | Elect Director P. Michael Giftos | Management | For | For |
1.8 | Elect Director Joel Richards, III | Management | For | For |
1.9 | Elect Director James F. Roberts | Management | For | For |
1.10 | Elect Director Ted G. Wood | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ANADARKO PETROLEUM CORPORATION MEETING DATE: MAY 18, 2010 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director H. Paulett Eberhart | Management | For | Against |
2 | Elect Director Preston M. Geren III | Management | For | Against |
3 | Elect Director James T. Hackett | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
6 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
APACHE CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Eugene C. Fiedorek | Management | For | For |
2 | Elect Director Patricia Albjerg Graham | Management | For | For |
3 | Elect Director F.H. Merelli | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ARCH COAL, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: ACI SECURITY ID: 039380100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian J. Jennings | Management | For | For |
1.2 | Elect Director Steven F. Leer | Management | For | For |
1.3 | Elect Director Robert G. Potter | Management | For | For |
1.4 | Elect Director Theodore D. Sands | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
ARENA RESOURCES, INC. MEETING DATE: DEC 11, 2009 | ||||
TICKER: ARD SECURITY ID: 040049108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lloyd T. Rochford | Management | For | For |
1.2 | Elect Director Stanley M. McCabe | Management | For | For |
1.3 | Elect Director Clayton E. Woodrum | Management | For | For |
1.4 | Elect Director Anthony B. Petrelli | Management | For | For |
1.5 | Elect Director Carl H. Fiddner | Management | For | For |
2 | Approve Restricted Stock Plan | Management | For | Against |
3 | Amend Stock Option Plan | Management | For | Against |
ATLAS PIPELINE PARTNERS, L.P. MEETING DATE: JUN 15, 2010 | ||||
TICKER: APL SECURITY ID: 049392103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Omnibus Stock Plan | Management | For | For |
ATWOOD OCEANICS, INC. MEETING DATE: FEB 11, 2010 | ||||
TICKER: ATW SECURITY ID: 050095108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deborah A. Beck | Management | For | For |
1.2 | Elect Director Robert W. Burgess | Management | For | For |
1.3 | Elect Director George S. Dotson | Management | For | For |
1.4 | Elect Director Jack E. Golden | Management | For | For |
1.5 | Elect Director Hans Helmerich | Management | For | For |
1.6 | Elect Director James R. Montague | Management | For | For |
1.7 | Elect Director Robert J. Saltiel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: MAR 31, 2010 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issue of Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Adjourn Meeting | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: APR 22, 2010 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Chad C. Deaton | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
1.6 | Elect Director Claire W. Gargalli | Management | For | For |
1.7 | Elect Director Pierre H. Jungels | Management | For | For |
1.8 | Elect Director James A. Lash | Management | For | For |
1.9 | Elect Director J. Larry Nichols | Management | For | For |
1.10 | Elect Director H. John Riley, Jr. | Management | For | For |
1.11 | Elect Director Charles L. Watson | Management | For | For |
1.12 | Elect Director J. W. Stewart | Management | For | For |
1.13 | Elect Director James L. Payne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BASIC ENERGY SERVICES, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: BAS SECURITY ID: 06985P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Chiles | Management | For | For |
1.2 | Elect Director Robert F. Fulton | Management | For | For |
1.3 | Elect Director Antonio O. Garza, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BJ SERVICES COMPANY MEETING DATE: MAR 31, 2010 | ||||
TICKER: BJS SECURITY ID: 055482103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
BRIGHAM EXPLORATION COMPANY MEETING DATE: MAY 26, 2010 | ||||
TICKER: BEXP SECURITY ID: 109178103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ben M. Brigham | Management | For | For |
1.2 | Elect Director David T. Brigham | Management | For | For |
1.3 | Elect Director Harold D. Carter | Management | For | For |
1.4 | Elect Director Stephen C. Hurley | Management | For | For |
1.5 | Elect Director Stephen P. Reynolds | Management | For | For |
1.6 | Elect Director Hobart A. Smith | Management | For | For |
1.7 | Elect Director Scott W. Tinker | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CABOT OIL & GAS CORPORATION MEETING DATE: APR 27, 2010 | ||||
TICKER: COG SECURITY ID: 127097103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Carmichael | Management | For | For |
1.2 | Elect Director Robert L. Keiser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
CAMERON INTERNATIONAL CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: CAM SECURITY ID: 13342B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael E. Patrick | Management | For | For |
1.2 | Elect Director Jon Erik Reinhardsen | Management | For | For |
1.3 | Elect Director Bruce W. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CANADIAN NATURAL RESOURCES LTD. MEETING DATE: MAY 6, 2010 | ||||
TICKER: CNQ SECURITY ID: 136385101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director N. Murray Edwards | Management | For | For |
1.3 | Elect Director Gary A. Filmon | Management | For | For |
1.4 | Elect Director Gordon D. Giffin | Management | For | For |
1.5 | Elect Director Steve W. Laut | Management | For | For |
1.6 | Elect Director Keith A.J. MacPhail | Management | For | For |
1.7 | Elect Director Allan P. Markin | Management | For | For |
1.8 | Elect Director Frank J. McKenna | Management | For | For |
1.9 | Elect Director James S. Palmer | Management | For | For |
1.10 | Elect Director Eldon R. Smith | Management | For | For |
1.11 | Elect Director David A. Tuer | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Stock Split | Management | For | For |
4 | Amend Stock Option Plan | Management | For | For |
CENTENNIAL COAL COMPANY LIMITED MEETING DATE: NOV 27, 2009 | ||||
TICKER: CEY SECURITY ID: Q2173Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Kenneth J Moss as a Director | Management | For | For |
2 | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | Management | For | For |
3 | Approve the Grant of Performance Rights and/or Options to the Value of A$634,400 to Robert Graham Cameron, Managing Director and CEO, Pursuant to Centennial's Performance Rights and Options Plan | Management | For | For |
CENTROTHERM PHOTOVOLTAICS AG MEETING DATE: JUN 22, 2010 | ||||
TICKER: CTN SECURITY ID: D1498H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
5 | Ratify ROEVERBROENNER GmbH & Co. KG as Auditors for Fiscal 2010 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million; Approve Creation of EUR 2.1 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
8 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 1.5 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
9 | Approve Remuneration System for Management Board Members | Management | For | Against |
10 | Amend Articles Re: Registration for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
CLOUD PEAK ENERGY INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: CLD SECURITY ID: 18911Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Keith Bailey | Management | For | For |
2 | Elect Director William Owens | Management | For | For |
3 | Ratify Auditors | Management | For | For |
COMPLETE PRODUCTION SERVICES, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: CPX SECURITY ID: 20453E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold G. Hamm | Management | For | For |
1.2 | Elect Director W. Matt Ralls | Management | For | For |
1.3 | Elect Director James D. Woods | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COMSTOCK RESOURCES, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: CRK SECURITY ID: 205768203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cecil E. Martin | Management | For | For |
1.2 | Elect Director Nancy E. Underwood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
CONSOL ENERGY INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: CNX SECURITY ID: 20854P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Whitmire | Management | For | For |
1.2 | Elect Director J. Brett Harvey | Management | For | For |
1.3 | Elect Director James E. Altmeyer, Sr. | Management | For | For |
1.4 | Elect Director Philip W. Baxter | Management | For | For |
1.5 | Elect Director William E. Davis | Management | For | For |
1.6 | Elect Director Raj K. Gupta | Management | For | For |
1.7 | Elect Director Patricia A. Hammick | Management | For | For |
1.8 | Elect Director David C. Hardesty, Jr. | Management | For | For |
1.9 | Elect Director John T. Mills | Management | For | For |
1.10 | Elect Director William P. Powell | Management | For | For |
1.11 | Elect Director Joseph T. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CORE LABORATORIES NV MEETING DATE: JUN 10, 2010 | ||||
TICKER: CLB SECURITY ID: N22717107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Three Class II Supervisory Board Members (Bundled) | Management | For | Did Not Vote |
2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Cancellation of Repurchased Shares | Management | For | Did Not Vote |
4a | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
4b | Authorize Repurchase of Additional 15.6 Percent of Issued Share Capital for Seniot Exchangeable Notes and Lehman OTC Warrants | Management | For | Did Not Vote |
5 | Grant Board Authority to Issue Ordinary and Preference Shares Up To 20 Percent of Issued Capital | Management | For | Did Not Vote |
6 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 5 | Management | For | Did Not Vote |
7a | Decrease Par Value of Common Stock and Amend Articles Accordingly | Management | For | Did Not Vote |
7b | Amend Articles - Board Related | Management | For | Did Not Vote |
8 | Approve 2:1 Stock Split | Management | For | Did Not Vote |
9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
10 | Other Business (Non-Voting) | Management | None | Did Not Vote |
CVR ENERGY, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: CVI SECURITY ID: 12662P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Lipinski | Management | For | For |
1.2 | Elect Director C. Scott Hobbs | Management | For | For |
1.3 | Elect Director Scott L. Lebovitz | Management | For | For |
1.4 | Elect Director George E. Matelich | Management | For | For |
1.5 | Elect Director Steve A. Nordaker | Management | For | For |
1.6 | Elect Director Stanley de J. Osborne | Management | For | For |
1.7 | Elect Director John K. Rowan | Management | For | For |
1.8 | Elect Director Joseph E. Sparano | Management | For | For |
1.9 | Elect Director Mark E. Tomkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DENBURY RESOURCES INC. MEETING DATE: MAR 9, 2010 | ||||
TICKER: DNR SECURITY ID: 247916208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
DENBURY RESOURCES INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: DNR SECURITY ID: 247916208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gareth Roberts | Management | For | For |
1.2 | Elect Director Wieland F. Wettstein | Management | For | For |
1.3 | Elect Director Michael L. Beatty | Management | For | For |
1.4 | Elect Director Michael B. Decker | Management | For | For |
1.5 | Elect Director Ronald G. Greene | Management | For | For |
1.6 | Elect Director David I. Heather | Management | For | For |
1.7 | Elect Director Gregory L. McMichael | Management | For | For |
1.8 | Elect Director Randy Stein | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
DIAMOND OFFSHORE DRILLING, INC. MEETING DATE: MAY 24, 2010 | ||||
TICKER: DO SECURITY ID: 25271C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Tisch | Management | For | For |
1.2 | Elect Director Lawrence R. Dickerson | Management | For | For |
1.3 | Elect Director John R. Bolton | Management | For | For |
1.4 | Elect Director Charles L. Fabrikant | Management | For | For |
1.5 | Elect Director Paul G. Gaffney II | Management | For | For |
1.6 | Elect Director Edward Grebow | Management | For | For |
1.7 | Elect Director Herbert C. Hofmann | Management | For | For |
1.8 | Elect Director Arthur L. Rebell | Management | For | For |
1.9 | Elect Director Raymond S. Troubh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
DRESSER-RAND GROUP INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: DRC SECURITY ID: 261608103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Macaulay | Management | For | For |
1.2 | Elect Director Vincent R. Volpe Jr. | Management | For | For |
1.3 | Elect Director Rita V. Foley | Management | For | For |
1.4 | Elect Director Louis A. Raspino | Management | For | For |
1.5 | Elect Director Philip R. Roth | Management | For | For |
1.6 | Elect Director Stephen A. Snider | Management | For | For |
1.7 | Elect Director Michael L. Underwood | Management | For | For |
1.8 | Elect Director Joseph C. Winkler III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ENERGY CONVERSION DEVICES, INC. MEETING DATE: NOV 17, 2009 | ||||
TICKER: ENER SECURITY ID: 292659109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph A. Avila | Management | For | Withhold |
1.2 | Elect Director Alan E. Barton | Management | For | Withhold |
1.3 | Elect Director Christopher P. Belden | Management | For | Withhold |
1.4 | Elect Director Robert I. Frey | Management | For | Withhold |
1.5 | Elect Director William J. Ketelhut | Management | For | Withhold |
1.6 | Elect Director Mark D. Morelli | Management | For | Withhold |
1.7 | Elect Director Stephen Rabinowitz | Management | For | Withhold |
1.8 | Elect Director George A. Schreiber Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ENSCO INTERNATIONAL PLC MEETING DATE: DEC 22, 2009 | ||||
TICKER: ESV SECURITY ID: 26874Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation [from Delaware to England] | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ENSCO PLC MEETING DATE: MAY 25, 2010 | ||||
TICKER: ESV SECURITY ID: 29358Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Thomas Kelly II as Class II Director | Management | For | For |
2 | Elect Rita Rodriguez as Class II Director | Management | For | For |
3 | Appoint KPMG LLP as US Independent Registered Public Accounting Firm for 2010 | Management | For | For |
4 | Appoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
5 | Re-approve the Ensco 2005 Cash Incentive Plan | Management | For | For |
EOG RESOURCES, INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: EOG SECURITY ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George A. Alcorn | Management | For | For |
2 | Elect Director Charles R. Crisp | Management | For | For |
3 | Elect Director James C. Day | Management | For | For |
4 | Elect Director Mark G. Papa | Management | For | For |
5 | Elect Director H. Leighton Steward | Management | For | For |
6 | Elect Director Donald F. Textor | Management | For | For |
7 | Elect Director Frank G. Wisner | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Amend Executive Incentive Bonus Plan | Management | For | For |
12 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
13 | Stock Retention/Holding Period | Shareholder | Against | Against |
14 | Double Trigger on Equity Plans | Shareholder | Against | Against |
EVERGREEN SOLAR, INC. MEETING DATE: DEC 9, 2009 | ||||
TICKER: ESLR SECURITY ID: 30033R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
EXCO RESOURCES, INC. MEETING DATE: JUN 17, 2010 | ||||
TICKER: XCO SECURITY ID: 269279402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Miller | Management | For | For |
1.2 | Elect Director Stephen F. Smith | Management | For | For |
1.3 | Elect Director Jeffrey D. Benjamin | Management | For | For |
1.4 | Elect Director Vincent J. Cebula | Management | For | For |
1.5 | Elect Director Earl E. Ellis | Management | For | For |
1.6 | Elect Director B. James Ford | Management | For | For |
1.7 | Elect Director Mark Mulhern | Management | For | For |
1.8 | Elect Director T. Boone Pickens | Management | For | For |
1.9 | Elect Director Jeffrey S. Serota | Management | For | For |
1.10 | Elect Director Robert L. Stillwell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Policy on Board Diversity | Shareholder | Against | Against |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FIRST SOLAR, INC. MEETING DATE: JUN 1, 2010 | ||||
TICKER: FSLR SECURITY ID: 336433107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | For |
1.2 | Elect Director Robert J. Gillette | Management | For | For |
1.3 | Elect Director Craig Kennedy | Management | For | For |
1.4 | Elect Director James F. Nolan | Management | For | For |
1.5 | Elect Director William J. Post | Management | For | For |
1.6 | Elect Director J. Thomas Presby | Management | For | For |
1.7 | Elect Director Paul H. Stebbins | Management | For | Withhold |
1.8 | Elect Director Michael Sweeney | Management | For | Withhold |
1.9 | Elect Director Jose H. Villarreal | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FOUNDATION COAL HLDGS INC MEETING DATE: JUL 31, 2009 | ||||
TICKER: FCL SECURITY ID: 35039W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
FRONTIER OIL CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: FTO SECURITY ID: 35914P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas Y. Bech | Management | For | For |
1.2 | Elect Director Michael C. Jennings | Management | For | For |
1.3 | Elect Director James H. Lee | Management | For | For |
1.4 | Elect Director Paul B. Loyd, Jr. | Management | For | For |
1.5 | Elect Director Franklin Myers | Management | For | For |
1.6 | Elect Director Michael E. Rose | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FUGRO NV MEETING DATE: SEP 16, 2009 | ||||
TICKER: FUR SECURITY ID: N3385Q197 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Elect J. Ruegg to Executive Board | Management | For | Did Not Vote |
3 | Close Meeting | Management | None | Did Not Vote |
GLOBAL INDUSTRIES, LTD. MEETING DATE: MAY 19, 2010 | ||||
TICKER: GLBL SECURITY ID: 379336100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles O. Buckner | Management | For | For |
1.2 | Elect Director John A. Clerico | Management | For | For |
1.3 | Elect Director Lawrence R. Dickerson | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director William J. Dore | Management | For | For |
1.6 | Elect Director Larry E. Farmer | Management | For | For |
1.7 | Elect Director Edgar G. Hotard | Management | For | For |
1.8 | Elect Director Richard A. Pattarozzi | Management | For | For |
1.9 | Elect Director James L. Payne | Management | For | For |
1.10 | Elect Director Michael J. Pollock | Management | For | For |
1.11 | Elect Director John B. Reed | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HALLIBURTON COMPANY MEETING DATE: MAY 19, 2010 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A.M. Bennett | Management | For | For |
2 | Elect Director J.R. Boyd | Management | For | For |
3 | Elect Director M. Carroll | Management | For | For |
4 | Elect Director N.K. Dicciani | Management | For | For |
5 | Elect Director S.M. Gillis | Management | For | For |
6 | Elect Director J.T. Hackett | Management | For | For |
7 | Elect Director D.J. Lesar | Management | For | For |
8 | Elect Director R.A. Malone | Management | For | For |
9 | Elect Director J.L. Martin | Management | For | For |
10 | Elect Director D.L. Reed | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
13 | Report on Political Contributions | Shareholder | Against | Abstain |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
HELIX ENERGY SOLUTIONS INC MEETING DATE: MAY 12, 2010 | ||||
TICKER: HLX SECURITY ID: 42330P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Owen Kratz | Management | For | For |
1.2 | Elect Director John V. Lovoi | Management | For | For |
1.3 | Elect Director Bernard J. Duroc-Danner | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
HELMERICH & PAYNE, INC. MEETING DATE: MAR 3, 2010 | ||||
TICKER: HP SECURITY ID: 423452101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hans Helmerich | Management | For | For |
1.2 | Elect Director Paula Marshall | Management | For | For |
1.3 | Elect Director Randy A. Foutch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HERCULES OFFSHORE, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: HERO SECURITY ID: 427093109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Suzanne V. Baer | Management | For | For |
1.2 | Elect Director Thomas R. Bates, Jr. | Management | For | For |
1.3 | Elect Director Thomas M. Hamilton | Management | For | For |
1.4 | Elect Director Thomas J. Madonna | Management | For | For |
1.5 | Elect Director Thierry Pilenko | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HOLLY CORPORATION MEETING DATE: MAY 5, 2010 | ||||
TICKER: HOC SECURITY ID: 435758305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Buford P. Berry | Management | For | For |
1.2 | Elect Director Matthew P. Clifton | Management | For | For |
1.3 | Elect Director Leldon E. Echols | Management | For | For |
1.4 | Elect Director Robert G. McKenzie | Management | For | For |
1.5 | Elect Director Jack P. Reid | Management | For | For |
1.6 | Elect Director Paul T. Stoffel | Management | For | For |
1.7 | Elect Director Tommy A. Valenta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INTERNATIONAL COAL GROUP, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: ICO SECURITY ID: 45928H106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cynthia B. Bezik | Management | For | Withhold |
1.2 | Elect Director William J. Catacosinos | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
4 | Other Business | Management | For | Against |
ITRON, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: ITRI SECURITY ID: 465741106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas S. Glanville | Management | For | Against |
2 | Elect Director Sharon L. Nelson | Management | For | Against |
3 | Elect Director Malcolm Unsworth | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
JA SOLAR HOLDINGS CO. LTD. MEETING DATE: AUG 3, 2009 | ||||
TICKER: JASO SECURITY ID: 466090107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Baofang Jin as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
3 | Reelect Huaijin Yang as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
4 | Reelect Bingyan Ren as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
5 | Reelect Honghua Xu as Director and Authorize Board to Fix His Remuneration | Management | For | For |
6 | Elect Jian Xie as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
7 | Elect Jiqing Huang as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
8 | Elect Hope Ni as Director and Authorize Board to Fix Her Remuneration | Management | For | Against |
9 | Adopt the Third Amended Restated Articles of Association to Consolidate all Amendments Made Pursuant to Special Resolutions of Shareholders Passed on June 30, 2007 and June 30, 2008 | Management | For | For |
10 | Other Business (Voting) | Management | For | Against |
JA SOLAR HOLDINGS CO. LTD. MEETING DATE: JUN 30, 2010 | ||||
TICKER: JASO SECURITY ID: 466090107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Elect Peter Fang as Director and Approve His Remuneration | Management | For | Against |
3 | Elect Yuwen Zhao as Director and Approve His Remuneration | Management | For | Against |
4 | Other Business (Voting) | Management | For | Against |
JACOBS ENGINEERING GROUP INC. MEETING DATE: JAN 28, 2010 | ||||
TICKER: JEC SECURITY ID: 469814107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Davidson, Jr. | Management | For | For |
1.2 | Elect Director Edward V. Fritzky | Management | For | For |
1.3 | Elect Director Benjamin F. Montoya | Management | For | For |
1.4 | Elect Director Peter J. Robertson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KBR, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: KBR SECURITY ID: 48242W106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey E. Curtiss | Management | For | For |
1.2 | Elect Director William P. Utt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
KEY ENERGY SERVICES, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: KEG SECURITY ID: 492914106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lynn R. Coleman | Management | For | For |
1.2 | Elect Director Kevin P. Collins | Management | For | For |
1.3 | Elect Director W. Phillip Marcum | Management | For | For |
1.4 | Elect Director William F. Owens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MARATHON OIL CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: MRO SECURITY ID: 565849106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory H. Boyce | Management | For | For |
2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
3 | Elect Director David A. Daberko | Management | For | For |
4 | Elect Director William L. Davis | Management | For | For |
5 | Elect Director Shirley Ann Jackson | Management | For | For |
6 | Elect Director Philip Lader | Management | For | For |
7 | Elect Director Charles R. Lee | Management | For | For |
8 | Elect Director Michael E. J. Phelps | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director Seth E. Schofield | Management | For | For |
11 | Elect Director John W. Snow | Management | For | For |
12 | Elect Director Thomas J. Usher | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
MARINER ENERGY, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: ME SECURITY ID: 56845T305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan R. Crain, Jr. | Management | For | For |
1.2 | Elect Director John F. Greene | Management | For | For |
1.3 | Elect Director Laura A. Sugg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MASSEY ENERGY COMPANY MEETING DATE: MAY 18, 2010 | ||||
TICKER: MEE SECURITY ID: 576206106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard M. Gabrys | Management | For | For |
1.2 | Elect Director Dan R. Moore | Management | For | For |
1.3 | Elect Director Baxter F. Phillips, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Implementation of EPA Settlement Reforms and CSR Commitments | Shareholder | Against | Abstain |
4 | Adopt Quantitative GHG goals from Products and Operations | Shareholder | Against | Abstain |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | None | For |
NABORS INDUSTRIES, LTD. MEETING DATE: JUN 1, 2010 | ||||
TICKER: NBR SECURITY ID: G6359F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John V. Lombardi as Director | Management | For | For |
1.2 | Elect James L. Payne as Director | Management | For | For |
2 | Appoint Pricewaterhouse Coopers LLP and Authorize Audit Committee of the Board to Fix Their Remuneration | Management | For | For |
3 | Adopt Pay for Superior Performance Standard in the Company's Executive Compensation Plan for Senior Executives | Shareholder | Against | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | Against | For |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ben A. Guill | Management | For | For |
1.2 | Elect Director Roger L. Jarvis | Management | For | For |
1.3 | Elect Director Eric L. Mattson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NEWFIELD EXPLORATION COMPANY MEETING DATE: MAY 7, 2010 | ||||
TICKER: NFX SECURITY ID: 651290108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lee K. Boothby | Management | For | For |
1.2 | Elect Director Philip J. Burguieres | Management | For | For |
1.3 | Elect Director Pamela J. Gardner | Management | For | For |
1.4 | Elect Director John Randolph Kemp III | Management | For | For |
1.5 | Elect Director J. Michael Lacey | Management | For | For |
1.6 | Elect Director Joseph H. Netherland | Management | For | For |
1.7 | Elect Director Howard H. Newman | Management | For | For |
1.8 | Elect Director Thomas G. Ricks | Management | For | For |
1.9 | Elect Director Juanita F. Romans | Management | For | For |
1.10 | Elect Director C. E. (Chuck) Shultz | Management | For | For |
1.11 | Elect Director J. Terry Strange | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NEWPARK RESOURCES, INC. MEETING DATE: NOV 3, 2009 | ||||
TICKER: NR SECURITY ID: 651718504 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NEWPARK RESOURCES, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: NR SECURITY ID: 651718504 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David C. Anderson | Management | For | For |
1.2 | Elect Director Jerry W. Box | Management | For | For |
1.3 | Elect Director G. Stephen Finley | Management | For | For |
1.4 | Elect Director Paul L. Howes | Management | For | For |
1.5 | Elect Director James W. McFarland | Management | For | For |
1.6 | Elect Director Gary L. Warren | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NIKO RESOURCES LTD. MEETING DATE: SEP 10, 2009 | ||||
TICKER: NKO SECURITY ID: 653905109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2 | Elect Edward S. Sampson, C. J. (Jim) Cummings, Walter DeBoni, William T. Hornaday, Conrad P. Kathol and Wendell W. Robinson as Directors | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
NOBLE CORPORATION MEETING DATE: OCT 29, 2009 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Gordon T. Hall | Management | For | For |
1.2 | Director Jon A. Marshall | Management | For | For |
2 | Approval Of The Amendment And Restatement Of The Noble Corporation 1991 Stock Option And Restricted Stock Plan effective As Of October 29, 2009 | Management | For | For |
NOBLE CORPORATION MEETING DATE: APR 30, 2010 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Michael Cawley as Director | Management | For | For |
1b | Reelect Gordon Hall as Director | Management | For | For |
1c | Reelect Jack Little as Director | Management | For | For |
2 | Approve Creation of CHF 663.0 Million Pool of Capital without Preemptive Rights | Management | For | For |
3 | Approve CHF 143.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.52 per Share | Management | For | For |
4 | Approve CHF 154.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.56 per Share | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
6 | Accept Financial Statements and Statutory Reports | Management | For | For |
7 | Approve Discharge of Board and Senior Management | Management | For | For |
NORTHERN OFFSHORE LTD MEETING DATE: SEP 15, 2009 | ||||
TICKER: NOF SECURITY ID: G6635W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Acknowledge Proper Convening of Meeting | Management | None | None |
3 | Elect Chairman of Meeting | Management | None | None |
4 | Receive President's Report | Management | None | None |
5 | Accept Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
6 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7i | Fix Number of Directors at 5 | Management | For | For |
7ii.1 | Elect Jim LaChance as a Director | Management | For | For |
7ii.2 | Elect Kurt Plumer as a Director | Management | For | For |
7ii.3 | Elect Stephen Knudtzon as a Director | Management | For | For |
7ii.4 | Elect Scott O'Keefe as a Director | Management | For | For |
7ii.5 | Elect Hal Goldstein as a Director | Management | For | For |
7iii | Authorize Board to Fill Vacancies | Management | For | For |
8 | Approve Remuneration of $114,770 for Stephen Knudtzon | Management | For | For |
OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 7, 2010 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Spencer Abraham | Management | For | Against |
2 | Elect Director John S. Chalsty | Management | For | Against |
3 | Elect Director Stephen I. Chazen | Management | For | For |
4 | Elect Director Edward P. Djerejian | Management | For | For |
5 | Elect Director John E. Feick | Management | For | For |
6 | Elect Director Carlos M. Gutierrez | Management | For | For |
7 | Elect Director Ray R. Irani | Management | For | For |
8 | Elect Director Irvin W. Maloney | Management | For | For |
9 | Elect Director Avedick B. Poladian | Management | For | Against |
10 | Elect Director Rodolfo Segovia | Management | For | Against |
11 | Elect Director Aziz D. Syriani | Management | For | For |
12 | Elect Director Rosemary Tomich | Management | For | Against |
13 | Elect Director Walter L. Weisman | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
17 | Limit Executive Compensation | Shareholder | Against | Against |
18 | Require Independent Board Chairman | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
21 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
22 | Report on Policy for Increasing Safety by Reducing Hazardous Substance Usage and Re-locating Facilities | Shareholder | Against | Abstain |
23 | Double Trigger on Equity Plans | Shareholder | Against | Against |
OCEANEERING INTERNATIONAL, INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: OII SECURITY ID: 675232102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David S. Hooker | Management | For | For |
1.2 | Elect Director Harris J. Pappas | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
OIL STATES INTERNATIONAL, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: OIS SECURITY ID: 678026105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin A. Lambert | Management | For | For |
1.2 | Elect Director Mark G. Papa | Management | For | For |
1.3 | Elect Director Stephen A. Wells | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OPTI CANADA INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: OPC SECURITY ID: 68383K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ian W. Delaney | Management | For | For |
1.2 | Elect Director Charles L. Dunlap | Management | For | For |
1.3 | Elect Director Edythe (Dee) Marcoux | Management | For | For |
1.4 | Elect Director Christopher Slubicki | Management | For | For |
1.5 | Elect Director James M. Stanford | Management | For | For |
1.6 | Elect Director Bruce Waterman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
PAINTED PONY PETROLEUM LTD. MEETING DATE: MAY 26, 2010 | ||||
TICKER: PPY.A SECURITY ID: 695781104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Patrick R. Ward as Director | Management | For | For |
2.2 | Elect Glenn R. Carley as Director | Management | For | For |
2.3 | Elect Allan K. Ashton as Director | Management | For | For |
2.4 | Elect Ronald R. Talbot as Director | Management | For | For |
2.5 | Elect Kevin Angus as Director | Management | For | For |
2.6 | Elect Arthur J.G. Madden as Director | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Stock Option Plan | Management | For | Against |
5 | Other Business | Management | For | Against |
PATTERSON-UTI ENERGY, INC. MEETING DATE: APR 26, 2010 | ||||
TICKER: PTEN SECURITY ID: 703481101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark S. Siegel | Management | For | For |
1.2 | Elect Director Kenneth N. Berns | Management | For | For |
1.3 | Elect Director Charles O. Buckner | Management | For | Withhold |
1.4 | Elect Director Curtis W. Huff | Management | For | Withhold |
1.5 | Elect Director Terry H. Hunt | Management | For | Withhold |
1.6 | Elect Director Kenneth R. Peak | Management | For | Withhold |
1.7 | Elect Director Cloyce A. Talbott | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
PETROBANK ENERGY & RESOURCES LTD. MEETING DATE: MAY 26, 2010 | ||||
TICKER: PBG SECURITY ID: 71645P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chris J. Bloomer | Management | For | For |
1.2 | Elect Director Ian S. Brown | Management | For | For |
1.3 | Elect Director Louis L. Frank | Management | For | For |
1.4 | Elect Director M. Neil McCrank | Management | For | For |
1.5 | Elect Director Kenneth R. McKinnon | Management | For | For |
1.6 | Elect Director Jerald L. Oaks | Management | For | For |
1.7 | Elect Director Harrie Vredenburg | Management | For | For |
1.8 | Elect Director John D. Wright | Management | For | For |
1.9 | Elect Director Corey C. Ruttan | Management | For | For |
1.10 | Elect Director R. Gregg Smith | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Incentive Share Compensation Plan | Management | For | Against |
4 | Amend Stock Option Plan | Management | For | Against |
5 | Approve Unallocated Options under the Stock Option Plan | Management | For | Against |
6 | Approve Stock Option Plan Grants | Management | For | Against |
7 | Approve Amendments to the Deferred Common Share Compensation Plan | Management | For | Against |
8 | Approve Non-Employee Director Deferred Common Share Compensation Plan | Management | For | Against |
PETROHAWK ENERGY CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: HK SECURITY ID: 716495106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Fuller | Management | For | For |
1.2 | Elect Director Robert G. Raynolds | Management | For | For |
1.3 | Elect Director Stephen P. Smiley | Management | For | For |
1.4 | Elect Director Christopher A. Viggiano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PRIDE INTERNATIONAL, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: PDE SECURITY ID: 74153Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. B. Brown | Management | For | For |
1.2 | Elect Director Kenneth M. Burke | Management | For | For |
1.3 | Elect Director Archie W. Dunham | Management | For | For |
1.4 | Elect Director David A. Hager | Management | For | For |
1.5 | Elect Director Francis S. Kalman | Management | For | For |
1.6 | Elect Director Ralph D. McBride | Management | For | For |
1.7 | Elect Director Robert G. Phillips | Management | For | For |
1.8 | Elect Director Louis A. Raspino | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PT BUMI RESOURCES TBK MEETING DATE: JUN 24, 2010 | ||||
TICKER: BUMI SECURITY ID: Y7122M110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Report on the Duties of Directors | Management | For | For |
2 | Accept Financial Statements | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Appoint Auditors | Management | For | For |
1 | Approve Pledging of Assets for Debt | Management | For | For |
2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
3 | Elect Directors | Management | For | Abstain |
QUESTAR CORPORATION MEETING DATE: MAY 18, 2010 | ||||
TICKER: STR SECURITY ID: 748356102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Teresa Beck | Management | For | Withhold |
1.2 | Elect Director R.d. Cash | Management | For | Withhold |
1.3 | Elect Director James A. Harmon | Management | For | Withhold |
1.4 | Elect Director Robert E. McKee | Management | For | Withhold |
1.5 | Elect Director Gary G. Michael | Management | For | Withhold |
1.6 | Elect Director Charles B. Stanley | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
RANGE RESOURCES CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: RRC SECURITY ID: 75281A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles L. Blackburn | Management | For | For |
2 | Elect Director Anthony V. Dub | Management | For | For |
3 | Elect Director V. Richard Eales | Management | For | For |
4 | Elect Director Allen Finkelson | Management | For | For |
5 | Elect Director James M. Funk | Management | For | For |
6 | Elect Director Jonathan S. Linker | Management | For | For |
7 | Elect Director Kevin S. McCarthy | Management | For | For |
8 | Elect Director John H. Pinkerton | Management | For | For |
9 | Elect Director Jeffrey L. Ventura | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
SCHLUMBERGER LTD. MEETING DATE: APR 7, 2010 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect P. Camus as Director | Management | For | For |
1.2 | Elect P. Currie as Director | Management | For | For |
1.3 | Elect J.S. Gorelick as Director | Management | For | For |
1.4 | Elect A. Gould as Director | Management | For | For |
1.5 | Elect T. Isaac as Director | Management | For | For |
1.6 | Elect K.V. Kamath as Director | Management | For | For |
1.7 | Elect N. Kudryavtsev as Director | Management | For | For |
1.8 | Elect A. Lajous as Director | Management | For | For |
1.9 | Elect M.E. Marks as Director | Management | For | For |
1.10 | Elect L.R. Reif as Director | Management | For | For |
1.11 | Elect T.I. Sandvold as Director | Management | For | For |
1.12 | Elect H. Seydoux as Director | Management | For | For |
2 | Adopt and Approve Financials and Dividends | Management | For | For |
3 | Approve 2010 Omnibus Stock Incentive Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SEADRILL LIMITED MEETING DATE: SEP 25, 2009 | ||||
TICKER: SDRL SECURITY ID: G7945E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Fix Number of Directors at Eight | Management | For | For |
3 | Authorize Board to Fill Vacancies | Management | For | For |
4 | Reelect John Fredriksen as Director | Management | For | Against |
5 | Reelect Tor Olav Troim as Director | Management | For | Against |
6 | Reelect Kate Blankenship as Director | Management | For | Against |
7 | Reelect Kjell E. Jacobsen as Director | Management | For | For |
8 | Elect Kathrine Fredriksen as Director | Management | For | Against |
9 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
10 | Approve Remuneration of Directors | Management | For | For |
11 | Transact Other Business (Voting) | Management | For | Against |
SONGA OFFSHORE SE MEETING DATE: JUL 30, 2009 | ||||
TICKER: SONG SECURITY ID: M8548M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Meeting Chairman | Management | For | For |
2 | Approve Meeting Notice and Agenda | Management | For | For |
3 | Designate Representative to Sign Meeting Minutes | Management | For | For |
4 | Increase Authorized Share Capital | Management | For | For |
5 | Amend Articles: Capital-Related | Management | For | For |
SOUTHGOBI RESOURCES LTD. MEETING DATE: MAY 11, 2010 | ||||
TICKER: SGQ SECURITY ID: 844375931 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2.1 | Elect Director Peter Meredith | Management | For | For |
2.2 | Elect Director Alexander Molyneux | Management | For | For |
2.3 | Elect Director Pierre Lebel | Management | For | For |
2.4 | Elect Director John Macken | Management | For | For |
2.5 | Elect Director Andre Deepwell | Management | For | For |
2.6 | Elect Director R. Edward Flood | Management | For | For |
2.7 | Elect Director Robert Hanson | Management | For | For |
2.8 | Elect Director R. Stuart Angus | Management | For | For |
2.9 | Elect Director W. Gordon Lancaster | Management | For | For |
3 | Fix Number of Directors at Nine | Management | For | For |
4 | Change Company Name to SouthGobi Resources Ltd. | Management | For | For |
5 | Amend Equity Incentive Plan | Management | For | Against |
SOUTHWESTERN ENERGY COMPANY MEETING DATE: MAY 18, 2010 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
1.2 | Elect Director Robert L. Howard | Management | For | For |
1.3 | Elect Director Harold M. Korell | Management | For | For |
1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
1.6 | Elect Director Steven L. Mueller | Management | For | For |
1.7 | Elect Director Charles E. Scharlau | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
STR HOLDINGS INC. MEETING DATE: JUN 3, 2010 | ||||
TICKER: STRI SECURITY ID: 78478V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis L. Jilot | Management | For | For |
1.2 | Elect Director Andrew M. Leitch | Management | For | For |
1.3 | Elect Director Susan C. Schnabel | Management | For | For |
1.4 | Elect Director Scott S. Brown | Management | For | For |
1.5 | Elect Director Jason L. Metakis | Management | For | For |
1.6 | Elect Director Ryan M. Sprott | Management | For | For |
1.7 | Elect Director John A. Janitz | Management | For | For |
1.8 | Elect Director Dominick J. Schiano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUNCOR ENERGY INC MEETING DATE: MAY 4, 2010 | ||||
TICKER: SU SECURITY ID: 867224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel E. Benson | Management | For | For |
1.2 | Elect Director Brian A. Canfield | Management | For | For |
1.3 | Elect Director Dominic D'Alessandro | Management | For | For |
1.4 | Elect Director John T. Ferguson | Management | For | For |
1.5 | Elect Director W. Douglas Ford | Management | For | For |
1.6 | Elect Director Richard L. George | Management | For | For |
1.7 | Elect Director Paul Haseldonckx | Management | For | For |
1.8 | Elect Director John R. Huff | Management | For | For |
1.9 | Elect Director Jacques Lamarre | Management | For | For |
1.10 | Elect Director Brian F. MacNeill | Management | For | For |
1.11 | Elect Director Maureen McCaw | Management | For | For |
1.12 | Elect Director Michael W. O'Brien | Management | For | For |
1.13 | Elect Director James W. Simpson | Management | For | For |
1.14 | Elect Director Eira Thomas | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SUNPOWER CORPORATION MEETING DATE: MAY 4, 2010 | ||||
TICKER: SPWRA SECURITY ID: 867652109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Steve Albrecht | Management | For | For |
1.2 | Elect Director Betsy S. Atkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUNPOWER CORPORATION MEETING DATE: MAY 4, 2010 | ||||
TICKER: SPWRA SECURITY ID: 867652307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Steve Albrecht | Management | For | For |
1.2 | Elect Director Betsy S. Atkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUPERIOR ENERGY SERVICES, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: SPN SECURITY ID: 868157108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold J. Bouillion | Management | For | For |
1.2 | Elect Director Enoch L. Dawkins | Management | For | For |
1.3 | Elect Director James M. Funk | Management | For | For |
1.4 | Elect Director Terence E. Hall | Management | For | For |
1.5 | Elect Director Ernest E. 'Wyn' Howard, III | Management | For | For |
1.6 | Elect Director Justin L. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUPERIOR WELL SERVICES, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: SWSI SECURITY ID: 86837X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Staley, IV | Management | For | For |
1.2 | Elect Director David E. Snyder | Management | For | For |
1.3 | Elect Director Edward J. DiPaolo | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TECK RESOURCES LTD MEETING DATE: APR 22, 2010 | ||||
TICKER: TCK.B SECURITY ID: 878742204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect M.M. Ashar as Director | Management | For | For |
1.2 | Elect J.B. Aune as Director | Management | For | For |
1.3 | Elect J.H. Bennett as Director | Management | For | For |
1.4 | Elect H.J. Bolton as Director | Management | For | For |
1.5 | Elect F.P. Chee as Director | Management | For | For |
1.6 | Elect J.L. Cockwell as Director | Management | For | For |
1.7 | Elect N.B. Keevil as Director | Management | For | For |
1.8 | Elect N.B. Keevil III as Director | Management | For | For |
1.9 | Elect T. Kuriyama as Director | Management | For | For |
1.10 | Elect D.R. Lindsay as Director | Management | For | For |
1.11 | Elect T. Mochihara as Director | Management | For | For |
1.12 | Elect J.G. Rennie as Director | Management | For | For |
1.13 | Elect W.S.R. Seyffert as Director | Management | For | For |
1.14 | Elect C.M. Thompson as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Stock Option Plan | Management | For | For |
TESORO CORPORATION MEETING DATE: JUN 4, 2010 | ||||
TICKER: TSO SECURITY ID: 881609101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney F. Chase | Management | For | For |
1.2 | Elect Director Gregory J. Goff | Management | For | For |
1.3 | Elect Director Robert W. Goldman | Management | For | For |
1.4 | Elect Director Steven H. Grapstein | Management | For | For |
1.5 | Elect Director William J. Johnson | Management | For | Withhold |
1.6 | Elect Director J.W. (Jim) Nokes | Management | For | Withhold |
1.7 | Elect Director Donald H. Schmude | Management | For | For |
1.8 | Elect Director Michael E. Wiley | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
TIDEWATER INC. MEETING DATE: JUL 9, 2009 | ||||
TICKER: TDW SECURITY ID: 886423102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Jay Allison | Management | For | Withhold |
1.2 | Elect Director James C. Day | Management | For | Withhold |
1.3 | Elect Director Richard T. Du Moulin | Management | For | Withhold |
1.4 | Elect Director J. Wayne Leonard | Management | For | Withhold |
1.5 | Elect Director Jon C. Madonna | Management | For | Withhold |
1.6 | Elect Director Joseph H. Netherland | Management | For | For |
1.7 | Elect Director Richard A. Pattarozzi | Management | For | Withhold |
1.8 | Elect Director Nicholas Sutton | Management | For | Withhold |
1.9 | Elect Director Cindy B. Taylor | Management | For | Withhold |
1.10 | Elect Director Dean E. Taylor | Management | For | Withhold |
1.11 | Elect Director Jack E. Thompson | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TRANSOCEAN LTD. MEETING DATE: MAY 14, 2010 | ||||
TICKER: RIG SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
4 | Change Location of Registered Office to Steinhausen, Switzerland | Management | For | Did Not Vote |
5 | Approve Creation of CHF 2.5 Billion Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
6 | Approve Reduction in Share Capita and Repayment of $3.11 per Sharel | Management | For | Did Not Vote |
7 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
8a | Elect Steven Newman as Director | Management | For | Did Not Vote |
8b | Reelect Thomas Carson as Director | Management | For | Did Not Vote |
8c | Reelect Robert Sprague as Director | Management | For | Did Not Vote |
8d | Reelect J. Michael Talbert as Director | Management | For | Did Not Vote |
8e | Reelect John Whitmire as Director | Management | For | Did Not Vote |
9 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | Did Not Vote |
10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
TSC OFFSHORE GROUP LTD. MEETING DATE: AUG 5, 2009 | ||||
TICKER: 206 SECURITY ID: G9112E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve and Adopt the Share Option Scheme | Management | For | Against |
TSC OFFSHORE GROUP LTD. MEETING DATE: MAR 19, 2010 | ||||
TICKER: 206 SECURITY ID: G9112E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve New Master Agreement and Related Annual Caps | Management | For | For |
2 | Authorize Board To Take All Such Actions Necessary to Implement and Give Effect to the New Master Agreement and Annual Caps | Management | For | For |
TSC OFFSHORE GROUP LTD. MEETING DATE: JUN 2, 2010 | ||||
TICKER: 206 SECURITY ID: G9112E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Brian Chang as Non-Executive Director | Management | For | Against |
2b | Reelect Robert William Fogal Jr as Non-Executive Director | Management | For | Against |
2c | Reelect Chan Ngai Sang, Kenny as Independent Non-Executive Director | Management | For | Against |
2d | Reelect Bian Junjiang as Independent Non-Executive Director | Management | For | Against |
2e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
3 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
ULTRA PETROLEUM CORP. MEETING DATE: JUN 14, 2010 | ||||
TICKER: UPL SECURITY ID: 903914109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Michael D. Watford as Director | Management | For | For |
1.2 | Elect W. Charles Helton as Director | Management | For | For |
1.3 | Elect Robert E. Rigney as Director | Management | For | For |
1.4 | Elect Stephen J. McDaniel as Director | Management | For | For |
1.5 | Elect Roger A. Brown as Director | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Provide a Report Summarizing the Environmental Impact of Hydraulic Fracturing and Potential Policies that will Outline the Reduction or Elimination of Hazards to the Environment | Shareholder | Against | Against |
VALERO ENERGY CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ruben M. Escobedo | Management | For | For |
2 | Elect Director Bob Marbut | Management | For | For |
3 | Elect Director Robert A. Profusek | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Report on Rainforest Sustainability | Shareholder | Against | Abstain |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
VESTAS WIND SYSTEM AS MEETING DATE: JAN 14, 2010 | ||||
TICKER: VWS SECURITY ID: K9773J128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles Re: Amend Deadline for Shareholders' Right to Include Matters on Agenda of Annual General Meeting to Six Weeks | Management | For | Did Not Vote |
2 | Authorize Board or Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
VESTAS WIND SYSTEM AS MEETING DATE: MAR 17, 2010 | ||||
TICKER: VWS SECURITY ID: K9773J128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | Did Not Vote |
2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
4a | Reelect Bent Carlsen as Director | Management | For | Did Not Vote |
4b | Reelect Torsten Rasmussen as Director | Management | For | Did Not Vote |
4c | Reelect Freddy Frandsen as Director | Management | For | Did Not Vote |
4d | Reelect Hakan Eriksson as Director | Management | For | Did Not Vote |
4e | Reelect Jorgen Rasmussen as Director | Management | For | Did Not Vote |
4f | Reelect Jorn Thomsen as Director | Management | For | Did Not Vote |
4g | Reelect Kurt Nielsen as Director | Management | For | Did Not Vote |
4h | Reelect Ola Rollen as Director | Management | For | Did Not Vote |
5 | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
6.1 | Amend Articles Re: Right to Convene an Extraordinary General Meeting; Notification and Documents Pertaining to General Meeting; Stipulate Record Date and Availability of Admission Cards; Editorial Changes | Management | For | Did Not Vote |
6.2 | Amend Articles Re: Information Contained in Notice to General Meeting; Voting Rights by Proxy and Correspondence; Editorial Changes | Management | For | Did Not Vote |
6.3 | Amend Articles Re: Delete Secondary Company Name | Management | For | Did Not Vote |
6.4 | Amend Articles Re: Delete Reference to Company Address | Management | For | Did Not Vote |
6.5 | Amend Articles Re: Change Name of Company's Share Registrar | Management | For | Did Not Vote |
6.6 | Amend Articles Re: Delete Board's Authorization to Cancel Unregistered Shares | Management | For | Did Not Vote |
6.7 | Approve Creation of DKK 20.4 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
6.8 | Extend Authorization to Issue 1.8 Million Shares to Employees Until May 1, 2011 | Management | For | Did Not Vote |
6.9 | Extend Authorization to Issue Warrants to Key Employees Until May 1, 2011; Extend Authorization to Increase Share Capital by up to DKK 368,000 to Guarantee Conversion Rights; Cancel Authorization to Grant Warrants to Board Members | Management | For | Did Not Vote |
6.10 | Approve Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of DKK 5.00 Billion; Approve Creation of Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
6.11 | Amend Articles Re: Change Location of General Meeting to Central Denmark Region or Capital Region of Denmark | Management | For | Did Not Vote |
6.12 | Amend Articles Re: Amend Agenda of General Meeting to Clarify the Number of Auditors | Management | For | Did Not Vote |
6.13 | Amend Articles Re: Stipulate that General Meeting may be Held in English; Specify that Documents Pertaining to General Meeting are Available both in Danish and in English | Management | For | Did Not Vote |
6.14 | Amend Articles Re: Stipulate that the Corporate Language is English | Management | For | Did Not Vote |
6.15 | Authorize Repurchase Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
6.16 | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board to Include Warrants | Management | For | Did Not Vote |
6.17 | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
7 | Other Business | Management | None | Did Not Vote |
WEATHERFORD INTERNATIONAL LTD MEETING DATE: JUN 23, 2010 | ||||
TICKER: WFT SECURITY ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
3.2 | Elect Samuel Bodman as Director | Management | For | For |
3.3 | Reelect David Butters as Director | Management | For | For |
3.4 | Reelect Nicholas Brady as Director | Management | For | For |
3.5 | Reelect William Macauly as Director | Management | For | For |
3.6 | Reelect Robert Millard as Director | Management | For | For |
3.7 | Reelect Robert Moses as Director | Management | For | For |
3.8 | Elect Guilliermo Ortiz as Director | Management | For | For |
3.9 | Elect Emyr Parry as Director | Management | For | For |
3.10 | Reelect Robert Rayne as Director | Management | For | For |
4 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditor | Management | For | For |
5 | Approve Reclassification of CHF 475 Million of Legal Reserves to Other Reserves | Management | For | For |
6 | Approve Creation of CHF 439.9 Million Pool of Capital without Preemptive Rights | Management | For | For |
7 | Increase Existing Pool of Conditional Capital without Preemptive Rights to CHF 439.9 Million | Management | For | For |
8 | Approve Weatherfor International Ltd. 2010 Omnibus Incentive Plan for Key Employees | Management | For | For |
9 | Transact Other Business (Non-Voting) | Management | None | None |
WHITING PETROLEUM CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: WLL SECURITY ID: 966387102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas L. Aller | Management | For | For |
1.2 | Elect Director Thomas P. Briggs | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WILLBROS GROUP, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: WG SECURITY ID: 969203108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John T. McNabb, II | Management | For | For |
2 | Elect Director Robert L. Sluder | Management | For | For |
3 | Elect Director S. Miller Williams | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
WORLD FUEL SERVICES CORPORATION MEETING DATE: MAY 25, 2010 | ||||
TICKER: INT SECURITY ID: 981475106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul H. Stebbins | Management | For | For |
1.2 | Elect Director Michael J. Kasbar | Management | For | For |
1.3 | Elect Director Ken Bakshi | Management | For | For |
1.4 | Elect Director Joachim Heel | Management | For | For |
1.5 | Elect Director Richard A. Kassar | Management | For | For |
1.6 | Elect Director Myles Klein | Management | For | For |
1.7 | Elect Director J. Thomas Presby | Management | For | For |
1.8 | Elect Director Stephen K. Roddenberry | Management | For | For |
2 | Ratify Auditors | Management | For | For |
XTO ENERGY INC. MEETING DATE: JUN 25, 2010 | ||||
TICKER: XTO SECURITY ID: 98385X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR FINANCIAL SERVICES FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ALLIANCEBERNSTEIN HOLDING L.P. MEETING DATE: JUN 30, 2010 | ||||
TICKER: AB SECURITY ID: 01881G106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Omnibus Stock Plan | Management | For | Against |
AON CORPORATION MEETING DATE: MAY 21, 2010 | ||||
TICKER: AON SECURITY ID: 037389103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lester B. Knight | Management | For | For |
2 | Elect Director Gregory C. Case | Management | For | For |
3 | Elect Director Fulvio Conti | Management | For | For |
4 | Elect Director Edgar D. Jannotta | Management | For | For |
5 | Elect Director Jan Kalff | Management | For | For |
6 | Elect Director J. Michael Losh | Management | For | For |
7 | Elect Director R. Eden Martin | Management | For | For |
8 | Elect Director Andrew J. McKenna | Management | For | For |
9 | Elect Director Robert S. Morrison | Management | For | For |
10 | Elect Director Richard B. Myers | Management | For | For |
11 | Elect Director Richard C. Notebaert | Management | For | For |
12 | Elect Director John W. Rogers, Jr. | Management | For | For |
13 | Elect Director Gloria Santona | Management | For | For |
14 | Elect Director Carolyn Y. Woo | Management | For | For |
15 | Ratify Auditors | Management | For | For |
ASSURANT, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: AIZ SECURITY ID: 04621X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Carver | Management | For | For |
1.2 | Elect Director Juan N. Cento | Management | For | For |
1.3 | Elect Director Allen R. Freedman | Management | For | For |
1.4 | Elect Director Elaine D. Rosen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
ATLANTIC SOUTHERN FINANCIAL GROUP INC MEETING DATE: JUN 8, 2010 | ||||
TICKER: ASFN SECURITY ID: 048877104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tyler J. Rauls, Jr. | Management | For | For |
1.2 | Elect Director Mark A. Stevens | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Adjourn Meeting | Management | For | Against |
BANCO MACRO S.A. MEETING DATE: SEP 10, 2009 | ||||
TICKER: BMA5 SECURITY ID: 05961W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | Did Not Vote |
2 | Approve Reduction in Share Capital via Cancellation of 30.64 Million Class B Shares | Management | For | Did Not Vote |
3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Did Not Vote |
BANCO MACRO S.A. MEETING DATE: APR 6, 2010 | ||||
TICKER: BMAC SECURITY ID: 05961W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | Did Not Vote |
2 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | Did Not Vote |
3 | Approve Discharge of Management and Internal Statutory Auditors Committee | Management | For | Did Not Vote |
4 | Approve Distribution of Cash Dividends; Allocate Non-Assigned Income of Fiscal Year 2009 | Management | For | Did Not Vote |
5 | Approve Remuneration of Directors | Management | For | Did Not Vote |
6 | Approve Remuneration of Members of Internal Statutory Auditors Committee for Fiscal Year Ended Dec. 31, 2009 | Management | For | Did Not Vote |
7 | Approve Remuneration of External Auditors for Fiscal Year Ended Dec. 31, 2009 | Management | For | Did Not Vote |
8 | Elect Five Directors for a Three-Year Term | Management | For | Did Not Vote |
9 | Fix Number of and Elect Members of Internal Statutory Auditors Committee and Alternates | Management | For | Did Not Vote |
10 | Appoint External Auditor for Fiscal Year Ending Dec. 31, 2010 | Management | For | Did Not Vote |
11 | Approve Budget of Audit Committee | Management | For | Did Not Vote |
BANCORP OF NEW JERSEY, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: BKJ SECURITY ID: 059915108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John K. Daily | Management | For | For |
1.2 | Elect Director Armand Leone, Jr. | Management | For | For |
1.3 | Elect Director Michael Lesler | Management | For | For |
1.4 | Elect Director Anthony M. Lo Conte | Management | For | For |
1.5 | Elect Director Carmelo Luppino, Jr. | Management | For | For |
1.6 | Elect Director Rosario Luppino | Management | For | For |
1.7 | Elect Director Howard Mann | Management | For | For |
BANCTRUST FINANCIAL GROUP, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: BTFG SECURITY ID: 05978R107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Tracy T. Conerly | Management | For | For |
2 | Elect Director Stephen G. Crawford | Management | For | For |
3 | Elect Director David C. De Laney | Management | For | For |
4 | Elect Director Robert M. Dixon, Jr. | Management | For | For |
5 | Elect Director Broox G. Garrett, Jr. | Management | For | For |
6 | Elect Director Carol F. Gordy | Management | For | For |
7 | Elect Director Barry E. Gritter | Management | For | For |
8 | Elect Director James M. Harrison, Jr. | Management | For | For |
9 | Elect Director Clifton C. Inge, Jr. | Management | For | For |
10 | Elect Director Kenneth S. Johnson | Management | For | For |
11 | Elect Director W. Bibb Lamar, Jr. | Management | For | For |
12 | Elect Director John H. Lewis, Jr. | Management | For | For |
13 | Elect Director Harris V. Morrissette | Management | For | For |
14 | Elect Director Mary Ann Patterson | Management | For | For |
15 | Elect Director Paul D. Owens, Jr. | Management | For | For |
16 | Elect Director Peter C. Sherman | Management | For | For |
17 | Elect Director Dennis A. Wallace | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Increase Authorized Common Stock | Management | For | Against |
BANK OF AMERICA CORP. MEETING DATE: FEB 23, 2010 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan S. Bies | Management | For | For |
2 | Elect Director William P. Boardman | Management | For | For |
3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Director Virgis W. Colbert | Management | For | For |
5 | Elect Director Charles K. Gifford | Management | For | For |
6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
8 | Elect Director Monica C. Lozano | Management | For | For |
9 | Elect Director Thomas J. May | Management | For | For |
10 | Elect Director Brian T. Moynihan | Management | For | For |
11 | Elect Director Donald E. Powell | Management | For | For |
12 | Elect Director Charles O. Rossotti | Management | For | For |
13 | Elect Director Robert W. Scully | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Increase Authorized Common Stock | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Amend Omnibus Stock Plan | Management | For | For |
18 | Report on Government Service of Employees | Shareholder | Against | Against |
19 | TARP Related Compensation | Shareholder | Against | Against |
20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
BANK OF NEW YORK MELLON CORPORATION, THE MEETING DATE: APR 13, 2010 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruth E. Bruch | Management | For | For |
1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.3 | Elect Director Gerald L. Hassell | Management | For | For |
1.4 | Elect Director Edmund F. Kelly | Management | For | For |
1.5 | Elect Director Robert P. Kelly | Management | For | For |
1.6 | Elect Director Richard J. Kogan | Management | For | For |
1.7 | Elect Director Michael J. Kowalski | Management | For | For |
1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
1.9 | Elect Director Robert Mehrabian | Management | For | For |
1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
1.11 | Elect Director Catherine A. Rein | Management | For | For |
1.12 | Elect Director William C. Richardson | Management | For | For |
1.13 | Elect Director Samuel C. Scott III | Management | For | For |
1.14 | Elect Director John P. Surma | Management | For | For |
1.15 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
BAR HARBOR BANKSHARES MEETING DATE: MAY 18, 2010 | ||||
TICKER: BHB SECURITY ID: 066849100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Carter | Management | For | For |
1.2 | Elect Director Thomas A. Colwell | Management | For | For |
1.3 | Elect Director Jacquelyn S. Dearborn | Management | For | For |
1.4 | Elect Director Peter Dodge | Management | For | For |
1.5 | Elect Director Martha T. Dudman | Management | For | For |
1.6 | Elect Director Lauri E. Fernald | Management | For | For |
1.7 | Elect Director Gregg S. Hannah | Management | For | For |
1.8 | Elect Director Clyde H. Lewis | Management | For | For |
1.9 | Elect Director Joseph M. Murphy | Management | For | For |
1.10 | Elect Director Robert M. Phillips | Management | For | For |
1.11 | Elect Director Constance C. Shea | Management | For | For |
1.12 | Elect Director Kenneth E. Smith | Management | For | For |
1.13 | Elect Director Scott G. Toothaker | Management | For | For |
1.14 | Elect Director David B. Woodside | Management | For | For |
2 | Fix Number of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
BARCLAYS PLC MEETING DATE: APR 30, 2010 | ||||
TICKER: BARC SECURITY ID: 06738E204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Reuben Jeffery III as Director | Management | For | For |
4 | Re-elect Marcus Agius as Director | Management | For | For |
5 | Re-elect David Booth as Director | Management | For | For |
6 | Re-elect Sir Richard Broadbent as Director | Management | For | For |
7 | Re-elect Sir Michael Rake as Director | Management | For | For |
8 | Re-elect Sir Andrew Likierman as Director | Management | For | For |
9 | Re-elect Chris Lucas as Director | Management | For | For |
10 | Reappoint PricewaterhouseCoopers LLP Auditors | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise EU Political Donations and Expenditure | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase | Management | For | For |
16 | Authorize the Company to Call EGM with Two Weeks Notice | Management | For | For |
17 | Adopt New Articles of Association | Management | For | For |
18 | Approve SAYE Share Option Scheme | Management | For | For |
BBVA BANCO FRANCES S.A. MEETING DATE: APR 30, 2010 | ||||
TICKER: FRAN SECURITY ID: 07329M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | Did Not Vote |
2 | Accept Annual Report, Corporate Responsibility Report, Financial Statements, Consolidated Balance Sheet from Merger, and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | Did Not Vote |
3 | Approve Discharge of Directors and Internal Statutory Auditors Committee | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends for Fiscal Year Ended Dec. 31, 2009 | Management | For | Did Not Vote |
5 | Approve Remuneration of Directors for Fiscal Year Ended Dec. 31, 2009 | Management | For | Did Not Vote |
6 | Approve Remuneration of Internal Statutory Auditors Committee for Fiscal Year Ended Dec. 31, 2009 | Management | For | Did Not Vote |
7 | Fix Number of and Elect Directors for a Three-Year Term (Bundled) | Management | For | Did Not Vote |
8 | Elect Three Members of the Internal Statutory Auditors Committee and Three Alternates | Management | For | Did Not Vote |
9 | Approve Remuneration of Auditors for Fiscal Year Ended Dec. 31, 2009 | Management | For | Did Not Vote |
10 | Elect External Auditors for Fiscal Year 2010 | Management | For | Did Not Vote |
11 | Amend Articles 10 and 21, and Remove Article 17 of Company Bylaws; Reorganize Company Bylaws | Management | For | Did Not Vote |
12 | Approve Audit Committee Budget | Management | For | Did Not Vote |
13 | Approve Merger by Absorption of Atuel Fideicomisos S.A. in Accordance With Article 82, Part 2 of the Argentine Company Law; Approve Pre-Merger Agreement; Assign Two Signatories of Definitive Merger Agreement | Management | For | Did Not Vote |
BMF BOVESPA S.A. BOLSA VALORES MERC FUT MEETING DATE: APR 20, 2010 | ||||
TICKER: BVMF3 SECURITY ID: P73232103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
4 | Approve Acquisition of CME Group, Inc. by BM&FBovespa | Management | For | For |
BOSTON PRIVATE FINANCIAL HOLDINGS, INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: BPFH SECURITY ID: 101119105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eugene S. Colangelo | Management | For | For |
1.2 | Elect Director Allen L. Sinai | Management | For | For |
1.3 | Elect Director Stephen M. Waters | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
BRIDGE CAPITAL HOLDINGS MEETING DATE: MAY 20, 2010 | ||||
TICKER: BBNK SECURITY ID: 108030107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard M. Brenner | Management | For | For |
1.2 | Elect Director Lawrence Owen Brown | Management | For | For |
1.3 | Elect Director David V. Campbell | Management | For | For |
1.4 | Elect Director Howard N. Gould | Management | For | For |
1.5 | Elect Director Allan C. Kramer | Management | For | For |
1.6 | Elect Director Robert P. Latta | Management | For | For |
1.7 | Elect Director Daniel P. Myers | Management | For | For |
1.8 | Elect Director Thomas M. Quigg | Management | For | For |
1.9 | Elect Director Barry A. Turkus | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BROADPOINT GLEACHER SECURITIES GROUP, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: BPSG SECURITY ID: 11134A103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter J. McNierney | Management | For | For |
1.2 | Elect Director Henry S. Bienen | Management | For | For |
1.3 | Elect Director Bruce Rohde | Management | For | For |
1.4 | Elect Director Marshall Cohen | Management | For | For |
2 | Change State of Incorporation from New York to Delaware | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Change Company Name | Management | For | For |
5 | Ratify Auditors | Management | For | For |
CATHAY GENERAL BANCORP MEETING DATE: MAY 17, 2010 | ||||
TICKER: CATY SECURITY ID: 149150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kelly L. Chan | Management | For | For |
1.2 | Elect Director Dunson K. Cheng | Management | For | For |
1.3 | Elect Director Thomas C.T. Chiu | Management | For | For |
1.4 | Elect Director Joseph C.H. Poon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CBL & ASSOCIATES PROPERTIES, INC. MEETING DATE: OCT 7, 2009 | ||||
TICKER: CBL SECURITY ID: 124830100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
CENTRAL CHINA REAL ESTATE LTD MEETING DATE: MAY 18, 2010 | ||||
TICKER: 832 SECURITY ID: G20768100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Yan Yingchun as Director | Management | For | Against |
3b | Reelect Leow Juan Thong Jason as Director | Management | For | Against |
3c | Reelect Hu Yongmin as Director | Management | For | Against |
3d | Reelect Wang Shi as Director | Management | For | For |
3e | Reelect Xin Luo Lin as Director | Management | For | For |
3f | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5B | Authorize Share Repurchase Program | Management | For | For |
5C | Authorize Reissuance of Repurchased Shares | Management | For | For |
CHARLES SCHWAB CORPORATION, THE MEETING DATE: MAY 13, 2010 | ||||
TICKER: SCHW SECURITY ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arun Sarin | Management | For | For |
1.2 | Elect Director Paula A. Sneed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
CHEVIOT FINANCIAL CORP. MEETING DATE: APR 27, 2010 | ||||
TICKER: CHEV SECURITY ID: 166774109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward L. Kleemeier | Management | For | For |
1.2 | Elect Director James E. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CHICOPEE BANCORP, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: CBNK SECURITY ID: 168565109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francine Jasinski Hayward | Management | For | For |
1.2 | Elect Director James P. Lynch | Management | For | For |
1.3 | Elect Director William D. Masse | Management | For | For |
1.4 | Elect Director W. Guy Ormsby | Management | For | For |
1.5 | Elect Director William J. Wagner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CHINA CITIC BANK CORPORATION LTD. MEETING DATE: FEB 5, 2010 | ||||
TICKER: 601998 SECURITY ID: Y1434M116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appoint Angel Cano Fernandez as a Non-Executive Director | Management | For | For |
2 | Approve Issuance of Subordinated Bonds and/or Hybrid Capital Bonds | Shareholder | For | For |
CHINA CITIC BANK CORPORATION LTD. MEETING DATE: APR 23, 2010 | ||||
TICKER: 601998 SECURITY ID: Y1434M116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Zhao Xiaofan as an Executive Director | Management | For | For |
2 | Elect Wu Beiying as a Supervisor | Management | For | For |
CHINA CITIC BANK CORPORATION LTD. MEETING DATE: JUN 23, 2010 | ||||
TICKER: 601998 SECURITY ID: Y1434M116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Report of the Board of Directors | Management | For | For |
2 | Accept Report of the Board of Supervisors | Management | For | For |
3 | Accept Annual Report | Management | For | For |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Profit Distribution Plan | Management | For | For |
6 | Approve Financial Budget Plan for the Year 2010 | Management | For | For |
7 | Reappoint KPMG Huazhen Accounting Firm and KPMG as Domestic Accounting Firm and International Accounting Firm, Respectively, and Authorize Board to Fix Their Remuneration | Management | For | For |
CHINA FINANCE ONLINE CO., LTD. MEETING DATE: JUN 30, 2010 | ||||
TICKER: JRJC SECURITY ID: 169379104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Kheng Nam Lee as Director | Management | For | For |
1.2 | Elect Fansheng Guo as Director | Management | For | For |
2 | Approve Appointment of Deloitte Touche Tohmatsu CPA Ltd. as Independent Auditors and to Authorize Board to Determine Their Remuneration | Management | For | For |
3 | Approve Audited Consolidated Financial Statements for the Fiscal Year Ending on December 31, 2009 Together with Directors and Auditors Reports | Management | For | For |
4 | Authorize Board of Directors During the Next Year to Issue Ordinary Shares or Preferred Shares | Management | For | Against |
5 | Approve the Increase in the Number of Ordinary Shares Available for Issuance Under the 2004 Stock Incentive Plan By 3,000,000 Ordinary Shares Annually, Until December 31, 2014 | Management | For | For |
CHINA MERCHANTS BANK CO LTD MEETING DATE: OCT 19, 2009 | ||||
TICKER: CHMBK SECURITY ID: CNE1000002M1 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Approve Class and Par Value of Shares to be Issued Under the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
1b | Approve Ratio and Number of Shares to be Issued Under the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
1c | Approve Subscription Pricing and Price Determination Basis Under the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
1d | Approve Target Subscribers Under the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
1e | Approve Use of Proceeds Under the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
1f | Authorize Board to Deal With Specific Matters Relating to the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
1g | Approve Validity of the Special Resolution | Management | For | For |
2 | Approve Proposal in Relation to Undistributed Profits Prior to the Completion of the Rights Issue | Management | For | For |
3 | Approve Proposal Regarding the Use of Proceeds of the Rights Issue | Management | For | For |
4 | Approve Explanatory Statement In Relation to the Use of Proceeds from the Previous Fund Raising | Management | For | For |
5 | Approve Provisional Measures for Appointment of Annual Auditors | Management | For | For |
CHINA MERCHANTS BANK CO LTD MEETING DATE: OCT 19, 2009 | ||||
TICKER: CHMBK SECURITY ID: CNE1000002M1 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Approve Class and Par Value of Shares to be Issued Under the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
1b | Approve Ratio and Number of Shares to be Issued Under the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
1c | Approve Subscription Pricing and Price Determination Basis Under the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
1d | Approve Target Subscribers Under the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
1e | Approve Use of Proceeds Under the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
1f | Authorize Board to Deal With Specific Matters Relating to the Proposed Rights Issue of A Shares and H Shares | Management | For | For |
1g | Approve Validity of the Special Resolution | Management | For | For |
CHINA MERCHANTS BANK CO LTD MEETING DATE: JUN 23, 2010 | ||||
TICKER: CHMBK SECURITY ID: Y14896115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Report of the Board of Directors | Management | For | For |
2 | Accept Report of the Board of Supervisors | Management | For | For |
3 | Approve Annual Report for the Year 2009 | Management | For | For |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Proposed Profit Distribution Plan | Management | For | For |
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7a | Reelect Qin Xiao as Non-Executive Director | Management | For | Against |
7b | Reelect Wei Jiafu as Non-Executive Director | Management | For | Against |
7c | Reelect Fu Yuning as Non-Executive Director | Management | For | Against |
7d | Reelect Li Yinquan as Non-Executive Director | Management | For | Against |
7e | Reelect Fu Gangfeng as Non-Executive Director | Management | For | Against |
7f | Reelect Hong Xiaoyuan as Non-Executive Director | Management | For | Against |
7g | Reelect Sun Yueying as Non-Executive Director | Management | For | Against |
7h | Reelect Wang Daxiong as Non-Executive Director | Management | For | Against |
7i | Reelect Fu Junyuan as Non-Executive Director | Management | For | Against |
7j | Reelect Ma Weihua as Executive Director | Management | For | Against |
7k | Reelect Zhang Guanghua as Executive Director | Management | For | Against |
7l | Reelect Li Hao as Executive Director | Management | For | Against |
7m | Reelect Wu Jiesi as Independent Non-Executive Director | Management | For | For |
7n | Reelect Yi Xiqun as Independent Non-Executive Director | Management | For | For |
7o | Reelect Yan Lan as Independent Non-Executive Director | Management | For | Against |
7p | Reelect Chow Kwong Fai, Edward as Independent Non-Executive Director | Management | For | For |
7q | Reelect Liu Yongzhang as Independent Non-Executive Director | Management | For | Against |
7r | Reelect Liu Hongxia as Independent Non-Executive Director | Management | For | Against |
8a | Reappoint Zhu Genlin as Shareholder Representative Supervisor | Management | For | For |
8b | Reappoint Hu Xupeng as Shareholder Representative Supervisor | Management | For | For |
8c | Reappoint Wen Jianguo as Shareholder Representative Supervisor | Management | For | For |
8d | Reappoint Li Jiangning as Shareholder Representative Supervisor | Management | For | For |
8e | Reappoint Shi Jiliang as External Supervisor | Management | None | For |
8f | Reappoint Shao Ruiqing as External Supervisor | Management | For | For |
9 | Approve Mid-term Capital Management Plan | Management | For | For |
10 | Approve Assessment Report on Duty Performance of Directors | Management | For | For |
11 | Approve Assessment Report on Duty Performance of Supervisors | Management | For | For |
12 | Approve Duty Performance and Cross-Evaluation Reports of Independent Non-Executive Directors | Management | For | For |
13 | Approve Duty Performance and Cross-Evaluation Reports of External Supervisors Directors | Management | For | For |
14 | Approve Related-Party Transaction Report | Management | For | For |
15 | Appoint Han Mingzhi as External Supervisor | Management | For | For |
CITIGROUP INC. MEETING DATE: JUL 24, 2009 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation to Approve Dividend Blocker Amendment | Management | For | For |
2 | Amend Certificate of Incorporation to Approve Director Amendment | Management | For | For |
3 | Amend Certificate of Incorporation to Approve Retirement Amendment | Management | For | Against |
4 | Increase Authorized Preferred Stock | Management | For | Against |
CITIGROUP INC. MEETING DATE: APR 20, 2010 | ||||
TICKER: C SECURITY ID: 172967101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | For |
2 | Elect Director Timothy C. Collins | Management | For | For |
3 | Elect Director Jerry A. Grundhofer | Management | For | For |
4 | Elect Director Robert L. Joss | Management | For | For |
5 | Elect Director Andrew N. Liveris | Management | For | For |
6 | Elect Director Michael E. O'Neill | Management | For | For |
7 | Elect Director Vikram S. Pandit | Management | For | For |
8 | Elect Director Richard D. Parsons | Management | For | For |
9 | Elect Director Lawrence R. Ricciardi | Management | For | For |
10 | Elect Director Judith Rodin | Management | For | For |
11 | Elect Director Robert L. Ryan | Management | For | For |
12 | Elect Director Anthony M. Santomero | Management | For | For |
13 | Elect Director Diana L. Taylor | Management | For | For |
14 | Elect Director William S. Thompson, Jr. | Management | For | For |
15 | Elect Director Ernesto Zedillo | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Amend Omnibus Stock Plan | Management | For | Against |
18 | Amend Omnibus Stock Plan | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
21 | Approve Reverse Stock Split | Management | For | For |
22 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
23 | Report on Political Contributions | Shareholder | Against | Abstain |
24 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
25 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
26 | Stock Retention/Holding Period | Shareholder | Against | Against |
27 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
CITIZENS REPUBLIC BANCORP, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: CRBC SECURITY ID: 174420109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George J. Butvilas | Management | For | For |
2 | Elect Director Robert S. Cubbin | Management | For | For |
3 | Elect Director Richard J. Dolinski | Management | For | For |
4 | Elect Director Dennis J. Ibold | Management | For | For |
5 | Elect Director Benjamin W. Laird | Management | For | For |
6 | Elect Director Cathleen H. Nash | Management | For | For |
7 | Elect Director Kendall B. Williams | Management | For | For |
8 | Elect Director James L. Wolohan | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Ratify Auditors | Management | For | For |
CNA FINANCIAL CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: CNA SECURITY ID: 126117100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul J. Liska | Management | For | For |
1.2 | Elect Director Jose O. Montemayor | Management | For | For |
1.3 | Elect Director Thomas F. Motamed | Management | For | For |
1.4 | Elect Director Don M. Randel | Management | For | For |
1.5 | Elect Director Joseph Rosenberg | Management | For | For |
1.6 | Elect Director Andrew H. Tisch | Management | For | For |
1.7 | Elect Director James S. Tisch | Management | For | For |
1.8 | Elect Director Marvin Zonis | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
COBIZ FINANCIAL, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: COBZ SECURITY ID: 190897108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Bangert | Management | For | For |
1.2 | Elect Director Michael B. Burgamy | Management | For | For |
1.3 | Elect Director Morgan Gust | Management | For | For |
1.4 | Elect Director Evan Makovsky | Management | For | For |
1.5 | Elect Director Douglas L. Polson | Management | For | For |
1.6 | Elect Director Mary K. Rhinehart | Management | For | For |
1.7 | Elect Director Noel N. Rothman | Management | For | For |
1.8 | Elect Director Timothy J. Travis | Management | For | For |
1.9 | Elect Director Mary Beth Vitale | Management | For | For |
1.10 | Elect Director Mary M. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
COMERICA INCORPORATED MEETING DATE: APR 27, 2010 | ||||
TICKER: CMA SECURITY ID: 200340107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ralph W. Babb, Jr. | Management | For | For |
2 | Elect Director James F. Cordes | Management | For | For |
3 | Elect Director Jacqueline P. Kane | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
8 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
9 | Claw-back of Payments under Restatements | Shareholder | Against | For |
10 | Pay For Superior Performance | Shareholder | Against | Against |
DEUTSCHE BANK AG MEETING DATE: MAY 27, 2010 | ||||
TICKER: DBKG SECURITY ID: D18190898 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
6 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | Management | For | For |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
9 | Approve Remuneration System for Management Board Members | Management | For | Against |
10 | Amend Articles Re: Participation in, Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
11 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Billion; Approve Creation of EUR 230.4 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
12 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
13 | Approve Affiliation Agreements with Subsidiaries DB Beteiligungs-Holding GmbH and DB Finanz-Holding GmbH | Management | For | For |
EFG INTERNATIONAL MEETING DATE: APR 28, 2010 | ||||
TICKER: EFGN SECURITY ID: H2078C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Preferred Dividend for Holders of Class B Shares of EFG Finance (Guernsey) Ltd. | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 0.10 per Share | Management | For | Did Not Vote |
4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
5.1 | Reelect Jean Pierre Cuoni as Director | Management | For | Did Not Vote |
5.2 | Reelect Emmanuel Bussetil as Director | Management | For | Did Not Vote |
5.3 | Reelect Spiro Latsis as Director | Management | For | Did Not Vote |
5.4 | Reelect Hugh Matthews as Director | Management | For | Did Not Vote |
5.5 | Reelect Pericles-Paul Petalas as Director | Management | For | Did Not Vote |
5.6 | Reelect Hans Niederer as Director | Management | For | Did Not Vote |
5.7 | Elect Erwin Caduff as Director | Management | For | Did Not Vote |
6 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
7 | Approve Creation of CHF 25 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
8 | Approve Issuance of Convertible Bonds without Preemptive Rights; Approve Creation of CHF 10 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
9 | Approve Cancellation of Capital Authorization Concerning Participation Capital Categories C and D | Management | For | Did Not Vote |
10 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | Did Not Vote |
EURONET WORLDWIDE, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: EEFT SECURITY ID: 298736109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Brown | Management | For | For |
1.2 | Elect Director Andrew B. Schmitt | Management | For | For |
1.3 | Elect Director M. Jeannine Strandjord | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EVANS BANCORP, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: EVBN SECURITY ID: 29911Q208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phillip Brothman | Management | For | For |
1.2 | Elect Director Mary Catherine Militello | Management | For | For |
1.3 | Elect Director David J. Nasca | Management | For | For |
1.4 | Elect Director David M. Taylor | Management | For | For |
1.5 | Elect Director Thomas H. Waring, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EVERCORE PARTNERS INC. MEETING DATE: JUN 8, 2010 | ||||
TICKER: EVR SECURITY ID: 29977A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger C. Altman | Management | For | For |
1.2 | Elect Director Pedro Aspe | Management | For | For |
1.3 | Elect Director Richard I. Beattie | Management | For | For |
1.4 | Elect Director Francois de Saint Phalle | Management | For | For |
1.5 | Elect Director Gail B. Harris | Management | For | For |
1.6 | Elect Director Curt Hessler | Management | For | For |
1.7 | Elect Director Anthony N. Pritzker | Management | For | For |
1.8 | Elect Director Ralph L. Schlosstein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EVEREST RE GROUP LTD MEETING DATE: MAY 19, 2010 | ||||
TICKER: RE SECURITY ID: G3223R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Kenneth J. Duffy as Director | Management | For | For |
1.2 | Elect Joseph V. Taranto as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FIFTH THIRD BANCORP MEETING DATE: APR 20, 2010 | ||||
TICKER: FITB SECURITY ID: 316773100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darryl F. Allen | Management | For | For |
1.2 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
1.3 | Elect Director Emerson L. Brumback | Management | For | For |
1.4 | Elect Director James P. Hackett | Management | For | For |
1.5 | Elect Director Gary R. Heminger | Management | For | For |
1.6 | Elect Director Jewell D. Hoover | Management | For | For |
1.7 | Elect Director Kevin T. Kabat | Management | For | For |
1.8 | Elect Director Mitchel D. Livingston, PhD | Management | For | For |
1.9 | Elect Director Hendrik G. Meijer | Management | For | For |
1.10 | Elect Director John J. Schiff, Jr. | Management | For | For |
1.11 | Elect Director Dudley S. Taft | Management | For | For |
1.12 | Elect Director Marsha C. Williams | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Eliminate Cumulative Voting | Management | For | For |
4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
FIRST AMERICAN CORPORATION, THE MEETING DATE: MAY 18, 2010 | ||||
TICKER: FAF SECURITY ID: 318522307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Argyros | Management | For | Withhold |
1.2 | Elect Director Bruce S. Bennett | Management | For | For |
1.3 | Elect Director Matthew B. Botein | Management | For | For |
1.4 | Elect Director J. David Chatham | Management | For | For |
1.5 | Elect Director Glenn C. Christenson | Management | For | For |
1.6 | Elect Director William G. Davis | Management | For | For |
1.7 | Elect Director James L. Doti | Management | For | For |
1.8 | Elect Director Lewis W. Douglas, Jr. | Management | For | For |
1.9 | Elect Director Christopher V. Greetham | Management | For | For |
1.10 | Elect Director Parker S. Kennedy | Management | For | For |
1.11 | Elect Director Thomas C. O'Brien | Management | For | For |
1.12 | Elect Director Frank E. O'Bryan | Management | For | For |
1.13 | Elect Director John W. Peace | Management | For | Withhold |
1.14 | Elect Director D. Van Skilling | Management | For | For |
1.15 | Elect Director Herbert B. Tasker | Management | For | For |
1.16 | Elect Director Virginia M. Ueberroth | Management | For | For |
1.17 | Elect Director Mary Lee Widener | Management | For | For |
2 | Change State of Incorporation [from California to Delaware] | Management | For | For |
3 | Establish Range For Board Size | Management | For | For |
4 | Change Company Name | Management | For | For |
5 | Ratify Auditors | Management | For | For |
FIRST BANCORP (PUERTO RICO) MEETING DATE: APR 27, 2010 | ||||
TICKER: FBP SECURITY ID: 318672102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aurelio Aleman-Bermudez | Management | For | For |
2 | Elect Director Jorge L. Diaz-Irizarry | Management | For | For |
3 | Elect Director Jose L. Ferrer-Canals | Management | For | For |
4 | Elect Director Frank Kolodziej-Castro | Management | For | For |
5 | Elect Director Jose Menendez-Cortada | Management | For | For |
6 | Elect Director Hector M. Nevares-LaCosta | Management | For | For |
7 | Elect Director Fernando Rodriguez-Amaro | Management | For | For |
8 | Elect Director Jose F. Rodriguez-Perello | Management | For | For |
9 | Elect Sharee Ann Umpierre-Catinchi | Management | For | For |
10 | Increase Authorized Common Stock | Management | For | Against |
11 | Approve the Issuance of Common Stock | Management | For | Abstain |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
FIRST FINANCIAL NORTHWEST, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: FFNW SECURITY ID: 32022K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harry A. Blencoe | Management | For | For |
1.2 | Elect Director Gary F. Faull | Management | For | For |
1.3 | Elect Director Joann E. Lee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FRANKLIN RESOURCES, INC. MEETING DATE: MAR 16, 2010 | ||||
TICKER: BEN SECURITY ID: 354613101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel H. Armacost | Management | For | For |
1.2 | Elect Director Charles Crocker | Management | For | For |
1.3 | Elect Director Joseph R. Hardiman | Management | For | For |
1.4 | Elect Director Robert D. Joffe | Management | For | For |
1.5 | Elect Director Charles B. Johnson | Management | For | For |
1.6 | Elect Director Gregory E. Johnson | Management | For | For |
1.7 | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
1.8 | Elect Director Thomas H. Kean | Management | For | For |
1.9 | Elect Director Chutta Ratnathicam | Management | For | For |
1.10 | Elect Director Peter M. Sacerdote | Management | For | For |
1.11 | Elect Director Laura Stein | Management | For | For |
1.12 | Elect Director Anne M. Tatlock | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
GENWORTH FINANCIAL, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: GNW SECURITY ID: 37247D106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven W. Alesio | Management | For | For |
2 | Elect Director Michael D. Fraizer | Management | For | For |
3 | Elect Director Nancy J. Karch | Management | For | For |
4 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
5 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
6 | Elect Director Christine B. Mead | Management | For | For |
7 | Elect Director Thomas E. Moloney | Management | For | For |
8 | Elect Director James A. Parke | Management | For | For |
9 | Elect Director James S. Riepe | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
GFI GROUP INC MEETING DATE: JUN 10, 2010 | ||||
TICKER: GFIG SECURITY ID: 361652209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Colin Heffron | Management | For | For |
1.2 | Elect Director John Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
GLACIER BANCORP, INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: GBCI SECURITY ID: 37637Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Blodnick | Management | For | For |
1.2 | Elect Director James M. English | Management | For | Withhold |
1.3 | Elect Director Allen J. Fetscher | Management | For | Withhold |
1.4 | Elect Director Dallas I. Herron | Management | For | Withhold |
1.5 | Elect Director Jon W. Hippler | Management | For | For |
1.6 | Elect Director Craig A. Langel | Management | For | Withhold |
1.7 | Elect Director L. Peter Larson | Management | For | Withhold |
1.8 | Elect Director Douglas J. McBride | Management | For | Withhold |
1.9 | Elect Director John W. Murdoch | Management | For | Withhold |
1.10 | Elect Director Everit A. Sliter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GOLDMAN SACHS GROUP, INC., THE MEETING DATE: MAY 7, 2010 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lloyd C. Blankfein | Management | For | For |
1.2 | Elect Director John H. Bryan | Management | For | For |
1.3 | Elect Director Gary D. Cohn | Management | For | For |
1.4 | Elect Director Claes Dahlback | Management | For | For |
1.5 | Elect Director Stephen Friedman | Management | For | For |
1.6 | Elect Director William W. George | Management | For | For |
1.7 | Elect Director James A. Johnson | Management | For | For |
1.8 | Elect Director Lois D. Juliber | Management | For | For |
1.9 | Elect Director Lakshmi N. Mittal | Management | For | For |
1.10 | Elect Director James J. Schiro | Management | For | For |
1.11 | Elect Director H. Lee Scott, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Political Contributions | Shareholder | Against | Abstain |
10 | Report on Global Warming Science | Shareholder | Against | Abstain |
11 | Report on Pay Disparity | Shareholder | Against | Against |
12 | Stock Retention/Holding Period | Shareholder | Against | Against |
HARTFORD FINANCIAL SERVICES GROUP, INC., THE MEETING DATE: MAY 19, 2010 | ||||
TICKER: HIG SECURITY ID: 416515104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert B. Allardice, III | Management | For | For |
2 | Elect Director Trevor Fetter | Management | For | For |
3 | Elect Director Paul G. Kirk, Jr. | Management | For | For |
4 | Elect Director Liam E. McGee | Management | For | For |
5 | Elect Director Gail J. McGovern | Management | For | For |
6 | Elect Director Michael G. Morris | Management | For | For |
7 | Elect Director Thomas A. Renyi | Management | For | For |
8 | Elect Director Charles B. Strauss | Management | For | For |
9 | Elect Director H. Patrick Swygert | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Omnibus Stock Plan | Management | For | For |
12 | Amend Executive Incentive Bonus Plan | Management | For | For |
13 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
HOME DEPOT, INC., THE MEETING DATE: MAY 20, 2010 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director David H. Batchelder | Management | For | For |
3 | Elect Director Francis S. Blake | Management | For | For |
4 | Elect Director Ari Bousbib | Management | For | For |
5 | Elect Director Gregory D. Brenneman | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Provide for Cumulative Voting | Shareholder | Against | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
16 | Require Independent Board Chairman | Shareholder | Against | Against |
17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
18 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
HUNTINGTON BANCSHARES INCORPORATED MEETING DATE: APR 22, 2010 | ||||
TICKER: HBAN SECURITY ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David P. Lauer | Management | For | For |
1.2 | Elect Director Gerard P. Mastroianni | Management | For | For |
1.3 | Elect Director Richard W. Neu | Management | For | For |
1.4 | Elect Director Kathleen H. Ransier | Management | For | For |
1.5 | Elect Director William R. Robertson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED MEETING DATE: APR 8, 2010 | ||||
TICKER: 601398 SECURITY ID: ADPV10686 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Wang Lili as Executive Director | Management | For | Against |
2 | Approve 2010 Fixed Assets Investment Budget | Management | For | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED MEETING DATE: MAY 18, 2010 | ||||
TICKER: 601398 SECURITY ID: ADPV10686 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Work Report of the Board of Directors | Management | For | For |
2 | Approve 2009 Work Report of the Board of Supervisors | Management | For | For |
3 | Approve 2009 Audited Accounts | Management | For | For |
4 | Approve 2009 Profit Distribution Plan | Management | For | For |
5 | Reappoint Ernst and Young and Ernst and Young Hua Ming as Auditors and Fix the Total Audit Fees for 2010 at RMB 159.60 million | Management | For | For |
6 | Approve Capital Management Plan for Years 2010 to 2012 | Management | For | For |
7 | Approve Issuance of H Shares and A Share Convertible Corporate Bonds (Convertible Bonds) | Management | For | For |
8a | Approve Type of Securities to be Issued in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8b | Approve Issue Size in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8c | Approve Nominal Value and Issue Price in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8d | Approve Term in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8e | Approve Interest Rate in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8f | Approve Timing and Method of Interest Payment in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8g | Approve Conversion Period in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8h | Approve Method for Determining the Number of Shares for Conversion in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8i | Approve Determination and Adjustment of CB Conversion Price in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8j | Approve Downward Adjustment to CB Conversion Price in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8k | Approve Terms of Redemption in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8l | Approve Terms of Sale Back in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8m | Approve Dividend Rights of the Year of Conversion in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8n | Approve Method of Issuance and Target Investors in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8o | Approve Subscription Arrangement for the Existing Holders of A Shares in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8p | Approve CB Holders and CB Holders' Meetings in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8q | Approve Use of Proceeds in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8r | Approve Special Provisions in Relation to Supplementary Capital in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8s | Approve Security in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8t | Approve Validity Period of the Resolution in Relation to the Issuance of the Convertible Bonds | Management | For | For |
8u | Approve Matters Relating to Authorisation in Relation to the Issuance of the Convertible Bonds | Management | For | For |
9 | Approve Feasibility Analysis Report on the Use of Proceeds of the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
10 | Approve Utilization Report on the Bank's Use of Proceeds from the Previous Issuance of Securities by the Bank | Management | For | For |
11 | Approve the Revised Plan on Authorisation of the Shareholders' General Meeting to the Board of Directors as Set Out in Appendix 1 to the Supplemental Circular of the Bank Dated 4 May 2010 | Shareholder | None | For |
JANUS CAPITAL GROUP INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: JNS SECURITY ID: 47102X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard M. Weil | Management | For | For |
2 | Elect Director G. Andrew Cox | Management | For | For |
3 | Elect Director Deborah R. Gatzek | Management | For | For |
4 | Elect Director Robert T. Parry | Management | For | For |
5 | Elect Director Jock Patton | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
JEFFERIES GROUP, INC. MEETING DATE: MAY 17, 2010 | ||||
TICKER: JEF SECURITY ID: 472319102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard B. Handler | Management | For | For |
1.2 | Elect Director Brian P. Friedman | Management | For | For |
1.3 | Elect Director W. Patrick Campbell | Management | For | For |
1.4 | Elect Director Ian M. Cumming | Management | For | Withhold |
1.5 | Elect Director Richard G. Dooley | Management | For | For |
1.6 | Elect Director Robert E. Joyal | Management | For | For |
1.7 | Elect Director Michael T. O?Kane | Management | For | For |
1.8 | Elect Director Joseph S. Steinberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JPMORGAN CHASE & CO. MEETING DATE: MAY 18, 2010 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Crandall C. Bowles | Management | For | For |
1.2 | Elect Director Stephen B. Burke | Management | For | For |
1.3 | Elect Director David M. Cote | Management | For | For |
1.4 | Elect Director James S. Crown | Management | For | For |
1.5 | Elect Director James Dimon | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director William H. Gray, III | Management | For | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Lee R. Raymond | Management | For | For |
1.11 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
6 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Report on Pay Disparity | Shareholder | Against | Against |
10 | Stock Retention/Holding Period | Shareholder | Against | Against |
JSE LTD MEETING DATE: APR 22, 2010 | ||||
TICKER: JSE SECURITY ID: S4254A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2009 | Management | For | For |
2 | Re-elect Bobby Johnston as Director | Management | For | For |
3 | Re-elect David Lawrence as Director | Management | For | For |
4 | Re-elect Sam Nematswerani as Director | Management | For | For |
5 | Re-elect Zitulele Combi as Director | Management | For | For |
6 | Elect Nonkululeko Nyembezi-Heita | Management | For | For |
7 | Reappoint KPMG Inc as Auditors of the Company and Vanessa Yuill as the Designated Auditor | Management | For | For |
8 | Approve Final Dividend | Management | For | For |
9 | Approve Long Term Incentive Scheme | Management | For | For |
10 | Authorise Repurchase of Shares for the Purpose of Giving Effect to the Long Term Incentive Scheme | Management | For | For |
11 | Authorise Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Approve Remuneration Policy | Management | For | For |
13 | Approve 9 Percent Increase in Annual Retainer of Non-executive Directors | Management | For | For |
14 | Approve 9 Percent Increase in Meeting Fee of Non-executive Directors | Management | For | For |
15.1 | Approve 20 Percent Increase in Meeting Fee of Audit Committee Members | Management | For | For |
15.2 | Approve 20 Percent Increase in Annual Retainer of the Audit Committee Chairman | Management | For | For |
KEYCORP MEETING DATE: MAY 20, 2010 | ||||
TICKER: KEY SECURITY ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Bares | Management | For | Withhold |
1.2 | Elect Director Joseph A. Carrabba | Management | For | Withhold |
1.3 | Elect Director Carol A. Cartwright | Management | For | Withhold |
1.4 | Elect Director Alexander M. Cutler | Management | For | Withhold |
1.5 | Elect Director Elizabeth R. Gile | Management | For | Withhold |
1.6 | Elect Director Ruth Ann M. Gillis | Management | For | Withhold |
1.7 | Elect Director Kristen L. Manos | Management | For | Withhold |
1.8 | Elect Director Eduardo R. Menasce | Management | For | Withhold |
1.9 | Elect Director Henry L. Meyer III | Management | For | Withhold |
1.10 | Elect Director Edward W. Stack | Management | For | Withhold |
1.11 | Elect Director Thomas C. Stevens | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Voting Rights of Series B Preferred Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | Against |
LANDMARK BANCORP, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: LARK SECURITY ID: 51504L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick L. Alexander | Management | For | For |
1.2 | Elect Director Jim W. Lewis | Management | For | For |
1.3 | Elect Director Jerry R. Pettle | Management | For | For |
1.4 | Elect Director Larry L. Schugart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LEGG MASON, INC. MEETING DATE: JUL 28, 2009 | ||||
TICKER: LM SECURITY ID: 524901105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Angelica | Management | For | For |
1.2 | Elect Director Barry W. Huff | Management | For | For |
1.3 | Elect Director John E. Koerner, III | Management | For | For |
1.4 | Elect Director Cheryl Gordon Krongard | Management | For | For |
1.5 | Elect Director Scott C. Nuttall | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Compensation- Make Changes to the Executive Incentive Compensation Plan (EICP) as Applied to Senior Executives | Shareholder | Against | Against |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
MCGRAW-HILL COMPANIES, INC., THE MEETING DATE: APR 28, 2010 | ||||
TICKER: MHP SECURITY ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pedro Aspe | Management | For | For |
1.2 | Elect Director Robert P. McGraw | Management | For | For |
1.3 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Reduce Supermajority Vote Requirement Related to the Classified Board | Management | For | For |
4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
5 | Reduce Supermajority Vote Requirement Regarding the Sale, Lease, Exchange of the Company's Assets | Management | For | For |
6 | Reduce Supermajority Vote Requirement Regarding the Plan for Exchanging Shares | Management | For | For |
7 | Reduce Supermajority Vote Requirement Regarding Authorization of Dissolution | Management | For | For |
8 | Rescind Fair Price Provision | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
MERIDIAN INTERSTATE BANCORP, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: EBSB SECURITY ID: 58964Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anna R. DiMaria | Management | For | For |
1.2 | Elect Director Richard F. Fernandez | Management | For | For |
1.3 | Elect Director Domenic A. Gamberdella | Management | For | For |
1.4 | Elect Director Thomas J. Gunning | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MF GLOBAL HOLDINGS LTD MEETING DATE: AUG 13, 2009 | ||||
TICKER: MF SECURITY ID: G60642108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Alison J. Carnwath as Director | Management | For | Against |
1.2 | Elect Bernard W. Dan as Director | Management | For | Against |
1.3 | Elect Eileen S. Fusco as Director | Management | For | Against |
1.4 | Elect Martin J. Glynn as Director | Management | For | Against |
1.5 | Elect Edward L. Goldberg as Director | Management | For | Against |
1.6 | Elect David I. Schamis as Director | Management | For | Against |
1.7 | Elect Lawrence M. Schloss as Director | Management | For | Against |
1.8 | Elect Robert S. Sloan as Director | Management | For | Against |
2 | Approve Share Option Exchange Program | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MIDWEST ONE FINANCIAL GROUP, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: MOFG SECURITY ID: 598511103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin W. Monson | Management | For | For |
1.2 | Elect Director John P. Pothoven | Management | For | For |
1.3 | Elect Director W. Richard Summerwill | Management | For | For |
1.4 | Elect Director James G. Wake | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MITSUBISHI ESTATE CO. LTD. MEETING DATE: JUN 29, 2010 | ||||
TICKER: 8802 SECURITY ID: J43916113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
2.1 | Elect Director Keiji Kimura | Management | For | For |
2.2 | Elect Director Nobuyuki Iizuka | Management | For | For |
2.3 | Elect Director Toshio Nagashima | Management | For | For |
2.4 | Elect Director Hiroshi Danno | Management | For | For |
2.5 | Elect Director Masaaki Kouno | Management | For | For |
2.6 | Elect Director Hiroyoshi Itou | Management | For | For |
2.7 | Elect Director Yutaka Yanagisawa | Management | For | For |
2.8 | Elect Director Hirotaka Sugiyama | Management | For | For |
2.9 | Elect Director Masamichi Ono | Management | For | For |
2.10 | Elect Director Isao Matsuhashi | Management | For | For |
2.11 | Elect Director Fumikatsu Tokiwa | Management | For | For |
2.12 | Elect Director Yasumasa Gomi | Management | For | For |
2.13 | Elect Director Shuu Tomioka | Management | For | For |
3 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
MIZUHO FINANCIAL GROUP INC. MEETING DATE: JUN 22, 2010 | ||||
TICKER: 8411 SECURITY ID: J4599L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 8 for Ordinary Shares | Management | For | For |
2.1 | Elect Director Takashi Tsukamoto | Management | For | For |
2.2 | Elect Director Setsu Onishi | Management | For | For |
2.3 | Elect Director Takeo Nakano | Management | For | For |
3.1 | Appoint Statutory Auditor Shuzo Haimoto | Management | For | For |
3.2 | Appoint Statutory Auditor Masahiro Seki | Management | For | For |
4 | Amend Articles to Ban Lending for Underpriced MBOs | Shareholder | Against | Against |
5 | Amend Articles to Require Disclosure of Individual Director and Statutory Auditor Compensation | Shareholder | Against | Against |
MONEYGRAM INTERNATIONAL, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: MGI SECURITY ID: 60935Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Coley Clark | Management | For | For |
2 | Elect Director Victor W. Dahir | Management | For | For |
3 | Elect Director Thomas M. Hagerty | Management | For | For |
4 | Elect Director Scott L. Jaeckel | Management | For | Against |
5 | Elect Director Seth W. Lawry | Management | For | Against |
6 | Elect Director Ann Mather | Management | For | For |
7 | Elect Director Pamela H. Patsley | Management | For | For |
8 | Elect Director Ganesh B. Rao | Management | For | For |
9 | Elect Director W. Bruce Turner | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
MONROE BANCORP MEETING DATE: APR 29, 2010 | ||||
TICKER: MROE SECURITY ID: 610313108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joyce Claflin Harrell | Management | For | For |
1.2 | Elect Director Charles R. Royal, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MOODY'S CORPORATION MEETING DATE: APR 20, 2010 | ||||
TICKER: MCO SECURITY ID: 615369105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Basil L. Anderson | Management | For | For |
2 | Elect Director Darrell Duffie, Ph.d. | Management | For | For |
3 | Elect Director Raymond W. McDaniel, Jr | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
MORGAN STANLEY MEETING DATE: MAY 18, 2010 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roy J. Bostock | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Howard J. Davies | Management | For | For |
4 | Elect Director James P. Gorman | Management | For | For |
5 | Elect Director James H. Hance, Jr. | Management | For | For |
6 | Elect Director Nobuyuki Hirano | Management | For | For |
7 | Elect Director C. Robert Kidder | Management | For | For |
8 | Elect Director John J. Mack | Management | For | For |
9 | Elect Director Donald T. Nicolaisen | Management | For | For |
10 | Elect Director Charles H. Noski | Management | For | For |
11 | Elect Director Hutham S. Olayan | Management | For | For |
12 | Elect Director O. Griffith Sexton | Management | For | For |
13 | Elect Director Laura D. Tyson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
19 | Require Independent Board Chairman | Shareholder | Against | Against |
20 | Report on Pay Disparity | Shareholder | Against | Against |
21 | Claw-back of Payments under Restatements | Shareholder | Against | For |
NARA BANCORP, INC. MEETING DATE: JUN 29, 2010 | ||||
TICKER: NARA SECURITY ID: 63080P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven D. Broidy | Management | For | For |
1.2 | Elect Director Louis M. Cosso | Management | For | For |
1.3 | Elect Director Alvin D. Kang | Management | For | For |
1.4 | Elect Director Chong-Moon Lee | Management | For | For |
1.5 | Elect Director Jesun Paik | Management | For | For |
1.6 | Elect Director Hyon Man Park | Management | For | For |
1.7 | Elect Director Ki Suh Park | Management | For | For |
1.8 | Elect Director Scott Yoon-suk Whang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
NATIONAL BANK OF GREECE SA MEETING DATE: FEB 18, 2010 | ||||
TICKER: ETE SECURITY ID: X56533114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Convertible Debt Issuance | Management | For | Did Not Vote |
OCEAN SHORE HOLDING CO. MEETING DATE: JUN 30, 2010 | ||||
TICKER: OSHC SECURITY ID: 67501R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sylva A. Bertini | Management | For | For |
1.2 | Elect Director Frederick G. Dalzell | Management | For | For |
1.3 | Elect Director Steven E. Brady | Management | For | For |
1.4 | Elect Director Christopher J. Ford | Management | For | For |
1.5 | Elect Director Robert A. Previti | Management | For | For |
1.6 | Elect Director Samuel R. Young | Management | For | For |
1.7 | Elect Director John L. Van Duyne, Jr. | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ORIENTAL FINANCIAL GROUP INC. MEETING DATE: APR 30, 2010 | ||||
TICKER: OFG SECURITY ID: 68618W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jose J. Gil de Lamadrid | Management | For | For |
1.2 | Elect Director Jose Rafael Fernandez | Management | For | For |
1.3 | Elect Director Maricarmen Aponte | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Preferred and Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ORIENTAL FINANCIAL GROUP INC. MEETING DATE: JUN 30, 2010 | ||||
TICKER: OFG SECURITY ID: 68618W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion of Securities | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PNC FINANCIAL SERVICES GROUP, INC., THE MEETING DATE: APR 27, 2010 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard O. Berndt | Management | For | For |
2 | Elect Director Charles E. Bunch | Management | For | For |
3 | Elect Director Paul W. Chellgren | Management | For | For |
4 | Elect Director Robert N. Clay | Management | For | For |
5 | Elect Director Kay Coles James | Management | For | For |
6 | Elect Director Richard B. Kelson | Management | For | For |
7 | Elect Director Bruce C. Lindsay | Management | For | For |
8 | Elect Director Anthony A. Massaro | Management | For | For |
9 | Elect Director Jane G. Pepper | Management | For | For |
10 | Elect Director James E. Rohr | Management | For | For |
11 | Elect Director Donald J. Shepard | Management | For | For |
12 | Elect Director Lorene K. Steffes | Management | For | For |
13 | Elect Director Dennis F. Strigl | Management | For | For |
14 | Elect Director Stephen G. Thieke | Management | For | For |
15 | Elect Director Thomas J. Usher | Management | For | For |
16 | Elect Director George H. Walls, Jr. | Management | For | For |
17 | Elect Director Helge H. Wehmeier | Management | For | For |
18 | Ratify Auditors | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
21 | TARP Related Compensation | Shareholder | Against | Against |
PROMISE CO LTD. MEETING DATE: JUN 22, 2010 | ||||
TICKER: 8574 SECURITY ID: J64083108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
2 | Approve Mergers by Absorption | Management | For | For |
3.1 | Elect Director Ken Kubo | Management | For | For |
3.2 | Elect Director Teruaki Watanabe | Management | For | For |
3.3 | Elect Director Yoshiyuki Tateishi | Management | For | For |
3.4 | Elect Director Tomohiko Tashiro | Management | For | For |
3.5 | Elect Director Masahiko Iwanami | Management | For | For |
4.1 | Appoint Statutory Auditor Takanori Yasunaga | Management | For | For |
4.2 | Appoint Statutory Auditor Hiromichi Ezawa | Management | For | For |
5 | Appoint Alternate Statutory Auditor Sumie Komiyama | Management | For | For |
REGIONS FINANCIAL CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
2 | Elect Director George W. Bryan | Management | For | For |
3 | Elect Director David J. Cooper, Sr. | Management | For | For |
4 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
5 | Elect Director Don DeFosset | Management | For | For |
6 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
7 | Elect Director Charles D. McCrary | Management | For | For |
8 | Elect Director James R. Malone | Management | For | For |
9 | Elect Director Susan W. Matlock | Management | For | For |
10 | Elect Director John E. Maupin, Jr. | Management | For | For |
11 | Elect Director John R. Roberts | Management | For | For |
12 | Elect Director Lee J. Styslinger III | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Increase Authorized Common Stock | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
SALISBURY BANCORP, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: SAL SECURITY ID: 795226109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis E. Allyn, II | Management | For | For |
1.2 | Elect Director Robert S. Drucker | Management | For | For |
1.3 | Elect Director Michael A Varet | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Other Business | Management | For | Against |
SMITHTOWN BANCORP, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: SMTB SECURITY ID: 832449102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick A. Given | Management | For | For |
1.2 | Elect Director Robert W. Scherdel | Management | For | For |
1.3 | Elect Director Hyukmon Kwon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | For | For |
SOUTHWEST BANCORP, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: OKSB SECURITY ID: 844767103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Berry II | Management | For | For |
1.2 | Elect Director Tom D. Berry | Management | For | For |
1.3 | Elect Director Joe Berry Cannon | Management | For | For |
1.4 | Elect Director John Cohlmia | Management | For | For |
1.5 | Elect Director Rick Green | Management | For | For |
1.6 | Elect Director David P. Lambert | Management | For | For |
1.7 | Elect Director Linford R. Pitts | Management | For | For |
1.8 | Elect Director Robert B. Rodgers | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
STATE STREET CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: STT SECURITY ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director K. Burnes | Management | For | For |
2 | Elect Director P. Coym | Management | For | For |
3 | Elect Director P. De Saint-Aignan | Management | For | For |
4 | Elect Director A. Fawcett | Management | For | Against |
5 | Elect Director D. Gruber | Management | For | For |
6 | Elect Director L. Hill | Management | For | Against |
7 | Elect Director J. Hooley | Management | For | For |
8 | Elect Director R. Kaplan | Management | For | Against |
9 | Elect Director C. LaMantia | Management | For | For |
10 | Elect Director R. Logue | Management | For | For |
11 | Elect Director R. Sergel | Management | For | Against |
12 | Elect Director R. Skates | Management | For | For |
13 | Elect Director G. Summe | Management | For | For |
14 | Elect Director R. Weissman | Management | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
18 | Report on Pay Disparity | Shareholder | Against | Against |
STERLING BANCSHARES, INC. MEETING DATE: APR 26, 2010 | ||||
TICKER: SBIB SECURITY ID: 858907108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward R. Bardgett | Management | For | For |
1.2 | Elect Director Bernard A. Harris, Jr., MD | Management | For | For |
1.3 | Elect Director Glenn H. Johnson | Management | For | For |
1.4 | Elect Director R. Bruce LaBoon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
SUMITOMO MITSUI FINANCIAL GROUP INC. MEETING DATE: JUN 29, 2010 | ||||
TICKER: 8316 SECURITY ID: J7771X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 55 for Ordinary Shares | Management | For | For |
2 | Amend Articles to Increase Authorized Capital - Remove Provisions on Class 4 Preferred Shares to Reflect Cancellation | Management | For | For |
3.1 | Elect Director Teisuke Kitayama | Management | For | For |
3.2 | Elect Director Wataru Ohara | Management | For | For |
3.3 | Elect Director Hideo Shimada | Management | For | For |
3.4 | Elect Director Junsuke Fujii | Management | For | For |
3.5 | Elect Director Koichi Miyata | Management | For | For |
3.6 | Elect Director Yoshinori Yokoyama | Management | For | For |
4 | Approve Retirement Bonus Payment for Director | Management | For | Abstain |
5 | Approve Special Payments in Connection with Abolition of Retirement Bonus System and Approve Deep Discount Stock Option Plan | Management | For | Against |
SUNTRUST BANKS, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: STI SECURITY ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Beall, II | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Jeffrey C. Crowe | Management | For | For |
4 | Elect Director Patricia C. Frist | Management | For | For |
5 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
6 | Elect Director David H. Hughes | Management | For | For |
7 | Elect Director M. Douglas Ivester | Management | For | For |
8 | Elect Director J. Hicks Lanier | Management | For | For |
9 | Elect Director William A. Linnenbringer | Management | For | For |
10 | Elect Director G. Gilmer Minor, III | Management | For | For |
11 | Elect Director Larry L. Prince | Management | For | For |
12 | Elect Director Frank S. Royal, M.D. | Management | For | For |
13 | Elect Director Thomas R. Watjen | Management | For | For |
14 | Elect Director James M. Wells, III | Management | For | For |
15 | Elect Director Karen Hastie Williams | Management | For | For |
16 | Elect Director Phail Wynn, Jr. | Management | For | For |
17 | Amend Management Incentive Bonus Plan | Management | For | For |
18 | Ratify Auditors | Management | For | For |
19 | Advisory Vote on Executive Compensation | Management | For | For |
20 | Prepare Sustainability Report | Shareholder | Against | Abstain |
SVB FINANCIAL GROUP MEETING DATE: APR 22, 2010 | ||||
TICKER: SIVB SECURITY ID: 78486Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric A. Benhamou | Management | For | For |
1.2 | Elect Director David M. Clapper | Management | For | For |
1.3 | Elect Director Roger F. Dunbar | Management | For | For |
1.4 | Elect Director Joel P. Friedman | Management | For | For |
1.5 | Elect Director G. Felda Hardymon | Management | For | For |
1.6 | Elect Director Alex W. "Pete" Hart | Management | For | For |
1.7 | Elect Director C. Richard Kramlich | Management | For | For |
1.8 | Elect Director Lata Krishnan | Management | For | For |
1.9 | Elect Director Kate Mitchell | Management | For | For |
1.10 | Elect Director Michaela K. Rodeno | Management | For | For |
1.11 | Elect Director Ken P. Wilcox | Management | For | For |
1.12 | Elect Director Kyung H. Yoon | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TD AMERITRADE HOLDING CORP. MEETING DATE: FEB 25, 2010 | ||||
TICKER: AMTD SECURITY ID: 87236Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marshall A. Cohen | Management | For | For |
1.2 | Elect Director William H. Hatanaka | Management | For | For |
1.3 | Elect Director J. Peter Ricketts | Management | For | For |
1.4 | Elect Director Allan R. Tessler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
U.S. BANCORP MEETING DATE: APR 20, 2010 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
2 | Elect Director Y. Marc Belton | Management | For | For |
3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Richard K. Davis | Management | For | For |
6 | Elect Director Joel W. Johnson | Management | For | For |
7 | Elect Director Olivia F. Kirtley | Management | For | For |
8 | Elect Director Jerry W. Levin | Management | For | For |
9 | Elect Director David B. O'Maley | Management | For | For |
10 | Elect Director O'dell M. Owens, M.D., M.P.H. | Management | For | For |
11 | Elect Director Richard G. Reiten | Management | For | For |
12 | Elect Director Craig D. Schnuck | Management | For | For |
13 | Elect Director Patrick T. Stokes | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UMPQUA HOLDINGS CORPORATION MEETING DATE: APR 20, 2010 | ||||
TICKER: UMPQ SECURITY ID: 904214103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond P. Davis | Management | For | For |
1.2 | Elect Director David B. Frohnmayer | Management | For | For |
1.3 | Elect Director William A. Lansing | Management | For | For |
1.4 | Elect Director Hilliard C. Terry, III | Management | For | For |
1.5 | Elect Director Peggy Y. Fowler | Management | For | For |
1.6 | Elect Director Stephen M. Gambee | Management | For | For |
1.7 | Elect Director Luis F. Machuca | Management | For | For |
1.8 | Elect Director Bryan L. Timm | Management | For | For |
1.9 | Elect Director Allyn C. Ford | Management | For | For |
1.10 | Elect Director Jose R. Hermocillo | Management | For | For |
1.11 | Elect Director Diane D. Miller | Management | For | For |
1.12 | Elect Director Frank R.J. Whittaker | Management | For | For |
2 | Increase Authorized Preferred and Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
UNITED SECURITY BANCSHARES (CA) MEETING DATE: MAY 19, 2010 | ||||
TICKER: UBFO SECURITY ID: 911460103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Bitter | Management | For | For |
1.2 | Elect Director Stanley J. Cavalla | Management | For | For |
1.3 | Elect Director Tom Ellithorpe | Management | For | For |
1.4 | Elect Director R. Todd Henry | Management | For | For |
1.5 | Elect Director Robert M. Mochizuki | Management | For | For |
1.6 | Elect Director Ronnie D. Miller | Management | For | For |
1.7 | Elect Director Walter Reinhard | Management | For | For |
1.8 | Elect Director John Terzian | Management | For | For |
1.9 | Elect Director Dennis R. Woods | Management | For | For |
1.10 | Elect Director Michael T. Woolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VALIDUS HOLDINGS LTD MEETING DATE: SEP 4, 2009 | ||||
TICKER: VR SECURITY ID: G9319H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance Shares in Connection with Amalgamation Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
VALLEY NATIONAL BANCORP MEETING DATE: APR 14, 2010 | ||||
TICKER: VLY SECURITY ID: 919794107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew B. Abramson | Management | For | For |
1.2 | Elect Director Pamela R. Bronander | Management | For | For |
1.3 | Elect Director Eric P. Edelstein | Management | For | For |
1.4 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
1.5 | Elect Director Graham O. Jones | Management | For | For |
1.6 | Elect Director Walter H. Jones, III | Management | For | For |
1.7 | Elect Director Gerald Korde | Management | For | For |
1.8 | Elect Director Michael L. LaRusso | Management | For | For |
1.9 | Elect Director Marc J. Lenner | Management | For | For |
1.10 | Elect Director Gerald H. Lipkin | Management | For | For |
1.11 | Elect Director Robinson Markel | Management | For | For |
1.12 | Elect Director Richard S. Miller | Management | For | For |
1.13 | Elect Director Barnett Rukin | Management | For | For |
1.14 | Elect Director Suresh L. Sani | Management | For | For |
1.15 | Elect Director Robert C. Soldoveri | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VISA INC. MEETING DATE: JAN 20, 2010 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Matschullat | Management | For | For |
1.2 | Elect Director Cathy E. Minehan | Management | For | For |
1.3 | Elect Director David J. Pang | Management | For | For |
1.4 | Elect Director William S. Shanahan | Management | For | For |
1.5 | Elect Director John A. Swainson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WASHINGTON FEDERAL, INC. MEETING DATE: JAN 20, 2010 | ||||
TICKER: WFSL SECURITY ID: 938824109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Derek L. Chinn | Management | For | For |
1.2 | Elect Director Thomas J. Kelley | Management | For | For |
1.3 | Elect Director Barbara L. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WELLS FARGO & COMPANY MEETING DATE: APR 27, 2010 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director John D. Baker II | Management | For | For |
2 | Election Director John S. Chen | Management | For | For |
3 | Election Director Lloyd H. Dean | Management | For | For |
4 | Election Director Susan E. Engel | Management | For | For |
5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
6 | Election Director Donald M. James | Management | For | For |
7 | Election Director Richard D. McCormick | Management | For | For |
8 | Election Director Mackey J. McDonald | Management | For | For |
9 | Election Director Cynthia H. Milligan | Management | For | For |
10 | Elect Director Nicholas G. Moore | Management | For | For |
11 | Elect Director Philip J. Quigley | Management | For | For |
12 | Elect Director Judith M. Runstad | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Elect Director Robert K. Steel | Management | For | For |
15 | Elect Director John G. Stumpf | Management | For | For |
16 | Elect Director an G. Swenson | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Increase Authorized Common Stock | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
21 | Require Independent Board Chairman | Shareholder | Against | Against |
22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
23 | Report on Political Contributions | Shareholder | Against | Abstain |
WEST BANCORPORATION, INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: WTBA SECURITY ID: 95123P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank W. Berlin | Management | For | For |
1.2 | Elect Director Thomas A. Carlstrom | Management | For | Withhold |
1.3 | Elect Director Joyce A. Chapman | Management | For | For |
1.4 | Elect Director Orville E. Crowley | Management | For | For |
1.5 | Elect Director Douglas R. Gulling | Management | For | For |
1.6 | Elect Director Kaye R. Lozier | Management | For | For |
1.7 | Elect Director David R. Milligan | Management | For | For |
1.8 | Elect Director George D. Milligan | Management | For | For |
1.9 | Elect Director David D. Nelson | Management | For | For |
1.10 | Elect Director James W. Noyce | Management | For | For |
1.11 | Elect Director Robert G. Pulver | Management | For | For |
1.12 | Elect Director Jack G. Wahlig | Management | For | For |
1.13 | Elect Director Connie Wimer | Management | For | For |
1.14 | Elect Director Brad L. Winterbottom | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WINTRUST FINANCIAL CORPORATION MEETING DATE: MAY 27, 2010 | ||||
TICKER: WTFC SECURITY ID: 97650W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter D. Crist | Management | For | For |
1.2 | Elect Director Bruce K. Crowther | Management | For | For |
1.3 | Elect Director Joseph F. Damico | Management | For | For |
1.4 | Elect Director Bert A. Getz, Jr. | Management | For | For |
1.5 | Elect Director H. Patrick Hackett, Jr | Management | For | For |
1.6 | Elect Director Scott K. Heitmann | Management | For | For |
1.7 | Elect Director Charles H. James III | Management | For | For |
1.8 | Elect Director Albin F. Moschner | Management | For | For |
1.9 | Elect Director Thomas J. Neis | Management | For | For |
1.10 | Elect Director Christopher J. Perry | Management | For | For |
1.11 | Elect Director Hollis W. Rademacher | Management | For | For |
1.12 | Elect Director Ingrid S. Stafford | Management | For | For |
1.13 | Elect Director Edward J. Wehmer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WYNN MACAU LTD. MEETING DATE: JUN 10, 2010 | ||||
TICKER: 1128 SECURITY ID: G98149100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Ian Michael Coughlan as Executive Director | Management | For | For |
2b | Reelect Marc D. Schorr as Non-Executive Director | Management | For | For |
2c | Reelect Jeffrey Kin-fung Lam as Independent Non-Executive Director | Management | For | For |
2d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
3 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
7 | Approve Refreshment of Mandate Limit Under Share Option Scheme | Management | For | For |
XINYUAN REAL ESTATE CO., LTD. MEETING DATE: DEC 30, 2009 | ||||
TICKER: XIN SECURITY ID: 98417P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Ernst & Young Hua Ming as Auditors | Management | For | For |
XL CAPITAL LTD. MEETING DATE: APR 30, 2010 | ||||
TICKER: XL SECURITY ID: G98255105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Joseph Mauriello as Director | Management | For | For |
1.2 | Elect Eugene M. McQuade as Director | Management | For | For |
1.3 | Elect Clayton S. Rose as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
XL CAPITAL LTD. MEETING DATE: APR 30, 2010 | ||||
TICKER: XL SECURITY ID: G98255105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Cayman Islands to Ireland through Scheme of Arrangement | Management | For | For |
1.2 | Adjourn Special Scheme Meeting | Management | For | For |
2 | Approve Distributable Reserves Proposal | Management | For | For |
3 | Amend Articles -- Approve Director Nomination Procedures Proposal | Management | For | For |
4 | Change Company Name to XL Group Ltd. | Management | For | For |
5 | Adjourn Extraordinary General Meeting | Management | For | For |
ZIONS BANCORPORATION MEETING DATE: MAY 28, 2010 | ||||
TICKER: ZION SECURITY ID: 989701107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roger B. Porter | Management | For | For |
2 | Elect Director L.E. Simmons | Management | For | For |
3 | Elect Director Steven C. Wheelwright | Management | For | For |
4 | Increase Authorized Preferred Stock | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
FIDELITY ADVISOR HEALTH CARE FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABBOTT LABORATORIES MEETING DATE: APR 23, 2010 | ||||
TICKER: ABT SECURITY ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R.J. Alpern | Management | For | For |
1.2 | Elect Director R.S. Austin | Management | For | For |
1.3 | Elect Director W.M. Daley | Management | For | Withhold |
1.4 | Elect Director W.J. Farrell | Management | For | Withhold |
1.5 | Elect Director H.L. Fuller | Management | For | Withhold |
1.6 | Elect Director W.A. Osborn | Management | For | Withhold |
1.7 | Elect Director D.A.L. Owen | Management | For | For |
1.8 | Elect Director R.S. Roberts | Management | For | For |
1.9 | Elect Director S.C. Scott, III | Management | For | For |
1.10 | Elect Director W.D. Smithburg | Management | For | Withhold |
1.11 | Elect Director G.F. Tilton | Management | For | For |
1.12 | Elect Director M.D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
ABIOMED, INC. MEETING DATE: AUG 12, 2009 | ||||
TICKER: ABMD SECURITY ID: 003654100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis E. Lataif | Management | For | Withhold |
1.2 | Elect Director Eric A. Rose | Management | For | Withhold |
1.3 | Elect Director Henri A. Termeer | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ACORDA THERAPEUTICS, INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: ACOR SECURITY ID: 00484M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Kelley | Management | For | For |
1.2 | Elect Director Sandra Panem | Management | For | For |
1.3 | Elect Director Wise Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AETNA INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: AET SECURITY ID: 00817Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank M. Clark | Management | For | For |
2 | Elect Director Betsy Z. Cohen | Management | For | For |
3 | Elect Director Molly J. Coye | Management | For | For |
4 | Elect Director Roger N. Farah | Management | For | For |
5 | Elect Director Barbara Hackman Franklin | Management | For | For |
6 | Elect Director Jeffrey E. Garten | Management | For | For |
7 | Elect Director Earl G. Graves | Management | For | For |
8 | Elect Director Gerald Greenwald | Management | For | For |
9 | Elect Director Ellen M. Hancock | Management | For | For |
10 | Elect Director Richard J. Harrington | Management | For | For |
11 | Elect Director Edward J. Ludwig | Management | For | For |
12 | Elect Director Joseph P. Newhouse | Management | For | For |
13 | Elect Director Ronald A. Williams | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
17 | Amend Executive Incentive Bonus Plan | Management | For | For |
18 | Provide for Cumulative Voting | Shareholder | Against | Against |
19 | Require Independent Board Chairman | Shareholder | Against | Against |
AFFYMAX, INC. MEETING DATE: MAY 24, 2010 | ||||
TICKER: AFFY SECURITY ID: 00826A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen LaPorte | Management | For | For |
1.2 | Elect Director Keith R. Leonard | Management | For | For |
1.3 | Elect Director Christi van Heek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AGA MEDICAL HOLDINGS, INC. MEETING DATE: JUN 7, 2010 | ||||
TICKER: AGAM SECURITY ID: 008368102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel A. Pelak | Management | For | For |
1.2 | Elect Director Darrell J. Tamosuinas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 2, 2010 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul N. Clark | Management | For | For |
2 | Elect Director James G. Cullen | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director Joseph A. Madri | Management | For | For |
1.5 | Elect Director Larry L. Mathis | Management | For | For |
1.6 | Elect Director R. Douglas Norby | Management | For | For |
1.7 | Elect Director Alvin S. Parven | Management | For | For |
1.8 | Elect Director Andreas Rummelt | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLERGAN, INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: AGN SECURITY ID: 018490102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael R. Gallagher | Management | For | For |
2 | Elect Director Gavin S. Herbert | Management | For | For |
3 | Elect Director Dawn Hudson | Management | For | For |
4 | Elect Director Stephen J. Ryan, MD | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
8 | Reduce Supermajority Vote Requirement Relating to Amendments to Certificate of Incorporation | Management | For | For |
9 | Amend Articles of Incorporation to Update and Simplify Provisions | Management | For | For |
ALLOS THERAPEUTICS, INC. MEETING DATE: JUN 22, 2010 | ||||
TICKER: ALTH SECURITY ID: 019777101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S.J. Hoffman | Management | For | For |
1.2 | Elect Director Paul L. Berns | Management | For | For |
1.3 | Elect Director Nishan De Silva | Management | For | For |
1.4 | Elect Director Jeffrey R. Latts | Management | For | For |
1.5 | Elect Director Jonathan S. Leff | Management | For | For |
1.6 | Elect Director Timothy P. Lynch | Management | For | For |
1.7 | Elect Director David M. Stout | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALLSCRIPTS-MISYS HEALTHCARE SOLUTIONS, INC. MEETING DATE: OCT 8, 2009 | ||||
TICKER: MDRX SECURITY ID: 01988P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kelly J. Barlow | Management | For | Withhold |
1.2 | Elect Director Sir Dominic Cadbury | Management | For | Withhold |
1.3 | Elect Director Cory A. Eaves | Management | For | Withhold |
1.4 | Elect Director Marcel L. "Gus" Gamache | Management | For | Withhold |
1.5 | Elect Director Philip D. Green | Management | For | Withhold |
1.6 | Elect Director John King | Management | For | Withhold |
1.7 | Elect Director Michael J. Kluger | Management | For | Withhold |
1.8 | Elect Director Mike Lawrie | Management | For | Withhold |
1.9 | Elect Director Glen E. Tullman | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ALNYLAM PHARMACEUTICALS, INC. MEETING DATE: JUN 2, 2010 | ||||
TICKER: ALNY SECURITY ID: 02043Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor J. Dzau | Management | For | For |
1.2 | Elect Director Kevin P. Starr | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMGEN, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dr. David Baltimore | Management | For | For |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
3 | Elect Director Francois De Carbonnel | Management | For | For |
4 | Elect Director Jerry D. Choate | Management | For | For |
5 | Elect Director Dr. Vance D. Coffman | Management | For | For |
6 | Elect Director Frederick W. Gluck | Management | For | For |
7 | Elect Director Dr. Rebecca M. Henderson | Management | For | For |
8 | Elect Director Frank C. Herringer | Management | For | For |
9 | Elect Director Dr. Gilbert S. Omenn | Management | For | For |
10 | Elect Director Judith C. Pelham | Management | For | For |
11 | Elect Director Adm. J. Paul Reason, USN (Retired) | Management | For | For |
12 | Elect Director Leonard D. Schaeffer | Management | For | For |
13 | Elect Director Kevin W. Sharer | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
16 | Stock Retention/Holding Period | Shareholder | Against | Against |
ANADYS PHARMACEUTICALS, INC. MEETING DATE: MAY 28, 2010 | ||||
TICKER: ANDS SECURITY ID: 03252Q408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stelios Papadopoulos | Management | For | For |
1.2 | Elect Director George A. Scangos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARDEA BIOSCIENCES, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: RDEA SECURITY ID: 03969P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry J. Fuchs | Management | For | For |
1.2 | Elect Director Craig A. Johnson | Management | For | For |
1.3 | Elect Director John W. Poyhonen | Management | For | For |
1.4 | Elect Director Barry D. Quart | Management | For | For |
1.5 | Elect Director Jack S. Remington | Management | For | For |
1.6 | Elect Director Kevin C. Tang | Management | For | For |
1.7 | Elect Director Felix J. Baker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARIAD PHARMACEUTICALS, INC. MEETING DATE: JUN 24, 2010 | ||||
TICKER: ARIA SECURITY ID: 04033A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Lavidas | Management | For | For |
1.2 | Elect Director M. Radaelli | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARTHROCARE CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: ARTC SECURITY ID: 043136100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christian P. Ahrens | Management | For | For |
1.2 | Elect Director Gregory A. Belinfanti | Management | For | For |
1.3 | Elect Director Barbara D. Boyan, Ph.D. | Management | For | For |
1.4 | Elect Director David F. Fitzgerald | Management | For | For |
1.5 | Elect Director James G. Foster | Management | For | For |
1.6 | Elect Director Terrence E. Geremski | Management | For | For |
1.7 | Elect Director Tord B. Lendau | Management | For | For |
1.8 | Elect Director Peter L. Wilson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BAXTER INTERNATIONAL INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: BAX SECURITY ID: 071813109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Blake E. Devitt | Management | For | For |
2 | Elect Director John D. Forsyth | Management | For | For |
3 | Elect Director Gail D. Fosler | Management | For | For |
4 | Elect Director Carole J. Shapazian | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
BIOGEN IDEC INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nancy L. Leaming | Management | For | Against |
2 | Elect Director Brian S. Posner | Management | For | Against |
3 | Elect Director Eric K. Rowinsky | Management | For | Against |
4 | Elect Director Stephen A. Sherwin | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
BIOMARIN PHARMACEUTICAL INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: BMRN SECURITY ID: 09061G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Miachael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron, Ph.D. | Management | For | For |
1.4 | Elect Director Pierre Lapalme | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis, Ph.D. | Management | For | For |
1.6 | Elect Director Alan J. Lewis, Ph.D. | Management | For | For |
1.7 | Elect Director Richard Meier | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
C. R. BARD, INC. MEETING DATE: APR 21, 2010 | ||||
TICKER: BCR SECURITY ID: 067383109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Theodore E. Martin | Management | For | For |
1.2 | Elect Director Anthony Welters | Management | For | For |
1.3 | Elect Director Tony L. White | Management | For | For |
1.4 | Elect Director David M. Barrett, Ph.D. | Management | For | For |
1.5 | Elect Director John C. Kelly | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
CADENCE PHARMACEUTICALS, INC. MEETING DATE: JUN 16, 2010 | ||||
TICKER: CADX SECURITY ID: 12738T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Berman | Management | For | For |
1.2 | Elect Director Todd W. Rich | Management | For | For |
1.3 | Elect Director Theodore R. Schroeder | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CARDIOME PHARMA CORP. MEETING DATE: MAY 26, 2010 | ||||
TICKER: COM SECURITY ID: 14159U202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert W. Rieder as Director | Management | For | For |
1.2 | Elect Jackie M. Clegg as Director | Management | For | For |
1.3 | Elect Peter W. Roberts as Director | Management | For | For |
1.4 | Elect Harold H. Shlevin as Director | Management | For | For |
1.5 | Elect Richard M. Glickman as Director | Management | For | For |
1.6 | Elect Douglas G. Janzen as Director | Management | For | For |
1.7 | Elect William L. Hunter as Director | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Incentive Stock Option Plan | Management | For | Against |
CARRIAGE SERVICES, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: CSV SECURITY ID: 143905107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vincent D. Foster | Management | For | For |
1.2 | Elect Director L. William Heiligbrodt | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CEPHALON, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: CEPH SECURITY ID: 156708109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Management | For | For |
1.2 | Elect Director William P. Egan | Management | For | For |
1.3 | Elect Director Martyn D. Greenacre | Management | For | For |
1.4 | Elect Director Vaughn M. Kailian | Management | For | For |
1.5 | Elect Director Kevin E. Moley | Management | For | For |
1.6 | Elect Director Charles A. Sanders, M.D. | Management | For | For |
1.7 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
1.8 | Elect Director Dennis L. Winger | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CERNER CORPORATION MEETING DATE: MAY 28, 2010 | ||||
TICKER: CERN SECURITY ID: 156782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald E Bisbee Jr. | Management | For | For |
1.2 | Elect Director Linda M. Dillman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
CIGNA CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: CI SECURITY ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David M. Cordani | Management | For | For |
2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
3 | Elect Director Jane E. Henney, M.D. | Management | For | For |
4 | Elect Director Donna F. Zarcone | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
COMPUTER PROGRAMS AND SYSTEMS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: CPSI SECURITY ID: 205306103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Boyd Douglas | Management | For | For |
1.2 | Elect Director Charles P. Huffman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CONCEPTUS, INC. MEETING DATE: JUN 14, 2010 | ||||
TICKER: CPTS SECURITY ID: 206016107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Sieczkarek | Management | For | For |
1.2 | Elect Director John L. Bishop | Management | For | For |
1.3 | Elect Director Thomas F. Bonadio | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
COOPER COMPANIES, INC., THE MEETING DATE: MAR 17, 2010 | ||||
TICKER: COO SECURITY ID: 216648402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Thomas Bender | Management | For | For |
1.2 | Elect Director Michael H. Kalkstein | Management | For | For |
1.3 | Elect Director Jody S. Lindell | Management | For | For |
1.4 | Elect Director Donald Press | Management | For | For |
1.5 | Elect Director Steven Rosenberg | Management | For | For |
1.6 | Elect Director Allan E. Rubenstein, M.D. | Management | For | For |
1.7 | Elect Director Robert S. Weiss | Management | For | For |
1.8 | Elect Director Stanley Zinberg, M.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
COVANCE INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: CVD SECURITY ID: 222816100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph L. Herring | Management | For | For |
1.2 | Elect Director John McCartney | Management | For | For |
1.3 | Elect Director Bradley T. Sheares , Ph.D | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
COVIDIEN PLC MEETING DATE: MAR 16, 2010 | ||||
TICKER: COV SECURITY ID: G2554F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Craig Arnold as Director | Management | For | For |
2b | Elect Robert H. Brust as Director | Management | For | For |
2c | Elect John M. Connors, Jr. as Director | Management | For | For |
2d | Elect Christopher J. Coughlin as Director | Management | For | For |
2e | Elect Timothy M. Donahue as Director | Management | For | For |
2f | Elect Kathy J. Herbert as Director | Management | For | For |
2g | Elect Randall J. Hogan, III as Director | Management | For | For |
2h | Elect Richard J. Meelia as Director | Management | For | For |
2i | Elect Dennis H. Reilley as Director | Management | For | For |
2j | Elect Tadataka Yamada as Director | Management | For | For |
2k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
4 | Authorize Share Repurchase Program | Management | For | For |
5 | Authorize Reissuance of Treasury Shares | Management | For | For |
DENDREON CORPORATION MEETING DATE: JUN 2, 2010 | ||||
TICKER: DNDN SECURITY ID: 24823Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerardo Canet | Management | For | For |
1.2 | Elect Director Bogdan Dziurzynski | Management | For | For |
1.3 | Elect Director Douglas G. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: EW SECURITY ID: 28176E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Robert A. Ingram | Management | For | For |
2 | Election Director William J. Link, Ph.d. | Management | For | For |
3 | Election Director Wesley W. Von Schack | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
6 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
EMERGENCY MEDICAL SERVICES CORPORATION MEETING DATE: MAY 18, 2010 | ||||
TICKER: EMS SECURITY ID: 29100P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven B. Epstein | Management | For | For |
1.2 | Elect Director Paul B. Iannini | Management | For | For |
1.3 | Elect Director James T. Kelly | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
EMERITUS CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: ESC SECURITY ID: 291005106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley L. Baty | Management | For | For |
1.2 | Elect Director Raymond R. Brandstrom | Management | For | For |
1.3 | Elect Director Granger Cobb | Management | For | For |
1.4 | Elect Director Richard W. Macedonia | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
EV3 INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: EVVV SECURITY ID: 26928A200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John K. Bakewell | Management | For | For |
2 | Elect Director Richard B. Emmitt | Management | For | For |
3 | Elect Director Douglas W. Kohrs | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
EXPRESS SCRIPTS, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: ESRX SECURITY ID: 302182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gary G. Benanav | Management | For | For |
2 | Elect Director Frank J. Borelli | Management | For | For |
3 | Elect Director Maura C. Breen | Management | For | For |
4 | Elect Director Nicholas J. LaHowchic | Management | For | For |
5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
6 | Elect Director Frank Mergenthaler | Management | For | For |
7 | Elect Director Woodrow A Myers, Jr., M.D. | Management | For | For |
8 | Elect Director John O. Parker, Jr. | Management | For | For |
9 | Elect Director George Paz | Management | For | For |
10 | Elect Director Samuel K. Skinner | Management | For | For |
11 | Elect Director Seymour Sternberg | Management | For | For |
12 | Elect Director Barrett A. Toan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
GENZYME CORPORATION MEETING DATE: JUN 16, 2010 | ||||
TICKER: GENZ SECURITY ID: 372917104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Douglas A. Berthiaume | Management | For | For |
1.2 | Elect Director Robert J. Bertolini | Management | For | For |
1.3 | Elect Director Gail K. Boudreaux | Management | For | For |
1.4 | Elect Director Robert J. Carpenter | Management | For | For |
1.5 | Elect Director Charles L. Cooney | Management | For | For |
1.6 | Elect Director Victor J. Dzau | Management | For | For |
1.7 | Elect Director Connie Mack, III | Management | For | For |
1.8 | Elect Director Richard F. Syron | Management | For | For |
1.9 | Elect Director Henri A. Termeer | Management | For | For |
1.10 | Elect Director Ralph V. Whitworth | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Ratify Auditors | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Steven Burakoff | Shareholder | For | Did Not Vote |
1.2 | Elect Director Alexander J. Denner | Shareholder | For | Did Not Vote |
1.3 | Elect Director Carl C. Icahn | Shareholder | For | Did Not Vote |
1.4 | Elect Director Richard Mulligan | Shareholder | For | Did Not Vote |
1.5 | Management Nominee - Douglas A. Berthiaume | Shareholder | For | Did Not Vote |
1.6 | Management Nominee - Robert J. Bertolini | Shareholder | For | Did Not Vote |
1.7 | Management Nominee - Gail K. Boudreaux | Shareholder | For | Did Not Vote |
1.8 | Management Nominee - Robert J. Carpenter | Shareholder | For | Did Not Vote |
1.9 | Management Nominee - Victor J. Dzau | Shareholder | For | Did Not Vote |
1.10 | Management Nominee - Ralph V. Whitworth | Shareholder | For | Did Not Vote |
2 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Did Not Vote |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | Against | Did Not Vote |
5 | Provide Right to Call Special Meeting | Management | For | Did Not Vote |
6 | Ratify Auditors | Management | For | Did Not Vote |
GILEAD SCIENCES, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Berg | Management | For | For |
1.2 | Elect Director John F. Cogan | Management | For | For |
1.3 | Elect Director Etienne F. Davignon | Management | For | For |
1.4 | Elect Director James M. Denny | Management | For | For |
1.5 | Elect Director Carla A. Hills | Management | For | For |
1.6 | Elect Director Kevin E. Lofton | Management | For | For |
1.7 | Elect Director John W. Madigan | Management | For | For |
1.8 | Elect Director John C. Martin | Management | For | For |
1.9 | Elect Director Gordon E. Moore | Management | For | For |
1.10 | Elect Director Nicholas G. Moore | Management | For | For |
1.11 | Elect Director Richard J. Whitley | Management | For | For |
1.12 | Elect Director Gayle E. Wilson | Management | For | For |
1.13 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
HANGER ORTHOPEDIC GROUP, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: HGR SECURITY ID: 41043F208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas P. Cooper | Management | For | For |
1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
1.3 | Elect Director Eric A. Green | Management | For | For |
1.4 | Elect Director Stephen E. Hare | Management | For | For |
1.5 | Elect Director Isaac Kaufman | Management | For | For |
1.6 | Elect Director Thomas F. Kirk | Management | For | For |
1.7 | Elect Director Peter J. Neff | Management | For | For |
1.8 | Elect Director Bennett Rosenthal | Management | For | Withhold |
1.9 | Elect Director Ivan R. Sabel, CPO | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
HEALTH GRADES, INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: HGRD SECURITY ID: 42218Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kerry R. Hicks | Management | For | For |
1.2 | Elect Director Leslie S. Matthews | Management | For | For |
1.3 | Elect Director John J. Quattrone | Management | For | For |
1.4 | Elect Director Mary Boland | Management | For | For |
1.5 | Elect Director Mats Wahlstrom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HEALTH NET, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: HNT SECURITY ID: 42222G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Anne Citrino | Management | For | For |
2 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
3 | Elect Director Vicki B. Escarra | Management | For | For |
4 | Elect Director Thomas T. Farley | Management | For | For |
5 | Elect Director Gale S. Fitzgerald | Management | For | For |
6 | Elect Director Patrick Foley | Management | For | For |
7 | Elect Director Jay M. Gellert | Management | For | For |
8 | Elect Director Roger F. Greaves | Management | For | For |
9 | Elect Director Bruce G. Willison | Management | For | For |
10 | Elect Director Frederick C. Yeager | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
HEARTWARE INTERNATIONAL, INC. MEETING DATE: JUL 30, 2009 | ||||
TICKER: HTWR SECURITY ID: AU000000HIN4 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christine Bennett | Management | For | For |
1.2 | Elect Director Denis Wade | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Stock Grant to Douglas Godshall | Management | For | For |
4 | Approve Stock Grant to C. Raymond Larkin, Jr. | Management | For | For |
5 | Broadridge Note: Please vote FOR if you acknowledge that Douglas Godshall may exercise your proxy even if he holds interest in outcome of Proposal 3 & 4 or vote AGAINST if you have not directed your proxy to vote, Douglas Godshall will not cast your vote | Management | None | None |
HEARTWARE INTERNATIONAL, INC. MEETING DATE: OCT 27, 2009 | ||||
TICKER: HTWR SECURITY ID: 422368100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
HEARTWARE INTERNATIONAL, INC. MEETING DATE: OCT 27, 2009 | ||||
TICKER: HTWR SECURITY ID: AU000000HIN4 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
HEARTWARE INTERNATIONAL, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: HTWR SECURITY ID: 422368100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas Godshall | Management | For | For |
1.2 | Elect Director Seth Harrison | Management | For | For |
1.3 | Elect Director Robert Stockman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Stock Award to Executive Douglas Godshall | Management | For | For |
4 | Approve Stock Grant to Robert Thomas | Management | For | For |
5 | Approve Stock Grant to Seth Harrison | Management | For | For |
6 | Approve Stock Grant to Timothy Barberich | Management | For | For |
7 | Approve Stock Grant to Christine Bennett | Management | For | For |
8 | Approve Stock Grant to Charles Raymond Larkin, Jr. | Management | For | For |
9 | Approve Stock Grant to Robert Stockman | Management | For | For |
10 | Approve Stock Grant to Denis Wade | Management | For | For |
11 | Increase Maximum Aggregate Directors' Fees | Management | For | For |
12 | Broadridge Note: Please vote FOR if you acknowledge that Douglas Godshall may exercise your proxy even if he holds interest in outcome of Proposal 3-11 or vote AGAINST if you have not directed your proxy to vote, Douglas Godshall will not cast your vote | Management | None | Against |
HEARTWARE INTERNATIONAL, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: HTWR SECURITY ID: U4229L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas Godshall | Management | For | For |
1.2 | Elect Director Seth Harrison | Management | For | For |
1.3 | Elect Director Robert Stockman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Stock Award to Executive Douglas Godshall | Management | For | For |
4 | Approve Stock Grant to Robert Thomas | Management | For | For |
5 | Approve Stock Grant to Seth Harrison | Management | For | For |
6 | Approve Stock Grant to Timothy Barberich | Management | For | For |
7 | Approve Stock Grant to Christine Bennett | Management | For | For |
8 | Approve Stock Grant to Charles Raymond Larkin, Jr. | Management | For | For |
9 | Approve Stock Grant to Robert Stockman | Management | For | For |
10 | Approve Stock Grant to Denis Wade | Management | For | For |
11 | Increase Maximum Aggregate Directors' Fees | Management | For | For |
12 | Broadridge Note: Please vote FOR if you acknowledge that Douglas Godshall may exercise your proxy even if he holds interest in outcome of Proposal 3-11 or vote AGAINST if you have not directed your proxy to vote, Douglas Godshall will not cast your vote | Management | None | Against |
HENRY SCHEIN, INC. MEETING DATE: MAY 10, 2010 | ||||
TICKER: HSIC SECURITY ID: 806407102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley M Bergman | Management | For | For |
1.2 | Elect Director Gerald A Benjamin | Management | For | For |
1.3 | Elect Director James P Breslawski | Management | For | For |
1.4 | Elect Director Mark E Mlotek | Management | For | For |
1.5 | Elect Director Steven Paladino | Management | For | For |
1.6 | Elect Director Barry J Alperin | Management | For | For |
1.7 | Elect Director Paul Brons | Management | For | For |
1.8 | Elect Director Donald J Kabat | Management | For | For |
1.9 | Elect Director Philip A Laskawy | Management | For | For |
1.10 | Elect Director Karyn Mashima | Management | For | For |
1.11 | Elect Director Norman S Matthews | Management | For | For |
1.12 | Elect Director Bradley T Sheares, PhD | Management | For | For |
1.13 | Elect Director Louis W Sullivan, MD | Management | For | For |
2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HIKMA PHARMACEUTICALS PLC MEETING DATE: MAY 13, 2010 | ||||
TICKER: HIK SECURITY ID: G4576K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Dr Ronald Goode as Director | Management | For | For |
4 | Reappoint Deloitte LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
9 | Authorise Market Purchase | Management | For | For |
10 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
11 | Adopt New Articles of Association | Management | For | For |
12 | Amend Management Incentive Plan | Management | For | For |
13 | Approve Waiver on Tender-Bid Requirement Relating to the Buy Back of Shares | Management | For | For |
14 | Approve Waiver on Tender-Bid Requirement Relating to the Granting of LTIPs and MIPs to the Concert Party | Management | For | For |
HUMAN GENOME SCIENCES, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: HGSI SECURITY ID: 444903108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Danzig | Management | For | For |
1.2 | Elect Director Jurgen Drews | Management | For | For |
1.3 | Elect Director Maxine Gowen | Management | For | For |
1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
1.6 | Elect Director John L. LaMattina | Management | For | For |
1.7 | Elect Director Augustine Lawlor | Management | For | For |
1.8 | Elect Director H. Thomas Watkins | Management | For | For |
1.9 | Elect Director Robert C. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ILLUMINA, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: ILMN SECURITY ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul C. Grint, M.D. | Management | For | For |
1.2 | Elect Director David R. Walt, Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
IMMUNOGEN, INC. MEETING DATE: NOV 11, 2009 | ||||
TICKER: IMGN SECURITY ID: 45253H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2.1 | Elect Director Mitchel Sayare, Ph.d. | Management | For | For |
2.2 | Elect Director David W. Carter | Management | For | For |
2.3 | Elect Director Mark Skaletsky | Management | For | For |
2.4 | Elect Director J.j. Villafranca | Management | For | For |
2.5 | Elect Director Nicole Onetto | Management | For | For |
2.6 | Elect Director Stephen C. Mccluski | Management | For | For |
2.7 | Elect Director Richard J. Wallace | Management | For | For |
2.8 | Elect Director Daniel M. Junius | Management | For | For |
2.9 | Elect Director Howard H. Pien | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
INCYTE CORPORATION MEETING DATE: MAY 18, 2010 | ||||
TICKER: INCY SECURITY ID: 45337C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard U. De Schutter | Management | For | For |
1.2 | Elect Director Barry M. Ariko | Management | For | For |
1.3 | Elect Director Julian C. Baker | Management | For | For |
1.4 | Elect Director Paul A. Brooke | Management | For | For |
1.5 | Elect Director Paul A. Friedman | Management | For | For |
1.6 | Elect Director John F. Niblack | Management | For | Withhold |
1.7 | Elect Director Roy A. Whitfield | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
KERYX BIOPHARMACEUTICALS, INC. MEETING DATE: JUN 15, 2010 | ||||
TICKER: KERX SECURITY ID: 492515101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ron Bentsur | Management | For | For |
1.2 | Elect Director Kevin J. Cameron | Management | For | For |
1.3 | Elect Director Wyche Fowler, Jr. | Management | For | For |
1.4 | Elect Director Jack Kaye | Management | For | For |
1.5 | Elect Director Michael P. Tarnok | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KING PHARMACEUTICALS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: KG SECURITY ID: 495582108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin S. Crutchfield | Management | For | For |
1.2 | Elect Director E.W. Deavenport Jr. | Management | For | For |
1.3 | Elect Director Elizabeth M. Greetham | Management | For | For |
1.4 | Elect Director Philip A. Incarnati | Management | For | For |
1.5 | Elect Director Gregory D. Jordan | Management | For | For |
1.6 | Elect Director Brian A. Markison | Management | For | For |
1.7 | Elect Director R. Charles Moyer | Management | For | For |
1.8 | Elect Director D. Greg Rooker | Management | For | For |
1.9 | Elect Director Derace L. Schaffer | Management | For | For |
1.10 | Elect Director Ted G. Wood | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
LCA-VISION INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: LCAV SECURITY ID: 501803308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Bahl | Management | For | For |
1.2 | Elect Director John H. Gutfreund | Management | For | For |
1.3 | Elect Director John C. Hassan | Management | For | For |
1.4 | Elect Director Edgar F. Heizer III | Management | For | For |
1.5 | Elect Director E. Anthony Woods | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
LHC GROUP, INC. MEETING DATE: JUN 24, 2010 | ||||
TICKER: LHCG SECURITY ID: 50187A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Indest | Management | For | For |
1.2 | Elect Director Ronald T. Nixon | Management | For | For |
1.3 | Elect Director W.J. ?Billy? Tauzin | Management | For | For |
1.4 | Elect Director Kenneth E. Thorpe | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LIFE TECHNOLOGIES CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: LIFE SECURITY ID: 53217V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George F. Adam, Jr. | Management | For | For |
1.2 | Elect Director Raymond V. Dittamore | Management | For | For |
1.3 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
1.4 | Elect Director Bradley G. Lorimier | Management | For | For |
1.5 | Elect Director David C. U'Prichard, Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
MEDCO HEALTH SOLUTIONS, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: MHS SECURITY ID: 58405U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
2 | Elect Director John L. Cassis | Management | For | For |
3 | Elect Director Michael Goldstein | Management | For | For |
4 | Elect Director Charles M. Lillis | Management | For | For |
5 | Elect Director Myrtle S. Potter | Management | For | For |
6 | Elect Director William L. Roper | Management | For | For |
7 | Elect Director David B. Snow, Jr. | Management | For | For |
8 | Elect Director David D. Stevens | Management | For | For |
9 | Elect Director Blenda J. Wilson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Provide Right to Call Special Meeting | Management | For | For |
MERCK & CO., INC. MEETING DATE: AUG 7, 2009 | ||||
TICKER: MRK SECURITY ID: 589331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
MERCK & CO., INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: MRK SECURITY ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Richard T. Clark | Management | For | For |
4 | Elect Director Thomas H. Glocer | Management | For | For |
5 | Elect Director Steven F. Goldstone | Management | For | For |
6 | Elect Director William B. Harrison, Jr. | Management | For | For |
7 | Elect Director Harry R. Jacobson | Management | For | For |
8 | Elect Director William N. Kelley | Management | For | For |
9 | Elect Director C. Robert Kidder | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | For |
11 | Elect Director Carlos E. Represas | Management | For | For |
12 | Elect Director Patricia F. Russo | Management | For | For |
13 | Elect Director Thomas E. Shenk | Management | For | For |
14 | Elect Director Anne M. Tatlock | Management | For | For |
15 | Elect Director Craig B. Thompson | Management | For | For |
16 | Elect Director Wendell P. Weeks | Management | For | For |
17 | Elect Director Peter C. Wendell | Management | For | For |
18 | Ratify Auditors | Management | For | For |
19 | Approve Omnibus Stock Plan | Management | For | For |
20 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
MICROMET, INC. MEETING DATE: JUN 22, 2010 | ||||
TICKER: MITI SECURITY ID: 59509C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry C. Benjamin | Management | For | For |
1.2 | Elect Director Kapil Dhingra | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MICRUS ENDOVASCULAR CORPORATION MEETING DATE: SEP 15, 2009 | ||||
TICKER: MEND SECURITY ID: 59518V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Eagle | Management | For | For |
1.2 | Elect Director Fred Holubow | Management | For | For |
1.3 | Elect Director Gregory H. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MONSANTO CO. MEETING DATE: JAN 26, 2010 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank V. AtLee III | Management | For | For |
2 | Elect Director David L. Chicoine | Management | For | For |
3 | Elect Director Arthur H. Harper | Management | For | For |
4 | Elect Director Gwendolyn S. King | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
MYRIAD GENETICS, INC. MEETING DATE: NOV 5, 2009 | ||||
TICKER: MYGN SECURITY ID: 62855J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Henderson | Management | For | For |
1.2 | Elect Director S. Louise Phanstiel | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
NEUROCRINE BIOSCIENCES, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: NBIX SECURITY ID: 64125C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
1.2 | Elect Director Richard F. Pops | Management | For | For |
1.3 | Elect Director Stephen A. Sherwin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | Against | For |
4 | Adopt A Policy Establishing An Engagement Process With The Proponents Of Certain Stockholder Proposals | Shareholder | Against | Against |
5 | Limit Executive Compensation | Shareholder | Against | Against |
NOBEL BIOCARE HOLDING AG MEETING DATE: MAR 25, 2010 | ||||
TICKER: NOBN SECURITY ID: H5783Q130 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Remuneration Report | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of CHF 0.55 per Share | Management | For | Did Not Vote |
5 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
6.1 | Reelect Stig Eriksson as Director | Management | For | Did Not Vote |
6.2 | Reelect Antoine Firmenich as Director | Management | For | Did Not Vote |
6.3 | Reelect Edgar Fluri as Director | Management | For | Did Not Vote |
6.4 | Reelect Robert Lilja as Director | Management | For | Did Not Vote |
6.5 | Reelect Rolf Watter as Director | Management | For | Did Not Vote |
7.1 | Elect Daniela Bosshardt-Hengartner as Director | Management | For | Did Not Vote |
7.2 | Elect Raymund Breu as Director | Management | For | Did Not Vote |
7.3 | Elect Heino von Prondynski as Director | Management | For | Did Not Vote |
7.4 | Elect Oern Stuge as Director | Management | For | Did Not Vote |
8 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
NUVASIVE, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: NUVA SECURITY ID: 670704105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexis V. Lukianov | Management | For | For |
1.2 | Elect Director Jack R. Blair | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
OPTIMER PHARMACEUTICALS, INC MEETING DATE: MAY 5, 2010 | ||||
TICKER: OPTR SECURITY ID: 68401H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Auerbach | Management | For | For |
1.2 | Elect Director Joseph Y. Chang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ORTHOFIX INTERNATIONAL MEETING DATE: MAY 27, 2010 | ||||
TICKER: OFIX SECURITY ID: N6748L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect James F. Gero as Director | Management | For | For |
1.2 | Elect Jerry C. Benjamin as Director | Management | For | For |
1.3 | Elect Guy J. Jordan as Director | Management | For | For |
1.4 | Elect Thomas J. Kester as Director | Management | For | For |
1.5 | Elect Michael R. Mainelli as Director | Management | For | For |
1.6 | Elect Alan W. Milinazzo as Director | Management | For | For |
1.7 | Elect Maria Sainz as Director | Management | For | For |
1.8 | Elect Walter P. von Wartburg as Director | Management | For | For |
1.9 | Elect Kenneth R. Weisshaar as Director | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
OSMETECH PLC MEETING DATE: APR 27, 2010 | ||||
TICKER: OSMEF SECURITY ID: G6786B139 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve that the Company Becomes a Wholly and Directly Owned Subsidiary of GenMark Diagnostics, Inc | Management | For | For |
OSMETECH PLC MEETING DATE: APR 27, 2010 | ||||
TICKER: OSMEF SECURITY ID: G6786B139 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
PDL BIOPHARMA, INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: PDLI SECURITY ID: 69329Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold E. Selick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PERKINELMER, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: PKI SECURITY ID: 714046109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert F. Friel | Management | For | For |
2 | Elect Director Nicholas A. Lopardo | Management | For | For |
3 | Elect Director Alexis P. Michas | Management | For | For |
4 | Elect Director James C. Mullen | Management | For | Against |
5 | Elect Director Vicki L. Sato | Management | For | For |
6 | Elect Director Gabriel Schmergel | Management | For | Against |
7 | Elect Director Kenton J. Sicchitano | Management | For | Against |
8 | Elect Director Patrick J. Sullivan | Management | For | For |
9 | Elect Director G. Robert Tod | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
PFIZER INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis A. Ausiello | Management | For | For |
2 | Elect Director Michael S. Brown | Management | For | For |
3 | Elect Director M. Anthony Burns | Management | For | For |
4 | Elect Director Robert N. Burt | Management | For | For |
5 | Elect Director W. Don Cornwell | Management | For | For |
6 | Elect Director Frances D. Fergusson | Management | For | For |
7 | Elect Director William H. Gray III | Management | For | For |
8 | Elect Director Constance J. Horner | Management | For | For |
9 | Elect Director James M. Kilts | Management | For | For |
10 | Elect Director Jeffrey B. Kindler | Management | For | For |
11 | Elect Director George A. Lorch | Management | For | For |
12 | Elect Director John P. Mascotte | Management | For | For |
13 | Elect Director Suzanne Nora Johnson | Management | For | For |
14 | Elect Director Stephen W. Sanger | Management | For | For |
15 | Elect Director William C. Steere, Jr. | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Provide Right to Call Special Meeting | Management | For | Against |
19 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
PHASE FORWARD INCORPORATED MEETING DATE: APR 30, 2010 | ||||
TICKER: PFWD SECURITY ID: 71721R406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert K. Weiler | Management | For | For |
1.2 | Elect Director Axel Bichara | Management | For | For |
1.3 | Elect Director Paul A. Bleicher, M.D., Ph.D. | Management | For | For |
1.4 | Elect Director Richard A. D'Amore | Management | For | For |
1.5 | Elect Director Gary E. Haroian | Management | For | For |
1.6 | Elect Director Paul G. Joubert | Management | For | For |
1.7 | Elect Director Kenneth I. Kaitin, Ph.D. | Management | For | For |
1.8 | Elect Director Dennis R. Shaughnessy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PROFARMA DISTRIBUIDORA DE PRODUTOS FARMACEUTICOS SA MEETING DATE: APR 30, 2010 | ||||
TICKER: PFRM3 SECURITY ID: P7913E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
4 | Elect Directors | Management | For | For |
PRONOVA BIOPHARMA ASA MEETING DATE: MAY 7, 2010 | ||||
TICKER: PRON SECURITY ID: R7042F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
3 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
5 | Receive President's Report | Management | None | Did Not Vote |
6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
7 | Approve Remuneration of Directors | Management | For | Did Not Vote |
8 | Approve Remuneration of Auditors for 2009 | Management | For | Did Not Vote |
9a | Reelect Gert Munthe as Member and Chair to the Nominating Committee | Management | For | Did Not Vote |
9b | Reelect Alexandra Morris as Member of Nominating Committee | Management | For | Did Not Vote |
10 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
11 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
12 | Approve Creation of NOK 602,000 Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
13 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
14 | Amend Articles Re: Approve Electronic Distribution of Documents Pertaining to General Meetings | Management | For | Did Not Vote |
QIAGEN NV MEETING DATE: JUN 30, 2010 | ||||
TICKER: QIA SECURITY ID: N72482107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | Did Not Vote |
4 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
5 | Approve Financial Statements | Management | For | Did Not Vote |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
9.a | Reelect Detlev Riesner to Supervisory Board | Management | For | Did Not Vote |
9.b | Reelect Werner Brandt to Supervisory Board | Management | For | Did Not Vote |
9.c | Reelect Metin Colpan to Supervisory Board | Management | For | Did Not Vote |
9.d | Reelect Erik Hornnaess to Supervisory Board | Management | For | Did Not Vote |
9.e | Reelect Manfred Karobath to Supervisory Board | Management | For | Did Not Vote |
9.f | Reelect Heino von Prondzynski to Supervisory Board | Management | For | Did Not Vote |
10.a | Reelect Peer Schatz to Executive Board | Management | For | Did Not Vote |
10.b | Reelect Roland Sackers to Executive Board | Management | For | Did Not Vote |
10.c | Reelect Joachim Schorr to Executive Board | Management | For | Did Not Vote |
10.d | Reelect Bernd Uder to Executive Board | Management | For | Did Not Vote |
11 | Ratify Ernst and Young as Auditors | Management | For | Did Not Vote |
12 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
13 | Allow Questions | Management | None | Did Not Vote |
14 | Close Meeting | Management | None | Did Not Vote |
REHABCARE GROUP, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: RHB SECURITY ID: 759148109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Colleen Conway-Welch, Ph.D. | Management | For | For |
1.2 | Elect Director Christopher T. Hjelm | Management | For | For |
1.3 | Elect Director Anthony S. Piszel | Management | For | For |
1.4 | Elect Director Suzan L. Rayner, M.D. | Management | For | For |
1.5 | Elect Director Harry E. Rich | Management | For | For |
1.6 | Elect Director John H. Short, Ph.D. | Management | For | For |
1.7 | Elect Director Larry Warren | Management | For | For |
1.8 | Elect Director Theodore M. Wight | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
RTI BIOLOGICS, INC. MEETING DATE: APR 20, 2010 | ||||
TICKER: RTIX SECURITY ID: 74975N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian K. Hutchison | Management | For | For |
1.2 | Elect Director Julianne M. Bowler | Management | For | For |
1.3 | Elect Director Roy D. Crowninshield | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
SANOFI AVENTIS MEETING DATE: MAY 17, 2010 | ||||
TICKER: SAN SECURITY ID: 80105N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.40 per Share | Management | For | For |
4 | Receive Auditors' Special Report Mentioning the Absence of New Related-Party Transactions | Management | For | For |
5 | Ratify Appointment of Serge Weinberg as Director | Management | For | Against |
6 | Elect Catherine Brechignac as Director | Management | For | For |
7 | Reelect Robert Castaigne as Director | Management | For | Against |
8 | Reelect Lord Douro as Director | Management | For | Against |
9 | Reelect Christian Mulliez as Director | Management | For | Against |
10 | Reelect Christopher Viehbacher as Director | Management | For | Against |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Amend Articles 11 of Bylaws Re: Shareholding Requirements and Length of Term for Directors | Management | For | For |
13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SCHERING-PLOUGH CORP. MEETING DATE: AUG 7, 2009 | ||||
TICKER: SGP SECURITY ID: 806605101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
SEATTLE GENETICS, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: SGEN SECURITY ID: 812578102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc E. Lippman | Management | For | For |
1.2 | Elect Director Franklin M. Berger | Management | For | For |
1.3 | Elect Director Daniel G. Welch | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SHIRE PLC MEETING DATE: APR 27, 2010 | ||||
TICKER: SHP SECURITY ID: 82481R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect David Stout as Director | Management | For | For |
4 | Elect William Burns as Director | Management | For | For |
5 | Reappoint Deloitte LLP as Auditors | Management | For | For |
6 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
8 | Amend the Portfolio Share Plan | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Market Purchase | Management | For | For |
SINOPHARM GROUP CO. LTD. MEETING DATE: MAY 31, 2010 | ||||
TICKER: 1099 SECURITY ID: Y8008N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
SINOPHARM GROUP CO. LTD. MEETING DATE: MAY 31, 2010 | ||||
TICKER: 1099 SECURITY ID: Y8008N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Report of the Board of Directors | Management | For | For |
2 | Accept Report of the Supervisory Committee | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Profit Distribution Plan | Management | For | For |
5 | Reappoint PricewaterhouseCoopers Zhong Tian Certified Public Accountant Co., Ltd. as the PRC Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Reappoint PricewaterhouseCoopers Certified Public Accountants, Hong Kong as the International Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
8 | Elect Chen Qiyu as Non-Executive Director | Management | For | For |
9 | Elect Qian Shunjiang as Supervisor | Management | For | For |
10 | Approve Transactions Under the Master Pharmaceutical Products, Healthcare Products and Medical Supplies Procurement Agreement with the Controlling Shareholder and Related Annual Caps | Management | For | For |
11 | Approve the Acquisition of Equity Interest in Xinjiang Company Under the Xinjiang Company Agreement | Management | For | For |
12 | Approve the Acquisition of Equity Interest in Hubei Yibao Under the Hubei Yibao Agreement | Management | For | For |
13 | Approve the Acquisition of Transferred Business of Industry Company Under the Industry Company Agreement | Management | For | For |
14 | Approve the Acquisition of Transferred Business of Trading Company Under the Trading Company Agreement | Management | For | For |
15 | Authorize the Board to Acquire and Dispoe of the Assets of the Company and Grant Guarantees in Favor of Third Parties with an Aggregate Total Value of Not More than 30 Percent of the Latest Audited Total Assets of the Company | Management | For | For |
16 | Amend Articles of Association | Management | For | For |
17 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
19 | Other Business (Voting) | Management | For | Against |
STEWART ENTERPRISES, INC. MEETING DATE: APR 8, 2010 | ||||
TICKER: STEI SECURITY ID: 860370105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Crawford | Management | For | For |
1.2 | Elect Director Thomas M. Kitchen | Management | For | For |
1.3 | Elect Director Alden J. McDonald, Jr | Management | For | For |
1.4 | Elect Director James W. McFarland | Management | For | For |
1.5 | Elect Director Ronald H. Patron | Management | For | For |
1.6 | Elect Director Michael O. Read | Management | For | For |
1.7 | Elect Director Ashton J. Ryan, Jr. | Management | For | For |
1.8 | Elect Director Frank B. Stewart, Jr. | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SUNRISE SENIOR LIVING, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: SRZ SECURITY ID: 86768K106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
1.2 | Elect Director Thomas J. Donohue | Management | For | For |
1.3 | Elect Director David I. Fuente | Management | For | For |
1.4 | Elect Director Stephen D. Harlan | Management | For | For |
1.5 | Elect Director Paul J. Klaassen | Management | For | For |
1.6 | Elect Director Lynn Krominga | Management | For | For |
1.7 | Elect Director William G. Little | Management | For | For |
1.8 | Elect Director Mark S. Ordan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TARGACEPT, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: TRGT SECURITY ID: 87611R306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles A. Blixt | Management | For | For |
1.2 | Elect Director Alan W. Dunton | Management | For | For |
1.3 | Elect Director Ralph Snyderman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TEVA PHARMACEUTICAL INDUSTRIES LTD. MEETING DATE: JUN 29, 2010 | ||||
TICKER: TEVA SECURITY ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Final Dividend of NIS 2.50 (USD 0.642) Per Share | Management | For | For |
2 | Election Of Director: Mr. Abraham E. Cohen | Management | For | For |
3 | Election Of Director: Mr. Amir Elstein | Management | For | For |
4 | Election Of Director: Prof. Roger Kornberg | Management | For | For |
5 | Election Of Director: Prof. Moshe Many | Management | For | For |
6 | Election Of Director: Mr. Dan Propper | Management | For | For |
7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve Stock Option Plan | Management | For | For |
9 | Approve Compensation of Board Chairman | Management | For | For |
10 | Approve Compensation of Director | Management | For | For |
11 | Approve Compensation of Director | Management | For | For |
12 | Increase Authorized Share Capital | Management | For | For |
THERAVANCE, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: THRX SECURITY ID: 88338T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rick E Winningham | Management | For | For |
1.2 | Elect Director Jeffrey M. Drazan | Management | For | Withhold |
1.3 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
1.4 | Elect Director Arnold J. Levine, Ph.D. | Management | For | Withhold |
1.5 | Elect Director Burton G. Malkiel, Ph.D. | Management | For | For |
1.6 | Elect Director Peter S. Ringrose, Ph.D. | Management | For | For |
1.7 | Elect Director William H. Waltrip | Management | For | For |
1.8 | Elect Director George M. Whitesides, Ph.D. | Management | For | For |
1.9 | Elect Director William D. Young, Ph.D. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 28, 2010 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher Causey | Management | For | For |
1.2 | Elect Director Richard Giltner | Management | For | For |
1.3 | Elect Director R. Paul Gray | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: MAY 24, 2010 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Ballard, Jr. | Management | For | For |
2 | Elect Director Richard T. Burke | Management | For | For |
3 | Elect Director Robert J. Darretta | Management | For | For |
4 | Elect Director Stephen J. Hemsley | Management | For | For |
5 | Elect Director Michele J. Hooper | Management | For | For |
6 | Elect Director Douglas W. Leatherdale | Management | For | For |
7 | Elect Director Glenn M. Renwick | Management | For | For |
8 | Elect Director Kenneth I. Shine | Management | For | For |
9 | Elect Director Gail R. Wilensky | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
UNIVERSAL HEALTH SERVICES, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: UHS SECURITY ID: 913903100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Hotz | Management | For | For |
2 | Approve Restricted Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL MEETING DATE: MAY 11, 2010 | ||||
TICKER: VRX SECURITY ID: 91911X104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Brandon B. Boze | Management | For | For |
2 | Election Director J. Michael Pearson | Management | For | For |
3 | Election Director Norma A. Provencio | Management | For | For |
4 | Election Director Stephen F. Stefano | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
VIROPHARMA INCORPORATED MEETING DATE: MAY 24, 2010 | ||||
TICKER: VPHM SECURITY ID: 928241108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Baldino, Jr. | Management | For | For |
1.2 | Elect Director William D. Claypool | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
WALGREEN CO. MEETING DATE: JAN 13, 2010 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven A. Davis | Management | For | For |
1.2 | Elect Director William C. Foote | Management | For | For |
1.3 | Elect Director Mark P. Frissora | Management | For | For |
1.4 | Elect Director Alan G. McNally | Management | For | For |
1.5 | Elect Director Nancy M. Schlichting | Management | For | For |
1.6 | Elect Director David Y. Schwartz | Management | For | For |
1.7 | Elect Director Alejandro Silva | Management | For | For |
1.8 | Elect Director James A. Skinner | Management | For | For |
1.9 | Elect Director Gregory D. Wasson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
5 | Performance-Based Equity Awards | Shareholder | Against | Against |
6 | Report on Charitable Contributions | Shareholder | Against | Abstain |
WEBMD HEALTH CORP. MEETING DATE: OCT 23, 2009 | ||||
TICKER: WBMD SECURITY ID: 94770V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2.1 | Elect Director Mark J. Adler | Management | For | For |
2.2 | Elect Director Neil F. Dimick | Management | For | For |
2.3 | Elect Director James V. Manning | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
WELLPOINT, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: WLP SECURITY ID: 94973V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sheila P. Burke | Management | For | Against |
2 | Elect Director George A. Schaefer, Jr. | Management | For | Against |
3 | Elect Director Jackie M. Ward | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Report on Conversion to Non-Profit Status | Shareholder | Against | Against |
6 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
8 | Reincorporate in Another State [from Indiana to Delaware] | Shareholder | Against | Against |
WILLIAM DEMANT HOLDINGS MEETING DATE: APR 7, 2010 | ||||
TICKER: WDH SECURITY ID: K9898W129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | Did Not Vote |
2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
4.1 | Reelect Lars Johansen as Director | Management | For | Did Not Vote |
4.2 | Reelect Peter Foss as Director | Management | For | Did Not Vote |
4.3 | Reelect Niels Christiansen as Director | Management | For | Did Not Vote |
4.4 | Reelect Thomas Hofman-Bang as Director | Management | For | Did Not Vote |
5 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
6a | Amend Articles Re: Right to Convene EGM, Publication of Meeting Notice, Right to Submit Proposals to General Meeting, Publication of Meeting Material, Proxy Voting, Other Amendments, Editorial Amendments | Management | For | Did Not Vote |
6b | Authorize Repurchase of 10 Percent of Issued Shares | Management | For | Did Not Vote |
6c | Approve Reduction in Share Capital | Management | For | Did Not Vote |
6d | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
7 | Other Business | Management | None | Did Not Vote |
WRIGHT MEDICAL GROUP MEETING DATE: MAY 13, 2010 | ||||
TICKER: WMGI SECURITY ID: 98235T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary D. Blackford | Management | For | For |
1.2 | Elect Director Carmen L. Dierson | Management | For | For |
1.3 | Elect Director Martin J. Emerson | Management | For | For |
1.4 | Elect Director Lawrence W. Hamilton | Management | For | For |
1.5 | Elect Director Gary D. Henley | Management | For | For |
1.6 | Elect Director John L. Miclot | Management | For | For |
1.7 | Elect Director Amy S. Paul | Management | For | For |
1.8 | Elect Director Robert J. Quillinan | Management | For | For |
1.9 | Director David D. Stevens | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ZIOPHARM ONCOLOGY, INC. MEETING DATE: JUN 23, 2010 | ||||
TICKER: ZIOP SECURITY ID: 98973P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Lewis | Management | For | For |
1.2 | Elect Director Richard E. Bagley | Management | For | For |
1.3 | Elect Director Murray Brennan | Management | For | For |
1.4 | Elect Director George B. Abercrombie | Management | For | For |
1.5 | Elect Director James A. Cannon | Management | For | For |
1.6 | Elect Director Wyche Fowler, Jr. | Management | For | For |
1.7 | Elect Director Timothy McInerney | Management | For | For |
1.8 | Elect Director Michael Weiser | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR INDUSTRIALS FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3M COMPANY MEETING DATE: MAY 11, 2010 | ||||
TICKER: MMM SECURITY ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Linda G. Alvarado | Management | For | For |
2 | Elect Director George W. Buckley | Management | For | For |
3 | Elect Director Vance D. Coffman | Management | For | For |
4 | Elect Director Michael L. Eskew | Management | For | For |
5 | Elect Director W. James Farrell | Management | For | For |
6 | Elect Director Herbert L. Henkel | Management | For | For |
7 | Elect Director Edward M. Liddy | Management | For | For |
8 | Elect Director Robert S. Morrison | Management | For | For |
9 | Elect Director Aulana L. Peters | Management | For | For |
10 | Elect Director Robert J. Ulrich | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
AAON, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: AAON SECURITY ID: 000360206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul K. Lackey, Jr. | Management | For | For |
1.2 | Elect Director A.H. McElroy II | Management | For | For |
ACTUANT CORPORATION MEETING DATE: JAN 12, 2010 | ||||
TICKER: ATU SECURITY ID: 00508X203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Arzbaecher | Management | For | For |
1.2 | Elect Director Gurminder S. Bedi | Management | For | For |
1.3 | Elect Director Gustav H.P. Boel | Management | For | For |
1.4 | Elect Director Thomas J. Fischer | Management | For | For |
1.5 | Elect Director William K. Hall | Management | For | For |
1.6 | Elect Director R. Alan Hunter | Management | For | For |
1.7 | Elect Director Robert A. Peterson | Management | For | For |
1.8 | Elect Director Holly A. Van Deursen | Management | For | For |
1.9 | Elect Director Dennis K. Williams | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
ACUITY BRANDS, INC. MEETING DATE: JAN 8, 2010 | ||||
TICKER: AYI SECURITY ID: 00508Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George C. Guynn | Management | For | For |
1.2 | Elect Director Vernon J. Nagel | Management | For | For |
1.3 | Elect Director Julia B. North | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AECOM TECHNOLOGY CORPORATION MEETING DATE: MAR 5, 2010 | ||||
TICKER: ACM SECURITY ID: 00766T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Dionisio | Management | For | For |
1.2 | Elect Director Robert J. Lowe | Management | For | For |
1.3 | Elect Director Norman Y. Mineta | Management | For | For |
1.4 | Elect Director William P. Rutledge | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
ALL AMERICA LATINA LOGISTICA S.A. MEETING DATE: APR 30, 2010 | ||||
TICKER: ALLL3 SECURITY ID: 01643R606 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Corporate Bodies | Management | For | Against |
ALL AMERICA LATINA LOGISTICA S.A. MEETING DATE: APR 30, 2010 | ||||
TICKER: ALLL3 SECURITY ID: 01643R606 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Against |
2 | Amend Articles 17, 31 and 25 | Management | For | For |
3 | Consolidate Company's Bylaws | Management | For | For |
ALTRA HOLDINGS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: AIMC SECURITY ID: 02208R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edmund M. Carpenter | Management | For | For |
1.2 | Elect Director Carl R. Christenson | Management | For | For |
1.3 | Elect Director Lyle G. Ganske | Management | For | For |
1.4 | Elect Director Michael L. Hurt | Management | For | For |
1.5 | Elect Director Michael S. Lipscomb | Management | For | For |
1.6 | Elect Director Larry McPherson | Management | For | For |
1.7 | Elect Director James H. Woodward Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMETEK, INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: AME SECURITY ID: 031100100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles D. Klein | Management | For | For |
1.2 | Elect Director Steven W. Kohlhagen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ANIXTER INTERNATIONAL INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: AXE SECURITY ID: 035290105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lord James Blyth | Management | For | For |
1.2 | Elect Director Frederic F. Brace | Management | For | For |
1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
1.4 | Elect Director Robert J. Eck | Management | For | For |
1.5 | Elect Director Robert W. Grubbs, Jr. | Management | For | For |
1.6 | Elect Director F. Philip Handy | Management | For | For |
1.7 | Elect Director Melvyn N. Klein | Management | For | For |
1.8 | Elect Director George Mu?oz | Management | For | For |
1.9 | Elect Director Stuart M. Sloan | Management | For | For |
1.10 | Elect Director Matthew Zell | Management | For | For |
1.11 | Elect Director Samuel Zell | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ARKANSAS BEST CORP. MEETING DATE: APR 22, 2010 | ||||
TICKER: ABFS SECURITY ID: 040790107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Alden | Management | For | For |
1.2 | Elect Director Frank Edelstein | Management | For | For |
1.3 | Elect Director Robert A. Young III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
AVIS BUDGET GROUP, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: CAR SECURITY ID: 053774105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ronald L. Nelson | Management | For | For |
2 | Elect Director Mary C. Choksi | Management | For | For |
3 | Elect Director Leonard S. Coleman | Management | For | For |
4 | Elect Director Martin L. Edelman | Management | For | For |
5 | Elect Director John D. Hardy, Jr. | Management | For | For |
6 | Elect Director Lynn Krominga | Management | For | For |
7 | Elect Director Eduardo G. Mestre | Management | For | For |
8 | Elect Director F. Robert Salerno | Management | For | For |
9 | Elect Director Stender E. Sweeney | Management | For | For |
10 | Ratify Auditors | Management | For | For |
BARNES GROUP INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: B SECURITY ID: 067806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Alden | Management | For | For |
1.2 | Elect Director George T. Carpenter | Management | For | For |
1.3 | Elect Director William J. Morgan | Management | For | For |
1.4 | Elect Director Hassell H. McClellan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
BE AEROSPACE, INC. MEETING DATE: JUL 30, 2009 | ||||
TICKER: BEAV SECURITY ID: 073302101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Chadwell | Management | For | Withhold |
1.2 | Elect Director Richard G. Hamermesh | Management | For | Withhold |
1.3 | Elect Director Amin J. Khoury | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Implement MacBride Principles | Shareholder | Against | Abstain |
5 | Other Business | Management | For | Against |
BLACK & DECKER CORP., THE MEETING DATE: MAR 12, 2010 | ||||
TICKER: BDK SECURITY ID: 091797100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
BOEING COMPANY, THE MEETING DATE: APR 26, 2010 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John H. Biggs | Management | For | For |
2 | Elect Director John E. Bryson | Management | For | For |
3 | Elect Director David L. Calhoun | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Linda Z. Cook | Management | For | For |
6 | Elect Director William M. Daley | Management | For | For |
7 | Elect Director Kenneth M. Duberstein | Management | For | For |
8 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
9 | Elect Director John F. McDonnell | Management | For | For |
10 | Elect Director W. James McNerney, Jr. | Management | For | For |
11 | Elect Director Susan C. Schwab | Management | For | For |
12 | Elect Director Mike S. Zafirovski | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Adopt Ethical Criteria for Military Contracts | Shareholder | Against | Abstain |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
BORGWARNER INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: BWA SECURITY ID: 099724106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jere A. Drummond | Management | For | For |
1.2 | Elect Director Timothy M. Manganello | Management | For | For |
1.3 | Elect Director John R. Mckernan, Jr. | Management | For | For |
1.4 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BRINK'S COMPANY, THE MEETING DATE: MAY 7, 2010 | ||||
TICKER: BCO SECURITY ID: 109696104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul G. Boynton | Management | For | For |
1.2 | Elect Director Murray D. Martin | Management | For | For |
1.3 | Elect Director Ronald L. Turner | Management | For | For |
2 | Amend Deferred Compensation Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
BUCYRUS INTERNATIONAL, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: BUCY SECURITY ID: 118759109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deepak K. Kapur | Management | For | For |
1.2 | Elect Director Theodore C. Rogers | Management | For | For |
1.3 | Elect Director Robert C. Scharp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CARLISLE COMPANIES INCORPORATED MEETING DATE: MAY 14, 2010 | ||||
TICKER: CSL SECURITY ID: 142339100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robin J. Adams | Management | For | For |
2 | Elect Director Robin S. Callahan | Management | For | For |
3 | Elect Director David A. Roberts | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CASELLA WASTE SYSTEMS, INC. MEETING DATE: OCT 13, 2009 | ||||
TICKER: CWST SECURITY ID: 147448104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Casella | Management | For | For |
1.2 | Elect Director John F. Chapple, III | Management | For | For |
1.3 | Elect Director James P. McManus | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CATERPILLAR INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: CAT SECURITY ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Dillon | Management | For | For |
1.2 | Elect Director Juan Gallardo | Management | For | For |
1.3 | Elect Director William A. Osborn | Management | For | For |
1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.5 | Elect Director Susan C. Schwab | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Amend Human Rights Policy | Shareholder | Against | Abstain |
8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
CENTEX CORP. MEETING DATE: AUG 18, 2009 | ||||
TICKER: CTX SECURITY ID: 152312104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
CINTAS CORP. MEETING DATE: OCT 20, 2009 | ||||
TICKER: CTAS SECURITY ID: 172908105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gerald S. Adolph | Management | For | For |
2 | Elect Director Paul R. Carter | Management | For | For |
3 | Elect Director Gerald V. Dirvin | Management | For | For |
4 | Elect Director Richard T. Farmer | Management | For | For |
5 | Elect Director Scott D. Farmer | Management | For | For |
6 | Elect Director Joyce Hergenhan | Management | For | For |
7 | Elect Director James J. Johnson | Management | For | For |
8 | Elect Director Robert J. Kohlhepp | Management | For | For |
9 | Elect Director David C. Phillips | Management | For | For |
10 | Elect Director Ronald W. Tysoe | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
CON-WAY INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: CNW SECURITY ID: 205944101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Anton | Management | For | For |
1.2 | Elect Director William R. Corbin | Management | For | For |
1.3 | Elect Director Robert Jaunich, II | Management | For | For |
1.4 | Elect Director W. Keith Kennedy, Jr. | Management | For | For |
1.5 | Elect Director John C. Pope | Management | For | For |
1.6 | Elect Director Douglas W. Stotlar | Management | For | For |
1.7 | Elect Director Peter W. Stott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COOPER INDUSTRIES PLC MEETING DATE: AUG 31, 2009 | ||||
TICKER: CBE SECURITY ID: G24182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
2 | Approve the Creation of Distributable Reserves | Management | For | For |
COOPER INDUSTRIES PLC MEETING DATE: APR 27, 2010 | ||||
TICKER: CBE SECURITY ID: G24140108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Stephen G. Butler as Director | Management | For | For |
1b | Reelect Dan F. Smith as Director | Management | For | For |
1c | Reelect Gerald B. Smith as Director | Management | For | For |
1d | Reelect Mark S. Thompson as Director | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
4 | Authorize Share Repurchase of any Subsidiary of the Company | Management | For | For |
5 | Authorise Reissuance of Repurchased Shares | Management | For | For |
CSX CORPORATION MEETING DATE: MAY 5, 2010 | ||||
TICKER: CSX SECURITY ID: 126408103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. M. Alvarado | Management | For | For |
1.2 | Elect Director A. Behring | Management | For | For |
1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
1.4 | Elect Director S. T. Halverson | Management | For | For |
1.5 | Elect Director E. J. Kelly, III | Management | For | For |
1.6 | Elect Director G. H. Lamphere | Management | For | For |
1.7 | Elect Director J. D. McPherson | Management | For | For |
1.8 | Elect Director T. T. O'Toole | Management | For | For |
1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
1.10 | Elect Director D. J. Shepard | Management | For | For |
1.11 | Elect Director M. J. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
CUMMINS INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert J. Bernhard | Management | For | For |
2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
3 | Elect Director Robert K. Herdman | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director N. Thomas Linebarger | Management | For | For |
6 | Elect Director William I. Miller | Management | For | For |
7 | Elect Director Georgia R. Nelson | Management | For | For |
8 | Elect Director Theodore M. Solso | Management | For | For |
9 | Elect Director Carl Ware | Management | For | For |
10 | Ratify Auditors | Management | For | For |
DANAHER CORPORATION MEETING DATE: MAY 11, 2010 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven M. Rales | Management | For | For |
2 | Elect Director John T. Schwieters | Management | For | For |
3 | Elect Director Alan G. Spoon | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
DEERE & CO. MEETING DATE: FEB 24, 2010 | ||||
TICKER: DE SECURITY ID: 244199105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel R. Allen | Management | For | For |
2 | Elect Director Aulana L. Peters | Management | For | For |
3 | Elect Director David B. Speer | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Limit Executive Compensation | Shareholder | Against | Against |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
10 | Require Independent Board Chairman | Shareholder | Against | Against |
DIGITALGLOBE, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: DGI SECURITY ID: 25389M877 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul M. Albert, Jr. | Management | For | For |
1.2 | Elect Director Jill D. Smith | Management | For | For |
1.3 | Elect Director James M. Whitehurst | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EAGLE MATERIALS INC. MEETING DATE: AUG 6, 2009 | ||||
TICKER: EXP SECURITY ID: 26969P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director F. William Barnett | Management | For | For |
1.2 | Elect Director David W. Quinn | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
EMCOR GROUP, INC. MEETING DATE: JUN 11, 2010 | ||||
TICKER: EME SECURITY ID: 29084Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen W. Bershad | Management | For | For |
1.2 | Elect Director David A.B. Brown | Management | For | For |
1.3 | Elect Director Larry J. Bump | Management | For | For |
1.4 | Elect Director Albert Fried, Jr. | Management | For | For |
1.5 | Elect Director Anthony J. Guzzi | Management | For | For |
1.6 | Elect Director Richard F. Hamm, Jr. | Management | For | For |
1.7 | Elect Director David H. Laidley | Management | For | For |
1.8 | Elect Director Frank T. MacInnis | Management | For | For |
1.9 | Elect Director Jerry E. Ryan | Management | For | For |
1.10 | Elect Director Michael T. Yonker | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
EQUIFAX INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: EFX SECURITY ID: 294429105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert D. Daleo | Management | For | For |
2 | Elect Director Walter W. Driver, Jr. | Management | For | For |
3 | Elect Director L. Phillip Humann | Management | For | For |
4 | Elect Director Mark B. Templeton | Management | For | For |
5 | Ratify Auditors | Management | For | For |
FEDEX CORPORATION MEETING DATE: SEP 28, 2009 | ||||
TICKER: FDX SECURITY ID: 31428X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Barksdale | Management | For | For |
1.2 | Elect Director John A. Edwardson | Management | For | For |
1.3 | Elect DirectorJudith L. Estrin | Management | For | For |
1.4 | Elect Director J.R. Hyde, III | Management | For | For |
1.5 | Elect Director Shirley A. Jackson | Management | For | For |
1.6 | Elect Director Steven R. Loranger | Management | For | For |
1.7 | Elect Director Gary W. Loveman | Management | For | For |
1.8 | Elect Director Susan C. Schwab | Management | For | For |
1.9 | Elect Director Frederick W. Smith | Management | For | For |
1.10 | Elect Director Joshua I. Smith | Management | For | For |
1.11 | Elect Director David P. Steiner | Management | For | For |
1.12 | Elect Director Paul S. Walsh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FLUOR CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: FLR SECURITY ID: 343412102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James T. Hackett | Management | For | For |
2 | Elect Director Kent Kresa | Management | For | For |
3 | Elect Director Nader H. Sultan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
FUSHI COPPERWELD, INC. MEETING DATE: JUN 16, 2010 | ||||
TICKER: FSIN SECURITY ID: 36113E107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Li Fu | Management | For | For |
1.2 | Elect Director Joseph J. Longever | Management | For | For |
1.3 | Elect Director Wenbing Christopher Wang | Management | For | For |
1.4 | Elect Director Barry L. Raeburn | Management | For | For |
1.5 | Elect Director Feng Bai | Management | For | For |
1.6 | Elect Director Jiping Hua | Management | For | For |
1.7 | Elect Director John Francis 'Jack' Perkowski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
GENERAL CABLE CORP. MEETING DATE: MAY 13, 2010 | ||||
TICKER: BGC SECURITY ID: 369300108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Welsh, III | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Provide Directors Be Removed With or Without Cause | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 28, 2010 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director William M. Castell | Management | For | For |
4 | Elect Director Ann M. Fudge | Management | For | For |
5 | Elect Director Susan Hockfield | Management | For | For |
6 | Elect Director Jeffrey R. Immelt | Management | For | For |
7 | Elect Director Andrea Jung | Management | For | For |
8 | Elect Director Alan G. (A.G.) Lafley | Management | For | For |
9 | Elect Director Robert W. Lane | Management | For | For |
10 | Elect Director Ralph S. Larsen | Management | For | For |
11 | Elect Director Rochelle B. Lazarus | Management | For | For |
12 | Elect Director James J. Mulva | Management | For | For |
13 | Elect Director Sam Nunn | Management | For | For |
14 | Elect Director Roger S. Penske | Management | For | For |
15 | Elect Director Robert J. Swieringa | Management | For | For |
16 | Elect Director Douglas A. Warner III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Provide for Cumulative Voting | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Require Independent Board Chairman | Shareholder | Against | Against |
21 | Report on Pay Disparity | Shareholder | Against | Against |
22 | Adopt Policy Prohibiting Certain Directors from Serving on Key Board Committees | Shareholder | Against | Against |
23 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
GOODYEAR TIRE & RUBBER COMPANY, THE MEETING DATE: APR 13, 2010 | ||||
TICKER: GT SECURITY ID: 382550101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James C. Boland | Management | For | For |
2 | Elect Director James A. Firestone | Management | For | For |
3 | Elect Director Robert J. Keegan | Management | For | For |
4 | Elect Director Richard J. Kramer | Management | For | For |
5 | Elect Director W. Alan McCollough | Management | For | For |
6 | Elect Director Denise M. Morrison | Management | For | For |
7 | Elect Director Rodney O'Neal | Management | For | For |
8 | Elect Director Shirley D. Peterson | Management | For | For |
9 | Elect Director Stephanie A. Streeter | Management | For | For |
10 | Elect Director G. Craig Sullivan | Management | For | For |
11 | Elect Director Thomas H. Weidemeyer | Management | For | For |
12 | Elect Director Michael R. Wessel | Management | For | For |
13 | Ratify Auditors | Management | For | For |
HECKMANN CORPORATION MEETING DATE: MAY 7, 2010 | ||||
TICKER: HEK SECURITY ID: 422680108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Heckmann | Management | For | For |
1.2 | Elect Director Alfred E. Osborne, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HERTZ GLOBAL HOLDINGS, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: HTZ SECURITY ID: 42805T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry H. Beracha | Management | For | For |
1.2 | Elect Director Brian A. Bernasek | Management | For | For |
1.3 | Elect Director Robert F. End | Management | For | For |
1.4 | Elect Director George W. Tamke | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 26, 2010 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gordon M. Bethune | Management | For | For |
2 | Elect Director Kevin Burke | Management | For | For |
3 | Elect Director Jaime Chico Pardo | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director D. Scott Davis | Management | For | For |
6 | Elect Director Linnet F. Deily | Management | For | For |
7 | Elect Director Clive R. Hollick | Management | For | For |
8 | Elect Director George Paz | Management | For | For |
9 | Elect Director Bradley T. Sheares | Management | For | For |
10 | Elect Director Michael W. Wright | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Provide Right to Call Special Meeting | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Review and Amend Code of Conduct to Include Human Rights | Shareholder | Against | Abstain |
ICF INTERNATIONAL, INC. MEETING DATE: JUN 4, 2010 | ||||
TICKER: ICFI SECURITY ID: 44925C103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Srikant M. Datar | Management | For | For |
1.2 | Elect Director Eileen O'Shea Auen | Management | For | For |
1.3 | Elect Director Peter M. Schulte | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
INGERSOLL-RAND PLC MEETING DATE: JUN 3, 2010 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Ann Berzin as Director | Management | For | For |
1b | Elect John Bruton as Director | Management | For | For |
1c | Elect Jared Cohon as Director | Management | For | For |
1d | Elect Gary Forsee as Director | Management | For | For |
1e | Elect Peter Godsoe as Director | Management | For | For |
1f | Elect Edward Hagenlocker as Director | Management | For | For |
1g | Elect Constance Horner as Director | Management | For | For |
1h | Elect Michael Lamach as Director | Management | For | For |
1i | Elect Theodore Martin as Director | Management | For | For |
1j | Elect Orin Smith as Director | Management | For | For |
1k | Elect Richard Swift as Director | Management | For | For |
1l | Elect Tony White as Director | Management | For | For |
2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
INTERLINE BRANDS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: IBI SECURITY ID: 458743101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Grebe | Management | For | Withhold |
1.2 | Elect Director Gideon Argov | Management | For | Withhold |
1.3 | Elect Director Randolph W. Melville | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
JACOBS ENGINEERING GROUP INC. MEETING DATE: JAN 28, 2010 | ||||
TICKER: JEC SECURITY ID: 469814107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Davidson, Jr. | Management | For | For |
1.2 | Elect Director Edward V. Fritzky | Management | For | For |
1.3 | Elect Director Benjamin F. Montoya | Management | For | For |
1.4 | Elect Director Peter J. Robertson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JOHNSON CONTROLS, INC. MEETING DATE: JAN 27, 2010 | ||||
TICKER: JCI SECURITY ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David P. Abney | Management | For | For |
1.2 | Elect Director Robert L. Barnett | Management | For | For |
1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
JOY GLOBAL, INC. MEETING DATE: MAR 9, 2010 | ||||
TICKER: JOYG SECURITY ID: 481165108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven L. Gerard | Management | For | For |
1.2 | Elect Director John Nils Hanson | Management | For | For |
1.3 | Elect Director Ken C. Johnsen | Management | For | For |
1.4 | Elect Director Gale E. Klappa | Management | For | For |
1.5 | Elect Director Richard B. Loynd | Management | For | For |
1.6 | Elect Director P. Eric Siegert | Management | For | For |
1.7 | Elect Director Michael W. Sutherlin | Management | For | For |
1.8 | Elect Director James H. Tate | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KBR, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: KBR �� SECURITY ID: 48242W106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey E. Curtiss | Management | For | For |
1.2 | Elect Director William P. Utt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
KEYENCE CORP. MEETING DATE: JUN 17, 2010 | ||||
TICKER: 6861 SECURITY ID: J32491102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
2.1 | Elect Director Takemitsu Takizaki | Management | For | For |
2.2 | Elect Director Michio Sasaki | Management | For | For |
2.3 | Elect Director Akira Kanzawa | Management | For | For |
2.4 | Elect Director Akinori Yamamoto | Management | For | For |
2.5 | Elect Director Tsuyoshi Kimura | Management | For | For |
2.6 | Elect Director Yoshihiro Ueda | Management | For | For |
2.7 | Elect Director Yuji Ogishi | Management | For | For |
3 | Appoint Alternate Statutory Auditor Kensho Hashimoto | Management | For | For |
LENNOX INTERNATIONAL INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: LII SECURITY ID: 526107107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Todd M. Bluedorn | Management | For | For |
1.2 | Elect Director Janet K. Cooper | Management | For | For |
1.3 | Elect Director C.L. (Jerry) Henry | Management | For | For |
1.4 | Elect Director Terry D. Stinson | Management | For | For |
1.5 | Elect Director Richard L. Thompson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LOCKHEED MARTIN CORPORATION MEETING DATE: APR 22, 2010 | ||||
TICKER: LMT SECURITY ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director E. C. "Pete" Aldrige, Jr. | Management | For | For |
2 | Elect Director Nolan D. Archibald | Management | For | For |
3 | Elect Director David B. Burritt | Management | For | For |
4 | Elect Director James O. Ellis, Jr. | Management | For | For |
5 | Elect Director Gwendolyn S. King | Management | For | For |
6 | Elect Director James M. Loy | Management | For | Against |
7 | Elect Director Douglas H. McCorkindale | Management | For | For |
8 | Elect Director Joseph W. Ralston | Management | For | For |
9 | Elect Director James Schneider | Management | For | For |
10 | Elect Director Anne Stevens | Management | For | For |
11 | Elect Director Robert J. Stevens | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Report on Space-based Weapons Program | Shareholder | Against | Abstain |
MANPOWER INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: MAN SECURITY ID: 56418H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gina R. Boswell | Management | For | For |
1.2 | Elect Director Jack M. Greenberg | Management | For | For |
1.3 | Elect Director Terry A. Hueneke | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles of Incorporation to Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Amend Bylaws to Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
MASCO CORPORATION MEETING DATE: MAY 11, 2010 | ||||
TICKER: MAS SECURITY ID: 574599106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis W. Archer | Management | For | For |
2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
3 | Elect Director Lisa A. Payne | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
MASTEC, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: MTZ SECURITY ID: 576323109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Dwyer | Management | For | Withhold |
1.2 | Elect Director Frank E. Jaumot | Management | For | Withhold |
1.3 | Elect Director Jose S. Sorzano | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
MYR GROUP INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: MYRG SECURITY ID: 55405W104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry F. Altenbaumer | Management | For | For |
1.2 | Elect Director William A. Koertner | Management | For | For |
1.3 | Elect Director William D. Patterson | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NAVISTAR INTERNATIONAL CORP. MEETING DATE: FEB 16, 2010 | ||||
TICKER: NAV SECURITY ID: 63934E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eugenio Clariond | Management | For | For |
1.2 | Elect Director Diane H. Gulyas | Management | For | For |
1.3 | Elect Director William H. Osborne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
NORFOLK SOUTHERN CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: NSC SECURITY ID: 655844108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas D. Bell, Jr. | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Landon Hilliard | Management | For | For |
4 | Elect Director Burton M. Joyce | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Amend Executive Incentive Bonus Plan | Management | For | For |
9 | Report on Political Contributions | Shareholder | Against | Abstain |
NSK LTD. MEETING DATE: JUN 25, 2010 | ||||
TICKER: 6471 SECURITY ID: J55505101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Plan | Management | For | For |
2.1 | Elect Director Seiichi Asaka | Management | For | Against |
2.2 | Elect Director Norio Ohtsuka | Management | For | Against |
2.3 | Elect Director Michio Hara | Management | For | Against |
2.4 | Elect Director Kazuo Matsuda | Management | For | Against |
2.5 | Elect Director Yukio Takebe | Management | For | Against |
2.6 | Elect Director Tsutomu Komori | Management | For | Against |
2.7 | Elect Director Yoshio Shoda | Management | For | Against |
2.8 | Elect Director Masami Tazawa | Management | For | Against |
2.9 | Elect Director Toyohiko Sanari | Management | For | For |
2.10 | Elect Director Michio Ueno | Management | For | For |
2.11 | Elect Director Yoshikazu Sashida | Management | For | For |
2.12 | Elect Director Toshitaka Hagiwara | Management | For | For |
OMRON CORP. MEETING DATE: JUN 22, 2010 | ||||
TICKER: 6645 SECURITY ID: J61374120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
2.1 | Elect Director Yoshio Tateishi | Management | For | For |
2.2 | Elect Director Fumio Tateishi | Management | For | For |
2.3 | Elect Director Hisao Sakuta | Management | For | For |
2.4 | Elect Director Keiichirou Akahoshi | Management | For | For |
2.5 | Elect Director Yutaka Takigawa | Management | For | For |
2.6 | Elect Director Kazuhiko Toyama | Management | For | For |
2.7 | Elect Director Masamitsu Sakurai | Management | For | For |
3 | Approve Annual Bonus Payment to Directors | Management | For | For |
OSHKOSH CORP. MEETING DATE: FEB 4, 2010 | ||||
TICKER: OSK SECURITY ID: 688239201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. William Andersen | Management | For | For |
2 | Elect Director Robert G. Bohn | Management | For | For |
3 | Elect Director Richard M. Donnelly | Management | For | For |
4 | Elect Director Frederick M. Franks, Jr. | Management | For | For |
5 | Elect Director Michael W. Grebe | Management | For | For |
6 | Elect Director John J. Hamre | Management | For | For |
7 | Elect Director Kathleen J. Hempel | Management | For | For |
8 | Elect Director Harvey N. Medvin | Management | For | For |
9 | Elect Director J. Peter Mosling, Jr. | Management | For | For |
10 | Elect Director Craig P. Omtvedt | Management | For | For |
11 | Elect Director Richard G. Sim | Management | For | For |
12 | Elect Director Charles L. Szews | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
OWENS CORNING MEETING DATE: DEC 3, 2009 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Norman P. Blake, Jr. | Management | For | For |
1.2 | Elect Director Landon Hilliard | Management | For | For |
1.3 | Elect Director James J. McMonagle | Management | For | For |
1.4 | Elect Director W. Howard Morris | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OWENS CORNING MEETING DATE: APR 22, 2010 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph F. Hake | Management | For | For |
1.2 | Elect Director F. Philip Handy | Management | For | For |
1.3 | Elect Director Michael H. Thaman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
PACCAR INC MEETING DATE: APR 20, 2010 | ||||
TICKER: PCAR SECURITY ID: 693718108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alison J. Carnwath | Management | For | For |
1.2 | Elect Director Robert T. Parry | Management | For | For |
1.3 | Elect Director John M. Pigott | Management | For | For |
1.4 | Elect Director Gregory M.E. Spierkel | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
4 | Limit Composition of Committee(s) to Independent Directors | Shareholder | Against | Against |
PARKER-HANNIFIN CORPORATION MEETING DATE: OCT 28, 2009 | ||||
TICKER: PH SECURITY ID: 701094104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Kassling | Management | For | For |
1.2 | Elect Director Robert J. Kohlhepp | Management | For | For |
1.3 | Elect Director Giulio Mazzalupi | Management | For | For |
1.4 | Elect Director Klaus-Peter Muller | Management | For | For |
1.5 | Elect Director Joseph M. Scaminace | Management | For | For |
1.6 | Elect Director Wolfgang R. Schmitt | Management | For | For |
1.7 | Elect Director Markos I. Tambakeras | Management | For | For |
1.8 | Elect Director James L. Wainscott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
PRECISION CASTPARTS CORP. MEETING DATE: AUG 11, 2009 | ||||
TICKER: PCP SECURITY ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Donegan | Management | For | Withhold |
1.2 | Elect Director Vernon E. Oechsle | Management | For | Withhold |
1.3 | Elect Director Rick Schmidt | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
RAYTHEON COMPANY MEETING DATE: MAY 27, 2010 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Vernon E. Clark | Management | For | For |
2 | Elect Director John M. Deutch | Management | For | For |
3 | Elect Director Stephen J. Hadley | Management | For | For |
4 | Elect Director Frederic M. Poses | Management | For | For |
5 | Elect Director Michael C. Ruettgers | Management | For | For |
6 | Elect Director Ronald L. Skates | Management | For | For |
7 | Elect Director William R. Spivey | Management | For | For |
8 | Elect Director Linda G. Stuntz | Management | For | For |
9 | Elect Director William H. Swanson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Provide Right to Call Special Meeting | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
14 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
REGAL BELOIT CORPORATION MEETING DATE: APR 26, 2010 | ||||
TICKER: RBC SECURITY ID: 758750103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Christopher L. Doerr | Management | For | For |
2 | Elect Director Mark J. Gliebe | Management | For | For |
3 | Elect Director Curtis W. Stoelting | Management | For | For |
4 | Ratify Auditors | Management | For | For |
REPUBLIC SERVICES, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: RSG SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director James E. O Connor | Management | For | For |
2 | Election Director John W. Croghan | Management | For | For |
3 | Election Director James W. Crownover | Management | For | For |
4 | Election Director William J. Flynn | Management | For | For |
5 | Election Director David I. Foley | Management | For | For |
6 | Election Director Michael Larson | Management | For | For |
7 | Election Director Nolan Lehmann | Management | For | For |
8 | Election Director W. Lee Nutter | Management | For | For |
9 | Election Director Ramon A. Rodriguez | Management | For | For |
10 | Election Director Allan C. Sorensen | Management | For | For |
11 | Election Director John M. Trani | Management | For | For |
12 | Election Director Michael W. Wickham | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
ROCKWELL AUTOMATION, INC. MEETING DATE: FEB 2, 2010 | ||||
TICKER: ROK SECURITY ID: 773903109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry C. Johnson | Management | For | For |
1.2 | Elect Director William T. McCormick, Jr. | Management | For | For |
1.3 | Elect Director Keith D. Nosbusch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
RUSH ENTERPRISES, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: RUSHA SECURITY ID: 781846209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Marvin Rush | Management | For | For |
1.2 | Elect Director W.M. "Rusty" Rush | Management | For | For |
1.3 | Elect Director Ronald J. Krause | Management | For | For |
1.4 | Elect Director James C. Underwood | Management | For | For |
1.5 | Elect Director Harold D. Marshall | Management | For | For |
1.6 | Elect Director Thomas A. Akin | Management | For | For |
1.7 | Elect Director Gerald R. Szczepanski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
SAIA, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: SAIA SECURITY ID: 78709Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John J. Holland | Management | For | For |
2 | Elect Director Richard D. O'Dell | Management | For | For |
3 | Elect Director Douglas W. Rockel | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SCHAWK, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: SGK SECURITY ID: 806373106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarence W. Schawk | Management | For | For |
1.2 | Elect Director David A. Schawk | Management | For | Withhold |
1.3 | Elect Director A. Alex Sarkisian | Management | For | For |
1.4 | Elect Director Leonard S. Caronia | Management | For | For |
1.5 | Elect Director Judith W. McCue | Management | For | For |
1.6 | Elect Director Hollis W. Rademacher | Management | For | For |
1.7 | Elect Director John T. McEnroe | Management | For | For |
1.8 | Elect Director Michael G. O'Rourke | Management | For | For |
1.9 | Elect Director Stanley N. Logan | Management | For | For |
2 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
SMARTHEAT, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: HEAT SECURITY ID: 83172F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jun Wang | Management | For | For |
1.2 | Elect Director Weiguo Wang | Management | For | For |
1.3 | Elect Director Wenbin Lin | Management | For | For |
1.4 | Elect Director Arnold Staloff | Management | For | For |
1.5 | Elect Director Xin Li | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
SOLERA HOLDINGS, INC. MEETING DATE: NOV 11, 2009 | ||||
TICKER: SLH SECURITY ID: 83421A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tony Aquila | Management | For | For |
1.2 | Elect Director Arthur F. Kingsbury | Management | For | For |
1.3 | Elect Director Jerrell W. Shelton | Management | For | For |
1.4 | Elect Director Kenneth A. Viellieu | Management | For | For |
1.5 | Elect Director Stuart J. Yarbrough | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SPIRIT AEROSYSTEMS HOLDINGS, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: SPR SECURITY ID: 848574109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Chadwell | Management | For | For |
1.2 | Elect Director Ivor (Ike) Evans | Management | For | For |
1.3 | Elect Director Paul Fulchino | Management | For | For |
1.4 | Elect Director Richard Gephardt | Management | For | Withhold |
1.5 | Elect Director Robert Johnson | Management | For | For |
1.6 | Elect Director Ronald Kadish | Management | For | For |
1.7 | Elect Director Francis Raborn | Management | For | For |
1.8 | Elect Director Jeff L. Turner | Management | For | For |
1.9 | Elect Director James Welch | Management | For | For |
1.10 | Elect Director Nigel Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SPX CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: SPW SECURITY ID: 784635104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Michael Fitzpatrick | Management | For | Against |
2 | Elect Director Albert A. Koch | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
STANLEY BLACK & DECKER, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: SWK SECURITY ID: 854502101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director John G. Breen | Management | For | Withhold |
1.3 | Elect Director George W. Buckley | Management | For | For |
1.4 | Elect Director Virgis W. Colbert | Management | For | Withhold |
1.5 | Elect Director Manuel A. Fernandez | Management | For | For |
1.6 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
1.7 | Elect Director Anthony Luiso | Management | For | For |
1.8 | Elect Director John F. Lundgren | Management | For | Withhold |
1.9 | Elect Director Robert L. Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STEELCASE INC. MEETING DATE: JUN 24, 2010 | ||||
TICKER: SCS SECURITY ID: 858155203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Connie K. Duckworth | Management | For | For |
1.2 | Elect Director James P. Hackett | Management | For | For |
1.3 | Elect Director David W. Joos | Management | For | For |
1.4 | Elect Director P. Craig Welch, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
STONERIDGE, INC. MEETING DATE: MAY 17, 2010 | ||||
TICKER: SRI SECURITY ID: 86183P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Corey | Management | For | For |
1.2 | Elect Director Jeffrey P. Draime | Management | For | For |
1.3 | Elect Director Douglas C. Jacobs | Management | For | For |
1.4 | Elect Director Ira C. Kaplan | Management | For | For |
1.5 | Elect Director Kim Korth | Management | For | For |
1.6 | Elect Director William M. Lasky | Management | For | For |
1.7 | Elect Director Paul J. Schlather | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Non-Employee Director Restricted Stock Plan | Management | For | Against |
TEXTRON INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kathleen M. Bader | Management | For | For |
2 | Elect Director R. Kerry Clark | Management | For | For |
3 | Elect Director Ivor J. Evans | Management | For | For |
4 | Elect Director Lord Powell of Bayswater | Management | For | For |
5 | Elect Director James L. Ziemer | Management | For | For |
6 | Approve Option Exchange Program | Management | For | For |
7 | Declassify the Board of Directors and Adjust Par Value of Preferred Stock | Management | For | For |
8 | Ratify Auditors | Management | For | For |
TIMKEN COMPANY, THE MEETING DATE: MAY 11, 2010 | ||||
TICKER: TKR SECURITY ID: 887389104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Griffith | Management | For | Withhold |
1.2 | Elect Director John A. Luke, Jr. | Management | For | Withhold |
1.3 | Elect Director Frank C. Sullivan | Management | For | Withhold |
1.4 | Elect Director Ward J. Timken | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
TRIMAS CORP. MEETING DATE: MAY 10, 2010 | ||||
TICKER: TRS SECURITY ID: 896215209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Wathen | Management | For | For |
1.2 | Elect Director Marshall A. Cohen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
TRIUMPH GROUP, INC. MEETING DATE: MAY 28, 2010 | ||||
TICKER: TGI SECURITY ID: 896818101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
TYCO ELECTRONICS LTD. MEETING DATE: OCT 8, 2009 | ||||
TICKER: TEL SECURITY ID: H8912P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Approve Payment Of A Distribution To Shareholders Through Areduction Of The Par Value Of Our Shares, Such Payment To Bemade In Two Installments On Or Before March 26, 2010 (the End Ofthe Second Fiscal Quarter Of 2010). | Management | For | For |
2 | To Approve Any Adjournments Or Postponements Of Theextraordinary General Meeting. | Management | For | For |
3 | Transact Other Business (Voting) | Management | For | Against |
TYCO ELECTRONICS LTD. MEETING DATE: MAR 10, 2010 | ||||
TICKER: TEL SECURITY ID: H8912P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Pierre Brondeau as Director | Management | For | For |
1.2 | Reelect Ram Charan as Director | Management | For | For |
1.3 | Reelect Juergen Gromer as Director | Management | For | For |
1.4 | Reelect Robert Hernandez as Director | Management | For | For |
1.5 | Reelect Thomas Lynch as Director | Management | For | For |
1.6 | Reelect Daniel Phelan as Director | Management | For | For |
1.7 | Reelect Frederic Poses as Director | Management | For | For |
1.8 | Reelect Lawrence Smith as Director | Management | For | For |
1.9 | Reelect Paula Sneed as Director | Management | For | For |
1.10 | Reelect David Steiner as Director | Management | For | For |
1.11 | Reelect John Van Scoter as Director | Management | For | For |
2.1 | Accept Annual Report for Fiscal 2008/2009 | Management | For | For |
2.2 | Accept Statutory Financial Statements for Fiscal 2008/2009 | Management | For | For |
2.3 | Accept Consolidated Financial Statements for Fiscal 2008/2009 | Management | For | For |
3 | Approve Share Capital Reduction and Repayment of $0.64 per Share | Management | For | For |
4 | Approve Discharge of Board and Senior Management | Management | For | For |
5 | Increase the Number of Shares Available for Awards under Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
6.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
6.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2009/2010 | Management | For | For |
6.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2009/2010 | Management | For | For |
7 | Adjourn Meeting | Management | For | Against |
8 | Transact Other Business (Voting) | Management | For | Against |
TYCO INTERNATIONAL LTD. MEETING DATE: MAR 10, 2010 | ||||
TICKER: TYC SECURITY ID: H89128104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal 2008/2009 | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Reelect Edward Breen as Director | Management | For | For |
3.2 | Elect Michael Daniels as Director | Management | For | For |
3.3 | Reelect Timothy Donahue as Director | Management | For | For |
3.4 | Reelect Brian Duperreault as Director | Management | For | For |
3.5 | Reelect Bruce Gordon as Director | Management | For | For |
3.6 | Reelect Rajiv Gupta as Director | Management | For | For |
3.7 | Reelect John Krol as Director | Management | For | For |
3.8 | Reelect Brendan O'Neill as Director | Management | For | For |
3.9 | Reelect William Stavropoulos as Director | Management | For | For |
3.10 | Reelect Sandra Wijnberg as Director | Management | For | For |
3.11 | Reelect R. David Yost as Director | Management | For | For |
4a | Ratify Deloitte AG as Auditors | Management | For | For |
4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
4c | Ratify PricewaterhouseCoopers AG as Special Auditor | Management | For | For |
5a | Approve Carrying Forward of Net Loss | Management | For | For |
5b | Approve CHF 407.4 Million Reduction in Share Capital and Repayment of CHF 0.85 per Share | Management | For | For |
6 | Amend Articles Re: Plurality Voting Standard for Board Elections When the Number of Candidates Exceeds the Number of Board Positions Available | Management | For | For |
7 | Transact Other Business (Voting) | Management | For | Against |
ULTRAPETROL BAHAMAS LTD MEETING DATE: OCT 21, 2009 | ||||
TICKER: ULTR SECURITY ID: P94398107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Reelect Felipe Menendez Ross as a Director | Management | For | Against |
3 | Reelect Ricardo Menendez Ross as a Director | Management | For | Against |
4 | Reelect James F. Martin as a Director | Management | For | Against |
5 | Reelect Teseo Bergoglio as a Director | Management | For | Against |
6 | Reelect Leonard J. Hoskinson as a Director | Management | For | Against |
7 | Reelect Michael C. Hagan as a Director | Management | For | For |
8 | Reelect George Wood as a Director | Management | For | For |
9 | Ratify Acts, Transactions, and Proceedings of Directors, Officers, and Employees of the Company and Indemnification of Directors, Officers, and Employees of the Company | Management | For | For |
UNION PACIFIC CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
3 | Elect Director Thomas J. Donohue | Management | For | For |
4 | Elect Director Archie W. Dunham | Management | For | For |
5 | Elect Director Judith Richards Hope | Management | For | For |
6 | Elect Director Charles C. Krulak | Management | For | For |
7 | Elect Director Michael R. McCarthy | Management | For | For |
8 | Elect Director Michael W. McConnell | Management | For | For |
9 | Elect Director Thomas F. McLarty III | Management | For | For |
10 | Elect Director Steven R. Rogel | Management | For | For |
11 | Elect Director Jose H. Villarreal | Management | For | For |
12 | Elect Director James R. Young | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Require Independent Board Chairman | Shareholder | Against | Against |
15 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
UNITED STATIONERS INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: USTR SECURITY ID: 913004107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy W. Haley | Management | For | For |
1.2 | Elect Director Benson P. Shapiro | Management | For | For |
1.3 | Elect Director Alex D. Zoghlin | Management | For | For |
1.4 | Elect Director Noah T. Maffitt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 14, 2010 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis R. Chenevert | Management | For | For |
1.2 | Elect Director John V. Faraci | Management | For | For |
1.3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
1.4 | Elect Director Jamie S. Gorelick | Management | For | For |
1.5 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.6 | Elect Director Edward A. Kangas | Management | For | For |
1.7 | Elect Director Charles R. Lee | Management | For | For |
1.8 | Elect Director Richard D. McCormick | Management | For | For |
1.9 | Elect Director Harold McGraw, III | Management | For | For |
1.10 | Elect Director Richard B. Myers | Management | For | For |
1.11 | Elect Director H. Patrick Swygert | Management | For | For |
1.12 | Elect Director Andre Villeneuve | Management | For | For |
1.13 | Elect Director Christine Todd Whitman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
WEG SA MEETING DATE: DEC 28, 2009 | ||||
TICKER: WEGE3 SECURITY ID: P9832B129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement between the Company and Trafo Equipamentos Eletricos | Management | For | For |
2 | Appoint Pricewaterhouse Coopers to Appraise Proposed Merger | Management | For | For |
3 | Approve Appraisal of Proposed Merger | Management | For | For |
4 | Approve Increase in Share Capital Due to Acquired Shares | Management | For | For |
5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
WEG SA MEETING DATE: APR 27, 2010 | ||||
TICKER: WEGE3 SECURITY ID: P9832B129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
5 | Elect Fiscal Council Members and Determine Their Remuneration | Management | For | For |
6 | Amend Articles | Management | For | Against |
7 | Designate Newspapers to Publish Company Announcements | Management | For | For |
WEIR GROUP PLC, THE MEETING DATE: MAY 12, 2010 | ||||
TICKER: WEIR �� SECURITY ID: G95248137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Jon Stanton as Director | Management | For | For |
5 | Re-elect Keith Cochrane as Director | Management | For | For |
6 | Re-elect Alan Mitchelson as Director | Management | For | For |
7 | Re-elect Lord Smith of Kelvin as Director | Management | For | For |
8 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorise Market Purchase | Management | For | For |
13 | Adopt New Articles of Association | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
15 | Amend Long-Term Incentive Plan | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR REAL ESTATE FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACADIA REALTY TRUST MEETING DATE: MAY 10, 2010 | ||||
TICKER: AKR SECURITY ID: 004239109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth F. Bernstein | Management | For | For |
1.2 | Elect Director Douglas Crocker II | Management | For | For |
1.3 | Elect Director Lorrence T. Kellar | Management | For | For |
1.4 | Elect Director Wendy Luscombe | Management | For | For |
1.5 | Elect Director William T. Spitz | Management | For | For |
1.6 | Elect Director Lee S. Wielansky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALEXANDRIA REAL ESTATE EQUITIES, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: ARE SECURITY ID: 015271109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joel S. Marcus | Management | For | For |
1.2 | Elect Director Richard B. Jennings | Management | For | For |
1.3 | Elect Director John L. Atkins, III | Management | For | For |
1.4 | Elect Director Richard H. Klein | Management | For | For |
1.5 | Elect Director James H. Richardson | Management | For | For |
1.6 | Elect Director Martin A. Simonetti | Management | For | For |
1.7 | Elect Director Alan G. Walton | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
APARTMENT INVESTMENT AND MANAGEMENT COMPANY MEETING DATE: APR 26, 2010 | ||||
TICKER: AIV SECURITY ID: 03748R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James N. Bailey | Management | For | For |
2 | Elect Director Terry Considine | Management | For | For |
3 | Elect Director Richard S. Ellwood | Management | For | For |
4 | Elect Director Thomas L. Keltner | Management | For | For |
5 | Elect Director J. Landis Martin | Management | For | For |
6 | Elect Director Robert A. Miller | Management | For | For |
7 | Elect Director Kathleen M. Nelson | Management | For | For |
8 | Elect Director Michael A. Stein | Management | For | For |
9 | Ratify Auditors | Management | For | For |
ASSOCIATED ESTATES REALTY CORPORATION MEETING DATE: MAY 5, 2010 | ||||
TICKER: AEC SECURITY ID: 045604105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert T. Adams | Management | For | For |
1.2 | Elect Director James M. Delaney | Management | For | For |
1.3 | Elect Director Jeffrey I. Friedman | Management | For | For |
1.4 | Elect Director Michael E. Gibbons | Management | For | For |
1.5 | Elect Director Mark L. Milstein | Management | For | For |
1.6 | Elect Director James A. Schoff | Management | For | For |
1.7 | Elect Director Richard T. Schwarz | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AVALONBAY COMMUNITIES, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: AVB SECURITY ID: 053484101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bryce Blair | Management | For | For |
1.2 | Elect Director Bruce A. Choate | Management | For | For |
1.3 | Elect Director John J. Healy, Jr. | Management | For | For |
1.4 | Elect Director Timothy J. Naughton | Management | For | For |
1.5 | Elect Director Lance R. Primis | Management | For | For |
1.6 | Elect Director Peter S. Rummell | Management | For | For |
1.7 | Elect Director H. Jay Sarles | Management | For | For |
1.8 | Elect Director W. Edward Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BOSTON PROPERTIES, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: BXP SECURITY ID: 101121101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mortimer B. Zuckerman | Management | For | For |
1.2 | Elect Director Carol B. Einiger | Management | For | For |
1.3 | Elect Director Jacob A. Frenkel | Management | For | For |
2 | Declassify the Board of Directors and Eliminate Plurality Voting Standard For Election of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Prepare a Sustainability Report | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
BRANDYWINE REALTY TRUST MEETING DATE: JUN 2, 2010 | ||||
TICKER: BDN SECURITY ID: 105368203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter D'Alessio | Management | For | For |
1.2 | Elect Director Anthony A. Nichols, Sr. | Management | For | For |
1.3 | Elect Director Gerard H. Sweeney | Management | For | For |
1.4 | Elect Director D. Pike Aloian | Management | For | For |
1.5 | Elect Director Wyche Fowler | Management | For | For |
1.6 | Elect Director Michael J. Joyce | Management | For | For |
1.7 | Elect Director Charles P. Pizzi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
BROOKDALE SENIOR LIVING INC. MEETING DATE: JUN 15, 2010 | ||||
TICKER: BKD SECURITY ID: 112463104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jackie M. Clegg | Management | For | For |
1.2 | Elect Director Tobia Ippolito | Management | For | For |
1.3 | Elect Director James R. Seward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BROOKFIELD PROPERTIES CORP. MEETING DATE: MAY 5, 2010 | ||||
TICKER: BPO SECURITY ID: 112900105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Ten | Management | For | For |
2.1 | Elect Gordon E. Arnell as Director | Management | For | For |
2.2 | Elect William T. Cahill as Director | Management | For | For |
2.3 | Elect Richard B. Clark as Director | Management | For | For |
2.4 | Elect Jack L. Cockwell as Director | Management | For | For |
2.5 | Elect Roderick D. Fraser as Director | Management | For | For |
2.6 | Elect Paul D. McFarlane as Director | Management | For | For |
2.7 | Elect Allan S. Olson as Director | Management | For | For |
2.8 | Elect Robert L. Stelzl as Director | Management | For | For |
2.9 | Elect Diana L. Taylor as Director | Management | For | For |
2.10 | Elect John E. Zuccotti as Director | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CAMDEN PROPERTY TRUST MEETING DATE: MAY 3, 2010 | ||||
TICKER: CPT SECURITY ID: 133131102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Campo | Management | For | For |
1.2 | Elect Director William R. Cooper | Management | For | For |
1.3 | Elect Director Scott S. Ingraham | Management | For | For |
1.4 | Elect Director Lewis A. Levey | Management | For | For |
1.5 | Elect Director William B. Mcguire, Jr. | Management | For | For |
1.6 | Elect Director William F. Paulsen | Management | For | For |
1.7 | Elect Director D. Keith Oden | Management | For | For |
1.8 | Elect Director F. Gardner Parker | Management | For | For |
1.9 | Elect Director Steven A. Webster | Management | For | For |
1.10 | Elect Director Kelvin R. Westbrook | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CB RICHARD ELLIS GROUP, INC. MEETING DATE: JUN 2, 2010 | ||||
TICKER: CBG SECURITY ID: 12497T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Blum | Management | For | For |
1.2 | Elect Director Curtis F. Feeny | Management | For | For |
1.3 | Elect Director Bradford M. Freeman | Management | For | For |
1.4 | Elect Director Michael Kantor | Management | For | For |
1.5 | Elect Director Frederic V. Malek | Management | For | For |
1.6 | Elect Director Jane J. Su | Management | For | For |
1.7 | Elect Director Laura D. Tyson | Management | For | For |
1.8 | Elect Director Brett White | Management | For | For |
1.9 | Elect Director Gary L. Wilson | Management | For | For |
1.10 | Elect Director Ray Wirta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CBL & ASSOCIATES PROPERTIES, INC. MEETING DATE: OCT 7, 2009 | ||||
TICKER: CBL SECURITY ID: 124830100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
CBL & ASSOCIATES PROPERTIES, INC. MEETING DATE: MAY 3, 2010 | ||||
TICKER: CBL SECURITY ID: 124830100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen D. Lebovitz | Management | For | For |
1.2 | Elect Director Kathleen M. Nelson | Management | For | For |
1.3 | Elect Director Winston W. Walker | Management | For | For |
1.4 | Elect Director Thomas J. DeRosa | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | None | For |
CEDAR SHOPPING CENTERS, INC. MEETING DATE: JUN 15, 2010 | ||||
TICKER: CDR SECURITY ID: 150602209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James J. Burns | Management | For | Against |
2 | Elect Director Raghunath Davloor | Management | For | For |
3 | Elect Director Richard Homburg | Management | For | For |
4 | Elect Director Pamela N. Hootkin | Management | For | For |
5 | Elect Director Everett B. Miller, III | Management | For | Against |
6 | Elect Director Leo S. Ullman | Management | For | For |
7 | Elect Director Roger M. Widmann | Management | For | Against |
8 | Authorize Futures Sales of Common Stock | Management | For | For |
9 | Ratify Auditors | Management | For | For |
CENTEX CORP. MEETING DATE: AUG 18, 2009 | ||||
TICKER: CTX SECURITY ID: 152312104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
CORPORATE OFFICE PROPERTIES TRUST MEETING DATE: MAY 13, 2010 | ||||
TICKER: OFC SECURITY ID: 22002T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay H. Shidler | Management | For | For |
1.2 | Elect Director Clay W. Hamlin, III | Management | For | For |
1.3 | Elect Director Thomas F. Brady | Management | For | For |
1.4 | Elect Director Robert L. Denton | Management | For | For |
1.5 | Elect Director Douglas M. Firstenberg | Management | For | For |
1.6 | Elect Director Randall M. Griffin | Management | For | For |
1.7 | Elect Director David M. Jacobstein | Management | For | For |
1.8 | Elect Director Steven D. Kesler | Management | For | For |
1.9 | Elect Director Kenneth S. Sweet, Jr. | Management | For | For |
1.10 | Elect Director Richard Szafranski | Management | For | For |
1.11 | Elect Director Kenneth D. Wethe | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
D.R. HORTON, INC. MEETING DATE: JAN 28, 2010 | ||||
TICKER: DHI SECURITY ID: 23331A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald R. Horton | Management | For | For |
1.2 | Elect Director Bradley S. Anderson | Management | For | For |
1.3 | Elect Director Michael R. Buchanan | Management | For | For |
1.4 | Elect Director Michael W. Hewatt | Management | For | For |
1.5 | Elect Director Bob G. Scott | Management | For | For |
1.6 | Elect Director Donald J. Tomnitz | Management | For | For |
1.7 | Elect Director Bill W. Wheat | Management | For | For |
2 | Approve Shareholder Rights Plan (Poison Pill) | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
DEVELOPERS DIVERSIFIED REALTY CORPORATION MEETING DATE: MAY 11, 2010 | ||||
TICKER: DDR SECURITY ID: 251591103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Terrance R. Ahern | Management | For | For |
2 | Elect Director James C. Boland | Management | For | For |
3 | Elect Director Thomas Finne | Management | For | For |
4 | Elect Director Robert H. Gidel | Management | For | For |
5 | Elect Director Daniel B. Hurwitz | Management | For | For |
6 | Elect Director Volker Kraft | Management | For | For |
7 | Elect Director Victor B. MacFarlane | Management | For | For |
8 | Elect Director Craig Macnab | Management | For | For |
9 | Elect Director Scott D. Roulston | Management | For | For |
10 | Elect Director Barry A. Sholem | Management | For | For |
11 | Elect Director William B. Summers, Jr. | Management | For | For |
12 | Elect Director Scott A. Wolstein | Management | For | For |
13 | Ratify Auditors | Management | For | For |
DIAMONDROCK HOSPITALITY COMPANY MEETING DATE: APR 28, 2010 | ||||
TICKER: DRH SECURITY ID: 252784301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William W. McCarten | Management | For | For |
1.2 | Elect Director Daniel J. Altobello | Management | For | For |
1.3 | Elect Director W. Robert Grafton | Management | For | For |
1.4 | Elect Director Maureen L. McAvey | Management | For | For |
1.5 | Elect Director Gilbert T. Ray | Management | For | For |
1.6 | Elect Director John L. Williams | Management | For | For |
1.7 | Elect Director Mark W. Brugger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DIGITAL REALTY TRUST INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: DLR SECURITY ID: 253868103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Magnuson | Management | For | For |
1.2 | Elect Director Michael F. Foust | Management | For | For |
1.3 | Elect Director Laurence A. Chapman | Management | For | For |
1.4 | Elect Director Kathleen Earley | Management | For | For |
1.5 | Elect Director Ruann F. Ernst, Ph.D. | Management | For | For |
1.6 | Elect Director Dennis E. Singleton | Management | For | For |
1.7 | Elect Director Robert H. Zerbst | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DUKE REALTY CORPORATION MEETING DATE: JUL 22, 2009 | ||||
TICKER: DRE SECURITY ID: 264411505 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Increase Authorized Preferred Stock | Management | For | Against |
DUKE REALTY CORPORATION MEETING DATE: APR 28, 2010 | ||||
TICKER: DRE SECURITY ID: 264411505 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Baltimore, Jr | Management | For | For |
2 | Elect Director Barrington H. Branch | Management | For | For |
3 | Elect Director Geoffrey A. Button | Management | For | For |
4 | Elect Director William Cavanaugh III | Management | For | For |
5 | Elect Director Ngaire E. Cuneo | Management | For | For |
6 | Elect Director Charles R. Eitel | Management | For | For |
7 | Elect Director Martin C. Jischke, PhD | Management | For | For |
8 | Elect Director Dennis D. Oklak | Management | For | For |
9 | Elect Director Jack R. Shaw | Management | For | For |
10 | Elect Director Lynn C. Thurber | Management | For | For |
11 | Elect Director Robert J. Woodward, Jr | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Stock Option Exchange Program | Management | For | For |
EDUCATION REALTY TRUST, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: EDR SECURITY ID: 28140H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul O. Bower | Management | For | For |
1.2 | Elect Director Monte J. Barrow | Management | For | For |
1.3 | Elect Director William J. Cahill, III | Management | For | For |
1.4 | Elect Director Randall L. Churchey | Management | For | For |
1.5 | Elect Director John L. Ford | Management | For | For |
1.6 | Elect Director Howard A. Silver | Management | For | For |
1.7 | Elect Director Wendell W. Weakley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
EMERITUS CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: ESC SECURITY ID: 291005106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley L. Baty | Management | For | For |
1.2 | Elect Director Raymond R. Brandstrom | Management | For | For |
1.3 | Elect Director Granger Cobb | Management | For | For |
1.4 | Elect Director Richard W. Macedonia | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
EQUITY RESIDENTIAL MEETING DATE: JUN 16, 2010 | ||||
TICKER: EQR SECURITY ID: 29476L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee John W. Alexander | Management | For | For |
1.2 | Elect Trustee Charles L. Atwood | Management | For | For |
1.3 | Elect Trustee Linda Walker Bynoe | Management | For | For |
1.4 | Elect Trustee Boone A. Knox | Management | For | For |
1.5 | Elect Trustee John E. Neal | Management | For | For |
1.6 | Elect Trustee David J. Neithercut | Management | For | For |
1.7 | Elect Trustee Mark S. Shapiro | Management | For | For |
1.8 | Elect Trustee Gerald A. Spector | Management | For | For |
1.9 | Elect Trustee B. Joseph White | Management | For | For |
1.10 | Elect Trustee Samuel Zell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Trustees | Shareholder | Against | Against |
ESSEX PROPERTY TRUST, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: ESS SECURITY ID: 297178105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith R. Guericke | Management | For | For |
1.2 | Elect Director Issie N. Rabinovitch | Management | For | For |
1.3 | Elect Director Thomas E. Randlett | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FIRST INDUSTRIAL REALTY TRUST, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: FR SECURITY ID: 32054K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew S. Dominski | Management | For | For |
1.2 | Elect Director H. Patrick Hackett, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FOREST CITY ENTERPRISES, INC. MEETING DATE: JUN 16, 2010 | ||||
TICKER: FCE.A SECURITY ID: 345550107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael P. Esposito, Jr. | Management | For | For |
1.2 | Elect Director Joan K. Shafran | Management | For | For |
1.3 | Elect Director Louis Stokes | Management | For | For |
1.4 | Elect Director Stan Ross | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Increase Authorized Preferred Stock | Management | For | Against |
4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
GRUBB & ELLIS COMPANY MEETING DATE: DEC 17, 2009 | ||||
TICKER: GBE SECURITY ID: 400095303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Preferred and Common Stock | Management | For | For |
2 | Amend Certificate of Incorporation to Declassify the Board of Directors and Establish Range for Board Size | Management | For | For |
3.1 | Elect Director Thomas D'Arcy | Management | For | For |
3.2 | Elect Director C. Michael Kojaian | Management | For | For |
3.3 | Elect Director Robert J. McLaughlin | Management | For | For |
3.4 | Elect Director D. Fleet Wallace | Management | For | For |
3.5 | Elect Director Devin I. Murphy | Management | For | For |
3.6 | Elect Director Rodger D. Young | Management | For | For |
4.1 | Elect Director Glenn L. Carpenter | Management | For | For |
4.2 | Elect Director Gary H. Hunt | Management | For | For |
4.3 | Elect Director Robert J. McLaughlin | Management | For | For |
5 | Amend Certificate of Incorporation to Increase Number of Directors In the Event of Preferred Dividend Default | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Other Business | Management | For | Against |
HCP, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: HCP SECURITY ID: 40414L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Flaherty III | Management | For | For |
1.2 | Elect Director Christine N. Garvey | Management | For | For |
1.3 | Elect Director David B. Henry | Management | For | For |
1.4 | Elect Director Lauralee E. Martin | Management | For | For |
1.5 | Elect Director Michael D. Mckee | Management | For | For |
1.6 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.7 | Elect Director Peter L. Rhein | Management | For | For |
1.8 | Elect Director Kenneth B. Roath | Management | For | For |
1.9 | Elect Director Richard M. Rosenberg | Management | For | For |
1.10 | Elect Director Joseph P. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
HEALTHCARE REALTY TRUST, INCORPORATED MEETING DATE: MAY 18, 2010 | ||||
TICKER: HR SECURITY ID: 421946104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edwin B. Morris, III | Management | For | For |
1.2 | Elect Director John Knox Singleton | Management | For | For |
1.3 | Elect Director Roger O. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HIGHWOODS PROPERTIES, INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: HIW SECURITY ID: 431284108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gene H. Anderson | Management | For | For |
1.2 | Elect Director Edward J. Fritsch | Management | For | For |
1.3 | Elect Director David J. Hartzell | Management | For | For |
1.4 | Elect Director Lawrence S. Kaplan | Management | For | For |
1.5 | Elect Director Sherry A. Kellett | Management | For | For |
1.6 | Elect Director L. Glenn Orr, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
HOME PROPERTIES, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: HME SECURITY ID: 437306103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen R. Blank | Management | For | For |
1.2 | Elect Director Josh E. Fidler | Management | For | For |
1.3 | Elect Director Alan L. Gosule | Management | For | For |
1.4 | Elect Director Leonard F. Helbig, III | Management | For | For |
1.5 | Elect Director Charles J. Koch | Management | For | For |
1.6 | Elect Director Nelson B. Leenhouts | Management | For | For |
1.7 | Elect Director Norman P. Leenhouts | Management | For | For |
1.8 | Elect Director Edward J. Pettinella | Management | For | For |
1.9 | Elect Director Clifford W. Smith, Jr. | Management | For | For |
1.10 | Elect Director Paul L. Smith | Management | For | For |
1.11 | Elect Director Amy L. Tait | Management | For | For |
2 | Amend Deferred Compensation Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HOST HOTELS & RESORTS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: HST SECURITY ID: 44107P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roberts M. Baylis | Management | For | For |
1.2 | Elect Director Willard W. Brittain, Jr. | Management | For | For |
3 | Elect Director Terence C. Golden | Management | For | For |
4 | Elect Director Ann McLaughlin Korologos | Management | For | For |
5 | Elect Director Richard E. Marriott | Management | For | For |
6 | Elect Director John B. Morse, Jr. | Management | For | For |
7 | Elect Director Gordon H. Smith | Management | For | For |
8 | Elect Director W. Edward Walter | Management | For | For |
9 | Ratify Auditors | Management | For | For |
KIMCO REALTY CORPORATION MEETING DATE: MAY 5, 2010 | ||||
TICKER: KIM SECURITY ID: 49446R109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Milton Cooper | Management | For | For |
1.2 | Elect Director Philip E. Coviello | Management | For | For |
1.3 | Elect Director Richard G. Dooley | Management | For | For |
1.4 | Elect Director Joe Grills | Management | For | For |
1.5 | Elect Director David B. Henry | Management | For | For |
1.6 | Elect Director F. Patrick Hughes | Management | For | For |
1.7 | Elect Director Frank Lourenso | Management | For | For |
1.8 | Elect Director Richard Saltzman | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KITE REALTY GROUP TRUST MEETING DATE: MAY 4, 2010 | ||||
TICKER: KRG SECURITY ID: 49803T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Kite | Management | For | For |
1.2 | Elect Director William E. Bindley | Management | For | For |
1.3 | Elect Director Dr. Richard A. Cosier | Management | For | For |
1.4 | Elect Director Eugene Golub | Management | For | For |
1.5 | Elect Director Gerald L. Moss | Management | For | For |
1.6 | Elect Director Michael L. Smith | Management | For | For |
1.7 | Elect Director Darell E. Zink, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LENNAR CORPORATION MEETING DATE: APR 14, 2010 | ||||
TICKER: LEN SECURITY ID: 526057104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Irving Bolotin | Management | For | For |
1.2 | Director Steven L. Gerard | Management | For | For |
1.3 | Director Sherrill W. Hudson | Management | For | For |
1.4 | Director R. Kirk Landon | Management | For | For |
1.5 | Director Sidney Lapidus | Management | For | For |
1.6 | Director Stuart A. Miller | Management | For | For |
1.7 | Director Donna E. Shalala | Management | For | For |
1.8 | Director Jeffrey Sonnenfeld | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
M/I HOMES, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: MHO SECURITY ID: 55305B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Friedrich K.M. Bohm | Management | For | For |
1.2 | Elect Director Jeffrey H. Miro | Management | For | For |
1.3 | Elect Director Robert H. Schottenstein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MACERICH COMPANY, THE MEETING DATE: MAY 27, 2010 | ||||
TICKER: MAC SECURITY ID: 554382101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arthur M. Coppola | Management | For | For |
2 | Elect Director Edward C. Coppola | Management | For | For |
3 | Elect Director James S. Cownie | Management | For | For |
4 | Elect Director Fred S. Hubbell | Management | For | For |
5 | Elect Director Mason G. Ross | Management | For | For |
6 | Elect Director Dr. William P. Sexton | Management | For | For |
7 | Ratify Auditors | Management | For | For |
MID-AMERICA APARTMENT COMMUNITIES, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: MAA SECURITY ID: 59522J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Eric Bolton, Jr. | Management | For | For |
1.2 | Elect Director Alan B. Graf, Jr. | Management | For | Withhold |
1.3 | Elect Director John S. Grinalds | Management | For | For |
1.4 | Elect Director Ralph Horn | Management | For | For |
1.5 | Elect Director W. Reid Sanders | Management | For | For |
1.6 | Elect Director William B. Sansom | Management | For | For |
1.7 | Elect Director Philip W. Norwood | Management | For | For |
1.8 | Elect Director Simon R.C. Wadsworth | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NATIONAL HEALTH INVESTORS, INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: NHI SECURITY ID: 63633D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ted H. Welch | Management | For | For |
1.2 | Elect Director J. Justin Hutchens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OMEGA HEALTHCARE INVESTORS, INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: OHI SECURITY ID: 681936100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward Lowenthal | Management | For | For |
1.2 | Elect Director Stephen D. Plavin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Charter to Revise Various Provisions Regarding REIT Ownership Limits | Management | For | For |
4 | Amend Charter to Grant Authority to the Board of Directors to Increase or Decrease Authorized Common and Preferred Stock | Management | For | Against |
PROLOGIS MEETING DATE: MAY 14, 2010 | ||||
TICKER: PLD SECURITY ID: 743410102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen L. Feinberg | Management | For | For |
1.2 | Elect Director George L. Fotiades | Management | For | For |
1.3 | Elect Director Christine N. Garvey | Management | For | For |
1.4 | Elect Director Lawrence V. Jackson | Management | For | For |
1.5 | Elect Director Donald P. Jacobs | Management | For | For |
1.6 | Elect Director Irving F. Lyons, III | Management | For | For |
1.7 | Elect Director Walter C. Rakowich | Management | For | For |
1.8 | Elect Director D. Michael Steuert | Management | For | For |
1.9 | Elect Director J. Andre Teixeira | Management | For | For |
1.10 | Elect Director Andrea M. Zulberti | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Stock Option Exchange Program | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PUBLIC STORAGE MEETING DATE: MAY 6, 2010 | ||||
TICKER: PSA SECURITY ID: 74460D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director B. Wayne Hughes | Management | For | For |
1.2 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
1.3 | Elect Director Dann V. Angeloff | Management | For | For |
1.4 | Elect Director William C. Baker | Management | For | For |
1.5 | Elect Director John T. Evans | Management | For | For |
1.6 | Elect Director Tamara Hughes Gustavson | Management | For | For |
1.7 | Elect Director Uri P. Harkham | Management | For | For |
1.8 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
1.9 | Elect Director Harvey Lenkin | Management | For | For |
1.10 | Elect Director Avedick B. Poladian | Management | For | For |
1.11 | Elect Director Gary E. Pruitt | Management | For | For |
1.12 | Elect Director Ronald P. Spogli | Management | For | For |
1.13 | Elect Director Daniel C. Staton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PULTE HOMES INC. MEETING DATE: AUG 18, 2009 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Change Company Name | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
PULTEGROUP, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas M. Schoewe | Management | For | For |
1.2 | Elect Director Timothy R. Eller | Management | For | For |
1.3 | Elect Director Clint W. Murchison III | Management | For | For |
1.4 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
1.5 | Elect Director David N. McCammon | Management | For | For |
1.6 | Elect Director James J. Postl | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Stock Ownership Limitations | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Performance-Based Equity Awards | Shareholder | Against | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
10 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
SIMON PROPERTY GROUP, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: SPG SECURITY ID: 828806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Melvyn E. Bergstein | Management | For | For |
2 | Elect Director Linda Walker Bynoe | Management | For | For |
3 | Elect Director Larry C. Glasscock | Management | For | For |
4 | Elect Director Karen N. Horn, PhD | Management | For | For |
5 | Elect Director Allan Hubbard | Management | For | For |
6 | Elect Director Reuben S. Leibowitz | Management | For | For |
7 | Elect Director Daniel C. Smith, PhD | Management | For | For |
8 | Elect Director J. Albert Smith, Jr. | Management | For | For |
9 | Ratify Auditors | Management | For | For |
SL GREEN REALTY CORP. MEETING DATE: JUN 15, 2010 | ||||
TICKER: SLG SECURITY ID: 78440X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Edwin T. Burton, III | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ST. JOE COMPANY, THE MEETING DATE: MAY 11, 2010 | ||||
TICKER: JOE SECURITY ID: 790148100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Ainslie | Management | For | For |
1.2 | Elect Director Hugh M. Durden | Management | For | For |
1.3 | Elect Director Thomas A. Fanning | Management | For | For |
1.4 | Elect Director Wm. Britton Greene | Management | For | For |
1.5 | Elect Director Delores M. Kesler | Management | For | For |
1.6 | Elect Director John S. Lord | Management | For | For |
1.7 | Elect Director Walter L. Revell | Management | For | For |
2 | Establish Range For Board Size | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SUNRISE SENIOR LIVING, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: SRZ SECURITY ID: 86768K106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
1.2 | Elect Director Thomas J. Donohue | Management | For | For |
1.3 | Elect Director David I. Fuente | Management | For | For |
1.4 | Elect Director Stephen D. Harlan | Management | For | For |
1.5 | Elect Director Paul J. Klaassen | Management | For | For |
1.6 | Elect Director Lynn Krominga | Management | For | For |
1.7 | Elect Director William G. Little | Management | For | For |
1.8 | Elect Director Mark S. Ordan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SUNSTONE HOTEL INVESTORS, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: SHO SECURITY ID: 867892101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Alter | Management | For | For |
1.2 | Elect Director Arthur L. Buser, Jr. | Management | For | For |
1.3 | Elect Director Lewis N. Wolff | Management | For | For |
1.4 | Elect Director Z. Jamie Behar | Management | For | For |
1.5 | Elect Director Thomas A. Lewis, Jr. | Management | For | For |
1.6 | Elect Director Keith M. Locker | Management | For | For |
1.7 | Elect Director Keith P. Russell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
TOLL BROTHERS, INC. MEETING DATE: MAR 17, 2010 | ||||
TICKER: TOL SECURITY ID: 889478103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zvi Barzilay | Management | For | For |
1.2 | Elect Director Edward G. Boehne | Management | For | For |
1.3 | Elect Director Richard J. Braemer | Management | For | For |
1.4 | Elect Director Carl B. Marbach | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Stock Ownership Limitations | Management | For | For |
4 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
U-STORE-IT TRUST MEETING DATE: JUN 2, 2010 | ||||
TICKER: YSI SECURITY ID: 91274F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William M. Diefenderfer, III | Management | For | Withhold |
1.2 | Elect Director Piero Bussani | Management | For | For |
1.3 | Elect Director Harold S. Haller | Management | For | Withhold |
1.4 | Elect Director Daniel B. Hurwitz | Management | For | Withhold |
1.5 | Elect Director Dean Jernigan | Management | For | For |
1.6 | Elect Director Marianne M. Keler | Management | For | For |
1.7 | Elect Director David J. LaRue | Management | For | For |
1.8 | Elect Director John F. Remondi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
VENTAS, INC. MEETING DATE: APR 30, 2010 | ||||
TICKER: VTR SECURITY ID: 92276F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra A. Cafaro | Management | For | For |
1.2 | Elect Director Douglas Crocker, II | Management | For | For |
1.3 | Elect Director Ronald G. Geary | Management | For | For |
1.4 | Elect Director Jay M. Gellert | Management | For | For |
1.5 | Elect Director Robert D. Reed | Management | For | For |
1.6 | Elect Director Sheli Z. Rosenberg | Management | For | For |
1.7 | Elect Director James D. Shelton | Management | For | For |
1.8 | Elect Director Thomas C. Theobald | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
VORNADO REALTY TRUST MEETING DATE: MAY 13, 2010 | ||||
TICKER: VNO SECURITY ID: 929042109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Candace K. Beinecke | Management | For | For |
1.2 | Elect Director Robert P. Kogod | Management | For | For |
1.3 | Elect Director David Mandelbaum | Management | For | For |
1.4 | Elect Director Richard R. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Declassify the Board of Directors | Shareholder | Against | For |
VOTE SUMMARY REPORT
FIDELITY ADVISOR TECHNOLOGY FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3COM CORP. MEETING DATE: SEP 23, 2009 | ||||
TICKER: COMS SECURITY ID: 885535104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen A. Cote | Management | For | For |
1.2 | Elect Director David H.Y. Ho | Management | For | For |
1.3 | Elect Director Robert Y.L. Mao | Management | For | For |
1.4 | Elect Director J. Donald Sherman | Management | For | For |
1.5 | Elect Director Dominique Trempont | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
3PAR INC. MEETING DATE: SEP 17, 2009 | ||||
TICKER: PAR SECURITY ID: 88580F109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher B. Paisley | Management | For | For |
1.2 | Elect Director James Wei | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bylaws Relating to Special Meetings and Director Resignations and Vacancies on the Board | Management | For | For |
A123 SYSTEMS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: AONE SECURITY ID: 03739T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gilbert N. Riley, Jr. | Management | For | For |
1.2 | Elect Director Jeffrey P. McCarthy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ACME PACKET, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: APKT SECURITY ID: 004764106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Thurk | Management | For | Withhold |
1.2 | Elect Director Andrew D. Ory | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ACTIVISION BLIZZARD, INC. MEETING DATE: DEC 17, 2009 | ||||
TICKER: ATVI SECURITY ID: 00507V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | Against |
ACTIVISION BLIZZARD, INC. MEETING DATE: JUN 3, 2010 | ||||
TICKER: ATVI SECURITY ID: 00507V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Philippe G.H. Capron | Management | For | For |
2 | Elect Director Robert J. Corti | Management | For | For |
3 | Elect Director Frederic R. Crepin | Management | For | For |
4 | Elect Director Brian G. Kelly | Management | For | For |
5 | Elect Director Robert A. Kotick | Management | For | For |
6 | Elect Director Jean-Bernard Levy | Management | For | For |
7 | Elect Director Robert J. Morgado | Management | For | For |
8 | Elect Director Douglas P. Morris | Management | For | For |
9 | Elect Director Stephane Roussel | Management | For | For |
10 | Elect Director Richard Sarnoff | Management | For | For |
11 | Elect Director Regis Turrini | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
ADTRAN, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: ADTN SECURITY ID: 00738A106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Stanton | Management | For | For |
1.2 | Elect Director H. Fenwick Huss | Management | For | For |
1.3 | Elect Director Ross K. Ireland | Management | For | For |
1.4 | Elect Director William L. Marks | Management | For | For |
1.5 | Elect Director James E. Matthews | Management | For | For |
1.6 | Elect Director Balan Nair | Management | For | For |
1.7 | Elect Director Roy J. Nichols | Management | For | For |
2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ADVANCED MICRO DEVICES, INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: AMD SECURITY ID: 007903107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bruce L. Claflin | Management | For | For |
2 | Elect Director W. Michael Barnes | Management | For | For |
3 | Elect Director John E. Caldwell | Management | For | For |
4 | Elect Director Craig A. Conway | Management | For | For |
5 | Elect Director Nicholas M. Donofrio | Management | For | For |
6 | Elect Director H. Paulett Eberhart | Management | For | For |
7 | Elect Director Derrick R. Meyer | Management | For | For |
8 | Elect Director Waleed Al Mokarrab Al Muhairi | Management | For | For |
9 | Elect Director Robert B. Palmer | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 2, 2010 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul N. Clark | Management | For | For |
2 | Elect Director James G. Cullen | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
AIRMEDIA GROUP INC. MEETING DATE: DEC 9, 2009 | ||||
TICKER: AMCN SECURITY ID: 009411109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend 2007 Share Incentive Plan | Management | For | Against |
2 | Adopt New Memorandum and Articles of Association | Management | For | Against |
3 | Authorize Share Repurchase Program | Management | For | Against |
AIXTRON AG MEETING DATE: MAY 18, 2010 | ||||
TICKER: AIXA SECURITY ID: D0198L143 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.15 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
5 | Approve Remuneration System for Management Board Members | Management | For | For |
6 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2010 | Management | For | For |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
8 | Approve Creation of EUR 40.3 Million Pool of Capital I without Preemptive Rights | Management | For | For |
9 | Approve Creation of EUR 10.1 Million Pool of Capital II with Partial Exclussion of Preemptive Rights | Management | For | For |
10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclussion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Billion; Approve Creation of EUR 40.3 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
11 | Amend Articles Re: Convocation of, Participation in, Audio/Video Transmission of, Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
12 | Approve Change of Corporate Form to Societas Europaea (SE) | Management | For | For |
AKAMAI TECHNOLOGIES, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: AKAM SECURITY ID: 00971T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Thomson Leighton | Management | For | For |
2 | Elect Director Paul Sagan | Management | For | For |
3 | Elect Director Naomi O. Seligman | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALIBABA.COM LTD. MEETING DATE: DEC 15, 2009 | ||||
TICKER: 1688 SECURITY ID: G01717100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Cooperation Framework Agreement and Annual Caps | Management | For | For |
2 | Approve Cross-Selling Services Framework Agreement and Annual Caps | Management | For | For |
3 | Approve Technology and Intellectual Property Framework License Agreement and Annual Caps | Management | For | For |
4 | Authorize Board to Sign and Execute Documents Related to the Cooperation Framework Agreement, the Cross-Selling Services Framework Agreement and the Technology and Intellectual Property Framework License Agreement | Management | For | For |
ALIBABA.COM LTD. MEETING DATE: MAY 14, 2010 | ||||
TICKER: 1688 SECURITY ID: G01717100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Ma Yun, Jack as Director | Management | For | For |
3 | Reelect Wu Wei, Maggie as Director | Management | For | For |
4 | Reelect Peng Yi Jie, Sabrina as Director | Management | For | For |
5 | Reelect Tsou Kai-Lien, Rose as Director | Management | For | For |
6 | Reelect Niu Gen Sheng as Director | Management | For | For |
7 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
8 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Authorize Reissuance of Repurchased Shares | Management | For | For |
12 | Approve Issuance of Shares Pursuant to the Restricted Share Unit Scheme | Management | For | Against |
ALTERA CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: ALTR SECURITY ID: 021441100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John P. Daane | Management | For | For |
2 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
3 | Elect Director Kevin McGarity | Management | For | For |
4 | Elect Director T. Michael Nevens | Management | For | For |
5 | Elect Director Krish A. Prabhu | Management | For | For |
6 | Elect Director John Shoemaker | Management | For | For |
7 | Elect Director Susan Wang | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
AMAZON.COM, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director William B. Gordon | Management | For | For |
5 | Elect Director Alain Monie | Management | For | For |
6 | Elect Director Thomas O. Ryder | Management | For | For |
7 | Elect Director Patricia Q. Stonesifer | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Report on Political Contributions | Shareholder | Against | Abstain |
AMERICAN TOWER CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director: Raymond P. Dolan | Management | For | For |
1.2 | Elect Director: Ronald M. Dykes | Management | For | For |
1.3 | Elect Director: Carolyn F. Katz | Management | For | For |
1.4 | Elect Director: Gustavo Lara Cantu | Management | For | For |
1.5 | Elect Director: Joann A. Reed | Management | For | For |
1.6 | Elect Director: Pamela D.a. Reeve | Management | For | For |
1.7 | Elect Director: David E. Sharbutt | Management | For | For |
1.8 | Elect Director: James D. Taiclet, Jr. | Management | For | For |
1.9 | Elect Director: Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMKOR TECHNOLOGY, INC. MEETING DATE: MAY 3, 2010 | ||||
TICKER: AMKR SECURITY ID: 031652100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Kim | Management | For | For |
1.2 | Elect Director Roger A. Carolin | Management | For | For |
1.3 | Elect Director Winston J. Churchill | Management | For | For |
1.4 | Elect Director Kenneth T. Joyce | Management | For | For |
1.5 | Elect Director John T. Kim | Management | For | For |
1.6 | Elect Director Stephen G. Newberry | Management | For | For |
1.7 | Elect Director John F. Osborne | Management | For | For |
1.8 | Elect Director James W. Zug | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMPHENOL CORPORATION MEETING DATE: MAY 26, 2010 | ||||
TICKER: APH SECURITY ID: 032095101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley L. Clark | Management | For | For |
1.2 | Elect Director Andrew E. Lietz | Management | For | For |
1.3 | Elect Director Martin H. Loeffler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ANALOG DEVICES, INC. MEETING DATE: JUL 20, 2009 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | Against |
ANSYS, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: ANSS SECURITY ID: 03662Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jacqueline C. Morby | Management | For | For |
1.2 | Elect Director Michael C. Thurk | Management | For | For |
2 | Ratify Auditors | Management | For | For |
APPLE INC. MEETING DATE: FEB 25, 2010 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Millard S. Drexler | Management | For | For |
1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
1.4 | Elect Director Steven P. Jobs | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Arthur D. Levinson | Management | For | For |
1.7 | Elect Director Jerome B. York | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Prepare Sustainability Report | Shareholder | Against | Abstain |
7 | Establish Other Board Committee | Shareholder | Against | Abstain |
APPLIED MICRO CIRCUITS CORP. MEETING DATE: AUG 18, 2009 | ||||
TICKER: AMCC SECURITY ID: 03822W406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cesar Cesaratto | Management | For | For |
1.2 | Elect Director Donald Colvin | Management | For | For |
1.3 | Elect Director Paramesh Gopi | Management | For | For |
1.4 | Elect Director Paul R. Gray | Management | For | For |
1.5 | Elect Director Fred Shlapak | Management | For | For |
1.6 | Elect Director Arthur B. Stabenow | Management | For | For |
1.7 | Elect Director Julie H. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
ARIBA, INC. MEETING DATE: FEB 26, 2010 | ||||
TICKER: ARBA SECURITY ID: 04033V203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas F. Monahan | Management | For | For |
1.2 | Elect Director Karl E. Newkirk | Management | For | For |
1.3 | Elect Director Richard F. Wallman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ART TECHNOLOGY GROUP, INC. MEETING DATE: MAY 24, 2010 | ||||
TICKER: ARTG SECURITY ID: 04289L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David B. Elsbree | Management | For | For |
1.2 | Elect Director Ilene H. Lang | Management | For | For |
1.3 | Elect Director Daniel C. Regis | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
ARUBA NETWORKS, INC. MEETING DATE: DEC 14, 2009 | ||||
TICKER: ARUN SECURITY ID: 043176106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic P. Orr | Management | For | Withhold |
1.2 | Elect Director Keerti Melkote | Management | For | Withhold |
1.3 | Elect Director Bernard Guidon | Management | For | Withhold |
1.4 | Elect Director Emmanuel Hernandez | Management | For | Withhold |
1.5 | Elect Director Michael R. Kourey | Management | For | Withhold |
1.6 | Elect Director Douglas Leone | Management | For | Withhold |
1.7 | Elect Director Willem P. Roelandts | Management | For | Withhold |
1.8 | Elect Director Shirish S. Sathaye | Management | For | Withhold |
1.9 | Elect Director Daniel Warmenhoven | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
ASIAINFO HOLDINGS, INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: ASIA SECURITY ID: 04518A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issue Shares/Cash in Connection with Acquisition | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
ASM INTERNATIONAL NV MEETING DATE: MAY 20, 2010 | ||||
TICKER: ASM SECURITY ID: N07045102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
6 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
7 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
8a | Elect Chuck del Prado to Executive Board | Management | For | Did Not Vote |
8b | Elect Peter van Bommel to Executive Board | Management | For | Did Not Vote |
9a | Elect Heinrich W. Kreutzer to Supervisory Board | Management | For | Did Not Vote |
9b | Elect C.J. van Pernis to Supervisory Board | Management | For | Did Not Vote |
10 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
11a | Amend Articles Re: Appointment of Members of Management and Supervisory Boards | Management | For | Did Not Vote |
11b | Amend Articles Re: Dismissal of Members of Management and Supervisory Boards | Management | For | Did Not Vote |
11c | Amend Articles Re: Ownership Threshold to Place Item on Meeting Agenda | Management | For | Did Not Vote |
11d | Amend Articles Re: Other Legal Changes | Management | For | Did Not Vote |
12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
13 | Postpone Discussion on Company Structure to 2010 | Management | For | Did Not Vote |
14a | Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
14b | Grant Board Authority to Issue Shares In Order To Finance Company's Stock Option Plans | Management | For | Did Not Vote |
14c | Authorize Board to Exclude Preemptive Rights from Issuance under Items 14a and 14b | Management | For | Did Not Vote |
15 | Authorize Repurchase of Shares | Management | For | Did Not Vote |
16 | Other Business (Non-Voting) | Management | None | Did Not Vote |
17 | Close Meeting | Management | None | Did Not Vote |
ASML HOLDING NV MEETING DATE: MAR 24, 2010 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Discuss the Company's Business and Finacial Situation | Management | None | Did Not Vote |
3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
7 | Approve Dividends of EUR 0.20 Per Share | Management | For | Did Not Vote |
8.a | Discuss Remuneration Report | Management | None | Did Not Vote |
8.b | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
9.a | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | Did Not Vote |
9.b | Approve Performance Share Grant According to Remuneration Policy 2008 | Management | For | Did Not Vote |
9.c | Approve Performance Stock Option Grants | Management | For | Did Not Vote |
10 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
11 | Notification of the Intended Election of F. Schneider-Manoury to the Management Board | Management | None | Did Not Vote |
12 | Discussion of Supervisory Board Profile | Management | None | Did Not Vote |
13 | Notification of the Retirement of W.T. Siegle and J.W.B. Westerburgen of the Supervisory Board by Rotation in 2011 | Management | None | Did Not Vote |
14.a | Grant Board Authority to Issue Shares up To Five Percent of Issued Capital | Management | For | Did Not Vote |
14.b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.a | Management | For | Did Not Vote |
14.c | Grant Board Authority to Issue Additional Shares of up to Five Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
14.d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.c | Management | For | Did Not Vote |
15 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
16 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
17 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
18 | Other Business | Management | None | Did Not Vote |
19 | Close Meeting | Management | None | Did Not Vote |
ATHENAHEALTH, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: ATHN SECURITY ID: 04685W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Kane | Management | For | For |
1.2 | Elect Director Ruben J. King-Shaw, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | None | Against |
ATMEL CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: ATML SECURITY ID: 049513104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven Laub | Management | For | For |
2 | Elect Director Tsung-Ching Wu | Management | For | For |
3 | Elect Director David Sugishita | Management | For | For |
4 | Elect Director Papken Der Torossian | Management | For | For |
5 | Elect Director Jack L. Saltich | Management | For | For |
6 | Elect Director Charles Carinalli | Management | For | For |
7 | Elect Director Edward Ross | Management | For | For |
8 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
9 | Ratify Auditors | Management | For | For |
ATOS ORIGIN MEETING DATE: MAY 27, 2010 | ||||
TICKER: ATO SECURITY ID: F06116101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
5 | Ratify Appointment of Lionel Zinsou-Derlin as Director | Management | For | For |
6 | Elect Aminata Niane as Director | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
9 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 10.5 Million | Management | For | For |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 10 and 11 Above | Management | For | For |
13 | Authorize Capital Increase of Up to EUR 10.5 Million for Future Exchange Offers | Management | For | For |
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
15 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 10 to 14 at EUR 20 Million | Management | For | For |
16 | Approve Employee Stock Purchase Plan | Management | For | For |
17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
18 | Appoint Colette Neuville as Censor | Management | For | For |
AU OPTRONICS CORP MEETING DATE: JUN 18, 2010 | ||||
TICKER: 2409 SECURITY ID: 002255107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Statement of Profit & Loss Appropriation | Management | For | For |
3.1 | Elect Vivien Huey-Juan Hsieh with ID Number P200062523 as Independent Director | Management | For | For |
3.2 | Elect Mei-Yue Ho with ID Number Q200495032 as Independent Director | Management | For | For |
3.3 | Elect Bing-He Yang with ID Number E101549010 as Independent Director | Management | For | For |
3.4 | Elect Kuen-Yao (KY) Lee with ID Number K101577037 as Director | Management | For | Withhold |
3.5 | Elect Hsuan Bin (HB) Chen with ID Number J101514119 as Director | Management | For | Withhold |
3.6 | Elect Lai-Juh Chen with ID Number A121498798 as Director | Management | For | Withhold |
3.7 | Elect Shuang-Lang Peng with ID Number J120870365 as Director | Management | For | Withhold |
3.8 | Elect Representative of Qisda Corporation, Ko-Yung (Eric) Yu with ID Number M101480996 as Director | Management | For | Withhold |
3.9 | Elect Representative of Qisda Corporation, Hui Hsiung with ID Number Y100138545 as Director | Management | For | Withhold |
3.10 | Elect Representative of BenQ Foundation, Ronald Jen-Chuan Chwang with ID Number A125990480 as Director | Management | For | Withhold |
3.11 | Elect Representative of An Ji Biomedical Corporation, Chang-Hai Tsai with ID Number Q100928070 as Director | Management | For | Withhold |
4 | Amend Operating Procedures for Loan of Funds to Other Parties and Endorsement and Guarantee | Management | For | For |
5 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
6 | Transact Other Business | Management | None | None |
AUTODESK, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: ADSK SECURITY ID: 052769106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carl Bass | Management | For | For |
2 | Elect Director Crawford W. Beveridge | Management | For | For |
3 | Elect Director J. Hallam Dawson | Management | For | For |
4 | Elect Director Per-Kristian Halvorsen | Management | For | For |
5 | Elect Director Sean M. Maloney | Management | For | For |
6 | Elect Director Mary T. McDowell | Management | For | For |
7 | Elect Director Charles J. Robel | Management | For | For |
8 | Elect Director Steven M. West | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Approve Executive Incentive Bonus Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
AUTONOMY CORPORATION PLC MEETING DATE: MAR 24, 2010 | ||||
TICKER: AU. SECURITY ID: G0669T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3 | Elect Robert Webb as Director | Management | For | For |
4 | Re-elect Sushovan Hussain as Director | Management | For | For |
5 | Re-elect Michael Lynch as Director | Management | For | For |
6 | Re-elect John McMonigall as Director | Management | For | For |
7 | Re-elect Richard Perle as Director | Management | For | For |
8 | Re-elect Barry Ariko as Director | Management | For | For |
9 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
11 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 267,640.32 and an Additional Amount Pursuant to a Rights Issue of up to GBP 267,640.32 | Management | For | For |
12 | Subject to the Passing of Resolution 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 40,146.05 | Management | For | For |
13 | Authorise 24,087,628 Ordinary Shares for Market Purchase | Management | For | For |
14 | Approve That the Company May Hold General Meetings of Shareholders (Other Than Annual General Meetings) at Not Less than 14 Clear Days' Notice | Management | For | For |
15 | Adopt New Articles of Association | Management | For | For |
AVAGO TECHNOLOGIES LTD. MEETING DATE: MAR 31, 2010 | ||||
TICKER: AVGO SECURITY ID: Y0486S104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Hock E. Tan as Director | Management | For | For |
1b | Reelect Adam H. Clammer as Director | Management | For | For |
1c | Reelect James A. Davidson as Director | Management | For | For |
1d | Reelect James V. Diller as Director | Management | For | For |
1e | Reelect James H. Greene, Jr. as Director | Management | For | For |
1f | Reelect Kenneth Y. Hao as Director | Management | For | For |
1g | Reelect John R. Joyce as Director | Management | For | For |
1h | Reelect David Kerko as Director | Management | For | For |
1i | Reelect Justine F. Lien as Director | Management | For | For |
1j | Reelect Donald Macleod as Director | Management | For | For |
1k | Reelect Bock Seng Tan as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Cash Compensation to Directors | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
5 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
AVX CORP. MEETING DATE: JUL 22, 2009 | ||||
TICKER: AVX SECURITY ID: 002444107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tetsuo Kuba | Management | For | For |
1.2 | Elect Director John S. Gilbertson | Management | For | For |
1.3 | Elect Director Makoto Kawamura | Management | For | Withhold |
1.4 | Elect Director Rodney N. Lanthorne | Management | For | For |
1.5 | Elect Director Joseph Stach | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BENCHMARK ELECTRONICS, INC. MEETING DATE: MAY 18, 2010 | ||||
TICKER: BHE SECURITY ID: 08160H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cary T. Fu | Management | For | For |
1.2 | Elect Director Michael R. Dawson | Management | For | For |
1.3 | Elect Director Peter G. Dorflinger | Management | For | For |
1.4 | Elect Director Douglas G. Duncan | Management | For | For |
1.5 | Elect Director Laura W. Lang | Management | For | For |
1.6 | Elect Director Bernee D.L. Strom | Management | For | For |
1.7 | Elect Director Clay C. Williams | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BMC SOFTWARE, INC. MEETING DATE: JUL 28, 2009 | ||||
TICKER: BMC SECURITY ID: 055921100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Beauchamp | Management | For | Withhold |
1.2 | Elect Director B. Garland Cupp | Management | For | Withhold |
1.3 | Elect Director Jon E. Barfield | Management | For | Withhold |
1.4 | Elect Director Gary L. Bloom | Management | For | Withhold |
1.5 | Elect Director Meldon K. Gafner | Management | For | Withhold |
1.6 | Elect Director P. Thomas Jenkins | Management | For | Withhold |
1.7 | Elect Director Louis J. Lavigne, Jr. | Management | For | Withhold |
1.8 | Elect Director Kathleen A. O'Neil | Management | For | Withhold |
1.9 | Elect Director Tom C. Tinsley | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
BROADCOM CORPORATION MEETING DATE: MAY 20, 2010 | ||||
TICKER: BRCM SECURITY ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joan L. Amble | Management | For | For |
1.2 | Elect Director Nancy H. Handel | Management | For | For |
1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.4 | Elect Director John E. Major | Management | For | For |
1.5 | Elect Director Scott A. McGregor | Management | For | For |
1.6 | Elect Director William T. Morrow | Management | For | For |
1.7 | Elect Director Robert E. Switz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BROCADE COMMUNICATIONS SYSTEMS, INC. MEETING DATE: APR 12, 2010 | ||||
TICKER: BRCD SECURITY ID: 111621306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Renato DiPentima | Management | For | For |
2 | Elect Director Alan Earhart | Management | For | For |
3 | Elect Director Sanjay Vaswani | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Amend Supermajority Vote Requirement | Management | For | For |
BYD COMPANY LTD. MEETING DATE: MAY 13, 2010 | ||||
TICKER: 1211 SECURITY ID: Y1023R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Working Report of the Board of Directors | Management | For | For |
2 | Accept Working Report of the Supervisory Committee | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Proposal for Appropriation of Profit | Management | For | For |
5 | Reappoint Ernst and Young as International Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Approve Remuneration of Supervisors | Management | For | For |
8 | Approve Provision of Joint Liability Guarantees for Domestic Subsidiaries in Respect of Bank Loans | Management | For | For |
9 | Approve Pledging of Shares to Secure Borrowings | Management | For | For |
10 | Other Business (Voting) | Management | For | Against |
11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
12 | Approve Issuance by the Directors of BYD Electronic (International) Co. Ltd. of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
CA, INC. MEETING DATE: SEP 14, 2009 | ||||
TICKER: CA SECURITY ID: 12673P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Raymond J. Bromark | Management | For | For |
2 | Elect Director Gary J. Fernandes | Management | For | For |
3 | Elect Director Kay Koplovitz | Management | For | For |
4 | Elect Director Christopher B. Lofgren | Management | For | For |
5 | Elect Director William E. McCracken | Management | For | For |
6 | Elect Director John A. Swainson | Management | For | For |
7 | Elect Director Laura S. Unger | Management | For | For |
8 | Elect Director Arthur F. Weinbach | Management | For | For |
9 | Elect Director Renato (Ron) Zambonini | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Executive Bonus Program | Shareholder | Against | Against |
CACI INTERNATIONAL, INC. MEETING DATE: NOV 18, 2009 | ||||
TICKER: CACI SECURITY ID: 127190304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan R. Bannister | Management | For | For |
1.2 | Elect Director Paul M. Cofoni | Management | For | For |
1.3 | Elect Director Gordon R. England | Management | For | For |
1.4 | Elect Director James S. Gilmore III | Management | For | For |
1.5 | Elect Director Gregory G. Johnson | Management | For | For |
1.6 | Elect Director Richard L. Leatherwood | Management | For | For |
1.7 | Elect Director J. Phillip London | Management | For | For |
1.8 | Elect Director James L. Pavitt | Management | For | For |
1.9 | Elect Director Warren R. Phillips | Management | For | For |
1.10 | Elect Director Charles P. Revoile | Management | For | For |
1.11 | Elect Director William S. Wallace | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
5 | Ratify Auditors | Management | For | For |
CANDO CORP. MEETING DATE: JUN 17, 2010 | ||||
TICKER: 8056 SECURITY ID: Y1082H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Statement of Profit & Loss Appropriation | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Amend Election Rules of Directors and Supervisors | Management | For | For |
5 | Approve to let Shareholders Give up Subscription Rights of Cash Capital Increase by Public Offering under Underwriting System | Management | For | For |
6 | Approve Amendments on the Procedures for Loans to Other Parties, Procedures for Endorsement and Guarantees, Operating Procedures for Derivatives Transactions and Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
7.1 | Elect Cheng-Yih Lin from AU Optronics Corporation with Shareholder Number 5243 as Director | Management | For | Against |
7.2 | Elect Jung-Hung Chen from AU Optronics Corporation with Shareholder Number 5243 as Director | Management | For | Against |
7.3 | Elect Ching-Shih Han from China Development Industrail Bank with Shareholder Number 5699 as Director | Management | For | Against |
7.4 | Elect Chun-Chi Chiu from TECO Electric & Machinery Co.,Ltd. with Shareholder Number 674 as Director | Management | For | Against |
7.5 | Elect Cheng-Teng Hsich from Sanyo Chemical Industries Co., Ltd. with Shareholder Number 125 as Director | Management | For | Against |
7.6 | Elect Guo-Long Wu from BenQ Optronics Foundation with Shareholder Number 13150 as Director | Management | For | Against |
7.7 | Elect Cheng-Ju Fan with ID Number J101966328 as Independent Director | Management | For | For |
7.8 | Elect Sue-Huei Chen with ID Number N222451434 as Independent Director | Management | For | For |
7.9 | Elect Sing-Cheng Hong with ID Number A104125269 as Independent Director | Management | For | For |
7.10 | Elect Yan-Shu Chang from Darly2 Venture Ltd. with Shareholder Number 5037 as Supervisor | Management | For | For |
7.11 | Elect Yu-Xia Xiao with Shareholder Number 5571 as Supervisor | Management | For | For |
7.12 | Elect Ching-Yang Wang with Shareholder Number 5752 as Supervisor | Management | For | For |
8 | Approve Release of Restrictions of Competitive Activities of New Elected Directors | Management | For | For |
CAVIUM NETWORKS, INC. MEETING DATE: MAY 7, 2010 | ||||
TICKER: CAVM SECURITY ID: 14965A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Syed B. Ali | Management | For | For |
1.2 | Elect Director Anthony S. Thornley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CENTROTHERM PHOTOVOLTAICS AG MEETING DATE: JUN 22, 2010 | ||||
TICKER: CTN SECURITY ID: D1498H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
5 | Ratify ROEVERBROENNER GmbH & Co. KG as Auditors for Fiscal 2010 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million; Approve Creation of EUR 2.1 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
8 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 1.5 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
9 | Approve Remuneration System for Management Board Members | Management | For | Against |
10 | Amend Articles Re: Registration for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
CERNER CORPORATION MEETING DATE: MAY 28, 2010 | ||||
TICKER: CERN SECURITY ID: 156782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald E Bisbee Jr. | Management | For | For |
1.2 | Elect Director Linda M. Dillman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
CHANGYOU.COM LTD MEETING DATE: JUN 30, 2010 | ||||
TICKER: CYOU SECURITY ID: 15911M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Charles Zhang as Director | Management | For | For |
1.2 | Elect Tao Wang as Director | Management | For | For |
1.3 | Elect Dave De Yang as Director | Management | For | For |
1.4 | Elect John Zhuang Yang as Director | Management | For | For |
1.5 | Elect Baoquan Zhang as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
3 | Other Business (Voting) | Management | For | Against |
CHECK POINT SOFTWARE TECHNOLOGIES LTD. MEETING DATE: JUL 29, 2009 | ||||
TICKER: CHKP SECURITY ID: M22465104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Gil Shwed | Management | For | For |
1.2 | Director Marius Nacht | Management | For | For |
1.3 | Director Jerry Ungerman | Management | For | For |
1.4 | Director Dan Propper | Management | For | For |
1.5 | Director David Rubner | Management | For | For |
1.6 | Director Tal Shavit | Management | For | For |
2 | Reelection Of Outside Director: Yoav Chelouche | Management | For | For |
3 | Reelection Of Outside Director: Guy Gecht | Management | For | For |
4 | Authorize The Chairman Of The Board Of Directors To Continue Serving As Chairman Of The Board Of Directors And The Chief Executive Officer For Up To Three Years | Management | For | For |
5 | Ratify The Appointment And Compensation Of Check Point's Independent Public Accountants | Management | For | For |
6 | Approve Compensation To Check Point's Chief Executive Officer Who Is Also The Chairman Of The Board Of Directors | Management | For | For |
7 | I Am A Controlling Shareholder | Management | None | Against |
8 | I Have A Personal Interest in Item 6 | Management | None | Against |
CHECK POINT SOFTWARE TECHNOLOGIES LTD. MEETING DATE: JUN 29, 2010 | ||||
TICKER: CHKP SECURITY ID: M22465104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Gil Shwed as Director | Management | For | For |
1.2 | Elect Marius Nacht as Director | Management | For | For |
1.3 | Elect Jerry Ungerman as Director | Management | For | For |
1.4 | Elect Dan Propper as Director | Management | For | For |
1.5 | Elect David Rubner as Director | Management | For | For |
1.6 | Elect Tal Shavit as Director | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Equity Compensation of CEO | Management | For | For |
3a | Indicate Personal Interest in Proposed Agenda Item | Management | None | Against |
CHICONY ELECTRONICS CO., LTD. MEETING DATE: JUN 9, 2010 | ||||
TICKER: 2385 SECURITY ID: Y1364B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Capitalization of 2009 Dividends and Employee Profit Sharing | Management | For | For |
5 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
6 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
7 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
8 | Amend Operating Procedures for Derivatives Transactions | Management | For | For |
9.1 | Elect Hsu Kuntai with ID Number 1 as Director | Management | For | For |
9.2 | Elect Lin Maokuei with ID Number 36 as Director | Management | For | For |
9.3 | Elect Lu Chinchung with ID Number112 as Director | Management | For | For |
9.4 | Elect Wei Chuanpin with ID Number12329 as Director | Management | For | For |
9.5 | Elect Tsai Minghsien with ID Number 702 as Director | Management | For | For |
9.6 | Elect Lin Chih-Chien with ID Number 4293 as Director | Management | For | For |
9.7 | Elect Liu Chia Sheng with ID Number 12 as Director | Management | For | For |
9.8 | Elect Huang Chin Hsuan from Ching Yuan Investment Co.,Ltd. with ID Number 4572 as Supervisor | Management | For | For |
9.9 | Elect Chang Sutien from Huatai Investment Co., Ltd. with ID Number 889 as Supervisor | Management | For | For |
9.10 | Elect Chih Shyuan from Tongling Investment Co., Ltd. with ID Number 8456 as Supervisor | Management | For | For |
10 | Approve Release of Restrictions of Competitive Activities of New Elected Directors | Management | For | For |
11 | Transact Other Business | Management | None | None |
CHINA FIRE & SECURITY GROUP, INC MEETING DATE: OCT 16, 2009 | ||||
TICKER: CFSG SECURITY ID: 16938R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gangjin Li | Management | For | For |
1.2 | Elect Director Brian Lin | Management | For | For |
1.3 | Elect Director Weishe Zhang | Management | For | For |
1.4 | Elect Director Guoyou Zhang | Management | For | For |
1.5 | Elect Director Xuewen Xiao | Management | For | For |
1.6 | Elect Director Xianghua Li | Management | For | For |
1.7 | Elect Director Albert McLelland | Management | For | For |
CHINA INFORMATION SECURITY TECHNOLOGY, INC. MEETING DATE: JUN 18, 2010 | ||||
TICKER: CPBY SECURITY ID: US16944F1012 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jiang Huai Lin | Management | For | For |
1.2 | Elect Director Yun Sen Huang | Management | For | For |
1.3 | Elect Director Remington Hu | Management | For | For |
1.4 | Elect Director Zhiqiang Zhao | Management | For | For |
1.5 | Elect Director Qiang Lin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CHINA MEDICAL TECHNOLOGIES INC. MEETING DATE: NOV 16, 2009 | ||||
TICKER: CMED SECURITY ID: 169483104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve The China Medical Technologies, Inc. 2009 Equity Incentive Plan | Management | For | Against |
CHROMA ATE INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: 2360 SECURITY ID: Y1604M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of Dividends | Management | For | For |
4 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
5 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 12, 2009 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Michael K. Powell | Management | For | For |
11 | Elect Director Arun Sarin | Management | For | For |
12 | Elect Director Steven M. West | Management | For | For |
13 | Elect Director Jerry Yang | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
16 | Ratify Auditors | Management | For | For |
17 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
19 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
CITRIX SYSTEMS, INC. MEETING DATE: MAY 26, 2010 | ||||
TICKER: CTXS SECURITY ID: 177376100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark B. Templeton | Management | For | For |
2 | Elect Director Stephen M. Dow | Management | For | For |
3 | Elect Director Godfrey R. Sullivan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 1, 2010 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John E. Klein | Management | For | For |
2 | Elect Director Lakshmi Narayanan | Management | For | For |
3 | Elect Director Maureen Breakiron-Evans | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
COINSTAR, INC. MEETING DATE: JUN 1, 2010 | ||||
TICKER: CSTR SECURITY ID: 19259P300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arik A. Ahitov | Management | For | For |
2 | Elect Director Ronald B. Woodard | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
COMMVAULT SYSTEMS, INC. MEETING DATE: AUG 26, 2009 | ||||
TICKER: CVLT SECURITY ID: 204166102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director N. Robert Hammer | Management | For | Withhold |
1.2 | Elect Director Keith Geeslin | Management | For | Withhold |
1.3 | Elect Director Gary B. Smith | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
COMSCORE INC MEETING DATE: JUL 29, 2009 | ||||
TICKER: SCOR SECURITY ID: 20564W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Henderson | Management | For | For |
1.2 | Elect Director Ronald J. Korn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CONCUR TECHNOLOGIES, INC. MEETING DATE: MAR 10, 2010 | ||||
TICKER: CNQR SECURITY ID: 206708109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William W. Canfield | Management | For | For |
1.2 | Elect Director Gordan Eubanks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CORETRONIC CORP(FRMLY OPTOMA CORP) MEETING DATE: JUN 15, 2010 | ||||
TICKER: 5371 SECURITY ID: Y1756P119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve Increase of Cash Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Amend Election Rules of Directors and Supervisors | Management | For | For |
6 | Amend Operating Procedures for Loan of Funds to Other Parties and Endorsement and Guarantee | Management | For | For |
7.1 | Elect Wade Chang with ID Number 5 as Director | Management | For | Against |
7.2 | Elect Frank Juang with ID Number 168 as Director | Management | For | Against |
7.3 | Elect Representative of Hsun Chieh Investment Co., Ltd. with ID Number 29798/70761592 as Director | Management | For | Against |
7.4 | Elect Robert Hung with ID Number C100504640 as Director | Management | For | Against |
7.5 | Elect Ted T.C.Tu with ID Number A110391091 as Independent Director | Management | For | For |
7.6 | Elect Yen-Chun Wang with ID Number F100264199 as Independent Director | Management | For | For |
7.7 | Elect Han-Ping D. Shieh with ID Number B100613081 as Independent Director | Management | For | For |
8 | Approve Release of Restrictions of Competitive Activities of New Elected Directors | Management | For | For |
9 | Transact Other Business | Management | None | None |
CORNING INCORPORATED MEETING DATE: APR 29, 2010 | ||||
TICKER: GLW SECURITY ID: 219350105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.3 | Elect Director William D. Smithburg | Management | For | For |
1.4 | Elect Director Hansel E. Tookes, II | Management | For | For |
1.5 | Elect Director Wendell P. Weeks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
CREE, INC. MEETING DATE: OCT 29, 2009 | ||||
TICKER: CREE SECURITY ID: 225447101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Swoboda | Management | For | For |
1.2 | Elect Director John W. Palmour | Management | For | For |
1.3 | Elect Director Dolph W. von Arx | Management | For | For |
1.4 | Elect Director Clyde R. Hosein | Management | For | For |
1.5 | Elect Director Robert A. Ingram | Management | For | For |
1.6 | Elect Director Franco Plastina | Management | For | For |
1.7 | Elect Director Harvey A. Wagner | Management | For | For |
1.8 | Elect Director Thomas H. Werner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CROWN CASTLE INTERNATIONAL CORP. MEETING DATE: MAY 18, 2010 | ||||
TICKER: CCI SECURITY ID: 228227104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward C. Hutcheson, Jr | Management | For | For |
1.2 | Elect Director J. Landis Martin | Management | For | For |
1.3 | Elect Director W. Benjamin Moreland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CSR PLC MEETING DATE: MAY 19, 2010 | ||||
TICKER: CSR SECURITY ID: G1790J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Ron Mackintosh as Director | Management | For | Against |
4 | Re-elect Sergio Giacoletto-Roggio as Director | Management | For | Against |
5 | Elect Kanwar Chadha as Director | Management | For | Against |
6 | Elect Diosdado Banatao as Director | Management | For | For |
7 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
8 | Authorise Board to Determine Remuneration of Auditors | Management | For | For |
9 | Authorise EU Political Donations and Expenditure | Management | For | For |
10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorise Market Purchase | Management | For | For |
13 | Adopt New Articles of Association | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CYBERLINK CO LTD MEETING DATE: JUN 17, 2010 | ||||
TICKER: 5203 SECURITY ID: Y1853F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve the Issuance of New Shares from Retained Earnings | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Amend Operating Procedures for Loan of Funds to Other Parties and Endorsement and Guarantee | Management | For | For |
6 | Transact Other Business | Management | None | None |
CYMER, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: CYMI SECURITY ID: 232572107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles J. Abbe | Management | For | For |
1.2 | Elect Director Robert P. Akins | Management | For | For |
1.3 | Elect Director Edward H. Braun | Management | For | For |
1.4 | Elect Director Michael R. Gaulke | Management | For | For |
1.5 | Elect Director William G. Oldham | Management | For | For |
1.6 | Elect Director Eric M. Ruttenberg | Management | For | For |
1.7 | Elect Director Peter J. Simone | Management | For | For |
1.8 | Elect Director Young K. Sohn | Management | For | For |
1.9 | Elect Director Jon D. Tompkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CYPRESS SEMICONDUCTOR CORPORATION MEETING DATE: MAY 14, 2010 | ||||
TICKER: CY SECURITY ID: 232806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T.J. Rodgers | Management | For | For |
1.2 | Elect Director W. Steve Albrecht | Management | For | For |
1.3 | Elect Director Eric A. Benhamou | Management | For | For |
1.4 | Elect Director Lloyd Carney | Management | For | For |
1.5 | Elect Director James R. Long | Management | For | For |
1.6 | Elect Director J. Daniel Mccranie | Management | For | For |
1.7 | Elect Director Evert Van De Ven | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DAUM COMMUNICATIONS CORPORATION MEETING DATE: MAR 30, 2010 | ||||
TICKER: 35720 SECURITY ID: Y2020U108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3.1 | Reelect Kim Hyun-Young as Inside Director | Management | For | For |
3.2 | Reelect Peter Jackson as Outside Director | Management | For | For |
4.1 | Reelect Peter Jackson as Member of Audit Committee | Management | For | For |
4.2 | Reelect Koo Bon-Chun as Member of Audit Committee | Management | For | For |
4.3 | Reelect Han Su-Jung as Member of Audit Committee | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
DEALERTRACK HOLDINGS, INC. MEETING DATE: MAY 24, 2010 | ||||
TICKER: TRAK SECURITY ID: 242309102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ann B. Lane | Management | For | For |
1.2 | Elect Director John J. McDonnell, Jr. | Management | For | For |
1.3 | Elect Director Barry Zwarenstein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DELL INC. MEETING DATE: JUL 17, 2009 | ||||
TICKER: DELL SECURITY ID: 24702R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Breyer | Management | For | For |
1.2 | Elect Director Donald J. Carty | Management | For | For |
1.3 | Elect Director Michael S. Dell | Management | For | For |
1.4 | Elect Director William H. Gray, III | Management | For | For |
1.5 | Elect Director Sallie L. Krawcheck | Management | For | For |
1.6 | Elect Director Judy C. Lewent | Management | For | For |
1.7 | Elect Director Thomas W. Luce, III | Management | For | For |
1.8 | Elect Director Klaus S. Luft | Management | For | For |
1.9 | Elect Director Alex J. Mandl | Management | For | For |
1.10 | Elect Director Sam Nunn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
DIGITAL CHINA HOLDINGS LIMITED MEETING DATE: AUG 25, 2009 | ||||
TICKER: 861 SECURITY ID: BMG2759B1072 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Hu Zhaoguang as Director | Management | For | For |
3b | Reelect Qiu Zhongwei as Director | Management | For | For |
3c | Reelect Wong Man Chung, Francis as Director | Management | For | For |
3d | Reelect Kwan Ming Heung, Peter as Director | Management | For | For |
3e | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint Ernst and Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
DIGITAL CHINA HOLDINGS LIMITED MEETING DATE: NOV 24, 2009 | ||||
TICKER: 861 SECURITY ID: BMG2759B1072 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Execution of the Equity Interest Transfer Agreement, DCITS Share Pledge Agreement, Beijing DCITACL Share Pledge Agreement, Beijing DCITACL Equity Interest Transfer and Pre-emptive Right Agreement | Management | For | For |
DIGITAL CHINA HOLDINGS LIMITED MEETING DATE: NOV 24, 2009 | ||||
TICKER: 861 SECURITY ID: BMG2759B1072 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Equity Interest Transfer Agreement, DCITS Share Pledge Agreement, Beijing DCITACL Share Pledge Agreement, Beijing DCITACL Equity Interest Transfer and Pre-emptive Right Agreement | Management | For | For |
DTS, INC. MEETING DATE: JUN 4, 2010 | ||||
TICKER: DTSI SECURITY ID: 23335C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director L. Gregory Ballard | Management | For | For |
1.2 | Elect Director Bradford D. Duea | Management | For | For |
1.3 | Elect Director Craig S. Andrews | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EBAY INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David M. Moffett | Management | For | For |
2 | Elect Director Richard T. Schlosberg, III | Management | For | For |
3 | Elect Director Thomas J. Tierney | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
ELECTRONIC ARTS INC. MEETING DATE: JUL 29, 2009 | ||||
TICKER: ERTS SECURITY ID: 285512109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leonard S. Coleman | Management | For | For |
2 | Elect Director Jeffrey T. Huber | Management | For | For |
3 | Elect Director Gary M. Kusin | Management | For | For |
4 | Elect Director Geraldine B. Laybourne | Management | For | For |
5 | Elect Director Gregory B. Maffei | Management | For | For |
6 | Elect Director Vivek Paul | Management | For | For |
7 | Elect Director Lawrence F. Probst III | Management | For | For |
8 | Elect Director John S. Riccitiello | Management | For | For |
9 | Elect Director Richard A. Simonson | Management | For | For |
10 | Elect Director Linda J. Srere | Management | For | For |
11 | Approve Stock Option Exchange Program | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
14 | Ratify Auditors | Management | For | For |
ELPIDA MEMORY INC MEETING DATE: AUG 29, 2009 | ||||
TICKER: 6665 SECURITY ID: JP3167640006 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Create New Classes of Preferred Shares | Management | For | For |
2 | Amend Articles To Increase Authorized Capital | Management | For | For |
3 | Approve Issuance of Preferred Shares for a Private Placement | Management | For | For |
EMC CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: EMC SECURITY ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael W. Brown | Management | For | For |
2 | Elect Director Randolph L. Cowen | Management | For | For |
3 | Elect Director Michael J. Cronin | Management | For | For |
4 | Elect Director Gail Deegan | Management | For | For |
5 | Elect Director James S. DiStasio | Management | For | For |
6 | Elect Director John R. Egan | Management | For | For |
7 | Elect Director Edmund F. Kelly | Management | For | For |
8 | Elect Director Windle B. Priem | Management | For | For |
9 | Elect Director Paul Sagan | Management | For | For |
10 | Elect Director David N. Strohm | Management | For | For |
11 | Elect Director Joseph M. Tucci | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
EMULEX CORPORATION MEETING DATE: JUL 10, 2009 | ||||
TICKER: ELX SECURITY ID: 292475209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Revoke Consent to Amend Bylaws to Allow Holders of 10% of the Company's Common Stock to Call Special Shareholder Meetings | Management | None | Did Not Vote |
2 | Revoke Consent to Appoint Eric Brandt and Arthur Chong as Stockholders' Agents | Management | None | Did Not Vote |
3 | Revoke Consent to Require Advance Notice for Shareholder Nominations | Management | None | Did Not Vote |
4 | Revoke Consent to Amend Bylaws to Require Board to Fix Record Date for Special Meetings | Management | None | Did Not Vote |
5 | Revoke Consent to Repeal Any Amendments to Bylaws Adopted on or After January 15, 2009 | Management | None | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1 | Consent to Amend Bylaws to Allow Holders of 10% of the Company's Common Stock to Call Special Shareholder Meetings | Management | None | Did Not Vote |
2 | Consent to Appoint Eric Brandt and Arthur Chong as Stockholders' Agents | Management | None | Did Not Vote |
3 | Consent to Require Advance Notice for Shareholder Nominations | Management | None | Did Not Vote |
4 | Consent to Amend Bylaws to Require Board to Fix Record Date for Special Meetings | Management | None | Did Not Vote |
5 | Consent to Repeal Any Amendments to Bylaws Adopted on or After January 15, 2009 | Management | None | Did Not Vote |
EMULEX CORPORATION MEETING DATE: NOV 19, 2009 | ||||
TICKER: ELX SECURITY ID: 292475209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred B. Cox | Management | For | For |
1.2 | Elect Director Michael P. Downey | Management | For | For |
1.3 | Elect Director Bruce C. Edwards | Management | For | For |
1.4 | Elect Director Paul F. Folino | Management | For | For |
1.5 | Elect Director Robert H. Goon | Management | For | For |
1.6 | Elect Director Don M. Lyle | Management | For | For |
1.7 | Elect Director James M. McCluney | Management | For | For |
1.8 | Elect Director Dean A. Yoost | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EPICOR SOFTWARE CORPORATION MEETING DATE: MAY 28, 2010 | ||||
TICKER: EPIC SECURITY ID: 29426L108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director L. George Klaus | Management | For | For |
1.2 | Elect Director Michael Kelly | Management | For | For |
1.3 | Elect Director Robert H. Smith | Management | For | For |
1.4 | Elect Director Michael L. Hackworth | Management | For | For |
1.5 | Elect Director John M. Dillon | Management | For | For |
1.6 | Elect Director Richard H. Pickup | Management | For | For |
1.7 | Elect Director W. Douglas Hajjar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EPISTAR CORP. MEETING DATE: JUN 15, 2010 | ||||
TICKER: 2448 SECURITY ID: Y2298F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
7 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
8 | Approve Release of New Added Restrictions of Competitive Activities of Sixth Directors | Management | For | For |
9.1 | Elect Biing-Jye Lee with ID Number 10 as Director | Management | For | For |
9.2 | Elect Yin-Fu Yeh from Everlight Electronics Co., Ltd. with ID Number 7 as Director | Management | For | For |
9.3 | Elect Pang Yen Liu from Everlight Electronics Co., Ltd. with ID Number 7 as Director | Management | For | For |
9.4 | Elect Representative of Yi Te Optoelectronics Co., Ltd. with ID Number 48160 as Director | Management | For | For |
9.5 | Elect Representative of Fon Tain Belon Co., Ltd. with ID Number 48189 as Director | Management | For | For |
9.6 | Elect Stan Hung from United Microelectronics Corp. with ID Number 35031 as Director | Management | For | For |
9.7 | Elect Shih Wei Sun from United Microelectronics Corp. with ID Number 35031 as Director | Management | For | For |
9.8 | Elect Kwang Chung Tang from Lite-On Technology Corp. with ID Number 5974 as Director | Management | For | For |
9.9 | Elect Ming-Jiunn Jou with ID Number 15 as Director | Management | For | For |
9.10 | Elect Representative of Evervaliant Corp. with ID Number 48166 as Supervisor | Management | For | For |
9.11 | Elect Li Yu Hwang from Chuan Investment Corp. with ID Number 120 as Supervisor | Management | For | For |
9.12 | Elect Hui-Jong Jiang with ID Number 352 as Supervisor | Management | For | For |
10 | Approve Release of Restrictions of Competitive Activities of Seventh Directors | Management | For | For |
F5 NETWORKS, INC. MEETING DATE: MAR 11, 2010 | ||||
TICKER: FFIV SECURITY ID: 315616102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Deborah L. Bevier | Management | For | For |
2 | Elect Director Alan J. Higginson | Management | For | For |
3 | Elect Director John McAdam | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: FCS SECURITY ID: 303726103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles P. Carinalli | Management | For | For |
1.2 | Elect Director Randy W. Carson | Management | For | For |
1.3 | Elect Director Anthony Lear | Management | For | For |
1.4 | Elect Director Thomas L. Magnanti | Management | For | For |
1.5 | Elect Director Kevin J. Mcgarity | Management | For | For |
1.6 | Elect Director Bryan R. Roub | Management | For | For |
1.7 | Elect Director Ronald W. Shelly | Management | For | For |
1.8 | Elect Director Mark S. Thompson | Management | For | For |
2 | Eliminate Cumulative Voting | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FINISAR CORP. MEETING DATE: NOV 18, 2009 | ||||
TICKER: FNSR SECURITY ID: 31787A507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger C. Ferguson | Management | For | For |
1.2 | Elect Director Larry D. Mitchell | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FIRST SOLAR, INC. MEETING DATE: JUN 1, 2010 | ||||
TICKER: FSLR SECURITY ID: 336433107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | For |
1.2 | Elect Director Robert J. Gillette | Management | For | For |
1.3 | Elect Director Craig Kennedy | Management | For | For |
1.4 | Elect Director James F. Nolan | Management | For | For |
1.5 | Elect Director William J. Post | Management | For | For |
1.6 | Elect Director J. Thomas Presby | Management | For | For |
1.7 | Elect Director Paul H. Stebbins | Management | For | Withhold |
1.8 | Elect Director Michael Sweeney | Management | For | Withhold |
1.9 | Elect Director Jose H. Villarreal | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: JUL 13, 2009 | ||||
TICKER: FLEX SECURITY ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Exisiting Equity Incentive Plans | Management | For | For |
FLEXTRONICS INTERNATIONAL LTD. MEETING DATE: SEP 22, 2009 | ||||
TICKER: FLEX SECURITY ID: Y2573F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-election Of Director: James A. Davidson | Management | For | For |
2 | Re-election Of Director: Lip Bu Tan | Management | For | For |
3 | Re-election Of Director: Robert L. Edwards | Management | For | For |
4 | Re-election Of Director: Daniel H. Schulman | Management | For | For |
5 | Re-election Of Director: William D. Watkins | Management | For | For |
6 | Approve The Reappointment Of Deloitte & Touche Llp As Flextronics' Independent Auditors For The 2010 Fiscal Year Andto Authorize The Board Of Directors To Fix Its Remuneration. | Management | For | For |
7 | Approve The General Authorization For The Directors Offlextronics To Allot And Issue Ordinary Shares. | Management | For | For |
8 | Approve The Renewal Of The Share Purchase Mandate Relating To Acquisitions By Flextronics Of Its Own Issued Ordinary Shares. | Management | For | For |
9 | Approve Changes In The Cash Compensation Payable To Flextronics' Non-employee Directors And Additional Cash Compensation For The Chairman Of The Board Of Directors. | Management | For | For |
FORTINET, INC. MEETING DATE: JUN 22, 2010 | ||||
TICKER: FTNT SECURITY ID: 34959E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pehong Chen | Management | For | For |
1.2 | Elect Director Christopher B. Paisley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GCL-POLY ENERGY HOLDINGS LTD. MEETING DATE: DEC 15, 2009 | ||||
TICKER: 3800 SECURITY ID: G3774X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of 3.1 Billion New Shares to Chengdong Investment Corp. Pursuant to a Subscription Agreement | Management | For | For |
GCL-POLY ENERGY HOLDINGS LTD. MEETING DATE: FEB 5, 2010 | ||||
TICKER: 3800 SECURITY ID: G3774X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Jinshanqiao Steam Supply Agreement, Xuzhou Steam Supply Agreement, and Related Annual Caps | Management | For | For |
GCL-POLY ENERGY HOLDINGS LTD. MEETING DATE: MAY 17, 2010 | ||||
TICKER: 3800 SECURITY ID: G3774X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Shu Hua as Executive Director | Management | For | Against |
2b | Reelect Sun Wei as Executive Director | Management | For | Against |
2c | Reelect Qian Zhi Xin as Independent Non-Executive Director | Management | For | For |
2d | Reelect Ho Chung Tai, Raymond as Independent Non-Executive Director | Management | For | For |
2e | Reelect Xue Zhong Su as Independent Non-Executive Director | Management | For | For |
2f | Reelect Zhu Yu Feng as Executive Director | Management | For | Against |
2g | Reelect Chau Kwok Man, Cliff as Non-Executive Director | Management | For | Against |
2h | Reelect Bai Xiaoqing as Non-Executive Director | Management | For | Against |
2i | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
3 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
4a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
4b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
4c | Authorize Reissuance of Repurchased Shares | Management | For | For |
GLOBAL UNICHIP CORP. MEETING DATE: JUN 4, 2010 | ||||
TICKER: 3443 SECURITY ID: Y2724H106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
5 | Transact Other Business | Management | None | None |
GOLDEN MEDITECH CO LTD MEETING DATE: AUG 28, 2009 | ||||
TICKER: 801 SECURITY ID: KYG395801080 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Kam Yuen as Executive Director | Management | For | For |
2b | Reelect Zheng Ting as Executive Director | Management | For | For |
2c | Reelect Gao Zong Ze as Independent Non-Executive Director | Management | For | For |
3 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Increase in Authorized Share Capital from HK$200 Million to HK$400 Million by the Creation of an Additional 2 Billion New Shares | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
GOLDEN MEDITECH CO., LTD. MEETING DATE: MAR 15, 2010 | ||||
TICKER: 801 SECURITY ID: G39580108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Company Name to Golden Meditech Holdings Ltd. and Adopt New Chinese Name | Management | For | For |
GOOGLE INC. MEETING DATE: MAY 13, 2010 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Schmidt | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Larry Page | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director John L. Hennessy | Management | For | For |
1.6 | Elect Director Ann Mather | Management | For | For |
1.7 | Elect Director Paul S. Otellini | Management | For | For |
1.8 | Elect Director K. Ram Shriram | Management | For | For |
1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
5 | Adopt Principles for Online Advertising | Shareholder | Against | Abstain |
6 | Amend Human Rights Policies Regarding Chinese Operations | Shareholder | Against | Abstain |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 17, 2010 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
1.3 | Elect Director Sari M. Baldauf | Management | For | For |
1.4 | Elect Director Rajiv L. Gupta | Management | For | For |
1.5 | Elect Director John H. Hammergren | Management | For | For |
1.6 | Elect Director Mark V. Hurd | Management | For | For |
1.7 | Elect Director Joel Z. Hyatt | Management | For | For |
1.8 | Elect Director John R. Joyce | Management | For | For |
1.9 | Elect Director Robert L. Ryan | Management | For | For |
1.10 | Elect Director Lucille S. Salhany | Management | For | For |
1.11 | Elect Director G. Kennedy Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Company Request on Advisory Vote on Executive Compensation | Management | For | For |
HITTITE MICROWAVE CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: HITT SECURITY ID: 43365Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Daly | Management | For | For |
1.2 | Elect Director Ernest L. Godshalk | Management | For | For |
1.3 | Elect Director Rick D. Hess | Management | For | For |
1.4 | Elect Director Adrienne M. Markham | Management | For | For |
1.5 | Elect Director Brian P. McAloon | Management | For | For |
1.6 | Elect Director Cosmo S. Trapani | Management | For | For |
1.7 | Elect Director Franklin Weigold | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HTC CORPORATION MEETING DATE: JUN 18, 2010 | ||||
TICKER: 2498 SECURITY ID: Y3732M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2009 Dividends and Employee Profit Sharing | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
7 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
8.1 | Elect Cher Wang with ID Number 2 as Director | Management | For | Against |
8.2 | Elect Wen-Chi Chen with ID Number 5 as Director | Management | For | Against |
8.3 | Elect HT Cho with ID Number 22 as Director | Management | For | Against |
8.4 | Elect Ho-Chen Tan with ID Number D101161444 as Director | Management | For | Against |
8.5 | Elect Josef Felder with ID Number 19610425FE as Independent Director | Management | For | For |
8.6 | Elect Chen-Kuo Lin with ID Number F102690133 as Independent Director | Management | For | For |
8.7 | Elect Representative of Way-Chih Investment Co., Ltd. with ID Number 15 as Supervisor | Management | For | For |
8.8 | Elect Po-Cheng Ko with ID Number 14257 as Supervisor | Management | For | For |
8.9 | Elect Caleb Ou-Yang with ID Number D101424339 as Supervisor | Management | For | For |
9 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
10 | Transact Other Business | Management | None | None |
HYNIX SEMICONDUCTOR INC. (FRMRLY. HYUNDAI ELECTRONIC IND.) MEETING DATE: MAR 26, 2010 | ||||
TICKER: 660 SECURITY ID: Y3817W109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Disposition of Loss | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Elect Three Inside Directors and Nine Outside Directors (Bundled) | Management | For | For |
4 | Elect Three Members of Audit Committee | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
I2 TECHNOLOGIES INC. MEETING DATE: JAN 28, 2010 | ||||
TICKER: ITWO SECURITY ID: 465754208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
INFINEON TECHNOLOGIES AG MEETING DATE: FEB 11, 2010 | ||||
TICKER: IFX SECURITY ID: D35415104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008/2009 (Non-Voting) | Management | None | None |
2 | Discussion of Remuneration System for Management Board Members (Non-Voting) | Management | None | None |
3.1 | Approve Discharge of Management Board Member Peter Bauer for Fiscal 2008/2009 | Management | For | For |
3.2 | Approve Discharge of Management Board Member Hermann Eul for Fiscal 2008/2009 | Management | For | For |
3.3 | Approve Discharge of Management Board Member Reinhard Ploss for Fiscal 2008/2009 | Management | For | For |
3.4 | Approve Discharge of Management Board Member Marco Schroeter for Fiscal 2008/2009 | Management | For | For |
4.1 | Approve Discharge of Supervisory Board Member Max Dietrich Kley for Fiscal 2008/2009 | Management | For | For |
4.2 | Approve Discharge of Supervisory Board Member Wigand Cramer for Fiscal 2008/2009 | Management | For | For |
4.3 | Approve Discharge of Supervisory Board Member Alfred Eibl for Fiscal 2008/2009 | Management | For | For |
4.4 | Approve Discharge of Former Supervisory Board Member Johannes Feldmayer for Fiscal 2008/2009 | Management | For | For |
4.5 | Approve Discharge of Supervisory Board Member Peter Gruber for Fiscal 2008/2009 | Management | For | For |
4.6 | Approve Discharge of Former Supervisory Board Member Jakob Hauser for Fiscal 2008/2009 | Management | For | For |
4.7 | Approve Discharge of Supervisory Board Member Gerhard Hobbach for Fiscal 2008/2009 | Management | For | For |
4.8 | Approve Discharge of Supervisory Board Member Renate Koecher for Fiscal 2008/2009 | Management | For | For |
4.9 | Approve Discharge of Supervisory Board Member Siegfried Luther for Fiscal 2008/2009 | Management | For | For |
4.10 | Approve Discharge of Former Supervisory Board Member Franz Neppl for Fiscal 2008/2009 | Management | For | For |
4.11 | Approve Discharge of Supervisory Board Member Manfred Puffer for Fiscal 2008/2009 | Management | For | For |
4.12 | Approve Discharge of Former Supervisory Board Member Michael Ruth for Fiscal 2008/2009 | Management | For | For |
4.13 | Approve Discharge of Supervisory Board Member Gerd Schmidt for Fiscal 2008/2009 | Management | For | For |
4.14 | Approve Discharge of Supervisory Board Member Doris Schmitt-Landsiedel for Fiscal 2008/2009 | Management | For | For |
4.15 | Approve Discharge of Supervisory Board Member Horst Schuler for Fiscal 2008/2009 | Management | For | For |
4.16 | Approve Discharge of Supervisory Board Member Kerstin Schulzendorf for Fiscal 2008/2009 | Management | For | For |
4.17 | Approve Discharge of Supervisory Board Member Eckart Suenner for Fiscal 2008/2009 | Management | For | For |
4.18 | Approve Discharge of Supervisory Board Member Alexander Trueby for Fiscal 2008/2009 | Management | For | For |
4.19 | Approve Discharge of Supervisory Board Member Arnaud de Weert for Fiscal 2008/2009 | Management | For | For |
4.20 | Approve Discharge of Former Supervisory Board Member Martin Winterkorn for Fiscal 2008/2009 | Management | For | For |
4.21 | Approve Discharge of Supervisory Board Member Klaus Wucherer for Fiscal 2008/2009 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2009 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7.1 | Elect Hans-Ulrich Holdenried to the Supervisory Board | Management | For | For |
7.2 | Elect Renate Koecher to the Supervisory Board | Management | For | For |
7.3 | Elect Manfred Puffer to the Supervisory Board | Management | For | For |
7.4 | Elect Doris Schmitt-Landsiedel to the Supervisory Board | Management | For | For |
7.5 | Elect Eckart Suenner to the Supervisory Board | Management | For | For |
7.6 | Elect Klaus Wucherer to the Supervisory Board | Management | For | For |
7.7 | Elect Willi Berchtold to the Supervisory Board | Shareholder | Against | Did Not Vote |
8 | Approve Cancellation of Two Authorizations to Issue Options and Convertible Bonds as well as Corresponding Pools of Capital | Management | For | For |
9 | Approve Reduction of 2002 Pool of Conditional Capital and Allow for Share Issuances in Conjunction with Convertible Bond Issuance from May 2009 | Management | For | For |
10 | Approve Creation of EUR 648 Million Pool of Capital without Preemptive Rights | Management | For | For |
11 | Approve Creation of EUR 40 Million Pool of Capital without Preemptive Rights for Employee Share Awards | Management | For | For |
12 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 24 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
13 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
14.1 | Amend Articles Re: Deadline for the Convocation of and Registration for the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
14.2 | Amend Articles Re: Postal Voting at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
14.3 | Amend Articles Re: Online Participation and Online Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
14.4 | Amend Articles Re: Designation of Power of Attorney Rights due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
14.5 | Amend Articles Re: Audio and Video Transmission of the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
15 | Approve Affiliation Agreement with Subsidiary Hitex Development Tools GmbH | Management | For | For |
16 | Approve Affiliation Agreement with Subsidiary Infineon Technologies Mantel 21 GmbH | Management | For | For |
INFINERA CORP MEETING DATE: MAY 19, 2010 | ||||
TICKER: INFN SECURITY ID: 45667G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth A. Goldman | Management | For | For |
1.2 | Elect Director Carl Redfield | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INFORMATICA CORPORATION MEETING DATE: JUN 15, 2010 | ||||
TICKER: INFA SECURITY ID: 45666Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Garrett | Management | For | For |
1.2 | Elect Director Gerald Held | Management | For | For |
1.3 | Elect Director Charles J. Robel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INOTERA MEMORIES, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: 3474 SECURITY ID: Y4084K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Compensation of Losses of the Company | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Amendments on the Procedures for Loans to Other Parties and Procedures for Endorsement and Guarantees | Management | For | For |
5 | Approve to Amend Rules and Procedures Regarding Shareholder's Meeting | Management | For | For |
6 | Approve Release of Restrictions of Competitive Activities of Director Named Scott Meikle | Management | For | For |
7 | Transact Other Business (Non-Voting) | Management | None | None |
INSPUR INTERNATIONAL LTD. MEETING DATE: JUL 2, 2009 | ||||
TICKER: 596 SECURITY ID: KYG4820C1226 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition by Inspur (Shandong) Electronic Information Ltd. of a 100 Percent Interest in Jinan Inspur Communication Ltd. from Shandong Inspur Light and Electricity Technology Ltd. and Shandong Inspur Leasing Ltd. | Management | For | For |
INSPUR INTERNATIONAL LTD. MEETING DATE: NOV 6, 2009 | ||||
TICKER: 596 SECURITY ID: KYG4820C1226 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Supplemental Deed (Deed) Between the Company and Microsoft Corporation and the Issuance of Scrip Dividend Preferred Shares and Scrip Dividend Ordinary Shares Pursuant to the Deed | Management | For | For |
2 | Amend Articles Re: Scrip Dividend | Management | For | For |
3 | Amend Articles Re: Overlapping Directors | Management | For | For |
4 | Adopt Amended and Restated Articles of Association | Management | For | For |
INSPUR INTERNATIONAL LTD. MEETING DATE: MAY 26, 2010 | ||||
TICKER: 596 SECURITY ID: G4820C122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend of HK0.01 Per Share | Management | For | For |
3a | Reelect Sun Pishu as Executive Director | Management | For | Against |
3b | Reelect Wang Xingshan as Executive Director | Management | For | Against |
3c | Reelect Chen Dongfeng as Executive Director | Management | For | Against |
3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
INSYDE SOFTWARE CORP. MEETING DATE: JUN 15, 2010 | ||||
TICKER: 6231 SECURITY ID: Y4092X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of Dividends and Issuance of New Shares | Management | For | For |
4 | Approve Issuance of Shares for a Private Placement | Management | For | For |
5 | Amend Articles of Association | Management | For | For |
6 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
7 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
8.1 | Elect Jeremy Wang with ID Number 1 as Director | Management | For | Against |
8.2 | Elect PCT Representative: Jennifer Huang with ID Number 8 as Director | Management | For | Against |
8.3 | Elect Bing Yeh with ID Number 57687861 as Director | Management | For | Against |
8.4 | Elect Jonathan Joseph with ID Number 28 as Director | Management | For | Against |
8.5 | Elect Tim FU with ID Number 2 as Director | Management | For | Against |
8.6 | Elect Rick Lu with ID Number A121026238 as Independent Director | Management | For | For |
8.7 | Elect Debbie Lin with ID Number E220260170 as Independent Director | Management | For | For |
8.8 | Elect Jeffery Wang with ID Number 11 as Supervisor | Management | For | Against |
8.9 | Elect Simon Kuo with ID Number 4 as Supervisor | Management | For | Against |
8.10 | Elect Jennifer Shao with ID Number A220516191 as Independent Supervisor | Management | For | For |
9 | Approve Release of Restrictions of Competitive Activities of New Elected Directors | Management | For | For |
INTEL CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | For |
2 | Elect Director Susan L. Decker | Management | For | For |
3 | Elect Director John J. Donahoe | Management | For | For |
4 | Elect Director Reed E. Hundt | Management | For | For |
5 | Elect Director Paul S. Otellini | Management | For | For |
6 | Elect Director James D. Plummer | Management | For | For |
7 | Elect Director David S. Pottruck | Management | For | For |
8 | Elect Director Jane E. Shaw | Management | For | For |
9 | Elect Director Frank D. Yeary | Management | For | For |
10 | Elect Director David B. Yoffie | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTERNATIONAL RECTIFIER CORP. MEETING DATE: NOV 9, 2009 | ||||
TICKER: IRF SECURITY ID: 460254105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Attiyeh | Management | For | For |
1.2 | Elect Director Oleg Khaykin | Management | For | For |
1.3 | Elect Director James D. Plummer | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Establish Mandatory Retirement Age for Directors | Shareholder | Against | Against |
INTERSIL CORPORATION MEETING DATE: OCT 6, 2009 | ||||
TICKER: ISIL SECURITY ID: 46069S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | Against |
2 | Approve Stock Option Exchange Program | Management | For | For |
INTERSIL CORPORATION MEETING DATE: MAY 5, 2010 | ||||
TICKER: ISIL SECURITY ID: 46069S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David B. Bell | Management | For | For |
1.2 | Elect Director Dr. Robert W. Conn | Management | For | For |
1.3 | Elect Director James V. Diller | Management | For | For |
1.4 | Elect Director Gary E. Gist | Management | For | For |
1.5 | Elect Director Mercedes Johnson | Management | For | For |
1.6 | Elect Director Gregory Lang | Management | For | For |
1.7 | Elect Director Jan Peeters | Management | For | For |
1.8 | Elect Director Robert N. Pokelwaldt | Management | For | For |
1.9 | Elect Director James A. Urry | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Other Business | Management | For | Against |
INTUIT INC. MEETING DATE: DEC 15, 2009 | ||||
TICKER: INTU SECURITY ID: 461202103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David H. Batchelder | Management | For | For |
1.2 | Elect Director Christopher W. Brody | Management | For | For |
1.3 | Elect Director William V. Campbell | Management | For | For |
1.4 | Elect Director Scott D. Cook | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director Michael R. Hallman | Management | For | For |
1.7 | Elect Director Edward A. Kangas | Management | For | For |
1.8 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.9 | Elect Director Dennis D. Powell | Management | For | For |
1.10 | Elect Director Stratton D. Sclavos | Management | For | For |
1.11 | Elect Director Brad D. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
ISILON SYSTEMS, INC. MEETING DATE: MAY 19, 2010 | ||||
TICKER: ISLN SECURITY ID: 46432L104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Ruckelshaus | Management | For | For |
1.2 | Elect Director Gregory L. McAdoo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
ITRON, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: ITRI SECURITY ID: 465741106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas S. Glanville | Management | For | Against |
2 | Elect Director Sharon L. Nelson | Management | For | Against |
3 | Elect Director Malcolm Unsworth | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
JA SOLAR HOLDINGS CO. LTD. MEETING DATE: AUG 3, 2009 | ||||
TICKER: JASO SECURITY ID: 466090107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Baofang Jin as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
3 | Reelect Huaijin Yang as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
4 | Reelect Bingyan Ren as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
5 | Reelect Honghua Xu as Director and Authorize Board to Fix His Remuneration | Management | For | For |
6 | Elect Jian Xie as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
7 | Elect Jiqing Huang as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
8 | Elect Hope Ni as Director and Authorize Board to Fix Her Remuneration | Management | For | Against |
9 | Adopt the Third Amended Restated Articles of Association to Consolidate all Amendments Made Pursuant to Special Resolutions of Shareholders Passed on June 30, 2007 and June 30, 2008 | Management | For | For |
10 | Other Business (Voting) | Management | For | Against |
JA SOLAR HOLDINGS CO. LTD. MEETING DATE: JUN 30, 2010 | ||||
TICKER: JASO SECURITY ID: 466090107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Elect Peter Fang as Director and Approve His Remuneration | Management | For | Against |
3 | Elect Yuwen Zhao as Director and Approve His Remuneration | Management | For | Against |
4 | Other Business (Voting) | Management | For | Against |
JABIL CIRCUIT, INC. MEETING DATE: JAN 21, 2010 | ||||
TICKER: JBL SECURITY ID: 466313103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel S. Lavitt | Management | For | For |
1.2 | Elect Director Timothy L. Main | Management | For | For |
1.3 | Elect Director William D. Morean | Management | For | For |
1.4 | Elect Director Lawrence J. Murphy | Management | For | For |
1.5 | Elect Director Frank A. Newman | Management | For | For |
1.6 | Elect Director Steven A. Raymund | Management | For | For |
1.7 | Elect Director Thomas A. Sansone | Management | For | For |
1.8 | Elect Director David M. Stout | Management | For | For |
1.9 | Elect Director Kathleen A. Walters | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
JDA SOFTWARE GROUP, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: JDAS SECURITY ID: 46612K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas G. Marlin | Management | For | For |
2 | Elect Director Jock Patton | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
JU TENG INTERNATIONAL HOLDINGS LTD, CAYMAN MEETING DATE: SEP 30, 2009 | ||||
TICKER: 3336 SECURITY ID: KYG521051063 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Revised Annual Caps for Transactions Under the Master Sales Agreement | Management | For | For |
JU TENG INTERNATIONAL HOLDINGS LTD. MEETING DATE: MAY 18, 2010 | ||||
TICKER: 3336 SECURITY ID: G52105106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Hsieh Wan-Fu as Executive Director | Management | For | Against |
3b | Reelect Tsui Yung Kwok as Executive Director | Management | For | Against |
3c | Reelect Tsai Wen-Yu as Independent Non-Executive Director | Management | For | Against |
3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pradeep Sindhu | Management | For | For |
1.2 | Elect Director Robert M. Calderoni | Management | For | For |
1.3 | Elect Director William F. Meehan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KINGDEE INTERNATIONAL SOFTWARE GROUP CO. LTD. MEETING DATE: MAY 12, 2010 | ||||
TICKER: 268 SECURITY ID: G52568147 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect Xu Shao Chun as Director | Management | For | Against |
3b | Reelect Chen Deng Kun as Director | Management | For | Against |
3c | Reelect Yang Zhou Nan as Director | Management | For | Against |
4 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6c | Authorize Reissuance of Repurchased Shares | Management | For | For |
LAM RESEARCH CORPORATION MEETING DATE: NOV 5, 2009 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director David G. Arscott | Management | For | For |
1.3 | Elect Director Robert M. Berdahl | Management | For | For |
1.4 | Elect Director Richard J. Elkus, Jr. | Management | For | For |
1.5 | Elect Director Grant M. Inman | Management | For | For |
1.6 | Elect Director Catherine P. Lego | Management | For | For |
1.7 | Elect Director Stephen G. Newberry | Management | For | For |
1.8 | Elect Director Patricia S. Wolpert | Management | For | For |
2 | Eliminate Cumulative Voting | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LIFE TECHNOLOGIES CORPORATION MEETING DATE: APR 29, 2010 | ||||
TICKER: LIFE SECURITY ID: 53217V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George F. Adam, Jr. | Management | For | For |
1.2 | Elect Director Raymond V. Dittamore | Management | For | For |
1.3 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
1.4 | Elect Director Bradley G. Lorimier | Management | For | For |
1.5 | Elect Director David C. U'Prichard, Ph.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
LOGMEIN, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: LOGM SECURITY ID: 54142L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David E. Barrett | Management | For | For |
1.2 | Elect Director Irfan Salim | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
LONGTOP FINANCIAL TECHNOLOGIES LTD MEETING DATE: MAR 26, 2010 | ||||
TICKER: LFT SECURITY ID: 54318P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
I.1 | Elect Thomas Gurnee as Director | Management | For | For |
I.2 | Elect Zuyun Xue as Director | Management | For | For |
II | Ratify Deloitte Touche Tohmatsu CPA Ltd as Auditors | Management | For | For |
LTX-CREDENCE CORPORATION MEETING DATE: DEC 9, 2009 | ||||
TICKER: LTXC SECURITY ID: 502403108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger W. Blethen | Management | For | For |
1.2 | Elect Director Roger J. Maggs | Management | For | For |
1.3 | Elect Director Ping Yang | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MANHATTAN ASSOCIATES, INC. MEETING DATE: MAY 20, 2010 | ||||
TICKER: MANH SECURITY ID: 562750109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Huntz, Jr. | Management | For | For |
1.2 | Elect Director Dan J. Lautenbach | Management | For | For |
1.3 | Elect Director Thomas E. Noonan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD MEETING DATE: JUL 10, 2009 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Sehat Sutardja as Director | Management | For | For |
1b | Elect Pantas Sutardja as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MEDIATEK INC. MEETING DATE: JUN 15, 2010 | ||||
TICKER: 2454 SECURITY ID: Y5945U103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2009 Dividends and Employee Profit Sharing | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
6 | Transact Other Business | Management | None | None |
MEMC ELECTRONIC MATERIALS, INC. MEETING DATE: APR 20, 2010 | ||||
TICKER: WFR SECURITY ID: 552715104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Emmanuel T. Hernandez | Management | For | For |
2 | Elect Director John Marren | Management | For | For |
3 | Elect Director William E. Stevens | Management | For | For |
4 | Elect Director James B. Williams | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Other Business | Management | For | Against |
MENTOR GRAPHICS CORP. MEETING DATE: DEC 14, 2009 | ||||
TICKER: MENT SECURITY ID: 587200106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Exchange Program | Management | For | For |
MERCADOLIBRE, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: MELI SECURITY ID: 58733R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marcos Galperin | Management | For | For |
1.2 | Elect Director Emiliano Calemzuk | Management | For | For |
1.3 | Elect Director Veronica Allende Serra | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
MEYER BURGER TECHNOLOGY AG MEETING DATE: JAN 14, 2010 | ||||
TICKER: MBTN SECURITY ID: H5498Z110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement with 3S Industries AG | Management | For | Did Not Vote |
2.1 | Approve 10:1 Stock Split | Management | For | Did Not Vote |
2.2 | Approve Creation of CHF 653,138 Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
3 | Elect Rudolf Samuel Guedel, Konrad Wegener und Rolf Waegli as Directors If Items 1, 2.1, and 2.2 Should Be Approved (Bundled) | Management | For | Did Not Vote |
MEYER BURGER TECHNOLOGY AG MEETING DATE: APR 29, 2010 | ||||
TICKER: MBTN SECURITY ID: H5498Z128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
5.1 | Approve Creation of CHF 225,000 Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
5.2 | Approve Issuance of Convertible Bonds and/or Options without Preemptive Rights; Approve Creation of CHF 150,000 Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
5.3 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
MICRON TECHNOLOGY, INC. MEETING DATE: DEC 10, 2009 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven R. Appleton | Management | For | For |
2 | Elect Director Teruaki Aoki | Management | For | For |
3 | Elect Director James W. Bagley | Management | For | For |
4 | Elect Director Robert L. Bailey | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Lawrence N. Mondry | Management | For | For |
7 | Elect Director Robert E. Switz | Management | For | For |
8 | Approve Executive Incentive Bonus Plan | Management | For | For |
9 | Ratify Auditors | Management | For | For |
MICROSEMI CORPORATION MEETING DATE: FEB 17, 2010 | ||||
TICKER: MSCC SECURITY ID: 595137100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Peterson | Management | For | For |
1.2 | Elect Director Dennis R. Leibel | Management | For | For |
1.3 | Elect Director Thomas R. Anderson | Management | For | For |
1.4 | Elect Director William E. Bendush | Management | For | For |
1.5 | Elect Director William L. Healey | Management | For | For |
1.6 | Elect Director Paul F. Folino | Management | For | For |
1.7 | Elect Director Matthew E. Massengill | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MICROSOFT CORPORATION MEETING DATE: NOV 19, 2009 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William H. Gates, III | Management | For | For |
2 | Elect Director Steven A. Ballmer | Management | For | For |
3 | Elect Director Dina Dublon | Management | For | For |
4 | Elect Director Raymond V. Gilmartin | Management | For | For |
5 | Elect Director Reed Hastings | Management | For | For |
6 | Elect Director Maria Klawe | Management | For | For |
7 | Elect Director David F. Marquardt | Management | For | For |
8 | Elect Director Charles H. Noski | Management | For | For |
9 | Elect Director Helmut Panke | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Permit Right to Call Special Meeting | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
14 | Report on Charitable Contributions | Shareholder | Against | Abstain |
MICROSTRATEGY INCORPORATED MEETING DATE: MAY 12, 2010 | ||||
TICKER: MSTR SECURITY ID: 594972408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Saylor | Management | For | For |
1.2 | Elect Director Sanju K. Bansal | Management | For | For |
1.3 | Elect Director Matthew W. Calkins | Management | For | For |
1.4 | Elect Director Robert H. Epstein | Management | For | For |
1.5 | Elect Director David W. LaRue | Management | For | For |
1.6 | Elect Director Jarrod M. Patten | Management | For | For |
1.7 | Elect Director Carl J. Rickertsen | Management | For | For |
1.8 | Elect Director Thomas P. Spahr | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MINDRAY MEDICAL INTERNATIONAL LTD. MEETING DATE: DEC 15, 2009 | ||||
TICKER: MR SECURITY ID: 602675100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Xu Hang as Director | Management | For | For |
2 | Reelect Chen Qingtai as Director | Management | For | For |
3 | Reelect Ronald Ede as Director | Management | For | For |
4 | Ratify PricewaterhouseCoopers as Auditors for December 31, 2008 | Management | For | For |
5 | Ratify PricewaterhouseCoopers as Auditors for December 31, 2009 | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | Against |
MINGYUAN MEDICARE DEV'T CO. LTD. (FORMERLY SHANGHAI MING YUA MEETING DATE: JUN 22, 2010 | ||||
TICKER: 233 SECURITY ID: G6179J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends of HK$0.01 Per Share | Management | For | For |
3a | Reelect Iu Chung as Executive Director | Management | For | Against |
3b | Reelect Yu Ti Jun as Executive Director | Management | For | Against |
3c | Reelect Lee Sze Ho, Henry as Independent Non-Executive Director | Management | For | For |
3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
MOLEX INCORPORATED MEETING DATE: OCT 30, 2009 | ||||
TICKER: MOLX SECURITY ID: 608554101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michelle L. Collins | Management | For | For |
1.2 | Elect Director Fred L. Krehbiel | Management | For | For |
1.3 | Elect Director David L. Landsittel | Management | For | For |
1.4 | Elect Director Joe W. Laymon | Management | For | For |
1.5 | Elect Director James S. Metcalf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MONOLITHIC POWER SYSTEMS, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: MPWR SECURITY ID: 609839105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Hsing | Management | For | For |
1.2 | Elect Director Herbert Chang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MOTOROLA, INC. MEETING DATE: MAY 3, 2010 | ||||
TICKER: MOT SECURITY ID: 620076109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory Q. Brown | Management | For | For |
2 | Elect Director David W. Dorman | Management | For | For |
3 | Elect Director William R. Hambrecht | Management | For | Against |
4 | Elect Director Sanjay K. Jha | Management | For | For |
5 | Elect Director Keith A. Meister | Management | For | For |
6 | Elect Director Thomas J. Meredith | Management | For | For |
7 | Elect Director Samuel C. Scott III | Management | For | Against |
8 | Elect Director James R. Stengel | Management | For | Against |
9 | Elect Director Anthony J. Vinciquerra | Management | For | For |
10 | Elect Director Douglas A. Warner III | Management | For | For |
11 | Elect Director John A. White | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
14 | Amend Human Rights Policies | Shareholder | Against | Abstain |
15 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
MULTI-FINELINE ELECTRONIX, INC. MEETING DATE: MAR 9, 2010 | ||||
TICKER: MFLX SECURITY ID: 62541B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reza Meshgin | Management | For | For |
1.2 | Elect Director Choon Seng Tan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
NATIONAL INSTRUMENTS CORPORATION MEETING DATE: MAY 11, 2010 | ||||
TICKER: NATI SECURITY ID: 636518102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Truchard | Management | For | For |
1.2 | Elect Director John M. Berra | Management | For | For |
2 | Approve Restricted Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
NCSOFT CORP. MEETING DATE: MAR 19, 2010 | ||||
TICKER: 36570 SECURITY ID: Y6258Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Dividend of KRW 500 per Share | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3.1 | Elect Two Inside Directors (Bundled) | Management | For | Against |
3.2 | Elect Three Outside Directors (Bundled) | Management | For | For |
3.3 | Elect Members of Audit Committee | Management | For | For |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
NEOWIZ GAMES CO. MEETING DATE: MAR 26, 2010 | ||||
TICKER: 95660 SECURITY ID: Y6250V108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Dividend of KRW 50 per Preferred Share | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3.1 | Reelect Cho Gae-Hyun as Inside Director | Management | For | Against |
3.2 | Elect Park Soon-Taek as Inside Director | Management | For | Against |
3.3 | Elect Yoon Sang-Kyu as Inside Director | Management | For | Against |
4.1 | Reelect Moon Dae-Woo as Outside Director | Management | For | For |
4.2 | Reelect Lee In-Bum as Outside Director | Management | For | For |
4.3 | Elect Kim Myung-Sik as Outside Director | Management | For | For |
5.1 | Reelect Moon Dae-Woo as Member of Audit Committee | Management | For | For |
5.2 | Reelect Lee In-Bum Member of Audit Committee | Management | For | For |
5.3 | Elect Kim Myung-Sik Member of Audit Committee | Management | For | For |
6 | Approve Total Remuneration of Inside Directors | Management | For | For |
7 | Approve Total Remuneration of Outside Directors | Management | For | For |
NETAPP, INC. MEETING DATE: OCT 14, 2009 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Warmenhoven | Management | For | For |
1.2 | Elect Director Donald T. Valentine | Management | For | For |
1.3 | Elect Director Jeffry R. Allen | Management | For | For |
1.4 | Elect Director Alan L. Earhart | Management | For | For |
1.5 | Elect Director Thomas Georgens | Management | For | For |
1.6 | Elect Director Mark Leslie | Management | For | For |
1.7 | Elect Director Nicholas G. Moore | Management | For | For |
1.8 | Elect Director George T. Shaheen | Management | For | For |
1.9 | Elect Director Robert T. Wall | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
NETEASE COM INC MEETING DATE: SEP 4, 2009 | ||||
TICKER: NTES SECURITY ID: 64110W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-election Of Director: William Ding | Management | For | Against |
2 | Re-election Of Director: Alice Cheng | Management | For | For |
3 | Re-election Of Director: Denny Lee | Management | For | Against |
4 | Re-election Of Director: Joseph Tong | Management | For | For |
5 | Re-election Of Director: Lun Feng | Management | For | Against |
6 | Re-election Of Director: Michael Leung | Management | For | For |
7 | Re-election Of Director: Michael Tong | Management | For | Against |
8 | Appoint Pricewaterhousecoopers Zhong Tian CPAs Limited Company as Independent Auditors Of Netease.com, Inc. For The Fiscal Year Ending December 31, 2009. | Management | For | For |
NETEZZA CORPORATION MEETING DATE: JUN 11, 2010 | ||||
TICKER: NZ SECURITY ID: 64111N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul J. Ferri | Management | For | For |
1.2 | Elect Director Edward J. Zander | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NETLOGIC MICROSYSTEMS, INC. MEETING DATE: OCT 23, 2009 | ||||
TICKER: NETL SECURITY ID: 64118B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
NETLOGIC MICROSYSTEMS, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: NETL SECURITY ID: 64118B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Perham | Management | For | For |
1.2 | Elect Director Alan Krock | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
NETRONIX, INC. MEETING DATE: JUN 15, 2010 | ||||
TICKER: 6143 SECURITY ID: Y6270L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve the Issuance of New Shares from Retained Earnings | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
6 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
7 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
8 | Approve to Choose One or Both from Increase of Cash Capital and Issuance of New Shares or Issue Shares via a Private Placement at One Time or Separately | Management | For | For |
9 | Transact Other Business | Management | None | None |
NHN CORP. MEETING DATE: MAR 19, 2010 | ||||
TICKER: 35420 SECURITY ID: Y6347M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements | Management | For | For |
2 | Elect Doh Hyun-Soon as Outside Director | Management | For | For |
3 | Elect Doh Hyun-Soon as Member of Audit Committee | Management | For | For |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
NICE-SYSTEMS LTD. MEETING DATE: JUL 27, 2009 | ||||
TICKER: NICE SECURITY ID: 653656108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Ron Gutler as Director | Management | For | For |
1b | Elect Joseph Atsmon as Director | Management | For | For |
1c | Elect Rimon Ben-Shaoul as Director | Management | For | For |
1d | Elect Yoseph Dauber as Director | Management | For | For |
1e | Elect John Hughes as Director | Management | For | For |
1f | Elect David Kostman as Director | Management | For | For |
2 | Re-appoint The Company's Independent Auditors And To Authorize The Company's Board Of Directors To Fix Their Remuneration. | Management | For | For |
NUANCE COMMUNICATIONS, INC. MEETING DATE: JAN 29, 2010 | ||||
TICKER: NUAN SECURITY ID: 67020Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul A. Ricci | Management | For | For |
2 | Elect Director Robert G. Teresi | Management | For | For |
3 | Elect Director Robert J. Frankenberg | Management | For | For |
4 | Elect Director Katharine A. Martin | Management | For | For |
5 | Elect Director Patrick T. Hackett | Management | For | For |
6 | Elect Director William H. Janeway | Management | For | For |
7 | Elect Director Mark B. Myers | Management | For | For |
8 | Elect Director Philip J. Quigley | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
NVIDIA CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Gaither | Management | For | For |
1.2 | Elect Director Jen-Hsun Huang | Management | For | For |
1.3 | Elect Director A. Brooke Seawell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OMNIVISION TECHNOLOGIES, INC. MEETING DATE: SEP 24, 2009 | ||||
TICKER: OVTI SECURITY ID: 682128103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph Jeng | Management | For | For |
1.2 | Elect Director Dwight Steffensen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Employee Stock Option Exchange Program | Management | For | For |
5 | Approve Officer Stock Option Exchange Program | Management | For | Against |
OPEN TEXT CORP. MEETING DATE: DEC 3, 2009 | ||||
TICKER: OTC SECURITY ID: 683715106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect as Director - P. Thomas Jenkins | Management | For | For |
1.2 | Elect as Director - John Shackleton | Management | For | For |
1.3 | Elect as Director - Randy Fowlie | Management | For | For |
1.4 | Elect as Director - Gail Hamilton | Management | For | For |
1.5 | Elect as Director - Brian Jackman | Management | For | For |
1.6 | Elect as Director - Stephen J. Sadler | Management | For | For |
1.7 | Elect as Director - Michael Slaunwhite | Management | For | For |
1.8 | Elect as Director - Katharine B. Stevenson | Management | For | For |
1.9 | Elect as Director - Deborah Weinstein | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
OPENTABLE, INC. MEETING DATE: JUN 22, 2010 | ||||
TICKER: OPEN SECURITY ID: 68372A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Jordan | Management | For | For |
1.2 | Elect Director Thomas H. Layton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ORACLE CORP. MEETING DATE: OCT 7, 2009 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Donald L. Lucas | Management | For | For |
1.11 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
PALM INC MEETING DATE: SEP 30, 2009 | ||||
TICKER: PALM SECURITY ID: 696643105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Hagerty | Management | For | For |
1.2 | Elect Director Jonathan J. Rubinstein | Management | For | For |
1.3 | Elect Director Paul S. Mountford | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PALM INC MEETING DATE: JUN 25, 2010 | ||||
TICKER: PALM SECURITY ID: 696643105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
PARAMETRIC TECHNOLOGY CORPORATION MEETING DATE: MAR 3, 2010 | ||||
TICKER: PMTC SECURITY ID: 699173209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul A. Lacy | Management | For | For |
1.2 | Elect Director Michael E. Porter | Management | For | For |
1.3 | Elect Director Robert P. Schechter | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PEGASYSTEMS INC. MEETING DATE: JUN 4, 2010 | ||||
TICKER: PEGA SECURITY ID: 705573103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Craig Conway | Management | For | Against |
2 | Elect Director Peter Gyenes | Management | For | For |
3 | Elect Director Richard H. Jones | Management | For | For |
4 | Elect Director Steven F. Kaplan | Management | For | For |
5 | Elect Director James P. O'Halloran | Management | For | For |
6 | Elect Director Alan Trefler | Management | For | For |
7 | Elect Director William W. Wyman | Management | For | For |
8 | Ratify Auditors | Management | For | For |
PERFECT WORLD CO., LTD. MEETING DATE: NOV 14, 2009 | ||||
TICKER: PWRD SECURITY ID: 71372U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amendment Of Section 3.1 (a) Of The Amended And Restated Shareincentive Plan Of The Company By Replacing It With The Following paragraph, All As More Fully Described In The Proxy Statement. | Management | For | Against |
2 | Amendment Of Section 5.2 (a) (ii) And (iii) Of The Amended And restated Share Incentive Plan Of The Company. | Management | For | For |
3 | Ratification Of The Appointment Of Mr. Han Zhang As An independent Director Of The Company. | Management | For | For |
4 | Ratification Of The Appointment Of Mr. Daniel Dong Yang As An independent Director Of The Company. | Management | For | For |
5 | Ratification Of The Appointment Of The Independent Auditor PricewaterhouseCoopers For The Fiscal Year 2008. | Management | For | For |
6 | Appointment Of The Independent Auditor PricewaterhouseCoopers for The Fiscal Year 2009. | Management | For | For |
7 | Amendment Of Article 1 Of The Amended And Restated Memorandum and Articles Of Association By Adding The Following Definition: designated Stock Exchange Means The Nasdaq Stock Market. | Management | For | For |
8 | Amendment Of Article 111 Of The Amended And Restated Memorandum and Articles Of Association Of The Company. | Management | For | For |
9 | Inclusion Of Financial Statements Of Fiscal Year 2008 In The company S 2008 Annual Report. | Management | For | For |
10 | To Authorize Each Of Directors To Take Any & Every Action That might Be Necessary To Effect Foregoing Resolutions 1 To 9. | Management | For | Against |
PHOTRONICS, INC. MEETING DATE: APR 8, 2010 | ||||
TICKER: PLAB SECURITY ID: 719405102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter M. Fiederowicz | Management | For | For |
1.2 | Elect Director Joseph A. Fiorita, Jr. | Management | For | For |
1.3 | Elect Director Constantine S. Macricostas | Management | For | For |
1.4 | Elect Director George Macricostas | Management | For | For |
1.5 | Elect Director Willem D. Maris | Management | For | For |
1.6 | Elect Director Mitchell G. Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Other Business | Management | For | Against |
POLYCOM, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: PLCM SECURITY ID: 73172K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Hagerty | Management | For | For |
1.2 | Elect Director Michael R. Kourey | Management | For | For |
1.3 | Elect Director Betsy S. Atkins | Management | For | For |
1.4 | Elect Director David G. DeWalt | Management | For | For |
1.5 | Elect Director John A. Kelley, Jr. | Management | For | For |
1.6 | Elect Director D. Scott Mercer | Management | For | For |
1.7 | Elect Director William A. Owens | Management | For | For |
1.8 | Elect Director Kevin T. Parker | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
POWER INTEGRATIONS, INC. MEETING DATE: JUN 18, 2010 | ||||
TICKER: POWI SECURITY ID: 739276103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Fiebiger | Management | For | For |
1.2 | Elect Director Nicholas E. Brathwaite | Management | For | For |
1.3 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.4 | Elect Director E. Floyd Kvamme | Management | For | For |
1.5 | Elect Director Alan D. Bickell | Management | For | For |
1.6 | Elect Director Balu Balakrishnan | Management | For | For |
1.7 | Elect Director William George | Management | For | For |
1.8 | Elect Director Steven J. Sharp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
POWERWAVE TECHNOLOGIES, INC. MEETING DATE: AUG 12, 2009 | ||||
TICKER: PWAV SECURITY ID: 739363109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Moiz M. Beguwala | Management | For | For |
1.2 | Elect Director Ken J. Bradley | Management | For | For |
1.3 | Elect Director Ronald J. Buschur | Management | For | For |
1.4 | Elect Director John L. Clendenin | Management | For | For |
1.5 | Elect Director David L. George | Management | For | For |
1.6 | Elect Director Eugene L. Goda | Management | For | For |
1.7 | Elect Director Carl W. Neun | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PRICELINE.COM INCORPORATED MEETING DATE: JUN 2, 2010 | ||||
TICKER: PCLN SECURITY ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffery H. Boyd | Management | For | For |
1.2 | Elect Director Ralph M. Bahna | Management | For | For |
1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
PRIME VIEW INTERNATIONAL CO LTD MEETING DATE: NOV 18, 2009 | ||||
TICKER: 8069 SECURITY ID: TW0008069006 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve to Change Usage of Funds from Share Issuance and Issuance of Unsecured Convertible Bonds | Management | For | For |
2 | Approve Amendments to the Merger Agreement with E Ink Corporation | Management | For | For |
3 | Amend Articles of Association and Regulations on Issuance of Preferred Convertible Bonds and Manner of Conversion | Management | For | For |
4 | Other Business | Management | For | Against |
PRIME VIEW INTERNATIONAL CO., LTD. MEETING DATE: JUN 18, 2010 | ||||
TICKER: 8069 SECURITY ID: Y70814101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Statement of Profit & Loss Appropriation | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Release of Restrictions of Competitive Activities of Directors and Their Representatives | Management | For | For |
5 | Amend Operating Procedures for Loan of Funds to Other Parties and Endorsement and Guarantee | Management | For | For |
PRIME VIEW INTERNATIONAL CO., LTD. MEETING DATE: JUN 18, 2010 | ||||
TICKER: 8069 SECURITY ID: 74164E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Statement of Profit & Loss Appropriation | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Release of Restrictions of Competitive Activities of Directors and Their Representatives | Management | For | For |
5 | Amend Operating Procedures for Loan of Funds to Other Parties and Endorsement and Guarantee | Management | For | For |
QISDA CORPORATION MEETING DATE: JUN 15, 2010 | ||||
TICKER: 2352 SECURITY ID: Y07988101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Amend Operating Procedures for Loan of Funds to Other Parties, Endorsement and Guarantee and Operating Procedures for Derivatives Transactions | Management | For | For |
5 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
QUALCOMM INCORPORATED MEETING DATE: MAR 2, 2010 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
1.7 | Elect Director Paul E. Jacobs | Management | For | For |
1.8 | Elect Director Robert E. Kahn | Management | For | For |
1.9 | Elect Director Sherry Lansing | Management | For | For |
1.10 | Elect Director Duane A. Nelles | Management | For | For |
1.11 | Elect Director Brent Scowcroft | Management | For | For |
1.12 | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
RACKSPACE HOSTING, INC. MEETING DATE: APR 28, 2010 | ||||
TICKER: RAX SECURITY ID: 750086100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Lanham Napier | Management | For | For |
1.2 | Elect Director George J. Still Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RADIANT OPTO-ELECTRONICS CORP. MEETING DATE: JUN 15, 2010 | ||||
TICKER: 6176 SECURITY ID: Y7174K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve the Issuance of New Shares from Retained Earnings | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
6 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
7 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
RAMBUS INC. MEETING DATE: APR 29, 2010 | ||||
TICKER: RMBS SECURITY ID: 750917106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sunlin Chou, Ph.D. | Management | For | For |
1.2 | Elect Director Bruce Dunlevie | Management | For | For |
1.3 | Elect Director Mark Horowitz, Ph.D. | Management | For | For |
1.4 | Elect Director Harold Hughes | Management | For | For |
1.5 | Elect Director Abraham D. Sofaer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RED HAT, INC. MEETING DATE: AUG 13, 2009 | ||||
TICKER: RHT SECURITY ID: 756577102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Micheline Chau | Management | For | For |
1.2 | Elect Director Marye Anne Fox | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RESEARCH IN MOTION LTD MEETING DATE: JUL 14, 2009 | ||||
TICKER: RIM SECURITY ID: 760975102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mike Lazaridis | Management | For | For |
1.2 | Elect Director James Estill | Management | For | For |
1.3 | Elect Director David Kerr | Management | For | For |
1.4 | Elect Director Roger Martin | Management | For | For |
1.5 | Elect Director John Richardson | Management | For | For |
1.6 | Elect Director Barbara Stymiest | Management | For | For |
1.7 | Elect Director John Wetmore | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
RF MICRO DEVICES, INC. MEETING DATE: JUL 29, 2009 | ||||
TICKER: RFMD SECURITY ID: 749941100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter H. Wilkinson,jr. | Management | For | Withhold |
1.2 | Elect Director Robert A. Bruggeworth | Management | For | Withhold |
1.3 | Elect Director Daniel A. Dileo | Management | For | Withhold |
1.4 | Elect Director Jeffery R. Gardner | Management | For | Withhold |
1.5 | Elect Director John R. Harding | Management | For | Withhold |
1.6 | Elect Director Masood A. Jabbar | Management | For | For |
1.7 | Elect Director Casimir S. Skrzypczak | Management | For | Withhold |
1.8 | Elect Director Erik H. Van Der Kaay | Management | For | Withhold |
2 | Approve Stock Option Exchange Program | Management | For | For |
3 | Ratify Auditors | Management | For | For |
RIGHTNOW TECHNOLOGIES, INC. MEETING DATE: JUN 7, 2010 | ||||
TICKER: RNOW SECURITY ID: 76657R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Greg R. Gianforte | Management | For | For |
1.2 | Elect Director Gregory M. Avis | Management | For | Withhold |
1.3 | Elect Director Thomas W. Kendra | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
RIVERBED TECHNOLOGY, INC. MEETING DATE: MAY 25, 2010 | ||||
TICKER: RVBD SECURITY ID: 768573107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Floyd | Management | For | For |
1.2 | Elect Director Christopher J. Schaepe | Management | For | For |
1.3 | Elect Director James R. Swartz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
ROTH & RAU AG MEETING DATE: MAY 21, 2010 | ||||
TICKER: R8R SECURITY ID: D66040102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Approve Remuneration System for Management Board Members | Management | For | For |
4 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
5 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
6 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 | Management | For | For |
7 | Approve Creation of EUR 1.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
8 | Approve Creation of EUR 3.2 Million Pool of Capital without Preemptive Rights | Management | For | For |
9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million; Approve Creation of EUR 3.2 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
11 | Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
ROVI CORPORATION MEETING DATE: MAY 4, 2010 | ||||
TICKER: ROVI SECURITY ID: 779376102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred J. Amoroso | Management | For | For |
1.2 | Elect Director Andrew K. Ludwick | Management | For | For |
1.3 | Elect Director Alan L. Earhart | Management | For | For |
1.4 | Elect Director James E. Meyer | Management | For | For |
1.5 | Elect Director James P. O'Shaughnessy | Management | For | For |
1.6 | Elect Director Ruthann Quindlen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SALESFORCE.COM, INC. MEETING DATE: JUN 10, 2010 | ||||
TICKER: CRM SECURITY ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stratton Sclavos | Management | For | For |
1.2 | Elect Director Lawrence Tomlinson | Management | For | For |
1.3 | Elect Director Shirley Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SANDISK CORP. MEETING DATE: JUN 2, 2010 | ||||
TICKER: SNDK SECURITY ID: 80004C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eli Harari | Management | For | For |
1.2 | Elect Director Kevin DeNuccio | Management | For | For |
1.3 | Elect Director Irwin Federman | Management | For | For |
1.4 | Elect Director Steven J. Gomo | Management | For | For |
1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.6 | Elect Director Chenming Hu | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Michael E. Marks | Management | For | For |
1.9 | Elect Director James D. Meindl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SANDVINE CORPORATION MEETING DATE: APR 6, 2010 | ||||
TICKER: SVC SECURITY ID: 800213100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Roger Maggs as Director | Management | For | For |
1.2 | Elect Mark Guibert as Director | Management | For | For |
1.3 | Elect John Keating as Director | Management | For | For |
1.4 | Elect Ken Taylor as Director | Management | For | For |
1.5 | Elect Dave Caputo as Director | Management | For | For |
1.6 | Elect Steven McCartney as Director | Management | For | For |
1.7 | Elect Scott Hamilton as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Approve Unallocated Options Under the Stock Option Plan | Management | For | For |
SBA COMMUNICATIONS CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: SBAC SECURITY ID: 78388J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George R. Krouse, Jr. | Management | For | For |
1.2 | Elect Director Kevin L. Beebe | Management | For | For |
1.3 | Elect Director Jack Langer | Management | For | For |
1.4 | Elect Director Jeffrey A. Stoops | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
SEAGATE TECHNOLOGY MEETING DATE: OCT 28, 2009 | ||||
TICKER: STX SECURITY ID: G7945J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Stephen J. Luczo as Director | Management | For | For |
1b | Election Frank J. Biondi, Jr. as Director | Management | For | For |
1c | Election William W. Bradley as Director | Management | For | For |
1d | Election David F. Marquardt as Director | Management | For | For |
1e | Election Lydia M. Marshall as Director | Management | For | For |
1f | Election Albert A. Pimentel as Director | Management | For | For |
1g | Election C.S. Park as Director | Management | For | For |
1h | Election Gregorio Reyes as Director | Management | For | For |
1i | Election John W. Thompson as Director | Management | For | For |
1j | Election Edward J. Zander as Director | Management | For | For |
2 | Increase Number of Shares Reserved Under Seagate Technology's Employee Stock Purchase Plan in the Amount of 10 Million Shares | Management | For | For |
3 | Approve Employee Stock Option Exchange Program | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Transact Other Business (Non-Voting) | Management | None | None |
SEAGATE TECHNOLOGY MEETING DATE: APR 14, 2010 | ||||
TICKER: STX SECURITY ID: G7945J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval Of The Scheme Of Arrangement, A Copy Of Which Is attached To The Accompanying Proxy Statement As Annex A . | Management | For | For |
2 | Approval Of A Motion To Adjourn The Special Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders | Management | For | For |
1 | Approval Of The Cancellation Of Seagate-Cayman's Share Capital,which Is Necessary In Order To Effect The Scheme Of Arrangement and Is A Condition To Proceeding With The Scheme Of Arrangement(the Capital Reduction Proposal ). | Management | For | For |
2 | Approval Of The Creation Of Distributable Reserves Of Seagate-Ireland Which Are Required Under Irish Law In Order To Permit Us To Pay Dividends And Repurchase Or Redeem Shares | Management | For | For |
3 | Approval Of A Motion To Adjourn The Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders, All As More Fully Described In Proxy Statement | Management | For | For |
SHANDA INTERACTIVE ENTERTAINMENT LIMITED MEETING DATE: OCT 28, 2009 | ||||
TICKER: SNDA SECURITY ID: 81941Q203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Tianqiao Chen as Director | Management | For | Against |
1.2 | Elect Danian Chen as Director | Management | For | Against |
1.3 | Elect Qianqian Luo as Director | Management | For | Against |
1.4 | Elect Jisheng Huang as Director | Management | For | For |
1.5 | Elect Chengyu Xiong as Director | Management | For | For |
1.6 | Elect Kai Zhao as Director | Management | For | For |
1.7 | Elect Qunzhao Tan as Director | Management | For | Against |
1.8 | Elect Grace Wu as Director | Management | For | Against |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD MEETING DATE: AUG 10, 2009 | ||||
TICKER: 8199 SECURITY ID: CNE100000171 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lo Wai Hung as Independent Non-Executive Director | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD MEETING DATE: OCT 9, 2009 | ||||
TICKER: 8199 SECURITY ID: CNE100000171 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Interim Dividend of RMB 0.072 Per Share | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD. MEETING DATE: MAY 10, 2010 | ||||
TICKER: 8199 SECURITY ID: Y76810103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Report of the Board of Directors | Management | For | For |
3 | Accept Report of the Supervisory Committee | Management | For | For |
4 | Approve Profit Distribution Plan, Final Distribution Plan, and Distribution of the Final Dividend | Management | For | For |
5 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6a | Reelect Chen Xue Li as Non-Executive Director | Management | For | Against |
6b | Reelect Zhou Shu Hua as Non-Executive Director | Management | For | Against |
6c | Reelect Zhang Hua Wei as Executive Director | Management | For | Against |
6d | Reelect Wang Yi as Executive Director | Management | For | Against |
6e | Reelect Miao Yan Guo as Executive Director | Management | For | Against |
6f | Reelect Wang Zhi Fan as Executive Director | Management | For | Against |
6g | Reelect Wu Chuan Ming as Executive Director | Management | For | Against |
6h | Reelect Shi Huan as Independent Non-Executive Director | Management | For | Against |
6i | Reelect Luan Jian Ping as Independent Non-Executive Director | Management | For | For |
6j | Reelect Li Jia Miao as Independent Non-Executive Director | Management | For | For |
7a | Reelect Bi Dong Mei as Supervisor | Management | For | For |
7b | Reelect Miao Hai Sheng as Supervisor | Management | For | For |
8 | Authorize Board to Fix the Remuneration of Directors and Supervisors | Management | For | For |
9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
SHARP CORP. MEETING DATE: JUN 23, 2010 | ||||
TICKER: 6753 SECURITY ID: J71434112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
2 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
3.1 | Elect Director Katsuhiko Machida | Management | For | For |
3.2 | Elect Director Mikio Katayama | Management | For | For |
3.3 | Elect Director Masafumi Matsumoto | Management | For | For |
3.4 | Elect Director Toshio Adachi | Management | For | For |
3.5 | Elect Director Toshishige Hamano | Management | For | For |
3.6 | Elect Director Yoshiaki Ibuchi | Management | For | For |
3.7 | Elect Director Kenji Ohta | Management | For | For |
3.8 | Elect Director Nobuyuki Taniguchi | Management | For | For |
3.9 | Elect Director Kunio Itou | Management | For | For |
3.10 | Elect Director Katsuaki Nomura | Management | For | For |
4 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
SHIN ZU SHING CO., LTD. MEETING DATE: JUN 17, 2010 | ||||
TICKER: 3376 SECURITY ID: Y7755T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Capitalization of 2009 Dividends and Employee Profit Sharing | Management | For | For |
5 | Amend Operating Procedures for Loan of Funds to Other Parties and Endorsement and Guarantee | Management | For | For |
6 | Elect Directors and Supervisors | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
SHIN-ETSU CHEMICAL CO. LTD. MEETING DATE: JUN 29, 2010 | ||||
TICKER: 4063 SECURITY ID: J72810120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
2.1 | Elect Director Chihiro Kanagawa | Management | For | For |
2.2 | Elect Director Shunzo Mori | Management | For | For |
2.3 | Elect Director Fumio Akiya | Management | For | For |
2.4 | Elect Director Kiichi Habata | Management | For | For |
2.5 | Elect Director Masashi Kaneko | Management | For | For |
2.6 | Elect Director Fumio Arai | Management | For | For |
2.7 | Elect Director Masahiko Todoroki | Management | For | For |
2.8 | Elect Director Toshiya Akimoto | Management | For | For |
2.9 | Elect Director Hiroshi Komiyama | Management | For | For |
3 | Appoint Statutory Auditor Yoshihito Kosaka | Management | For | For |
4 | Approve Stock Option Plan | Management | For | For |
5 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
SILICON LABORATORIES INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: SLAB SECURITY ID: 826919102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Ted Enloe III | Management | For | For |
1.2 | Elect Director Kristen M. Onken | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SINA CORPORATION MEETING DATE: DEC 7, 2009 | ||||
TICKER: SINA SECURITY ID: G81477104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Yan Wang as Director | Management | For | For |
1.2 | Elect Song-Yi Zhang as Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers Zhong Tian CPAs Limited as Auditors | Management | For | For |
3 | Allow Electronic Distribution of Company Communications | Management | For | For |
4 | Amend Articles Re: Modernize Company's Articles of Association with Corporate Governance Provisions | Management | For | Against |
5 | Amend Articles Re: Board Procedures and Governance | Management | For | For |
6 | Amend Articles Re: Increase Requisite Paid-up Capital for Calling General Meetings from One-Tenth to 25 Percent | Management | For | Against |
7 | Amend Articles Re: Approve Restatement of Amended and Restated Articles of Association to Reflect Proposed Changes to Relevant Articles | Management | For | Against |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin L. Beebe | Management | For | For |
1.2 | Elect Director Timothy R. Furey | Management | For | For |
1.3 | Elect Director David J. McLachlan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SMA SOLAR TECHNOLOGY AG MEETING DATE: MAY 27, 2010 | ||||
TICKER: S92 SECURITY ID: D7008K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
3.1 | Approve Discharge of Management Board Member Guenther Cramer for Fiscal 2009 | Management | For | For |
3.2 | Approve Discharge of Management Board Member Peter Drews for Fiscal 2009 | Management | For | For |
3.3 | Approve Discharge of Management Board Member Roland Grebe for Fiscal 2009 | Management | For | For |
3.4 | Approve Discharge of Management Board Pierre-Pascal Urbon for Fiscal 2009 | Management | For | For |
3.5 | Approve Discharge of Management Board Member Marko Werner for Fiscal 2009 | Management | For | For |
3.6 | Approve Discharge of Management Board Member Reiner Wettlaufer for Fiscal 2009 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
5 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2010 | Management | For | For |
6.1 | Amend Articles Re: Editorial Changes | Management | For | For |
6.2 | Amend Articles Re: Supervisory Board | Management | For | For |
6.3 | Amend Articles Re: Convocation of, Registration for, and Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
7.1 | Elect Siegfried Drueker to the Supervisory Board | Management | For | For |
7.2 | Elect Erik Ehrentraut to the Supervisory Board | Management | For | For |
7.3 | Elect Winfried Hoffmann to the Supervisory Board | Management | For | For |
7.4 | Elect Martin Hoppe-Kilpper to the Supervisory Board | Management | For | Against |
7.5 | Elect Werner Kleinkauf to the Supervisory Board | Management | For | Against |
7.6 | Elect Reiner Wettlaufer to the Supervisory Board | Shareholder | For | Against |
8 | Require Management Board to Disclose Individualized Remuneration of its Members | Management | For | For |
9 | Approve Remuneration System for Management Board Members | Management | For | For |
10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
SMITH MICRO SOFTWARE, INC. MEETING DATE: AUG 24, 2009 | ||||
TICKER: SMSI SECURITY ID: 832154108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas G. Campbell | Management | For | For |
1.2 | Elect Director Ted L. Hoffman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
SMITH MICRO SOFTWARE, INC. MEETING DATE: JUN 24, 2010 | ||||
TICKER: SMSI SECURITY ID: 832154108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel Gulko | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
SOLARWINDS, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: SWI SECURITY ID: 83416B109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey L. Horing | Management | For | For |
1.2 | Elect Director J. Benjamin Nye | Management | For | For |
1.3 | Elect Director Kevin B. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SONUS NETWORKS, INC. MEETING DATE: JUN 16, 2010 | ||||
TICKER: SONS SECURITY ID: 835916107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Beatriz V. Infante | Management | For | For |
1.2 | Elect Director Howard E. Janzen | Management | For | For |
1.3 | Elect Director H. Brian Thompson | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
SONY CORP. MEETING DATE: JUN 18, 2010 | ||||
TICKER: 6758 SECURITY ID: 835699307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Howard Stringer | Management | For | For |
1.2 | Director Ryouji Chubachi | Management | For | For |
1.3 | Director Youtarou Kobayashi | Management | For | For |
1.4 | Director Yoshiaki Yamauchi | Management | For | For |
1.5 | Director Peter Bonfield | Management | For | For |
1.6 | Director Fujio Chou | Management | For | For |
1.7 | Director Ryuuji Yasuda | Management | For | For |
1.8 | Director Yukako Uchinaga | Management | For | For |
1.9 | Director Mitsuaki Yahagi | Management | For | For |
1.10 | Director Tsun-yan Hsieh | Management | For | For |
1.11 | Director Roland A. Hernandez | Management | For | For |
1.12 | Director Kanemitsu Anraku | Management | For | For |
1.13 | Director Yorihiko Kojima | Management | For | For |
1.14 | Director Osamu Nagayama | Management | For | For |
2 | Approve Stock Option Plan | Management | For | For |
SPREADTRUM COMMUNICATIONS, INC. MEETING DATE: JUN 29, 2010 | ||||
TICKER: SPRD SECURITY ID: 849415203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Datong Chen as Director | Management | For | For |
2 | Reelect Scott Scandell as Director | Management | For | For |
3 | Ratify PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors | Management | For | For |
SPRINT NEXTEL CORPORATION MEETING DATE: MAY 11, 2010 | ||||
TICKER: S SECURITY ID: 852061100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election Director Robert R. Bennett | Management | For | For |
2 | Election Director Gordon M. Bethune | Management | For | For |
3 | Election Director Larry C. Glasscock | Management | For | For |
4 | Election Director James H. Hance, Jr. | Management | For | For |
5 | Election Director Daniel R. Hesse | Management | For | For |
6 | Election Director V. Janet Hill | Management | For | For |
7 | Election Director Frank Ianna | Management | For | For |
8 | Election Director Sven-Christer Nilsson | Management | For | For |
9 | Election Director William R. Nuti | Management | For | For |
10 | Election Director Rodney O' Neal | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Approve Repricing of Options | Management | For | For |
13 | Report on Political Contributions | Shareholder | Against | Abstain |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
STANDARD MICROSYSTEMS CORP. MEETING DATE: JUL 8, 2009 | ||||
TICKER: SMSC SECURITY ID: 853626109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew M. Caggia | Management | For | For |
1.2 | Elect Director James A. Donahue | Management | For | For |
1.3 | Elect Director Kenneth Kin | Management | For | For |
1.4 | Elect Director Christine King | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
STR HOLDINGS INC. MEETING DATE: JUN 3, 2010 | ||||
TICKER: STRI SECURITY ID: 78478V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis L. Jilot | Management | For | For |
1.2 | Elect Director Andrew M. Leitch | Management | For | For |
1.3 | Elect Director Susan C. Schnabel | Management | For | For |
1.4 | Elect Director Scott S. Brown | Management | For | For |
1.5 | Elect Director Jason L. Metakis | Management | For | For |
1.6 | Elect Director Ryan M. Sprott | Management | For | For |
1.7 | Elect Director John A. Janitz | Management | For | For |
1.8 | Elect Director Dominick J. Schiano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STRATASYS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: SSYS SECURITY ID: 862685104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Scott Crump | Management | For | For |
1.2 | Elect Director Ralph E. Crump | Management | For | For |
1.3 | Elect Director Edward J. Fierko | Management | For | For |
1.4 | Elect Director John J. McEleney | Management | For | For |
1.5 | Elect Director Clifford H. Schwieter | Management | For | For |
1.6 | Elect Director Gregory L. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUCCESSFACTORS, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: SFSF SECURITY ID: 864596101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas J. Burgum | Management | For | For |
1.2 | Elect Director Lars Dalgaard | Management | For | For |
1.3 | Elect Director Elizabeth A. Nelson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SUMCO CORP. MEETING DATE: APR 28, 2010 | ||||
TICKER: 3436 SECURITY ID: J76896109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director | Management | For | For |
1.2 | Elect Director | Management | For | For |
1.3 | Elect Director | Management | For | For |
1.4 | Elect Director | Management | For | For |
1.5 | Elect Director | Management | For | For |
1.6 | Elect Director | Management | For | For |
1.7 | Elect Director | Management | For | For |
1.8 | Elect Director | Management | For | For |
1.9 | Elect Director | Management | For | For |
2 | Appoint Statutory Auditor | Management | For | For |
SUNPOWER CORPORATION MEETING DATE: MAY 4, 2010 | ||||
TICKER: SPWRA SECURITY ID: 867652109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Steve Albrecht | Management | For | For |
1.2 | Elect Director Betsy S. Atkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUNPOWER CORPORATION MEETING DATE: MAY 4, 2010 | ||||
TICKER: SPWRA SECURITY ID: 867652307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Steve Albrecht | Management | For | For |
1.2 | Elect Director Betsy S. Atkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SUPERTEX, INC. MEETING DATE: AUG 14, 2009 | ||||
TICKER: SUPX SECURITY ID: 868532102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry C. Pao | Management | For | For |
1.2 | Elect Director Benedict C.K. Choy | Management | For | For |
1.3 | Elect Director W. Mark Loveless | Management | For | For |
1.4 | Elect Director Elliott Schlam | Management | For | For |
1.5 | Elect Director Milton Feng | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SUPREME ELECTRONICS CO., LTD. MEETING DATE: JUN 15, 2010 | ||||
TICKER: 8112 SECURITY ID: Y83133101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
4 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
5 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
6.1 | Elect Ka, Chun with ID Number 1 as Director | Management | For | Against |
6.2 | Elect Shieh, Ziin-Tzong with ID Number 8 as Director | Management | For | Against |
6.3 | Elect Hsing, Huai-Cheng with ID Number 6 as Director | Management | For | Against |
6.4 | Elect Shu, Chung-Cheng with ID Number 708 as Director | Management | For | Against |
6.5 | Elect Chiu, Shu-Lin with ID Number 215 as Independent Director | Management | For | For |
6.6 | Elect Nie, Jei-Hsie with ID Number 431 as Independent Director | Management | For | For |
6.7 | Elect Yang, Chi-Yi with ID Number A101665015 as Independent Director | Management | For | For |
6.8 | Elect Wu, Tsao-Chang with ID Number 123 as Supervisor | Management | For | For |
6.9 | Elect Huang, Kuo-Chen with ID Number 153 as Supervisor | Management | For | For |
6.10 | Elect Wang, Huai with ID Number 380 as Supervisor | Management | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
8 | Transact Other Business | Management | None | None |
SYMANTEC CORPORATION MEETING DATE: SEP 23, 2009 | ||||
TICKER: SYMC SECURITY ID: 871503108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Brown | Management | For | For |
1.2 | Elect Director William T. Coleman | Management | For | For |
1.3 | Elect Director Frank E. Dangeard | Management | For | For |
1.4 | Elect Director Geraldine B. Laybourne | Management | For | For |
1.5 | Elect Director David L. Mahoney | Management | For | For |
1.6 | Elect Director Robert S. Miller | Management | For | For |
1.7 | Elect Director Enrique Salem | Management | For | For |
1.8 | Elect Director Daniel H. Schulman | Management | For | For |
1.9 | Elect Director John W. Thompson | Management | For | For |
1.10 | Elect Director V. Paul Unruh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
SYNAPTICS INCORPORATED MEETING DATE: OCT 20, 2009 | ||||
TICKER: SYNA SECURITY ID: 87157D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey D. Buchanan | Management | For | For |
1.2 | Elect Director Keith B. Geeslin | Management | For | For |
1.3 | Elect Director James L. Whims | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SYNCHRONOSS TECHNOLOGIES, INC. MEETING DATE: MAY 10, 2010 | ||||
TICKER: SNCR SECURITY ID: 87157B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Hoffman | Management | For | For |
1.2 | Elect Director James M. McCormick | Management | For | For |
1.3 | Elect Director Donnie M. Moore | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
SYNIVERSE HOLDINGS, INC. MEETING DATE: MAY 6, 2010 | ||||
TICKER: SVR SECURITY ID: 87163F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Marino | Management | For | For |
1.2 | Elect Director Tony G. Holcombe | Management | For | For |
1.3 | Elect Director Jason Few | Management | For | For |
1.4 | Elect Director Robert J. Gerrard, Jr. | Management | For | For |
1.5 | Elect Director James B. Lipham | Management | For | For |
1.6 | Elect Director Wendy J. Murdock | Management | For | For |
1.7 | Elect Director Jack Pearlstein | Management | For | For |
1.8 | Elect Director Timothy A. Samples | Management | For | For |
1.9 | Elect Director Fritz E. von Mering | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
SYNNEX TECHNOLOGY INTERNATIONAL CORP. MEETING DATE: JUN 17, 2010 | ||||
TICKER: 2347 SECURITY ID: Y8344J109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve the Issuance of New Shares from Retained Earnings | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Amend Operating Procedures for Loan of Funds to Other Parties and Endorsement and Guarantee | Management | For | For |
6 | Transact Other Business | Management | None | None |
SYNOPSYS, INC. MEETING DATE: MAR 25, 2010 | ||||
TICKER: SNPS SECURITY ID: 871607107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. De Geus | Management | For | For |
1.2 | Elect Director Alfred Castino | Management | For | For |
1.3 | Elect Director Chi-Foon Chan | Management | For | For |
1.4 | Elect Director Bruce R. Chizen | Management | For | For |
1.5 | Elect Director Deborah A. Coleman | Management | For | For |
1.6 | Elect Director John Schwarz | Management | For | For |
1.7 | Elect Director Roy Vallee | Management | For | For |
1.8 | Elect Director Steven C. Walske | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
TALEO CORPORATION MEETING DATE: MAY 13, 2010 | ||||
TICKER: TLEO SECURITY ID: 87424N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Gregoire | Management | For | For |
1.2 | Elect Director Michael Tierney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TDK CORP. MEETING DATE: JUN 29, 2010 | ||||
TICKER: 6762 SECURITY ID: J82141136 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
2 | Approve Stock Option Plan | Management | For | For |
3.1 | Elect Director Hajime Sawabe | Management | For | For |
3.2 | Elect Director Takehiro Kamigama | Management | For | For |
3.3 | Elect Director Yasuhiro Hagihara | Management | For | For |
3.4 | Elect Director Kenichi Mori | Management | For | For |
3.5 | Elect Director Shinichi Araya | Management | For | For |
3.6 | Elect Director Yukio Yanase | Management | For | For |
3.7 | Elect Director Junji Yoneyama | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
TEKELEC MEETING DATE: MAY 14, 2010 | ||||
TICKER: TKLC SECURITY ID: 879101103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald W. Buckly | Management | For | For |
1.2 | Elect Director Hubert de Pesquidoux | Management | For | For |
1.3 | Elect Director Mark A. Floyd | Management | For | For |
1.4 | Elect Director David R. Laube | Management | For | For |
1.5 | Elect Director Carol G. Mills | Management | For | For |
1.6 | Elect Director Franco Plastina | Management | For | For |
1.7 | Elect Director Krish A. Prabhu | Management | For | For |
1.8 | Elect Director Michael P. Ressner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TENCENT HOLDINGS LTD. MEETING DATE: MAY 12, 2010 | ||||
TICKER: 700 SECURITY ID: G87572148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Reelect Zhang Zhidong as Director | Management | For | Against |
3a2 | Reelect Charles St Leger Searle as Director | Management | For | Against |
3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
TESSERA TECHNOLOGIES, INC. MEETING DATE: MAY 12, 2010 | ||||
TICKER: TSRA SECURITY ID: 88164L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J Boehlke | Management | For | For |
1.2 | Elect Director Nicholas E. Brathwaite | Management | For | For |
1.3 | Elect Director John B. Goodrich | Management | For | For |
1.4 | Elect Director Bruce M. McWilliams | Management | For | For |
1.5 | Elect Director David C. Nagel | Management | For | For |
1.6 | Elect Director Henry R. Nothhaft | Management | For | For |
1.7 | Elect Director Robert A. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
THQ INC. MEETING DATE: AUG 6, 2009 | ||||
TICKER: THQI SECURITY ID: 872443403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian J. Farrell | Management | For | Withhold |
1.2 | Elect Director Lawrence Burstein | Management | For | Withhold |
1.3 | Elect Director Henry T. DeNero | Management | For | Withhold |
1.4 | Elect Director Brian P. Dougherty | Management | For | Withhold |
1.5 | Elect Director Jeffrey W. Griffiths | Management | For | Withhold |
1.6 | Elect Director Gary E. Rieschel | Management | For | Withhold |
1.7 | Elect Director James L. Whims | Management | For | Withhold |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
TIBCO SOFTWARE INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: TIBX SECURITY ID: 88632Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vivek Y. Ranadive | Management | For | For |
1.2 | Elect Director Nanci E. Caldwell | Management | For | For |
1.3 | Elect Director Eric C.W. Dunn | Management | For | For |
1.4 | Elect Director Narendra K. Gupta | Management | For | For |
1.5 | Elect Director Peter J. Job | Management | For | For |
1.6 | Elect Director Philip K. Wood | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TIMMINCO LIMITED MEETING DATE: MAY 18, 2010 | ||||
TICKER: TIM SECURITY ID: 887404101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Heinz C. Schimmelbusch as Director | Management | For | For |
1.2 | Elect Arthur R. Spector as Director | Management | For | For |
1.3 | Elect John C. Fox as Director | Management | For | For |
1.4 | Elect John W. W. Hick as Director | Management | For | For |
1.5 | Elect Jack L. Messman as Director | Management | For | For |
1.6 | Elect Michael D. Winfield as Director | Management | For | For |
1.7 | Elect Mickey M. Yaksich as Director | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TOMTOM NV MEETING DATE: APR 26, 2010 | ||||
TICKER: TOM2 SECURITY ID: N87695107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | Did Not Vote |
2 | Presentation by H.C.A. Goddijn, CEO | Management | None | Did Not Vote |
3 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
4 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
5 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
6 | Approve Discharge of Management Board | Management | For | Did Not Vote |
7 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
8 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
10a1 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | Did Not Vote |
10a2 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Connection with Merger/Aqcuisition | Management | For | Did Not Vote |
10a3 | Grant Board Authority to Issue Preference Shares Up To 50 Percent of Issued Capital | Management | For | Did Not Vote |
10d | Authorize Board to Exclude Preemptive Rights from Issuances under Items 10a | Management | For | Did Not Vote |
11 | Approve Granting of Subscription Rights for Ordinary Shares under Employee Stock Option Plan and Management Board Stock Option Plan and Exclude Preemptive Rights | Management | For | Did Not Vote |
12 | Reelect K. Vuurtsteen to Supervisory Board | Management | For | Did Not Vote |
13 | Amend Articles of Association | Management | For | Did Not Vote |
14 | Ratify Deloitte Accountants B.V. as Auditors | Management | For | Did Not Vote |
15 | Allow Questions | Management | None | Did Not Vote |
16 | Close Meeting | Management | None | Did Not Vote |
TOSHIBA CORP. MEETING DATE: JUN 23, 2010 | ||||
TICKER: 6502 SECURITY ID: J89752117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reduction in Capital Reserves | Management | For | For |
2.1 | Elect Director Atsutoshi Nishida | Management | For | For |
2.2 | Elect Director Norio Sasaki | Management | For | For |
2.3 | Elect Director Masashi Muromachi | Management | For | For |
2.4 | Elect Director Fumio Muraoka | Management | For | For |
2.5 | Elect Director Masao Namiki | Management | For | For |
2.6 | Elect Director Ichirou Tai | Management | For | For |
2.7 | Elect Director Yoshihiro Maeda | Management | For | For |
2.8 | Elect Director Kazuo Tanigawa | Management | For | For |
2.9 | Elect Director Shigeo Koguchi | Management | For | For |
2.10 | Elect Director Hiroshi Horioka | Management | For | For |
2.11 | Elect Director Kiichirou Furusawa | Management | For | Against |
2.12 | Elect Director Hiroshi Hirabayashi | Management | For | For |
2.13 | Elect Director Takeshi Sasaki | Management | For | For |
2.14 | Elect Director Takeo Kosugi | Management | For | For |
3 | Amend Articles to Require Detailed Answers to All Questions at Shareholder Meetings | Shareholder | Against | Against |
4 | Amend Articles to Deem Non-Votes as Votes FOR Meeting Agenda Items | Shareholder | Against | Against |
5 | Amend Articles to Systematize and Disclose Punitive Action Against Directors | Shareholder | Against | Against |
6 | Amend Articles to Require Detailed Historical Disclosure of Director and Officer Punitive Action | Shareholder | Against | Against |
7 | Amend Articles to Require Disclosure of Truth Behind Fraudulent Billing of NEDO and Ban NEDO Contracts for Three Years | Shareholder | Against | Against |
8 | Amend Articles to Require Disclosure of Individual Historical Compensation for Directors and Officers | Shareholder | Against | Against |
9 | Amend Articles to Require Disclosure of Individual Historical Compensation for Advisors | Shareholder | Against | Against |
10 | Amend Articles to Require Disclosure Concerning Former Public Officials Employed by Toshiba | Shareholder | Against | Against |
11 | Amend Articles to Pay Temporary Workers At Least JPY 2000 per Hour | Shareholder | Against | Against |
TRIMBLE NAVIGATION LIMITED MEETING DATE: MAY 19, 2010 | ||||
TICKER: TRMB SECURITY ID: 896239100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven W. Berglund | Management | For | For |
1.2 | Elect Director John B. Goodrich | Management | For | For |
1.3 | Elect Director William Hart | Management | For | For |
1.4 | Elect Director Merit E. Janow | Management | For | For |
1.5 | Elect Director Ulf J. Johansson | Management | For | For |
1.6 | Elect Director Bradford W. Parkinson | Management | For | For |
1.7 | Elect Director Mark S. Peek | Management | For | For |
1.8 | Elect Director Nickolas W. Vande Steeg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
TYCO ELECTRONICS LTD. MEETING DATE: OCT 8, 2009 | ||||
TICKER: TEL SECURITY ID: H8912P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Approve Payment Of A Distribution To Shareholders Through Areduction Of The Par Value Of Our Shares, Such Payment To Bemade In Two Installments On Or Before March 26, 2010 (the End Ofthe Second Fiscal Quarter Of 2010). | Management | For | For |
2 | To Approve Any Adjournments Or Postponements Of Theextraordinary General Meeting. | Management | For | For |
3 | Transact Other Business (Voting) | Management | For | Against |
ULTICOM, INC. MEETING DATE: JUN 3, 2010 | ||||
TICKER: ULCM SECURITY ID: 903844207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul D. Baker | Management | For | For |
1.2 | Elect Director John A. Bunyan | Management | For | For |
1.3 | Elect Director Michael J. Chill | Management | For | For |
1.4 | Elect Director Andre Dahan | Management | For | For |
1.5 | Elect Director Ron Hiram | Management | For | For |
1.6 | Elect Director Joel E. Legon | Management | For | For |
1.7 | Elect Director Rex A. McWilliams | Management | For | For |
1.8 | Elect Director Shawn K. Osborne | Management | For | For |
1.9 | Elect Director Shefali A. Shah | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VANCEINFO TECHNOLOGIES INC. MEETING DATE: NOV 13, 2009 | ||||
TICKER: VIT SECURITY ID: 921564100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-election Of Hao Chen As A Class B Director of the Company | Management | For | For |
2 | Re-election Of Ruby Lu As A Class B Director of the Company | Management | For | For |
3 | Re-election Of Kui Zhou As A Class B Director of the Company | Management | For | For |
4 | Ratification Of The Appointment Of The Independent Auditor Deloitte Touche Tohmatsu CPA Ltd. For The Fiscal Year 2008 at a fee Agreed By The Directors | Management | For | For |
5 | Appointment Of The Independent Auditor Deloitte Touche Tohmatsu CPA Ltd. For The Fiscal Year 2009 at a Fee Agreed By Directors | Management | For | For |
6 | Ratification Of Inclusion Of Financial Statements Of Fiscal Year2008 in the Company's 2008 Annual Report | Management | For | For |
7 | Authorization of the Directors to take any and every action that might be necessary to effect the foregoing Resolutions 1 To 6 as such Director, in his or her absolute discretion, thinks fit | Management | For | For |
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC. MEETING DATE: FEB 8, 2010 | ||||
TICKER: VSEA SECURITY ID: 922207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Xun (Eric) Chen | Management | For | For |
1.2 | Elect Director Dennis G. Schmal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VEECO INSTRUMENTS INC. MEETING DATE: MAY 14, 2010 | ||||
TICKER: VECO SECURITY ID: 922417100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger D. McDaniel | Management | For | For |
1.2 | Elect Director John R. Peeler | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
VERISIGN, INC. MEETING DATE: MAY 27, 2010 | ||||
TICKER: VRSN SECURITY ID: 92343E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. James Bidzos | Management | For | For |
1.2 | Elect Director William L. Chenevich | Management | For | For |
1.3 | Elect Director Kathleen A. Cote | Management | For | For |
1.4 | Elect Director Mark D. McLaughlin | Management | For | For |
1.5 | Elect Director Roger H. Moore | Management | For | For |
1.6 | Elect Director John D. Roach | Management | For | For |
1.7 | Elect Director Louis A. Simpson | Management | For | For |
1.8 | Elect Director Timothy Tomlinson | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VIRGIN MEDIA INC. MEETING DATE: JUN 9, 2010 | ||||
TICKER: VMED SECURITY ID: 92769L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Allen | Management | For | For |
1.2 | Elect Director Andrew J. Cole | Management | For | For |
1.3 | Elect Director Gordon D. McCallum | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
VISA INC. MEETING DATE: JAN 20, 2010 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Matschullat | Management | For | For |
1.2 | Elect Director Cathy E. Minehan | Management | For | For |
1.3 | Elect Director David J. Pang | Management | For | For |
1.4 | Elect Director William S. Shanahan | Management | For | For |
1.5 | Elect Director John A. Swainson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VISHAY INTERTECHNOLOGY, INC. MEETING DATE: JUN 16, 2010 | ||||
TICKER: VSH SECURITY ID: 928298108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Felix Zandman | Management | For | Withhold |
1.2 | Elect Director Gerald Paul | Management | For | Withhold |
1.3 | Elect Director Frank Maier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Seek Sale of Company | Shareholder | Against | Against |
VISIONCHINA MEDIA INC. MEETING DATE: DEC 29, 2009 | ||||
TICKER: VISN SECURITY ID: 92833U103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Deloitte Touche Tohmatsu CPA Ltd. as Auditors | Management | For | For |
VISTAPRINT NV MEETING DATE: AUG 6, 2009 | ||||
TICKER: VPRT SECURITY ID: G93762204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reincorporation from Bermuda to Netherlands | Management | For | For |
VISTAPRINT NV MEETING DATE: NOV 17, 2009 | ||||
TICKER: VPRT SECURITY ID: N93540107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | A Vote For The Election Of Nominee John J. Gavin, Jr. | Management | For | For |
2 | A Vote For The Election Of Nominee George M. Overholser | Management | For | For |
3 | A Vote For The Election Of Nominee Mark T. Thomas | Management | For | For |
4 | Approve Our Performance Incentive Plan For Covered Employees | Management | For | For |
5 | Appoint Ernst & Young Llp As Our Independent Registered Publicaccounting Firm For The Fiscal Year Ending June 30, 2010 | Management | For | For |
VMWARE, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: VMW SECURITY ID: 928563402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Auditors | Management | For | For |
VOCUS, INC. MEETING DATE: JUN 3, 2010 | ||||
TICKER: VOCS SECURITY ID: 92858J108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary Greenfield | Management | For | For |
1.2 | Elect Director Robert Lentz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VOLTERRA SEMICONDUCTOR CORPORATION MEETING DATE: APR 23, 2010 | ||||
TICKER: VLTR SECURITY ID: 928708106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Staszak | Management | For | For |
1.2 | Elect Director Edward Winn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WACKER CHEMIE AG MEETING DATE: MAY 21, 2010 | ||||
TICKER: WCH SECURITY ID: D9540Z106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Amend Articles Re: Convocation of, Registration for, Participation in, and Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
WASION GROUP HOLDINGS LTD. MEETING DATE: MAY 10, 2010 | ||||
TICKER: 3393 SECURITY ID: G9463P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Approve Dividends | Management | For | For |
3(a) | Elect Mr. Ji Wei as Director | Management | For | For |
3(b) | Elect Ms. Zheng Xiao Ping as Director | Management | For | For |
3(c) | Elect Mr. Pan Yuan as Director | Management | For | For |
4 | Approve Remuneration of Directors | Management | For | For |
5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Authorize Share Repurchase Program | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
WPG HOLDINGS CO., LTD. MEETING DATE: JUN 21, 2010 | ||||
TICKER: 3702 SECURITY ID: Y9698R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve the Issuance of New Shares from Retained Earnings | Management | For | For |
4 | Approve Acquire 100 Percent Equity of a Company via Share Swap | Management | For | For |
5 | Amend Articles of Association | Management | For | For |
6 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
7 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
XILINX, INC. MEETING DATE: AUG 12, 2009 | ||||
TICKER: XLNX SECURITY ID: 983919101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip T. Gianos | Management | For | For |
1.2 | Elect Director Moshe N. Gavrielov | Management | For | For |
1.3 | Elect Director John L. Doyle | Management | For | For |
1.4 | Elect Director Jerald G. Fishman | Management | For | For |
1.5 | Elect Director William G. Howard, Jr. | Management | For | For |
1.6 | Elect Director J. Michael Patterson | Management | For | For |
1.7 | Elect Director Marshall C. Turner | Management | For | For |
1.8 | Elect Director E.W. Vanderslice | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
YINGLI GREEN ENERGY HOLDING COMPANY LTD. MEETING DATE: AUG 18, 2009 | ||||
TICKER: YGE SECURITY ID: 98584B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Reelect Zongwei Li as a Director | Management | For | For |
3 | Reelect Xiangdong Wang as a Director | Management | For | For |
4 | Amend 2006 Stock Incentive Plan | Management | For | Against |
5 | Amend 2006 Stock Incentive Plan | Management | For | For |
6 | Ratify KPMG as Auditors | Management | For | For |
YOUNGTEK ELECTRONICS CORP. MEETING DATE: JUN 14, 2010 | ||||
TICKER: 6261 SECURITY ID: Y9859Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2009 Allocation of Income and Dividends | Management | For | For |
3 | Approve Capitalization of 2009 Dividends and Issuance of New Shares | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
6 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
7 | Transact Other Business | Management | None | None |
VOTE SUMMARY REPORT
FIDELITY ADVISOR UTILITIES FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AES CORPORATION, THE MEETING DATE: APR 22, 2010 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
1.2 | Elect Director Paul Hanrahan | Management | For | For |
1.3 | Elect Director Tarun Khanna | Management | For | For |
1.4 | Elect Director John A. Koskinen | Management | For | For |
1.6 | Elect Director Philip Lader | Management | For | For |
1.7 | Elect Director Sandra O. Moose | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | For |
1.10 | Elect Director Charles O. Rossotti | Management | For | For |
1.11 | Elect Director Sven Sandstrom | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALLIANT ENERGY CORP. MEETING DATE: MAY 20, 2010 | ||||
TICKER: LNT SECURITY ID: 018802108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Bennett | Management | For | For |
1.2 | Elect Director Darryl B. Hazel | Management | For | For |
1.3 | Elect Director David A. Perdue | Management | For | For |
1.4 | Elect Director Judith D. Pyle | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMERICAN ELECTRIC POWER COMPANY, INC. MEETING DATE: APR 27, 2010 | ||||
TICKER: AEP SECURITY ID: 025537101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. R. Brooks | Management | For | For |
1.2 | Elect Director Donald M. Carlton | Management | For | For |
1.3 | Elect Director James F. Cordes | Management | For | For |
1.4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
1.7 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
1.8 | Elect Director Michael G. Morris | Management | For | For |
1.9 | Elect Director Lionel L. Nowell III | Management | For | For |
1.10 | Elect Director Richard L. Sandor | Management | For | For |
1.11 | Elect Director Kathryn D. Sullivan | Management | For | For |
1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
1.13 | Elect Director John F. Turner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CALPINE CORPORATION MEETING DATE: MAY 19, 2010 | ||||
TICKER: CPN SECURITY ID: 131347304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Cassidy | Management | For | For |
1.2 | Elect Director Jack A. Fusco | Management | For | For |
1.3 | Elect Director Robert C. Hinckley | Management | For | For |
1.4 | Elect Director David C. Merritt | Management | For | For |
1.5 | Elect Director W. Benjamin Moreland | Management | For | For |
1.6 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
1.7 | Elect Director Denise M. O'Leary | Management | For | For |
1.8 | Elect Director William J. Patterson | Management | For | For |
1.9 | Elect Director J. Stuart Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
CENTERPOINT ENERGY, INC. MEETING DATE: APR 22, 2010 | ||||
TICKER: CNP SECURITY ID: 15189T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donald R. Campbell | Management | For | For |
2 | Elect Director Milton Carroll | Management | For | For |
3 | Elect Director Derrill Cody | Management | For | For |
4 | Elect Director Michael P. Johnson | Management | For | For |
5 | Elect Director David M. McClanahan | Management | For | For |
6 | Elect Director Robert T. O Connell | Management | For | For |
7 | Elect Director Susan O. Rheney | Management | For | For |
8 | Elect Director R.A. Walker | Management | For | For |
9 | Elect Director Peter S. Wareing | Management | For | For |
10 | Ratify Auditors | Management | For | For |
CMS ENERGY CORPORATION MEETING DATE: MAY 21, 2010 | ||||
TICKER: CMS SECURITY ID: 125896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Merribel S. Ayres | Management | For | For |
1.2 | Elect Director Jon E. Barfield | Management | For | For |
1.3 | Elect Director Stephen E. Ewing | Management | For | For |
1.4 | Elect Director Richard M. Gabrys | Management | For | For |
1.5 | Elect Director David W. Joos | Management | For | For |
1.6 | Elect Director Philip R. Lochner, Jr | Management | For | For |
1.7 | Elect Director Michael T. Monahan | Management | For | For |
1.8 | Elect Director John G. Russell | Management | For | For |
1.9 | Elect Director Kenneth L. Way | Management | For | For |
1.10 | Elect Director John B. Yasinsky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
4 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
CONSTELLATION ENERGY GROUP, INC. MEETING DATE: MAY 28, 2010 | ||||
TICKER: CEG SECURITY ID: 210371100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Yves C. de Balmann | Management | For | For |
2 | Elect Director Ann C. Berzin | Management | For | For |
3 | Elect Director James T. Brady | Management | For | For |
4 | Elect Director Daniel Camus | Management | For | For |
5 | Elect Director James R. Curtiss | Management | For | For |
6 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
7 | Elect Director Nancy Lampton | Management | For | For |
8 | Elect Director Robert J. Lawless | Management | For | For |
9 | Elect Director Mayo A. Shattuck, III | Management | For | For |
10 | Elect Director John L. Skolds | Management | For | For |
11 | Elect Director Michael D. Sullivan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Require Independent Board Chairman | Shareholder | Against | Against |
ENTERGY CORPORATION MEETING DATE: MAY 7, 2010 | ||||
TICKER: ETR SECURITY ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Maureen Scannell Bateman | Management | For | For |
2 | Elect Director W. Frank Blount | Management | For | For |
3 | Elect Director Gary W. Edwards | Management | For | For |
4 | Elect Director Alexis M. Herman | Management | For | For |
5 | Elect Director Donald C. Hintz | Management | For | For |
6 | Elect Director J. Wayne Leonard | Management | For | For |
7 | Elect Director Stuart L. Levenick | Management | For | For |
8 | Elect Director Stewart C. Myers | Management | For | For |
9 | Elect Director James R. Nichols | Management | For | For |
10 | Elect Director William A. Percy, II | Management | For | For |
11 | Elect Director W.J. Tauzin | Management | For | For |
12 | Elect Director Steven V. Wilkinson | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Executive Incentive Bonus Plan | Management | For | For |
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS MEETING DATE: JUL 15, 2009 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Trustee James C. Curvey | Management | For | For |
1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
1.6 | Elect Trustee James H. Keyes | Management | For | For |
1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: MAY 18, 2010 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.8 | Elect Director Catherine A. Rein | Management | For | For |
1.9 | Elect Director George M. Smart | Management | For | For |
1.10 | Elect Director Wes M. Taylor | Management | For | For |
1.11 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
FPL GROUP, INC. MEETING DATE: MAY 21, 2010 | ||||
TICKER: FPL SECURITY ID: 302571104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sherry S. Barrat | Management | For | For |
1.2 | Elect Director Robert M. Beall, II | Management | For | For |
1.3 | Elect Director J. Hyatt Brown | Management | For | For |
1.4 | Elect Director James L. Camaren | Management | For | For |
1.5 | Elect Director J. Brian Ferguson | Management | For | For |
1.6 | Elect Director Lewis Hay, III | Management | For | For |
1.7 | Elect Director Toni Jennings | Management | For | For |
1.8 | Elect Director Oliver D. Kingsley, Jr. | Management | For | For |
1.9 | Elect Director Rudy E. Schupp | Management | For | For |
1.10 | Elect Director William H. Swanson | Management | For | For |
1.11 | Elect Director Michael H. Thaman | Management | For | For |
1.12 | Elect Director Hansel E. Tookes, II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Change Company Name | Management | For | For |
HAWAIIAN ELECTRIC INDUSTRIES, INC. MEETING DATE: MAY 11, 2010 | ||||
TICKER: HE SECURITY ID: 419870100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas B. Fargo | Management | For | For |
1.2 | Elect Director Kelvin H. Taketa | Management | For | For |
1.3 | Elect Director Jeffrey N. Watanabe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
ITC HOLDINGS CORP. MEETING DATE: MAY 19, 2010 | ||||
TICKER: ITC SECURITY ID: 465685105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward G. Jepsen | Management | For | For |
1.2 | Elect Director Richard D. McLellan | Management | For | For |
1.3 | Elect Director William J. Museler | Management | For | For |
1.4 | Elect Director Hazel R. O'Leary | Management | For | For |
1.5 | Elect Director Gordon Bennett Stewart, III | Management | For | For |
1.6 | Elect Director Lee C. Stewart | Management | For | For |
1.7 | Elect Director Joseph L. Welch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NRG ENERGY INC MEETING DATE: JUL 21, 2009 | ||||
TICKER: NRG SECURITY ID: 629377508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director John F. Chlebowski | Management | For | None |
1.2 | Elect Director Howard E. Cosgrove | Management | For | None |
1.3 | Elect Director William E. Hantke | Management | For | None |
1.4 | Elect Director Anne C. Schaumburg | Management | For | None |
2 | Amend Omnibus Stock Plan | Management | For | None |
3 | Amend Executive Incentive Bonus Plan | Management | For | None |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | None |
5 | Ratify Auditors | Management | For | None |
6 | Report on Carbon Principles | Shareholder | Against | None |
7 | Change Size of Board of Directors | Shareholder | Against | None |
8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | Against | None |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1.1 | Elect Director Betsy S. Atkins | Shareholder | For | For |
1.2 | Elect Director Ralph E. Faison | Shareholder | For | For |
1.3 | Elect Director Coleman Peterson | Shareholder | For | For |
1.4 | Elect Director Thomas C. Wajnert | Shareholder | For | For |
2 | Change Size of Board of Directors | Shareholder | For | For |
3 | Elect Director Donald DeFosset | Shareholder | For | For |
4 | Elect Director Richard H. Koppes | Shareholder | For | For |
5 | Elect Director John M. Albertine | Shareholder | For | For |
6 | Elect Director Marjorie L. Bowen | Shareholder | For | For |
7 | Elect Director Ralph G. Wellington | Shareholder | For | For |
8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | For | Against |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Amend Executive Incentive Bonus Plan | Management | For | For |
11 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Report on Carbon Principles | Shareholder | None | Abstain |
NV ENERGY, INC. MEETING DATE: MAY 4, 2010 | ||||
TICKER: NVE SECURITY ID: 67073Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian J. Kennedy | Management | For | For |
1.2 | Elect Director John F. O'Reilly | Management | For | For |
1.3 | Elect Director Michael W. Yackira | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
PG&E CORPORATION MEETING DATE: MAY 12, 2010 | ||||
TICKER: PCG SECURITY ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David R. Andrews | Management | For | For |
2 | Elect Director Lewis Chew | Management | For | For |
3 | Elect Director C. Lee Cox | Management | For | For |
4 | Elect Director Peter A. Darbee | Management | For | For |
5 | Elect Director Maryellen C. Herringer | Management | For | For |
6 | Elect Director Roger H. Kimmel | Management | For | For |
7 | Elect Director Richard A. Meserve | Management | For | For |
8 | Elect Director Forrest E. Miller | Management | For | For |
9 | Elect Director Rosendo G. Parra | Management | For | For |
10 | Elect Director Barbara L. Rambo | Management | For | For |
11 | Elect Director Barry Lawson Williams | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Limits for Directors Involved with Bankruptcy | Shareholder | Against | Against |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
QUESTAR CORPORATION MEETING DATE: MAY 18, 2010 | ||||
TICKER: STR SECURITY ID: 748356102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Teresa Beck | Management | For | Withhold |
1.2 | Elect Director R.d. Cash | Management | For | Withhold |
1.3 | Elect Director James A. Harmon | Management | For | Withhold |
1.4 | Elect Director Robert E. McKee | Management | For | Withhold |
1.5 | Elect Director Gary G. Michael | Management | For | Withhold |
1.6 | Elect Director Charles B. Stanley | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
SOUTHERN COMPANY, THE MEETING DATE: MAY 26, 2010 | ||||
TICKER: SO SECURITY ID: 842587107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. P. Baranco | Management | For | For |
1.2 | Elect Director J. A. Boscia | Management | For | For |
1.3 | Elect Director H. A. Clark III | Management | For | For |
1.4 | Elect Director H. W. Habermeyer, Jr. | Management | For | For |
1.5 | Elect Director V. M. Hagen | Management | For | For |
1.6 | Elect Director W. A. Hood, Jr. | Management | For | For |
1.7 | Elect Director D. M. James | Management | For | For |
1.8 | Elect Director J. N. Purcell | Management | For | For |
1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
1.10 | Elect Director W. G. Smith, Jr. | Management | For | For |
1.11 | Elect Director L. D. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Eliminate Cumulative Voting | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
7 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
SOUTHERN UNION COMPANY MEETING DATE: MAY 5, 2010 | ||||
TICKER: SUG SECURITY ID: 844030106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Lindemann | Management | For | For |
1.2 | Elect Director Eric D. Herschmann | Management | For | For |
1.3 | Elect Director Michal Barzuza | Management | For | For |
1.4 | Elect Director David Brodsky | Management | For | For |
1.5 | Elect Director Frank W. Denius | Management | For | For |
1.6 | Elect Director Kurt A. Gitter, M.D. | Management | For | For |
1.7 | Elect Director Herbert H. Jacobi | Management | For | For |
1.8 | Elect Director Thomas N. McCarter, III | Management | For | For |
1.9 | Elect Director George Rountree, III | Management | For | For |
1.10 | Elect Director Allan D. Scherer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
TECO ENERGY, INC. MEETING DATE: MAY 5, 2010 | ||||
TICKER: TE SECURITY ID: 872375100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John B. Ramil | Management | For | For |
2 | Elect Director Tom L. Rankin | Management | For | For |
3 | Elect Director William D. Rockford | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
WISCONSIN ENERGY CORPORATION MEETING DATE: MAY 6, 2010 | ||||
TICKER: WEC SECURITY ID: 976657106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director Barbara L. Bowles | Management | For | For |
1.3 | Elect Director Patricia W. Chadwick | Management | For | For |
1.4 | Elect Director Robert A. Cornog | Management | For | For |
1.5 | Elect Director Curt S. Culver | Management | For | For |
1.6 | Elect Director Thomas J. Fischer | Management | For | For |
1.7 | Elect Director Gale E. Klappa | Management | For | For |
1.8 | Elect Director Ulice Payne, Jr. | Management | For | For |
1.9 | Elect Director Frederick P. Stratton, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I Fidelity Advisor Series VII Fidelity Advisor Series VIII Fidelity Beacon Street Trust Fidelity Capital Trust Fidelity Central Investment Portfolios LLC Fidelity Commonwealth Trust Fidelity Concord Street Trust Fidelity Congress Street Fund Fidelity Contrafund Fidelity Covington Trust Fidelity Destiny Portfolios Fidelity Devonshire Trust Fidelity Exchange Fund Fidelity Financial Trust | Fidelity Hanover Street Trust Fidelity Hastings Street Trust Fidelity Investment Trust Fidelity Magellan Fund Fidelity Mt. Vernon Street Trust Fidelity Puritan Trust Fidelity Securities Fund Fidelity Select Portfolios Fidelity Summer Street Trust Fidelity Trend Fund Variable Insurance Products Fund Variable Insurance Products Fund II Variable Insurance Products Fund III Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Jay Burke my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2009.
WITNESS my hand on this 1st day of June 2009.
/s/Kenneth B. Robins
Kenneth B. Robins
Treasurer